Clint Duane Carlson - Insider Trading Tracker

SWK Holdings Corporation

US ˙ NasdaqGM

Pengenalan

Halaman ini menyediakan analisis menyeluruh tentang sejarah dagangan orang dalam yang diketahui Clint Duane Carlson. Orang dalam ialah pegawai, pengarah atau pelabur penting dalam syarikat. Adalah haram bagi orang dalam untuk membuat perdagangan dalam syarikat mereka berdasarkan maklumat khusus bukan awam. Ini tidak bermakna haram bagi mereka untuk membuat sebarang perdagangan dalam syarikat mereka sendiri. Tetapi mereka mesti melaporkan semua perdagangan kepada SEC melalui Borang 4. Walaupun terdapat sekatan ini, penyelidikan akademik menunjukkan bahawa orang dalam - secara amnya - cenderung untuk mengatasi prestasi pasaran dalam syarikat mereka sendiri.

Purata Keuntungan Perdagangan

Purata keuntungan perdagangan ialah purata pulangan semua pembelian pasaran terbuka yang dibuat oleh orang dalam dalam tempoh tiga tahun terakhir. Untuk mengira ini, kami memeriksa setiap pembelian pasaran terbuka yang tidak dirancang oleh orang dalam, tidak termasuk semua dagangan yang ditandakan sebagai sebahagian daripada pelan dagangan 10b5-1. Kami kemudian mengira prestasi purata dagangan tersebut sepanjang 3, 6 dan 12 bulan, dengan purata setiap tempoh tersebut untuk menjana metrik prestasi akhir bagi setiap dagangan. Akhir sekali, kami puratakan semua metrik prestasi untuk mengira metrik prestasi untuk orang dalam. Senarai ini hanya termasuk orang dalam yang telah membuat sekurang-kurangnya tiga dagangan dalam dua tahun lepas.

Jika keuntungan berdagang orang dalam ini ialah "N/A", maka orang dalam sama ada tidak membuat sebarang pembelian pasaran terbuka dalam tempoh tiga tahun terakhir, atau dagangan yang mereka buat adalah terlalu baru untuk mengira metrik prestasi yang boleh dipercayai.

Kekerapan Kemas Kini: Harian

Lihat senarai pedagang dalaman yang paling menguntungkan.

Lihat Orang Dalam Dengan Kedudukan Tertinggi

Syarikat dengan Kedudukan Orang Dalam yang Dilaporkan

Pemfailan SEC menunjukkan Clint Duane Carlson telah melaporkan pegangan atau perdagangan dalam syarikat berikut:

Sekuriti	Tajuk	Pegangan Terkini Dilaporkan
US:SWKH / SWK Holdings Corporation	10% Owner	12,354
US:GLT / Glatfelter Corporation	10% Owner	4,335,000
US:TFFP / TFF Pharmaceuticals, Inc.	10% Owner	5,280,000
US:ESTE / Earthstone Energy Inc - Class A	10% Owner	2,957,288
US:TPH / Tri Pointe Homes, Inc.	10% Owner	4,235,030
US:EPL /	Director	2,515,673
US:SRZ / Sunrise Senior Living Inc	10% Owner	5,749,358

Bagaimana Mentafsir Carta

Carta berikut menunjukkan prestasi saham sekuriti selepas setiap dagangan pasaran terbuka dan tidak dirancang yang dibuat oleh Clint Duane Carlson. Perdagangan tidak dirancang ialah dagangan yang tidak dibuat sebagai sebahagian daripada pelan dagangan 10b5-1. Prestasi saham dicatatkan sebagai perubahan peratus kumulatif dalam harga saham. Sebagai contoh, jika perdagangan orang dalam dibuat pada 1 Januari 2019, carta akan menunjukkan perubahan peratusan harian sekuriti kepada hari ini. Jika harga saham naik dari $10 kepada $15 pada masa ini, perubahan peratus terkumpul dalam harga saham ialah 50%. Perubahan dalam harga daripada $10 kepada $20 ialah 100% dan perubahan dalam harga $10 hingga $5 ialah -50%.

Secara dasarnya, kami cuba untuk menentukan sejauh mana dagangan orang dalam berkait rapat dengan pulangan berlebihan (positif atau negatif) dalam harga saham untuk melihat sama ada orang dalam menetapkan masa dagangan mereka untuk mendapat keuntungan daripada maklumat orang dalam. Pertimbangkan situasi di mana orang dalam melakukan perkara ini. Dalam keadaan ini, kami menjangkakan sama ada (a) pulangan positif selepas pembelian, atau (b) pulangan negatif selepas jualan. Dalam kes (a), carta PEMBELIAN akan menunjukkan satu siri keluk condong ke atas, menunjukkan pulangan positif selepas setiap transaksi pembelian. Dalam kes (b), carta JUALAN akan menunjukkan satu siri keluk condong ke bawah, menunjukkan pulangan negatif selepas setiap transaksi jualan.

Walau bagaimanapun, ini sahaja tidak cukup untuk membuat kesimpulan. Jika, sebagai contoh, harga saham syarikat berada dalam pendakian bukan disebabkan kitaran selama bertahun-tahun, maka kami menjangkakan semua plot selepas pembelian akan condong ke atas. Begitu juga, kemerosotan bukan disebabkan kitaran selama bertahun-tahun akan mengakibatkan plot pasca perdagangan condong ke bawah. Kedua-dua carta ini tidak akan mencadangkan aktiviti perdagangan orang dalam.

