Leonard M Tannenbaum - Insider Trading Tracker

Advanced Flower Capital Inc.

US ˙ NasdaqGM ˙ US00109K1051

Pengenalan

Halaman ini menyediakan analisis menyeluruh tentang sejarah dagangan orang dalam yang diketahui Leonard M Tannenbaum. Orang dalam ialah pegawai, pengarah atau pelabur penting dalam syarikat. Adalah haram bagi orang dalam untuk membuat perdagangan dalam syarikat mereka berdasarkan maklumat khusus bukan awam. Ini tidak bermakna haram bagi mereka untuk membuat sebarang perdagangan dalam syarikat mereka sendiri. Tetapi mereka mesti melaporkan semua perdagangan kepada SEC melalui Borang 4. Walaupun terdapat sekatan ini, penyelidikan akademik menunjukkan bahawa orang dalam - secara amnya - cenderung untuk mengatasi prestasi pasaran dalam syarikat mereka sendiri.

Purata Keuntungan Perdagangan

Purata keuntungan perdagangan ialah purata pulangan semua pembelian pasaran terbuka yang dibuat oleh orang dalam dalam tempoh tiga tahun terakhir. Untuk mengira ini, kami memeriksa setiap pembelian pasaran terbuka yang tidak dirancang oleh orang dalam, tidak termasuk semua dagangan yang ditandakan sebagai sebahagian daripada pelan dagangan 10b5-1. Kami kemudian mengira prestasi purata dagangan tersebut sepanjang 3, 6 dan 12 bulan, dengan purata setiap tempoh tersebut untuk menjana metrik prestasi akhir bagi setiap dagangan. Akhir sekali, kami puratakan semua metrik prestasi untuk mengira metrik prestasi untuk orang dalam. Senarai ini hanya termasuk orang dalam yang telah membuat sekurang-kurangnya tiga dagangan dalam dua tahun lepas.

Jika keuntungan berdagang orang dalam ini ialah "N/A", maka orang dalam sama ada tidak membuat sebarang pembelian pasaran terbuka dalam tempoh tiga tahun terakhir, atau dagangan yang mereka buat adalah terlalu baru untuk mengira metrik prestasi yang boleh dipercayai.

Kekerapan Kemas Kini: Harian

Lihat senarai pedagang dalaman yang paling menguntungkan.

Lihat Orang Dalam Dengan Kedudukan Tertinggi

Syarikat dengan Kedudukan Orang Dalam yang Dilaporkan

Pemfailan SEC menunjukkan Leonard M Tannenbaum telah melaporkan pegangan atau perdagangan dalam syarikat berikut:

Sekuriti	Tajuk	Pegangan Terkini Dilaporkan
US:AFCG / Advanced Flower Capital Inc.	Director, 10% Owner	4,882,506
	Executive Chairman, Director, 10% Owner	2,923,226
	Chief Executive Officer	50,000
US:OCSL / Oaktree Specialty Lending Corporation		15,306,589
	10% Owner	0
	CEO, Director, 10% Owner	0

Bagaimana Mentafsir Carta

Carta berikut menunjukkan prestasi saham sekuriti selepas setiap dagangan pasaran terbuka dan tidak dirancang yang dibuat oleh Leonard M Tannenbaum. Perdagangan tidak dirancang ialah dagangan yang tidak dibuat sebagai sebahagian daripada pelan dagangan 10b5-1. Prestasi saham dicatatkan sebagai perubahan peratus kumulatif dalam harga saham. Sebagai contoh, jika perdagangan orang dalam dibuat pada 1 Januari 2019, carta akan menunjukkan perubahan peratusan harian sekuriti kepada hari ini. Jika harga saham naik dari $10 kepada $15 pada masa ini, perubahan peratus terkumpul dalam harga saham ialah 50%. Perubahan dalam harga daripada $10 kepada $20 ialah 100% dan perubahan dalam harga $10 hingga $5 ialah -50%.

Secara dasarnya, kami cuba untuk menentukan sejauh mana dagangan orang dalam berkait rapat dengan pulangan berlebihan (positif atau negatif) dalam harga saham untuk melihat sama ada orang dalam menetapkan masa dagangan mereka untuk mendapat keuntungan daripada maklumat orang dalam. Pertimbangkan situasi di mana orang dalam melakukan perkara ini. Dalam keadaan ini, kami menjangkakan sama ada (a) pulangan positif selepas pembelian, atau (b) pulangan negatif selepas jualan. Dalam kes (a), carta PEMBELIAN akan menunjukkan satu siri keluk condong ke atas, menunjukkan pulangan positif selepas setiap transaksi pembelian. Dalam kes (b), carta JUALAN akan menunjukkan satu siri keluk condong ke bawah, menunjukkan pulangan negatif selepas setiap transaksi jualan.

Walau bagaimanapun, ini sahaja tidak cukup untuk membuat kesimpulan. Jika, sebagai contoh, harga saham syarikat berada dalam pendakian bukan disebabkan kitaran selama bertahun-tahun, maka kami menjangkakan semua plot selepas pembelian akan condong ke atas. Begitu juga, kemerosotan bukan disebabkan kitaran selama bertahun-tahun akan mengakibatkan plot pasca perdagangan condong ke bawah. Kedua-dua carta ini tidak akan mencadangkan aktiviti perdagangan orang dalam.

Penunjuk terkuat ialah keadaan di mana harga saham adalah sangat kitaran, dan terdapat kedua-dua isyarat positif dalam carta PEMBELIAN dan plot negatif pada carta JUALAN. Situasi ini akan sangat menunjukkan orang dalam yang menentukan masa perdagangan untuk kelebihan kewangan mereka.

Pembelian Orang Dalam AFCG / Advanced Flower Capital Inc. - Analisis Keuntungan Jangka Pendek

Dalam bahagian ini, kami menganalisis keuntungan setiap pembelian orang dalam pasaran terbuka yang tidak dirancang yang dibuat dalam AFCG / Advanced Flower Capital Inc.. Analisis ini membantu untuk memahami sama ada orang dalam secara konsisten menjana pulangan tidak normal dan patut diikuti. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah bersifat teori .

Jadual berikut menunjukkan pembelian pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan	Simbol Saham	Orang dalam	Saham Dilaporkan	Harga Dilaporkan	Saham Dilaraskan	Harga Dilaraskan	Asas Kos	Hari ke Maks	Harga pada Maks	Maks Keuntungan ($)	Pulangan Maks (%)
2025-09-03	AFCG	TANNENBAUM LEONARD M	36,861	4.5700	36,861	4.5700	168,455	0	4.6500	2,950	1.75
2025-09-02	AFCG	TANNENBAUM LEONARD M	36,096	4.4900	36,096	4.4900	162,071
2025-08-28	AFCG	TANNENBAUM LEONARD M	144,399	4.5700	144,399	4.5700	659,903
2025-08-27	AFCG	TANNENBAUM LEONARD M	330,127	4.8100	330,127	4.8100	1,587,911
2025-08-26	AFCG	TANNENBAUM LEONARD M	97,168	4.1700	97,168	4.1700	405,191
2025-08-25	AFCG	TANNENBAUM LEONARD M	61,862	4.0800	61,862	4.0800	252,397
2025-08-22	AFCG	TANNENBAUM LEONARD M	216,117	4.0300	216,117	4.0300	870,952
2025-03-17	AFCG	TANNENBAUM LEONARD M	50,000	6.2000	50,000	6.2000	310,000
2025-03-14	AFCG	TANNENBAUM LEONARD M	32,007	6.5200	32,007	6.5200	208,686
2024-06-06	AFCG	TANNENBAUM LEONARD M	27,500	11.9800	27,500	11.9800	329,450
2024-06-06	AFCG	TANNENBAUM LEONARD M	30,000	11.9500	30,000	11.9500	358,500
2024-06-05	AFCG	TANNENBAUM LEONARD M	31,335	12.0900	31,335	12.0900	378,840
2023-05-15	AFCG	TANNENBAUM LEONARD M	51,309	10.4500	51,309	10.4500	536,179
2023-05-12	AFCG	TANNENBAUM LEONARD M	80,000	10.3900	80,000	10.3900	831,200
2023-05-12	AFCG	TANNENBAUM LEONARD M	45,000	10.3400	45,000	10.3400	465,300
2023-05-11	AFCG	TANNENBAUM LEONARD M	87,155	10.0200	87,155	10.0200	873,293
2023-05-11	AFCG	TANNENBAUM LEONARD M	29,217	10.2100	29,217	10.2100	298,306
2023-05-11	AFCG	TANNENBAUM LEONARD M	2,000	10.1100	2,000	10.1100	20,220
2023-03-10	AFCG	TANNENBAUM LEONARD M	25,000	12.8900	25,000	12.8900	322,250
2023-03-08	AFCG	TANNENBAUM LEONARD M	1,000	13.9400	1,000	13.9400	13,940
2022-06-17	AFCG	TANNENBAUM LEONARD M	5,000	15.8485	5,000	15.8485	79,242
2022-05-12	AFCG	TANNENBAUM LEONARD M	1,000	16.8800	1,000	16.8800	16,880
2022-05-11	AFCG	TANNENBAUM LEONARD M	21,183	15.8040	21,183	15.8040	334,776
2021-03-23	AFCG	TANNENBAUM LEONARD M	1,000	19.0000	1,000	19.0000	19,000

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

Jualan Orang Dalam AFCG / Advanced Flower Capital Inc. - Analisis Kerugian Jangka Pendek

Dalam bahagian ini, kami menganalisis pengelakan kerugian jangka pendek bagi setiap jualan dalaman pasaran terbuka yang tidak dirancang yang dibuat dalam AFCG / Advanced Flower Capital Inc.. Corak pengelakan kerugian yang konsisten mungkin mencadangkan bahawa urus niaga jualan masa hadapan mungkin meramalkan penurunan harga. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah teori .

Jadual berikut menunjukkan jualan pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan Harga
Dilaporkan Saham
Dilaraskan Harga
Dilaraskan Asas Kos Hari ke
Min Harga pada
Min Kerugian Maks
Dielakkan ($) Kerugian Maks
Dielakkan (%)

Tiada dagangan pasaran terbuka tidak dirancang yang tidak diketahui untuk gabungan orang dalam dan sekuriti ini

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

Pembelian Orang Dalam OCSL / Oaktree Specialty Lending Corporation - Analisis Keuntungan Jangka Pendek

Dalam bahagian ini, kami menganalisis keuntungan setiap pembelian orang dalam pasaran terbuka yang tidak dirancang yang dibuat dalam AFCG / Advanced Flower Capital Inc.. Analisis ini membantu untuk memahami sama ada orang dalam secara konsisten menjana pulangan tidak normal dan patut diikuti. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah bersifat teori .

Jadual berikut menunjukkan pembelian pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan Harga
Dilaporkan Saham
Dilaraskan Harga
Dilaraskan Asas Kos Hari ke
Maks Harga pada
Maks Maks
Keuntungan ($) Pulangan Maks (%)

2017-10-19 OCSL TANNENBAUM LEONARD M 971,807 5.5600 323,936 16.6800 5,403,247 5 17.64 310,967 5.76

2017-10-19 OCSL TANNENBAUM LEONARD M 437,799 5.5600 145,933 16.6800 2,434,162

2017-03-29 FSC TANNENBAUM LEONARD M 102,000 4.7100 102,000 4.7100 480,420

2017-03-28 FSC TANNENBAUM LEONARD M 266,073 4.7500 266,073 4.7500 1,263,847

2017-03-27 FSC TANNENBAUM LEONARD M 223,749 4.6850 223,749 4.6850 1,048,264

2017-03-24 FSC TANNENBAUM LEONARD M 222,101 4.6520 222,101 4.6520 1,033,214

2017-03-23 FSC TANNENBAUM LEONARD M 210,000 4.6600 210,000 4.6600 978,600

2017-03-22 FSC TANNENBAUM LEONARD M 269,871 4.6400 269,871 4.6400 1,252,201

2017-03-21 FSC TANNENBAUM LEONARD M 207,613 4.6300 207,613 4.6300 961,248

2017-03-20 FSC TANNENBAUM LEONARD M 175,000 4.6400 175,000 4.6400 812,000

2017-03-17 FSC TANNENBAUM LEONARD M 170,000 4.5900 170,000 4.5900 780,300

2017-03-15 FSC TANNENBAUM LEONARD M 1,273,000 4.5100 1,273,000 4.5100 5,741,230

2017-03-14 FSC TANNENBAUM LEONARD M 356,492 4.5100 356,492 4.5100 1,607,779

2017-03-13 FSC TANNENBAUM LEONARD M 176,476 4.5000 176,476 4.5000 794,142

2017-03-10 FSC TANNENBAUM LEONARD M 389,571 4.4300 389,571 4.4300 1,725,800

2017-03-09 FSC TANNENBAUM LEONARD M 205,169 4.3700 205,169 4.3700 896,589

2015-02-11 FSC TANNENBAUM LEONARD M 177,968 6.8500 177,968 6.8500 1,219,081

2015-02-11 FSC TANNENBAUM LEONARD M 5,900 6.8450 5,900 6.8450 40,386

2015-02-11 FSC TANNENBAUM LEONARD M 16,925 6.8400 16,925 6.8400 115,767

2015-02-11 FSC TANNENBAUM LEONARD M 2,400 6.8350 2,400 6.8350 16,404

2015-02-11 FSC TANNENBAUM LEONARD M 41,975 6.8300 41,975 6.8300 286,689

2015-02-11 FSC TANNENBAUM LEONARD M 75,738 6.8200 75,738 6.8200 516,533

2015-02-11 FSC TANNENBAUM LEONARD M 11,500 6.8150 11,500 6.8150 78,372

2015-02-11 FSC TANNENBAUM LEONARD M 30,094 6.8100 30,094 6.8100 204,940

2015-02-11 FSC TANNENBAUM LEONARD M 9,351 6.8050 9,351 6.8050 63,634

2015-02-11 FSC TANNENBAUM LEONARD M 100,000 6.8000 100,000 6.8000 680,000

2015-02-10 FSC TANNENBAUM LEONARD M 46,700 7.1900 46,700 7.1900 335,773

2015-02-10 FSC TANNENBAUM LEONARD M 3,200 7.1800 3,200 7.1800 22,976

2015-02-10 FSC TANNENBAUM LEONARD M 100 7.1750 100 7.1750 718

2015-02-10 FSC TANNENBAUM LEONARD M 47,900 7.1400 47,900 7.1400 342,006

2015-02-10 FSC TANNENBAUM LEONARD M 2,100 7.1350 2,100 7.1350 14,984

2015-02-10 FSC TANNENBAUM LEONARD M 50,000 7.1100 50,000 7.1100 355,500

2015-02-10 FSC TANNENBAUM LEONARD M 90,950 7.0100 90,950 7.0100 637,560

2015-02-10 FSC TANNENBAUM LEONARD M 6,450 7.0090 6,450 7.0090 45,208

2015-02-10 FSC TANNENBAUM LEONARD M 2,600 7.0050 2,600 7.0050 18,213

2015-02-10 FSC TANNENBAUM LEONARD M 284,600 7.0000 284,600 7.0000 1,992,200

2015-02-10 FSC TANNENBAUM LEONARD M 900 6.9950 900 6.9950 6,296

2015-02-10 FSC TANNENBAUM LEONARD M 3,000 6.9900 3,000 6.9900 20,970

2015-02-10 FSC TANNENBAUM LEONARD M 5,000 6.9899 5,000 6.9899 34,950

2015-02-10 FSC TANNENBAUM LEONARD M 3,800 6.9800 3,800 6.9800 26,524

2015-02-10 FSC TANNENBAUM LEONARD M 2,500 6.9700 2,500 6.9700 17,425

2015-02-10 FSC TANNENBAUM LEONARD M 200 6.9650 200 6.9650 1,393

2015-02-10 FSC TANNENBAUM LEONARD M 99,200 6.9500 99,200 6.9500 689,440

2015-02-10 FSC TANNENBAUM LEONARD M 800 6.9450 800 6.9450 5,556

2013-12-13 FSC TANNENBAUM LEONARD M 20,000 8.9800 20,000 8.9800 179,600

2013-06-20 FSC TANNENBAUM LEONARD M 10,000 9.9600 10,000 9.9600 99,600

2013-06-20 FSC TANNENBAUM LEONARD M 10,000 9.9200 10,000 9.9200 99,200

2013-05-29 FSC TANNENBAUM LEONARD M 10,000 10.3700 10,000 10.3700 103,700

2013-05-29 FSC TANNENBAUM LEONARD M 4,355 10.3700 4,355 10.3700 45,161

2013-05-29 FSC TANNENBAUM LEONARD M 4,545 10.3600 4,545 10.3600 47,086

2013-05-29 FSC TANNENBAUM LEONARD M 5,900 10.3590 5,900 10.3590 61,118

2013-05-29 FSC TANNENBAUM LEONARD M 200 10.3597 200 10.3597 2,072

2013-02-13 FSC TANNENBAUM LEONARD M 15,000 10.8600 15,000 10.8600 162,900

2012-12-04 FSC TANNENBAUM LEONARD M 10,000 10.4300 10,000 10.4300 104,300

2012-08-28 FSC TANNENBAUM LEONARD M 5,000 10.4800 5,000 10.4800 52,400

2012-08-27 FSC TANNENBAUM LEONARD M 5,000 10.4700 5,000 10.4700 52,350

2012-05-24 FSC TANNENBAUM LEONARD M 9,700 9.2900 9,700 9.2900 90,113

2012-05-24 FSC TANNENBAUM LEONARD M 300 9.2899 300 9.2899 2,787

2012-03-06 FSC TANNENBAUM LEONARD M 10,000 9.5707 10,000 9.5707 95,707

2012-03-06 FSC TANNENBAUM LEONARD M 1,000 9.5970 1,000 9.5970 9,597

2012-03-06 FSC TANNENBAUM LEONARD M 3,600 9.5850 3,600 9.5850 34,506

2012-03-06 FSC TANNENBAUM LEONARD M 5,400 9.5800 5,400 9.5800 51,732

2012-03-06 FSC TANNENBAUM LEONARD M 6,700 9.5710 6,700 9.5710 64,126

2012-03-06 FSC TANNENBAUM LEONARD M 100 9.5697 100 9.5697 957

2012-03-06 FSC TANNENBAUM LEONARD M 300 9.5693 300 9.5693 2,871

2012-03-06 FSC TANNENBAUM LEONARD M 100 9.5692 100 9.5692 957

2012-03-06 FSC TANNENBAUM LEONARD M 1,700 9.5690 1,700 9.5690 16,267

2012-03-06 FSC TANNENBAUM LEONARD M 300 9.5689 300 9.5689 2,871

2012-03-06 FSC TANNENBAUM LEONARD M 400 9.5686 400 9.5686 3,827

2012-03-06 FSC TANNENBAUM LEONARD M 100 9.5685 100 9.5685 957

2012-03-06 FSC TANNENBAUM LEONARD M 300 9.5683 300 9.5683 2,870

2011-08-09 FSC TANNENBAUM LEONARD M 10,000 8.4000 10,000 8.4000 84,000

2011-08-08 FSC TANNENBAUM LEONARD M 8,883 8.5476 8,883 8.5476 75,928

2011-08-08 FSC TANNENBAUM LEONARD M 1,117 8.5500 1,117 8.5500 9,550

2011-08-08 FSC TANNENBAUM LEONARD M 20,000 8.6000 20,000 8.6000 172,000

2011-08-08 FSC TANNENBAUM LEONARD M 6,301 8.7500 6,301 8.7500 55,134

2011-08-08 FSC TANNENBAUM LEONARD M 20,000 8.8000 20,000 8.8000 176,000

2011-08-08 FSC TANNENBAUM LEONARD M 20,000 8.9300 20,000 8.9300 178,600

2011-08-08 FSC TANNENBAUM LEONARD M 5,600 8.9391 5,600 8.9391 50,059

2011-08-08 FSC TANNENBAUM LEONARD M 10,000 8.9500 10,000 8.9500 89,500

2011-08-08 FSC TANNENBAUM LEONARD M 10,000 8.9700 10,000 8.9700 89,700

2011-08-08 FSC TANNENBAUM LEONARD M 20,000 8.9800 20,000 8.9800 179,600

2011-08-08 FSC TANNENBAUM LEONARD M 4,400 8.9900 4,400 8.9900 39,556

2011-08-08 FSC TANNENBAUM LEONARD M 4,451 8.9991 4,451 8.9991 40,055

2011-08-08 FSC TANNENBAUM LEONARD M 30,549 9.0000 30,549 9.0000 274,941

2011-08-08 FSC TANNENBAUM LEONARD M 10,000 9.0100 10,000 9.0100 90,100

2011-08-08 FSC TANNENBAUM LEONARD M 2,200 9.0198 2,200 9.0198 19,844

2011-08-08 FSC TANNENBAUM LEONARD M 2,800 9.0199 2,800 9.0199 25,256

2011-08-08 FSC TANNENBAUM LEONARD M 10,000 9.0200 10,000 9.0200 90,200

2011-08-08 FSC TANNENBAUM LEONARD M 10,000 9.0800 10,000 9.0800 90,800

2011-08-08 FSC TANNENBAUM LEONARD M 10,000 9.1500 10,000 9.1500 91,500

2011-08-08 FSC TANNENBAUM LEONARD M 10,000 9.2000 10,000 9.2000 92,000

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

Jualan Orang Dalam OCSL / Oaktree Specialty Lending Corporation - Analisis Kerugian Jangka Pendek

Dalam bahagian ini, kami menganalisis pengelakan kerugian jangka pendek bagi setiap jualan dalaman pasaran terbuka yang tidak dirancang yang dibuat dalam AFCG / Advanced Flower Capital Inc.. Corak pengelakan kerugian yang konsisten mungkin mencadangkan bahawa urus niaga jualan masa hadapan mungkin meramalkan penurunan harga. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah teori .

