Statistik Asas
| CIK | 879911 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Applied Energetics, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
| August 15, 2025 |
Applied Energetics CEO Issues Letter to Shareholders Exhibit 99.1 Applied Energetics CEO Issues Letter to Shareholders Tucson, Ariz. – August 14, 2025 — Applied Energetics, Inc. (OTCQB: AERG), a leader in ultrashort pulse directed energy and optical technologies, issued a letter to shareholders from Chris Donaghey, the President and Chief Executive Officer of Applied Energetics. Dear Shareholders, The first half of 2025 has been a period of strategi |
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| August 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) August 14, 2025 APPLIED ENERGETICS, INC. |
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| August 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2025 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-14015 APPLIED ENERGETICS, IN |
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| August 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary proxy statement. ☐ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ☒ Definitive proxy sta |
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| June 9, 2025 |
Exhibit 99.1 Applied Energetics, Inc. Applied Energetics Announces New Board Appointments Chris Donaghey, CEO, elected to the Board Scott Andrews, new independent director, brings significant expertise in finance, operations and business development Tucson, AZ – June 5, 2025 – Applied Energetics, Inc. (OTCQB: AERG), a leader in ultrashort pulse directed energy and laser systems, today announced th |
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| June 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) June 3, 2025 APPLIED ENERGETICS, INC. |
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| May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2025 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-14015 APPLIED ENERGETICS, I |
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| March 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2024 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-14015 Applied Energetics, Inc. (Exa |
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| March 25, 2025 |
Exhibit 99.1 Applied Energetics and Kord Technologies Announce Strategic Collaboration on Advanced Pulsed Laser Development for Kord’s Firefly High Energy Laser Weapon System TUCSON, Ariz., March 25, 2025 – Applied Energetics, Inc. (OTCQB: AERG), a company engaged in the development of advanced optical technologies and pulsed laser systems, has announced that it has moved to the next phase in its |
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| March 25, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) March 25, 2025 APPLIED ENERGETICS, INC. |
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| February 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) February 6, 2025 APPLIED ENERGETICS, INC. |
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| January 15, 2025 |
Exhibit 99 Applied Energetics, Inc. Applied Energetics Announces Completion of $4.8 Million Private Placement Offering Tucson, Ariz., January 15, 2025 – Applied Energetics, Inc. (OTCQB: AERG), a leader in the field of advanced optical technologies and ultrashort pulse laser (USPL) technologies, today announced that it has closed a private placement (the "Private Placement") of 6,405,666 million sh |
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| January 15, 2025 |
Unregistered Sales of Equity Securities, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) January 14, 2025 APPLIED ENERGETICS, INC. |
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| December 2, 2024 |
Employment and Transition Agreement Exhibit 10.2 EMPLOYMENT AND TRANSITION AGREEMENT This Employment and Transition Agreement (“Agreement”), dated as of November 25, 2024, is by and between Applied Energetics, Inc., a Delaware corporation (“Company”), and Gregory J. Quarles, an individual having a principal residence at 4729 E Sunrise Drive, #203, Tucson, AZ 85718 (“Employee”). Employee and Company may each be referred to herein ind |
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| December 2, 2024 |
Executive Employment Agreement Exhibit 10.1 Executive Employment Agreement This Employment Agreement (the “Agreement”) is made and entered into as of November 25, 2024, by and between Christopher Donaghey (the “Executive”), and Applied Energetics, Inc, (the “Company”) (collectively, the “Parties”). RECITALS WHEREAS, Employer is a corporation that specializes in the development and manufacturing of innovative directed energy sol |
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| December 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) November 25, 2024 APPLIED ENERGETICS, INC. |
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| December 2, 2024 |
Exhibit 99 Applied Energetics, Inc Applied Energetics Names Chris Donaghey President and CEO Tucson, Ariz. |
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| November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2024 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-14015 APPLIED ENERGETIC |
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| October 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) October 29, 2024 APPLIED ENERGETICS, INC. |
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| September 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary proxy statement. ☐ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ☒ Definitive proxy sta |
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| August 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2024 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-14015 APPLIED ENERGETICS, IN |
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| July 23, 2024 |
First Amended and Restated By-laws of Applied Energetics, Inc. Exhibit 3.1 FIRST AMENDED AND RESTATED BY-LAWS OF APPLIED ENERGETICS, INC. TABLE OF CONTENTS ARTICLE I OFFICES 1 ARTICLE II MEETINGS OF THE STOCKHOLDERS 1 ARTICLE III BOARD OF DIRECTORS 9 ARTICLE IV OFFICERS 12 ARTICLE V INDEMNIFICATION 14 ARTICLE VI STOCK CERTIFICATES AND THEIR TRANSFER 15 ARTICLE VII GENERAL PROVISIONS 16 ARTICLE VIII AMENDMENTS 17 i FIRST AMENDED AND RESTATED BY-LAWS OF APPLIED |
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| July 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) July 17, 2024 APPLIED ENERGETICS, INC. |
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| July 8, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) July 3, 2024 APPLIED ENERGETICS, INC. |
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| July 8, 2024 |
Exhibit 99.1 Applied Energetics, Inc. Applied Energetics Announces Expansion of its Facilities at University of Arizona Tech Park to Support New Battle Lab and Laser Manufacturing Tucson, Ariz., July 8, 2024 – Applied Energetics, Inc. (OTCQB: AERG), a leader in the advancement of ultrashort pulse laser technologies (USPL), today announced that it has exercised its option to lease more than 5,000 s |
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| May 24, 2024 |
Applied Energetics, Inc. form of Restricted Stock Unit Agreement. Exhibit 4.1 RESTRICTED STOCK UNIT AGREEMENT This Restricted Stock Unit Agreement (this “Agreement”) is made and entered into as of (the “Grant Date”) by and between Applied Energetics, Inc., a Delaware corporation (the “Company”) and (the “Grantee”). WHEREAS, the Company has determined that it is in the best interests of the Company and its stockholders to grant Restricted Stock Units to certain o |
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| May 24, 2024 |
Exhibit 107 CALCULATION OF REGISTRATION FEE TABLES Form S-8 Applied Energetics, Inc. |
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| May 24, 2024 |
As filed with the Securities and Exchange Commission on May 24, 2024 As filed with the Securities and Exchange Commission on May 24, 2024 Registration No. |
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| May 13, 2024 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) May 10, 2024 APPLIED ENERGETICS, INC. |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2024 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-14015 APPLIED ENERGETICS, I |
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| March 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2023 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-14015 Applied Energetics, Inc. (Exa |
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| March 26, 2024 |
Exhibit 19 APPLIED ENERGETICS, INC. INSIDER TRADING POLICY This Insider Trading Policy (the “Policy”) provides guidelines to all employees, officers and certain consultants of Applied Energetics, Inc. (the “Company”) as well as members of the Company’s Board of Directors (the “Directors”) with respect to transactions in the Company’s securities and codifies the Company’s standards on trading of se |
