Statistik Asas
| LEI | 549300JBN1OSM8YNAI90 |
| CIK | 40729 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Ally Financial Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
| August 18, 2025 |
Calculation of Filing Fee Tables 424B2 (Form Type) S-3 Ally Financial Inc. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid 1 Debt 4.750% Ally Financial Term Notes, Series A Due |
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| August 18, 2025 |
Filed Under Rule 424(b)(2), Registration Statement No. 333-281524 Pricing Supplement Number 382 Dated Monday, August 18, 2025 (To: Prospectus Dated August 13, 2024 ) CUSIP Number Principal Amount Selling Price Gross Concession Net Proceeds Coupon Type Coupon Rate Coupon Frequency Maturity Date 1st Coupon Date 1st Coupon Amount Survivor's Option FDIC Guaranteed Product Ranking 02006DZV6 $7,049,000 |
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| August 11, 2025 |
Calculation of Filing Fee Tables 424B2 (Form Type) S-3 Ally Financial Inc. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid 1 Debt 4.700% Ally Financial Term Notes, Series A Due |
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| August 11, 2025 |
Filed Under Rule 424(b)(2), Registration Statement No. 333-281524 Pricing Supplement Number 382 Dated Monday, August 11, 2025 (To: Prospectus Dated August 13, 2024 ) CUSIP Number Principal Amount Selling Price Gross Concession Net Proceeds Coupon Type Coupon Rate Coupon Frequency Maturity Date 1st Coupon Date 1st Coupon Amount Survivor's Option FDIC Guaranteed Product Ranking 02006DZV6 [] 100% 0.8 |
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| August 11, 2025 |
Filed Under Rule 424(b)(2), Registration Statement No. 333-281524 Pricing Supplement Number 381 Dated Monday, August 11, 2025 (To: Prospectus Dated August 13, 2024 ) CUSIP Number Principal Amount Selling Price Gross Concession Net Proceeds Coupon Type Coupon Rate Coupon Frequency Maturity Date 1st Coupon Date 1st Coupon Amount Survivor's Option FDIC Guaranteed Product Ranking 02006DZT1 $4,000,000 |
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| August 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025, or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-3754 Ally |
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| August 4, 2025 |
Filed Under Rule 424(b)(2), Registration Statement No. 333-281524 Pricing Supplement Number 381 Dated Monday, August 4, 2025 (To: Prospectus Dated August 13, 2024 ) CUSIP Number Principal Amount Selling Price Gross Concession Net Proceeds Coupon Type Coupon Rate Coupon Frequency Maturity Date 1st Coupon Date 1st Coupon Amount Survivor's Option FDIC Guaranteed Product Ranking 02006DZT1 [] 100% 0.82 |
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| July 31, 2025 |
Action of the Executive Committee of Ally Financial Inc. dated as of July 28, 2025. Exhibit 4.1 ALLY FINANCIAL INC. AND ALLY BANK EXECUTIVE COMMITTEE Unanimous Written Consent The undersigned, being all the members of the Ally Financial Inc. (“Ally”) and Ally Bank Executive Committee (the “Executive Committee”), without the formality of convening a meeting, do hereby consent to the adoption of, and do hereby adopt, the following resolutions: Approval of Terms; Establishment of Se |
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| July 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 31, 2025 (Date of report; date of earliest event reported) Commission file number: 1-3754 Ally Financial Inc. (Exact name of registrant as specified in its charter) Delaware 38-0572512 (State or other jurisdiction of incorporati |
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| July 31, 2025 |
Exhibit 1.1 ALLY FINANCIAL INC. Underwriting Agreement Standard Provisions (Debt Securities) Dated July 28, 2025 From time to time, Ally Financial Inc., a Delaware corporation (the “Company”), may enter into one or more underwriting agreements that provide for the sale of designated securities to the several underwriters named therein. The standard provisions set forth herein may be incorporated b |
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| July 31, 2025 |
Exhibit 4.2 Unless this certificate is presented by an authorized representative of The Depository Trust Company, a New York corporation (“DTC”), to Ally Financial Inc. or its agent for registration of transfer, exchange or payment, and any certificate issued is registered in the name of Cede & Co. or such other name as requested by an authorized representative of DTC (and any payment is made to C |
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| July 29, 2025 |