Jadual berikut menunjukkan jualan pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Simbol Saham Orang dalam Saham
Dilaporkan Harga
Dilaporkan Saham
Dilaraskan Harga
Dilaraskan Asas Kos Hari ke
Min Harga pada
Min Kerugian Maks
Dielakkan ($) Kerugian Maks
Dielakkan (%)

2021-12-30 OCSL TANNENBAUM LEONARD M 84,954 7.5040 28,318 22.5120 637,495 273 17.82 -132,867 -20.84

2021-12-29 OCSL TANNENBAUM LEONARD M 200,000 7.5220 66,667 22.5660 1,504,400

2021-12-28 OCSL TANNENBAUM LEONARD M 200,000 7.5470 66,667 22.6410 1,509,400

2021-12-27 OCSL TANNENBAUM LEONARD M 200,000 7.5400 66,667 22.6200 1,508,000

2021-12-23 OCSL TANNENBAUM LEONARD M 200,000 7.5070 66,667 22.5210 1,501,400

2021-12-13 OCSL TANNENBAUM LEONARD M 34,100 7.5510 11,367 22.6530 257,489

2021-12-06 OCSL TANNENBAUM LEONARD M 100 7.5000 33 22.5000 750

2021-12-02 OCSL TANNENBAUM LEONARD M 5,000 7.5000 1,667 22.5000 37,500

2021-11-17 OCSL TANNENBAUM LEONARD M 353,485 7.5580 117,828 22.6740 2,671,640

2021-11-16 OCSL TANNENBAUM LEONARD M 17,330 7.4530 5,777 22.3590 129,160

2021-11-11 OCSL TANNENBAUM LEONARD M 1,500 7.5000 500 22.5000 11,250

2021-11-10 OCSL TANNENBAUM LEONARD M 48,173 7.5003 16,058 22.5009 361,312

2021-11-09 OCSL TANNENBAUM LEONARD M 29,732 7.5007 9,911 22.5021 223,011

2021-11-08 OCSL TANNENBAUM LEONARD M 100,000 7.5089 33,333 22.5267 750,890

2021-09-20 OCSL TANNENBAUM LEONARD M 4,214,368 7.1000 1,404,789 21.3000 29,922,013

2021-06-01 OCSL TANNENBAUM LEONARD M 100,000 6.7757 33,333 20.3271 677,570

2021-05-28 OCSL TANNENBAUM LEONARD M 100,000 6.7161 33,333 20.1483 671,610

2021-05-27 OCSL TANNENBAUM LEONARD M 81,287 6.7090 27,096 20.1270 545,354

2021-05-25 OCSL TANNENBAUM LEONARD M 13,900 6.7072 4,633 20.1216 93,230

2021-05-24 OCSL TANNENBAUM LEONARD M 1,647 6.7000 549 20.1000 11,035

2021-05-21 OCSL TANNENBAUM LEONARD M 38,200 6.7032 12,733 20.1096 256,062

2021-05-05 OCSL TANNENBAUM LEONARD M 100,000 6.7222 33,333 20.1666 672,220

2021-04-29 OCSL TANNENBAUM LEONARD M 94,052 6.7808 31,351 20.3424 637,748

2021-04-28 OCSL TANNENBAUM LEONARD M 100,000 6.7505 33,333 20.2515 675,050

2021-04-27 OCSL TANNENBAUM LEONARD M 194,130 6.7348 64,710 20.2044 1,307,427

2021-04-26 OCSL TANNENBAUM LEONARD M 100,000 6.6860 33,333 20.0580 668,600

2021-04-23 OCSL TANNENBAUM LEONARD M 100,000 6.6821 33,333 20.0463 668,210

2021-04-22 OCSL TANNENBAUM LEONARD M 11,289 6.6804 3,763 20.0412 75,415

2021-04-21 OCSL TANNENBAUM LEONARD M 15,659 6.7000 5,220 20.1000 104,915

2021-04-20 OCSL TANNENBAUM LEONARD M 100,000 6.7007 33,333 20.1021 670,070

2021-04-19 OCSL TANNENBAUM LEONARD M 100,000 6.6644 33,333 19.9932 666,440

2021-04-16 OCSL TANNENBAUM LEONARD M 120,000 6.6200 40,000 19.8600 794,400

2021-04-15 OCSL TANNENBAUM LEONARD M 2,800 6.6032 933 19.8096 18,489

2021-04-14 OCSL TANNENBAUM LEONARD M 52,000 6.6045 17,333 19.8135 343,434

2021-04-12 OCSL TANNENBAUM LEONARD M 200,000 6.6058 66,667 19.8174 1,321,160

2021-04-09 OCSL TANNENBAUM LEONARD M 172,312 6.6106 57,437 19.8318 1,139,086

2021-04-07 OCSL TANNENBAUM LEONARD M 100,000 6.4782 33,333 19.4346 647,820

2021-04-06 OCSL TANNENBAUM LEONARD M 29,872 6.4606 9,957 19.3818 192,991

2021-04-05 OCSL TANNENBAUM LEONARD M 100,000 6.3133 33,333 18.9399 631,330

2021-04-01 OCSL TANNENBAUM LEONARD M 100,000 6.2504 33,333 18.7512 625,040

2021-03-22 OCSL TANNENBAUM LEONARD M 4,500 6.2502 1,500 18.7506 28,126

2021-03-19 OCSL TANNENBAUM LEONARD M 4,393 6.2509 1,464 18.7527 27,460

2021-03-18 OCSL TANNENBAUM LEONARD M 100 6.2500 33 18.7500 625

2021-03-16 OCSL TANNENBAUM LEONARD M 77,050 6.3046 25,683 18.9138 485,769

2021-03-15 OCSL TANNENBAUM LEONARD M 100,000 6.2881 33,333 18.8643 628,810

2021-03-12 OCSL TANNENBAUM LEONARD M 100,000 6.2615 33,333 18.7845 626,150

2021-03-11 OCSL TANNENBAUM LEONARD M 100,000 6.2608 33,333 18.7824 626,080

2021-03-10 OCSL TANNENBAUM LEONARD M 67,411 6.2570 22,470 18.7710 421,791

2021-03-09 OCSL TANNENBAUM LEONARD M 18,597 6.2560 6,199 18.7680 116,343

2021-03-04 OCSL TANNENBAUM LEONARD M 1,800 6.2500 600 18.7500 11,250

2021-03-03 OCSL TANNENBAUM LEONARD M 14,985 6.2517 4,995 18.7551 93,682

2021-03-02 OCSL TANNENBAUM LEONARD M 81,202 6.2415 27,067 18.7245 506,822

2021-03-01 OCSL TANNENBAUM LEONARD M 63,779 6.2053 21,260 18.6159 395,768

2021-02-26 OCSL TANNENBAUM LEONARD M 31,500 6.1596 10,500 18.4788 194,027

2021-02-25 OCSL TANNENBAUM LEONARD M 5,100 6.2016 1,700 18.6048 31,628

2021-02-24 OCSL TANNENBAUM LEONARD M 100,000 6.1471 33,333 18.4413 614,710

2021-02-23 OCSL TANNENBAUM LEONARD M 54,798 6.1054 18,266 18.3162 334,564

2021-02-22 OCSL TANNENBAUM LEONARD M 100,000 6.1423 33,333 18.4269 614,230

2021-02-19 OCSL TANNENBAUM LEONARD M 72,600 6.1066 24,200 18.3198 443,339

2020-12-17 OCSL TANNENBAUM LEONARD M 40,674 5.4882 13,558 16.4646 223,227

2020-12-16 OCSL TANNENBAUM LEONARD M 50,000 5.5172 16,667 16.5516 275,860

2020-12-15 OCSL TANNENBAUM LEONARD M 63,800 5.5135 21,267 16.5405 351,761

2020-12-14 OCSL TANNENBAUM LEONARD M 14,900 5.5023 4,967 16.5069 81,984

2020-12-11 OCSL TANNENBAUM LEONARD M 400 5.6000 133 16.8000 2,240

2020-12-10 OCSL TANNENBAUM LEONARD M 2,500 5.6000 833 16.8000 14,000

2020-12-09 OCSL TANNENBAUM LEONARD M 2,600 5.6000 867 16.8000 14,560

2020-12-08 OCSL TANNENBAUM LEONARD M 87,796 5.6030 29,265 16.8090 491,921

2020-12-07 OCSL TANNENBAUM LEONARD M 15,923 5.6004 5,308 16.8012 89,175

2020-12-04 OCSL TANNENBAUM LEONARD M 43,203 5.6033 14,401 16.8099 242,079

2020-12-03 OCSL TANNENBAUM LEONARD M 9,879 5.6001 3,293 16.8003 55,323

2020-12-02 OCSL TANNENBAUM LEONARD M 35,200 5.6036 11,733 16.8108 197,247

2020-12-01 OCSL TANNENBAUM LEONARD M 40,753 5.6073 13,584 16.8219 228,514

2020-11-30 OCSL TANNENBAUM LEONARD M 173,161 5.5844 57,720 16.7532 967,000

2020-11-25 OCSL TANNENBAUM LEONARD M 187,962 5.5641 62,654 16.6923 1,045,839

2020-11-24 OCSL TANNENBAUM LEONARD M 169,659 5.4846 56,553 16.4538 930,512

2020-11-23 OCSL TANNENBAUM LEONARD M 200,000 5.4290 66,667 16.2870 1,085,800

2020-11-20 OCSL TANNENBAUM LEONARD M 157,648 5.3411 52,549 16.0233 842,014

2020-11-18 OCSL TANNENBAUM LEONARD M 108,054 5.2475 36,018 15.7425 567,013

2020-11-17 OCSL TANNENBAUM LEONARD M 49,046 5.2010 16,349 15.6030 255,088

2020-11-16 OCSL TANNENBAUM LEONARD M 126,701 5.2313 42,234 15.6939 662,811

2020-08-11 OCSL TANNENBAUM LEONARD M 4,100 5.2000 1,367 15.6000 21,320

2020-01-10 OCSL TANNENBAUM LEONARD M 36,837 5.4724 12,279 16.4172 201,587

2020-01-09 OCSL TANNENBAUM LEONARD M 61,336 5.4820 20,445 16.4460 336,244

2020-01-08 OCSL TANNENBAUM LEONARD M 77,000 5.4755 25,667 16.4265 421,614

2020-01-07 OCSL TANNENBAUM LEONARD M 72,063 5.4540 24,021 16.3620 393,032

2020-01-06 OCSL TANNENBAUM LEONARD M 49,696 5.4618 16,565 16.3854 271,430

2020-01-03 OCSL TANNENBAUM LEONARD M 69,700 5.4589 23,233 16.3767 380,485

2020-01-02 OCSL TANNENBAUM LEONARD M 94,280 5.4621 31,427 16.3863 514,967

2019-12-23 OCSL TANNENBAUM LEONARD M 22,700 5.5022 7,567 16.5066 124,900

2019-12-20 OCSL TANNENBAUM LEONARD M 163,800 5.4704 54,600 16.4112 896,052

2019-12-18 OCSL TANNENBAUM LEONARD M 135,300 5.4568 45,100 16.3704 738,305

2019-12-17 OCSL TANNENBAUM LEONARD M 273,041 5.4001 91,014 16.2003 1,474,449

2019-12-16 OCSL TANNENBAUM LEONARD M 97,005 5.3264 32,335 15.9792 516,687

2019-12-13 OCSL TANNENBAUM LEONARD M 4,500 5.2743 1,500 15.8229 23,734

2019-12-12 OCSL TANNENBAUM LEONARD M 42,900 5.2520 14,300 15.7560 225,311

2019-12-02 OCSL TANNENBAUM LEONARD M 600 5.3000 200 15.9000 3,180

2019-11-21 OCSL TANNENBAUM LEONARD M 161,000 5.2509 53,667 15.7527 845,395

2019-11-20 OCSL TANNENBAUM LEONARD M 217,199 5.2578 72,400 15.7734 1,141,989

2019-11-19 OCSL TANNENBAUM LEONARD M 104,700 5.2652 34,900 15.7956 551,266

2019-11-18 OCSL TANNENBAUM LEONARD M 93,800 5.2830 31,267 15.8490 495,545

2019-11-15 OCSL TANNENBAUM LEONARD M 71,500 5.2581 23,833 15.7743 375,954

2019-11-14 OCSL TANNENBAUM LEONARD M 62,300 5.2909 20,767 15.8727 329,623

2019-11-13 OCSL TANNENBAUM LEONARD M 104,859 5.2532 34,953 15.7596 550,845

2019-11-12 OCSL TANNENBAUM LEONARD M 45,402 5.2592 15,134 15.7776 238,778

2019-09-30 OCSL TANNENBAUM LEONARD M 84 5.2500 28 15.7500 441

2019-09-27 OCSL TANNENBAUM LEONARD M 38 5.2500 13 15.7500 200

2019-09-19 OCSL TANNENBAUM LEONARD M 200 5.2500 67 15.7500 1,050

2019-09-17 OCSL TANNENBAUM LEONARD M 1,800 5.2664 600 15.7992 9,480

2019-09-16 OCSL TANNENBAUM LEONARD M 20,925 5.2609 6,975 15.7827 110,084

2019-07-09 OCSL TANNENBAUM LEONARD M 1,200 5.4058 400 16.2174 6,487

2019-07-08 OCSL TANNENBAUM LEONARD M 8,284 5.4001 2,761 16.2003 44,734

2019-07-05 OCSL TANNENBAUM LEONARD M 51,000 5.4317 17,000 16.2951 277,017

2019-07-03 OCSL TANNENBAUM LEONARD M 19,000 5.4722 6,333 16.4166 103,972

2019-07-02 OCSL TANNENBAUM LEONARD M 19,964 5.4300 6,655 16.2900 108,405

2019-07-01 OCSL TANNENBAUM LEONARD M 32,230 5.4161 10,743 16.2483 174,561

2019-06-28 OCSL TANNENBAUM LEONARD M 23,200 5.4122 7,733 16.2366 125,563

2019-06-27 OCSL TANNENBAUM LEONARD M 3,705 5.4058 1,235 16.2174 20,028

2019-06-26 OCSL TANNENBAUM LEONARD M 48,400 5.4020 16,133 16.2060 261,457

2019-06-24 OCSL TANNENBAUM LEONARD M 14,353 5.4157 4,784 16.2471 77,732

2019-06-21 OCSL TANNENBAUM LEONARD M 55,900 5.4212 18,633 16.2636 303,045

2019-06-20 OCSL TANNENBAUM LEONARD M 16,866 5.4017 5,622 16.2051 91,105

2019-06-19 OCSL TANNENBAUM LEONARD M 42,491 5.4038 14,164 16.2114 229,613

2019-06-18 OCSL TANNENBAUM LEONARD M 22,917 5.4491 7,639 16.3473 124,877

2019-06-17 OCSL TANNENBAUM LEONARD M 34,917 5.4431 11,639 16.3293 190,057

2019-06-14 OCSL TANNENBAUM LEONARD M 27,332 5.4640 9,111 16.3920 149,342

2019-06-13 OCSL TANNENBAUM LEONARD M 70,700 5.4114 23,567 16.2342 382,586

2019-05-24 OCSL TANNENBAUM LEONARD M 19,420 5.5443 6,473 16.6329 107,670

2019-05-23 OCSL TANNENBAUM LEONARD M 52,464 5.5347 17,488 16.6041 290,373

2019-05-22 OCSL TANNENBAUM LEONARD M 12,608 5.6305 4,203 16.8915 70,989

2019-05-21 OCSL TANNENBAUM LEONARD M 19,800 5.6383 6,600 16.9149 111,638

2019-05-20 OCSL TANNENBAUM LEONARD M 28,900 5.6438 9,633 16.9314 163,106

2019-05-17 OCSL TANNENBAUM LEONARD M 77,945 5.6935 25,982 17.0805 443,780

2019-05-16 OCSL TANNENBAUM LEONARD M 101,000 5.6766 33,667 17.0298 573,337

2019-05-15 OCSL TANNENBAUM LEONARD M 61,436 5.5244 20,479 16.5732 339,397

2019-05-14 OCSL TANNENBAUM LEONARD M 65,300 5.4943 21,767 16.4829 358,778

2019-05-13 OCSL TANNENBAUM LEONARD M 52,500 5.4815 17,500 16.4445 287,779

2019-05-10 OCSL TANNENBAUM LEONARD M 97,200 5.4866 32,400 16.4598 533,298

2019-05-09 OCSL TANNENBAUM LEONARD M 94,400 5.4527 31,467 16.3581 514,735

2019-05-08 OCSL TANNENBAUM LEONARD M 270,500 5.4553 90,167 16.3659 1,475,659

2019-04-10 OCSL TANNENBAUM LEONARD M 42,850 5.3045 14,283 15.9135 227,298

2019-04-10 OCSL TANNENBAUM LEONARD M 42,850 5.3045 14,283 15.9135 227,298

2019-04-09 OCSL TANNENBAUM LEONARD M 7,701 5.3059 2,567 15.9177 40,861

2019-04-09 OCSL TANNENBAUM LEONARD M 7,700 5.3059 2,567 15.9177 40,855

2019-04-08 OCSL TANNENBAUM LEONARD M 12,310 5.3014 4,103 15.9042 65,260

2019-04-08 OCSL TANNENBAUM LEONARD M 12,310 5.3014 4,103 15.9042 65,260

2019-04-05 OCSL TANNENBAUM LEONARD M 831 5.3000 277 15.9000 4,404

2019-04-05 OCSL TANNENBAUM LEONARD M 830 5.3000 277 15.9000 4,399

2019-02-15 OCSL TANNENBAUM LEONARD M 22,831 5.2562 7,610 15.7686 120,004

2019-02-15 OCSL TANNENBAUM LEONARD M 22,830 5.2562 7,610 15.7686 119,999

2019-02-14 OCSL TANNENBAUM LEONARD M 53,800 5.2552 17,933 15.7656 282,730

2019-02-14 OCSL TANNENBAUM LEONARD M 53,800 5.2552 17,933 15.7656 282,730

2019-02-13 OCSL TANNENBAUM LEONARD M 25,700 5.2574 8,567 15.7722 135,115

2019-02-13 OCSL TANNENBAUM LEONARD M 23,000 5.2537 7,667 15.7611 120,835

2019-02-12 OCSL TANNENBAUM LEONARD M 17,560 5.2615 5,853 15.7845 92,392

2019-02-12 OCSL TANNENBAUM LEONARD M 17,560 5.2615 5,853 15.7845 92,392

2019-02-11 OCSL TANNENBAUM LEONARD M 11,252 5.2501 3,751 15.7503 59,074

2019-02-11 OCSL TANNENBAUM LEONARD M 11,252 5.2501 3,751 15.7503 59,074

2019-02-08 OCSL TANNENBAUM LEONARD M 34,583 5.2527 11,528 15.7581 181,654

2019-02-08 OCSL TANNENBAUM LEONARD M 34,583 5.2527 11,528 15.7581 181,654

2018-08-27 OCSL TANNENBAUM LEONARD M 27,088 5.0605 9,029 15.1815 137,079

2018-08-27 OCSL TANNENBAUM LEONARD M 27,088 5.0605 9,029 15.1815 137,079

2018-08-24 OCSL TANNENBAUM LEONARD M 11,912 5.0500 3,971 15.1500 60,156

2018-08-24 OCSL TANNENBAUM LEONARD M 11,912 5.0500 3,971 15.1500 60,156

2018-08-23 OCSL TANNENBAUM LEONARD M 39,619 5.0523 13,206 15.1569 200,167

2018-08-23 OCSL TANNENBAUM LEONARD M 39,619 5.0523 13,206 15.1569 200,167

2018-08-21 OCSL TANNENBAUM LEONARD M 100,000 5.0000 33,333 15.0000 500,000

2018-08-21 OCSL TANNENBAUM LEONARD M 100,000 5.0000 33,333 15.0000 500,000

2018-08-20 OCSL TANNENBAUM LEONARD M 2,950 5.0001 983 15.0003 14,750

2018-08-20 OCSL TANNENBAUM LEONARD M 2,950 5.0001 983 15.0003 14,750

2018-08-17 OCSL TANNENBAUM LEONARD M 33,500 5.0030 11,167 15.0090 167,600

2018-08-17 OCSL TANNENBAUM LEONARD M 33,500 5.0030 11,167 15.0090 167,600

2018-08-16 OCSL TANNENBAUM LEONARD M 58,000 5.0000 19,333 15.0000 290,000

2018-08-16 OCSL TANNENBAUM LEONARD M 58,000 5.0000 19,333 15.0000 290,000

2018-08-13 OCSL TANNENBAUM LEONARD M 1,800 5.0000 600 15.0000 9,000

2018-08-03 OCSL TANNENBAUM LEONARD M 100,000 5.0000 33,333 15.0000 500,000

2018-08-02 OCSL TANNENBAUM LEONARD M 100,000 5.0000 33,333 15.0000 500,000

2018-06-05 OCSL TANNENBAUM LEONARD M 17,902 5.0040 5,967 15.0120 89,582

2018-06-04 OCSL TANNENBAUM LEONARD M 23,226 5.0000 7,742 15.0000 116,130

2018-05-30 OCSL TANNENBAUM LEONARD M 47,100 5.0000 15,700 15.0000 235,500

2018-05-25 OCSL TANNENBAUM LEONARD M 14,923 5.0000 4,974 15.0000 74,615

2018-05-23 OCSL TANNENBAUM LEONARD M 100 5.0000 33 15.0000 500

2018-05-22 OCSL TANNENBAUM LEONARD M 100,000 5.0000 33,333 15.0000 500,000

2018-05-21 OCSL TANNENBAUM LEONARD M 23,868 5.0000 7,956 15.0000 119,340

2017-10-19 OCSL TANNENBAUM LEONARD M 971,807 5.5600 323,936 16.6800 5,403,247

2017-10-19 OCSL TANNENBAUM LEONARD M 437,799 5.5600 145,933 16.6800 2,434,162

2016-12-23 FSC TANNENBAUM LEONARD M 900 5.5500 900 5.5500 4,995

2016-12-21 FSC TANNENBAUM LEONARD M 4,580 5.5500 4,580 5.5500 25,419

2016-12-20 FSC TANNENBAUM LEONARD M 6,025 5.5525 6,025 5.5525 33,454

2016-12-13 FSC TANNENBAUM LEONARD M 46,583 5.5600 46,583 5.5600 259,001

2016-12-13 FSC TANNENBAUM LEONARD M 46,583 5.5600 46,583 5.5600 259,001

2016-12-12 FSC TANNENBAUM LEONARD M 34,201 5.6100 34,201 5.6100 191,868

2016-12-12 FSC TANNENBAUM LEONARD M 34,201 5.6100 34,201 5.6100 191,868

2016-12-09 FSC TANNENBAUM LEONARD M 50,000 5.5700 50,000 5.5700 278,500

2016-12-08 FSC TANNENBAUM LEONARD M 100,000 5.5600 100,000 5.5600 556,000

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras berpecah.

Sejarah Dagangan Orang Dalam

Jadual ini menunjukkan senarai lengkap dagangan orang dalam yang dibuat oleh Leonard M Tannenbaum seperti yang didedahkan kepada Suruhanjaya Bursa Sekuriti (SEC).

Tarikh Fail Tarikh Tran Borang Simbol Saham Sekuriti Kod 10b5-1 Saham Baki Saham Peratus