Penunjuk terkuat ialah keadaan di mana harga saham adalah sangat kitaran, dan terdapat kedua-dua isyarat positif dalam carta PEMBELIAN dan plot negatif pada carta JUALAN. Situasi ini akan sangat menunjukkan orang dalam yang menentukan masa perdagangan untuk kelebihan kewangan mereka.

Pembelian Orang Dalam SWKH / SWK Holdings Corporation - Analisis Keuntungan Jangka Pendek

Dalam bahagian ini, kami menganalisis keuntungan setiap pembelian orang dalam pasaran terbuka yang tidak dirancang yang dibuat dalam SWKH / SWK Holdings Corporation. Analisis ini membantu untuk memahami sama ada orang dalam secara konsisten menjana pulangan tidak normal dan patut diikuti. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah bersifat teori .

Jadual berikut menunjukkan pembelian pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan	Simbol Saham	Orang dalam	Saham Dilaporkan	Harga Dilaporkan	Saham Dilaraskan	Harga Dilaraskan	Asas Kos	Hari ke Maks	Harga pada Maks	Maks Keuntungan ($)	Pulangan Maks (%)
2017-05-19	SWKH	CARLSON CAPITAL L P	8,147	11.0000	8,147	11.0000	89,617	109	11.4000	3,259	3.64
2017-05-18	SWKH	CARLSON CAPITAL L P	1,600	10.9994	1,600	10.9994	17,599
2017-05-17	SWKH	CARLSON CAPITAL L P	500	10.8500	500	10.8500	5,425
2017-05-15	SWKH	CARLSON CAPITAL L P	19,900	11.1000	19,900	11.1000	220,890
2017-05-15	SWKH	CARLSON CAPITAL L P	10,000	11.1050	10,000	11.1050	111,050
2016-08-29	SWKH	CARLSON CAPITAL L P	1,500	9.7500	1,500	9.7500	14,625
2016-08-26	SWKH	CARLSON CAPITAL L P	1,600	9.7500	1,600	9.7500	15,600
2016-08-25	SWKH	CARLSON CAPITAL L P	1,500	9.7500	1,500	9.7500	14,625
2016-08-24	SWKH	CARLSON CAPITAL L P	2,000	9.7500	2,000	9.7500	19,500
2015-12-16	SWKH	CARLSON CAPITAL L P	29,000	11.0274	29,000	11.0274	319,795
2015-12-15	SWKH	CARLSON CAPITAL L P	6,000	11.0000	6,000	11.0000	66,000
2014-12-05	SWKH	CARLSON CAPITAL L P	17,440,525	1.3700	17,440,525	1.3700	23,893,519
2014-08-18	SWKH	CARLSON CAPITAL L P	52,106,256	1.3700	52,106,256	1.3700	71,385,571
2014-08-18	SWKH	CARLSON CAPITAL L P	3,801,744	1.3700	3,801,744	1.3700	5,208,389
2012-02-28	NONE	CARLSON CAPITAL L P	500,000	0.8200	500,000	0.8200	410,000

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

Jualan Orang Dalam SWKH / SWK Holdings Corporation - Analisis Kerugian Jangka Pendek

Dalam bahagian ini, kami menganalisis pengelakan kerugian jangka pendek bagi setiap jualan dalaman pasaran terbuka yang tidak dirancang yang dibuat dalam SWKH / SWK Holdings Corporation. Corak pengelakan kerugian yang konsisten mungkin mencadangkan bahawa urus niaga jualan masa hadapan mungkin meramalkan penurunan harga. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah teori .

Jadual berikut menunjukkan jualan pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan Harga
Dilaporkan Saham
Dilaraskan Harga
Dilaraskan Asas Kos Hari ke
Min Harga pada
Min Kerugian Maks
Dielakkan ($) Kerugian Maks
Dielakkan (%)

Tiada dagangan pasaran terbuka tidak dirancang yang tidak diketahui untuk gabungan orang dalam dan sekuriti ini

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

Pembelian Orang Dalam TPH / Tri Pointe Homes, Inc. - Analisis Keuntungan Jangka Pendek

Dalam bahagian ini, kami menganalisis keuntungan setiap pembelian orang dalam pasaran terbuka yang tidak dirancang yang dibuat dalam SWKH / SWK Holdings Corporation. Analisis ini membantu untuk memahami sama ada orang dalam secara konsisten menjana pulangan tidak normal dan patut diikuti. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah bersifat teori .

Jadual berikut menunjukkan pembelian pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan Harga
Dilaporkan Saham
Dilaraskan Harga
Dilaraskan Asas Kos Hari ke
Maks Harga pada
Maks Maks
Keuntungan ($) Pulangan Maks (%)

Tiada dagangan pasaran terbuka tidak dirancang yang tidak diketahui untuk gabungan orang dalam dan sekuriti ini

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

Jualan Orang Dalam TPH / Tri Pointe Homes, Inc. - Analisis Kerugian Jangka Pendek

Dalam bahagian ini, kami menganalisis pengelakan kerugian jangka pendek bagi setiap jualan dalaman pasaran terbuka yang tidak dirancang yang dibuat dalam SWKH / SWK Holdings Corporation. Corak pengelakan kerugian yang konsisten mungkin mencadangkan bahawa urus niaga jualan masa hadapan mungkin meramalkan penurunan harga. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah teori .