Ally Financial Inc. 5.548% Fixed-to-Floating Rate Senior Notes due 2033 424B2 Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. 333-268013 Prospectus Supplement (To Prospectus dated October 26, 2022) $600,000,000 Ally Financial Inc. 5.548% Fixed-to-Floating Rate Senior Notes due 2033 This is an offering of $600,000,000 aggregate principal amount of 5.548% Fixed-to-Floating Rate Senior Notes due 2033 (the “notes”) of Ally Financial Inc. (“Ally”). The |
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| July 29, 2025 |
Table 1: Newly Registered and Carry Forward Securities Calculation of Filing Fee Tables S-3 Ally Financial Inc. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date |
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| July 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 28, 2025 (Date of report; date of earliest event reported) Commission file number: 1-3754 Ally Financial Inc. (Exact name of registrant as specified in its charter) Delaware 38-0572512 (State or other jurisdiction of incorporati |
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| July 28, 2025 |
Exhibit 99.1 Ally Financial Reports Second Quarter 2025 Financial Results $1.04 10.7% $436 million $2.1 billion GAAP EPS RETURN ON COMMON EQUITY PRE-TAX INCOME GAAP TOTAL NET REVENUE $0.99 13.6% $418 million $2.1 billion ADJUSTED EPS1 CORE ROTCE1 CORE PRE-TAX INCOME1 ADJUSTED TOTAL NET REVENUE1 • GAAP EPS of $1.04 and Adjusted EPS of $0.99, up 68% and 36% year over year, respectively • Pre-tax |
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| July 28, 2025 |
Filed Under Rule 424(b)(2), Registration Statement No. 333-281524 Pricing Supplement Number 380 – Dated Monday, July 28, 2025 (To: Prospectus Dated August 13, 2024 ) CUSIP Number Principal Amount Selling Price Gross Concession Net Proceeds Coupon Type Coupon Rate Coupon Frequency Maturity Date 1st Coupon Date 1st Coupon Amount Survivor's Option FDIC Guaranteed Product Ranking 02006DY96 $6,855,000 |
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| July 28, 2025 |
SUBJECT TO COMPLETION, DATED JULY 28, 2025 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-268013 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities and we are not soliciting offers to buy these securities in any jurisdiction where the offer or sale is not |
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| July 28, 2025 |
FWP Filed Pursuant to Rule 433 Registration No. 333-268013 Final Pricing Term Sheet dated July 28, 2025 5.548% Fixed-to-Floating Rate Senior Notes due 2033 Issuer: Ally Financial Inc. (“Ally”) Expected Ratings*: Baa3 (Stable) / BBB- (Stable) / BBB- (Stable) (Moody’s / S&P / Fitch) Title of Securities: 5.548% Fixed-to-Floating Rate Senior Notes due 2033 (the “Notes”) Legal Format: SEC Registered Tr |
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| July 28, 2025 |
SECOND QUARTER 2025 FINANCIAL SUPPLEMENT Exhibit 99.2 SECOND QUARTER 2025 FINANCIAL SUPPLEMENT ALLY FINANCIAL INC. FORWARD-LOOKING STATEMENTS AND ADDITIONAL INFORMATION This document and related communications should be read in conjunction with the financial statements, notes, and other information contained in our Annual Reports on Form 10-K, Quarterly Reports on Form 10-Q, and Current Reports on Form 8-K. This information is prelimin |
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| July 28, 2025 |
Calculation of Filing Fee Tables 424B2 (Form Type) S-3 Ally Financial Inc. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid 1 Debt 5.000% Ally Financial Term Notes, Series A Due |
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| July 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 21, 2025 (Date of report; date of earliest event reported) Commission file number: 1-3754 ALLY FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 38-0572512 (State or other jurisdiction of incorporati |
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| July 22, 2025 |
Filed Under Rule 424(b)(2), Registration Statement No. 333-281524 Preliminary Pricing Supplement Number 380 - Dated Tuesday, July 22, 2025 (To: Prospectus Dated August 13, 2024 ) CUSIP Number Principal Amount Selling Price Gross Concession Net Proceeds Coupon Type Coupon Rate Coupon Frequency Maturity Date 1st Coupon Date 1st Coupon Amount Survivor's Option FDIC Guaranteed Product Ranking 02006DY9 |
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| July 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 18, 2025 (Date of report; date of earliest event reported) Commission file number: 1-3754 ALLY FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 38-0572512 (State or other jurisdiction of incorporati |
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| July 18, 2025 |