Ubah Saham
harga Tran
Nilai Baki
Nilai

2025-09-03 2025-09-03 4 AFCG Advanced Flower Capital Inc.
Common Stock P - Purchase 36,861 4,882,506 0.76 4.57 168,455 22,313,052

2025-09-03 2025-09-02 4 AFCG Advanced Flower Capital Inc.
Common Stock P - Purchase 36,096 4,845,645 0.75 4.49 162,071 21,756,946

2025-08-29 2025-08-28 4 AFCG Advanced Flower Capital Inc.
Common Stock P - Purchase 144,399 4,809,549 3.10 4.57 659,903 21,979,639

2025-08-29 2025-08-27 4 AFCG Advanced Flower Capital Inc.
Common Stock P - Purchase 330,127 4,665,150 7.62 4.81 1,587,911 22,439,372

2025-08-26 2025-08-26 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 10,000 2,923,226 0.34 10.79 107,900 31,541,609

2025-08-26 2025-08-22 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 20,200 2,913,226 0.70 11.00 222,200 32,045,486

2025-08-26 2025-08-26 4 AFCG Advanced Flower Capital Inc.
Common Stock P - Purchase 97,168 4,335,023 2.29 4.17 405,191 18,077,046

2025-08-26 2025-08-25 4 AFCG Advanced Flower Capital Inc.
Common Stock P - Purchase 61,862 4,237,855 1.48 4.08 252,397 17,290,448

2025-08-26 2025-08-22 4 AFCG Advanced Flower Capital Inc.
Common Stock P - Purchase 216,117 4,175,993 5.46 4.03 870,952 16,829,252

2025-08-21 2025-08-20 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 10,411 2,893,026 0.36 10.42 108,483 30,145,331

2025-08-19 2025-08-15 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 4,406 2,882,615 0.15 10.50 46,263 30,267,458

2025-08-13 2025-08-12 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 32,275 2,878,209 1.13 10.48 338,242 30,163,630

2025-08-13 2025-08-11 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 20,900 2,845,934 0.74 10.17 212,553 28,943,149

2025-06-17 2025-06-16 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 6,000 2,825,034 0.21 10.86 65,160 30,679,869

2025-06-03 2025-06-03 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 9,077 2,819,034 0.32 10.88 98,758 30,671,090

2025-06-03 2025-06-02 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 28,500 448,681 6.78 10.59 301,815 4,751,532

2025-05-19 2025-05-16 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 14,741 2,809,957 0.53 10.55 155,518 29,645,046

2025-05-15 2025-05-15 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 10,000 2,795,216 0.36 10.39 103,900 29,042,294

2025-05-09 2025-05-08 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 10,000 2,785,216 0.36 10.48 104,800 29,189,064

2025-04-30 2025-04-30 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 35,903 2,775,216 1.31 10.53 378,059 29,223,024

2025-04-30 2025-04-29 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 10,000 2,739,313 0.37 10.65 106,500 29,173,683

2025-04-28 2025-04-28 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 5,122 2,729,313 0.19 10.30 52,757 28,111,924

2025-04-28 2025-04-25 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 5,000 2,724,191 0.18 10.00 50,000 27,241,910

2025-04-28 2025-04-24 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 7,869 2,719,191 0.29 9.99 78,611 27,164,718

2025-04-01 2025-03-31 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 44,065 2,711,322 1.65 10.89 479,868 29,526,297

2025-04-01 2025-03-28 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 17,495 2,667,257 0.66 11.17 195,419 29,793,261

2025-03-27 2025-03-26 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 25,959 2,649,762 0.99 11.25 292,039 29,809,822

2025-03-20 2025-03-19 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 80,514 2,623,803 3.17 11.26 906,588 29,544,022

2025-03-17 2025-03-17 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 50,000 2,543,289 2.01 11.03 551,500 28,052,478

2025-03-17 2025-03-14 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 24,007 2,493,289 0.97 11.00 264,077 27,426,179

2025-03-17 2025-03-13 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 25,000 2,469,282 1.02 11.06 276,500 27,310,259

2025-03-17 2025-03-17 4 AFCG Advanced Flower Capital Inc.
Common Stock P - Purchase 50,000 3,959,876 1.28 6.20 310,000 24,551,231

2025-03-17 2025-03-14 4 AFCG Advanced Flower Capital Inc.
Common Stock P - Purchase 32,007 3,909,876 0.83 6.52 208,686 25,492,392

2025-03-12 2025-03-11 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 10,000 2,444,282 0.41 10.83 108,300 26,471,574

2025-03-12 2025-03-10 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 69 2,434,282 0.00 10.80 745 26,290,246

2025-02-27 2025-02-25 4 AFCG Advanced Flower Capital Inc.
Common Stock A - Award 95,579 3,877,869 2.53 8.37 799,996 32,457,764

2025-01-29 2025-01-29 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 1,000,000 2,434,213 69.72 12.00 12,000,000 29,210,556

2024-12-23 2024-12-19 4 SUNS Sunrise Realty Trust, Inc.
Common Stock A - Award 60,837 1,434,213 4.43 13.15 800,007 18,859,901

2024-12-18 2024-12-18 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 39,000 1,373,376 2.92 13.42 523,380 18,430,706

2024-12-18 2024-12-17 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 15,803 1,334,376 1.20 13.47 212,866 17,974,045

2024-12-18 2024-12-16 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 47,810 1,318,573 3.76 13.39 640,176 17,655,692

2024-09-03 2024-08-30 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 25,000 420,181 6.33 13.85 346,250 5,819,507

2024-08-30 2024-08-28 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 1,000 1,000 13.75 13,750 13,750

2024-08-30 2024-08-28 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 15,000 15,000 13.66 204,900 204,900

2024-08-30 2024-08-28 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 5,335 395,181 1.37 13.75 73,356 5,433,739

2024-08-28 2024-08-27 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 13,083 389,846 3.47 13.48 176,359 5,255,124

2024-08-27 2024-08-26 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 10,000 376,763 2.73 13.35 133,500 5,029,786

2024-08-26 2024-08-23 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 1,136 366,763 0.31 13.10 14,882 4,804,595

2024-08-23 2024-08-22 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 10,000 365,627 2.81 12.88 128,800 4,709,276

2024-08-22 2024-08-21 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 10,000 355,627 2.89 12.92 129,200 4,594,701

2024-08-21 2024-08-20 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 20,000 345,627 6.14 12.17 243,400 4,206,281

2024-08-20 2024-08-19 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 22,661 325,627 7.48 11.97 271,252 3,897,755

2024-08-19 2024-08-16 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 65,000 302,966 27.31 12.41 806,650 3,759,808

2024-08-19 2024-08-15 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 53,163 237,966 28.77 12.47 662,943 2,967,436

2024-07-15 2024-07-12 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 56,584 184,803 44.13 12.80 724,275 2,365,478

2024-07-12 2024-07-11 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 68,086 128,219 113.23 11.49 782,308 1,473,236

2024-07-12 2024-07-10 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 58,958 58,958 10.56 622,596 622,596

2024-07-12 2024-07-10 4 SUNS Sunrise Realty Trust, Inc.
Common Stock P - Purchase 10,000 1,270,763 0.79 8.73 87,300 11,093,761

2024-06-06 2024-06-06 4 AFCG AFC Gamma, Inc.
Common Stock P - Purchase 30,000 159,217 23.22 11.95 358,500 1,902,643

2024-06-06 2024-06-06 4 AFCG AFC Gamma, Inc.
Common Stock P - Purchase 27,500 3,803,473 0.73 11.98 329,450 45,565,607

2024-06-06 2024-06-05 4 AFCG AFC Gamma, Inc.
Common Stock P - Purchase 31,335 3,775,973 0.84 12.09 378,840 45,651,514

2024-01-25 2024-01-24 4 AFCG AFC Gamma, Inc.
Common Stock A - Award 111,111 3,744,638 3.06 11.70 1,299,999 43,812,265

2023-05-17 2023-05-15 4 AFCG AFC Gamma, Inc.
Common Stock P - Purchase 51,309 3,633,527 1.43 10.45 536,179 37,970,357

2023-05-15 2023-05-12 4 AFCG AFC Gamma, Inc.
Common Stock P - Purchase 45,000 129,217 53.43 10.34 465,300 1,336,104

2023-05-15 2023-05-12 4 AFCG AFC Gamma, Inc.
Common Stock P - Purchase 80,000 3,582,218 2.28 10.39 831,200 37,219,245

2023-05-15 2023-05-11 4 AFCG AFC Gamma, Inc.
Common Stock P - Purchase 2,000 31,690 6.74 10.11 20,220 320,386

2023-05-15 2023-05-11 4 AFCG AFC Gamma, Inc.
Common Stock P - Purchase 29,217 84,217 53.12 10.21 298,306 859,856

2023-05-15 2023-05-11 4 AFCG AFC Gamma, Inc.
Common Stock P - Purchase 87,155 3,502,218 2.55 10.02 873,293 35,092,224

2023-03-21 2023-03-10 4/A AFCG AFC Gamma, Inc.
Common Stock P - Purchase 25,000 55,000 83.33 12.89 322,250 708,950

2023-03-21 2023-03-08 4/A AFCG AFC Gamma, Inc.
Common Stock P - Purchase 1,000 29,690 3.49 13.94 13,940 413,879

2023-03-21 2023-03-08 4/A AFCG AFC Gamma, Inc.
Common Stock P - Purchase 25,000 30,000 500.00 14.20 355,000 426,000

2023-03-13 2023-03-10 4 AFCG AFC Gamma, Inc.
Common Stock A - Award 25,000 55,000 83.33 12.89 322,250 708,950

2023-03-09 2023-03-08 4 AFCG AFC Gamma, Inc.
Common Stock A - Award 1,000 29,690 3.49 13.94 13,940 413,879

2023-03-09 2023-03-08 4 AFCG AFC Gamma, Inc.
Common Stock A - Award 25,000 30,000 500.00 14.20 355,000 426,000

2023-01-05 2023-01-03 4 AFCG AFC Gamma, Inc.
Common Stock A - Award 25,690 28,690 856.33 15.57 399,993 446,703

2023-01-05 2023-01-03 4 AFCG AFC Gamma, Inc.
Common Stock A - Award 51,380 3,415,063 1.53 15.57 799,987 53,172,531

2022-06-21 2022-06-17 4 AFCG AFC Gamma, Inc.
Common Stock P - Purchase 5,000 5,000 15.85 79,242 79,242

2022-05-13 2022-05-12 4 AFCG AFC Gamma, Inc.
Common Stock P - Purchase 1,000 3,000 50.00 16.88 16,880 50,640

2022-05-13 2022-05-11 4 AFCG AFC Gamma, Inc.
Common Stock P - Purchase 21,183 3,363,683 0.63 15.80 334,776 53,159,646

2022-05-02 2022-04-28 4 NONE AFC BDC Inc.
Common Stock J - Other 50,000 50,000 20.00 1,000,000 1,000,000

2022-05-02 2022-04-28 4 NONE AFC BDC Inc.
Common Stock J - Other 367,500 367,500 20.00 7,350,000 7,350,000

2022-04-06 3 NONE AFC BDC Inc.
Common Stock 50

2022-01-13 2022-01-11 4 AFCG AFC Gamma, Inc.
Stock Option (right to buy) A - Award 50,000 50,000

2022-01-13 2022-01-11 4 AFCG AFC Gamma, Inc.
Stock Option (right to buy) A - Award 500,000 500,000

2021-12-30 2021-12-30 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -84,954 15,306,589 -0.55 7.50 -637,495 114,860,644

2021-12-30 2021-12-29 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -200,000 15,391,543 -1.28 7.52 -1,504,400 115,775,186

2021-12-30 2021-12-28 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -200,000 15,591,543 -1.27 7.55 -1,509,400 117,669,375

2021-12-27 2021-12-27 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -200,000 15,791,543 -1.25 7.54 -1,508,000 119,068,234

2021-12-27 2021-12-23 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -200,000 15,991,543 -1.24 7.51 -1,501,400 120,048,513

2021-12-15 2021-12-13 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -34,100 16,191,543 -0.21 7.55 -257,489 122,262,341

2021-12-06 2021-12-06 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -100 16,225,643 0.00 7.50 -750 121,692,322

2021-12-06 2021-12-02 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -5,000 16,225,743 -0.03 7.50 -37,500 121,693,072

2021-11-18 2021-11-17 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -353,485 16,230,743 -2.13 7.56 -2,671,640 122,671,956

2021-11-18 2021-11-16 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -17,330 16,584,228 -0.10 7.45 -129,160 123,602,251

2021-11-15 2021-11-11 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -1,500 16,601,558 -0.01 7.50 -11,250 124,511,685

2021-11-10 2021-11-10 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -48,173 16,603,058 -0.29 7.50 -361,312 124,527,916

2021-11-10 2021-11-09 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -29,732 16,651,231 -0.18 7.50 -223,011 124,895,888

2021-11-10 2021-11-08 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -100,000 16,680,963 -0.60 7.51 -750,890 125,255,683

2021-09-22 2021-09-20 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -4,214,368 16,780,963 -20.07 7.10 -29,922,013 119,144,837

2021-06-02 2021-06-01 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -100,000 20,995,331 -0.47 6.78 -677,570 142,258,064

2021-06-02 2021-05-28 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -100,000 21,095,331 -0.47 6.72 -671,610 141,678,353

2021-06-02 2021-05-27 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -81,287 21,195,331 -0.38 6.71 -545,354 142,199,476

2021-05-25 2021-05-25 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -13,900 21,276,618 -0.07 6.71 -93,230 142,706,532

2021-05-25 2021-05-24 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -1,647 21,290,518 -0.01 6.70 -11,035 142,646,471

2021-05-25 2021-05-21 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -38,200 21,292,165 -0.18 6.70 -256,062 142,725,640

2021-05-07 2021-05-05 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -100,000 21,330,365 -0.47 6.72 -672,220 143,386,980

2021-04-29 2021-04-29 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -94,052 21,430,365 -0.44 6.78 -637,748 145,315,019

2021-04-29 2021-04-28 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -100,000 21,524,417 -0.46 6.75 -675,050 145,300,577

2021-04-29 2021-04-27 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -194,130 21,624,417 -0.89 6.73 -1,307,427 145,636,124

2021-04-26 2021-04-26 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -100,000 21,818,547 -0.46 6.69 -668,600 145,878,805

2021-04-26 2021-04-23 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -100,000 21,918,547 -0.45 6.68 -668,210 146,461,923

2021-04-26 2021-04-22 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -11,289 22,018,547 -0.05 6.68 -75,415 147,092,701

2021-04-21 2021-04-21 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -15,659 22,029,836 -0.07 6.70 -104,915 147,599,901

2021-04-21 2021-04-20 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -100,000 22,045,495 -0.45 6.70 -670,070 147,720,248

2021-04-21 2021-04-19 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -100,000 22,145,495 -0.45 6.66 -666,440 147,586,437

2021-04-16 2021-04-16 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -120,000 22,245,495 -0.54 6.62 -794,400 147,265,177

2021-04-16 2021-04-15 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -2,800 22,365,495 -0.01 6.60 -18,489 147,683,837

2021-04-16 2021-04-14 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -52,000 22,368,295 -0.23 6.60 -343,434 147,731,404

2021-04-13 2021-04-12 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -200,000 22,420,295 -0.88 6.61 -1,321,160 148,103,985

2021-04-13 2021-04-09 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -172,312 22,620,295 -0.76 6.61 -1,139,086 149,533,722

2021-04-08 2021-04-07 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -100,000 22,792,607 -0.44 6.48 -647,820 147,655,067

2021-04-08 2021-04-06 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -29,872 22,892,607 -0.13 6.46 -192,991 147,899,977