Jadual berikut menunjukkan jualan pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan Harga
Dilaporkan Saham
Dilaraskan Harga
Dilaraskan Asas Kos Hari ke
Min Harga pada
Min Kerugian Maks
Dielakkan ($) Kerugian Maks
Dielakkan (%)

Tiada dagangan pasaran terbuka tidak dirancang yang tidak diketahui untuk gabungan orang dalam dan sekuriti ini

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

Sejarah Dagangan Orang Dalam

Jadual ini menunjukkan senarai lengkap dagangan orang dalam yang dibuat oleh Clint Duane Carlson seperti yang didedahkan kepada Suruhanjaya Bursa Sekuriti (SEC).

Tarikh Fail Tarikh Tran Borang Simbol Saham Sekuriti Kod 10b5-1 Saham Baki Saham Peratus
Ubah Saham
harga Tran
Nilai Baki
Nilai

2024-11-01 3 SWKH SWK Holdings Corp
Common Stock, par value $0.001 per share the "Common Stock" 12,354

2024-11-01 3 SWKH SWK Holdings Corp
Common Stock, par value $0.001 per share the "Common Stock" 399,394

2024-10-25 2024-10-23 4 SWKH SWK Holdings Corp
Common Stock, par value $0.01 per share (the "Common Stock") J - Other -600,678 0 -100.00

2024-09-26 2024-09-25 4 GLT Glatfelter Corp
Common Stock, par value $0.01 per share (the "Common Stock") S - Sale -320,691 4,335,000 -6.89 1.74 -558,002 7,542,900

2024-09-23 2024-09-19 4 GLT Glatfelter Corp
Common Stock, par value $0.01 per share (the "Common Stock") S - Sale -50,000 4,655,691 -1.06 1.82 -91,000 8,473,358

2024-07-01 2024-06-28 4 GLT Glatfelter Corp
Common Stock S - Sale -2,262,984 4,705,691 -32.47 1.40 -3,168,178 6,587,967

2024-07-01 2024-06-27 4 GLT Glatfelter Corp
Common Stock, par value $0.01 per share (the "Common Stock") S - Sale -207,325 6,968,675 -2.89 1.65 -342,086 11,498,314

2023-10-26 2023-10-26 4 GLT Glatfelter Corp
Common Stock P - Purchase 50,000 7,176,000 0.70 1.60 80,000 11,481,600

2023-10-26 2023-10-25 4 GLT Glatfelter Corp
Common Stock P - Purchase 25,000 7,126,000 0.35 1.55 38,698 11,030,335

2023-10-26 2023-10-24 4 GLT Glatfelter Corp
Common Stock, par value $0.01 per share (the "Common Stock") P - Purchase 75,000 7,101,000 1.07 1.54 115,320 10,918,498

2023-10-12 2023-10-10 4 GLT Glatfelter Corp
Common Stock, par value $0.01 per share (the "Common Stock") P - Purchase 236,000 7,026,000 3.48 1.80 424,800 12,646,800

2023-10-04 2023-10-03 4 GLT Glatfelter Corp
Common Stock P - Purchase 75,000 6,790,000 1.12 1.90 142,500 12,901,000

2023-10-04 2023-10-02 4 GLT Glatfelter Corp
Common Stock, par value $0.01 per share (the "Common Stock") P - Purchase 250,000 6,715,000 3.87 1.95 488,425 13,119,096

2023-09-07 2023-09-06 4 GLT Glatfelter Corp
Common Stock P - Purchase 100,000 6,465,000 1.57 2.00 200,040 12,932,586

2023-09-07 2023-09-05 4 GLT Glatfelter Corp
Common Stock, par value $0.01 per share (the "Common Stock") P - Purchase 200,000 6,365,000 3.24 1.92 384,340 12,231,620

2023-08-17 3 TFFP TFF Pharmaceuticals, Inc.
Common Stock, par value $0.001 per share (the "Common Stock" 5,280,000

2023-08-17 2023-08-16 4 TFFP TFF Pharmaceuticals, Inc.
Common Stock S - Sale -1,000 5,064,000 -0.02 0.39 -392 1,983,062

2023-08-17 2023-08-15 4 TFFP TFF Pharmaceuticals, Inc.
Common Stock, par value $0.001 per share (the "Common Stock" S - Sale -215,000 5,065,000 -4.07 0.44 -94,041 2,215,431

2023-08-17 2023-08-16 4 GLT Glatfelter Corp
Common Stock P - Purchase 65,000 6,165,000 1.07 2.00 129,954 12,325,684

2023-08-17 2023-08-15 4 GLT Glatfelter Corp
Common Stock P - Purchase 5,000 6,100,000 0.08 2.03 10,129 12,357,380

2023-08-17 2023-08-15 4 GLT Glatfelter Corp
Common Stock, par value $0.01 per share (the "Common Stock") P - Purchase 180,000 6,095,000 3.04 2.00 360,000 12,190,000

2023-03-31 2023-03-29 4 GLT Glatfelter Corp
Common Stock P - Purchase 500,000 5,915,000 9.23 3.09 1,546,900 18,299,827

2023-03-31 2023-01-20 4 GLT Glatfelter Corp
Common Stock, par value $0.01 per share (the "Common Stock") X - Other 50,000 5,415,000 0.93 2.50 125,000 13,537,500

2022-10-21 3 GLT Glatfelter Corp
Common Stock, par value $0.01 per share (the "Common Stock") 5,365,000

2017-05-22 2017-05-19 4 SWKH SWK Holdings Corp
Common Stock P - Purchase 8,147 9,093,766 0.09 11.00 89,617 100,031,426

