ALCO / Alico, Inc. - Pemfailan SEC, Laporan Tahunan, Penyata Proksi

Alico, Inc. Announces Financial Results for the Third Quarter Ended June 30, 2025 Company Completes Final Major Citrus Harvest as Strategic Transformation to Diversified Land Company Continues Company Reports $9.3 Million in Third Quarter Asset Sales

Exhibit 99.1 Alico, Inc. Announces Financial Results for the Third Quarter Ended June 30, 2025 Company Completes Final Major Citrus Harvest as Strategic Transformation to Diversified Land Company Continues Company Reports $9.3 Million in Third Quarter Asset Sales; Exceeding its Land Sales Target Crop Insurance Recovery of $16.0 Million Contributes to Robust $42.1 Million Cash Position and Strong L

Letter Agreement by and between Alico, Inc. and Mitch Hutchcraft, dated July 18, 2025

letteragreementbyandbetw Exhibit 10.2

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended June 30, 2025 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 0-261 ALICO,

Purchase and Sale Agreement, by and between Alico, Inc., 734 LMC Groves, LLC, and Hartford Farms LLC, dated April 22, 2025 (terminated on May 1, 2025)

purchaseandsaleagreement Docusign Envelope ID: 93BCB93E-AE35-482F-88B6-692D922C2243 23814529.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): August 12, 2025 ALICO, INC. (Exac

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): August 12, 2025 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 14, 2025 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 13, 2025 ALICO, INC. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 13, 2025 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 23, 2025 ALICO, INC. (Exact n

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 23, 2025 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended March 31, 2025 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 0-261 ALICO,

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 13, 2025 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S

Alico, Inc. Announces Financial Results for the Second Quarter Ended March 31, 2025 Company Executing Strategic Transformation to Become Diversified Land Company; Concludes the Majority of its Capital Investment on Citrus Operations After Completion

Exhibit 99.1 Alico, Inc. Announces Financial Results for the Second Quarter Ended March 31, 2025 Company Executing Strategic Transformation to Become Diversified Land Company; Concludes the Majority of its Capital Investment on Citrus Operations After Completion of the Fiscal Year 2025 Harvest in April 2025 Company Raises Land Sales Outlook to Potentially Exceed $50 million for Fiscal Year 2025 Ex

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 22, 2025 ALICO, INC. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 22, 2025 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.R

ALICO, INC. UNAUDITED PRO FORMA CONDENSED CONSOLIDATED BALANCE SHEET DECEMBER 31, 2024 (in thousands, except share amounts) Historical (A) Transaction Accounting Adjustments Total Pro Forma ASSETS Current assets: Cash and cash equivalents $ 4,388 $ 4

Exhibit 99.1 THE FOLLOWING UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL INFORMATION IS PRESENTED FOR ILLUSTRATIVE PURPOSES ONLY AND IS NOT NECESSARILY AN INDICATION OF THE FUTURE FINANCIAL POSITION OR RESULTS OF OPERATIONS OF THE COMPANY. Management has prepared the following unaudited pro forma condensed consolidated financial statements, which are based on historical consolidated financi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 21, 2025 ALICO, INC. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 21, 2025 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.R

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 2, 2025 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 31, 2025 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.R

Seventh Amendment to First Amended and Restated Credit Agreement with Metropolitan Life Insurance Company and New England Life Insurance Company dated March 31, 2025.

Exhibit 10.1

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 14, 2025 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.R

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 28, 2025 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (

Alico, Inc. Amended and Restated Stock Incentive Plan of 2015

ALICO, INC. AMENDED AND RESTATED STOCK INCENTIVE PLAN OF 2015 Section 1. Purpose; Definitions The purpose of this Plan is to amend and restate in its entirety the Alico, Inc. Stock Incentive Plan of 2015 and to give the Company a competitive advantage in attracting, retaining and motivating officers, employees, directors and/or consultants and to provide the Company and its Subsidiaries and Affili

Performance-Based Restricted Stock Unit Award Agreement between Alico, Inc., and Mr. Kiernan, dated as of December 23, 2024

Exhibit 10.4

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 12, 2025 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (

Amended and Restated Annual Performance and Long-Term Bonus Agreement between Alico, Inc., and Mr. Kiernan, dated as of December 23, 2024

Exhibit 10.3

Second Amended and Restated Employment Agreement between Alico, Inc. and Mr. Kiernan, dated as of December 23, 2024

Exhibit 10.2

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended December 31, 2024 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 0-261 ALI

Alico, Inc. Announces Financial Results for the First Quarter Ended December 31, 2024 Land Management and Other Operations Revenue Increased 45% Compared to Prior Year Robust Liquidity Position with $73.5 million in Available Credit Facilities and No

Exhibit 99.1 Alico, Inc. Announces Financial Results for the First Quarter Ended December 31, 2024 Land Management and Other Operations Revenue Increased 45% Compared to Prior Year Robust Liquidity Position with $73.5 million in Available Credit Facilities and No Significant Debt Maturities Until 2029 Company Expects to Realize Approximately $20 Million in Land Sales in Fiscal Year 2025 Company Ex

Tropicana Supply Agreement Notice

Exhibit 10.1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, f

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confide

Entry into a Material Definitive Agreement, Costs Associated with Exit or Disposal Activities

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): January 3, 2025 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 23, 2024 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 13, 2024 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (

Alico, Inc. Announces Financial Results for the Fourth Quarter and Fiscal Year Ended September 30, 2024

Exhibit 99.1 Alico, Inc. Announces Financial Results for the Fourth Quarter and Fiscal Year Ended September 30, 2024 Fort Myers, FL, December 2, 2024 - Alico, Inc. (“Alico” or the “Company,” “we,” “us” or “our”) (Nasdaq: ALCO) today announces financial results for the fourth quarter and fiscal year ended September 30, 2024, the highlights of which are as follows: •The Company reports net income at

James Sampel Offer letter, dated December 15, 2015

Ex. 10.29

Sixth Amendment to First Amended and Restated Credit Agreement with Metropolitan Life Insurance

Exhibit 10.16

Alico Insider Trading Compliance Policy

1 US-DOCS\154291463.2 Alico, Inc. Insider Trading Compliance Policy Alico, Inc. (the “Company”) seeks to promote a culture that encourages ethical conduct and a commitment to compliance with the law. We require our personnel to comply at all times with federal laws and regulations governing insider trading. This policy sets forth procedures designed to help comply with these laws and regulations.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K þ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended September 30, 2024 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 0-261 ALICO, INC

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported):December 2, 2024 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 21, 2024 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): September 17, 2024 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number)

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): September 13, 2024 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number)

Fifteenth Amendment and Waiver to Credit Agreement by and among Alico, Inc., Alico-Agri, Ltd., Alico Plant World, L.L.C., Alico Fruit Company, LLC, Alico Land Development Inc., Alico Citrus Nursery, LLC and Rabo Agrifinance LLC (f/k/a Rabo Agrifinance, Inc.) dated June 5, 2024

FIFTEENTH AMENDMENT TO CREDIT AGREEMENT This FIF H AMENDMENT TO CREDIT AGREEMENT (this "Amendment"), is dated as of 2024, by and among ALICO, INC.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): August 5, 2024 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.R

Employment Agreement by and between Alico, Inc. and Mitch Hutchcraft, effective May 28, 2024

EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this "Agreement") is entered into as of the 28th day of May, 2024, by and between Mitch Hutchcraft (the "Executive"), a Texas resident, and Alica, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended June 30, 2024 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 0-261 ALICO,

Letter Agreement by and between Alico, Inc. and Bradley Heine, dated June 3, 2024

1 US-DOCS\147368211.5 SEVERANCE AGREEMENT May 28, 2024 Bradley M. Heine 1069 Silverstrand Drive Naples, FL 34110 Re: Employment Agreement Amendment Dear Brad: This Letter Agreement confirms the understanding reached between you and Alico, Inc., a Florida corporation (the “Company”), regarding the modification of the terms of your employment with the Company to include severance protection in the e

Alico, Inc. Announces Financial Results for the Third Quarter and Nine Months Ended June 30, 2024

Exhibit 99.1 Alico, Inc. Announces Financial Results for the Third Quarter and Nine Months Ended June 30, 2024 Fort Myers, FL, August 5, 2024 - Alico, Inc. (“Alico”, the “Company”, “we”, “us” or “our”) (Nasdaq: ALCO) today announced financial results for the third quarter of fiscal year 2024 and the nine months ended June 30, 2024, the highlights of which are as follows: •The Company previously an

Letter Agreement by and between Alico, Inc. and James Sampel, dated May 28, 2024

May 28, 2024 James Sampel 5386 Quarry Rock Rd Lakeland, FL 33809 Re: Severance Benefits Dear James: SEVERANCE AGREEMENT You are rece1Vmg this letter (this "Letter Agreement") because Alico, Inc.