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| March 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) March 12, 2024 APPLIED ENERGETICS, INC. |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2023 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-14015 APPLIED ENERGETIC |
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| October 30, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) October 26, 2023 APPLIED ENERGETICS, INC. |
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| September 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary proxy statement. ☐ Confidential, for use o |
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| August 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) August 23, 2023 APPLIED ENERGETICS, INC. |
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| August 28, 2023 |
Exhibit 99.1 Applied Energetics Awarded $1.99 Million Multi-Year Contract with the Office of Naval Research Tucson, Ariz., August 28, 2023 – Applied Energetics, Inc. (OTCQB: AERG), a leader in the advancement of ultrashort pulse laser (USPL) technologies announced today that it has been awarded a $1.99 million, two-year contract from the Department of the Navy, Office of Naval Research (ONR), to d |
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| August 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2023 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-14015 APPLIED ENERGETICS, IN |
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| July 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) July 18, 2023 APPLIED ENERGETICS, INC. |
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| July 20, 2023 |
TEXT OF SEGMENT ON KOLD-TUCSON (13 NEWS) Exhibit 99.2 TEXT OF SEGMENT ON KOLD-TUCSON (13 NEWS) By Andres Rendon Published: Jul. 18, 2023 at 8:26 PM MDT|Updated: 21 hours ago TUCSON, Ariz. (13 News) - Founded in 2002 as Ionatron Inc., the expansion of Applied Energetics marks another milestone in the company’s history, and they don’t have to look far for extra space. The company is moving right across the hall, adding more than 8,000 squa |
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| July 20, 2023 |
Exhibit 99.1 1 SUMMER 2023 Company Presentation Copyright © 2023 Applied Energetics, Inc. All rights reserved. Trademarks are the property of their respective owners. 2 This document is not, and nothing in it should be construed as, an offer, invitation, or recommendation in respect of the sec uri ties of Applied Energetics, Inc. or a solicitation of an offer to buy such securities in any jurisdic |
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| June 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (AMENDMENT NO. |
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| June 26, 2023 |
First Amendment to Lease Agreement. Exhibit 10.1 FIRST AMENDMENT TO LEASE (CRC-Applied Energetics) THIS AMENDMENT is made as of June 7, 2023 by CAMPUS RESEARCH CORPORATION, an Arizona corporation (“Landlord”), and APPLIED ENERGETICS, INC., a Delaware corporation (“Tenant”), to the Lease Agreement between them dated March 15, 2021 (the “Lease”). Defined terms in the Lease mean the same in this Amendment unless otherwise stated. 1. Te |
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| June 22, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) June 15, 2023 APPLIED ENERGETICS, INC. |
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| June 22, 2023 |
First Amendment to Lease Agreement. Exhibit 10.1 FIRST AMENDMENT TO LEASE This FIRST AMENDMENT TO LEASE is made as of July 30, 2007, by and between the Arizona Board of Regents for and on behalf of the University of Arizona (“Lessor”) and Campus Research Corporation, an Arizona nonprofit corporation formerly known as Rita Road Campus Corporation (“Lessee”). Recitals: A. Lessor and Lessee (then known as Rita Road Campus Corporation) |
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| June 22, 2023 |
Applied Energetics Announces Expansion of its Tucson Headquarters at UA Tech Park Exhibit 99.1 Applied Energetics Announces Expansion of its Tucson Headquarters at UA Tech Park Tucson, Ariz., June 22, 2023 – Applied Energetics, Inc. OTCQB: AERG), a leader in the advancement of ultrashort pulse laser technologies (USPL) announced today plans for the expansion of its capabilities and footprint at its Tucson headquarters’ facility with a new approximately 8,300 square feet facilit |
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| June 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) June 5, 2023 APPLIED ENERGETICS, INC. |
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| June 5, 2023 |
Exhibit 99.1 Applied Energetics, Inc. Applied Energetics Awarded $1.148 Million Phase II Small Business Technology Transfer Contract by the U.S. Army for Ultra-Broadband IRCM Source Development New contract funds ongoing development and testing of the Company’s Infrared Countermeasure capabilities to disrupt electro-optic sensors. Phase II contract will be performed in collaboration with our unive |
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| May 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 on Date of report (Date of earliest event reported) May 15, 2023 APPLIED ENERGETICS, INC. |
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| May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2023 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-14015 APPLIED ENERGETICS, I |
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| May 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 on Date of report (Date of earliest event reported) May 1, 2023 APPLIED ENERGETICS, INC. |
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| May 5, 2023 |
Exhibit 10.1 Executive Employment Agreement This Executive Employment Agreement (the “Agreement”) is made and entered into as of May 1, 2023, by and between Stephen W. McCahon (the “Executive”), and Applied Energetics, Inc, (the “Company”) (collectively, the “Parties”). RECITALS WHEREAS, the Company is a corporation that specializes in the development and manufacturing of innovative directed energ |
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| March 30, 2023 |
Exhibit 4.2 DESCRIPTION OF SECURITIES The following description of our capital stock being registered herein is a summary only and is qualified in its entirety by reference to our Certificate of Incorporation, as amended, and By-laws, which are included as Exhibits 3.1 through 3.7 of the Company’s Annual Report on Form 10-K (incorporating such documents by reference to prior reports on file with t |
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| March 30, 2023 |
Exhibit 10.10 Executive Employment Agreement This Employment Agreement (the “Agreement”) is made and entered into as of December 31, 2021, by and between Mary P. O’Hara (the “Executive”), and Applied Energetics, Inc, (the “Company”) (collectively, the “Parties”). RECITALS WHEREAS, Employer is a corporation that specializes in the development and manufacturing of innovative directed energy solution |
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| March 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2022 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-14015 Applied Energetics, Inc. (Exa |
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| February 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) February 1, 2023 APPLIED ENERGETICS, INC. |
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| January 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) January 17, 2023 APPLIED ENERGETICS, INC. |
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| December 8, 2022 |
Applied Energetics Announces Completion of $6.586 Million Private Placement of Common Stock Exhibit 99.1 Applied Energetics Announces Completion of $6.586 Million Private Placement of Common Stock New capital to accelerate development of ultrashort pulse laser directed energy solutions TUCSON, AZ - ACCESSWIRE - December 8, 2022 - Applied Energetics, Inc. (OTCQB:AERG), (?Applied Energetics? or the ?Company?), a leader in the advancement of ultrashort pulse laser (USPLTM) solutions, today |
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| December 8, 2022 |
Unregistered Sales of Equity Securities, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) December 7, 2022 APPLIED ENERGETICS, INC. |
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| December 5, 2022 |
Exhibit 4.1 RESTRICTED STOCK UNIT AGREEMENT This Restricted Stock Unit Agreement (this ?Agreement?) is made and entered into as of November 29, 2022 (the ?Grant Date?) by and between Applied Energetics, Inc., a Delaware corporation (the ?Company?) and Gregory J. Quarles (the ?Grantee?). WHEREAS, the Company has determined that it is in the best interests of the Company and its stockholders to gran |
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| December 5, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) November 29, 2022 APPLIED ENERGETICS, INC. |
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| December 5, 2022 |