2017-05-22 2017-05-18 4 SWKH SWK Holdings Corp
Common Stock P - Purchase 1,600 9,085,619 0.02 11.00 17,599 99,936,358

2017-05-17 2017-05-17 4 SWKH SWK Holdings Corp
Common Stock P - Purchase 500 9,084,019 0.01 10.85 5,425 98,561,606

2017-05-17 2017-05-15 4 SWKH SWK Holdings Corp
Common Stock P - Purchase 10,000 9,083,519 0.11 11.10 111,050 100,872,478

2017-05-17 2017-05-15 4 SWKH SWK Holdings Corp
Common Stock P - Purchase 19,900 9,073,519 0.22 11.10 220,890 100,716,061

2016-08-30 2016-08-29 4 SWKH SWK Holdings Corp
Common Stock P - Purchase 1,500 9,053,619 0.02 9.75 14,625 88,272,785

2016-08-30 2016-08-26 4 SWKH SWK Holdings Corp
Common Stock P - Purchase 1,600 9,052,119 0.02 9.75 15,600 88,258,160

2016-08-26 2016-08-25 4 SWKH SWK Holdings Corp
Common Stock P - Purchase 1,500 9,050,519 0.02 9.75 14,625 88,242,560

2016-08-26 2016-08-24 4 SWKH SWK Holdings Corp
Common Stock P - Purchase 2,000 9,049,019 0.02 9.75 19,500 88,227,935

2015-12-17 2015-12-16 4 SWKH SWK Holdings Corp
Common Stock P - Purchase 29,000 9,047,019 0.32 11.03 319,795 99,765,097

2015-12-17 2015-12-15 4 SWKH SWK Holdings Corp
Common Stock P - Purchase 6,000 9,018,019 0.07 11.00 66,000 99,198,209

2015-01-02 3/A ESTE EARTHSTONE ENERGY INC
Common Stock, par value $0.001 per share ("Common Stock") 2,957,288

2014-12-29 3 ESTE EARTHSTONE ENERGY INC
Common Stock, par value $0.001 per share ("Common Stock") 5,914,576

2014-12-29 3 ESTE EARTHSTONE ENERGY INC
Common Stock, par value $0.001 per share ("Common Stock") 5,914,576

2014-12-29 3 ESTE EARTHSTONE ENERGY INC
Common Stock, par value $0.001 per share ("Common Stock") 5,914,576

2014-12-29 3 ESTE EARTHSTONE ENERGY INC
Common Stock, par value $0.001 per share ("Common Stock") 5,914,576

2014-12-29 3 ESTE EARTHSTONE ENERGY INC
Common Stock, par value $0.001 per share ("Common Stock") 5,914,576

2014-12-05 2014-12-05 4 SWKH SWK Holdings Corp
Common Stock P - Purchase 17,440,525 90,120,229 24.00 1.37 23,893,519 123,464,714

2014-12-01 2014-11-26 4 SWKH SWK Holdings Corp
Subscription Right X - Other -13,149,100 0 -100.00

2014-12-01 2014-11-26 4 SWKH SWK Holdings Corp
Over-Subscription Privilege X - Other -13,149,100 0 -100.00

2014-12-01 2014-11-26 4 SWKH SWK Holdings Corp
Common Stock X - Other 4,622,604 72,679,704 6.79 0.86 3,975,439 62,504,545

2014-08-26 2014-08-18 4 SWKH SWK Holdings Corp
Common Stock P - Purchase 3,801,744 68,057,100 5.92 1.37 5,208,389 93,238,227

2014-08-26 2014-08-18 4 SWKH SWK Holdings Corp
Common Stock P - Purchase 52,106,256 68,057,100 326.67 1.37 71,385,571 93,238,227

2014-07-10 2014-07-02 4 TPH TRI Pointe Homes, Inc.
Common Stock P - Purchase 25,000 4,235,030 0.59 15.54 388,395 65,794,579

2014-07-10 2014-07-02 4 TPH TRI Pointe Homes, Inc.
Common Stock P - Purchase 25,000 4,210,030 0.60 15.46 386,500 65,087,064

2014-07-10 2014-07-02 4 TPH TRI Pointe Homes, Inc.
Common Stock P - Purchase 25,000 4,185,030 0.60 15.60 390,000 65,286,468

2014-07-10 2014-07-02 4 TPH TRI Pointe Homes, Inc.
Common Stock P - Purchase 53,600 4,160,030 1.31 15.57 834,707 64,783,731

2014-07-10 2014-07-01 4 TPH TRI Pointe Homes, Inc.
Common Stock P - Purchase 192,700 4,106,430 4.92 15.54 2,994,250 63,807,352

2014-07-10 2014-06-30 4 TPH TRI Pointe Homes, Inc.
Common Stock P - Purchase 68,647 3,913,730 1.79 15.72 1,079,385 61,538,316

2014-07-10 2014-06-30 4 TPH TRI Pointe Homes, Inc.
Common Stock P - Purchase 50,000 3,845,083 1.32 15.56 778,000 59,829,491

2014-07-10 2014-06-30 4 TPH TRI Pointe Homes, Inc.
Common Stock P - Purchase 100,000 3,795,083 2.71 15.54 1,554,000 58,975,590

2014-07-10 2014-06-30 4 TPH TRI Pointe Homes, Inc.
Common Stock P - Purchase 50,000 3,695,083 1.37 15.48 774,000 57,199,885

2014-07-10 2014-06-30 4 TPH TRI Pointe Homes, Inc.
Common Stock P - Purchase 150,000 3,645,083 4.29 15.53 2,329,500 56,608,139