Tropicana Supply Agreement

1 Certain identified information has been excluded from this exhibit because it is both not material and is the type that the registrant treats as private or confidential.

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 14, 2024 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.

ALCO / Alico, Inc. / GATE CITY CAPITAL MANAGEMENT, LLC Passive Investment

SC 13G/A 1 fp0088695-1sc13ga.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 1 )* ALICO, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 016230104 (CUSIP Number) May 31, 2024

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 5, 2024 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 28, 2024 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 6, 2024 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S.

Alico, Inc. Announces Financial Results for the Second Quarter and Six Months Ended March 31, 2024

Exhibit 99.1 Alico, Inc. Announces Financial Results for the Second Quarter and Six Months Ended March 31, 2024 Fort Myers, FL, May 6, 2024 - Alico, Inc. (“Alico”, the “Company”, “we”, or “our”) (Nasdaq: ALCO) today announces financial results for the second quarter of fiscal year 2024 and the six months ended March 31, 2024, the highlights of which are as follows: •Revenues of $32.1 million for t

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended March 31, 2024 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 0-261 ALICO,

Investor Presentation i n c o r p o r a t e d NASDAQ: ALCO www.alicoinc.com May 2024 Cautionary Note Regarding Forward-Looking Statements This presentation contains forward-looking statements within the meaning of Section 27A of the Securities Act of

Investor Presentation i n c o r p o r a t e d NASDAQ: ALCO www.alicoinc.com May 2024 Cautionary Note Regarding Forward-Looking Statements This presentation contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. Forward-looking statements include, but are not limited to, sta

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 29, 2024 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.R

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 14, 2024 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.R

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 23, 2024 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (

ALCO / Alico, Inc. / SATTERFIELD THOMAS A JR - SC 13G/A Passive Investment

SC 13G/A 1 d759045dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. 3)* Alico, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 016230104 (CUSIP Number) December 31, 2023

ALCO / Alico, Inc. / GATE CITY CAPITAL MANAGEMENT, LLC Passive Investment

SC 13G 1 fp0087071-1sc13g.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. )* ALICO, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 016230104 (CUSIP Number) December 31, 2023

ALCO / Alico, Inc. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment

SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Alico Inc (Name of Issuer) Common Stock (Title of Class of Securities) 016230104 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended December 31, 2023 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 0-261 ALI

Alico, Inc. Announces Financial Results for the First Quarter Ended December 31, 2023

Exhibit 99.1 Alico, Inc. Announces Financial Results for the First Quarter Ended December 31, 2023 Fort Myers, FL, February 7, 2024 - Alico, Inc. (“Alico” or the “Company”) (Nasdaq: ALCO) today announces financial results for the first fiscal quarter ended December 31, 2023, the highlights of which are as follows: •The Company reports net income attributable to Alico, Inc. common stockholders of $

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 7, 2024 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): January 16, 2024 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, f

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confide

ALCO / Alico, Inc. / Trafelet Remy W Passive Investment

SC 13G/A 1 formsc13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ALICO, INC. (Name of Issuer) Common Stock, $1.00 par value (Title of Class of Securities) 016230104 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate

Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 21, 2023 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (

Fourteenth Amendment to Credit Agreement by and among Alico, Inc., Alico-Agri, Ltd., Alico Plant World, L.L.C., Alico Fruit Company, LLC, Alico Land Development Inc., Alico Citrus Nursery, LLC, and Rabo Agrifinance LLC (f/k/a Rabo Agrifinance, Inc.) dated December 15, 2023

Exhibit 10.1

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 15, 2023 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 8, 2023 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I

Letter from RSM US LLP dated December 14, 2023

333 S Garland Avenue Suite 1410 Orlando, Florida 32801 T +1 407 898 2727 F +1 407 895 1335 www.rsmus.com December 14, 2023 Securities and Exchange Commission Washington, D.C. 20549 Commissioners: We have read Alico, Inc.’s statements included under Item 4.01 of its Form 8-K filed on December 14, 2023 and we agree with such statements concerning our firm.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 8, 2023 ALICO, INC. (Exa

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 8, 2023 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I

Alico, Inc. Announces Financial Results for the Fourth Quarter and Fiscal Year Ended September 30, 2023

Exhibit 99.1 Alico, Inc. Announces Financial Results for the Fourth Quarter and Fiscal Year Ended September 30, 2023 Fort Myers, FL, December 6, 2023 - Alico, Inc. (“Alico” or the “Company”) (Nasdaq: ALCO) today announces financial results for the fourth quarter and fiscal year ended September 30, 2023, the highlights of which are as follows: •The Company's groves have been recovering from the imp

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K þ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended September 30, 2023 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 0-261 ALICO, INC

Option Agreement for Sale and Purchase, dated September 18, 2023 between Alico, Inc., and the Board of Trustees of the Internal Improvement Trust Fund of the State of Florida

OPTION AGREEMENT FOR SALE AND PURCHASE THIS OPTION AGREEMENT FOR SALE AND PURCHASE (the "Option Agreement") is made this /£day of -�t�l,v , 2023, between ALI CO, INC.

Policy Relating to Recovery of Erroneously Awarded Compensation

1 US-DOCS/137849666.22 ALICO, INC. POLICY FOR RECOVERY OF ERRONEOUSLY AWARDED COMPENSATION Alico, Inc. (the “Company”) has adopted this Policy for Recovery of Erroneously Awarded Compensation (the “Policy”), effective as of October 2, 2023 (the “Effective Date”). Capitalized terms used in this Policy but not otherwise defined herein are defined in Section 11. 1. Persons Subject to Policy This Poli

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported):December 6, 2023 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.

Description of Securities

Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following description sets forth certain material terms and provisions of Alico, Inc.’s (the “Company,” “we,” “us,” and “our”) securities that are registered under Section 12 of the Securities Exchange Act of 1934, as amended. DESCRIPTION OF CAPITAL STOCK The followin

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): September 15, 2023 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number)

Employment Agreement by and between Alico, Inc. and Bradley Heine, effective August 16, 2023

EXECUTION COPY Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is entered into as of the 16th day of August, 2023 (the “Effective Date”), by and between Bradley Heine (the “Executive”), a Florida resident, and Alico, Inc., a Florida corporation (the “Company”). Recitals WHEREAS, the Company desires to employ the Executive to serve as the Chief Financial Officer of th

Alico, Inc. Appoints Bradley Heine as Chief Financial Officer

Exhibit 99.1 Alico, Inc. Appoints Bradley Heine as Chief Financial Officer FORT MYERS, Fla., August 16, 2023 (GLOBE NEWSWIRE) - Alico, Inc. (NASDAQ: ALCO, "Alico" or "the Company"), an agriculture and land management company, today announced the departure of Perry G. Del Vecchio as the Company’s Chief Financial Officer, effective as of August 16, 2023, and the hiring and appointment of Bradley Hei

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): August 16, 2023 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended June 30, 2023 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 0-261 ALICO, INC. (Exact name o

Alico, Inc. Announces Financial Results for the Third Quarter and Nine Months Ended June 30, 2023

Exhibit 99.1 Alico, Inc. Announces Financial Results for the Third Quarter and Nine Months Ended June 30, 2023 Fort Myers, FL, August 3, 2023 - Alico, Inc. (“Alico” or the “Company”) (Nasdaq: ALCO) today announces financial results for the third quarter of fiscal year 2023 and the nine months ended June 30, 2023, the highlights of which are as follows: • Company reports net income attributable to

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): August 3, 2023 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.R

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 15, 2023 ALICO, INC. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 15, 2023 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.

Letter Agreement regarding amendment to compensation arrangements, dated May 15, 2023, by and between the registrant and John Kiernan

May 15, 2023 John E. Kiernan [email protected] Delivered via email Re: Amendment to Compensation Arrangements Dear John, This letter (this "Letter Agreement") is intended to amend certain terms of that certain Amended and Restated Employment Agreement, dated April 1, 2022, by and between Alico, Inc. (the "Company") and you (the "Employment Agreement'') and Annual Performance and Long Term Bonu

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 15, 2023 ALICO, INC. (Exact n

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 15, 2023 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 4, 2023 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S.