Exhibit 10.1 THIRD AMENDMENT TO EXECUTIVE EMPLOYMENT AGREEMENT This Third Amendment to Executive Employment Agreement, dated as of November 29, 2022 (this ?Amendment?), is entered into by and between Applied Energetics, Inc., a Delaware limited liability company (the ?Company?), and Gregory J. Quarles, its President and Chief Executive Officer ?Quarles?). WHEREAS, Quarles is employed by the Compan |
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| November 18, 2022 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 on Date of report (Date of earliest event reported) November 14, 2022 APPLIED ENERGETICS, INC. |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2022 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-14015 APPLIED ENERGETIC |
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| September 29, 2022 |
Applied Energetics, Inc. Applied Energetics Appoints Kevin Gunde, PhD, to its Advisory Board Exhibit 99.1 Applied Energetics, Inc. Applied Energetics Appoints Kevin Gunde, PhD, to its Advisory Board Dr. Gunde brings extensive knowledge in the areas of defense, security and advanced technologies. Tucson, Ariz., September 28, 2022 ? Applied Energetics, Inc. (OTCQB: AERG), a leader in ultrashort pulse laser technology, announced today that Kevin Gunde, PhD, has joined the company?s Advisory |
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| September 29, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) September 28, 2022 APPLIED ENERGETICS, INC. |
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| September 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary proxy statement. ? Confidential, for use o |
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| August 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2022 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-14015 APPLIED ENERGETICS, IN |
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| July 18, 2022 |
Applied Energetics Appoints Chris Donaghey Chief Financial Officer and Chief Operating Officer Exhibit 99.1 Applied Energetics, Inc. Applied Energetics Appoints Chris Donaghey Chief Financial Officer and Chief Operating Officer Tucson, Ariz., July 18, 2022 ? Applied Energetics, Inc. (OTCQB: AERG), a leader in ultrashort pulse laser technology, announced today that Chris Donaghey has been appointed Chief Financial Officer and Chief Operating Officer, effective August 1, 2022. In this role, D |
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| July 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 on Date of report (Date of earliest event reported) July 13, 2022 APPLIED ENERGETICS, INC. |
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| July 18, 2022 |
Exhibit 10.1 Executive Employment Agreement This Employment Agreement (the ?Agreement?) is made and entered into as of July 13, 2022, by and between Christopher Donaghey (the ?Executive?), and Applied Energetics, Inc, (the ?Company?) (collectively, the ?Parties?). RECITALS WHEREAS, Employer is a corporation that specializes in the development and manufacturing of innovative directed energy solutio |
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| July 18, 2022 |
Exhibit 4.1 RESTRICTED STOCK UNIT AGREEMENT This Restricted Stock Unit Agreement (this ?Agreement?) is made and entered into as of July 13, 2022 (the ?Grant Date?) by and between Applied Energetics, Inc., a Delaware corporation (the ?Company?) and Christopher Donaghey (the ?Grantee?). WHEREAS, the Company has determined that it is in the best interests of the Company and its stockholders to grant |
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| June 21, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) June 20, 2022 APPLIED ENERGETICS, INC. |
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| June 21, 2022 |
Exhibit 99.1 Applied Energetics Awarded Phase I Small Business Technology Transfer Contract by U.S. Army for Directed Energy System Development Tucson, Ariz., June 21, 2022 ? Applied Energetics, Inc. (OTCQB: AERG), a leader in ultrashort pulse laser technology, is pleased to provide additional details on its $172,000 Phase I Small Business Technology Transfer (STTR) contract with the U.S. Army for |
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| June 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) June 2, 2022 APPLIED ENERGETICS, INC. |
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| June 1, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) May 31, 2022 APPLIED ENERGETICS, INC. |
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| June 1, 2022 |
Exhibit 99.1 Applied Energetics Awarded Multi-Year Grant with the Office of Naval Research Company to Develop an Ultrashort Pulse Laser System Capable of Defeating U.S Marine Corps-Specified Threats Tucson, Ariz., June 1, 2022 ? Applied Energetics, Inc. (OTCQB: AERG), today announced that it has been awarded a $3.89 million, two-year grant from the Department of the Navy, Office of Naval Research |
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| May 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) May 23, 2022 APPLIED ENERGETICS, INC. |
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| May 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2022 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-14015 APPLIED ENERGETICS, I |
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| April 4, 2022 |
Exhibit 99 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK APPLIED ENERGETICS, INC. |
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| April 4, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) March 30, 2022 APPLIED ENERGETICS, INC. |
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| March 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2021 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-14015 Applied Energetics, Inc. (Exa |
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| March 31, 2022 |
Exhibit 23.1 INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM’S CONSENT We consent to the incorporation by reference in Applied Energetics, Inc.’s Registrations Statements as follows: (1) Registration Statements on Form S-3 (File nos. 333-260037, 333-259413, and 333-256976) (2) Registration Statements on Form S-8 (File nos. 333-261581) of our report dated March 30, 2022, with respect to our audits of |
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| February 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) Applied Energetics, Inc. (Name of Issuer) Common Stock, $.001 par value (Title of Class of Securities) 03819M106 (CUSIP Number) Stephen W McCahon 9401 E. Placita Lila, Tucson AZ 85749 (520) 904-1007 (Name, Address and Telephone of Person Authorized to Rec |
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| January 19, 2022 |
Applied Energetics Announces Appointment of General Counsel and Other Corporate Developments Exhibit 99 Applied Energetics Announces Appointment of General Counsel and Other Corporate Developments Applied Energetics, Inc. |
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| January 19, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) January 12, 2022 APPLIED ENERGETICS, INC. |
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| January 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) January 1, 2022 APPLIED ENERGETICS, INC. |
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| December 10, 2021 |
Exhibit 4.2 CONSULTING AGREEMENT This CONSULTING AGREEMENT (?Agreement?), dated as of April 24, 2020, by and between APPLIED ENERGETICS, INC., a Delaware corporation, having an address at 2480 W Ruthrauff Road, Suite 140 Q, Tucson, Arizona 85705 (the ?Company?), TMC Financial Services, LLC and Stephen McCommon, an individual having an address at (collectively, the ?Consultant?). The Company and Co |
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| December 10, 2021 |
Form of Option Grant Agreement (performance vesting) Exhibit 4.6 APPLIED ENERGETICS, INC PERFORMANCE STOCK OPTION GRANT AGREEMENT This STOCK OPTION GRANT AGREEMENT (this ?Grant?) is made as of the day of (the ?Grant Date?) by and between Applied Energetics (the ?Company?), a Delaware corporation, having a principal place of business in Tucson, AZ, and (the ?Holder and Consultant?) residing at . 1. Grant of Option. The Company, pursuant to a Consulti |
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| December 10, 2021 |
As filed with the Securities and Exchange Commission on December 10, 2021 As filed with the Securities and Exchange Commission on December 10, 2021 Registration No. |
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| December 10, 2021 |
Form of Option Grant Agreement (time vesting) Exhibit 4.7 APPLIED ENERGETICS, INC STOCK OPTION GRANT AGREEMENT This STOCK OPTION GRANT AGREEMENT (this "Grant") is made as of the day of (the "Grant Date") by and between Applied Energetics (the "Company"), a Delaware corporation, having a principal place of business in Tucson, AZ, and (the "Holder and Consultant") residing atl . 1. Grant of Option. The Company, pursuant to a Consulting Agreemen |
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| November 17, 2021 |