Exhibit 99.2 Ally Financial Inc. 2Q 2025 Earnings Review July 18, 2025 Contact Ally Investor Relations at (866) 710-4623 or [email protected] 2Q 2025 Preliminary Results Forward-Looking Statements and Additional Information This presentation and related communications should be read in conjunction with the financial statements, notes, and other information contained in our Annual Reports |
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| July 18, 2025 |
Exhibit 99.3 SECOND QUARTER 2025 FINANCIAL SUPPLEMENT ALLY FINANCIAL INC. FORWARD-LOOKING STATEMENTS AND ADDITIONAL INFORMATION This document and related communications should be read in conjunction with the financial statements, notes, and other information contained in our Annual Reports on Form 10-K, Quarterly Reports on Form 10-Q, and Current Reports on Form 8-K. This information is preliminar |
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| July 18, 2025 |
Exhibit 99.1 News release: IMMEDIATE RELEASE Ally Financial Reports Second Quarter 2025 Financial Results $1.04 10.7% $436 million $2.1 billion GAAP EPS RETURN ON COMMON EQUITY PRE-TAX INCOME GAAP TOTAL NET REVENUE $0.99 13.6% $418 million $2.1 billion ADJUSTED EPS1 CORE ROTCE1 CORE PRE-TAX INCOME1 ADJUSTED TOTAL NET REVENUE1 FINANCIAL HIGHLIGHTS • GAAP EPS of $1.04 and Adjusted EPS of $0.99, up 6 |
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| June 23, 2025 |
Filed Under Rule 424(b)(2), Registration Statement No. 333-281524 Pricing Supplement No. 379 - Dated Monday, June 23, 2025 (To: Prospectus Dated August 13, 2024 ) CUSIP Number Principal Amount Selling Price Gross Concession Net Proceeds Coupon Type Coupon Rate Coupon Frequency Maturity Date 1st Coupon Date 1st Coupon Amount Survivor's Option FDIC Guaranteed Product Ranking 02006DY88 $12,006,000 10 |
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| June 23, 2025 |
Calculation of Filing Fee Tables 424B2 (Form Type) S-3 Ally Financial Inc. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid 1 Debt 6.000% Ally Financial Term Notes, Series A Due |
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| June 16, 2025 |
Filed Under Rule 424(b)(2), Registration Statement No. 333-281524 Pricing Supplement Number 379 - Dated Monday, June 16, 2025 (To: Prospectus Dated August 13, 2024 ) CUSIP Number Principal Amount Selling Price Gross Concession Net Proceeds Coupon Type Coupon Rate Coupon Frequency Maturity Date 1st Coupon Date 1st Coupon Amount Survivor's Option FDIC Guaranteed Product Ranking 02006DY88 [] 100% 1.8 |
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| June 9, 2025 |
Filed Under Rule 424(b)(2), Registration Statement No. 333-281524 Pricing Supplement Number 378 Dated Monday, June 9, 2025 (To: Prospectus Dated August 13, 2024 ) CUSIP Number Principal Amount Selling Price Gross Concession Net Proceeds Coupon Type Coupon Rate Coupon Frequency Maturity Date 1st Coupon Date 1st Coupon Amount Survivor's Option FDIC Guaranteed Product Ranking 02006DY70 $2,206,000 100 |
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| June 9, 2025 |
Calculation of Filing Fee Tables 424B2 (Form Type) S-3 Ally Financial Inc. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid 1 Debt 5.350% Ally Financial Term Notes, Series A Due |
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| June 4, 2025 |
Filed Under Rule 424(b)(2), Registration Statement No. 333-281524 Preliminary Pricing Supplement No. 378 - Dated Wednesday, June 4, 2025 (To: Prospectus dated August 13, 2024 ) CUSIP Number Principal Amount Selling Price Gross Concession Net Proceeds Coupon Type Coupon Rate Coupon Frequency Maturity Date 1st Coupon Date 1st Coupon Amount Survivor's Option FDIC Guaranteed Product Ranking 02006DY70 |
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| May 27, 2025 |
Calculation of Filing Fee Tables 424B2 (Form Type) S-3 Ally Financial Inc. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid 1 Debt 4.900% Ally Financial Term Notes, Series A Due |
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| May 27, 2025 |
Filed Under Rule 424(b)(2), Registration Statement No. 333-281524 Pricing Supplement Number 377 Dated Tuesday, May 27, 2025 (To: Prospectus Dated August 13, 2024 ) CUSIP Number Principal Amount Selling Price Gross Concession Net Proceeds Coupon Type Coupon Rate Coupon Frequency Maturity Date 1st Coupon Date 1st Coupon Amount Survivor's Option FDIC Guaranteed Product Ranking 02006DY62 $103,000 100% |
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| May 20, 2025 |
Filed Under Rule 424(b)(2), Registration Statement No. 333-281524 Pricing Supplement Number 377 - Dated Tuesday, May 20, 2025 (To: Prospectus Dated August 13, 2024) CUSIP Number Principal Amount Selling Price Gross Concession Net Proceeds Coupon Type Coupon Rate Coupon Frequency Maturity Date 1st Coupon Date 1st Coupon Amount Survivor's Option FDIC Guaranteed Product Ranking 02006DY62 [] 100% 0.82 |