Option To Defer Principal Payments - First Amended and Restated Credit Agreement with Metropolitan Life Insurance Company and New England Life Insurance Company dated February 17, 2023

Exhibit 10.1 MetLife Investment Management February 17, 2023 Southern Regional Office Agricultural Finance MetLife Investment Management, LLC 6750 Poplar Avenue, Suite 109 Germantown, Tennessee 38138 Jonathan B. Dressler Managing Director Phone: 559-394-4095 Email [email protected] Alico, Inc. 10070 Daniels Interstate Court, Ste 200 Ft Myers, Florida, 33913 Re: OPTION TO DEFER PRINCIPAL PAYMEN

Alico, Inc. Announces Financial Results for the Second Quarter and Six Months Ended March 31, 2023

Exhibit 99.1 Alico, Inc. Announces Financial Results for the Second Quarter and Six Months Ended March 31, 2023 Fort Myers, FL, May 4, 2023 - Alico, Inc. (“Alico” or the “Company”) (Nasdaq: ALCO) today announces financial results for the second quarter of fiscal year 2023 and the six months ended March 31, 2023, the highlights of which are as follows: • Company reports net loss attributable to Ali

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended March 31, 2023 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 0-261 ALICO, INC. (Exact name

ALCO / Alico Inc. / Trafelet Remy W Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. N/A)* ALICO, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 016230104 (CUSIP Number) April 10, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 10, 2023 ALICO, INC. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 10, 2023 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.R

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 23, 2023 ALICO, INC. (Ex

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 23, 2023 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (

ALCO / Alico, Inc. / SATTERFIELD THOMAS A JR - SC 13G/A Passive Investment

SC 13G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. 2)* Alico, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 016230104 (CUSIP Number) December 31, 2022 (Date of Event Which Requires

ALCO / Alico, Inc. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment

SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Alico Inc (Name of Issuer) Common Stock (Title of Class of Securities) 016230104 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the

Alico, Inc. Announces Financial Results for the Fiscal Quarter Ended December 31, 2022

Exhibit 99.1 Alico, Inc. Announces Financial Results for the Fiscal Quarter Ended December 31, 2022 Fort Myers, FL, February 6, 2023 - Alico, Inc. (“Alico” or the “Company”) (Nasdaq: ALCO) today announces financial results for the fiscal quarter ended December 31, 2022, the highlights of which are as follows: • Company reports net loss attributable to Alico, Inc. common stockholders of $3.2 millio

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 6, 2023 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended December 31, 2022 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 0-261 ALICO, INC. (Exact na

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

DEF 14A 1 alco-2023-proxy.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant  Filed by a Party other than the Registrant  Check the appropriate box:  Preliminary Proxy Statement  Confidential, for Use of the Commission Only (as permi

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): January 9, 2023 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.

Select Balance Sheet Data (Restated) for the eight quarters in fiscal year 2022 and 2021

Exhibit 99.1 The following is a summary of select balance sheet data as of the end of each quarterly period, including the effects of the restatement for the quarters ended December 31, 2020, March 31, 2021, June 30, 2021, September 30, 2021, December 31, 2021, March 31, 2022, June 30, 2022, and September 30, 2022. The following tables and discussion provide only a summary of the effects of the re

Alico, Inc. Announces Financial Results for the Fourth Quarter and Fiscal Year Ended September 30, 2022

Exhibit 99.1 Alico, Inc. Announces Financial Results for the Fourth Quarter and Fiscal Year Ended September 30, 2022 Fort Myers, FL, December 13, 2022 - Alico, Inc. (?Alico? or the ?Company?) (Nasdaq: ALCO) today announces financial results for the fourth quarter and fiscal year ended September 30, 2022, the highlights of which are as follows: ? Company reports net income attributable to Alico, In

Termination of Property Management Agreement effective as of June 10, 2022, by and between Alico, Inc., and Barron Collier Partnership LLLP, Silver Strand III Partnership, Oak Hammock Groves, Ltd., and Serenoa Investments, LLC

Exhibit 10.63 TERMINATION OF PROPERTY MANAGEMENT AGREEMENT THIS TERMINATION OF PROPERTY MANAGEMENT AGREEMENT (this ?Agreement?) is made this 2 day of August, 2022, but is effective as of June 10, 2022 (the ?Effective Date?), by and between: BARRON COLLIER PARTNERSHIP, LLLP, a Florida limited partnership ("BCP"), SILVER STRAND III PARTNERSHIP, a Florida general partnership ("SS III") OAK HAMMOCK GR

Financial Statements and Exhibits, Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 12, 2022 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☑ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended September 30, 2022 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 0-261 ALICO, INC. (Exact name of r

Fourth Renewal Promissory Note by Alico, Inc., Alico-Agri, Ltd., Alico Plant World, L.L.C., Alico Fruit Company, LLC, Alico Land Development Inc., and Alico Citrus Nursery, LLC in favor of Rabo Agrifinance, LLC (f/k/a Rabo Agrifinance, Inc.) dated August 25, 2020

Exhibit 10.32 FOURTH RENEWAL PROMISSORY NOTE PURSUANT TO F.S. 201.08, THIS FOURTH RENEWAL PROMISSORY NOTE (THIS "NOTE") IS A RENEWAL OF THAT CERTAIN THIRD RENEWAL PROMISSORY NOTE DATED AS OF SEPTEMBER 26, 2018 (THE "THIRD RENEWAL NOTE"), AS SUCH THIRD RENEWAL NOTE RENEWED THAT CERTAIN SECOND RENEWAL PROMISSORY NOTE DATED AS OF SEPTEMBER 6, 2017 (THE "SECOND RENEWAL NOTE"), RENEWED THAT CERTAIN REN

Thirteenth Amendment and Waiver to Credit Agreement by and among Alico, Inc., Alico-Agri, Ltd., Alico Plant World, L.L.C., Alico Fruit Company, LLC, Alico Land Development Inc., Alico Citrus Nursery, LLC and Rabo Agrifinance LLC (f/k/a Rabo Agrifinance, Inc.) dated October 27, 2022

Exhibit 10.48 THIRTEENTH AMENDMENT TO CREDIT AGREEMENT This THIRTEENTH AMENDMENT TO CREDIT AGREEMENT (this ?Amendment?), is dated as of October 27, 2022, by and among ALICO, INC., a Florida corporation (?Alico?), ALICO-AGRI, LTD., a Florida limited partnership (?Alico-Agri?), ALICO PLANT WORLD, L.L.C., a Florida limited liability company (?Plant World?), ALICO FRUIT COMPANY, LLC, a Florida limited

Subsidiaries of the Registrant

Exhibit 21.0 SUBSIDIARIES OF ALICO, INC. Name of Subsidiary State of Organization Alico Land Development, Inc. Florida Alico Fruit Company, LLC Florida Alico-Agri, LTD. Florida Alico Plant World LLC Florida Alico Citrus Nursery, LLC Florida 734 Citrus Holdings, LLC Florida 734 LMC Groves, LLC Florida 734 BLP Groves, LLC Florida 734 CO-OP Groves LLC Florida 734 Harvest LLC Florida Alico Chemical Sa

Index Rate Change Letter Agreement, dated October 3, 2022, by and among Metropolitan Life Insurance Company, Alico, Inc., Alico Land Development, Inc., and Alico Fruit Company, LLC

Exhibit 10.8 MetLife Investment Management Agricultural Finance Southern Regional Office 6750 Poplar Avenue. Suite 109 Germantown, TN 38138 Jonathan B. Dressler Managing Director Phone 559-457-8685 Email 1dressler@methfe com Josh Gervase Assistant Regional Director Phone 209-380-7947 Email jgervase@methfe com October 3, 2022 Alico, Inc. Alico Fruit Company, LLC Alico Land Development, Inc. ATTN: M

Fifth Renewal Promissory Note by Alico, Inc., Alico-Agri, Ltd., Alico Plant World, L.L.C., Alico Fruit Company, LLC, Alico Land Development Inc., and Alico Citrus Nursery, LLC in favor of Rabo Agrifinance, LLC (f/k/a Rabo Agrifinance, Inc.) dated October 27, 2022