APPLIED ENERGETICS, INC. 9070 S Rita Road, #1500 Tucson, AZ 85747 APPLIED ENERGETICS, INC. 9070 S Rita Road, #1500 Tucson, AZ 85747 November 17, 2021 Division of Corporation Finance United States Securities and Exchange Commission 100 F. Street N.E. Washington, D.C. 20549 Re: Acceleration of Effective Date Applied Energetics, Inc./Registration on Form S-3/File No. 333-260037 Ladies and Gentlemen: Pursuant Rule 461 of the Securities Act of 1933, as amended (the ? |
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| November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2021 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-14015 APPLIED ENERGETIC |
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| November 1, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) October 27, 2021 APPLIED ENERGETICS, INC. |
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| October 5, 2021 |
As filed with the Securities and Exchange Commission on October 4, 2021 As filed with the Securities and Exchange Commission on October 4, 2021 Registration No. |
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| September 28, 2021 |
Applied Energetics, Inc. 4,054,667 Shares of Common Stock Pursuant to Rule 424(b)(3) File No. 333-259413 PROSPECTUS Applied Energetics, Inc. 4,054,667 Shares of Common Stock This prospectus relates to the resale of up to an aggregate of 4,054,667 outstanding shares of common stock, par value $0.001 per share, of Applied Energetics, Inc. to be sold by selling stockholders named herein (whom we refer to as the ?Selling Stockholders?). Each of the Selling S |
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| September 21, 2021 |
APPLIED ENERGETICS, INC. 9070 S Rita Road, #1500 Tucson, AZ 85747 APPLIED ENERGETICS, INC. 9070 S Rita Road, #1500 Tucson, AZ 85747 September 21, 2021 Division of Corporation Finance United States Securities and Exchange Commission 100 F. Street N.E. Washington, D.C. 20549 Re: Acceleration of Effective Date Applied Energetics, Inc./Registration on Form S-3/File No. 333-259413 Ladies and Gentlemen: Pursuant Rule 461 of the Securities Act of 1933, we hereby reques |
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| September 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary proxy statement. ? Confidential, for use o |
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| September 9, 2021 |
As filed with the Securities and Exchange Commission on September 9, 2021 As filed with the Securities and Exchange Commission on September 9, 2021 Registration No. |
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| August 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 on Date of report (Date of earliest event reported) August 20, 2021 APPLIED ENERGETICS, INC. |
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| August 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2021 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-14015 APPLIED ENERGETICS, IN |
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| July 23, 2021 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 on Date of report (Date of earliest event reported) July 22, 2021 APPLIED ENERGETICS, INC. |
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| July 19, 2021 |
Applied Energetics, Inc. 10,006,250 Shares of Common Stock Pursuant to Rule 424(b)(3) File No. 333-256976 PROSPECTUS Applied Energetics, Inc. 10,006,250 Shares of Common Stock This prospectus relates to the resale of up to an aggregate of 10,006,250 outstanding shares of common stock, par value $0.001 per share, of Applied Energetics, Inc. to be sold by selling stockholders named herein (whom we refer to as the ?Selling Stockholders?). Each of the Selling |
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| July 14, 2021 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 on Date of report (Date of earliest event reported) July 9, 2021 APPLIED ENERGETICS, INC. |
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| June 21, 2021 |
APPLIED ENERGETICS, INC. 9070 S Rita Road, #1500 Tucson, AZ 85747 CORRESP 1 filename1.htm APPLIED ENERGETICS, INC. 9070 S Rita Road, #1500 Tucson, AZ 85747 June 21, 2021 Division of Corporation Finance United States Securities and Exchange Commission 100 F. Street N.E. Washington, D.C. 20549 Re: Acceleration of Effective Date Applied Energetics, Inc./Registration on Form S-3/File No. 333-256976 Ladies and Gentlemen: Pursuant Rule 461 of the Securities Act of 193 |
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| June 10, 2021 |
As filed with the Securities and Exchange Commission on June 10, 2021 As filed with the Securities and Exchange Commission on June 10, 2021 Registration No. |
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| June 4, 2021 |
Applied Energetics, Inc. 41,133,333 Shares of Common Stock Pursuant to Rule 424(b)(3) File No. 333-231885 PROSPECTUS Applied Energetics, Inc. 41,133,333 Shares of Common Stock This prospectus relates to the resale of up to an aggregate of 41,133,333 outstanding shares of common stock, par value $0.001 per share, of Applied Energetics, Inc. to be sold by selling stockholders named herein (whom we refer to as the ?Selling Stockholders?). Each of the Selling |
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| May 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2021 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-14015 APPLIED ENERGETICS, I |
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| April 27, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 on Date of report (Date of earliest event reported) April 21, 2021 APPLIED ENERGETICS, INC. |
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| April 27, 2021 |
Exhibit 10.1 FIRST AMENDMENT TO MASTER SERVICES AGREEMENT This First Amendment to Master Services Agreement, dated as of April 21, 2021 (this ?Amendment?), is entered into by and between Applied Energetics, Inc., a Delaware limited liability company (the ?Company? or ?AERG?), and Westpark Advisors, LLC ?Westpark Advisors?). WHEREAS, the Company has engaged Westpark Advisors to perform certain serv |
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| April 21, 2021 |
- POST-EFFECTIVE AMENDMENT NO. 2 TO FORM S-3 As filed with the Securities and Exchange Commission on April 21, 2021 Registration No. |
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| April 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2020 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-14015 Applied Energetics, Inc. (Exa |
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| April 1, 2021 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0058 Washington, DC 20549 Expires: April 30, 2012 Estimated average burden hours per response 2. |
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| March 18, 2021 |
- POST-EFFECTIVE AMENDMENT NO.1 TO FORM S-3 As filed with the Securities and Exchange Commission on March 18, 2021 Registration No. |
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| March 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) March 15, 2021 APPLIED ENERGETICS, INC. |
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| March 17, 2021 |
Exhibit 10.1 LEASE AGREEMENT between CAMPUS RESEARCH CORPORATION, as Landlord and APPLIED ENERGETICS, INC., as Tenant for Suite 1500 in Building 9070 TABLE OF CONTENTS 1. Premises. 5 2. Term. 5 3. Rent. 5 4. Project Operation Agreement. 8 5. Landlord Services. 9 6. Alterations. 9 7. Use of Premises; Compliance with Laws; Conduct. 10 8. Environmental Matters. 11 9. Relocation. 11 10. Reporting Requ |
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| March 17, 2021 |
Applied Energetics Announces Relocation of Corporate Headquarters to UA Tech Park Exhibit 99.1 Applied Energetics, Inc. Applied Energetics Announces Relocation of Corporate Headquarters to UA Tech Park Tucson, AZ, March 17, 2021 ? Applied Energetics, Inc. (OTCQB: AERG), today announced that it will relocate its corporate headquarters to UA Tech Park, a research and technology park owned and operated by the University of Arizona. The new strategic location will support the Compa |
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| February 9, 2021 |
Unregistered Sales of Equity Securities - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 on Date of report (Date of earliest event reported) February 8, 2021 APPLIED ENERGETICS, INC. |
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| February 3, 2021 |
Unregistered Sales of Equity Securities - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 on Date of report (Date of earliest event reported) February 2, 2021 APPLIED ENERGETICS, INC. |
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| February 2, 2021 |
Applied Energetics, Inc. 26,888,174 Shares of Common Stock Pursuant to Rule 424(b)(3) File No. 333-252306 PROSPECTUS Applied Energetics, Inc. 26,888,174 Shares of Common Stock This prospectus relates to the resale by selling stockholders named herein (whom we refer to as the “Selling Stockholders”) of up to an aggregate of 26,888,174 outstanding shares of common stock, par value $0.001 per share, of Applied Energetics, Inc. Each of the Selling Stockholder |