2021-04-05 2021-04-05 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -100,000 22,922,479 -0.43 6.31 -631,330 144,716,487

2021-04-05 2021-04-01 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -100,000 23,022,479 -0.43 6.25 -625,040 143,899,703

2021-03-25 2021-03-23 4 AFCG AFC Gamma, Inc.
Stock Option (right to buy) A - Award 14,000 14,000

2021-03-25 2021-03-23 4 AFCG AFC Gamma, Inc.
Stock Option (right to buy) A - Award 630,000 630,000

2021-03-25 2021-03-23 4 AFCG AFC Gamma, Inc.
Common Stock P - Purchase 1,000 1,000 19.00 19,000 19,000

2021-03-23 2021-03-22 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -4,500 23,122,479 -0.02 6.25 -28,126 144,520,118

2021-03-23 2021-03-19 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -4,393 23,126,979 -0.02 6.25 -27,460 144,564,433

2021-03-23 2021-03-19 4 OCSL Oaktree Specialty Lending Corp
Common Stock J - Other 320,022 1,332,773 31.60 6.16 1,971,336 8,209,882

2021-03-23 2021-03-19 4 OCSL Oaktree Specialty Lending Corp
Common Stock J - Other 8,038,097 23,131,372 53.26 6.16 49,514,678 142,489,252

2021-03-23 2021-03-19 4 OCSI Oaktree Strategic Income Corp
Common Stock J - Other -10,875 0 -100.00 8.51 -92,546

2021-03-23 2021-03-19 4 OCSI Oaktree Strategic Income Corp
Common Stock J - Other -239,340 0 -100.00 8.51 -2,036,783

2021-03-23 2021-03-19 4 OCSI Oaktree Strategic Income Corp
Common Stock J - Other -6,011,590 0 -100.00 8.51 -51,158,631

2021-03-22 2021-03-18 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -100 15,093,275 0.00 6.25 -625 94,332,969

2021-03-18 3 AFCG AFC Gamma, Inc.
Common Stock 3,342,500

2021-03-16 2021-03-16 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -77,050 15,093,375 -0.51 6.30 -485,769 95,157,692

2021-03-16 2021-03-15 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -100,000 15,170,425 -0.65 6.29 -628,810 95,393,149

2021-03-16 2021-03-12 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -100,000 15,270,425 -0.65 6.26 -626,150 95,615,766

2021-03-11 2021-03-11 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -100,000 15,370,425 -0.65 6.26 -626,080 96,231,157

2021-03-11 2021-03-10 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -67,411 15,470,425 -0.43 6.26 -421,791 96,798,449

2021-03-11 2021-03-09 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -18,597 15,537,836 -0.12 6.26 -116,343 97,204,702

2021-03-04 2021-03-04 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -1,800 1,556,433 -0.12 6.25 -11,250 9,727,706

2021-03-04 2021-03-03 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -14,985 15,558,233 -0.10 6.25 -93,682 97,265,405

2021-03-04 2021-03-02 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -81,202 15,573,218 -0.52 6.24 -506,822 97,200,240

2021-03-01 2021-03-01 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -63,779 15,654,420 -0.41 6.21 -395,768 97,140,372

2021-03-01 2021-02-26 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -31,500 15,718,199 -0.20 6.16 -194,027 96,817,819

2021-03-01 2021-02-25 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -5,100 15,749,699 -0.03 6.20 -31,628 97,673,333

2021-02-25 2021-02-24 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -100,000 15,754,799 -0.63 6.15 -614,710 96,846,325

2021-02-25 2021-02-23 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -54,798 15,854,799 -0.34 6.11 -334,564 96,799,890

2021-02-23 2021-02-22 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -100,000 15,909,597 -0.62 6.14 -614,230 97,721,518

2021-02-23 2021-02-19 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -72,600 16,009,597 -0.45 6.11 -443,339 97,764,205

2020-12-17 2020-12-17 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -40,674 16,082,197 -0.25 5.49 -223,227 88,262,314

2020-12-17 2020-12-16 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -50,000 16,122,871 -0.31 5.52 -275,860 88,953,104

2020-12-15 2020-12-15 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -63,800 16,172,871 -0.39 5.51 -351,761 89,169,124

2020-12-15 2020-12-14 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -14,900 16,236,671 -0.09 5.50 -81,984 89,339,035

2020-12-14 2020-12-09 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -2,600 16,254,471 -0.02 5.60 -14,560 91,025,038

2020-12-14 2020-12-08 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -87,796 16,257,071 -0.54 5.60 -491,921 91,088,369

2020-12-14 2020-12-11 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -400 16,251,571 0.00 5.60 -2,240 91,008,798

2020-12-14 2020-12-10 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -2,500 16,251,971 -0.02 5.60 -14,000 91,011,038

2020-12-08 2020-12-07 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -15,923 16,344,867 -0.10 5.60 -89,175 91,537,793

2020-12-08 2020-12-04 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -43,203 16,360,790 -0.26 5.60 -242,079 91,674,415

2020-12-04 2020-12-01 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -400 6,011,590 -0.01 7.80 -3,120 46,890,402

2020-12-04 2020-12-03 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -9,879 16,403,993 -0.06 5.60 -55,323 91,864,001

2020-12-04 2020-12-02 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -35,200 16,413,872 -0.21 5.60 -197,247 91,976,773

2020-12-02 2020-12-01 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -40,753 16,449,072 -0.25 5.61 -228,514 92,234,881

2020-12-02 2020-11-30 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -173,161 16,489,825 -1.04 5.58 -967,000 92,085,779

2020-12-01 2020-11-27 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -206 5,068,229 0.00 7.85 -1,617 39,785,598

2020-12-01 2020-11-25 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -12,108 5,068,435 -0.24 7.76 -94,003 39,349,809

2020-12-01 2020-11-30 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -11,804 6,011,990 -0.20 7.79 -91,919 46,815,967

2020-12-01 2020-11-30 4 OCSI Oaktree Strategic Income Corp
Common Stock J - Other 99,973 239,340 71.73

2020-12-01 2020-11-30 4 OCSI Oaktree Strategic Income Corp
Common Stock J - Other 955,565 6,023,794 18.85

2020-12-01 2020-11-30 4 OCSI Oaktree Strategic Income Corp
Common Stock J - Other -1,353,938 0 -100.00

2020-11-30 2020-11-25 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -187,962 16,662,986 -1.12 5.56 -1,045,839 92,714,520

2020-11-30 2020-11-24 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -169,659 16,850,948 -1.00 5.48 -930,512 92,420,709

2020-11-24 2020-11-23 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -200,000 17,020,607 -1.16 5.43 -1,085,800 92,404,875

2020-11-24 2020-11-20 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -157,648 17,220,607 -0.91 5.34 -842,014 91,976,984

2020-11-19 2020-11-18 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -108,054 17,378,255 -0.62 5.25 -567,013 91,192,393

2020-11-17 2020-11-17 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -49,046 17,486,309 -0.28 5.20 -255,088 90,946,293

2020-11-17 2020-11-16 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -126,701 17,535,355 -0.72 5.23 -662,811 91,732,703

2020-08-13 2020-08-11 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -4,100 17,662,056 -0.02 5.20 -21,320 91,842,691

2020-05-07 2020-02-27 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -1,309 1,353,938 -0.10 8.44 -11,048 11,427,237

2020-02-24 2020-02-21 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -4,102 1,355,247 -0.30 8.36 -34,278 11,324,851

2020-02-24 2020-02-20 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -9,915 1,359,349 -0.72 8.37 -82,957 11,373,401

2020-02-20 2020-02-19 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -2,378 1,369,264 -0.17 8.35 -19,862 11,436,914

2020-02-20 2020-02-18 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -10,970 1,371,642 -0.79 8.40 -92,202 11,528,514

2020-02-18 2020-02-14 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -7,060 1,382,612 -0.51 8.38 -59,128 11,579,514

2020-02-18 2020-02-13 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -7,394 1,389,672 -0.53 8.36 -61,810 11,616,963

2020-02-13 2020-02-12 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -6,304 1,397,066 -0.45 8.36 -52,671 11,672,766

2020-02-13 2020-02-11 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -13,295 1,403,370 -0.94 8.37 -111,276 11,745,926

2020-02-11 2020-02-10 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -10,600 1,416,665 -0.74 8.37 -88,721 11,857,344

2020-02-11 2020-02-07 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -6,788 1,427,265 -0.47 8.35 -56,691 11,919,946

2020-02-07 2020-02-06 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -738 1,434,053 -0.05 8.35 -6,164 11,978,214

2020-02-07 2020-02-05 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -6,357 1,434,791 -0.44 8.36 -53,129 11,991,409

2020-01-31 2020-01-30 4 OCSL Oaktree Specialty Lending Corp
Common Stock J - Other 258,435 1,012,751 34.26

2020-01-31 2020-01-30 4 OCSL Oaktree Specialty Lending Corp
Common Stock J - Other 2,499,298 17,666,156 16.48

2020-01-31 2020-01-30 4 OCSL Oaktree Specialty Lending Corp
Common Stock J - Other -3,500,000 0 -100.00

2020-01-27 2020-01-23 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -600 1,441,148 -0.04 8.35 -5,011 12,035,892

2020-01-23 2020-01-22 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -300 1,441,748 -0.02 8.35 -2,505 12,038,596

2020-01-23 2020-01-21 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -9,700 1,442,048 -0.67 8.35 -81,030 12,046,292

2020-01-21 2020-01-17 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -743 1,451,748 -0.05 8.35 -6,204 12,122,096

2020-01-21 2020-01-16 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -3,400 1,452,491 -0.23 8.36 -28,426 12,143,842

2020-01-16 2020-01-15 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -1,401 1,455,891 -0.10 8.35 -11,699 12,157,709

2020-01-16 2020-01-14 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -600 1,457,292 -0.04 8.36 -5,015 12,180,484

2020-01-14 2020-01-13 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -6,087 1,457,892 -0.42 8.35 -50,850 12,179,084

2020-01-14 2020-01-10 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -100 1,463,979 -0.01 8.35 -835 12,224,225

2020-01-14 2020-01-10 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -36,837 3,500,000 -1.04 5.47 -201,587 19,153,400

2020-01-10 2020-01-09 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -61,336 3,536,837 -1.70 5.48 -336,244 19,388,940

2020-01-10 2020-01-08 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -77,000 3,598,173 -2.10 5.48 -421,614 19,701,796

2020-01-10 2019-12-13 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -4,500 4,652,758 -0.10 5.27 -23,734 24,540,042

2020-01-08 2020-01-07 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -72,063 3,679,673 -1.92 5.45 -393,032 20,068,937

2020-01-08 2020-01-06 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -49,696 3,751,736 -1.31 5.46 -271,430 20,491,232

2020-01-06 2020-01-03 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -69,700 3,801,432 -1.80 5.46 -380,485 20,751,637

2020-01-06 2020-01-02 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -94,280 3,871,132 -2.38 5.46 -514,967 21,144,510

2019-12-26 2019-12-23 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -22,700 3,965,412 -0.57 5.50 -124,900 21,818,490

2019-12-26 2019-12-20 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -163,800 3,988,112 -3.95 5.47 -896,052 21,816,568

2019-12-20 2019-12-18 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -135,300 4,151,912 -3.16 5.46 -738,305 22,656,153

2019-12-19 2019-12-18 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -500,000 1,464,079 -25.46 8.26 -4,130,000 12,093,293

2019-12-19 2019-12-17 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -5,631 1,964,079 -0.29 8.36 -47,094 16,426,182

2019-12-18 2019-12-17 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -273,041 4,287,212 -5.99 5.40 -1,474,449 23,151,374

2019-12-18 2019-12-16 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -97,005 4,560,253 -2.08 5.33 -516,687 24,289,732

2019-12-16 2019-12-12 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -42,900 4,657,258 -0.91 5.25 -225,311 24,459,919

2019-12-13 2019-12-12 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -1,300 1,969,710 -0.07 8.30 -10,790 16,348,593

2019-12-13 2019-12-11 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -10,000 1,971,010 -0.50 8.35 -83,532 16,464,241

2019-12-10 2019-12-09 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -9,406 1,981,010 -0.47 8.36 -78,588 16,551,537

2019-12-10 2019-12-06 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -4,550 1,990,416 -0.23 8.35 -37,992 16,619,974

2019-12-06 2019-12-04 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -1,637 1,994,966 -0.08 8.25 -13,510 16,464,853

2019-12-03 2019-12-02 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -600 4,700,158 -0.01 5.30 -3,180 24,910,837

2019-11-29 2019-11-26 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -10 1,996,603 0.00 8.25 -82 16,471,975

2019-11-25 2019-11-25 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -1,000 1,996,613 -0.05 8.25 -8,250 16,472,057

2019-11-25 2019-11-22 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -60 1,997,613 0.00 8.25 -495 16,480,307

2019-11-21 2019-11-21 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -161,000 4,700,758 -3.31 5.25 -845,395 24,683,210

2019-11-21 2019-11-20 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -217,199 4,861,758 -4.28 5.26 -1,141,989 25,562,151

2019-11-20 2019-11-19 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -104,700 5,078,957 -2.02 5.27 -551,266 26,741,724

2019-11-20 2019-11-18 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -93,800 5,183,657 -1.78 5.28 -495,545 27,385,260

2019-11-18 2019-11-15 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -71,500 5,277,457 -1.34 5.26 -375,954 27,749,397

2019-11-18 2019-11-14 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -62,300 5,348,957 -1.15 5.29 -329,623 28,300,797

2019-11-14 2019-11-13 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -104,859 5,411,257 -1.90 5.25 -550,845 28,426,415

2019-11-14 2019-11-12 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -45,402 5,516,116 -0.82 5.26 -238,778 29,010,357

2019-10-02 2019-10-01 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -2,656 1,997,673 -0.13 8.26 -21,931 16,495,185

2019-10-02 2019-09-30 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -14,400 2,000,329 -0.71 8.26 -118,943 16,522,518

2019-10-02 2019-09-27 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -4,100 2,014,729 -0.20 8.25 -33,832 16,624,939

2019-10-01 2019-09-30 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -84 5,561,518 0.00 5.25 -441 29,197,970

2019-10-01 2019-09-27 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -38 5,561,602 0.00 5.25 -200 29,198,410

2019-09-27 2019-09-26 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -4,076 2,018,829 -0.20 8.25 -33,645 16,664,222

2019-09-27 2019-09-25 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -117 2,022,905 -0.01 8.25 -965 16,688,966

2019-09-23 2019-09-19 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -200 5,561,640 0.00 5.25 -1,050 29,198,610

2019-09-18 2019-09-17 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -1,800 5,561,840 -0.03 5.27 -9,480 29,290,874

2019-09-18 2019-09-16 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -20,925 5,563,640 -0.37 5.26 -110,084 29,269,754

2019-07-10 2019-07-09 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -1,200 5,584,565 -0.02 5.41 -6,487 30,189,041

2019-07-09 2019-07-08 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -8,284 5,585,765 -0.15 5.40 -44,734 30,163,690

2019-07-09 2019-07-05 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -51,000 5,594,049 -0.90 5.43 -277,017 30,385,196

2019-07-05 2019-07-03 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -19,000 5,645,049 -0.34 5.47 -103,972 30,890,837

2019-07-05 2019-07-02 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -19,964 5,664,049 -0.35 5.43 -108,405 30,755,786

2019-07-02 2019-07-01 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -32,230 5,684,013 -0.56 5.42 -174,561 30,785,183

2019-07-02 2019-06-28 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -23,200 5,716,243 -0.40 5.41 -125,563 30,937,450

2019-06-28 2019-06-27 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -3,705 5,739,443 -0.06 5.41 -20,028 31,026,281

2019-06-28 2019-06-26 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -48,400 5,743,148 -0.84 5.40 -261,457 31,024,485

2019-06-25 2019-06-24 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -14,353 5,791,548 -0.25 5.42 -77,732 31,365,287

2019-06-25 2019-06-21 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -55,900 5,805,901 -0.95 5.42 -303,045 31,474,951

2019-06-20 2019-06-20 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -16,866 5,861,801 -0.29 5.40 -91,105 31,663,690

2019-06-20 2019-06-19 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -42,491 5,878,667 -0.72 5.40 -229,613 31,767,141

2019-06-19 2019-06-18 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -22,917 5,921,158 -0.39 5.45 -124,877 32,264,982

2019-06-19 2019-06-17 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -34,917 5,944,075 -0.58 5.44 -190,057 32,354,195

2019-06-17 2019-06-14 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -27,332 5,978,992 -0.46 5.46 -149,342 32,669,212

2019-06-17 2019-06-13 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -70,700 6,006,324 -1.16 5.41 -382,586 32,502,622

2019-05-29 2019-05-24 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -19,420 6,077,024 -0.32 5.54 -107,670 33,692,844

2019-05-23 2019-05-22 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -2,100 2,255,036 -0.09 8.50 -17,854 19,171,640

2019-05-23 2019-05-21 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -100 2,257,136 0.00 8.50 -850 19,185,656

2019-05-23 2019-05-23 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -232,014 2,023,022 -10.29 8.50 -1,972,258 17,196,901

2019-05-23 2019-05-23 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -52,464 6,096,444 -0.85 5.53 -290,373 33,741,989

2019-05-23 2019-05-22 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -12,608 6,148,908 -0.20 5.63 -70,989 34,621,426

2019-05-22 2019-05-21 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -19,800 6,161,516 -0.32 5.64 -111,638 34,740,476

2019-05-22 2019-05-20 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -28,900 6,181,316 -0.47 5.64 -163,106 34,886,111

2019-05-20 2019-05-17 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -77,945 6,210,216 -1.24 5.69 -443,780 35,357,865

2019-05-20 2019-05-16 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -101,000 6,288,161 -1.58 5.68 -573,337 35,695,375

2019-05-20 2019-05-20 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -6,045 2,257,236 -0.27 8.51 -51,449 19,211,336

2019-05-20 2019-05-17 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -6,800 2,263,281 -0.30 8.51 -57,850 19,254,410

2019-05-16 2019-05-15 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -61,436 6,389,161 -0.95 5.52 -339,397 35,296,281

2019-05-16 2019-05-14 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -65,300 6,450,597 -1.00 5.49 -358,778 35,441,515

2019-05-13 2019-05-10 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -7,600 2,270,081 -0.33 8.52 -64,751 19,340,863

2019-05-13 2019-05-09 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -3,150 2,277,681 -0.14 8.50 -26,790 19,371,449

2019-05-13 2019-05-13 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -52,500 6,515,897 -0.80 5.48 -287,779 35,716,889

2019-05-13 2019-05-10 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -97,200 6,568,397 -1.46 5.49 -533,298 36,038,167

2019-05-10 2019-05-09 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -94,400 6,665,597 -1.40 5.45 -514,735 36,345,501

2019-05-10 2019-05-08 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -270,500 6,759,997 -3.85 5.46 -1,475,659 36,877,812

2019-05-09 2019-05-07 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -385 2,280,831 -0.02 8.62 -3,319 19,660,763

2019-05-07 2019-05-06 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -2,600 2,281,216 -0.11 8.62 -22,417 19,668,644

2019-05-07 2019-05-03 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -3,256 2,283,816 -0.14 8.65 -28,154 19,747,700

2019-05-03 2019-05-02 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -11,600 2,287,072 -0.50 8.63 -100,060 19,728,054

2019-05-03 2019-05-01 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -6,600 2,298,672 -0.29 8.64 -57,014 19,857,078

2019-05-01 2019-04-30 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -3,018 2,305,272 -0.13 8.64 -26,068 19,912,017

2019-05-01 2019-04-29 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -200 2,308,290 -0.01 8.62 -1,724 19,897,460

2019-04-24 2018-08-14 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -5,000 2,590,811 -0.19 8.78 -43,900 22,747,321

2019-04-24 2018-08-13 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -23,731 2,595,811 -0.91 8.76 -207,884 22,739,304

2019-04-24 2018-08-06 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -1 5,080,543 0.00 8.61 -5 43,743,475

2019-04-24 2018-08-03 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -7,000 2,619,542 -0.27 8.56 -59,920 22,423,280

2019-04-24 2018-08-02 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -6,300 2,626,542 -0.24 8.53 -53,739 22,404,403

2019-04-24 2018-08-13 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -1,800 7,532,802 -0.02 5.00 -9,000 37,664,010

