Applied Optoelectronics, Inc.
US ˙ NasdaqGM ˙ US03823U1025

Pengenalan

Halaman ini menyediakan analisis menyeluruh tentang sejarah dagangan orang dalam yang diketahui Chih-Hsiang (Thompson) Lin. Orang dalam ialah pegawai, pengarah atau pelabur penting dalam syarikat. Adalah haram bagi orang dalam untuk membuat perdagangan dalam syarikat mereka berdasarkan maklumat khusus bukan awam. Ini tidak bermakna haram bagi mereka untuk membuat sebarang perdagangan dalam syarikat mereka sendiri. Tetapi mereka mesti melaporkan semua perdagangan kepada SEC melalui Borang 4. Walaupun terdapat sekatan ini, penyelidikan akademik menunjukkan bahawa orang dalam - secara amnya - cenderung untuk mengatasi prestasi pasaran dalam syarikat mereka sendiri.

Purata Keuntungan Perdagangan

Purata keuntungan perdagangan ialah purata pulangan semua pembelian pasaran terbuka yang dibuat oleh orang dalam dalam tempoh tiga tahun terakhir. Untuk mengira ini, kami memeriksa setiap pembelian pasaran terbuka yang tidak dirancang oleh orang dalam, tidak termasuk semua dagangan yang ditandakan sebagai sebahagian daripada pelan dagangan 10b5-1. Kami kemudian mengira prestasi purata dagangan tersebut sepanjang 3, 6 dan 12 bulan, dengan purata setiap tempoh tersebut untuk menjana metrik prestasi akhir bagi setiap dagangan. Akhir sekali, kami puratakan semua metrik prestasi untuk mengira metrik prestasi untuk orang dalam. Senarai ini hanya termasuk orang dalam yang telah membuat sekurang-kurangnya tiga dagangan dalam dua tahun lepas.

Jika keuntungan berdagang orang dalam ini ialah "N/A", maka orang dalam sama ada tidak membuat sebarang pembelian pasaran terbuka dalam tempoh tiga tahun terakhir, atau dagangan yang mereka buat adalah terlalu baru untuk mengira metrik prestasi yang boleh dipercayai.

Kekerapan Kemas Kini: Harian

Lihat senarai pedagang dalaman yang paling menguntungkan.

Lihat Orang Dalam Dengan Kedudukan Tertinggi
Syarikat dengan Kedudukan Orang Dalam yang Dilaporkan

Pemfailan SEC menunjukkan Chih-Hsiang (Thompson) Lin telah melaporkan pegangan atau perdagangan dalam syarikat berikut:

Sekuriti Tajuk Pegangan Terkini Dilaporkan
US:AAOI / Applied Optoelectronics, Inc. President and CEO, Director 1,663,490
Bagaimana Mentafsir Carta

Carta berikut menunjukkan prestasi saham sekuriti selepas setiap dagangan pasaran terbuka dan tidak dirancang yang dibuat oleh Chih-Hsiang (Thompson) Lin. Perdagangan tidak dirancang ialah dagangan yang tidak dibuat sebagai sebahagian daripada pelan dagangan 10b5-1. Prestasi saham dicatatkan sebagai perubahan peratus kumulatif dalam harga saham. Sebagai contoh, jika perdagangan orang dalam dibuat pada 1 Januari 2019, carta akan menunjukkan perubahan peratusan harian sekuriti kepada hari ini. Jika harga saham naik dari $10 kepada $15 pada masa ini, perubahan peratus terkumpul dalam harga saham ialah 50%. Perubahan dalam harga daripada $10 kepada $20 ialah 100% dan perubahan dalam harga $10 hingga $5 ialah -50%.

Secara dasarnya, kami cuba untuk menentukan sejauh mana dagangan orang dalam berkait rapat dengan pulangan berlebihan (positif atau negatif) dalam harga saham untuk melihat sama ada orang dalam menetapkan masa dagangan mereka untuk mendapat keuntungan daripada maklumat orang dalam. Pertimbangkan situasi di mana orang dalam melakukan perkara ini. Dalam keadaan ini, kami menjangkakan sama ada (a) pulangan positif selepas pembelian, atau (b) pulangan negatif selepas jualan. Dalam kes (a), carta PEMBELIAN akan menunjukkan satu siri keluk condong ke atas, menunjukkan pulangan positif selepas setiap transaksi pembelian. Dalam kes (b), carta JUALAN akan menunjukkan satu siri keluk condong ke bawah, menunjukkan pulangan negatif selepas setiap transaksi jualan.

Walau bagaimanapun, ini sahaja tidak cukup untuk membuat kesimpulan. Jika, sebagai contoh, harga saham syarikat berada dalam pendakian bukan disebabkan kitaran selama bertahun-tahun, maka kami menjangkakan semua plot selepas pembelian akan condong ke atas. Begitu juga, kemerosotan bukan disebabkan kitaran selama bertahun-tahun akan mengakibatkan plot pasca perdagangan condong ke bawah. Kedua-dua carta ini tidak akan mencadangkan aktiviti perdagangan orang dalam.

Penunjuk terkuat ialah keadaan di mana harga saham adalah sangat kitaran, dan terdapat kedua-dua isyarat positif dalam carta PEMBELIAN dan plot negatif pada carta JUALAN. Situasi ini akan sangat menunjukkan orang dalam yang menentukan masa perdagangan untuk kelebihan kewangan mereka.

Pembelian Orang Dalam AAOI / Applied Optoelectronics, Inc. - Analisis Keuntungan Jangka Pendek

Dalam bahagian ini, kami menganalisis keuntungan setiap pembelian orang dalam pasaran terbuka yang tidak dirancang yang dibuat dalam AAOI / Applied Optoelectronics, Inc.. Analisis ini membantu untuk memahami sama ada orang dalam secara konsisten menjana pulangan tidak normal dan patut diikuti. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah bersifat teori .