2014-07-10 2014-06-30 4 TPH TRI Pointe Homes, Inc.
Common Stock P - Purchase 1,000 3,495,083 0.03 15.50 15,500 54,173,786

2014-07-10 2014-06-30 4 TPH TRI Pointe Homes, Inc.
Common Stock P - Purchase 1,000 3,488,683 0.03 15.50 15,496 54,060,632

2014-07-10 2014-06-30 4 TPH TRI Pointe Homes, Inc.
Common Stock P - Purchase 600 3,487,683 0.02 15.48 9,286 53,976,777

2014-07-10 2014-06-30 4 TPH TRI Pointe Homes, Inc.
Common Stock P - Purchase 24,900 3,486,683 0.72 15.48 385,328 53,956,419

2014-07-10 2014-06-30 4 TPH TRI Pointe Homes, Inc.
Common Stock P - Purchase 25,000 3,486,083 0.72 15.46 386,478 53,891,706

2014-07-10 2014-06-30 4 TPH TRI Pointe Homes, Inc.
Common Stock P - Purchase 50,000 3,461,183 1.47 15.47 773,500 53,544,501

2014-07-10 2014-06-30 4 TPH TRI Pointe Homes, Inc.
Common Stock P - Purchase 6,781 3,436,183 0.20 15.46 104,868 53,140,570

2014-07-10 2014-06-30 4 TPH TRI Pointe Homes, Inc.
Common Stock P - Purchase 100,000 3,386,183 3.04 15.39 1,539,310 52,123,854

2014-07-10 2014-06-30 4 TPH TRI Pointe Homes, Inc.
Common Stock P - Purchase 20,000 3,379,402 0.60 15.45 309,000 52,211,761

2014-07-10 2014-06-30 4 TPH TRI Pointe Homes, Inc.
Common Stock P - Purchase 94,872 3,279,402 2.98 15.44 1,464,881 50,635,935

2014-07-10 2014-06-30 4 TPH TRI Pointe Homes, Inc.
Common Stock P - Purchase 84,749 3,259,402 2.67 15.43 1,307,982 50,304,307

2014-07-10 3 TPH TRI Pointe Homes, Inc.
Common Stock, par value $0.01 per share (the "Common Stock") 6,329,060

2014-07-10 3 TPH TRI Pointe Homes, Inc.
Common Stock, par value $0.01 per share (the "Common Stock") 6,329,060

2014-07-10 3 TPH TRI Pointe Homes, Inc.
Common Stock, par value $0.01 per share (the "Common Stock") 6,329,060

2014-07-10 3 TPH TRI Pointe Homes, Inc.
Common Stock, par value $0.01 per share (the "Common Stock") 6,329,060

2014-07-10 3 TPH TRI Pointe Homes, Inc.
Common Stock, par value $0.01 per share (the "Common Stock") 6,329,060

2014-07-10 3 TPH TRI Pointe Homes, Inc.
Common Stock, par value $0.01 per share (the "Common Stock") 6,329,060

2014-07-10 3 TPH TRI Pointe Homes, Inc.
Common Stock, par value $0.01 per share (the "Common Stock") 6,329,060

2014-07-10 3 TPH TRI Pointe Homes, Inc.
Common Stock, par value $0.01 per share (the "Common Stock") 6,329,060

2013-09-09 2013-09-06 4 NONE SWK Holdings Corp
Common Stock Warrant (right to buy) A - Award 1,000,000 1,000,000

2013-05-08 2013-05-08 4 EPL EPL OIL & GAS, INC.
Common Stock S - Sale -50,000 2,515,673 -1.95 33.85 -1,692,535 85,157,292

2013-05-08 2013-05-06 4 EPL EPL OIL & GAS, INC.
Common Stock, par value $0.001 per share ("Common Stock") S - Sale -245,000 2,565,673 -8.72 34.05 -8,343,058 87,369,632

2013-03-21 2013-03-19 4 EPL EPL OIL & GAS, INC.
Common Stock, par value $0.001 per share ("Common Stock") S - Sale -10,000 2,810,673 -0.35 27.67 -276,664 77,761,203

2013-03-15 2013-03-15 4 EPL EPL OIL & GAS, INC.
Common Stock S - Sale -100,000 2,820,673 -3.42 28.50 -2,849,950 80,387,770

2013-03-15 2013-03-14 4 EPL EPL OIL & GAS, INC.
Common Stock S - Sale -147,061 2,920,673 -4.79 28.10 -4,133,032 82,083,178

2013-03-15 2013-03-13 4 EPL EPL OIL & GAS, INC.
Common Stock, par value $0.001 per share ("Common Stock") S - Sale -41,000 3,067,734 -1.32 27.87 -1,142,494 85,484,555

2013-03-12 2013-03-12 4 EPL EPL OIL & GAS, INC.
Common Stock S - Sale -84,749 3,108,734 -2.65 27.91 -2,364,972 86,751,088

2013-03-12 2013-03-11 4 EPL EPL OIL & GAS, INC.
Common Stock S - Sale -140,000 3,193,483 -4.20 28.23 -3,952,592 90,160,967

2013-03-12 2013-03-08 4 EPL EPL OIL & GAS, INC.
Common Stock S - Sale -4,792 3,333,483 -0.14 27.88 -133,622 92,951,840

2013-03-12 2013-03-08 4 EPL EPL OIL & GAS, INC.
Common Stock, par value $0.001 per share ("Common Stock") S - Sale -82,398 3,338,275 -2.41 27.75 -2,286,701 92,643,474