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| May 15, 2025 |
Action of the Executive Committee of Ally Financial Inc. dated as of May 12, 2025. Exhibit 4.1 ALLY FINANCIAL INC. AND ALLY BANK EXECUTIVE COMMITTEE Unanimous Written Consent The undersigned, being all the members of the Ally Financial Inc. (“Ally”) and Ally Bank Executive Committee (the “Executive Committee”), without the formality of convening a meeting, do hereby consent to the adoption of, and do hereby adopt, the following resolutions: Approval of Terms; Establishment of Se |
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| May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 15, 2025 (Date of report; date of earliest event reported) Commission file number: 1-3754 Ally Financial Inc. (Exact name of registrant as specified in its charter) Delaware 38-0572512 (State or other jurisdiction of incorporatio |
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| May 15, 2025 |
EX-1.1 Exhibit 1.1 ALLY FINANCIAL INC. Underwriting Agreement Standard Provisions (Debt Securities) Dated May 12, 2025 From time to time, Ally Financial Inc., a Delaware corporation (the “Company”), may enter into one or more underwriting agreements that provide for the sale of designated securities to the several underwriters named therein. The standard provisions set forth herein may be incorpor |
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| May 15, 2025 |
Exhibit 4.2 Unless this certificate is presented by an authorized representative of The Depository Trust Company, a New York corporation (“DTC”), to Ally Financial Inc. or its agent for registration of transfer, exchange or payment, and any certificate issued is registered in the name of Cede & Co. or such other name as requested by an authorized representative of DTC (and any payment is made to C |
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| May 14, 2025 |
Exhibit 107 Calculation of Filing Fee Table Form S-3 (Form Type) ALLY FINANCIAL INC. |
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| May 14, 2025 |
Ally Financial Inc. 5.737% Fixed-to-Floating Rate Senior Notes due 2029 Filed Pursuant to Rule 424(b)(2) Registration No. 333-268013 Prospectus Supplement (To Prospectus dated October 26, 2022) $750,000,000 Ally Financial Inc. 5.737% Fixed-to-Floating Rate Senior Notes due 2029 This is an offering of $750,000,000 aggregate principal amount of 5.737% Fixed-to-Floating Rate Senior Notes due 2029 (the “notes”) of Ally Financial Inc. (“Ally”). The notes will initially bea |
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| May 12, 2025 |
Filed Under Rule 424(b)(2), Registration Statement No. 333-281524 Pricing Supplement Number 376 - Dated Monday, May 12, 2025 (To: Prospectus Dated August 13, 2024 ) CUSIP Number Principal Amount Selling Price Gross Concession Net Proceeds Coupon Type Coupon Rate Coupon Frequency Maturity Date 1st Coupon Date 1st Coupon Amount Survivor's Option FDIC Guaranteed Product Ranking 02006DY54 $6,661,000 1 |
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| May 12, 2025 |
FWP Filed Pursuant to Rule 433 Registration No. 333-268013 Final Pricing Term Sheet dated May 12, 2025 5.737% Fixed-to-Floating Rate Senior Notes due 2029 Issuer: Ally Financial Inc. (“Ally”) Expected Ratings*: Baa3 (Stable) / BBB- (Stable) / BBB- (Stable) (Moody’s / S&P / Fitch) Title of Securities: 5.737% Fixed-to-Floating Rate Senior Notes due 2029 (the “Notes”) Legal Format: SEC Registered Tra |
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| May 12, 2025 |
SUBJECT TO COMPLETION, DATED MAY 12, 2025 424B5 Table of Contents The information in this preliminary prospectus supplement is not complete and may be changed. |
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| May 12, 2025 |
Calculation of Filing Fee Tables 424B2 (Form Type) S-3 Ally Financial Inc. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid 1 Debt 5.400% Ally Financial Term Notes, Series A Due |
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| May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 6, 2025 Date of Report (Date of earliest event reported) Commission file number: 1-3754 Ally Financial Inc. (Exact name of registrant as specified in its charter) Delaware 38-0572512 (State or other jurisdiction of (I.R.S. Employ |
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| May 8, 2025 |
CEO Remarks - 2025 Annual Meeting Exhibit 99.1 CEO Remarks - 2025 Annual Meeting Good morning, everyone. Thank you for joining Ally Financial’s annual shareholder’s meeting. Last week, I celebrated my one-year anniversary as CEO. A common question from shareholders has been: what are the biggest learnings of my first year? While I’ve learned a lot, my most important takeaway is this: •What our team has built over the years has cre |