Jadual berikut menunjukkan pembelian pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan		 Harga
Dilaporkan		 Saham
Dilaraskan		 Harga
Dilaraskan		 Asas Kos Hari ke
Maks		 Harga pada
Maks		 Maks
Keuntungan ($)		 Pulangan Maks (%)
2025-08-14 AAOI Lin Chih-Hsiang (Thompson) 5,750 21.6200 5,750 21.6200 124,315 4 26.1300 25,932 20.86
2025-08-14 AAOI Lin Chih-Hsiang (Thompson) 1,405 21.2600 1,405 21.2600 29,870
2025-08-14 AAOI Lin Chih-Hsiang (Thompson) 920 21.6000 920 21.6000 19,872
2025-08-13 AAOI Lin Chih-Hsiang (Thompson) 8,850 22.5300 8,850 22.5300 199,390
2025-08-13 AAOI Lin Chih-Hsiang (Thompson) 3,250 22.6500 3,250 22.6500 73,612
2025-08-12 AAOI Lin Chih-Hsiang (Thompson) 6,500 23.1400 6,500 23.1400 150,410
2025-05-13 AAOI Lin Chih-Hsiang (Thompson) 10,200 18.2423 10,200 18.2423 186,071
2025-05-13 AAOI Lin Chih-Hsiang (Thompson) 11,000 18.1955 11,000 18.1955 200,150
2024-03-18 AAOI Lin Chih-Hsiang (Thompson) 11,780 12.6629 11,780 12.6629 149,169
2023-09-14 AAOI Lin Chih-Hsiang (Thompson) 15,000 9.7934 15,000 9.7934 146,901
2023-09-06 AAOI Lin Chih-Hsiang (Thompson) 5,964 12.4355 5,964 12.4355 74,165
2023-08-18 AAOI Lin Chih-Hsiang (Thompson) 14,438 12.3645 14,438 12.3645 178,519
2023-08-17 AAOI Lin Chih-Hsiang (Thompson) 5,562 12.4230 5,562 12.4230 69,097
2023-08-11 AAOI Lin Chih-Hsiang (Thompson) 15,802 12.6043 15,802 12.6043 199,173
2022-11-08 AAOI Lin Chih-Hsiang (Thompson) 44,443 2.1998 44,443 2.1998 97,766

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

AAOI / Applied Optoelectronics, Inc. Insider Trades
Jualan Orang Dalam AAOI / Applied Optoelectronics, Inc. - Analisis Kerugian Jangka Pendek

Dalam bahagian ini, kami menganalisis pengelakan kerugian jangka pendek bagi setiap jualan dalaman pasaran terbuka yang tidak dirancang yang dibuat dalam AAOI / Applied Optoelectronics, Inc.. Corak pengelakan kerugian yang konsisten mungkin mencadangkan bahawa urus niaga jualan masa hadapan mungkin meramalkan penurunan harga. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah teori .

Jadual berikut menunjukkan jualan pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan		 Harga
Dilaporkan		 Saham
Dilaraskan		 Harga
Dilaraskan		 Asas Kos Hari ke
Min		 Harga pada
Min		 Kerugian Maks
Dielakkan ($)		 Kerugian Maks
Dielakkan (%)
2017-11-20 AAOI Lin Chih-Hsiang (Thompson) 2,300 45.2000 2,300 45.2000 103,960 352 19.3800 -59,386 -57.12
2017-11-16 AAOI Lin Chih-Hsiang (Thompson) 1,300 45.3000 1,300 45.3000 58,890
2017-05-12 AAOI Lin Chih-Hsiang (Thompson) 8,586 66.0000 8,586 66.0000 566,676
2016-11-17 AAOI Lin Chih-Hsiang (Thompson) 19,737 25.7359 19,737 25.7359 507,949
2016-03-04 AAOI Lin Chih-Hsiang (Thompson) 5,643 18.6300 5,643 18.6300 105,129
2014-03-25 AAOI Lin Chih-Hsiang (Thompson) 11,531 24.2500 11,531 24.2500 279,627

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

AAOI / Applied Optoelectronics, Inc. Insider Trades
Sejarah Dagangan Orang Dalam

Jadual ini menunjukkan senarai lengkap dagangan orang dalam yang dibuat oleh Chih-Hsiang (Thompson) Lin seperti yang didedahkan kepada Suruhanjaya Bursa Sekuriti (SEC).