Exhibit 10.33 FIFTH RENEWAL PROMISSORY NOTE PURSUANT TO F.S. 201.08, THIS FIFTH RENEWAL PROMISSORY NOTE (THIS ?NOTE?) IS A RENEWAL OF THAT CERTAIN FOURTH RENEWAL PROMISSORY NOTE DATED AS OF AUGUST 25, 2020 (THE ?FOURTH RENEWAL NOTE?), AS SUCH FOURTH RENEWAL NOTE RENEWED THAT CERTAIN THIRD RENEWAL PROMISSORY NOTE DATED AS OF SEPTEMBER 26, 2018 (THE ?THIRD RENEWAL NOTE?), AS SUCH THIRD RENEWAL NOTE

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 12, 2022 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): September 30, 2022 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number)

Alico, Inc. Initial Hurricane Ian Assessment: 125 year-old Company Weathers Latest Storm

Exhibit 99.1 Alico, Inc. Initial Hurricane Ian Assessment: 125 year-old Company Weathers Latest Storm Alico, Inc. remains strong following the historic Hurricane Ian. Most importantly, we are grateful that none of our 200+ employees were casualties from this devastating storm in Southwest Florida this week. The full impact of Hurricane Ian on Alico?s assets and operations is still being assessed a

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): September 14, 2022 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number)

Employment Agreement by and between Alico, Inc., and Perry Del Vecchio, effective September 6, 2022 (incorporated by reference to Exhibit 10.1 of Alico’s filing on Form 8-K dated September 6, 2022)

Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this ?Agreement?) is entered into as of the 6th day of September, 2022 (the ?Effective Date?), by and between Perry G. Del Vecchio (the ?Executive?), a Florida resident, and Alico, Inc., a Florida corporation (the ?Company?). Recitals WHEREAS, the Company desires to employ the Executive to serve as the Chief Financial Officer of the Comp

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): September 6, 2022 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (

Alico, Inc. Appoints Perry Del Vecchio as Chief Financial Officer

Exhibit 99.1 Alico, Inc. Appoints Perry Del Vecchio as Chief Financial Officer FORT MYERS, Fla., September 6, 2022 - Alico, Inc. (NASDAQ: ALCO, "Alico" or "the Company"), an agriculture and land management company, today announced the hiring and appointment of Perry G. Del Vecchio as the Company?s Chief Financial Officer, effective as of September 6, 2022. Mr. Del Vecchio will be responsible for a

Alico, Inc. Announces Financial Results for the Third Quarter and Nine Months Ended June 30, 2022

Exhibit 99.1 Alico, Inc. Announces Financial Results for the Third Quarter and Nine Months Ended June 30, 2022 Fort Myers, FL, August 3, 2022 - Alico, Inc. (?Alico? or the ?Company?) (Nasdaq: ALCO) today announces financial results for the third quarter of fiscal year 2022 and the nine months ended June 30, 2022, the highlights of which are as follows: ? Box production for past harvest season was

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): August 3, 2022 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.R

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended June 30, 2022 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 0-261 ALICO, INC. (Exact name o

Consulting Agreement by and between Alico, Inc., and Richard Rallo, effective June 1, 2022

EX-10.5 2 alco-ex105.htm EX-10.5 Exhibit 10.5 INDEPENDENT CONTRACTOR AGREEMENT This Independent Contractor Agreement (this “Agreement”) is entered into effective as of June 1, 2022 (the “Effective Date”) by and among Alico Inc., a Florida corporation (“Company”) and Richard Rallo (“Contractor”). Background The parties to this Agreement desire for Company to engage Contractor under the legal relati

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 9, 2022 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 17, 2022 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S

INDEPENDENT CONTRACTOR AGREEMENT

Exhibit 10.1 INDEPENDENT CONTRACTOR AGREEMENT This Independent Contractor Agreement (this ?Agreement?) is entered into effective as of June 1, 2022 (the ?Effective Date?) by and among Alico Inc., a Florida corporation (?Company?) and Richard Rallo (?Contractor?). Background The parties to this Agreement desire for Company to engage Contractor under the legal relationship of an independent contract

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 9, 2022 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S.

Alico, Inc. Announces Financial Results for the Second Quarter and Six Months Ended March 31, 2022

Exhibit 99.1 Alico, Inc. Announces Financial Results for the Second Quarter and Six Months Ended March 31, 2022 Fort Myers, FL, May 9, 2022 - Alico, Inc. (?Alico? or the ?Company?) (Nasdaq: ALCO) today announces financial results for the second quarter of fiscal year 2022 and the six months ended March 31, 2022, the highlights which are as follows: ? Box production is down from the previous year d

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended March 31, 2022 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 0-261 ALICO, INC. (Exact name

Annual Performance and Long-Term Bonus Agreement between Alico, Inc., and Mr. Kiernan, dated as of April 1, 2022

Exhibit 10.2 ALICO, INC. ANNUAL PERFORMANCE AND LONG TERM BONUS AGREEMENT THIS ANNUAL PERFORMANCE AND LONG TERM BONUS AGREEMENT (the ?Agreement?) is being entered into as of April 1, 2022 (?Effective Date?), by and between John E. Kiernan, a Florida resident (?Key Employee?) and Alico, Inc., a Florida corporation (?Company?) (each of the Key Employee and the Company a ?Party? and collectively ?Par

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 1, 2022 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.

Amended and Restated Employment Agreement between Alico, Inc. and Mr. Kiernan, dated as of April 1, 2022

Exhibit 10.1 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this ?Agreement?) is entered into as of the 1st day of April, 2022 (the ?Effective Date?), by and between John E. Kiernan (the ?Executive?), a Florida resident, and Alico, Inc., a Florida corporation (the ?Company?). Recitals WHEREAS, the Company desires to continue to employ the Executive to ser

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 24, 2022 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 17, 2022 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (

ALCO / Alico, Inc. / SATTERFIELD THOMAS A JR - SC 13G/A Passive Investment

SC 13G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. 1)* Alico, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 016230104 (CUSIP Number) December 31, 2021 (Date of Event Which Requires

ALCO / Alico, Inc. / Arlon Valencia Holdings Llc - AMENDMENT NO. 8 TO SCHEDULE 13D Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 8)* ALICO, INC. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 016230 10-4 (CUSIP Numb

Twelfth Amendment and Waiver to Credit Agreement by and among Alico, Inc., Alico-Agri, Ltd., Alico Plant World, L.L.C., Alico Fruit Company, LLC, Alico Land Development Inc., Alico Citrus Nursery, LLC, and Rabo Agrifinance LLC (f/k/a Rabo Agrifinance, Inc.) dated November 17, 2021 (incorporated by reference to Exhibit 10.1 of Alico's filing on Form 10-Q dated February 3, 2022)

Exhibit 10.1 TWELFTH AMENDMENT TO CREDIT AGREEMENT This TWELFTH AMENDMENT TO CREDIT AGREEMENT (this ?Amendment?), is dated as of November 19, 2021, by and among ALICO, INC., a Florida corporation (?Alico?), ALICO-AGRI, LTD., a Florida limited partnership (?Alico-Agri?), ALICO PLANT WORLD, L.L.C., a Florida limited liability company (?Plant World?), ALICO FRUIT COMPANY, LLC, a Florida limited liabi

Hunting Lease Agreement and Real Estate Purchase and Sale Option Agreement between Alico, Inc., and Mr. Kiernan, dated January 1, 2022

Exhibit 10.2 Tenant: John E. Kiernan County: Hendry Acres (+/-): 93 Effective Term: January 1, 2022 End of Term: January 1, 2025 HUNTING LEASE AGREEMENT AND REAL ESTATE PURCHASE AND SALE OPTION AGREEMENT Alico, Inc., Ft. Myers, Florida THIS HUNTING LEASE AGREEMENT AND REAL ESTATE PURCHASE AND SALE OPTION AGREEMENT (this ?Agreement?) is made and entered into as of the 1st day of January, 2022 by an

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 3, 2022 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I

Alico, Inc. Announces Financial Results for the Fiscal Quarter Ended December 31, 2021

Exhibit 99.1 Alico, Inc. Announces Financial Results for the Fiscal Quarter Ended December 31, 2021 Fort Myers, FL, February 3, 2022 - Alico, Inc. (?Alico? or the ?Company?) (Nasdaq: ALCO) today announces financial results for the fiscal quarter ended December 31, 2021, the highlights which are as follows: ? Not-from-concentrate orange juice consumption continues to be stronger than pre-pandemic l