2019-04-24 2018-08-03 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -100,000 7,534,602 -1.31 5.00 -500,000 37,673,010

2019-04-24 2018-08-02 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -100,000 7,634,602 -1.29 5.00 -500,000 38,173,010

2019-04-11 2019-04-10 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -42,850 958,961 -4.28 5.30 -227,298 5,086,809

2019-04-11 2019-04-10 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -42,850 958,961 -4.28 5.30 -227,298 5,086,809

2019-04-11 2019-04-09 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -7,700 1,001,811 -0.76 5.31 -40,855 5,315,509

2019-04-11 2019-04-09 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -7,701 7,073,165 -0.11 5.31 -40,861 37,529,506

2019-04-09 2019-04-08 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -12,310 1,009,511 -1.20 5.30 -65,260 5,351,822

2019-04-09 2019-04-08 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -12,310 1,009,511 -1.20 5.30 -65,260 5,351,822

2019-04-09 2019-04-05 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -830 1,021,821 -0.08 5.30 -4,399 5,415,651

2019-04-09 2019-04-05 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -831 7,093,176 -0.01 5.30 -4,404 37,593,833

2019-02-26 2019-02-22 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -9,200 2,308,490 -0.40 8.63 -79,404 19,924,346

2019-02-19 2019-02-15 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -22,830 1,022,651 -2.18 5.26 -119,999 5,375,258

2019-02-19 2019-02-15 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -22,831 7,094,007 -0.32 5.26 -120,004 37,287,520

2019-02-19 2019-02-14 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -53,800 1,045,481 -4.89 5.26 -282,730 5,494,212

2019-02-19 2019-02-14 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -53,800 1,045,481 -4.89 5.26 -282,730 5,494,212

2019-02-14 2019-02-13 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -23,000 1,099,281 -2.05 5.25 -120,835 5,775,293

2019-02-14 2019-02-13 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -25,700 7,170,638 -0.36 5.26 -135,115 37,698,912

2019-02-14 2019-02-12 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -17,560 7,196,338 -0.24 5.26 -92,392 37,863,532

2019-02-14 2019-02-12 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -17,560 7,196,338 -0.24 5.26 -92,392 37,863,532

2019-02-12 2019-02-11 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -11,252 7,213,898 -0.16 5.25 -59,074 37,873,686

2019-02-12 2019-02-11 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -11,252 7,213,898 -0.16 5.25 -59,074 37,873,686

2019-02-12 2019-02-08 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -34,583 7,225,150 -0.48 5.25 -181,654 37,951,545

2019-02-12 2019-02-08 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -34,583 7,225,150 -0.48 5.25 -181,654 37,951,545

2018-12-04 2018-12-03 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -3,785 2,317,690 -0.16 8.52 -32,244 19,744,401

2018-12-04 2018-11-30 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -3,400 2,321,475 -0.15 8.53 -28,990 19,794,057

2018-10-11 2018-10-09 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -4,562 2,324,875 -0.20 8.62 -39,324 20,040,422

2018-10-09 2018-10-05 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -15,638 2,329,437 -0.67 8.62 -134,823 20,083,241

2018-10-05 2018-10-04 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -8,100 2,345,075 -0.34 8.62 -69,858 20,225,099

2018-10-05 2018-10-03 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -7,000 2,353,175 -0.30 8.63 -60,408 20,307,194

2018-10-03 2018-10-02 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -6,200 2,360,175 -0.26 8.62 -53,461 20,351,081

2018-10-03 2018-10-01 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -4,940 2,366,375 -0.21 8.63 -42,633 20,422,053

2018-10-01 2018-09-28 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -8,060 2,371,315 -0.34 8.64 -69,663 20,495,276

2018-10-01 2018-09-27 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -200 2,379,375 -0.01 8.62 -1,724 20,510,212

2018-09-27 2018-09-26 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -7,100 2,379,575 -0.30 8.65 -61,422 20,585,703

2018-09-27 2018-09-25 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -3,065 2,386,675 -0.13 8.63 -26,437 20,585,788

2018-09-25 2018-09-24 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -4,272 2,389,740 -0.18 8.64 -36,921 20,653,328

2018-09-25 2018-09-21 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -10,863 2,394,012 -0.45 8.65 -94,007 20,717,540

2018-09-21 2018-09-20 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -14,390 2,404,875 -0.59 8.63 -124,176 20,752,388

2018-09-21 2018-09-19 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -3,567 2,419,265 -0.15 8.62 -30,748 20,854,064

2018-09-13 2018-09-12 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -2,490 2,422,832 -0.10 8.62 -21,464 20,884,812

2018-09-13 2018-09-11 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -553 2,425,322 -0.02 8.62 -4,767 20,906,276

2018-09-11 2018-09-07 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -4,468 2,425,875 -0.18 8.62 -38,514 20,911,042

2018-09-07 2018-09-06 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -1,723 2,430,343 -0.07 8.62 -14,855 20,953,445

2018-09-07 2018-09-05 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -9,745 2,432,066 -0.40 8.62 -84,013 20,967,084

2018-09-05 2018-09-04 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -9,500 2,441,811 -0.39 8.64 -82,048 21,088,945

2018-09-05 2018-08-31 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -20,000 2,451,311 -0.81 8.67 -173,324 21,243,551

2018-08-31 2018-08-30 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -5,400 2,471,311 -0.22 8.69 -46,914 21,470,256

2018-08-31 2018-08-29 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -10,100 2,476,711 -0.41 8.68 -87,632 21,488,935

2018-08-29 2018-08-28 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -20,000 2,486,811 -0.80 8.69 -173,720 21,600,440

2018-08-29 2018-08-27 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -9,500 2,506,811 -0.38 8.71 -82,766 21,839,839

2018-08-29 2018-08-27 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -27,088 7,259,733 -0.37 5.06 -137,079 36,737,879

2018-08-29 2018-08-27 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -27,088 7,259,733 -0.37 5.06 -137,079 36,737,879

2018-08-27 2018-08-24 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -11,912 7,286,821 -0.16 5.05 -60,156 36,798,446

2018-08-27 2018-08-24 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -11,912 7,286,821 -0.16 5.05 -60,156 36,798,446

2018-08-27 2018-08-23 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -39,619 7,298,733 -0.54 5.05 -200,167 36,875,389

2018-08-27 2018-08-23 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -39,619 7,298,733 -0.54 5.05 -200,167 36,875,389

2018-08-27 2018-08-24 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -8,000 2,516,311 -0.32 8.72 -69,744 21,937,199

2018-08-27 2018-08-23 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -6,400 2,524,311 -0.25 8.74 -55,909 22,051,876

2018-08-23 2018-08-22 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -20,000 2,530,711 -0.78 8.80 -176,000 22,270,257

2018-08-23 2018-08-21 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -7,900 2,550,711 -0.31 8.75 -69,125 22,318,721

2018-08-23 2018-08-21 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -100,000 7,338,352 -1.34 5.00 -500,000 36,691,760

2018-08-23 2018-08-21 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -100,000 7,338,352 -1.34 5.00 -500,000 36,691,760

2018-08-21 2018-08-20 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -2,950 7,438,352 -0.04 5.00 -14,750 37,192,504

2018-08-21 2018-08-20 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -2,950 7,438,352 -0.04 5.00 -14,750 37,192,504

2018-08-21 2018-08-17 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -33,500 7,441,302 -0.45 5.00 -167,600 37,228,834

2018-08-21 2018-08-17 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -33,500 7,441,302 -0.45 5.00 -167,600 37,228,834

2018-08-21 2018-08-20 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -5,600 2,558,611 -0.22 8.75 -49,003 22,389,126

2018-08-21 2018-08-17 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -5,750 2,564,211 -0.22 8.75 -50,310 22,435,821

2018-08-17 2018-08-16 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -15,000 2,569,961 -0.58 8.74 -131,172 22,473,795

2018-08-17 2018-08-15 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -5,850 2,584,961 -0.23 8.76 -51,226 22,635,211

2018-08-17 2018-08-16 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -58,000 7,474,802 -0.77 5.00 -290,000 37,374,010

2018-08-17 2018-08-16 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -58,000 7,474,802 -0.77 5.00 -290,000 37,374,010

2018-08-02 2018-08-01 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -2,681 2,632,842 -0.10 8.50 -22,788 22,379,157

2018-08-02 2018-07-31 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -2,474 2,635,523 -0.09 8.50 -21,029 22,401,946

2018-07-24 2018-07-20 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -5,090 2,637,997 -0.19 8.52 -43,367 22,475,734

2018-07-20 2018-07-19 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -236 2,643,087 -0.01 8.51 -2,008 22,492,670

2018-07-20 2018-07-18 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -9,351 2,643,323 -0.35 8.54 -79,858 22,573,978

2018-07-09 2018-07-06 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -1,838 2,652,674 -0.07 8.50 -15,623 22,547,729

2018-06-29 2018-06-29 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -2,138 2,654,512 -0.08 8.50 -18,173 22,563,352

2018-06-06 2018-06-05 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -17,902 7,734,602 -0.23 5.00 -89,582 38,703,948

2018-06-06 2018-06-04 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -23,226 7,752,504 -0.30 5.00 -116,130 38,762,520

2018-05-31 2018-05-30 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -47,100 7,775,730 -0.60 5.00 -235,500 38,878,650

2018-05-30 2018-05-25 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -14,923 7,822,830 -0.19 5.00 -74,615 39,114,150

2018-05-24 2018-05-23 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -100 7,837,753 0.00 5.00 -500 39,188,765

2018-05-24 2018-05-24 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -100 2,656,650 0.00 8.50 -850 22,581,525

2018-05-24 2018-05-23 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -4,344 2,656,750 -0.16 8.50 -36,924 22,582,375

2018-05-23 2018-05-22 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -100,000 7,837,853 -1.26 5.00 -500,000 39,189,265

2018-05-23 2018-05-21 4 OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -23,868 7,937,853 -0.30 5.00 -119,340 39,689,265

2018-05-21 2018-05-17 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -1,462 2,661,094 -0.05 8.50 -12,427 22,619,299

2018-05-17 2018-05-16 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -1,914 2,662,556 -0.07 8.50 -16,269 22,631,726

2018-05-17 2018-05-15 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -2,670 2,664,470 -0.10 8.50 -22,695 22,647,995

2018-05-15 2018-05-14 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -303 2,667,140 -0.01 8.50 -2,576 22,670,690

2018-05-15 2018-05-11 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -938 2,667,443 -0.04 8.50 -7,973 22,673,266

2017-11-02 2017-10-31 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -1,528 2,668,381 -0.06 9.00 -13,752 24,015,429

2017-11-02 2017-10-31 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -3,050 5,080,544 -0.06 9.00 -27,450 45,724,896

2017-10-30 2017-10-26 4 FSAM Fifth Street Asset Management Inc.
Restricted Stock Units M - Exercise -243,979 0 -100.00

2017-10-30 2017-10-26 4 FSAM Fifth Street Asset Management Inc.
Class A Common Stock, $0.01 par value per share F - Taxes -102,350 1,069,405 -8.73 4.00 -409,400 4,277,620

2017-10-30 2017-10-26 4 FSAM Fifth Street Asset Management Inc.
Class A Common Stock, $0.01 par value per share M - Exercise 243,979 1,171,755 26.30

2017-10-25 2017-10-19 4/A OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -437,799 7,961,721 -5.21 5.56 -2,434,162 44,267,169

2017-10-25 2017-10-19 4/A OCSL Oaktree Specialty Lending Corp
Common Stock S - Sale -971,807 14,643,009 -6.22 5.56 -5,403,247 81,415,130

2017-10-24 2017-10-24 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -701 2,669,909 -0.03 9.00 -6,309 24,029,181

2017-10-24 2017-10-24 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -1,399 5,083,594 -0.03 9.00 -12,591 45,752,346

2017-10-24 2017-10-23 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -634 2,670,610 -0.02 9.00 -5,706 24,035,490

2017-10-24 2017-10-23 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -1,266 5,084,993 -0.02 9.00 -11,394 45,764,937

2017-10-24 2017-10-20 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -6,275 2,671,244 -0.23 9.01 -56,517 24,059,093

2017-10-24 2017-10-20 4 OCSI Oaktree Strategic Income Corp
Common Stock S - Sale -12,525 5,086,259 -0.25 9.01 -112,809 45,810,409

2017-10-23 2017-10-19 4 OCSL Oaktree Specialty Lending Corp
Common Stock P - Purchase -437,799 7,961,721 -5.21 5.56 -2,434,162 44,267,169

2017-10-23 2017-10-19 4 OCSL Oaktree Specialty Lending Corp
Common Stock P - Purchase -971,807 14,643,009 -6.22 5.56 -5,403,247 81,415,130

2017-10-19 2017-10-17 4 FSAM Fifth Street Asset Management Inc.
Restricted Stock Units M - Exercise -432,519 0 -100.00

2017-10-19 2017-10-17 4 FSAM Fifth Street Asset Management Inc.
Class A Common Stock, $0.01 par value per share F - Taxes -144,959 927,776 -13.51 3.95 -572,588 3,664,715

2017-10-19 2017-10-17 4 FSAM Fifth Street Asset Management Inc.
Class A Common Stock, $0.01 par value per share M - Exercise 432,519 1,072,735 67.56

2017-10-18 2017-10-16 4 FSAM Fifth Street Asset Management Inc.
Holdings LP Interests M - Exercise -2,078,337 24,465,706 -7.83

2017-10-18 2017-10-16 4 FSAM Fifth Street Asset Management Inc.
Class B Common Stock, $0.01 par value per share D - Sale to Issuer -2,078,337 30,074,531 -6.46

2017-10-18 2017-10-16 4 FSAM Fifth Street Asset Management Inc.
Class A Common Stock, $0.01 par value per share M - Exercise 2,078,337 8,714,348 31.32

2017-03-30 2017-03-29 4 FSC Fifth Street Finance Corp.
Common Stock P - Purchase 102,000 15,614,816 0.66 4.71 480,420 73,545,785

2017-03-30 2017-03-28 4 FSC Fifth Street Finance Corp.
Common Stock P - Purchase 266,073 15,512,816 1.75 4.75 1,263,847 73,685,878

2017-03-27 2017-03-27 4 FSC Fifth Street Finance Corp.
Common Stock P - Purchase 223,749 655,850 51.78 4.68 1,048,264 3,072,657

2017-03-27 2017-03-24 4 FSC Fifth Street Finance Corp.
Common Stock P - Purchase 222,101 432,101 105.76 4.65 1,033,214 2,010,134

2017-03-27 2017-03-23 4 FSC Fifth Street Finance Corp.
Common Stock P - Purchase 210,000 210,000 4.66 978,600 978,600

2017-03-23 2017-03-22 4 FSC Fifth Street Finance Corp.
Common Stock P - Purchase 269,871 15,246,743 1.80 4.64 1,252,201 70,744,889

2017-03-23 2017-03-21 4 FSC Fifth Street Finance Corp.
Common Stock P - Purchase 207,613 14,976,872 1.41 4.63 961,248 69,342,919

2017-03-21 2017-03-20 4 FSC Fifth Street Finance Corp.
Common Stock, par value $0.01 per share P - Purchase 175,000 14,769,259 1.20 4.64 812,000 68,529,364

2017-03-21 2017-03-17 4 FSC Fifth Street Finance Corp.
Common Stock, par value $0.01 per share P - Purchase 170,000 14,594,259 1.18 4.59 780,300 66,987,651

2017-03-17 2017-03-15 4 FSC Fifth Street Finance Corp.
Common Stock P - Purchase 1,273,000 14,424,259 9.68 4.51 5,741,230 65,053,410

2017-03-17 2016-12-13 4/A FSC Fifth Street Finance Corp.
Common Stock, par value $0.01 per share S - Sale -46,583 12,035,056 -0.39 5.56 -259,001 66,914,914

2017-03-17 2016-12-12 4/A FSC Fifth Street Finance Corp.
Common Stock, par value $0.01 per share S - Sale -34,201 12,081,639 -0.28 5.61 -191,868 67,777,997

2017-03-15 2017-03-14 4 FSC Fifth Street Finance Corp.
Common Stock P - Purchase 356,492 13,201,259 2.78 4.51 1,607,779 59,537,680

2017-03-15 2017-03-13 4 FSC Fifth Street Finance Corp.
Common Stock P - Purchase 176,476 12,844,767 1.39 4.50 794,142 57,801,453

2017-03-13 2017-03-10 4 FSC Fifth Street Finance Corp.
Common Stock P - Purchase 389,571 12,668,291 3.17 4.43 1,725,800 56,120,531

2017-03-13 2017-03-09 4 FSC Fifth Street Finance Corp.
Common Stock P - Purchase 205,169 12,278,720 1.70 4.37 896,589 53,658,008

2017-02-16 2017-02-16 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 25,035 139,367 21.90 9.04 226,266 1,259,599

2017-02-16 2017-02-15 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 9,188 114,332 8.74 9.05 83,144 1,034,613

2017-02-14 2017-02-14 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 79,669 105,144 312.73 8.97 714,958 943,573

2017-02-14 2017-02-13 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 25,475 25,475 8.67 220,822 220,822

2017-01-17 2017-01-12 4 FSAM Fifth Street Asset Management Inc.
Restricted Stock Units A - Award 447,786 447,786

2017-01-06 2017-01-04 4 FSAM Fifth Street Asset Management Inc.
Holdings LP Interests C - Conversion -762,023 3,048,092 -20.00

2017-01-06 2017-01-04 4 FSAM Fifth Street Asset Management Inc.
Holdings LP Interests C - Conversion -6,636,011 26,544,043 -20.00

2017-01-06 2017-01-04 4 FSAM Fifth Street Asset Management Inc.
Holdings LP Interests C - Conversion -640,183 2,562,920 -19.99

2017-01-06 2017-01-04 4 FSAM Fifth Street Asset Management Inc.
Class B Common Stock, $0.01 par value per share D - Sale to Issuer -8,038,217 32,152,868 -20.00

2017-01-06 2017-01-04 4 FSAM Fifth Street Asset Management Inc.
Class A Common Stock, $0.01 par value per share C - Conversion 762,023 762,023

2017-01-06 2017-01-04 4 FSAM Fifth Street Asset Management Inc.
Class A Common Stock, $0.01 par value per share C - Conversion 6,636,011 6,636,011

2017-01-06 2017-01-04 4 FSAM Fifth Street Asset Management Inc.
Class A Common Stock, $0.01 par value per share C - Conversion 640,183 640,216 1,939,948.48

2016-12-28 2016-12-23 4 FSC Fifth Street Finance Corp.
Common Stock S - Sale -900 12,073,551 -0.01 5.55 -4,995 67,008,210

2016-12-22 2016-12-21 4 FSC Fifth Street Finance Corp.
Common Stock S - Sale -4,580 12,074,451 -0.04 5.55 -25,419 67,013,205

2016-12-22 2016-12-20 4 FSC Fifth Street Finance Corp.
Common Stock S - Sale -6,025 12,079,031 -0.05 5.55 -33,454 67,068,822

2016-12-14 2016-12-13 4 FSC Fifth Street Finance Corp.
Common Stock, par value $0.01 per share S - Sale -46,583 12,085,056 -0.38 5.56 -259,001 67,192,914

2016-12-14 2016-12-12 4 FSC Fifth Street Finance Corp.
Common Stock, par value $0.01 per share S - Sale -34,201 12,131,639 -0.28 5.61 -191,868 68,058,497

2016-12-12 2016-12-09 4 FSC Fifth Street Finance Corp.
Common Stock, par value $0.01 per share S - Sale -50,000 12,115,840 -0.41 5.57 -278,500 67,485,231

2016-12-12 2016-12-08 4 FSC Fifth Street Finance Corp.
Common Stock, par value $0.01 per share S - Sale -100,000 12,165,840 -0.82 5.56 -556,000 67,642,073

2016-12-08 2016-09-30 4/A FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 1,295,767 2,677,519 93.78 9.00 11,661,903 24,097,671

2016-12-08 2016-09-30 4/A FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 646,863 5,098,784 14.53 9.00 5,821,767 45,889,053

2016-10-04 2016-09-30 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 1,295,742 2,677,494 93.78 9.00 11,661,678 24,097,446

2016-10-04 2016-09-30 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 646,899 5,098,820 14.53 9.00 5,822,091 45,889,377

2016-09-14 2016-09-13 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 865,868 1,381,752 167.84 8.52 7,377,195 11,772,527