Tarikh Fail Tarikh Tran Borang Simbol Saham Sekuriti Kod 10b5-1 Saham Baki Saham Peratus
Ubah		 Saham
harga		 Tran
Nilai		 Baki
Nilai
2025-08-15 2025-08-14 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		P - Purchase 920 1,663,490 0.06 21.60 19,872 35,931,384
2025-08-15 2025-08-14 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		P - Purchase 1,405 1,662,570 0.08 21.26 29,870 35,346,238
2025-08-15 2025-08-14 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		P - Purchase 5,750 1,661,165 0.35 21.62 124,315 35,914,387
2025-08-14 2025-08-13 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		P - Purchase 3,250 1,655,415 0.20 22.65 73,612 37,495,150
2025-08-14 2025-08-13 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		P - Purchase 8,850 1,652,165 0.54 22.53 199,390 37,223,277
2025-08-14 2025-08-12 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		P - Purchase 6,500 1,643,315 0.40 23.14 150,410 38,026,309
2025-07-24 2025-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,524 1,636,815 -0.15 28.23 -71,253 46,207,287
2025-07-24 2025-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,332 1,639,339 -0.14 28.23 -65,832 46,278,540
2025-07-24 2025-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -8,753 1,641,671 -0.53 28.23 -247,097 46,344,372
2025-07-24 2025-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -5,491 1,650,424 -0.33 28.23 -155,011 46,591,470
2025-07-24 2025-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -3,110 1,655,915 -0.19 28.23 -87,795 46,746,480
2025-05-14 2025-05-13 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		P - Purchase 11,000 1,659,025 0.67 18.20 200,150 30,186,789
2025-05-14 2025-05-13 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		P - Purchase 10,200 1,648,025 0.62 18.24 186,071 30,063,766
2025-05-13 2025-05-13 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -175,671 1,637,825 -9.69 14.76 -2,592,904 24,174,297
2025-05-13 2025-05-09 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		A - Award 446,428 1,813,496 32.66
2025-05-02 2025-04-30 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,525 1,367,068 -0.18 10.05 -25,376 13,739,033
2025-04-24 2025-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,333 1,369,593 -0.17 10.05 -23,447 13,764,410
2025-04-24 2025-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -8,754 1,371,926 -0.63 10.05 -87,978 13,787,856
2025-04-24 2025-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -5,492 1,380,680 -0.40 10.05 -55,195 13,875,834
2025-04-24 2025-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -3,111 1,386,172 -0.22 10.05 -31,266 13,931,029
2025-04-15 2025-04-11 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		A - Award 102,591 1,389,283 7.97
2025-01-23 2025-01-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,646 1,286,692 -0.21 30.15 -79,777 38,793,764
2025-01-23 2025-01-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -9,932 1,289,338 -0.76 30.15 -299,450 38,873,541
2025-01-23 2025-01-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -6,230 1,299,270 -0.48 30.15 -187,834 39,172,990
2025-01-23 2025-01-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -5,066 1,305,500 -0.39 30.15 -152,740 39,360,825
2025-01-23 2025-01-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -3,529 1,310,566 -0.27 30.15 -106,399 39,513,565
2024-10-24 2024-10-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,332 1,314,095 -0.18 18.51 -43,165 24,323,898
2024-10-24 2024-10-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -8,754 1,316,427 -0.66 18.51 -162,037 24,367,064
2024-10-24 2024-10-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -5,491 1,325,181 -0.41 18.51 -101,638 24,529,100
2024-10-24 2024-10-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -4,465 1,330,672 -0.33 18.51 -82,647 24,630,739
2024-10-24 2024-10-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -3,110 1,335,137 -0.23 18.51 -57,566 24,713,386
2024-07-24 2024-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,333 1,338,247 -0.17 9.68 -22,583 12,954,231
2024-07-24 2024-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -8,754 1,340,580 -0.65 9.68 -84,739 12,976,814
2024-07-24 2024-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -5,492 1,349,334 -0.41 9.68 -53,163 13,061,553
2024-07-24 2024-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -4,466 1,354,826 -0.33 9.68 -43,231 13,114,716
2024-07-24 2024-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -3,111 1,359,292 -0.23 9.68 -30,114 13,157,947
2024-06-17 2024-06-14 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -49,559 1,362,403 -3.51 10.44 -517,396 14,223,487
2024-06-17 2024-06-13 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		D - Sale to Issuer -126,422 1,411,962 -8.22 10.44 -1,319,846 14,740,883
2024-06-17 2024-06-13 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		A - Award 252,844 1,538,384 19.67
2024-05-28 2024-05-23 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,647 1,285,540 -0.21 12.12 -32,082 15,580,745
2024-05-01 2024-04-29 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		A - Award 94,786 1,288,187 7.94
2024-04-24 2024-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -9,933 1,193,401 -0.83 12.12 -120,388 14,464,020
2024-04-24 2024-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -6,230 1,203,334 -0.52 12.12 -75,508 14,584,408
2024-04-24 2024-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -5,066 1,209,564 -0.42 12.12 -61,400 14,659,916
2024-04-24 2024-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -3,530 1,214,630 -0.29 12.12 -42,784 14,721,316
2024-03-18 2024-03-18 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		P - Purchase 11,780 1,218,160 0.98 12.66 149,169 15,425,438
2024-01-24 2024-01-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -9,933 1,206,380 -0.82 15.81 -157,041 19,072,868
2024-01-24 2024-01-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -6,231 1,216,313 -0.51 15.81 -98,512 19,229,909
2024-01-24 2024-01-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -5,066 1,222,544 -0.41 15.81 -80,093 19,328,421
2024-01-24 2024-01-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -3,529 1,227,610 -0.29 15.81 -55,793 19,408,514
2024-01-24 2024-01-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -5,212 1,231,139 -0.42 15.81 -82,402 19,464,308
