Investor Gardner Lewis Asset Management L P
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Gardner Lewis Asset Management L P . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

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Date Form Target Prev
Shares		 Current
Shares		 Change
(Percent)		 Ownership
(Percent)		 Change
(Percent)
2025-04-23 13G/A ICCH / ICC Holdings, Inc. 164,866 0
2025-04-23 13G/A EMKR / Emcore Corporation 585,958 0
2025-04-22 13G/A MNTX / Manitex International, Inc. 1,779,816 0
2025-04-17 13G/A SCWX / SecureWorks Corp. 1,276,021 0
2025-02-13 13G SCWX / SecureWorks Corp. 1,276,021
2025-02-13 13G MNTX / Manitex International, Inc. 1,779,816
2025-02-13 13G ICCH / ICC Holdings, Inc. 164,866
2025-02-13 13G EMKR / Emcore Corporation 585,958
2023-12-13 13D/A BSQR / BSquare Corp 1,017,602 0
2023-11-13 13D BSQR / BSquare Corp 1,017,602
2023-02-13 13G CFCX / Centric Financial Corp 505,629
2022-08-29 13D/A LJPC / La Jolla Pharmaceutical Co. 0
2022-08-29 13D LJPC / La Jolla Pharmaceutical Co. 1,504,791
2022-06-07 13D/A CMPI / Checkmate Pharmaceuticals Inc 1,103,417 0
2022-06-03 13D CMPI / Checkmate Pharmaceuticals Inc 1,103,417
2022-02-09 13G CDOR / Condor Hospitality Trust Inc 851,349 0
2021-02-16 13G/A CDOR / Condor Hospitality Trust Inc 817,837 851,349
2020-02-14 13G SAUC / Diversified Restaurant Holdings, Inc. 1,811,845
2020-02-14 13G ENFC / Entegra Financial Corp. 618,482
2020-02-14 13G CDOR / Condor Hospitality Trust Inc 817,837
2019-07-11 13D/A AMBR / Amber International Holding Limited - Depositary Receipt (Common Stock) 2,512,629 0
2019-05-23 13D AMBR / Amber International Holding Limited - Depositary Receipt (Common Stock) 2,512,629
2018-10-29 13D/A IVTY / Invuity, Inc. 2,228,716 0
2018-09-24 13D IVTY / Invuity, Inc. 2,228,716
2018-06-26 13D RPXC / RPX Corporation 2,697,725
2018-06-26 13D/A RPXC / RPX Corporation 0
2018-02-14 13G BV / BrightView Holdings, Inc. 6,013,163
2018-01-22 13D/A GLBL / Pacer Funds Trust - Pacer MSCI World Industry Advantage ETF 9,476,139 0
2017-12-14 13D/A GLBL / Pacer Funds Trust - Pacer MSCI World Industry Advantage ETF 7,476,851 9,476,139
2017-11-01 13D/A GLBL / Pacer Funds Trust - Pacer MSCI World Industry Advantage ETF 6,218,945 7,476,851
2017-09-26 13D/A SHOR / ShorTel, Inc. 4,033,143 0
2017-09-21 13D SHOR / ShorTel, Inc. 4,033,143
2017-08-11 13D GLBL / Pacer Funds Trust - Pacer MSCI World Industry Advantage ETF 6,218,945
2017-07-18 13D/A KATE / Kate Spade & Company 7,194,367 0
2017-06-23 13D/A TNGO / Tangoe, Inc. 2,934,735 0
2017-06-12 13D TNGO / Tangoe, Inc. 2,934,735
2017-06-06 13D KATE / Kate Spade & Company 7,194,367
2017-04-11 13D/A GIG / GigCapital7 Corp. 6,475,354 0
2017-03-16 13D/A GIG / GigCapital7 Corp. 5,847,733 6,475,354
2017-02-28 13D/A DSCI / Derma Sciences, Inc. 2,171,945 0
2017-02-27 13D GIG / GigCapital7 Corp. 5,847,733
2017-02-14 13G GTWN / Georgetown Bancorp, Inc. 170,016
2017-01-23 13D DSCI / Derma Sciences, Inc. 2,171,945
2016-12-16 13D/A EVDY / Everyday Health, Inc. 3,254,166 0
2016-11-17 13D EVDY / Everyday Health, Inc. 3,254,166
2016-11-14 13D/A BLOX / Tidal Trust II - Nicholas Crypto Income ETF 3,621,116 0
2016-11-07 13D/A BLOX / Tidal Trust II - Nicholas Crypto Income ETF 3,078,462 3,621,116