2016-09-09 2016-09-07 4 FSC Fifth Street Finance Corp.
PSA in respect of Swaps X - Other -1 0 -100.00

2016-09-07 2016-09-07 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 38,313 515,884 8.02 8.92 341,687 4,600,808

2016-09-07 2016-09-06 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 38,313 477,571 8.72 8.89 340,599 4,245,558

2016-09-07 2016-09-02 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 34,530 439,258 8.53 8.91 307,642 3,913,525

2016-09-06 2016-09-01 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 250,000 404,728 161.57 8.91 2,227,500 3,606,126

2016-08-24 2016-08-24 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 400,098 4,451,920 9.87 8.67 3,468,850 38,598,142

2016-08-24 2016-08-22 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 11,599 4,051,822 0.29 8.50 98,592 34,440,483

2016-08-23 3 FSC Fifth Street Finance Corp.
Common Stock, par value $0.01 per share 28,992,236

2016-08-23 3 FSC Fifth Street Finance Corp.
Common Stock, par value $0.01 per share 21,948,691

2016-08-23 3 FSC Fifth Street Finance Corp.
Common Stock, par value $0.01 per share 22,990,972

2016-08-23 3 FSC Fifth Street Finance Corp.
Common Stock, par value $0.01 per share 21,869,741

2016-08-23 3 FSC Fifth Street Finance Corp.
Common Stock, par value $0.01 per share 35,410,507

2016-08-23 3 FSC Fifth Street Finance Corp.
Common Stock, par value $0.01 per share 28,992,236

2016-08-23 3 FSC Fifth Street Finance Corp.
Common Stock, par value $0.01 per share 21,948,691

2016-08-23 3 FSC Fifth Street Finance Corp.
Common Stock, par value $0.01 per share 22,990,972

2016-08-23 3 FSC Fifth Street Finance Corp.
Common Stock, par value $0.01 per share 21,869,741

2016-08-23 3 FSC Fifth Street Finance Corp.
Common Stock, par value $0.01 per share 35,410,507

2016-08-23 3 FSC Fifth Street Finance Corp.
Common Stock, par value $0.01 per share 28,992,236

2016-08-23 3 FSC Fifth Street Finance Corp.
Common Stock, par value $0.01 per share 21,948,691

2016-08-23 3 FSC Fifth Street Finance Corp.
Common Stock, par value $0.01 per share 22,990,972

2016-08-23 3 FSC Fifth Street Finance Corp.
Common Stock, par value $0.01 per share 21,869,741

2016-08-23 3 FSC Fifth Street Finance Corp.
Common Stock, par value $0.01 per share 35,410,507

2016-08-23 3 FSC Fifth Street Finance Corp.
Common Stock, par value $0.01 per share 28,992,236

2016-08-23 3 FSC Fifth Street Finance Corp.
Common Stock, par value $0.01 per share 21,948,691

2016-08-23 3 FSC Fifth Street Finance Corp.
Common Stock, par value $0.01 per share 22,990,972

2016-08-23 3 FSC Fifth Street Finance Corp.
Common Stock, par value $0.01 per share 21,869,741

2016-08-23 3 FSC Fifth Street Finance Corp.
Common Stock, par value $0.01 per share 35,410,507

2016-08-19 2016-08-19 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 35,879 4,040,223 0.90 8.52 305,635 34,416,635

2016-08-19 2016-08-18 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 35,879 4,004,344 0.90 8.49 304,534 33,988,067

2016-08-16 2016-08-12 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 1,000,000 3,968,465 33.69 8.47 8,469,400 33,610,513

2016-02-09 2016-02-09 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 35,845 2,968,457 1.22 7.37 264,070 21,868,625

2016-02-09 2016-02-08 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 35,845 2,932,612 1.24 7.48 267,941 21,921,277

2016-02-09 2016-02-05 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 29,284 2,896,767 1.02 7.68 224,930 22,250,069

2016-02-04 2016-02-04 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 29,284 2,867,483 1.03 7.68 224,843 22,016,536

2016-02-04 2016-02-03 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 19,642 2,838,199 0.70 7.52 147,698 21,341,839

2016-02-04 2016-02-02 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 39,284 2,818,557 1.41 7.54 296,084 21,243,466

2016-02-01 2016-02-01 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 39,284 2,779,273 1.43 7.58 297,694 21,061,333

2016-02-01 2016-01-29 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 40,915 2,739,989 1.52 7.67 313,900 21,021,198

2016-02-01 2016-01-28 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 13,572 2,699,074 0.51 7.45 101,111 20,108,103

2016-02-01 3 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock 5,536,608

2016-02-01 3 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock 3,005,833

2016-02-01 3 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock 2,861,980

2016-02-01 3 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock 5,536,608

2016-02-01 3 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock 3,005,833

2016-02-01 3 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock 2,861,980

2015-02-11 2015-02-11 4 FSC Fifth Street Finance Corp.
Common Stock P - Purchase 100,000 3,147,685 3.28 6.80 680,000 21,404,260

2015-02-11 2015-02-11 4 FSC Fifth Street Finance Corp.
Common Stock P - Purchase 9,351 3,047,685 0.31 6.80 63,634 20,739,499

2015-02-11 2015-02-11 4 FSC Fifth Street Finance Corp.
Common Stock P - Purchase 30,094 3,038,334 1.00 6.81 204,940 20,691,057

2015-02-11 2015-02-11 4 FSC Fifth Street Finance Corp.
Common Stock P - Purchase 11,500 3,008,240 0.38 6.82 78,372 20,501,158

2015-02-11 2015-02-11 4 FSC Fifth Street Finance Corp.
Common Stock P - Purchase 75,738 2,996,740 2.59 6.82 516,533 20,437,769

2015-02-11 2015-02-11 4 FSC Fifth Street Finance Corp.
Common Stock P - Purchase 41,975 2,921,002 1.46 6.83 286,689 19,950,446

2015-02-11 2015-02-11 4 FSC Fifth Street Finance Corp.
Common Stock P - Purchase 2,400 2,879,027 0.08 6.84 16,404 19,678,152

2015-02-11 2015-02-11 4 FSC Fifth Street Finance Corp.
Common Stock P - Purchase 16,925 2,876,627 0.59 6.84 115,767 19,676,131

2015-02-11 2015-02-11 4 FSC Fifth Street Finance Corp.
Common Stock P - Purchase 5,900 2,859,702 0.21 6.84 40,386 19,574,662

2015-02-11 2015-02-11 4 FSC Fifth Street Finance Corp.
Common Stock P - Purchase 177,968 2,853,802 6.65 6.85 1,219,081 19,548,546

2015-02-11 2015-02-10 4 FSC Fifth Street Finance Corp.
Common Stock P - Purchase 800 2,675,834 0.03 6.94 5,556 18,583,669

2015-02-11 2015-02-10 4 FSC Fifth Street Finance Corp.
Common Stock P - Purchase 99,200 2,675,034 3.85 6.95 689,440 18,591,488

2015-02-11 2015-02-10 4 FSC Fifth Street Finance Corp.
Common Stock P - Purchase 200 2,575,834 0.01 6.96 1,393 17,940,686

2015-02-11 2015-02-10 4 FSC Fifth Street Finance Corp.
Common Stock P - Purchase 2,500 2,575,634 0.10 6.97 17,425 17,952,171

2015-02-11 2015-02-10 4 FSC Fifth Street Finance Corp.
Common Stock P - Purchase 3,800 2,573,134 0.15 6.98 26,524 17,960,477

2015-02-11 2015-02-10 4 FSC Fifth Street Finance Corp.
Common Stock P - Purchase 5,000 2,569,334 0.19 6.99 34,950 17,959,390

2015-02-11 2015-02-10 4 FSC Fifth Street Finance Corp.
Common Stock P - Purchase 3,000 2,564,334 0.12 6.99 20,970 17,924,697

2015-02-11 2015-02-10 4 FSC Fifth Street Finance Corp.
Common Stock P - Purchase 900 2,561,334 0.04 7.00 6,296 17,916,533

2015-02-11 2015-02-10 4 FSC Fifth Street Finance Corp.
Common Stock P - Purchase 284,600 2,560,434 12.51 7.00 1,992,200 17,923,040

2015-02-11 2015-02-10 4 FSC Fifth Street Finance Corp.
Common Stock P - Purchase 2,600 2,275,834 0.11 7.00 18,213 15,942,219

2015-02-11 2015-02-10 4 FSC Fifth Street Finance Corp.
Common Stock P - Purchase 6,450 2,273,234 0.28 7.01 45,208 15,933,099

2015-02-11 2015-02-10 4 FSC Fifth Street Finance Corp.
Common Stock P - Purchase 90,950 2,266,784 4.18 7.01 637,560 15,890,158

2015-02-11 2015-02-10 4 FSC Fifth Street Finance Corp.
Common Stock P - Purchase 50,000 2,175,834 2.35 7.11 355,500 15,470,182

2015-02-11 2015-02-10 4 FSC Fifth Street Finance Corp.
Common Stock P - Purchase 2,100 2,125,834 0.10 7.14 14,984 15,167,828

2015-02-11 2015-02-10 4 FSC Fifth Street Finance Corp.
Common Stock P - Purchase 47,900 2,123,734 2.31 7.14 342,006 15,163,463

2015-02-11 2015-02-10 4 FSC Fifth Street Finance Corp.
Common Stock P - Purchase 100 2,075,834 0.00 7.18 718 14,894,111

2015-02-11 2015-02-10 4 FSC Fifth Street Finance Corp.
Common Stock P - Purchase 3,200 2,075,734 0.15 7.18 22,976 14,903,772

2015-02-11 2015-02-10 4 FSC Fifth Street Finance Corp.
Common Stock P - Purchase 46,700 2,072,534 2.31 7.19 335,773 14,901,522

2014-11-04 2014-11-04 4 FSAM Fifth Street Asset Management Inc.
Holdings LP Interests J - Other -519,561 3,810,115 -12.00

2014-11-04 2014-11-04 4 FSAM Fifth Street Asset Management Inc.
Holdings LP Interests J - Other -4,524,553 33,180,054 -12.00

2014-11-04 2014-11-04 4 FSAM Fifth Street Asset Management Inc.
Holdings LP Interests J - Other -436,489 3,200,916 -12.00

2014-10-31 2014-10-29 4 FSAM Fifth Street Asset Management Inc.
Holdings LP Interests J - Other 4,329,676 4,329,676

2014-10-31 2014-10-29 4 FSAM Fifth Street Asset Management Inc.
Holdings LP Interests J - Other 37,704,607 37,704,607

2014-10-31 2014-10-29 4 FSAM Fifth Street Asset Management Inc.
Holdings LP Interests J - Other 3,637,405 3,637,405

2014-10-31 2014-10-29 4 FSAM Fifth Street Asset Management Inc.
Restricted Stock Units A - Award 243,979 243,979

2014-10-31 2014-10-29 4 FSAM Fifth Street Asset Management Inc.
Option (right to buy) A - Award 1,329,371 1,329,371

2014-10-31 2014-10-29 4 FSAM Fifth Street Asset Management Inc.
Class B common stock, par value $0.01 per share J - Other 40,191,085 40,191,085

2014-10-29 3 FSAM Fifth Street Asset Management Inc.
Class A Common Stock, $0.01 par value per share 66

2014-10-29 3 FSAM Fifth Street Asset Management Inc.
Class A Common Stock, $0.01 par value per share 66

2014-09-09 2014-09-09 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 19,600 634,738 3.19 12.15 238,140 7,712,067

2014-09-09 2014-09-09 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 900 615,138 0.15 12.13 10,917 7,461,624

2014-09-09 2014-09-09 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 2,900 614,238 0.47 12.12 35,148 7,444,565

2014-09-09 2014-09-09 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 8,649 611,338 1.44 12.11 104,739 7,403,303

2014-08-22 2014-08-19 4/A FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 154,918 602,689 34.60 12.91 1,999,991 7,780,715

2014-08-22 2014-08-19 4/A FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 25,000 447,771 5.91 12.41 310,250 5,556,838

2014-08-22 2014-08-18 4/A FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 20,500 422,771 5.10 12.47 255,635 5,271,954

2014-08-22 2014-08-18 4/A FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 2,300 402,271 0.58 12.46 28,658 5,012,297

2014-08-22 2014-08-18 4/A FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 17,800 399,971 4.66 12.45 221,610 4,979,639

2014-08-22 2014-08-18 4/A FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 1,400 382,171 0.37 12.44 17,416 4,754,207

2014-08-22 2014-08-18 4/A FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 2,500 380,771 0.66 12.43 31,075 4,732,984

2014-08-22 2014-08-18 4/A FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 500 378,271 0.13 12.42 6,210 4,698,164

2014-08-22 2014-08-15 4/A FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 519 377,771 0.14 12.17 6,316 4,597,473

2014-08-19 2014-08-19 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 25,000 602,689 4.33 12.41 310,250 7,479,370

2014-08-19 2014-08-18 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 20,500 577,689 3.68 12.47 255,635 7,203,782

2014-08-19 2014-08-18 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 2,300 557,189 0.41 12.46 28,658 6,942,575

2014-08-19 2014-08-18 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 17,800 554,889 3.31 12.45 221,610 6,908,368

2014-08-19 2014-08-18 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 1,400 537,089 0.26 12.44 17,416 6,681,387

2014-08-19 2014-08-18 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 2,500 535,689 0.47 12.43 31,075 6,658,614

2014-08-19 2014-08-18 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 500 533,189 0.09 12.42 6,210 6,622,261

2014-08-19 2014-08-15 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 519 532,689 0.10 12.17 6,316 6,482,825

2014-08-19 2014-08-14 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 154,918 532,170 41.06 12.91 1,999,991 6,870,315

2014-03-20 2014-03-20 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 50,000 377,252 15.28 14.30 715,000 5,394,704

2014-03-20 2014-03-20 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 7,570 327,252 2.37 14.35 108,630 4,696,066

2014-03-20 2014-03-20 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 300 319,682 0.09 14.34 4,302 4,584,240

2014-03-20 2014-03-20 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 2,835 319,382 0.90 14.32 40,597 4,573,550

2014-03-20 2014-03-20 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 165 316,547 0.05 14.31 2,361 4,529,788

2014-03-20 2014-03-20 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 25,000 316,382 8.58 14.40 360,000 4,555,901

2014-03-03 2014-02-28 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 5,200 291,382 1.82 14.19 73,788 4,134,711

2014-03-03 2014-02-28 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 1,400 286,182 0.49 14.20 19,873 4,062,353

2014-03-03 2014-02-28 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 13,400 284,782 4.94 14.20 190,280 4,043,904

2014-03-03 2014-02-28 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 15,000 271,382 5.85 14.16 212,400 3,842,769

2014-03-03 2014-02-28 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 9,300 49,071 23.38 14.20 132,060 696,808

2014-03-03 2014-02-28 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 700 39,771 1.79 14.19 9,933 564,350

2014-03-03 2014-02-28 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 8,600 39,071 28.22 14.14 121,604 552,464

2014-03-03 2014-02-28 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 100 30,471 0.33 14.13 1,413 430,555

2014-03-03 2014-02-28 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 100 30,371 0.33 14.12 1,412 428,839

2014-03-03 2014-02-28 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 1,771 30,271 6.21 14.10 24,971 426,821

2014-03-03 2014-02-27 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 6,950 28,500 32.25 14.15 98,342 403,275

2014-03-03 2014-02-27 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 600 21,550 2.86 14.14 8,484 304,717

2014-03-03 2014-02-27 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 2,350 20,950 12.63 14.13 33,206 296,024

2014-03-03 2014-02-27 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 100 18,600 0.54 14.13 1,413 262,816

2014-03-03 2014-02-27 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 8,500 18,500 85.00 14.00 119,000 259,000

2014-02-26 2014-02-25 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 10,000 256,382 4.06 14.00 140,000 3,589,348

2014-02-26 2014-02-24 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 1,350 246,382 0.55 14.03 18,940 3,456,739

2014-02-26 2014-02-24 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 2,400 245,032 0.99 14.00 33,600 3,430,448

2014-02-26 2014-02-24 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 400 242,632 0.17 14.00 5,600 3,396,824

2014-02-24 2014-02-21 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 116 242,232 0.05 14.10 1,636 3,415,471

2014-02-24 2014-02-20 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 2,400 242,116 1.00 14.15 33,960 3,425,941

2014-02-24 2014-02-20 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 14,100 239,716 6.25 14.10 198,810 3,379,996

2014-02-20 2014-02-19 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 10,000 225,616 4.64 14.12 141,200 3,185,698

2014-02-20 2014-02-19 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 10,000 215,616 4.86 14.10 141,000 3,040,186

2014-02-20 2014-02-18 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 9,300 205,616 4.74 14.10 131,130 2,899,186

2014-02-20 2014-02-18 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 100 196,316 0.05 14.10 1,410 2,767,663

2014-02-20 2014-02-18 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 100 196,216 0.05 14.10 1,410 2,765,665

2014-02-20 2014-02-18 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 500 196,116 0.26 14.09 7,045 2,763,274

2013-12-17 2013-12-13 4 FSC Fifth Street Finance Corp.
Common Stock P - Purchase 20,000 2,001,226 1.01 8.98 179,600 17,971,014

2013-12-11 2013-12-10 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 13,739 195,616 7.55 13.47 185,117 2,635,691

2013-12-05 2013-12-04 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 15,000 181,877 8.99 13.59 203,836 2,471,545

2013-12-03 2013-12-03 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 15,000 166,877 9.88 13.54 203,175 2,260,349

2013-12-03 2013-12-02 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 5,700 151,877 3.90 13.60 77,537 2,065,983

2013-12-03 2013-12-02 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 10,400 146,177 7.66 13.49 140,265 1,971,489

2013-12-03 2013-12-02 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 3,800 135,777 2.88 13.48 51,243 1,830,953

2013-12-03 2013-12-02 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 100 131,977 0.08 13.46 1,346 1,776,410

2013-12-03 2013-11-29 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 575 131,877 0.44 13.31 7,653 1,755,283

2013-09-30 2013-09-27 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 11,100 131,302 9.23 13.61 151,069 1,786,994

2013-09-30 2013-09-27 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 3,900 120,202 3.35 13.61 53,079 1,635,949

2013-09-30 2013-09-26 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 100 116,302 0.09 13.74 1,374 1,597,989

2013-09-30 2013-09-26 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 9,900 116,202 9.31 13.75 136,125 1,597,778

2013-09-30 2013-09-26 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 5,000 106,302 4.94 13.75 68,750 1,461,642

2013-09-30 2013-09-26 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 5,650 101,302 5.91 13.70 77,405 1,387,837

2013-08-12 2013-08-09 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 500 95,652 0.53 13.89 6,945 1,328,606

2013-08-12 2013-08-09 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 3,060 95,152 3.32 13.91 42,557 1,323,326

2013-08-12 2013-08-09 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 11,440 92,092 14.18 13.95 159,588 1,284,683

2013-08-12 2013-08-09 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 12,010 80,652 17.50 13.85 166,338 1,117,030

2013-08-12 2013-08-09 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 2,200 68,642 3.31 13.75 30,250 943,828

2013-08-12 2013-08-09 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 7,520 66,442 12.76 13.70 103,022 910,242

2013-08-12 2013-08-08 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 2,127 58,922 3.75 13.65 29,034 804,285

2013-08-12 2013-08-08 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 500 56,795 0.89 13.55 6,774 769,515

2013-08-12 2013-08-08 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 10,085 56,295 21.82 13.55 136,652 762,797

2013-07-18 2013-07-17 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 10,000 46,210 27.62 14.35 143,500 663,114

2013-07-16 2013-07-16 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 10,000 10,000 14.44 144,400 144,400

2013-07-16 2013-07-16 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 5,000 36,210 16.02 14.41 72,050 521,786

2013-07-16 2013-07-16 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 5,000 31,210 19.08 14.40 72,000 449,424

2013-07-16 2013-07-16 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 3,000 26,210 12.93 14.35 43,050 376,114

2013-07-16 2013-07-15 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 9,700 23,210 71.80 14.35 139,195 333,064

2013-07-16 2013-07-15 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 300 13,510 2.27 14.33 4,299 193,598

2013-07-16 2013-07-15 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 7,850 13,210 146.46 14.30 112,255 188,903