2023-12-13 2023-12-11 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -21,481 1,236,351 -1.71 19.76 -424,465 24,430,296
2023-12-13 2023-12-11 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		M - Exercise 26,250 1,257,832 2.13 13.84 363,300 17,408,395
2023-12-13 2023-12-11 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,979 1,231,582 -0.24 19.76 -58,865 24,336,060
2023-12-13 2023-12-11 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		M - Exercise 3,750 1,234,561 0.30 13.84 51,900 17,086,324
2023-10-25 2023-10-23 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -7,177 1,230,811 -0.58 6.91 -49,593 8,504,904
2023-10-25 2023-10-23 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -4,503 1,237,988 -0.36 6.91 -31,116 8,554,497
2023-10-25 2023-10-23 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -3,662 1,242,491 -0.29 6.91 -25,304 8,585,613
2023-10-25 2023-10-23 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,551 1,246,153 -0.20 6.91 -17,627 8,610,917
2023-10-25 2023-10-23 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -3,767 1,248,704 -0.30 6.91 -26,030 8,628,545
2023-09-14 2023-09-14 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		P - Purchase 15,000 1,252,471 1.21 9.79 146,901 12,265,949
2023-09-06 2023-09-06 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		P - Purchase 5,964 1,237,471 0.48 12.44 74,165 15,388,571
2023-09-05 2023-08-31 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -52,092 1,231,507 -4.06 15.22 -792,840 18,743,537
2023-09-05 2023-08-31 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		M - Exercise 65,905 1,283,599 5.41 9.96 656,414 12,784,646
2023-09-05 2023-08-31 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -1,084 1,217,694 -0.09 15.22 -16,498 18,533,303
2023-09-05 2023-08-31 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		M - Exercise 1,443 1,218,778 0.12 9.96 14,372 12,139,029
2023-08-18 2023-08-18 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		P - Purchase 14,438 1,217,335 1.20 12.36 178,519 15,051,739
2023-08-18 2023-08-17 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		P - Purchase 5,562 1,202,897 0.46 12.42 69,097 14,943,589
2023-08-14 2023-08-11 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		P - Purchase 15,802 1,197,335 1.34 12.60 199,173 15,091,570
2023-07-26 2023-07-25 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -8,648 1,181,533 -0.73 2.14 -18,507 2,528,481
2023-07-26 2023-07-24 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -8,643 1,190,181 -0.72 7.91 -68,366 9,414,332
2023-07-26 2023-07-24 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -5,422 1,198,824 -0.45 7.91 -42,888 9,482,698
2023-07-26 2023-07-24 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -4,409 1,204,246 -0.36 7.91 -34,875 9,525,586
2023-07-26 2023-07-24 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -3,072 1,208,655 -0.25 7.91 -24,300 9,560,461
2023-07-26 2023-07-24 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -4,536 1,211,727 -0.37 7.91 -35,880 9,584,761
2023-06-28 2023-06-26 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		A - Award 355,871 1,216,263 41.36
2023-04-26 2023-04-24 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -5,482 860,392 -0.63 2.14 -11,731 1,841,239
2023-04-26 2023-04-24 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -4,459 865,874 -0.51 2.14 -9,542 1,852,970
2023-04-26 2023-04-24 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -3,108 870,333 -0.36 2.14 -6,651 1,862,513
2023-04-26 2023-04-24 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -4,587 873,441 -0.52 2.14 -9,816 1,869,164
2023-01-25 2023-01-23 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -4,596 878,028 -0.52 2.21 -10,157 1,940,442
2023-01-25 2023-01-23 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -3,738 882,624 -0.42 2.21 -8,261 1,950,599
2023-01-25 2023-01-23 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,606 886,362 -0.29 2.21 -5,759 1,958,860
2023-01-25 2023-01-23 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -3,846 888,968 -0.43 2.21 -8,500 1,964,619
2023-01-25 2023-01-23 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -1,652 892,814 -0.18 2.21 -3,651 1,973,119
2022-11-08 2022-11-08 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		P - Purchase 44,443 894,466 5.23 2.20 97,766 1,967,646
2022-10-26 2022-10-24 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -5,589 850,023 -0.65 2.74 -15,314 2,329,063
2022-10-26 2022-10-24 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -4,545 855,612 -0.53 2.74 -12,453 2,344,377
2022-10-26 2022-10-24 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -3,168 860,157 -0.37 2.74 -8,680 2,356,830
2022-10-26 2022-10-24 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -4,676 863,325 -0.54 2.74 -12,812 2,365,510
2022-10-26 2022-10-24 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,007 868,001 -0.23 2.74 -5,499 2,378,323
2022-07-26 2022-07-25 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -5,463 870,008 -0.62 2.96 -16,170 2,575,224
2022-07-26 2022-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -5,466 875,471 -0.62 1.82 -9,948 1,593,357
2022-07-26 2022-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -4,447 880,937 -0.50 1.82 -8,094 1,603,305
2022-07-26 2022-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -3,100 885,384 -0.35 1.82 -5,642 1,611,399
2022-07-26 2022-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -4,574 888,484 -0.51 1.82 -8,325 1,617,041
2022-07-26 2022-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -1,965 893,058 -0.22 1.82 -3,576 1,625,366
2022-06-29 2022-06-27 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		A - Award 223,214 895,023 33.23
2022-04-26 2022-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -4,443 671,809 -0.66
2022-04-26 2022-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -3,097 676,252 -0.46
2022-04-26 2022-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -4,571 679,349 -0.67
2022-04-26 2022-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -1,962 683,920 -0.29
2022-01-26 2022-01-24 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock $.001 par value 		F - Taxes -4,545 983,087 -0.46
2022-01-26 2022-01-24 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock $.001 par value 		F - Taxes -3,167 987,632 -0.32