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended December 31, 2021 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 0-261 ALICO, INC. (Exact na

ALCO / Alico, Inc. / Arlon Valencia Holdings Llc - AMENDMENT NO. 7 TO SCHEDULE 13D Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 7)* ALICO, INC. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 016230 10-4 (CUSIP Numb

ALCO / Alico, Inc. / Arlon Valencia Holdings Llc - AMENDMENT NO. 6 TO SCHEDULE 13D Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 6)* ALICO, INC. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 016230 10-4 (CUSIP Numb

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEF 14A 1 alco-def14a20220117.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Comm

Description of Securities

Exhibit 4.1 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following description sets forth certain material terms and provisions of Alico, Inc.?s (the ?Company,? ?we,? ?us,? and ?our?) securities that are registered under Section 12 of the Securities Exchange Act of 1934, as amended. DESCRIPTION OF CAPITAL STOCK The followin

Alico, Inc. Announces Financial Results for the Fourth Quarter and Fiscal Year Ended September 30, 2021 and Provides Initial Fiscal Year 2022 Financial Guidance

Exhibit 99.1 Alico, Inc. Announces Financial Results for the Fourth Quarter and Fiscal Year Ended September 30, 2021 and Provides Initial Fiscal Year 2022 Financial Guidance Fort Myers, FL, December 7, 2021 - Alico, Inc. (?Alico? or the ?Company?) (Nasdaq: ALCO) today announces financial results for the fourth quarter and fiscal year ended September 30, 2021, the highlights which are as follows: ?

Option Agreement for Sale and Purchase dated September 21, 2021, between Alico, Inc., and the Board of Trustees of the Internal Improvement Trust Fund of the State of Florida

Exhibit 10.61 OPTION AGREEMENT FOR SALE AND PURCHASE THIS OPTION AGREEMENT FOR SALE AND PURCHASE (the ?Option Agreement?) is made this 21st day of September, 2021, between ALICO, INC., a Florida corporation, whose address is 10070 Daniels Interstate Court, Suite 100, Ft. Myers, FL 33913 as "Seller" and the BOARD OF TRUSTEES OF THE INTERNAL IMPROVEMENT TRUST FUND OF THE STATE OF FLORIDA ("Trustees"

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ?Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended September 30, 2021 or ?Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 0-261 ALICO, INC. (Exact name of reg

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 7, 2021 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I

Form of Restricted Stock Agreement

Exhibit 10.54 STOCK INCENTIVE PLAN OF 2015 RESTRICTED STOCK AWARD AGREEMENT THIS RESTRICTED STOCK AWARD AGREEMENT (this "Agreement"), dated as of, 20 (the "Grant Date"), is made by and between Alico, Inc., a Florida corporation (the "Company"), and (the "Participant"). Capitalized terms used herein without definition have the meanings ascribed to such terms in the Alico, Inc. Stock Incentive Plan

Subsidiaries of the Registrant

Exhibit 21.0 SUBSIDIARIES OF ALICO, INC. Name of Subsidiary State of Organization Alico Land Development, Inc. Florida Alico Fruit Company, LLC Florida Alico-Agri, LTD. Florida Alico Plant World LLC Florida Alico Citrus Nursery, LLC Florida 734 Citrus Holdings, LLC Florida 734 LMC Groves, LLC Florida 734 BLP Groves, LLC Florida 734 CO-OP Groves LLC Florida 734 Harvest LLC Florida Alico Chemical Sa

Form of Incentive Stock Option Agreement

Exhibit 10.53 stock incentive plan of 2015 INCENTIVE STOCK Option Agreement THIS INCENTIVE STOCK OPTION AGREEMENT (this ?Agreement?), dated as of (the ?Grant Date?), is made by and between Alico, Inc., a Florida corporation (the ?Company?), and (the ?Participant?). Capitalized terms used herein without definition have the meanings ascribed to such terms in the Company?s Stock Incentive Plan of 201

Form of Nonqualified Stock Option Agreement

Exhibit 10.52 EXECUTION VERSION stock incentive plan of 2015 NONQUALIFIED Option Agreement THIS NONQUALIFIED OPTION AGREEMENT (this ?Agreement?), dated as of (the ?Grant Date?), is made by and between Alico, Inc., a Florida corporation (the ?Company?), and (the ?Participant?). Capitalized terms used herein without definition have the meanings ascribed to such terms in the Alico, Inc. Stock Incenti

Twelfth Amendment and Waiver to Credit Agreement by and among Alico, Inc., Alico-Agri, Ltd., Alico Plant World, L.L.C., Alico Fruit Company, LLC, Alico Land Development Inc., Alico Citrus Nursery, LLC and Rabo Agrifinance LLC (f/k/a Rabo Agrifinance, Inc.) dated November 17, 2021

Exhibit 10.47 TWELFTH AMENDMENT TO CREDIT AGREEMENT This TWELFTH AMENDMENT TO CREDIT AGREEMENT (this ?Amendment?), is dated as of November , 2021, by and among ALICO, INC., a Florida corporation (?Alico?), ALICO-AGRI, LTD., a Florida limited partnership (?Alico-Agri?), ALICO PLANT WORLD, L.L.C., a Florida limited liability company (?Plant World?), ALICO FRUIT COMPANY, LLC, a Florida limited liabil

Tenth Amendment and Waiver to Credit Agreement by and among Alico, Inc., Alico-Agri, Ltd., Alico Plant World, L.L.C., Alico Fruit Company, LLC, Alico Land Development Inc., Alico Citrus Nursery, LLC and Rabo Agrifinance, LLC (f/k/a Rabo Agrifinance, Inc.) dated August 25, 2020

Exhibit 10.45 TENTH AMENDMENT TO CREDIT AGREEMENT This TENTH AMENDMENT TO CREDIT AGREEMENT (this ?Amendment?), is dated as of August 25, 2020, by and among ALICO, INC., a Florida corporation (?Alico?), ALICO-AGRI, LTD., a Florida limited partnership (?Alico-Agri?), ALICO PLANT WORLD, L.L.C., a Florida limited liability company (?Plant World?), ALICO FRUIT COMPANY, LLC, a Florida limited liability

Purchase Option Agreement dated August 13, 2021, between Alico, Inc., and 734 LMC Groves LLC

Exhibit 10.60 PURCHASE OPTION AGREEMENT THIS PURCHASE OPTION AGREEMENT (this ?Agreement?) is made and entered into as of this 13th day of August, 2021 (the ?Effective Date?), by and between ALICO, INC., a Florida corporation (?Alico?) and 734 LMC Groves LLC, a Florida limited liability company (?734 LMC? and together with Alico, collectively, ?Seller?), and VULCAN LANDS, INC., a New Jersey corpora

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 2, 2021 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I

ALCO / Alico, Inc. / Arlon Valencia Holdings Llc - AMENDMENT NO. 5 TO SCHEDULE 13D Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 5)* ALICO, INC. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 016230 10-4 (CUSIP Numb

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): September 13, 2021 ALICO, INC. (E

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): September 13, 2021 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number)

Alico, Inc. Announces Financial Results for the Third Quarter and Nine Months Ended June 30, 2021

Exhibit 99.1 Alico, Inc. Announces Financial Results for the Third Quarter and Nine Months Ended June 30, 2021 Fort Myers, FL, August 5, 2021 - Alico, Inc. (?Alico? or the ?Company?) (Nasdaq: ALCO) today announces financial results for the third quarter of fiscal year 2021 and the nine months ended June 30, 2021, the highlights which are as follows: ? Final market prices per pound solids significa

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): August 5, 2021 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.R

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended June 30, 2021 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 0-261 ALICO, INC. (Exact name o

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 1, 2021 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commissio

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 14, 2021 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.

Alico, Inc. Announces Financial Results for the Second Quarter and Six Months Ended March 31, 2021

Exhibit 99.1 Alico, Inc. Announces Financial Results for the Second Quarter and Six Months Ended March 31, 2021 Fort Myers, FL, May 5, 2021 - Alico, Inc. (?Alico? or the ?Company?) (Nasdaq: ALCO) today announces financial results for the second quarter of fiscal year 2021 and the six months ended March 31, 2021, the highlights which are as follows: ? Market prices per pound solids have increased i

Quarterly Report - ALCO-10-Q-033121

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended March 31, 2021 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 0-261 ALICO, INC. (Exact name

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 5, 2021 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S.