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| January 28, 2021 |
SEC File No. 333-252306 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT Applied Energetics, Inc. (Exact name of registrant as specified in its charter) Delaware 3812 77-0262908 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (I. |
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| January 27, 2021 |
APPLIED ENERGETICS, INC. 2480 W Ruthrauff Road, Suite 140Q Tucson, AZ 85705 January 27, 2021 Division of Corporation Finance United States Securities and Exchange Commission 100 F. Street N.E. Washington, D.C. 20549 Re: Acceleration of Effective Date Applied Energetics, Inc./Registration on Form S-1/File No. 333-252306 Ladies and Gentlemen: Pursuant Rule 461 of the Securities Act of 1933, we hereb |
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| January 21, 2021 |
Registration Statement - REGISTRATION STATEMENT SEC File No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT Applied Energetics, Inc. (Exact name of registrant as specified in its charter) Delaware 3812 77-0262908 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (I.R.S. Employer Identificat |
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| January 7, 2021 |
Entry into a Material Definitive Agreement - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) January 1, 2021 APPLIED ENERGETICS, INC. |
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| November 16, 2020 |
Exhibit 10.2 CONFIDENTIAL SETTLEMENT AGREEMENT AND RELEASE OF CLAIMS THIS CONFIDENTIAL SETTLEMENT AGREEMENT AND RELEASE OF CLAIMS is made on this 2nd day of October, 2020 by and between Applied Energetics, Inc. a Delaware Corporation, (“APPLIED ENERGETICS”) and Stein Riso Mantel McDonough, LLP, (now known as Mantel McDonough Riso, LLP) a New York Limited Liability Partnership (“STEIN RISO”), (coll |
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| November 16, 2020 |
Exhibit 10.1 CONFIDENTIAL CONFIDENTIAL SETTLEMENT AGREEMENT AND RELEASE This Confidential Settlement Agreement and Release (“Settlement Agreement”) is entered into as of September 24, 2020 (“Effective Date”), by and among Applied Energetics, Inc. (“AE”), George Farley (“Farley”), and AnneMarieCo. LLC (“AMC” and together with AE and Farley, “Parties”). WHEREAS, in February 2016, while the sole dire |
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| November 16, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2020 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-14015 APPLIED ENERGETIC |
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| November 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) on November 5, 2020 APPLIED ENERGETICS, INC. |
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| November 12, 2020 |
Exhibit 99.1 Applied Energetics Announces Repayment of Debt and Conversion of Promissory Notes Outstanding into Common Stock Tucson, AZ, November 12, 2020 – Applied Energetics, Inc. (OTCQB: AERG), today announced that effective November 5, 2020, the company and the holders agreed to convert all outstanding principal and interest outstanding on its 2020 10% Promissory Notes into shares of the compa |
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| October 6, 2020 |
Entry into a Material Definitive Agreement, Other Events - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) October 2, 2020 APPLIED ENERGETICS, INC. |
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| September 29, 2020 |
AERG / Applied Energetics, Inc. / McFadden Kevin - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 Applied Energetics, Inc. (Name of Issuer) Common Stock, par value, $0.001 per share (Title of Class of Securities) 03819M 10 6 (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☐ Rule 13d-1(b) ☒ Rule 13d-1(c) ☐ Rule 13 |
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| September 29, 2020 |
Entry into a Material Definitive Agreement, Other Events - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) September 24, 2020 APPLIED ENERGETICS, INC. |
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| September 15, 2020 |
- REGISTRATION WITHDRAWAL REQUEST APPLIED ENERGETICS, INC. 2480 W Ruthrauff Road, Suite 140 Q Tucson, Arizona 85705 September 14, 2020 Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Applied Energetics, Inc. Registration Statement on Form S-1 (Registration No. 333-237916) Ladies and Gentlemen: Pursuant to Rule 477 promulgated under the Securities Act of 1933, as amende |
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| September 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) September 8, 2020 APPLIED ENERGETICS, INC. |
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| September 3, 2020 |
Exhibit 4.2 THIS NOTE AND ANY SECURITIES INTO WHICH IT MAY BE CONVERTED HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS AND MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT OR SUCH LAWS COVERING THE TRANSFER OR AN OPINION OF COUNSEL SATISFACTORY T |
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| September 3, 2020 |
Form of Purchase Agreement for 10% Promissory Notes Exhibit 4.1 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”), is made as of the day of , 2020 by and among Applied Energetics, Inc, a Delaware corporation (the “Company”), and , an individual residing at (the “Purchaser”). The parties hereby agree as follows: 1. Purchase and Sale of Notes. 1.1 Sale and Issuance of Notes. The Company has authorized the sale and is |
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| September 3, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) August 31, 2020 APPLIED ENERGETICS, INC. |
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| September 2, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) September 1, 2020 APPLIED ENERGETICS, INC. |
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| August 13, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2020 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-14015 APPLIED ENERGETICS, IN |
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| August 5, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) August 3, 2020 APPLIED ENERGETICS, INC. |
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| June 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) June 8, 2020 APPLIED ENERGETICS, INC. |
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| June 4, 2020 |
8-K 1 ea122653-8kappliedenerge.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) May 31, 2020 APPLIED ENERGETICS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of In |
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| May 15, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2020 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-14015 APPLIED ENERGETICS, I |
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| May 7, 2020 |
APPLIED ENERGETICS, INC. 2480 W Ruthrauff Road, Suite 140Q Tucson, AZ 85705 May 7, 2020 Division of Corporation Finance United States Securities and Exchange Commission 100 F. Street N.E. Washington, D.C. 20549 Re: Acceleration of Effective Date Applied Energetics, Inc./Registration on Form S-1/File No. 333-237916 Ladies and Gentlemen: Pursuant Rule 461 of the Securities Act of 1933, we hereby req |
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| May 7, 2020 |
SEC File No. 333-237916 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT Applied Energetics, Inc. (Exact name of registrant as specified in its charter) Delaware 3812 77-0262908 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (I. |
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| April 30, 2020 |
Registration Statement - REGISTRATION STATEMENT SEC File No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT Applied Energetics, Inc. (Exact name of registrant as specified in its charter) Delaware 3812 77-0262908 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (I.R.S. Employer Identificat |
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| April 3, 2020 |
AERG / Applied Energetics, Inc. 10-K - Annual Report - ANNUAL REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2019 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-14015 Applied Energetics, Inc. (Exa |
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| April 3, 2020 |
Exhibit 10.8 |
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| March 31, 2020 |
AERG / Applied Energetics, Inc. NT 10-K - - NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 OMB APPROVAL OMB Number: 3235-0058 Expires: April 30, 2012 Estimated average burden hours per response . |
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| March 10, 2020 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) March 4, 2020 APPLIED ENERGETICS, INC. |
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| January 6, 2020 |
Exhibit 99.1 Applied Energetics, Inc. Applied Energetics Selected for Directed Energy Systems Award of Phase I Army Small Business Technology Transfer Program Tucson, AZ, December 26, 2019 – Applied Energetics, Inc. (OTCQB: AERG), today announced that the Company has received notice from the Army that it has been competitively selected for award of a Phase I Small Business Technology Transfer (STT |