2012-12-26 2012-12-24 4 EPL EPL OIL & GAS, INC.
Common Stock S - Sale -500 3,420,673 -0.01 23.04 -11,520 78,809,911

2012-12-26 2012-12-21 4 EPL EPL OIL & GAS, INC.
Common Stock, par value $0.001 per share ("Common Stock") S - Sale -266,100 3,421,173 -7.22 23.05 -6,132,487 78,843,669

2012-11-29 2012-11-29 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock S - Sale -142,219 5,749,358 -2.41 14.34 -2,039,093 82,432,570

2012-11-29 2012-11-29 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock S - Sale -7,781 5,891,577 -0.13 14.34 -111,561 84,471,074

2012-11-29 2012-11-29 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock S - Sale -50,000 5,899,358 -0.84 14.37 -718,545 84,779,084

2012-11-29 2012-11-29 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock S - Sale -6,200 5,949,358 -0.10 14.35 -88,943 85,347,705

2012-11-29 2012-11-28 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock S - Sale -3,700 5,955,558 -0.06 14.31 -52,963 85,249,048

2012-11-29 2012-11-28 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock S - Sale -22,500 5,959,258 -0.38 14.34 -322,652 85,456,356

2012-11-29 2012-11-28 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock S - Sale -75,300 5,981,758 -1.24 14.32 -1,078,296 85,658,775

2012-11-29 2012-11-28 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock S - Sale -8,500 6,057,058 -0.14 14.31 -121,635 86,676,500

2012-11-29 2012-11-28 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock S - Sale -91,500 6,065,558 -1.49 14.31 -1,309,392 86,799,955

2012-11-29 2012-11-27 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock S - Sale -3,400 6,157,058 -0.06 14.36 -48,826 88,419,663

2012-11-29 2012-11-27 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock, par value $0.01 per share (the "Common Stock") S - Sale -112,900 6,160,458 -1.80 14.36 -1,621,413 88,473,418

2012-11-21 2012-11-21 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock S - Sale -3,500 6,273,358 -0.06 14.30 -50,064 89,733,485

2012-11-21 2012-11-21 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock S - Sale -115,600 6,276,858 -1.81 14.30 -1,653,542 89,784,177

2012-11-21 2012-11-20 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock S - Sale -50,750 6,392,458 -0.79 14.30 -725,933 91,438,358

2012-11-21 2012-11-20 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock S - Sale -83,650 6,443,208 -1.28 14.31 -1,196,789 92,183,621

2012-11-21 2012-11-20 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock S - Sale -966 6,526,858 -0.01 14.31 -13,819 93,372,578

2012-11-21 2012-11-20 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock S - Sale -3,134 6,527,824 -0.05 14.31 -44,833 93,382,481

2012-11-21 2012-11-19 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock S - Sale -3,500 6,530,958 -0.05 14.31 -50,074 93,437,763

2012-11-21 2012-11-19 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock S - Sale -4,100 6,534,458 -0.06 14.31 -58,671 93,508,747

2012-11-21 2012-11-19 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock S - Sale -64,600 6,538,558 -0.98 14.31 -924,361 93,560,226

2012-11-21 2012-11-19 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock S - Sale -2,600 6,603,158 -0.04 14.32 -37,232 94,557,223

2012-11-21 2012-11-19 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock, par value $0.01 per share (the "Common Stock") S - Sale -182,800 6,605,758 -2.69 14.31 -2,616,325 94,544,911

2012-11-16 2012-11-16 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock S - Sale -22,100 6,788,558 -0.32 14.29 -315,886 97,032,254

2012-11-16 2012-11-16 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock S - Sale 278,900 6,810,658 4.27 14.29 3,985,871 97,333,838

2012-11-16 2012-11-16 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock S - Sale -304,120 7,089,558 -4.11 14.29 -4,345,875 101,309,784

2012-11-16 2012-11-16 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock S - Sale -16,270 7,393,678 -0.22 14.29 -232,464 105,640,132

2012-11-16 2012-11-15 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock S - Sale -371,419 7,409,948 -4.77 14.29 -5,307,912 105,894,826

2012-11-16 2012-11-15 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock S - Sale -143,581 7,781,367 -1.81 14.29 -2,051,887 111,201,960

2012-11-16 2012-11-15 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock S - Sale -33,100 7,924,948 -0.42 14.29 -473,022 113,253,054

2012-11-16 2012-11-15 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock S - Sale -9,900 7,958,048 -0.12 14.29 -141,472 113,721,302

2012-11-16 2012-11-14 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock S - Sale -142,489 7,967,948 -1.76 14.33 -2,041,882 114,181,492

2012-11-16 2012-11-14 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock S - Sale -100,700 8,110,437 -1.23 14.32 -1,442,024 116,141,458

2012-11-16 2012-11-14 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock, par value $0.01 per share (the "Common Stock") S - Sale -8,400 8,211,137 -0.10 14.30 -120,128 117,426,649

2012-06-28 2012-06-28 4 EPL ENERGY PARTNERS LTD
Common Stock S - Sale -201,835 3,687,273 -5.19 16.23 -3,276,186 59,851,815

2012-06-28 2012-06-27 4 EPL ENERGY PARTNERS LTD
Common Stock S - Sale -249,116 3,889,108 -6.02 16.36 -4,074,541 63,610,250