Fifth Amendment to Amended and Restated Credit Agreement and Amended and Restated Notes. (incorporated by reference to Exhibit 10.1 of the Company’s Form 8-K filed with the SEC on May 5, 2021)

Exhibit 10.1 FIFTH AMENDMENT TO FIRST AMENDED AND RESTATED CREDIT AGREEMENT Loan Nos. 197235 & 197356 Effective Date: May 1, 2021 WHEREAS, this Fifth Amendment to First Amended and Restated Credit Agreement (this ?Amendment?) is made effective as of the 1st day of May, 2021, by and among ALICO, INC., a Florida corporation, ALICO LAND DEVELOPMENT, INC., a Florida corporation, and ALICO FRUIT COMPAN

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 5, 2021 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S.

Alico, Inc. Announces Strategic Actions to Increase Long-term Shareholder Returns

EX-99.1 2 alco-ex9916.htm EX-99.1 PR ALICO UPSIDE Exhibit 99.1 Alico, Inc. Announces Strategic Actions to Increase Long-term Shareholder Returns Fort Myers, FL, May 5, 2021 - Alico, Inc. (“Alico” or the “Company”) (Nasdaq: ALCO) today announces significant enhancements that are expected to generate greater returns for our shareholders. In November 2017, the Company announced the Alico 2.0 Moderniz

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 1, 2021 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S.

Alico, Inc. Announces Completion of Sale of Land to State of Florida

Exhibit 99.1 Alico, Inc. Announces Completion of Sale of Land to State of Florida Fort Myers, FL, April 15, 2021 - Alico, Inc. (“Alico” or the “Company”) (Nasdaq: ALCO) today announces the State of Florida purchased, under the Florida Forever program, approximately 5,734 acres of Alico Ranch for $14.4 million, pursuant to an option agreement entered into between the State of Florida and Alico earl

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 15, 2021 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.R

Option Agreement for Purchase and Sale (incorporated by reference to the Company’s Form 8-K filed with the SEC on April 15, 2021)

Exhibit 10.1 OPTION AGREEMENT FOR SALE AND PURCHASE THIS OPTION AGREEMENT FOR SALE AND PURCHASE ("Agreement") is made this 15th day of December, 2020, between ALICO, INC., a Florida corporation, whose address is 10070 Daniels Interstate Court, Suite 100, Ft. Myers, FL 33913, as "Seller" and the BOARD OF TRUSTEES OF THE INTERNAL IMPROVEMENT TRUST FUND OF THE STATE OF FLORIDA ("Trustees"), whose add

First Amendment to Option Agreement for Sale and Purchase (incorporated by reference to Exhibit 10.2 to the Current Report on Form 8-K filed with the SEC on April 15, 2021)

Exhibit 10.2 FIRST AMENDMENT TO OPTION AGREEMENT FOR SALE AND PURCHASE THIS FIRST AMENDMENT TO OPTION AGREEMENT FOR SALE AND PURCHASE (?First Amendment?) is made and entered, by and between Alico, Inc., a Florida corporation, (?Seller?) and the BOARD OF TRUSTEES OF THE INTERNAL IMPROVEMENT TRUST FUND OF THE STATE OF FLORIDA (?Buyer?). R E C I T A L S: A.Seller and Buyer entered into an Option Agre

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 12, 2021 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.R

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. )* Alico,

SC 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. )* Alico, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 016230104 (CUSIP Number) February 24, 2021 (Date of Event Which Requires Fil

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 25, 2021 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 4, 2021 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended December 31, 2020 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 0-261 ALICO, INC. (Exact na

Alico, Inc. Announces Financial Results for the Fiscal Quarter Ended December 31, 2020

Exhibit 99.1 Alico, Inc. Announces Financial Results for the Fiscal Quarter Ended December 31, 2020 Fort Myers, FL, February 4, 2021 - Alico, Inc. (“Alico” or the “Company”) (Nasdaq: ALCO) today announces financial results for the fiscal quarter ended December 31, 2020, the highlights which are as follows: • Not-from-concentrate orange juice consumption continues to be strong. • Production of Earl

Danny Sutton Offer letter, dated November 15, 2017

EX-10.2 3 alco-ex102446.htm EX-10.2DS2017 Exhibit 10.2 November 15, 2017 Mr. Danny Sutton Via hand delivery Dear Danny: I am delighted to promote you to the position of President of Alico Citrus. This position will report directly to me, the Chief Executive Officer and you will be based in the Arcadia office with frequent travel to our grove locations as needed. The following revises your compensa

Eleventh Amendment and Waiver to Credit Agreement by and among Alico, Inc., Alico-Agri, Ltd., Alico Plant World, L.L.C., Alico Fruit Company, LLC, Alico Land Development Inc., Alico Citrus Nursery, LLC and Rabo Agrifinance LLC (f/k/a Rabo Agrifinance, Inc.) dated January 7, 2021 (incorporated by reference to Exhibit 10.1 of Alico’s filing on Form 10-Q dated February 4, 2021)

Exhibit 10.1 ELEVENTH AMENDMENT TO CREDIT AGREEMENT AND CONSENT This ELEVENTH AMENDMENT TO CREDIT AGREEMENT AND CONSENT (this “Amendment”), is dated as of January 7, 2021, by and among ALICO, INC., a Florida corporation (“Alico”), ALICO-AGRI, LTD., a Florida limited partnership (“Alico-Agri”), ALICO PLANT WORLD, L.L.C., a Florida limited liability company (“Plant World”), ALICO FRUIT COMPANY, LLC,

- DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

Financial Statements and Exhibits - 8-K_AMENDED_BYLAWS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): January 14, 2021 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I

Second Amended By-Laws of Alico, Inc., amended and restated

Exhibit 3.6 SECOND AMENDED AND RESTATED BYLAWS OF ALICO, INC. (amended and restated effective on January 14, 2021) ARTICLE I. Principal Office. The principal office of the Company shall be at 10070 Daniels Interstate Court, Suite 100, Ft. Myers, FL, or such other place in the state of Florida, as the Board of Directors shall from time to time deem advisable and in the best interest of the Company.

Regulation FD Disclosure, Financial Statements and Exhibits, Other Events - 8-K OP AGRMT FL

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 15, 2020 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (

State of Florida approves option agreement with Alico to acquire approximately 5,804 acres of Alico Ranch

Exhibit 99.1 State of Florida approves option agreement with Alico to acquire approximately 5,804 acres of Alico Ranch Fort Myers, FL, December 15, 2020 - Alico, Inc. (“Alico” or the “Company”) announces today that the State of Florida approved entering into an option agreement submitted by Alico which grants the State an option to purchase approximately 5,804 acres of Alico Ranch for approximatel

Alico, Inc. Announces Financial Results for the Fourth Quarter and Fiscal Year Ended September 30, 2020, Increases Quarterly Dividend by 100% and Provides Initial Fiscal Year 2021 Financial Guidance

EX-99.1 2 alco-ex9916.htm EX-99.1 Exhibit 99.1 Alico, Inc. Announces Financial Results for the Fourth Quarter and Fiscal Year Ended September 30, 2020, Increases Quarterly Dividend by 100% and Provides Initial Fiscal Year 2021 Financial Guidance Fort Myers, FL, December 8, 2020 - Alico, Inc. (“Alico” or the “Company”) (Nasdaq: ALCO) today announces financial results for the fourth quarter and fisc

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 8, 2020 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I

Other Events - 8-K-1Q2021-DIV

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 2, 2020 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I

Form of Incentive Stock Option Agreement

Exhibit 10.51 stock incentive plan of 2015 INCENTIVE STOCK Option Agreement THIS INCENTIVE STOCK OPTION AGREEMENT (this “Agreement”), dated as of (the “Grant Date”), is made by and between Alico, Inc., a Florida corporation (the “Company”), and (the “Participant”). Capitalized terms used herein without definition have the meanings ascribed to such terms in the Company’s Stock Incentive Plan of 201

Description of Securities

EX-4.1 2 alco-ex41539.htm EX-4.1 Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following description sets forth certain material terms and provisions of Alico, Inc.’s (the “Company,” “we,” “us,” and “our”) securities that are registered under Section 12 of the Securities Exchange Act of 1934, as amended. DESCRIPT