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| January 6, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) December 26, 2019 APPLIED ENERGETICS, INC. |
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| November 19, 2019 |
AERG / Applied Energetics, Inc. 10-Q - Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2019 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-14015 APPLIED ENERGETIC |
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| November 14, 2019 |
AERG / Applied Energetics, Inc. NT 10-Q - - NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 OMB APPROVAL OMB Number: 3235-0058 Expires: April 30, 2012 Estimated average burden hours per response . |
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| November 8, 2019 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) November 4, 2019 APPLIED ENERGETICS, INC. |
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| November 8, 2019 |
Presentation for Fourth Quarter 2019 Exhibit 99.1 |
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| October 31, 2019 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) October 30, 2019 APPLIED ENERGETICS, INC. |
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| October 31, 2019 |
Applied Energetics, Inc. Applied Energetics Announces Results of 2019 Annual Shareholder Meeting Exhibit 99.1 Applied Energetics, Inc. Applied Energetics Announces Results of 2019 Annual Shareholder Meeting Tucson, AZ, October 31, 2019 – The Board of Directors of Applied Energetics, Inc. (OTCQB: AERG), announced the results of shareholder voting that took place during the company’s 2019 annual meeting held on October 30, 2019. Applied Energetics is pleased to announce that it has received sha |
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| October 7, 2019 |
AERG / Applied Energetics, Inc. 10-Q/A - Quarterly Report - AMENDMENT NO. 1 TO FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q/A (Amendment No. |
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| October 7, 2019 |
AERG / Applied Energetics, Inc. 10-K/A - Annual Report - AMENDMENT NO. 1 TO FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K/A (Amendment No. |
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| September 19, 2019 |
AERG / Applied Energetics, Inc. DEF 14A - - DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary proxy statement. ☐ Confidential, for use o |
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| September 19, 2019 |
Applied Energetics, Inc. 48,725,534 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-231885 PROSPECTUS Applied Energetics, Inc. 48,725,534 Shares of Common Stock This prospectus relates to the resale of up to an aggregate of 48,725,534 outstanding shares of common stock, par value $0.001 per share, of Applied Energetics, Inc. to be sold by selling stockholders named herein (whom we refer to as the “Selling Stockholders”). Each |
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| August 14, 2019 |
AERG / Applied Energetics, Inc. 10-Q - Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2019 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-14015 APPLIED ENERGETICS, IN |
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| July 18, 2019 |
8-K 1 f8k071719bappliedenergetics.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) July 17, 2019 APPLIED ENERGETICS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction o |
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| July 18, 2019 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) July 12, 2019 APPLIED ENERGETICS, INC. |
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| July 18, 2019 |
Exhibit 99.1 Applied Energetics, Inc. Applied Energetics Awarded Multi-Phase Program Contract by Top 10 Global Defense Contractor for Fiber Laser System Tucson, AZ, July 15, 2019 - Applied Energetics, Inc. (OTCQB: AERG), today announced that the Company has been awarded a multi-phase program contract by a top 10 global defense contractor spanning feasibility analysis, proof of principle, initial s |
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| July 16, 2019 |
Exhibit 99.1 Applied Energetics, Inc. Applied Energetics Completes Acquisition of Certain Assets of Applied Optical Sciences Tucson, AZ, July 12, 2019 - Applied Energetics, Inc. (OTCQB: AERG), today announced that the Company has completed the acquisition of certain assets of Applied Optical Sciences, Inc. (“AOS”), an innovator in developing technologies and intellectual property related to the ap |
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| July 16, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) July 10, 2019 APPLIED ENERGETICS, INC. |
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| July 16, 2019 |
Exhibit 99.1 Tucson Tech: Applied Energetics looks for rebirth in directed-energy field A Tucson-based company that went dormant five years ago after developing directed-energy technologies is looking to resurrect itself —again. Applied Energetics Inc. — perhaps best known for developing a controversial device designed to zap roadside bombs at the height of the war in Afghanistan — has acquired a |
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| July 16, 2019 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) July 14, 2019 APPLIED ENERGETICS, INC. |
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| June 20, 2019 |
AERG / Applied Energetics, Inc. CORRESP - - APPLIED ENERGETICS, INC. 2480 W Ruthrauff Road, Suite 140Q Tucson, AZ 85705 June 19, 2019 Division of Corporation Finance United States Securities and Exchange Commission 100 F. Street N.E. Washington, D.C. 20549 Re: Acceleration of Effective Date Applied Energetics, Inc. Registration on Form S-1/File No. 333-231885 Dear Sir or Madam: Pursuant Rule 461 of the Securities Act of 1933, we hereby requ |
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| June 18, 2019 |
AERG / Applied Energetics, Inc. S-1/A - - AMENDMENT NO. 2 TO FORM S-1 SEC File No. 333-231885 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT Applied Energetics, Inc. (Exact name of registrant as specified in its charter) Delaware 3812 77-0262908 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (I. |
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| June 14, 2019 |
Exhibit 3.7 |
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| June 14, 2019 |
AERG / Applied Energetics, Inc. S-1/A - - AMENDMENT NO.1 TO FORM S-1 SEC File No. 333-231885 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT Applied Energetics, Inc. (Exact name of registrant as specified in its charter) Delaware 3812 77-0262908 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (I. |
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| May 31, 2019 |
Exhibit 10.4 SCIENTIFIC ADVISORY BOARD AGREEMENT THIS SCIENTIFIC ADVISORY BOARD AGREEMENT (this “Agreement”) is effective as of April 30, 2019, (the “Effective Date”) by and between Applied Energetics, Inc., a Delaware corporation having its principal place of business at 2480 W. Ruthrauff Rd., Suite 140Q, Tucson, AZ 85705 (“Company”), and Charles Hale, having a principal address at 17265 Prairie |
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| May 31, 2019 |
Advisory Board Agreement by and between registrant and Christopher Donaghey (Previously filed). Exhibit 10.3 ADVISORY BOARD AGREEMENT THIS ADVISORY BOARD AGREEMENT (this “Agreement”) is effective as of April 30, 2019, (the “Effective Date”) by and between Applied Energetics, Inc., a Delaware corporation having its principal place of business at 2480 W. Ruthrauff Rd., Suite 140Q, Tucson, AZ 85705 (“Company”), and Christopher Donaghey, having a principal address at 207 McLean Pl, Severna Park, |
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| May 31, 2019 |
AERG / Applied Energetics, Inc. S-1 - Registration Statement - S-1 SEC File No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT Applied Energetics, Inc. (Exact name of registrant as specified in its charter) Delaware 3812 77-0262908 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (I.R.S. Employer Identificat |
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| May 31, 2019 |
Exhibit 10.2 EXECUTIVE EMPLOYMENT AGREEMENT This EXECUTIVE EMPLOYMENT AGREEMENT (“Agreement”), dated as of April 18, 2019 (the “Effective Date”), by and between APPLIED ENERGETICS, INC., a Delaware corporation (the “Company”), and Greg Quarles, an individual having an address at (“Quarles”). WITNESSETH: WHEREAS, the Company wishes to retain the services of Quarles as its Chief Executive Officer, a |
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| May 31, 2019 |
Exhibit 99.2 EXECUTION COPY asset PURCHASE AGREEMENT This Asset Purchase Agreement, dated May 24, 2019 (this “Agreement”), is by and between Applied Energetics, Inc., a Delaware corporation (“Buyer”), Applied Optical Sciences, Incorporated, an Arizona corporation (“AOS”) and Stephen W. McCahon, an individual (with AOS, the “Seller”). Seller is engaged in, among other things, the business of perfor |