2022-01-26 2022-01-24 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock $.001 par value 		F - Taxes -4,676 990,799 -0.47
2022-01-26 2022-01-24 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock $.001 par value 		F - Taxes -2,006 995,475 -0.20
2022-01-26 2022-01-24 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock $.001 par value 		F - Taxes -2,857 997,481 -0.29
2021-10-26 2021-10-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -4,462 1,000,338 -0.44
2021-10-26 2021-10-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -3,108 1,004,800 -0.31
2021-10-26 2021-10-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -4,590 1,007,908 -0.45
2021-10-26 2021-10-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -1,968 1,012,498 -0.19
2021-10-26 2021-10-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,803 1,014,466 -0.28
2021-07-26 2021-07-23 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -4,457 1,017,269 -0.44
2021-07-26 2021-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -4,457 1,021,726 -0.43
2021-07-26 2021-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -4,585 1,026,183 -0.44
2021-07-26 2021-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -1,966 1,030,768 -0.19
2021-07-26 2021-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,800 1,032,734 -0.27
2021-06-21 2021-06-11 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		A - Award 126,422 1,035,534 13.91
2021-06-15 2021-06-11 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		A - Award 181,494 909,112 24.94
2021-04-26 2021-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -4,590 727,618 -0.63 7.92 -36,353 5,762,735
2021-04-26 2021-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -1,968 732,208 -0.27 7.92 -15,587 5,799,087
2021-04-26 2021-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,803 734,176 -0.38 7.92 -22,200 5,814,674
2021-03-11 2021-02-19 4/A AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		J - Other -181,494 736,979 -19.76
2021-02-23 2021-02-19 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		A - Award 181,494 918,473 24.63
2021-02-08 2021-02-04 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		S - Sale X -5,281 736,979 -0.71 11.20 -59,148 8,254,312
2021-02-03 2021-02-01 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		S - Sale X -2,507 742,260 -0.34 11.20 -28,082 8,314,500
2021-01-29 2021-01-27 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		S - Sale X -23,364 744,767 -3.04 11.31 -264,158 8,420,485
2021-01-26 2021-01-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -4,613 768,131 -0.60 10.49 -48,390 8,057,694
2021-01-26 2021-01-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -1,977 772,744 -0.26 10.49 -20,739 8,106,085
2021-01-26 2021-01-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,817 774,721 -0.36 10.49 -29,550 8,126,823
2021-01-26 2021-01-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,965 777,538 -0.38 10.49 -31,103 8,156,374
2020-10-26 2020-10-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -4,897 780,503 -0.62 10.65 -52,153 8,312,357
2020-10-26 2020-10-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,099 785,400 -0.27 10.65 -22,354 8,364,510
2020-10-26 2020-10-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,991 787,499 -0.38 10.65 -31,854 8,386,864
2020-10-26 2020-10-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -3,148 790,490 -0.40 10.65 -33,526 8,418,718
2020-10-05 2020-10-01 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		S - Sale X -7,788 793,638 -0.97 11.22 -87,371 8,903,587
2020-09-04 2020-09-01 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		S - Sale X -7,788 801,426 -0.96 11.46 -89,288 9,188,189
2020-08-03 2020-08-03 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		S - Sale X -7,788 809,214 -0.95 14.65 -114,130 11,858,707
2020-07-24 2020-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -4,897 817,002 -0.60 13.92 -68,191 11,376,753
2020-07-24 2020-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,099 821,899 -0.25 13.92 -29,229 11,444,944
2020-07-24 2020-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,991 823,998 -0.36 13.92 -41,650 11,474,172
2020-07-24 2020-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -3,148 826,989 -0.38 13.92 -43,836 11,515,822
2020-07-08 2020-07-06 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		S - Sale X -15,576 830,137 -1.84 11.21 -174,580 9,304,425
2020-05-08 2020-05-07 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		S - Sale X -7,788 845,713 -0.91 11.20 -87,226 9,471,986
2020-05-01 2020-04-30 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		S - Sale X -15,577 853,501 -1.79 11.25 -175,288 9,604,447
2020-04-24 2020-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -4,897 869,078 -0.56 8.28 -40,547 7,195,966
2020-04-24 2020-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,100 873,975 -0.24 8.28 -17,388 7,236,513
2020-04-24 2020-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,991 876,075 -0.34 8.28 -24,765 7,253,901
2020-04-24 2020-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -3,149 879,066 -0.36 8.28 -26,074 7,278,666
2020-02-07 2020-02-05 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,959 882,215 -0.33 12.40 -36,692 10,939,466
2020-02-05 2020-02-03 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		A - Award 186,717 885,174 26.73
2020-01-24 2020-01-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,099 698,457 -0.30 13.70 -28,756 9,568,861
2020-01-24 2020-01-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,991 700,556 -0.43 13.70 -40,977 9,597,617
2020-01-24 2020-01-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -3,148 703,547 -0.45 13.70 -43,128 9,638,594
2019-11-07 2019-11-05 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,770 706,695 -0.39 10.60 -29,362 7,490,967
2019-10-24 2019-10-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -1,965 709,465 -0.28 10.84 -21,301 7,690,601
2019-10-24 2019-10-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,800 711,430 -0.39 10.84 -30,352 7,711,901
2019-10-24 2019-10-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,947 714,230 -0.41 10.84 -31,945 7,742,253
2019-08-07 2019-08-05 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,771 717,177 -0.38 9.96 -27,599 7,143,083