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| May 5, 2025 |
Filed Under Rule 424(b)(2), Registration Statement No. 333-281524 Preliminary Pricing Supplement Number 376 Dated Monday, May 5, 2025 (To: Prospectus Dated August 13, 2024 ) CUSIP Number Principal Amount Selling Price Gross Concession Net Proceeds Coupon Type Coupon Rate Coupon Frequency Maturity Date 1st Coupon Date 1st Coupon Amount Survivor's Option FDIC Guaranteed Product Ranking 02006DY54 [] |
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| May 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025, or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-3754 Ally |
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| April 29, 2025 |
Calculation of Filing Fee Tables 424B2 (Form Type) S-3 Ally Financial Inc. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid 1 Debt 5.350% Ally Financial Term Notes, Series A Due |
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| April 29, 2025 |
Filed Under Rule 424(b)(2), Registration Statement No. 333-281524 Pricing Supplement Number 375 Dated Monday, April 28, 2025 (To: Prospectus Dated August 13, 2024 ) CUSIP Number Principal Amount Selling Price Gross Concession Net Proceeds Coupon Type Coupon Rate Coupon Frequency Maturity Date 1st Coupon Date 1st Coupon Amount Survivor's Option FDIC Guaranteed Product Ranking 02006DY47 $12,390,000 |
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| April 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| April 22, 2025 |
Filed under Rule 424(b)(2), Registration Statement No. 333-281524 Preliminary Pricing Supplement No. 375 - Dated Tuesday, April 22, 2025 (To: Prospectus dated August 13, 2024) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DY47 [] 100.00% 0.825% |
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| April 17, 2025 |
FIRST QUARTER 2025 FINANCIAL SUPPLEMENT Exhibit 99.3 FIRST QUARTER 2025 FINANCIAL SUPPLEMENT ALLY FINANCIAL INC. FORWARD-LOOKING STATEMENTS AND ADDITIONAL INFORMATION This document and related communications should be read in conjunction with the financial statements, notes, and other information contained in our Annual Reports on Form 10-K, Quarterly Reports on Form 10-Q, and Current Reports on Form 8-K. This information is prelimina |
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| April 17, 2025 |
Ally Financial Inc. April 17, 2025 1Q 2025 Earnings Review Exhibit 99.2 Forward-Looking Statements and Additional Information This presentation and related communications should be read in conjunction with the financial statements, notes, and other information contained in our Annual Reports on Form 10-K, Quarterly Reports on Form 10-Q, and Current Reports on Form 8-K. This information is prelimin |
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| April 17, 2025 |
Exhibit 99.1 News release: IMMEDIATE RELEASE Ally Financial Reports First Quarter 2025 Financial Results $(0.82) (8.6)% $(284) million $1.5 billion GAAP EPS RETURN ON COMMON EQUITY PRE-TAX INCOME GAAP TOTAL NET REVENUE $0.58 8.3% $247 million $2.1 billion ADJUSTED EPS1 CORE ROTCE1 CORE PRE-TAX INCOME1 ADJUSTED TOTAL NET REVENUE1 NOTABLE ITEMS • Reclassified $2.4B Card assets to ‘held-for-sale’ as |
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| April 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 17, 2025 (Date of report; date of earliest event reported) Commission file number: 1-3754 ALLY FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 38-0572512 (State or other jurisdiction of incorporat |
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| March 21, 2025 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro |
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| March 21, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi |
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| March 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K ☑ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024, or ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-3754 A.Full title of the plan and the address |
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| March 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report March 4, 2025 (Date of report; date of earliest event reported) Commission file number: 1-3754 Ally Financial Inc. (Exact name of registrant as specified in its charter) Delaware 38-0572512 (State or other jurisdiction |
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| February 19, 2025 |
Ally Financial Inc. Ally Financial Inc. Subsidiaries as of December 31, 2024 Exhibit 21 Ally Financial Inc. Ally Financial Inc. Subsidiaries as of December 31, 2024 Name of subsidiary State or sovereign power of incorporation Ally Bank Utah Ally Insurance Holdings Inc. Delaware IB Finance Holding Company, LLC Delaware |