2016-10-31 13D BLOX / Tidal Trust II - Nicholas Crypto Income ETF 3,078,462
2016-10-20 13D/A AVG / AVG Technologies N.V. 0 0
2016-10-06 13D/A AVG / AVG Technologies N.V. 3,624,712 0
2016-09-30 13D/A OUTR / Outerwall Inc. 901,513 0
2016-09-30 13D/A SZMK / Sizmek Inc 1,747,039 1,718,539
2016-09-19 13D/A AVG / AVG Technologies N.V. 2,903,120 3,624,712
2016-09-12 13D OUTR / Outerwall Inc. 901,513
2016-08-29 13D AVG / AVG Technologies N.V. 2,903,120
2016-08-25 13D/A SZMK / Sizmek Inc 1,718,539 1,747,039
2016-08-18 13D SZMK / Sizmek Inc 1,718,539
2016-08-09 13G/A AVNU / Avenue Financial Holdings, Inc. 1,226,621 0
2016-08-09 13G/A NSPH / Nanosphere, Inc. 9,275,352 0
2016-08-09 13G/A FCTY / 1st Century Bancshares, Inc. 1,247,987 0
2016-07-15 13G NSPH / Nanosphere, Inc. 9,275,352
2016-07-11 13G AVNU / Avenue Financial Holdings, Inc. 1,226,621
2016-07-11 13G FCTY / 1st Century Bancshares, Inc. 1,247,987
2016-06-01 13G/A NTLS / NTELOS Holdings Corp. 2,231,644 0
2016-04-01 13G/A NTLS / NTELOS Holdings Corp. 1,518,609 2,231,644
2016-02-16 13G/A ESYS / Elecsys Corp 0
2016-02-16 13G RIVR / River Valley Bancorp. 196,965
2016-02-16 13G EKFC / Eureka Financial Corp. 105,802
2016-02-16 13G NTLS / NTELOS Holdings Corp. 1,518,609
2016-02-16 13G LBMH / Liberator Medical Holdings, Inc. 3,694,150
2016-02-02 13G/A ASBI / Ameriana Bancorp 313,943 0
2016-02-02 13G/A NVSL / Naugatuck Valley Financial Corporation 699,578 0
2015-09-02 13G ASBI / Ameriana Bancorp 313,943
2015-08-05 13G/A HBOS / Heritage Financial Group Inc 0
2015-08-05 13G/A MERU / Meru Networks Inc 0
2015-08-05 13G NVSL / Naugatuck Valley Financial Corporation 699,578
2015-05-05 13G/A MCBF / Monarch Community Bancorp Inc 0
2015-02-12 13G ESYS / Elecsys Corp 343,512
2015-02-12 13G/A LPDX / Liposcience Inc 0
2015-02-09 13G/A XWES / World Energy Solutions Inc 0
2015-02-09 13G MCBF / Monarch Community Bancorp Inc 911,185
2015-01-09 13G XWES / World Energy Solutions Inc 1,379,541
2014-11-10 13G LPDX / Liposcience Inc 2,521,836
2014-11-10 13G/A PTEK / Pokertek, Inc. 0
2014-11-10 13G/A COBR / Cobra Electronics Corp 0
2014-10-08 13G COBR / Cobra Electronics Corp 815,726
2014-10-08 13G/A OBAF / Oba Financial Services, Inc. 0
2014-10-08 13G PTEK / Pokertek, Inc. 972,175
2014-06-04 13G OBAF / Oba Financial Services, Inc. 404,201
2014-04-04 13G/A VTNC / Vitran Corp Inc 0
2014-03-07 13G/A 0
2014-03-07 13G VTNC / Vitran Corp Inc 2,281,371
2014-01-09 13G/A 0
2014-01-09 13G 342,128
2013-12-09 13G/A 0
2013-11-06 13G/A 0
2013-07-02 13G/A PTEN / Patterson-UTI Energy, Inc. 0
2013-07-02 13G/A 547,167
2013-07-02 13G 323,963
2013-06-05 13G 547,167
2013-04-05 13G/A 224,518
2013-04-03 13G 497,095
2013-02-08 13G/A PNS / Pinnacle Data Systems Inc 0
2013-02-08 13G/A 0
2013-02-08 13G LMLP / ETRACS Monthly Pay 2xLeveraged Wells Fargo MLP Ex-Energy ETN 1,642,816
2013-02-08 13G PTEN / Patterson-UTI Energy, Inc. 286,741
2013-01-09 13G/A DITC / Ditech Networks Inc 0
2012-11-06 13G DITC / Ditech Networks Inc 2,741,917
2012-09-06 13G 476,720
2012-08-06 13G/A RFMI / Rf Monolithics Inc 0
2012-07-03 13G/A RFMI / Rf Monolithics Inc 2,019,512
2012-05-03 13G RFMI / Rf Monolithics Inc 1,389,355
2012-02-14 13G PNS / Pinnacle Data Systems Inc 683,898
2012-02-14 13G/A SIGA / SIGA Technologies, Inc. 468,112