Form of Restricted Stock Agreement

Exhibit 10.52 STOCK INCENTIVE PLAN OF 2015 RESTRICTED STOCK AWARD AGREEMENT THIS RESTRICTED STOCK AWARD AGREEMENT (this "Agreement"), dated as of, 20 (the "Grant Date"), is made by and between Alico, Inc., a Florida corporation (the "Company"), and (the "Participant"). Capitalized terms used herein without definition have the meanings ascribed to such terms in the Alico, Inc. Stock Incentive Plan

Tenth Amendment and Waiver to Credit Agreement by and among Alico, Inc., Alico-Agri, Ltd., Alico Plant World, L.L.C., Alico Fruit Company, LLC, Alico Land Development Inc., Alico Citrus Nursery, LLC and Rabo Agrifinance, LLC (f/k/a Rabo Agrifinance, Inc.) dated August 25, 2020

Exhibit 10.45 TENTH AMENDMENT TO CREDIT AGREEMENT This TENTH AMENDMENT TO CREDIT AGREEMENT (this “Amendment”), is dated as of August 25, 2020, by and among ALICO, INC., a Florida corporation (“Alico”), ALICO-AGRI, LTD., a Florida limited partnership (“Alico-Agri”), ALICO PLANT WORLD, L.L.C., a Florida limited liability company (“Plant World”), ALICO FRUIT COMPANY, LLC, a Florida limited liability

Subsidiaries of the Registrant

EX-21 7 alco-ex2110.htm EX-21 Exhibit 21.0 SUBSIDIARIES OF ALICO, INC. Name of Subsidiary State of Organization Alico Land Development, Inc. Florida Alico Fruit Company, LLC Florida Alico-Agri, LTD. Florida Alico Plant World LLC Florida Alico Citrus Nursery, LLC Florida 734 Citrus Holdings, LLC Florida 734 LMC Groves, LLC Florida 734 BLP Groves, LLC Florida 734 CO-OP Groves LLC Florida 734 Harvest

Form of Nonqualified Stock Option Agreement

EX-10.50 4 alco-ex1050562.htm EX-10.50 Exhibit 10.50 EXECUTION VERSION stock incentive plan of 2015 NONQUALIFIED Option Agreement THIS NONQUALIFIED OPTION AGREEMENT (this “Agreement”), dated as of (the “Grant Date”), is made by and between Alico, Inc., a Florida corporation (the “Company”), and (the “Participant”). Capitalized terms used herein without definition have the meanings ascribed to such

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☑Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended September 30, 2020 or ☐Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 0-261 ALICO, INC. (Exact name of reg

Alico, Inc. Announces Purchase of Citrus Acres

EX-99.1 2 alco-ex9916.htm EX-99.1 Exhibit 99.1 Alico, Inc. Announces Purchase of Citrus Acres Fort Myers, FL, November 2, 2020 - Alico, Inc. (“Alico” or the “Company”) (Nasdaq: ALCO) today announces that on October 30, 2020, the Company purchased approximately 3,280 gross citrus acres located in Hendry County for a purchase price of $16.45 million. John Kiernan, Alico’s President and Chief Executi

Financial Statements and Exhibits, Other Events - 8-K-CITRUS-ACREAGE-PURCHASE-2020

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 30, 2020 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I

Financial Statements and Exhibits, Other Events - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): September 10, 2020 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number)

Other Events - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): September 11, 2020 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number)

Alico, Inc. Announces Sale of Land to State of Florida

EX-99.1 2 alco-ex9916.htm EX-99.1 Exhibit 99.1 Alico, Inc. Announces Sale of Land to State of Florida Fort Myers, FL, September 11, 2020 - Alico, Inc. (“Alico” or the “Company”) (Nasdaq: ALCO) today announces the State of Florida purchased, under the Florida Forever program, approximately 10,702 acres of Alico Ranch for $28.5 million pursuant to an option agreement entered into between the State o

Alico, Inc. Announces Financial Results for the Third Quarter and Nine Months Ended June 30, 2020

Exhibit 99.1 Alico, Inc. Announces Financial Results for the Third Quarter and Nine Months Ended June 30, 2020 Fort Myers, FL, August 6, 2020 - Alico, Inc. (“Alico” or the “Company”) (Nasdaq: ALCO) today announces financial results for the third quarter of fiscal year 2020 and the nine months ended June 30, 2020, the highlights which are as follows: • With the recent execution of two new Citrus su

Option Agreement for Sale and Purchase (incorporated by reference to Exhibit 10.4 of Alico’s filing on Form 10-Q dated August 6, 2020)

EX-10.4 3 alco-ex104323.htm EX-10.4 Exhibit 10.4 OPTION AGREEMENT FOR SALE AND PURCHASE THIS AGREEMENT is made this 2nd day of June, 2020, between Alico, Inc., a Florida Corporation, whose address is 10070 Daniels Interstate Court, Suite 100, Ft. Myers, FL 33913 as "Seller" and the BOARD OF TRUSTEES OF THE INTERNAL IMPROVEMENT TRUST FUND OF THE STATE OF FLORIDA ("Trustees"), whose address is Flori

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): August 6, 2020 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.R

Ninth Amendment and Waiver to Credit Agreement by and among Alico, Inc., Alico-Agri, Ltd., Alico Plant World, L.L.C., Alico Fruit Company, LLC, Alico Land Development Inc., Alico Citrus Nursery, LLC and Rabo Agrifinance, LLC (f/k/a Rabo Agrifinance, Inc.) dated June 26, 2020 (incorporated by reference to Exhibit 10.1 of Alico’s filing on Form 10-Q dated August 6, 2020)

EX-10.1 2 alco-ex101301.htm EX-10.1 EXHIBIT 10.1 NINTH AMENDMENT AND WAIVER TO CREDIT AGREEMENT This NINTH AMENDMENT AND WAIVER TO CREDIT AGREEMENT (this “Amendment”), is dated as of June 26, 2020, by and among ALICO, INC., a Florida corporation (“Alico”), ALICO-AGRI, LTD., a Florida limited partnership (“Alico-Agri”), ALICO PLANT WORLD, L.L.C., a Florida limited liability company (“Plant World”),

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended June 30, 2020 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 0-261 ALICO, INC. (Exact name o

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): August 6, 2020 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.R

Alico, Inc. Announces Two New Appointments to the Board of Directors

EX-99.1 2 alco-ex99126.htm EX-99.1 Exhibit 99.1 Alico, Inc. Announces Two New Appointments to the Board of Directors Fort Myers, FL, August 6, 2020 - Alico, Inc. (“Alico” or the “Company”) (Nasdaq: ALCO) today announces the appointment of two new members to the Company’s Board of Directors (the “Board”). Joining our Board is Ms. Kate English and Mr. Adam Putnam. Ms. English will serve on the Compe

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 11, 2020 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.

State of Florida approves option agreement with Alico to acquire approximately 10,684 acres of Alico Ranch

Exhibit 99.1 State of Florida approves option agreement with Alico to acquire approximately 10,684 acres of Alico Ranch Fort Myers, FL, May 28, 2020 - Alico, Inc. (“Alico” or the “Company”) (Nasdaq: ALCO) announces today that the State of Florida approved entering into an option agreement submitted by Alico which grants the State an option to purchase approximately 10,684 acres of Alico Ranch for

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 28, 2020 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S

Alico, Inc. Orange Purchase Agreement R512 - May 20, 2020 (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed with the SEC on May 21, 2019)

EXHIBIT 10.1 * CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY BRACKETS, HAS BEEN OMITTED BECAUSE THE INFORMATION (I) IS NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. THE REDACTED TERMS HAVE BEEN MARKED WITH THREE ASTERISKS [***] ORANGE PURCHASE AGREEMENT (“Agreement”) Agreement Date: March 20, 2020 Agreement Number: R512 Agreement between ALICO

Alico, Inc. Announces Execution of New Four-Year Citrus Fruit Supply Agreements

Exhibit 99.1 Alico, Inc. Announces Execution of New Four-Year Citrus Fruit Supply Agreements Fort Myers, FL, May 21, 2020 - Alico, Inc. (“Alico” or the “Company”) (Nasdaq: ALCO) today announces it has entered into two new agreements with its largest customer to supply citrus fruit. These agreements are effective October 1, 2020 and conclude on July 31, 2024 and succeed an existing agreement that i

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 18, 2020 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S

Alico, Inc. Orange Purchase Agreement R514 - May 18, 2020 (incorporated by reference to Exhibit 10.2 to the Current Report on Form 8-K filed with the SEC on May 21, 2019)