2019-07-24 2019-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -1,966 719,948 -0.27 9.62 -18,913 6,925,900
2019-07-24 2019-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,800 721,914 -0.39 9.62 -26,936 6,944,813
2019-07-24 2019-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,947 724,714 -0.40 9.62 -28,350 6,971,749
2019-05-08 2019-05-06 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,770 727,661 -0.38 12.60 -34,902 9,168,529
2019-04-23 2019-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -1,965 730,431 -0.27 12.59 -24,739 9,196,126
2019-04-23 2019-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,800 732,396 -0.38 12.59 -35,252 9,220,866
2019-04-23 2019-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,947 735,196 -0.40 12.59 -37,103 9,256,118
2019-02-14 2019-02-12 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		A - Award 80,000 738,143 12.16
2019-02-07 2019-02-05 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,770 658,143 -0.42 17.79 -49,278 11,708,364
2019-02-04 2019-01-31 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -762 660,913 -0.12 17.32 -13,198 11,447,013
2019-01-24 2019-01-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -3,177 661,675 -0.48 16.59 -52,706 10,977,188
2019-01-24 2019-01-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -3,344 664,852 -0.50 16.59 -55,477 11,029,895
2018-11-07 2018-11-05 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,774 668,196 -0.41 20.49 -56,839 13,691,336
2018-11-02 2018-10-31 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -763 670,970 -0.11 20.04 -15,291 13,446,239
2018-10-24 2018-10-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,803 671,733 -0.42 21.91 -61,414 14,717,670
2018-10-24 2018-10-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,951 674,536 -0.44 21.91 -64,656 14,779,084
2018-08-28 2018-08-27 4 AAOI APPLIED OPTOELECTRONICS, INC.
Non-Qualified Stock Option (Right to Buy) 		M - Exercise -40,000 133,905 -23.00
2018-08-28 2018-08-27 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -21,378 677,487 -3.06 42.87 -916,475 29,043,868
2018-08-28 2018-08-27 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		M - Exercise 40,000 698,865 6.07 9.96 398,400 6,960,695
2018-08-16 2018-08-14 4 AAOI APPLIED OPTOELECTRONICS, INC.
Non-Qualified Stock Option (Right to Buy) 		M - Exercise -30,000 173,905 -14.71
2018-08-16 2018-08-14 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -16,093 658,865 -2.38 42.28 -680,412 27,856,812
2018-08-16 2018-08-14 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		M - Exercise 30,000 674,958 4.65 9.96 298,800 6,722,582
2018-08-08 2018-08-06 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,774 644,958 -0.43 39.42 -109,351 25,424,244
2018-08-02 2018-07-31 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -763 647,732 -0.12 37.91 -28,925 24,555,520
2018-07-25 2018-07-23 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,803 648,495 -0.43 41.78 -117,109 27,094,121
2018-07-25 2018-07-23 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,951 651,298 -0.45 41.78 -123,293 27,211,230
2018-05-24 2018-05-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Non-Qualified Stock Option (Right to Buy) 		M - Exercise -70,000 203,905 -25.56
2018-05-24 2018-05-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -40,164 654,249 -5.78 33.51 -1,345,896 21,923,884
2018-05-24 2018-05-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		M - Exercise 70,000 694,413 11.21 9.96 697,200 6,916,353
2018-05-09 2018-05-07 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,774 624,413 -0.44 31.84 -88,324 19,881,310
2018-05-03 2018-05-01 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -763 627,187 -0.12 31.96 -24,385 20,044,897
2018-04-25 2018-04-23 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,803 627,950 -0.44 32.99 -92,471 20,716,070
2018-04-25 2018-04-23 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,951 630,753 -0.47 32.99 -97,353 20,808,541
2018-03-15 2018-03-13 4 AAOI APPLIED OPTOELECTRONICS, INC.
Non-Qualified Stock Option (Right to Buy) 		M - Exercise -80,000 273,905 -22.60
2018-03-15 2018-03-13 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -47,095 633,704 -6.92 30.95 -1,457,590 19,613,139
2018-03-15 2018-03-13 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		M - Exercise 80,000 680,799 13.32 9.96 796,800 6,780,758
2018-02-07 2018-02-06 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		A - Award 114,000 600,799 23.42
2018-02-07 2018-02-05 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,772 486,799 -0.57 32.81 -90,949 15,971,875
2018-02-02 2018-01-31 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -761 489,571 -0.16 32.84 -24,991 16,077,512
2018-01-24 2018-01-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -3,125 490,332 -0.63 35.03 -109,469 17,176,330
2017-12-07 2017-12-05 4 AAOI APPLIED OPTOELECTRONICS, INC.
Non-Qualified Stock Option (Right to Buy) 		M - Exercise -40,000 353,905 -10.15
2017-12-07 2017-12-05 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -22,031 493,457 -4.27 44.05 -970,466 21,736,781
2017-12-07 2017-12-05 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		M - Exercise 40,000 515,488 8.41 9.96 398,400 5,134,260
2017-11-20 2017-11-20 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		S - Sale -2,300 475,488 -0.48 45.20 -103,960 21,492,058
2017-11-20 2017-11-16 4 AAOI APPLIED OPTOELECTRONICS, INC.
Non-Qualified Stock Option (Right to Buy) 		M - Exercise -80,000 393,905 -16.88
2017-11-20 2017-11-16 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		S - Sale -1,300 477,788 -0.27 45.30 -58,890 21,643,796
2017-11-20 2017-11-16 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -43,749 479,088 -8.37 45.40 -1,986,205 21,750,595
2017-11-20 2017-11-16 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		M - Exercise 80,000 522,837 18.07 9.96 796,800 5,207,457
2017-11-08 2017-11-06 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,889 442,837 -0.65 37.82 -109,262 16,748,095
2017-11-02 2017-10-31 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -771 445,726 -0.17 42.12 -32,475 18,773,979
2017-10-25 2017-10-23 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -3,100 446,497 -0.69 41.47 -128,557 18,516,231
2017-09-22 2017-09-20 4 AAOI APPLIED OPTOELECTRONICS, INC.