2012-06-28 2012-06-26 4 EPL ENERGY PARTNERS LTD
Common Stock, par value $0.001 per share ("Common Stock") S - Sale -100,000 4,138,224 -2.36 16.11 -1,611,400 66,683,342

2012-05-08 2012-05-07 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 13,918 8,219,537 0.17 6.79 94,461 55,785,998

2012-05-08 2012-05-07 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 12,566 8,205,619 0.15 6.78 85,160 55,609,480

2012-05-08 2012-05-04 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 75,000 8,193,053 0.92 6.68 500,625 54,688,629

2012-05-08 2012-05-04 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock, par value $0.01 per share (the "Common Stock") P - Purchase 25,000 8,118,053 0.31 6.70 167,400 54,358,483

2012-04-11 2012-04-11 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 26,900 8,093,053 0.33 5.95 160,001 48,137,479

2012-04-11 2012-04-11 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 43,758 8,066,153 0.55 5.92 259,266 47,791,957

2012-04-11 2012-04-11 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 25,000 8,022,395 0.31 5.95 148,825 47,757,317

2012-04-11 2012-04-09 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 50,000 7,997,395 0.63 5.88 294,000 47,024,683

2012-04-11 2012-04-09 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock, par value $0.01 per share (the "Common Stock") P - Purchase 18,078 7,947,395 0.23 5.90 106,733 46,921,420

2012-04-04 2012-04-04 4 [SRZ] SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 960 7,929,317 0.01 6.00 5,760 47,575,902

2012-04-04 2012-04-04 4 [SRZ] SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 21,622 7,928,357 0.27 6.00 129,710 47,562,214

2012-04-04 2012-04-04 4 [SRZ] SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 10,300 7,906,735 0.13 6.00 61,779 47,424,597

2012-04-04 2012-04-02 4 [SRZ] SUNRISE SENIOR LIVING INC
Common Stock, par value $0.01 per share (the "Common Stock") P - Purchase 77,600 7,896,435 0.99 6.48 502,538 51,137,313

2012-03-26 2012-03-22 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 25,000 7,818,835 0.32 7.13 178,225 55,740,475

2012-03-26 2012-03-22 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock, par value $0.01 per share (the "Common Stock") P - Purchase 25,000 7,793,835 0.32 7.12 178,100 55,523,281

2012-03-06 2012-03-06 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 32,400 7,768,835 0.42 7.27 235,548 56,479,430

2012-03-06 2012-03-06 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 17,600 7,736,435 0.23 7.32 128,867 56,646,177

2012-03-06 2012-03-02 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 25,000 7,718,835 0.32 7.69 192,175 59,334,685

2012-03-06 2012-03-02 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 25,000 7,693,835 0.33 7.65 191,350 58,888,613

2012-03-06 2012-03-02 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 25,000 7,668,835 0.33 7.65 191,300 58,681,925

2012-03-06 2012-03-02 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock, par value $0.01 per share (the "Common Stock") P - Purchase 25,000 7,643,835 0.33 7.69 192,200 58,765,803

2012-03-01 2012-02-28 4 NONE SWK Holdings Corp
Common Stock, par value $0.001 per share (the "Common Stock" P - Purchase 500,000 12,149,100 4.29 0.82 410,000 9,962,262

2012-01-27 2012-01-25 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock, par value $0.01 per share (the "Common Stock") P - Purchase 27,420 7,618,835 0.36 6.85 187,909 52,211,876

2012-01-11 2012-01-10 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 1,000 7,591,415 0.01 6.14 6,141 46,618,880

2012-01-11 2012-01-10 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 1,200 7,590,415 0.02 6.05 7,264 45,944,782

2012-01-11 2012-01-10 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 25,000 7,589,215 0.33 6.06 151,400 45,960,286

2012-01-11 2012-01-10 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 20,000 7,564,215 0.27 6.15 122,960 46,504,794

2012-01-11 2012-01-10 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 17,500 7,544,215 0.23 6.15 107,572 46,374,290

2012-01-11 2012-01-10 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 23,800 7,526,715 0.32 6.06 144,109 45,574,259

2012-01-11 2012-01-09 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 1,500 7,502,915 0.02 6.18 9,270 46,368,015

2012-01-11 2012-01-09 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 30,000 7,501,415 0.40 6.17 185,160 46,298,733

2012-01-11 2012-01-09 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock, par value $0.01 per share (the "Common Stock") P - Purchase 30,000 7,471,415 0.40 6.17 185,130 46,106,102

2011-12-30 2011-12-28 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 35,800 7,353,415 0.49 6.12 218,989 44,980,840

2011-12-30 2011-12-28 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock, par value $0.01 per share (the "Common Stock") P - Purchase 14,200 7,317,615 0.19 6.02 85,498 44,059,360

2011-12-27 2011-12-27 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 88,000 7,391,415 1.20 6.03 530,552 44,562,841

2011-12-27 2011-12-23 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 820 7,303,415 0.01 5.96 4,891 43,564,870

2011-12-27 2011-12-23 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 410 7,302,595 0.01 6.00 2,459 43,793,662

2011-12-27 2011-12-23 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 15,000 7,302,185 0.21 5.98 89,775 43,703,577

2011-12-27 2011-12-23 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 5,658 7,287,185 0.08 6.08 34,401 44,306,085

2011-12-27 2011-12-23 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 13,193 7,281,527 0.18 5.99 78,973 43,587,221

2011-12-27 2011-12-23 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 7,607 7,268,334 0.10 6.08 46,289 44,227,812