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| February 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024, or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-3754 ALLY FINA |
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| February 19, 2025 |
Exhibit 97 Ally Financial Inc. ALLY FINANCIAL INC. Requirements for the Recovery of Erroneously Awarded Incentive-Based Compensation under NYSE Listing Standard 303A.14 Approved as of October 7, 2024 SECTION 1. Background. Section 303A.14 of the New York Stock Exchange (NYSE) Listed Company Manual (Listing Standard) requires each listed issuer to adopt and comply with a policy for recovering erron |
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| February 19, 2025 |
Exhibit 18 Ally Financial Inc. February 19, 2025 Ally Financial Inc. 500 Woodward Avenue Detroit, Michigan 48226 Dear Sirs/Madams: We have audited the consolidated financial statements of Ally Financial Inc. and subsidiaries (the "Company") as of December 31, 2024 and 2023, and for each of the three years in the period ended December 31, 2024, included in your Annual Report on Form 10-K to the Sec |
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| February 19, 2025 |
Exhibit 19 Ally Financial Inc. ALLY FINANCIAL INC. Enterprise Insider Trading and Blackout Policy Effective as of December 10, 2024 SECTION 1. Purpose. The purpose of this Enterprise Insider Trading and Blackout Policy (Policy) is to establish the governing guidelines related to all Covered Individuals (as defined in Appendix I) regarding the possession of Material Nonpublic Information or MNPI (a |
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| February 19, 2025 |
Exhibit 10.1 Ally Financial Inc. ALLY FINANCIAL INC. ANNUAL INCENTIVE PLAN (amended and restated as effective January 1, 2024) 1.The purpose of the Ally Financial Inc. Annual Incentive Plan (the “Plan” or “AIP”) is to reward and retain select Employees (defined in Section 3(j) below) whose performance helps Ally Financial Inc. (the “Company”) and its Affiliates (defined in Section 3(a) below) achi |
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| February 18, 2025 |
Filed under Rule 424(b)(2), Registration Statement No. 333-281524 Filed under Rule 424(b)(2), Registration Statement No. 333-281524 Pricing Supplement No. 374 - Dated Tuesday, February 18, 2025 (To: Prospectus dated August 13, 2024) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DY39 $3,688,000.00 100.00% 1.25 |
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| February 18, 2025 |
Table 1: Newly Registered and Carry Forward Securities Calculation of Filing Fee Tables S-3 Ally Financial Inc. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date |
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| February 10, 2025 |
Table 1: Newly Registered and Carry Forward Securities Calculation of Filing Fee Tables S-3 Ally Financial Inc. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date |
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| February 10, 2025 |
Filed under Rule 424(b)(2), Registration Statement No. 333-281524 Filed under Rule 424(b)(2), Registration Statement No. 333-281524 Preliminary Pricing Supplement No. 374 - Dated Monday, February 10, 2025 (To: Prospectus dated August 13, 2024) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DY39 [] 100.00% 1.25 |
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| February 10, 2025 |
Filed under Rule 424(b)(2), Registration Statement No. 333-281524 Filed under Rule 424(b)(2), Registration Statement No. 333-281524 Pricing Supplement No. 373 - Dated Monday, February 10, 2025 (To: Prospectus dated August 13, 2024) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DW98 $1,567,000.00 100.00% 1.450 |
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| February 4, 2025 |
Filed under Rule 424(b)(2), Registration Statement No. 333-281524 Filed under Rule 424(b)(2), Registration Statement No. 333-281524 Preliminary Pricing Supplement No. 373 - Dated Monday, February 3, 2025 (To: Prospectus dated August 13, 2024) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DW98 [] 100.00% 1.450 |
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| February 3, 2025 |
Table 1: Newly Registered and Carry Forward Securities Calculation of Filing Fee Tables S-3 Ally Financial Inc. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date |
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| February 3, 2025 |
Filed under Rule 424(b)(2), Registration Statement No. 333-281524 Filed under Rule 424(b)(2), Registration Statement No. 333-281524 Pricing Supplement No. 372 - Dated Monday, February 3, 2025 (To: Prospectus dated August 13, 2024) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DW72 $8,846,000.00 100.00% 0.825% |