Non-Qualified Stock Option (Right to Buy) 		M - Exercise -30,000 473,905 -5.95
2017-09-22 2017-09-20 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -15,166 449,597 -3.26 67.23 -1,019,610 30,226,406
2017-09-22 2017-09-20 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		M - Exercise 30,000 464,763 6.90 9.96 298,800 4,629,039
2017-08-08 2017-08-07 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -5,885 434,763 -1.34 64.60 -380,171 28,085,690
2017-08-03 2017-08-02 4 AAOI APPLIED OPTOELECTRONICS, INC.
Non-Qualified Stock Option (Right to Buy) 		M - Exercise -30,000 503,905 -5.62
2017-08-03 2017-08-02 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -14,327 440,648 -3.15 99.61 -1,427,112 43,892,947
2017-08-03 2017-08-02 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		M - Exercise 30,000 454,975 7.06 9.96 298,800 4,531,551
2017-07-31 2017-07-31 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -1,596 424,975 -0.37 96.64 -154,237 41,069,584
2017-07-31 2017-07-28 4 AAOI APPLIED OPTOELECTRONICS, INC.
Non-Qualified Stock Option (Right to Buy) 		M - Exercise -30,000 533,905 -5.32
2017-07-31 2017-07-28 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -14,359 426,571 -3.26 97.82 -1,404,597 41,727,175
2017-07-31 2017-07-28 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		M - Exercise 30,000 440,930 7.30 9.96 298,800 4,391,663
2017-07-31 2017-07-27 4 AAOI APPLIED OPTOELECTRONICS, INC.
Non-Qualified Stock Option (Right to Buy) 		M - Exercise -50,000 563,905 -8.14
2017-07-31 2017-07-27 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -23,903 410,930 -5.50 98.76 -2,360,660 40,583,447
2017-07-31 2017-07-27 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		M - Exercise 50,000 434,833 12.99 9.96 498,000 4,330,937
2017-07-24 2017-07-24 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -6,247 384,833 -1.60 89.95 -561,918 34,615,728
2017-05-18 2017-05-17 4 AAOI APPLIED OPTOELECTRONICS, INC.
Non-Qualified Stock Option (Right to Buy) 		M - Exercise -50,237 0 -100.00
2017-05-18 2017-05-17 4 AAOI APPLIED OPTOELECTRONICS, INC.
Incentive Stock Option (Right to Buy) 		M - Exercise -36,096 0 -100.00
2017-05-18 2017-05-17 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -24,442 391,080 -5.88 64.97 -1,587,997 25,408,468
2017-05-18 2017-05-17 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		M - Exercise 50,237 415,522 13.75 7.50 376,778 3,116,415
2017-05-18 2017-05-17 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -6,414 365,285 -1.73 64.97 -416,718 23,732,566
2017-05-18 2017-05-17 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		M - Exercise 36,096 371,699 10.76 7.50 270,720 2,787,742
2017-05-15 2017-05-12 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		S - Sale -8,586 335,603 -2.49 66.00 -566,676 22,149,798
2017-05-15 2017-05-11 4 AAOI APPLIED OPTOELECTRONICS, INC.
Right to Buy 		M - Exercise -10,667 0 -100.00
2017-05-15 2017-05-11 4 AAOI APPLIED OPTOELECTRONICS, INC.
Incentive Stock Option 		M - Exercise -17,407 0 -100.00
2017-05-15 2017-05-11 4 AAOI APPLIED OPTOELECTRONICS, INC.
Incentive Stock Option (Right to Buy) 		M - Exercise -2,000 0 -100.00
2017-05-15 2017-05-11 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -1,540 344,189 -0.45 64.97 -100,054 22,361,959
2017-05-15 2017-05-11 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		M - Exercise 10,667 345,729 3.18 6.00 64,002 2,074,374
2017-05-15 2017-05-11 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,511 335,062 -0.74 64.97 -163,140 21,768,978
2017-05-15 2017-05-11 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		M - Exercise 17,407 337,573 5.44 6.00 104,442 2,025,438
2017-05-15 2017-05-11 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -289 320,166 -0.09 64.97 -18,776 20,801,185
2017-05-15 2017-05-11 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		M - Exercise 2,000 320,455 0.63 6.00 12,000 1,922,730
2017-02-23 2017-02-21 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		A - Award 120,000 318,455 60.47
2017-02-08 2017-02-06 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -5,821 198,455 -2.85 31.79 -185,050 6,308,884
2017-02-02 2017-01-31 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -1,607 204,276 -0.78 30.76 -49,431 6,283,530
2016-11-18 2016-11-17 4 AAOI APPLIED OPTOELECTRONICS, INC.
Incentive Stock Option (Right to Buy) 		M - Exercise -8,000 2,000 -80.00
2016-11-18 2016-11-17 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,314 205,883 -1.11 26.08 -60,349 5,369,429
2016-11-18 2016-11-17 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		M - Exercise 8,000 208,197 4.00 6.00 48,000 1,249,182
2016-11-18 2016-11-17 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		S - Sale -19,737 200,197 -8.97 25.74 -507,949 5,152,250
2016-09-14 2016-09-13 4 AAOI APPLIED OPTOELECTRONICS, INC.
Incentive Stock Option (Right to Buy) 		M - Exercise -10,000 10,000 -50.00
2016-09-14 2016-09-13 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		F - Taxes -2,939 219,934 -1.32 20.42 -60,014 4,491,052
2016-09-14 2016-09-13 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		M - Exercise 10,000 222,873 4.70 6.00 60,000 1,337,238
2016-08-09 2016-08-05 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		S - Sale X -4,254 212,873 -1.96 14.27 -60,701 3,037,506
2016-08-09 2016-08-01 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		S - Sale X -1,171 217,127 -0.54 11.75 -13,759 2,551,242
2016-08-09 2016-05-11 4/A AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		M - Exercise 8,167 218,298 3.89 6.00 49,002 1,309,788
2016-05-13 2016-05-11 4/A AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		M - Exercise 8,167 215,784 3.93 6.00 49,002 1,294,704
2016-05-13 2016-05-11 4/A AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		M - Exercise 2,514 210,131 1.21 6.00 15,084 1,260,786
2016-05-12 2016-05-11 4 AAOI APPLIED OPTOELECTRONICS, INC.
Incentive Stock Option (Right to Buy) 		M - Exercise -8,167 20,000 -28.99
2016-05-12 2016-05-11 4 AAOI APPLIED OPTOELECTRONICS, INC.
Incentive Stock Option (Right to Buy) 		M - Exercise -2,514 0 -100.00
2016-05-12 2016-05-11 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		M - Exercise -8,167 215,784 -3.65 6.00 -49,002 1,294,704
2016-05-12 2016-05-11 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		M - Exercise -2,514 210,131 -1.18 6.00 -15,084 1,260,786