2013-07-16 2013-07-15 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 5,160 5,360 2,580.00 14.25 73,530 76,380

2013-07-16 2013-07-15 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock P - Purchase 100 200 100.00 14.25 1,425 2,850

2013-07-11 3 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock 100

2013-06-20 2013-06-20 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 10,000 1,957,647 0.51 9.92 99,200 19,419,858

2013-06-20 2013-06-20 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 10,000 1,947,647 0.52 9.96 99,600 19,398,563

2013-05-31 2013-05-29 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 200 80,000 0.25 10.36 2,072 828,776

2013-05-31 2013-05-29 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 5,900 79,800 7.98 10.36 61,118 826,648

2013-05-31 2013-05-29 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 4,545 73,900 6.55 10.36 47,086 765,604

2013-05-31 2013-05-29 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 4,355 69,355 6.70 10.37 45,161 719,211

2013-05-31 2013-05-29 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 10,000 1,909,771 0.53 10.37 103,700 19,804,330

2013-02-13 2013-02-13 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 15,000 1,879,169 0.80 10.86 162,900 20,407,775

2012-12-05 2012-12-04 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 10,000 65,000 18.18 10.43 104,300 677,950

2012-08-28 2012-08-28 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 5,000 1,864,169 0.27 10.48 52,400 19,536,491

2012-08-28 2012-08-27 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 5,000 1,859,169 0.27 10.47 52,350 19,465,499

2012-05-24 2012-05-24 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 300 55,000 0.55 9.29 2,787 510,944

2012-05-24 2012-05-24 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 9,700 54,700 21.56 9.29 90,113 508,163

2012-03-07 2012-03-06 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 300 45,000 0.67 9.57 2,870 430,574

2012-03-07 2012-03-06 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 100 44,700 0.22 9.57 957 427,712

2012-03-07 2012-03-06 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 400 44,600 0.90 9.57 3,827 426,760

2012-03-07 2012-03-06 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 300 44,200 0.68 9.57 2,871 422,945

2012-03-07 2012-03-06 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 1,700 43,900 4.03 9.57 16,267 420,079

2012-03-07 2012-03-06 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 100 42,200 0.24 9.57 957 403,820

2012-03-07 2012-03-06 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 300 42,100 0.72 9.57 2,871 402,868

2012-03-07 2012-03-06 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 100 41,800 0.24 9.57 957 400,013

2012-03-07 2012-03-06 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 6,700 41,700 19.14 9.57 64,126 399,111

2012-03-07 2012-03-06 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 5,400 1,854,169 0.29 9.58 51,732 17,762,940

2012-03-07 2012-03-06 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 3,600 1,848,769 0.20 9.58 34,506 17,720,452

2012-03-07 2012-03-06 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 1,000 1,845,169 0.05 9.60 9,597 17,708,088

2012-03-07 2012-03-06 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 10,000 1,844,169 0.55 9.57 95,707 17,649,989

2011-08-09 2011-08-09 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 10,000 1,820,842 0.55 8.40 84,000 15,295,076

2011-08-09 2011-08-08 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 10,000 1,810,842 0.56 9.20 92,000 16,659,750

2011-08-09 2011-08-08 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 10,000 1,800,842 0.56 9.15 91,500 16,477,708

2011-08-09 2011-08-08 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 10,000 1,790,842 0.56 9.08 90,800 16,260,849

2011-08-09 2011-08-08 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 10,000 1,780,842 0.56 9.02 90,200 16,063,198

2011-08-09 2011-08-08 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 2,800 1,770,842 0.16 9.02 25,256 15,972,821

2011-08-09 2011-08-08 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 2,200 1,768,042 0.12 9.02 19,844 15,947,388

2011-08-09 2011-08-08 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 10,000 1,765,842 0.57 9.01 90,100 15,910,240

2011-08-09 2011-08-08 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 30,549 1,755,842 1.77 9.00 274,941 15,802,581

2011-08-09 2011-08-08 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 4,451 1,725,293 0.26 9.00 40,055 15,526,087

2011-08-09 2011-08-08 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 4,400 1,720,842 0.26 8.99 39,556 15,470,373

2011-08-09 2011-08-08 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 20,000 1,716,442 1.18 8.98 179,600 15,413,652

2011-08-09 2011-08-08 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 10,000 1,696,442 0.59 8.97 89,700 15,217,088

2011-08-09 2011-08-08 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 10,000 1,686,442 0.60 8.95 89,500 15,093,659

2011-08-09 2011-08-08 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 5,600 1,676,442 0.34 8.94 50,059 14,985,886

2011-08-09 2011-08-08 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 20,000 1,670,842 1.21 8.93 178,600 14,920,622

2011-08-09 2011-08-08 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 20,000 1,650,842 1.23 8.80 176,000 14,527,413

2011-08-09 2011-08-08 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 6,301 1,630,842 0.39 8.75 55,134 14,269,871

2011-08-09 2011-08-08 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 20,000 1,624,541 1.25 8.60 172,000 13,971,056

2011-08-09 2011-08-08 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 1,117 1,604,541 0.07 8.55 9,550 13,718,829

2011-08-09 2011-08-08 4 FSC Fifth Street Finance Corp
Common Stock P - Purchase 8,883 1,603,424 0.56 8.55 75,928 13,705,430

2008-06-11 3 FSC Fifth Street Finance Corp
Common Stock 736,689

P

Pasaran terbuka atau pembelian persendirian sekuriti bukan derivatif atau derivatif

S

Pasaran terbuka atau jualan persendirian sekuriti bukan derivatif atau derivatif

A

Pemberian, penganugerahan atau pemerolehan lain sekuriti daripada syarikat (seperti opsyen)

C

Penukaran derivatif

D

Penjualan atau pemindahan sekuriti kembali kepada syarikat

F

Pembayaran harga pelaksanaan atau liabiliti cukai menggunakan sebahagian daripada sekuriti yang diterima daripada syarikat

G

Hadiah sekuriti oleh atau kepada orang dalam

K

Swap ekuiti dan urus niaga lindung nilai yang serupa

M

Pelaksanaan atau penukaran sekuriti derivatif yang diterima daripada syarikat (seperti opsyen)

V

Transaksi dilaporkan secara sukarela pada Borang 4

J

Lain-lain (disertai dengan nota kaki yang menerangkan transaksi)

Tarikh Dagangan	Simbol Saham	Orang dalam	Saham Dilaporkan	Harga Dilaporkan	Saham Dilaraskan	Harga Dilaraskan	Asas Kos	Hari ke Maks	Harga pada Maks	Maks Keuntungan ($)	Pulangan Maks (%)
2017-10-19	OCSL	TANNENBAUM LEONARD M	971,807	5.5600	323,936	16.6800	5,403,247	5	17.64	310,967	5.76
2017-10-19	OCSL	TANNENBAUM LEONARD M	437,799	5.5600	145,933	16.6800	2,434,162
2017-03-29	FSC	TANNENBAUM LEONARD M	102,000	4.7100	102,000	4.7100	480,420
2017-03-28	FSC	TANNENBAUM LEONARD M	266,073	4.7500	266,073	4.7500	1,263,847
2017-03-27	FSC	TANNENBAUM LEONARD M	223,749	4.6850	223,749	4.6850	1,048,264
2017-03-24	FSC	TANNENBAUM LEONARD M	222,101	4.6520	222,101	4.6520	1,033,214
2017-03-23	FSC	TANNENBAUM LEONARD M	210,000	4.6600	210,000	4.6600	978,600
2017-03-22	FSC	TANNENBAUM LEONARD M	269,871	4.6400	269,871	4.6400	1,252,201
2017-03-21	FSC	TANNENBAUM LEONARD M	207,613	4.6300	207,613	4.6300	961,248
2017-03-20	FSC	TANNENBAUM LEONARD M	175,000	4.6400	175,000	4.6400	812,000
2017-03-17	FSC	TANNENBAUM LEONARD M	170,000	4.5900	170,000	4.5900	780,300
2017-03-15	FSC	TANNENBAUM LEONARD M	1,273,000	4.5100	1,273,000	4.5100	5,741,230
2017-03-14	FSC	TANNENBAUM LEONARD M	356,492	4.5100	356,492	4.5100	1,607,779
2017-03-13	FSC	TANNENBAUM LEONARD M	176,476	4.5000	176,476	4.5000	794,142
2017-03-10	FSC	TANNENBAUM LEONARD M	389,571	4.4300	389,571	4.4300	1,725,800
2017-03-09	FSC	TANNENBAUM LEONARD M	205,169	4.3700	205,169	4.3700	896,589
2015-02-11	FSC	TANNENBAUM LEONARD M	177,968	6.8500	177,968	6.8500	1,219,081
2015-02-11	FSC	TANNENBAUM LEONARD M	5,900	6.8450	5,900	6.8450	40,386
2015-02-11	FSC	TANNENBAUM LEONARD M	16,925	6.8400	16,925	6.8400	115,767
2015-02-11	FSC	TANNENBAUM LEONARD M	2,400	6.8350	2,400	6.8350	16,404
2015-02-11	FSC	TANNENBAUM LEONARD M	41,975	6.8300	41,975	6.8300	286,689
2015-02-11	FSC	TANNENBAUM LEONARD M	75,738	6.8200	75,738	6.8200	516,533
2015-02-11	FSC	TANNENBAUM LEONARD M	11,500	6.8150	11,500	6.8150	78,372
2015-02-11	FSC	TANNENBAUM LEONARD M	30,094	6.8100	30,094	6.8100	204,940
2015-02-11	FSC	TANNENBAUM LEONARD M	9,351	6.8050	9,351	6.8050	63,634
2015-02-11	FSC	TANNENBAUM LEONARD M	100,000	6.8000	100,000	6.8000	680,000
2015-02-10	FSC	TANNENBAUM LEONARD M	46,700	7.1900	46,700	7.1900	335,773
2015-02-10	FSC	TANNENBAUM LEONARD M	3,200	7.1800	3,200	7.1800	22,976
2015-02-10	FSC	TANNENBAUM LEONARD M	100	7.1750	100	7.1750	718
2015-02-10	FSC	TANNENBAUM LEONARD M	47,900	7.1400	47,900	7.1400	342,006
2015-02-10	FSC	TANNENBAUM LEONARD M	2,100	7.1350	2,100	7.1350	14,984
2015-02-10	FSC	TANNENBAUM LEONARD M	50,000	7.1100	50,000	7.1100	355,500
2015-02-10	FSC	TANNENBAUM LEONARD M	90,950	7.0100	90,950	7.0100	637,560
2015-02-10	FSC	TANNENBAUM LEONARD M	6,450	7.0090	6,450	7.0090	45,208
2015-02-10	FSC	TANNENBAUM LEONARD M	2,600	7.0050	2,600	7.0050	18,213
2015-02-10	FSC	TANNENBAUM LEONARD M	284,600	7.0000	284,600	7.0000	1,992,200
2015-02-10	FSC	TANNENBAUM LEONARD M	900	6.9950	900	6.9950	6,296
2015-02-10	FSC	TANNENBAUM LEONARD M	3,000	6.9900	3,000	6.9900	20,970
2015-02-10	FSC	TANNENBAUM LEONARD M	5,000	6.9899	5,000	6.9899	34,950
2015-02-10	FSC	TANNENBAUM LEONARD M	3,800	6.9800	3,800	6.9800	26,524
2015-02-10	FSC	TANNENBAUM LEONARD M	2,500	6.9700	2,500	6.9700	17,425
2015-02-10	FSC	TANNENBAUM LEONARD M	200	6.9650	200	6.9650	1,393
2015-02-10	FSC	TANNENBAUM LEONARD M	99,200	6.9500	99,200	6.9500	689,440
2015-02-10	FSC	TANNENBAUM LEONARD M	800	6.9450	800	6.9450	5,556
2013-12-13	FSC	TANNENBAUM LEONARD M	20,000	8.9800	20,000	8.9800	179,600
2013-06-20	FSC	TANNENBAUM LEONARD M	10,000	9.9600	10,000	9.9600	99,600
2013-06-20	FSC	TANNENBAUM LEONARD M	10,000	9.9200	10,000	9.9200	99,200
2013-05-29	FSC	TANNENBAUM LEONARD M	10,000	10.3700	10,000	10.3700	103,700
2013-05-29	FSC	TANNENBAUM LEONARD M	4,355	10.3700	4,355	10.3700	45,161
2013-05-29	FSC	TANNENBAUM LEONARD M	4,545	10.3600	4,545	10.3600	47,086
2013-05-29	FSC	TANNENBAUM LEONARD M	5,900	10.3590	5,900	10.3590	61,118
2013-05-29	FSC	TANNENBAUM LEONARD M	200	10.3597	200	10.3597	2,072
2013-02-13	FSC	TANNENBAUM LEONARD M	15,000	10.8600	15,000	10.8600	162,900
2012-12-04	FSC	TANNENBAUM LEONARD M	10,000	10.4300	10,000	10.4300	104,300
2012-08-28	FSC	TANNENBAUM LEONARD M	5,000	10.4800	5,000	10.4800	52,400
2012-08-27	FSC	TANNENBAUM LEONARD M	5,000	10.4700	5,000	10.4700	52,350
2012-05-24	FSC	TANNENBAUM LEONARD M	9,700	9.2900	9,700	9.2900	90,113
2012-05-24	FSC	TANNENBAUM LEONARD M	300	9.2899	300	9.2899	2,787
2012-03-06	FSC	TANNENBAUM LEONARD M	10,000	9.5707	10,000	9.5707	95,707
2012-03-06	FSC	TANNENBAUM LEONARD M	1,000	9.5970	1,000	9.5970	9,597
2012-03-06	FSC	TANNENBAUM LEONARD M	3,600	9.5850	3,600	9.5850	34,506
2012-03-06	FSC	TANNENBAUM LEONARD M	5,400	9.5800	5,400	9.5800	51,732
2012-03-06	FSC	TANNENBAUM LEONARD M	6,700	9.5710	6,700	9.5710	64,126
2012-03-06	FSC	TANNENBAUM LEONARD M	100	9.5697	100	9.5697	957
2012-03-06	FSC	TANNENBAUM LEONARD M	300	9.5693	300	9.5693	2,871
2012-03-06	FSC	TANNENBAUM LEONARD M	100	9.5692	100	9.5692	957
2012-03-06	FSC	TANNENBAUM LEONARD M	1,700	9.5690	1,700	9.5690	16,267
2012-03-06	FSC	TANNENBAUM LEONARD M	300	9.5689	300	9.5689	2,871
2012-03-06	FSC	TANNENBAUM LEONARD M	400	9.5686	400	9.5686	3,827
2012-03-06	FSC	TANNENBAUM LEONARD M	100	9.5685	100	9.5685	957
2012-03-06	FSC	TANNENBAUM LEONARD M	300	9.5683	300	9.5683	2,870
2011-08-09	FSC	TANNENBAUM LEONARD M	10,000	8.4000	10,000	8.4000	84,000
2011-08-08	FSC	TANNENBAUM LEONARD M	8,883	8.5476	8,883	8.5476	75,928
2011-08-08	FSC	TANNENBAUM LEONARD M	1,117	8.5500	1,117	8.5500	9,550
2011-08-08	FSC	TANNENBAUM LEONARD M	20,000	8.6000	20,000	8.6000	172,000
2011-08-08	FSC	TANNENBAUM LEONARD M	6,301	8.7500	6,301	8.7500	55,134
2011-08-08	FSC	TANNENBAUM LEONARD M	20,000	8.8000	20,000	8.8000	176,000
2011-08-08	FSC	TANNENBAUM LEONARD M	20,000	8.9300	20,000	8.9300	178,600
2011-08-08	FSC	TANNENBAUM LEONARD M	5,600	8.9391	5,600	8.9391	50,059
2011-08-08	FSC	TANNENBAUM LEONARD M	10,000	8.9500	10,000	8.9500	89,500
2011-08-08	FSC	TANNENBAUM LEONARD M	10,000	8.9700	10,000	8.9700	89,700
2011-08-08	FSC	TANNENBAUM LEONARD M	20,000	8.9800	20,000	8.9800	179,600
2011-08-08	FSC	TANNENBAUM LEONARD M	4,400	8.9900	4,400	8.9900	39,556
2011-08-08	FSC	TANNENBAUM LEONARD M	4,451	8.9991	4,451	8.9991	40,055
2011-08-08	FSC	TANNENBAUM LEONARD M	30,549	9.0000	30,549	9.0000	274,941
2011-08-08	FSC	TANNENBAUM LEONARD M	10,000	9.0100	10,000	9.0100	90,100
2011-08-08	FSC	TANNENBAUM LEONARD M	2,200	9.0198	2,200	9.0198	19,844
2011-08-08	FSC	TANNENBAUM LEONARD M	2,800	9.0199	2,800	9.0199	25,256
2011-08-08	FSC	TANNENBAUM LEONARD M	10,000	9.0200	10,000	9.0200	90,200
2011-08-08	FSC	TANNENBAUM LEONARD M	10,000	9.0800	10,000	9.0800	90,800
2011-08-08	FSC	TANNENBAUM LEONARD M	10,000	9.1500	10,000	9.1500	91,500
2011-08-08	FSC	TANNENBAUM LEONARD M	10,000	9.2000	10,000	9.2000	92,000