2011-12-27 2011-12-22 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 15,000 7,260,727 0.21 5.82 87,360 42,286,474

2011-12-27 2011-12-22 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 18,748 7,245,727 0.26 5.90 110,688 42,778,772

2011-12-27 2011-12-22 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 16,252 7,226,979 0.23 6.04 98,211 43,672,634

2011-12-27 2011-12-22 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 19,988 7,210,727 0.28 5.84 116,770 42,125,067

2011-12-27 2011-12-22 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 13,512 7,190,739 0.19 5.92 79,937 42,540,412

2011-12-27 2011-12-22 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 14,450 7,177,227 0.20 6.05 87,408 43,415,046

2011-12-27 2011-12-22 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 1,200 7,162,777 0.02 5.92 7,108 42,425,128

2011-12-27 2011-12-22 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock, par value $0.01 per share (the "Common Stock") P - Purchase 850 7,161,577 0.01 6.04 5,131 43,234,440

2011-12-21 2011-12-21 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 1,800 7,160,727 0.03 5.53 9,958 39,613,142

2011-12-21 2011-12-21 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 4,000 7,158,927 0.06 5.36 21,452 38,393,326

2011-12-21 2011-12-21 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 12,500 7,154,927 0.18 5.28 66,038 37,799,479

2011-12-21 2011-12-21 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 9,300 7,142,427 0.13 5.52 51,373 39,454,767

2011-12-21 2011-12-21 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 187,000 7,133,127 2.69 5.45 1,019,150 38,875,542

2011-12-21 2011-12-21 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 12,500 6,946,127 0.18 5.26 65,712 36,515,790

2011-12-21 2011-12-21 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 135,000 6,933,627 1.99 5.42 731,025 37,545,590

2011-12-21 2011-12-21 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 11,100 6,798,627 0.16 5.52 61,305 37,548,817

2011-12-21 2011-12-21 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 8,500 6,486,527 0.13 5.11 43,426 33,139,666

2011-12-21 2011-12-20 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 7,800 6,787,527 0.12 5.24 40,903 35,593,792

2011-12-21 2011-12-20 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 10,000 6,779,727 0.15 5.13 51,300 34,780,000

2011-12-21 2011-12-20 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 7,400 6,769,727 0.11 5.11 37,844 34,620,384

2011-12-21 2011-12-20 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 21,900 6,762,327 0.32 5.04 110,354 34,075,366

2011-12-21 2011-12-20 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 13,900 6,740,427 0.21 5.12 71,168 34,510,986

2011-12-21 2011-12-20 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 230,000 6,726,527 3.54 5.15 1,184,500 34,641,614

2011-12-21 2011-12-20 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 10,000 6,496,527 0.15 5.12 51,250 33,294,701

2011-12-21 2011-12-20 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 18,350 6,478,027 0.28 5,014.00 92,006,900 32,480,827,378

2011-12-21 2011-12-20 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 14,550 6,459,677 0.23 5.15 74,918 33,260,877

2011-12-21 2011-12-19 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 62,500 6,445,127 0.98 4.85 303,125 31,258,866

2011-12-21 2011-12-19 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 7,466 6,382,627 0.12 4.80 35,852 30,649,375

2011-12-21 2011-12-19 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 2,700 6,375,161 0.04 4.84 13,082 30,887,655

2011-12-21 2011-12-19 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 13,954 6,372,461 0.22 4.83 67,342 30,753,497

2011-12-21 2011-12-19 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 32,796 6,358,507 0.52 4.86 159,323 30,889,627

2011-12-21 2011-12-19 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 18,004 6,325,711 0.29 4.82 86,797 30,496,253

2011-12-21 2011-12-19 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 21,700 6,307,707 0.35 4.88 105,961 30,800,533

2011-12-21 2011-12-19 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 365,000 6,286,007 6.16 4.82 1,758,935 30,292,268

2011-12-21 2011-12-19 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 29,380 5,921,007 0.50 4.87 142,992 28,817,541

2011-12-21 2011-12-19 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock P - Purchase 425,000 5,891,627 7.77 4.82 2,049,775 28,415,317

2011-12-21 2011-12-19 4 SRZ SUNRISE SENIOR LIVING INC
Common Stock, par value $0.01 per share (the "Common Stock") P - Purchase 21,500 5,466,627 0.39 4.89 105,092 26,720,873

2011-12-21 3 SRZ SUNRISE SENIOR LIVING INC
Common Stock, par value $0.01 per share (the "Common Stock") 7,160,727

P

Pasaran terbuka atau pembelian persendirian sekuriti bukan derivatif atau derivatif

S

Pasaran terbuka atau jualan persendirian sekuriti bukan derivatif atau derivatif

A

Pemberian, penganugerahan atau pemerolehan lain sekuriti daripada syarikat (seperti opsyen)

C

Penukaran derivatif

D

Penjualan atau pemindahan sekuriti kembali kepada syarikat

F

Pembayaran harga pelaksanaan atau liabiliti cukai menggunakan sebahagian daripada sekuriti yang diterima daripada syarikat

G

Hadiah sekuriti oleh atau kepada orang dalam

K

Swap ekuiti dan urus niaga lindung nilai yang serupa

M

Pelaksanaan atau penukaran sekuriti derivatif yang diterima daripada syarikat (seperti opsyen)

V

Transaksi dilaporkan secara sukarela pada Borang 4

J

Lain-lain (disertai dengan nota kaki yang menerangkan transaksi)