2016-03-08 2016-03-04 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		S - Sale -5,643 207,617 -2.65 18.63 -105,129 3,867,905
2016-02-08 2016-02-04 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		A - Award 112,800 213,260 112.28
2016-02-03 2016-02-01 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value 		S - Sale X -2,792 100,460 -2.70 15.90 -44,393 1,597,314
2015-10-30 2015-10-28 4 AAOI APPLIED OPTOELECTRONICS, INC.
Incentive Stock Option (Right to Buy 		M - Exercise -2,000 2,514 -44.31
2015-10-30 2015-10-28 4 AAOI APPLIED OPTOELECTRONICS, INC.
Incentive Stock Option (Right to Buy) 		M - Exercise -5,833 0 -100.00
2015-10-30 2015-10-28 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $0.001 par value 		F - Taxes -771 103,252 -0.74 20.45 -15,767 2,111,503
2015-10-30 2015-10-28 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $0.001 par value 		M - Exercise 2,000 104,023 1.96 6.00 12,000 624,138
2015-10-30 2015-10-28 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $0.001 par value 		F - Taxes -2,247 102,023 -2.15 20.45 -45,951 2,086,370
2015-10-30 2015-10-28 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $0.001 par value 		M - Exercise 5,833 104,270 5.93 6.00 34,998 625,620
2015-02-26 2015-02-25 4 AAOI APPLIED OPTOELECTRONICS, INC.
NonQualified Stock Option (Right to Buy) 		M - Exercise -5,000 50,237 -9.05
2015-02-26 2015-02-25 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $0.001 par value 		M - Exercise 5,000 98,437 5.35 7.50 37,500 738,278
2015-02-03 2015-01-30 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock 		A - Award -31,000 93,437 -24.91
2014-09-18 2014-09-16 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $0.001 par value 		G - Gift -1,860 62,437 -2.89
2014-04-02 2014-03-25 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $0.001 par value 		S - Sale -11,531 64,297 -15.21 24.25 -279,627 1,559,202
2014-02-12 2014-02-10 4 AAOI APPLIED OPTOELECTRONICS, INC.
Incentive Stock Option (Right to Buy) 		M - Exercise -4,375 0 -100.00
2014-02-12 2014-02-10 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $0.001 par value 		M - Exercise 4,375 75,828 6.12 6.00 26,250 454,968
2014-01-30 2014-01-28 4 AAOI APPLIED OPTOELECTRONICS, INC.
Incentive Stock Option (Right to Buy) 		A - Award 30,000 30,000
2014-01-29 2014-01-27 4 AAOI APPLIED OPTOELECTRONICS, INC.
Incentive Stock Option (Right to Buy) 		M - Exercise -3,438 0 -100.00
2014-01-29 2014-01-27 4 AAOI APPLIED OPTOELECTRONICS, INC.
Incentive Stock Option (Right to Buy) 		M - Exercise -2 0 -100.00
2014-01-29 2014-01-27 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $0.001 par value 		M - Exercise 3,438 71,453 5.05 7.50 25,785 535,898
2014-01-29 2014-01-27 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $0.001 par value 		M - Exercise 2 71,453 0.00 6.00 12 428,718
2014-01-29 2013-12-13 4/A AAOI APPLIED OPTOELECTRONICS, INC.
Incentive Stock Option (Right to Buy) 		M - Exercise -2,083 0 -100.00
2014-01-29 2013-12-13 4/A AAOI APPLIED OPTOELECTRONICS, INC.
Incentive Stock Option (Right to Buy) 		M - Exercise -222 0 -100.00
2014-01-29 2013-12-13 4/A AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $0.001 par value 		M - Exercise 2,083 56,753 3.81 4.95 10,311 280,927
2014-01-29 2013-12-13 4/A AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $0.001 par value 		M - Exercise 222 56,753 0.39 6.00 1,332 340,518
2014-01-08 2014-01-07 4 AAOI APPLIED OPTOELECTRONICS, INC.
Non-Qualified Stock Option (Right to Buy) 		M - Exercise -2,000 0 -100.00
2014-01-08 2014-01-07 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $0.001 par value 		M - Exercise 2,000 2,000 6.00 12,000 12,000
2014-01-02 2013-12-31 4 AAOI APPLIED OPTOELECTRONICS, INC.
Non-Qualified Stock Option (Right to Buy) 		M - Exercise -1,819 0 -100.00
2014-01-02 2013-12-31 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $0.001 par value 		M - Exercise 1,819 1,819 6.00 10,914 10,914
2013-12-23 2013-12-20 4 AAOI APPLIED OPTOELECTRONICS, INC.
Non-Qualified Stock Option (Right to Buy) 		M - Exercise -664 0 -100.00
2013-12-23 2013-12-20 4 AAOI APPLIED OPTOELECTRONICS, INC.
Non-Qualified Stock Option (Right to Buy) 		M - Exercise -944 0 -100.00
2013-12-23 2013-12-20 4 AAOI APPLIED OPTOELECTRONICS, INC.
Non-Qualified Stock Option (Right to Buy) 		M - Exercise -5,833 0 -100.00
2013-12-23 2013-12-20 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $0.001 par value 		M - Exercise 664 664 6.00 3,984 3,984
2013-12-23 2013-12-20 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $0.001 par value 		M - Exercise 944 944 6.00 5,664 5,664
2013-12-23 2013-12-20 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $0.001 par value 		M - Exercise 5,833 5,833 6.00 34,998 34,998
2013-12-17 2013-12-13 4 AAOI APPLIED OPTOELECTRONICS, INC.
Incentive Stock Option (Right to Buy) 		M - Exercise 2,083 0 -100.00
2013-12-17 2013-12-13 4 AAOI APPLIED OPTOELECTRONICS, INC.
Incentive Stock Option (Right to Buy) 		M - Exercise 222 0 -100.00
2013-12-17 2013-12-13 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $0.001 par value 		M - Exercise -2,083 2,083 -50.00 4.95 -10,311 10,311
2013-12-17 2013-12-13 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $0.001 par value 		M - Exercise -222 222 -50.00 6.00 -1,332 1,332
2013-09-30 2013-09-26 4 AAOI APPLIED OPTOELECTRONICS, INC.
Incentive Stock Option (Right to Buy) 		A - Award 615,348 615,348
2013-09-25 3 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $0.001 par value 		54,448
P
Pasaran terbuka atau pembelian persendirian sekuriti bukan derivatif atau derivatif
S
Pasaran terbuka atau jualan persendirian sekuriti bukan derivatif atau derivatif
A
Pemberian, penganugerahan atau pemerolehan lain sekuriti daripada syarikat (seperti opsyen)
C
Penukaran derivatif
D
Penjualan atau pemindahan sekuriti kembali kepada syarikat
F
Pembayaran harga pelaksanaan atau liabiliti cukai menggunakan sebahagian daripada sekuriti yang diterima daripada syarikat
G
Hadiah sekuriti oleh atau kepada orang dalam
K
Swap ekuiti dan urus niaga lindung nilai yang serupa
M
Pelaksanaan atau penukaran sekuriti derivatif yang diterima daripada syarikat (seperti opsyen)
V
Transaksi dilaporkan secara sukarela pada Borang 4
J
Lain-lain (disertai dengan nota kaki yang menerangkan transaksi)