Tarikh Dagangan	Simbol Saham	Orang dalam	Saham Dilaporkan	Harga Dilaporkan	Saham Dilaraskan	Harga Dilaraskan	Asas Kos	Hari ke Min	Harga pada Min	Kerugian Maks Dielakkan ($)	Kerugian Maks Dielakkan (%)
2021-12-30	OCSL	TANNENBAUM LEONARD M	84,954	7.5040	28,318	22.5120	637,495	273	17.82	-132,867	-20.84
2021-12-29	OCSL	TANNENBAUM LEONARD M	200,000	7.5220	66,667	22.5660	1,504,400
2021-12-28	OCSL	TANNENBAUM LEONARD M	200,000	7.5470	66,667	22.6410	1,509,400
2021-12-27	OCSL	TANNENBAUM LEONARD M	200,000	7.5400	66,667	22.6200	1,508,000
2021-12-23	OCSL	TANNENBAUM LEONARD M	200,000	7.5070	66,667	22.5210	1,501,400
2021-12-13	OCSL	TANNENBAUM LEONARD M	34,100	7.5510	11,367	22.6530	257,489
2021-12-06	OCSL	TANNENBAUM LEONARD M	100	7.5000	33	22.5000	750
2021-12-02	OCSL	TANNENBAUM LEONARD M	5,000	7.5000	1,667	22.5000	37,500
2021-11-17	OCSL	TANNENBAUM LEONARD M	353,485	7.5580	117,828	22.6740	2,671,640
2021-11-16	OCSL	TANNENBAUM LEONARD M	17,330	7.4530	5,777	22.3590	129,160
2021-11-11	OCSL	TANNENBAUM LEONARD M	1,500	7.5000	500	22.5000	11,250
2021-11-10	OCSL	TANNENBAUM LEONARD M	48,173	7.5003	16,058	22.5009	361,312
2021-11-09	OCSL	TANNENBAUM LEONARD M	29,732	7.5007	9,911	22.5021	223,011
2021-11-08	OCSL	TANNENBAUM LEONARD M	100,000	7.5089	33,333	22.5267	750,890
2021-09-20	OCSL	TANNENBAUM LEONARD M	4,214,368	7.1000	1,404,789	21.3000	29,922,013
2021-06-01	OCSL	TANNENBAUM LEONARD M	100,000	6.7757	33,333	20.3271	677,570
2021-05-28	OCSL	TANNENBAUM LEONARD M	100,000	6.7161	33,333	20.1483	671,610
2021-05-27	OCSL	TANNENBAUM LEONARD M	81,287	6.7090	27,096	20.1270	545,354
2021-05-25	OCSL	TANNENBAUM LEONARD M	13,900	6.7072	4,633	20.1216	93,230
2021-05-24	OCSL	TANNENBAUM LEONARD M	1,647	6.7000	549	20.1000	11,035
2021-05-21	OCSL	TANNENBAUM LEONARD M	38,200	6.7032	12,733	20.1096	256,062
2021-05-05	OCSL	TANNENBAUM LEONARD M	100,000	6.7222	33,333	20.1666	672,220
2021-04-29	OCSL	TANNENBAUM LEONARD M	94,052	6.7808	31,351	20.3424	637,748
2021-04-28	OCSL	TANNENBAUM LEONARD M	100,000	6.7505	33,333	20.2515	675,050
2021-04-27	OCSL	TANNENBAUM LEONARD M	194,130	6.7348	64,710	20.2044	1,307,427
2021-04-26	OCSL	TANNENBAUM LEONARD M	100,000	6.6860	33,333	20.0580	668,600
2021-04-23	OCSL	TANNENBAUM LEONARD M	100,000	6.6821	33,333	20.0463	668,210
2021-04-22	OCSL	TANNENBAUM LEONARD M	11,289	6.6804	3,763	20.0412	75,415
2021-04-21	OCSL	TANNENBAUM LEONARD M	15,659	6.7000	5,220	20.1000	104,915
2021-04-20	OCSL	TANNENBAUM LEONARD M	100,000	6.7007	33,333	20.1021	670,070
2021-04-19	OCSL	TANNENBAUM LEONARD M	100,000	6.6644	33,333	19.9932	666,440
2021-04-16	OCSL	TANNENBAUM LEONARD M	120,000	6.6200	40,000	19.8600	794,400
2021-04-15	OCSL	TANNENBAUM LEONARD M	2,800	6.6032	933	19.8096	18,489
2021-04-14	OCSL	TANNENBAUM LEONARD M	52,000	6.6045	17,333	19.8135	343,434
2021-04-12	OCSL	TANNENBAUM LEONARD M	200,000	6.6058	66,667	19.8174	1,321,160
2021-04-09	OCSL	TANNENBAUM LEONARD M	172,312	6.6106	57,437	19.8318	1,139,086
2021-04-07	OCSL	TANNENBAUM LEONARD M	100,000	6.4782	33,333	19.4346	647,820
2021-04-06	OCSL	TANNENBAUM LEONARD M	29,872	6.4606	9,957	19.3818	192,991
2021-04-05	OCSL	TANNENBAUM LEONARD M	100,000	6.3133	33,333	18.9399	631,330
2021-04-01	OCSL	TANNENBAUM LEONARD M	100,000	6.2504	33,333	18.7512	625,040
2021-03-22	OCSL	TANNENBAUM LEONARD M	4,500	6.2502	1,500	18.7506	28,126
2021-03-19	OCSL	TANNENBAUM LEONARD M	4,393	6.2509	1,464	18.7527	27,460
2021-03-18	OCSL	TANNENBAUM LEONARD M	100	6.2500	33	18.7500	625
2021-03-16	OCSL	TANNENBAUM LEONARD M	77,050	6.3046	25,683	18.9138	485,769
2021-03-15	OCSL	TANNENBAUM LEONARD M	100,000	6.2881	33,333	18.8643	628,810
2021-03-12	OCSL	TANNENBAUM LEONARD M	100,000	6.2615	33,333	18.7845	626,150
2021-03-11	OCSL	TANNENBAUM LEONARD M	100,000	6.2608	33,333	18.7824	626,080
2021-03-10	OCSL	TANNENBAUM LEONARD M	67,411	6.2570	22,470	18.7710	421,791
2021-03-09	OCSL	TANNENBAUM LEONARD M	18,597	6.2560	6,199	18.7680	116,343
2021-03-04	OCSL	TANNENBAUM LEONARD M	1,800	6.2500	600	18.7500	11,250
2021-03-03	OCSL	TANNENBAUM LEONARD M	14,985	6.2517	4,995	18.7551	93,682
2021-03-02	OCSL	TANNENBAUM LEONARD M	81,202	6.2415	27,067	18.7245	506,822
2021-03-01	OCSL	TANNENBAUM LEONARD M	63,779	6.2053	21,260	18.6159	395,768
2021-02-26	OCSL	TANNENBAUM LEONARD M	31,500	6.1596	10,500	18.4788	194,027
2021-02-25	OCSL	TANNENBAUM LEONARD M	5,100	6.2016	1,700	18.6048	31,628
2021-02-24	OCSL	TANNENBAUM LEONARD M	100,000	6.1471	33,333	18.4413	614,710
2021-02-23	OCSL	TANNENBAUM LEONARD M	54,798	6.1054	18,266	18.3162	334,564
2021-02-22	OCSL	TANNENBAUM LEONARD M	100,000	6.1423	33,333	18.4269	614,230
2021-02-19	OCSL	TANNENBAUM LEONARD M	72,600	6.1066	24,200	18.3198	443,339
2020-12-17	OCSL	TANNENBAUM LEONARD M	40,674	5.4882	13,558	16.4646	223,227
2020-12-16	OCSL	TANNENBAUM LEONARD M	50,000	5.5172	16,667	16.5516	275,860
2020-12-15	OCSL	TANNENBAUM LEONARD M	63,800	5.5135	21,267	16.5405	351,761
2020-12-14	OCSL	TANNENBAUM LEONARD M	14,900	5.5023	4,967	16.5069	81,984
2020-12-11	OCSL	TANNENBAUM LEONARD M	400	5.6000	133	16.8000	2,240
2020-12-10	OCSL	TANNENBAUM LEONARD M	2,500	5.6000	833	16.8000	14,000
2020-12-09	OCSL	TANNENBAUM LEONARD M	2,600	5.6000	867	16.8000	14,560
2020-12-08	OCSL	TANNENBAUM LEONARD M	87,796	5.6030	29,265	16.8090	491,921
2020-12-07	OCSL	TANNENBAUM LEONARD M	15,923	5.6004	5,308	16.8012	89,175
2020-12-04	OCSL	TANNENBAUM LEONARD M	43,203	5.6033	14,401	16.8099	242,079
2020-12-03	OCSL	TANNENBAUM LEONARD M	9,879	5.6001	3,293	16.8003	55,323
2020-12-02	OCSL	TANNENBAUM LEONARD M	35,200	5.6036	11,733	16.8108	197,247
2020-12-01	OCSL	TANNENBAUM LEONARD M	40,753	5.6073	13,584	16.8219	228,514
2020-11-30	OCSL	TANNENBAUM LEONARD M	173,161	5.5844	57,720	16.7532	967,000
2020-11-25	OCSL	TANNENBAUM LEONARD M	187,962	5.5641	62,654	16.6923	1,045,839
2020-11-24	OCSL	TANNENBAUM LEONARD M	169,659	5.4846	56,553	16.4538	930,512
2020-11-23	OCSL	TANNENBAUM LEONARD M	200,000	5.4290	66,667	16.2870	1,085,800
2020-11-20	OCSL	TANNENBAUM LEONARD M	157,648	5.3411	52,549	16.0233	842,014
2020-11-18	OCSL	TANNENBAUM LEONARD M	108,054	5.2475	36,018	15.7425	567,013
2020-11-17	OCSL	TANNENBAUM LEONARD M	49,046	5.2010	16,349	15.6030	255,088
2020-11-16	OCSL	TANNENBAUM LEONARD M	126,701	5.2313	42,234	15.6939	662,811
2020-08-11	OCSL	TANNENBAUM LEONARD M	4,100	5.2000	1,367	15.6000	21,320
2020-01-10	OCSL	TANNENBAUM LEONARD M	36,837	5.4724	12,279	16.4172	201,587
2020-01-09	OCSL	TANNENBAUM LEONARD M	61,336	5.4820	20,445	16.4460	336,244
2020-01-08	OCSL	TANNENBAUM LEONARD M	77,000	5.4755	25,667	16.4265	421,614
2020-01-07	OCSL	TANNENBAUM LEONARD M	72,063	5.4540	24,021	16.3620	393,032
2020-01-06	OCSL	TANNENBAUM LEONARD M	49,696	5.4618	16,565	16.3854	271,430
2020-01-03	OCSL	TANNENBAUM LEONARD M	69,700	5.4589	23,233	16.3767	380,485
2020-01-02	OCSL	TANNENBAUM LEONARD M	94,280	5.4621	31,427	16.3863	514,967
2019-12-23	OCSL	TANNENBAUM LEONARD M	22,700	5.5022	7,567	16.5066	124,900
2019-12-20	OCSL	TANNENBAUM LEONARD M	163,800	5.4704	54,600	16.4112	896,052
2019-12-18	OCSL	TANNENBAUM LEONARD M	135,300	5.4568	45,100	16.3704	738,305
2019-12-17	OCSL	TANNENBAUM LEONARD M	273,041	5.4001	91,014	16.2003	1,474,449
2019-12-16	OCSL	TANNENBAUM LEONARD M	97,005	5.3264	32,335	15.9792	516,687
2019-12-13	OCSL	TANNENBAUM LEONARD M	4,500	5.2743	1,500	15.8229	23,734
2019-12-12	OCSL	TANNENBAUM LEONARD M	42,900	5.2520	14,300	15.7560	225,311
2019-12-02	OCSL	TANNENBAUM LEONARD M	600	5.3000	200	15.9000	3,180
2019-11-21	OCSL	TANNENBAUM LEONARD M	161,000	5.2509	53,667	15.7527	845,395
2019-11-20	OCSL	TANNENBAUM LEONARD M	217,199	5.2578	72,400	15.7734	1,141,989
2019-11-19	OCSL	TANNENBAUM LEONARD M	104,700	5.2652	34,900	15.7956	551,266
2019-11-18	OCSL	TANNENBAUM LEONARD M	93,800	5.2830	31,267	15.8490	495,545
2019-11-15	OCSL	TANNENBAUM LEONARD M	71,500	5.2581	23,833	15.7743	375,954
2019-11-14	OCSL	TANNENBAUM LEONARD M	62,300	5.2909	20,767	15.8727	329,623
2019-11-13	OCSL	TANNENBAUM LEONARD M	104,859	5.2532	34,953	15.7596	550,845
2019-11-12	OCSL	TANNENBAUM LEONARD M	45,402	5.2592	15,134	15.7776	238,778
2019-09-30	OCSL	TANNENBAUM LEONARD M	84	5.2500	28	15.7500	441
2019-09-27	OCSL	TANNENBAUM LEONARD M	38	5.2500	13	15.7500	200
2019-09-19	OCSL	TANNENBAUM LEONARD M	200	5.2500	67	15.7500	1,050
2019-09-17	OCSL	TANNENBAUM LEONARD M	1,800	5.2664	600	15.7992	9,480
2019-09-16	OCSL	TANNENBAUM LEONARD M	20,925	5.2609	6,975	15.7827	110,084
2019-07-09	OCSL	TANNENBAUM LEONARD M	1,200	5.4058	400	16.2174	6,487
2019-07-08	OCSL	TANNENBAUM LEONARD M	8,284	5.4001	2,761	16.2003	44,734
2019-07-05	OCSL	TANNENBAUM LEONARD M	51,000	5.4317	17,000	16.2951	277,017
2019-07-03	OCSL	TANNENBAUM LEONARD M	19,000	5.4722	6,333	16.4166	103,972
2019-07-02	OCSL	TANNENBAUM LEONARD M	19,964	5.4300	6,655	16.2900	108,405
2019-07-01	OCSL	TANNENBAUM LEONARD M	32,230	5.4161	10,743	16.2483	174,561
2019-06-28	OCSL	TANNENBAUM LEONARD M	23,200	5.4122	7,733	16.2366	125,563
2019-06-27	OCSL	TANNENBAUM LEONARD M	3,705	5.4058	1,235	16.2174	20,028
2019-06-26	OCSL	TANNENBAUM LEONARD M	48,400	5.4020	16,133	16.2060	261,457
2019-06-24	OCSL	TANNENBAUM LEONARD M	14,353	5.4157	4,784	16.2471	77,732
2019-06-21	OCSL	TANNENBAUM LEONARD M	55,900	5.4212	18,633	16.2636	303,045
2019-06-20	OCSL	TANNENBAUM LEONARD M	16,866	5.4017	5,622	16.2051	91,105
2019-06-19	OCSL	TANNENBAUM LEONARD M	42,491	5.4038	14,164	16.2114	229,613
2019-06-18	OCSL	TANNENBAUM LEONARD M	22,917	5.4491	7,639	16.3473	124,877
2019-06-17	OCSL	TANNENBAUM LEONARD M	34,917	5.4431	11,639	16.3293	190,057
2019-06-14	OCSL	TANNENBAUM LEONARD M	27,332	5.4640	9,111	16.3920	149,342
2019-06-13	OCSL	TANNENBAUM LEONARD M	70,700	5.4114	23,567	16.2342	382,586
2019-05-24	OCSL	TANNENBAUM LEONARD M	19,420	5.5443	6,473	16.6329	107,670
2019-05-23	OCSL	TANNENBAUM LEONARD M	52,464	5.5347	17,488	16.6041	290,373
2019-05-22	OCSL	TANNENBAUM LEONARD M	12,608	5.6305	4,203	16.8915	70,989
2019-05-21	OCSL	TANNENBAUM LEONARD M	19,800	5.6383	6,600	16.9149	111,638
2019-05-20	OCSL	TANNENBAUM LEONARD M	28,900	5.6438	9,633	16.9314	163,106
2019-05-17	OCSL	TANNENBAUM LEONARD M	77,945	5.6935	25,982	17.0805	443,780
2019-05-16	OCSL	TANNENBAUM LEONARD M	101,000	5.6766	33,667	17.0298	573,337
2019-05-15	OCSL	TANNENBAUM LEONARD M	61,436	5.5244	20,479	16.5732	339,397
2019-05-14	OCSL	TANNENBAUM LEONARD M	65,300	5.4943	21,767	16.4829	358,778
2019-05-13	OCSL	TANNENBAUM LEONARD M	52,500	5.4815	17,500	16.4445	287,779
2019-05-10	OCSL	TANNENBAUM LEONARD M	97,200	5.4866	32,400	16.4598	533,298
2019-05-09	OCSL	TANNENBAUM LEONARD M	94,400	5.4527	31,467	16.3581	514,735
2019-05-08	OCSL	TANNENBAUM LEONARD M	270,500	5.4553	90,167	16.3659	1,475,659
2019-04-10	OCSL	TANNENBAUM LEONARD M	42,850	5.3045	14,283	15.9135	227,298
2019-04-10	OCSL	TANNENBAUM LEONARD M	42,850	5.3045	14,283	15.9135	227,298
2019-04-09	OCSL	TANNENBAUM LEONARD M	7,701	5.3059	2,567	15.9177	40,861
2019-04-09	OCSL	TANNENBAUM LEONARD M	7,700	5.3059	2,567	15.9177	40,855
2019-04-08	OCSL	TANNENBAUM LEONARD M	12,310	5.3014	4,103	15.9042	65,260
2019-04-08	OCSL	TANNENBAUM LEONARD M	12,310	5.3014	4,103	15.9042	65,260
2019-04-05	OCSL	TANNENBAUM LEONARD M	831	5.3000	277	15.9000	4,404
2019-04-05	OCSL	TANNENBAUM LEONARD M	830	5.3000	277	15.9000	4,399
2019-02-15	OCSL	TANNENBAUM LEONARD M	22,831	5.2562	7,610	15.7686	120,004
2019-02-15	OCSL	TANNENBAUM LEONARD M	22,830	5.2562	7,610	15.7686	119,999
2019-02-14	OCSL	TANNENBAUM LEONARD M	53,800	5.2552	17,933	15.7656	282,730
2019-02-14	OCSL	TANNENBAUM LEONARD M	53,800	5.2552	17,933	15.7656	282,730
2019-02-13	OCSL	TANNENBAUM LEONARD M	25,700	5.2574	8,567	15.7722	135,115
2019-02-13	OCSL	TANNENBAUM LEONARD M	23,000	5.2537	7,667	15.7611	120,835
2019-02-12	OCSL	TANNENBAUM LEONARD M	17,560	5.2615	5,853	15.7845	92,392
2019-02-12	OCSL	TANNENBAUM LEONARD M	17,560	5.2615	5,853	15.7845	92,392
2019-02-11	OCSL	TANNENBAUM LEONARD M	11,252	5.2501	3,751	15.7503	59,074
2019-02-11	OCSL	TANNENBAUM LEONARD M	11,252	5.2501	3,751	15.7503	59,074
2019-02-08	OCSL	TANNENBAUM LEONARD M	34,583	5.2527	11,528	15.7581	181,654
2019-02-08	OCSL	TANNENBAUM LEONARD M	34,583	5.2527	11,528	15.7581	181,654
2018-08-27	OCSL	TANNENBAUM LEONARD M	27,088	5.0605	9,029	15.1815	137,079
2018-08-27	OCSL	TANNENBAUM LEONARD M	27,088	5.0605	9,029	15.1815	137,079
2018-08-24	OCSL	TANNENBAUM LEONARD M	11,912	5.0500	3,971	15.1500	60,156
2018-08-24	OCSL	TANNENBAUM LEONARD M	11,912	5.0500	3,971	15.1500	60,156
2018-08-23	OCSL	TANNENBAUM LEONARD M	39,619	5.0523	13,206	15.1569	200,167
2018-08-23	OCSL	TANNENBAUM LEONARD M	39,619	5.0523	13,206	15.1569	200,167
2018-08-21	OCSL	TANNENBAUM LEONARD M	100,000	5.0000	33,333	15.0000	500,000
2018-08-21	OCSL	TANNENBAUM LEONARD M	100,000	5.0000	33,333	15.0000	500,000
2018-08-20	OCSL	TANNENBAUM LEONARD M	2,950	5.0001	983	15.0003	14,750
2018-08-20	OCSL	TANNENBAUM LEONARD M	2,950	5.0001	983	15.0003	14,750
2018-08-17	OCSL	TANNENBAUM LEONARD M	33,500	5.0030	11,167	15.0090	167,600
2018-08-17	OCSL	TANNENBAUM LEONARD M	33,500	5.0030	11,167	15.0090	167,600
2018-08-16	OCSL	TANNENBAUM LEONARD M	58,000	5.0000	19,333	15.0000	290,000
2018-08-16	OCSL	TANNENBAUM LEONARD M	58,000	5.0000	19,333	15.0000	290,000
2018-08-13	OCSL	TANNENBAUM LEONARD M	1,800	5.0000	600	15.0000	9,000
2018-08-03	OCSL	TANNENBAUM LEONARD M	100,000	5.0000	33,333	15.0000	500,000
2018-08-02	OCSL	TANNENBAUM LEONARD M	100,000	5.0000	33,333	15.0000	500,000
2018-06-05	OCSL	TANNENBAUM LEONARD M	17,902	5.0040	5,967	15.0120	89,582
2018-06-04	OCSL	TANNENBAUM LEONARD M	23,226	5.0000	7,742	15.0000	116,130
2018-05-30	OCSL	TANNENBAUM LEONARD M	47,100	5.0000	15,700	15.0000	235,500
2018-05-25	OCSL	TANNENBAUM LEONARD M	14,923	5.0000	4,974	15.0000	74,615
2018-05-23	OCSL	TANNENBAUM LEONARD M	100	5.0000	33	15.0000	500
2018-05-22	OCSL	TANNENBAUM LEONARD M	100,000	5.0000	33,333	15.0000	500,000
2018-05-21	OCSL	TANNENBAUM LEONARD M	23,868	5.0000	7,956	15.0000	119,340
2017-10-19	OCSL	TANNENBAUM LEONARD M	971,807	5.5600	323,936	16.6800	5,403,247
2017-10-19	OCSL	TANNENBAUM LEONARD M	437,799	5.5600	145,933	16.6800	2,434,162
2016-12-23	FSC	TANNENBAUM LEONARD M	900	5.5500	900	5.5500	4,995
2016-12-21	FSC	TANNENBAUM LEONARD M	4,580	5.5500	4,580	5.5500	25,419
2016-12-20	FSC	TANNENBAUM LEONARD M	6,025	5.5525	6,025	5.5525	33,454
2016-12-13	FSC	TANNENBAUM LEONARD M	46,583	5.5600	46,583	5.5600	259,001
2016-12-13	FSC	TANNENBAUM LEONARD M	46,583	5.5600	46,583	5.5600	259,001
2016-12-12	FSC	TANNENBAUM LEONARD M	34,201	5.6100	34,201	5.6100	191,868
2016-12-12	FSC	TANNENBAUM LEONARD M	34,201	5.6100	34,201	5.6100	191,868
2016-12-09	FSC	TANNENBAUM LEONARD M	50,000	5.5700	50,000	5.5700	278,500
2016-12-08	FSC	TANNENBAUM LEONARD M	100,000	5.5600	100,000	5.5600	556,000