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| May 31, 2019 |
Exhibit 99.1 EXECUTION COPY CONSULTING AGREEMENT This CONSULTING AGREEMENT (“Agreement”), dated as of May 24, 2019, by and between APPLIED ENERGETICS, INC., a Delaware corporation, having an address at 2480 W Ruthrauff Road, Suite 140 Q, Tucson, Arizona 85705 (the “Company”), and SWM Consulting, LLC, an Arizona limited liability company (the “Consultant”). The Company and Consultant are also refer |
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| May 31, 2019 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) May 24, 2019 APPLIED ENERGETICS, INC. |
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| May 31, 2019 |
Applied Energetics Announces Agreement to Acquire Applied Optical Sciences Exhibit 99.3 Applied Energetics Announces Agreement to Acquire Applied Optical Sciences GlobeNewswire•May 29, 2019 ● ● ● Enhances Applied Energetics’ Technology and Intellectual Property Portfolio ● Complementary Solutions Broaden Position in High Growth Markets ● Strengthens Scientific and Engineering Team ● Expands Role of Applied Energetics Innovative Co-Founder, Dr. Stephen McCahon Tucson, AZ, |
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| May 15, 2019 |
AERG / Applied Energetics, Inc. 10-Q Quarterly Report FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2019 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-14015 APPLIED ENERGETICS, I |
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| May 6, 2019 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) April 30, 2019 APPLIED ENERGETICS, INC. |
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| May 3, 2019 |
Exhibit 99.1 Applied Energetics Announces Appointment of Christopher W. Donaghey as a member of its Board of Advisors Donaghey brings to the company key leadership and enterprise knowledge in the areas of defense, security and advanced technologies. Tucson, AZ., May 2, 2019 - Applied Energetics, Inc. (OTCQB: AERG), announced today it has appointed Christopher “Chris” Donaghey to serve as the first |
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| May 3, 2019 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) April 29, 2019 APPLIED ENERGETICS, INC. |
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| April 23, 2019 |
Exhibit 99.1 Applied Energetics Appoints Gregory J. Quarles, Ph.D. as Chief Executive Officer Dr. Quarles Brings a Successful and Proven Record of Building Value in Advanced Opto-Electronic Companies Tucson, AZ., April 23, 2019 - Applied Energetics, Inc. (OTCQB: AERG), today announced the appointment Gregory J. Quarles, Ph.D. as President, Chief Executive Officer and Board Member, effective May 6, |
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| April 23, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) April 18, 2019 APPLIED ENERGETICS, INC. |
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| April 1, 2019 |
AERG / Applied Energetics, Inc. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2018 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period fromto Commission File Number 001-14015 Applied Energetics, Inc. (Exac |
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| April 1, 2019 |
Exhibit 10.1 APPLIED ENERGETICS, INC. 2018 Incentive Stock Plan THIS APPLIED ENERGETICS, INC. 2018 INCENTIVE STOCK PLAN (the “Plan”) is designed to retain directors, executives and selected employees and consultants and reward them for making major contributions to the success of the Company. These objectives are accomplished by making long-term incentive awards under the Plan thereby providing Pa |
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| February 22, 2019 |
CONSULTING AND ADVISORY SERVICES AGREEMENT Exhibit 99 CONSULTING AND ADVISORY SERVICES AGREEMENT THIS CONSULTING AND ADVISORY SERVICES AGREEMENT (this “Agreement”) is entered into and effective as of the 15th day of February, 2019 (the “Effective Date”), by and between WCCventures, LLC, a Virginia limited liability company having a principal place of business at 5309, Matoaka Road, Richmond, VA 23226 (the “Consultant”) and Applied Energetics Inc. |
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| February 22, 2019 |
Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) February 15, 2019 APPLIED ENERGETICS, INC. |
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| February 11, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) February 8, 2019 APPLIED ENERGETICS, INC. |
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| January 24, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) January 23, 2019 APPLIED ENERGETICS, INC. |
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| November 16, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) November 12, 2018 APPLIED ENERGETICS, INC. |
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| November 15, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) November 11, 2018 APPLIED ENERGETICS, INC. |
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| November 9, 2018 |
AERG / Applied Energetics, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2018 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-14015 APPLIED ENERGETIC |
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| November 8, 2018 |
Mutual Release and Hold Harmless Agreement Exhibit 10.1 MUTUAL RELEASE AND HOLD HARMLESS AGREEMENT THIS Mutual Release and Hold Harmless Agreement is dated this 30th day of October, 2018, by and between GREGORY FETTIG, an individual residing in the state of Colorado (“FETTIG”), 19065 Eagle Ridge Dr. Golden, CO 80401 [Telephone: (720)373-3148], DUFT BORNSEN AND FETTIG, LLP, a Colorado general partnership registered as a limited liability pa |
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| November 8, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) November 1, 2018 APPLIED ENERGETICS, INC. |
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| October 31, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) October 16, 2018 APPLIED ENERGETICS, INC. |
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| September 13, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) September 13, 2018 APPLIED ENERGETICS, INC. |
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| August 13, 2018 |
AERG / Applied Energetics, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2018 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-14015 APPLIED ENERGETICS, IN |
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| August 6, 2018 |
Exhibit 99 Applied Energetics Announces the Death of President and Acting Chief Executive Officer, Thomas C. |
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| August 6, 2018 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 3, 2018 APPLIED ENERGETICS, INC. |
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| July 18, 2018 |
Exhibit 99 Master Services Agreement This Services Agreement (this “Agreement”), dated as of July 16, 2018 (the “Effective Date”), is by and between Westpark Advisors, LLC, a Virginia limited liability company, with offices located at 906 Chancellor St. |
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| July 18, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) July 16, 2018 APPLIED ENERGETICS, INC. |
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| July 9, 2018 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) July 3, 2018 APPLIED ENERGETICS, INC. |
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| May 15, 2018 |
AERG / Applied Energetics, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2018 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-14015 APPLIED ENERGETICS, I |
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| April 17, 2018 |
AERG / Applied Energetics, Inc. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2017 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-14015 Applied Energetics, Inc. (Exa |
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| April 10, 2018 |
8-K 1 s1096108k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) April 9, 2018 APPLIED ENERGETICS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-14015 77 |
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| April 9, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) April 9, 2018 APPLIED ENERGETICS, INC. |
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| April 2, 2018 |
AERG / Applied Energetics, Inc. NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 OMB APPROVAL OMB Number: 3235-0058 Expires: April 30, 2012 Estimated average burden hours per response . |
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| March 15, 2018 |
AERG / Applied Energetics, Inc. POS AM As filed with the Securities and Exchange Commission on March 15, 2018 Registration No. |
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| March 9, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2018 Applied Energetics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-14015 77-0262908 (State or other jurisdiction of incorporation) (Commission |