EXHIBIT 10.2 * CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY BRACKETS, HAS BEEN OMITTED BECAUSE THE INFORMATION (I) IS NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. THE REDACTED TERMS HAVE BEEN MARKED WITH THREE ASTERISKS [***] ORANGE PURCHASE AGREEMENT (“Agreement”) Agreement Date: March 20, 2020 Agreement Number: R514 Agreement between ALICO

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 11, 2020 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S

Alico, Inc. Announces Financial Results for the Second Quarter and Six Months Ended March 31, 2020

Exhibit 99.1 Alico, Inc. Announces Financial Results for the Second Quarter and Six Months Ended March 31, 2020 Fort Myers, FL, May 11, 2020 - Alico, Inc. (“Alico” or the “Company”) (Nasdaq: ALCO) today announces financial results for the second quarter of fiscal year 2020 and the six months ended March 31, 2020, the highlights which are as follows: • The coronavirus outbreak (“COVID-19”) has had

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended March 31, 2020 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 0-261 ALICO, INC. (Exact name

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 13, 2020 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.R

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 27, 2020 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (

Alico, Inc. Announces Financial Results for the Fiscal Quarter Ended December 31, 2019

Exhibit 99.1 Alico, Inc. Announces Financial Results for the Fiscal Quarter Ended December 31, 2019 Fort Myers, FL, February 6, 2020 - Alico, Inc. (“Alico” or the “Company”) (Nasdaq: ALCO) today announces financial results for the fiscal quarter ended December 31, 2019, the highlights which are as follows: • Production of fruit on track to match prior season’s harvest. • Current pricing environmen

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended December 31, 2019 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 0-261 ALICO, INC. (Exact na

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 6, 2020 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I

ALCO / Alico, Inc. DEF 14A - - NOTICE & PROXY STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): January 14, 2020 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 31, 2019 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (

Shareholder Director Nominations

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 11, 2019 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 5, 2019 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I

Subsidiaries of the Registrant

Exhibit 21.0 SUBSIDIARIES OF ALICO, INC. Name of Subsidiary State of Organization Alico Land Development, Inc. Florida Alico Fruit Company, LLC Florida Alico-Agri, LTD. Florida Alico Plant World LLC Florida Alico Citrus Nursery, LLC Florida 734 Citrus Holdings, LLC Florida 734 LMC Groves, LLC Florida 734 BLP Groves, LLC Florida 734 CO-OP Groves LLC Florida 734 Harvest LLC Florida Alico Chemical Sa

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 5, 2019 ALICO, INC. (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I

Eighth Amendment to Credit Agreement by and among Alico, Inc., Alico-Agri, Ltd., Alico Plant World, L.L.C., Alico Fruit Company, LLC, Alico Land Development Inc., Alico Citrus Nursery, LLC and Rabo Agrifinance, LLC (f/k/a Rabo Agrifinance, Inc.) dated August 29, 2019 (incorporated by reference to Exhibit 10.44 of Alico’s filing on Form 10-K dated December 5, 2019)

Exhibit 10.44 EIGHTH AMENDMENT TO CREDIT AGREEMENT This EIGHTH AMENDMENT TO CREDIT AGREEMENT (this “Amendment”), is dated as of , 2019, by and among ALICO, INC., a Florida corporation (“Alico”), ALICO-AGRI, LTD., a Florida limited partnership (“Alico-Agri”), ALICO PLANT WORLD, L.L.C., a Florida limited liability company (“Plant World”), ALICO FRUIT COMPANY, LLC, a Florida limited liability company

Third Amendment to First Amended and Restated Credit Agreement with Metropolitan Life Insurance Company and New England Life Insurance Company dated November 4, 2019

Exhibit 10.26 THIRD AMENDMENT TO FIRST AMENDED AND RESTATED CREDIT AGREEMENT THIS THIRD AMENDMENT TO FIRST AMENDED AND RESTATED CREDIT AGREEMENT (this “Amendment”) is made as of the 4th day of November, 2016, by and among ALICO, INC., a Florida corporation (“Alico”), ALICO LAND DEVELOPMENT, INC., a Florida corporation (“ALDI”), ALICO-AGRI, LTD., a Florida limited partnership (“Alico-Agri”), ALICO

Fourth Amendment to First Amended and Restated Credit Agreement with Metropolitan Life Insurance Company and New England Life Insurance Company dated October 2, 2019

EX-10.27 3 modifieddocumentfourth.htm EXHIBIT 10.27 MODDOC4THAMENDMTTO1STAMEND Exhibit 10.27 FOURTH AMENDMENT TO FIRST AMENDED AND RESTATED CREDIT AGREEMENT THIS FOURTH AMENDMENT TO FIRST AMENDED AND RESTATED CREDIT AGREEMENT (“Fourth Amendment”) is made as of October , 2019, by and among ALICO, INC., a Florida corporation (“Alico”), ALICO LAND DEVELOPMENT, INC., a Florida corporation (“ALDI”), an

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☑ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended September 30, 2019 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 0-261 ALICO, INC. (Exact name of r

Employment Agreement dated December 2, 2019 between Alico, Inc. and Richard Rallo (incorporated by reference to Exhibit 10.37 of Alico’s filing on Form 10-K dated December 5, 2019)

EXECUTION COPY Exhibit 10.37 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is entered into as of the 2nd day of December 2019 (the “Effective Date”), by and between Richard Rallo (the “Executive”), a New York resident, and Alico, Inc., a Florida corporation (the “Company”). Recitals WHEREAS, the Company desires to employ the Executive to serve as the Chief Financial Officer of

Consent of Independent Registered Public Accounting Firm

Exhibit 23.0 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the Registration Statements (Nos. 333-208673 and 333-188736) on Forms S-8 of Alico, Inc. of our report dated December 5, 2019, relating to the consolidated financial statements and the effectiveness of internal control over financial reporting of Alico, Inc., appearing in this Annu

Alico, Inc. Announces Financial Results for Fiscal Year 2019

EX-99.1 2 earningspressrelease-ex991.htm EXHIBIT 99.1 EARNINGS PRESS RELEASE Exhibit 99.1 Alico, Inc. Announces Financial Results for Fiscal Year 2019 Fort Myers, FL, December 5, 2019 - Alico, Inc. (“Alico” or the “Company”) (Nasdaq: ALCO) today announces financial results for the fourth quarter and fiscal year ended September 30, 2019, the highlights which are as follows: • Processed box producti

ALCO / Alico, Inc. / Trafelet Remy W Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 11)* ALICO, INC. (Name of Issuer) COMMON STOCK, par value $0.01 per share (Title of Class of Securities) 016230 10-4 (CUSIP Number) Remy W. Trafelet c/o Trafelet & Company, LLC 410 Park Avenue, 17th Floor New York, New York 10022 (212) 201-7800 (Name, Addres

ALCO / Alico, Inc. / Higgins Brian J - SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Alico, Inc. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 016230104 (CUSIP Number) November 15, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant

ALCO / Alico, Inc. / Alico Inc Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4)* ALICO, INC. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 016230 10-4 (CUSIP Numb

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 8, 2019 ALICO INC (Exact name of registrant as specified in its charter) Florida 0-261 59-0906081 (State or other jurisdiction of incorporation) (Commission File Number) (I.R

Exhibit 99.1 – Agreement pursuant to Rule 13d-1(k)

EX-99.1 2 ex13da.htm EXHIBIT 99.1 AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned hereby agree as follows: (i) Each of them is individually eligible to use the Schedule 13D to which this Exhibit is attached, and such Schedule 13D is filed on behalf of each of them; and (ii) Each of them is responsible for the timely filing of such Schedule 13D and any amendments thereto, and for the completene

ALCO / Alico, Inc. / Arlon Valencia Holdings Llc Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3)* ALICO, INC. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 016230 10-4 (CUSIP Numb

Exhibit 99.2 – Stock Repurchase Agreement, dated as of October 15, 2019, by and among the Issuer and 734 Investors

EX-99.2 3 alico13dspa20191017.htm EXHIBIT 99.2 STOCK REPURCHASE AGREEMENT This Stock Repurchase Agreement (this “Agreement”) is made and entered into as of October 15, 2019, by and between Alico, Inc., a Florida corporation (the “Company”), and 734 Investors, LLC a Delaware limited liability company (the “Seller”). RECITALS WHEREAS, the Company desires to repurchase from the Seller, and the Seller