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| March 2, 2018 |
AERG / Applied Energetics, Inc. DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Consent Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☑ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) ☐ Def |
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| February 28, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) February 28, 2018 APPLIED ENERGETICS, INC. |
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| February 2, 2018 |
AERG / Applied Energetics, Inc. DEFINITIVE CONSENT STATEMENT Blueprint SCHEDULE 14A Consent Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| January 29, 2018 |
AERG / Applied Energetics, Inc. REVISED PRELIMINARY PROXY STATEMENT Blueprint SCHEDULE 14A Consent Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| January 18, 2018 |
SCHEDULE 14A Consent Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| January 16, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) January 8, 2018 APPLIED ENERGETICS, INC. |
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| November 14, 2017 |
AERG / Applied Energetics, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2017 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-14015 APPLIED ENERGETIC |
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| November 8, 2017 |
AERG / Applied Energetics, Inc. ESP November 8, 2017 Division of Corporation Finance United States Securities and Exchange Commission 100 F. |
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| October 31, 2017 |
AERG / Applied Energetics, Inc. ESP October 31, 2017 Via EDGAR Division of Corporation Finance U.S. Securities & Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attn: John Stickel and John Dana Brown Mail Stop 3561 Re: Applied Energetics, Inc. Amendment No. 3 to Registration Statement on Form S-1 Filed September 22, 2017 File No. 333-217513 Ladies and Gentlemen, This letter is in response to the comments of the Securitie |
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| October 31, 2017 |
SEC File No. 333-217513 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 4 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT Applied Energetics, Inc. (Exact name of registrant as specified in its charter) Delaware 3812 77-0262908 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (I. |
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| September 22, 2017 |
Exhibit 99.4 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE |
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| September 22, 2017 |
SEC File No. 333-217513 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 3 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT Applied Energetics, Inc. (Exact name of registrant as specified in its charter) Delaware 3812 77-0262908 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (I. |
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| September 22, 2017 |
Exhibit 99.5 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR |
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| September 20, 2017 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) September 15, 2017 APPLIED ENERGETICS, INC. |
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| September 20, 2017 |
Exhibit 20.1 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE |
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| September 15, 2017 |
September 11, 2017 Via EDGAR Division of Corporation Finance U.S. Securities & Exchange Commission 100 F Street, NE Washington, D.C. 20549 Mail Stop 3561 Attn: John Stickel and John Dana Brown Re: Applied Energetics, Inc. Registration Statement on Form S-1/A Filed August 21, 2017 File No. 333-217513 Ladies and Gentlemen, This letter is in response to the comments of the Securities and Exchange Com |
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| September 15, 2017 |
SEC File No. 333-217513 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT Applied Energetics, Inc. (Exact name of registrant as specified in its charter) Delaware 3812 77-0262908 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (I. |
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| August 21, 2017 |
August 21, 2017 Via Edgar Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Mail Stop 3561 Attn: John Stickel and John Dana Brown Re: Applied Energetics, Inc. Registration Statement on Form S-1 Filed April 27, 2017 File No. 333-217513 Ladies and Gentlemen: This letter is in response to the comments of the Securities and Exchange Commiss |
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| August 21, 2017 |
SEC File No. 333-217513 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT Applied Energetics, Inc. (Exact name of registrant as specified in its charter) Delaware 3812 77-0262908 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (I. |
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| August 18, 2017 |
AERG / Applied Energetics, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2017 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-14015 APPLIED ENERGETICS, IN |
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| August 14, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 OMB APPROVAL OMB Number: 3235-0058 Expires: April 30, 2012 Estimated average burden hours per response . |
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| August 9, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 4, 2017 APPLIED ENERGETICS, INC. |
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| May 15, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2017 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-14015 APPLIED ENERGETICS, I |
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| April 27, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT Applied Energetics, Inc. (Exact name of registrant as specified in its charter) Delaware 3812 77-0262908 (State or other jurisdiction of (Primary Standard Industrial (I.R.S. Employer Identification incorporation or organization) Classification Code Number) Number) 2480 W |
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| April 26, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) April 25, 2017 APPLIED ENERGETICS, INC. |
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| March 31, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2016 ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-14015 Applied Energetics, Inc. (Exa |
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| November 18, 2016 |
EXHIBIT 3.1 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF APPLIED ENERGETICS, INC. - Adopted in accordance with the provisions of Sections 222 and 242 of the General Corporation Law of the State of Delaware - THE UNDERSIGNED, being a duly authorized officer of Applied Energetics, Inc., a corporation existing under the laws of the State of Delaware (the “Corporation”), does hereby cer |
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| November 18, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2016 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-14015 APPLIED ENERGETIC |
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| November 14, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 OMB APPROVAL OMB Number: 3235-0058 Expires: April 30, 2012 Estimated average burden hours per response 2. |
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| August 18, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2016 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-14015 APPLIED ENERGETICS, IN |
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| August 15, 2016 |
Applied Energetics FORM 12B-25 OMB APPROVAL OMB Number: 3235-0058 Expires: April 30, 2012 Estimated average burden hours per response . |
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| August 15, 2016 |
Applied Energetics FORM 12B-25 OMB APPROVAL OMB Number: 3235-0058 Expires: April 30, 2012 Estimated average burden hours per response . |
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| May 5, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2016 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-14015 APPLIED ENERGETICS, I |
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| April 5, 2016 |
APPLIED ENERGETICS, INC. COMMON STOCK SUBSCRIPTION AGREEMENT Exhibit 99.1 APPLIED ENERGETICS, INC. COMMON STOCK SUBSCRIPTION AGREEMENT THE SHARES OF COMMON STOCK SUBSCRIBED FOR HEREIN HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY STATE SECURITIES OR BLUE SKY LAWS AND MAY NOT BE SOLD OR OTHERWISE TRANSFERRED EXCEPT IN COMPLIANCE WITH SUCH LAWS. NEITHER THE SECURITIES AND EXCHANGE COMMISSION NOR ANY STATE SECURITIES COMMISSION |
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| April 5, 2016 |
AERG / Applied Energetics, Inc. / MCCAHON STEPHEN WILLIAM - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Applied Energetics, Inc. (Name of Issuer) COMMON STOCK, $.001 PAR VALUE (Title of Class of Securities) 03819M106 (CUSIP Number) Stephen W McCahon C/O Applied Optical Sciences, 4595 Palo Verde Rd. Suite 517, Tucson, Arizona 85714 (520) 904-1007 (Name, Add |