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| January 27, 2025 |
Filed under Rule 424(b)(2), Registration Statement No. 333-281524 Filed under Rule 424(b)(2), Registration Statement No. 333-281524 Preliminary Pricing Supplement No. 372 - Dated Monday, January 27, 2025 (To: Prospectus dated August 13, 2024) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DW72 [] 100.00% 0.825 |
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| January 22, 2025 |
FOURTH QUARTER 2024 FINANCIAL SUPPLEMENT Exhibit 99.3 FOURTH QUARTER 2024 FINANCIAL SUPPLEMENT ALLY FINANCIAL INC. FORWARD-LOOKING STATEMENTS AND ADDITIONAL INFORMATION This document and related communications should be read in conjunction with the financial statements, notes, and other information contained in our Annual Reports on Form 10-K, Quarterly Reports on Form 10-Q, and Current Reports on Form 8-K. This information is prelimin |
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| January 22, 2025 |
Exhibit 99.1 News release: IMMEDIATE RELEASE Ally Financial Reports Fourth Quarter and Full-Year 2024 Financial Results Full-Year 2024 Net Income of $668 million, $1.80 EPS, $2.35 Adjusted EPS1 Fourth Quarter Net Income of $108 million, $0.26 EPS, $0.78 Adjusted EPS1 Full-Year 2024 Results PRE-TAX INCOME TOTAL NET REVENUE RETURN ON COMMON EQUITY CORE ROTCE1 $836 million $8.2 billion 4.8% 8.5% Four |
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| January 22, 2025 |
Ally Financial Inc. January 22, 2025 4Q 2024 Earnings Review Exhibit 99.2 Forward-Looking Statements and Additional Information This presentation and related communications should be read in conjunction with the financial statements, notes, and other information contained in our Annual Reports on Form 10-K, Quarterly Reports on Form 10-Q, and Current Reports on Form 8-K. This information is prelim |
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| January 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 22, 2025 (Date of report; date of earliest event reported) Commission file number: 1-3754 ALLY FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 38-0572512 (State or other jurisdiction of incorpor |
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| December 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 5, 2024 (Date of report; date of earliest event reported) Commission file number: 1-3754 Ally Financial Inc. (Exact name of registrant as specified in its charter) Delaware 38-0572512 (State or other jurisdiction of incorpor |
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| December 5, 2024 |
Exhibit 1.2 ALLY FINANCIAL INC. Underwriting Agreement Standard Provisions (Subordinated Debt Securities) Dated December 2, 2024 From time to time, Ally Financial Inc., a Delaware corporation (the “Company”), may enter into one or more underwriting agreements that provide for the sale of designated securities to the several underwriters named therein. The standard provisions set forth herein may b |
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| December 5, 2024 |
Exhibit 4.3 Unless this certificate is presented by an authorized representative of The Depository Trust Company, a New York corporation (“DTC”), to Ally Financial Inc. or its agent for registration of transfer, exchange or payment, and any certificate issued is registered in the name of Cede & Co. or such other name as requested by an authorized representative of DTC (and any payment is made to C |
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| December 5, 2024 |
Exhibit 1.1 ALLY FINANCIAL INC. Underwriting Agreement Standard Provisions (Debt Securities) Dated December 2, 2024 From time to time, Ally Financial Inc., a Delaware corporation (the “Company”), may enter into one or more underwriting agreements that provide for the sale of designated securities to the several underwriters named therein. The standard provisions set forth herein may be incorporate |
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| December 5, 2024 |
Exhibit 4.2 Unless this certificate is presented by an authorized representative of The Depository Trust Company, a New York corporation (“DTC”), to Ally Financial Inc. or its agent for registration of transfer, exchange or payment, and any certificate issued is registered in the name of Cede & Co. or such other name as requested by an authorized representative of DTC (and any payment is made to C |
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| December 5, 2024 |
Action of the Executive Committee of Ally Financial Inc. dated as of December 2, 2024. Exhibit 4.1 ALLY FINANCIAL INC. AND ALLY BANK EXECUTIVE COMMITTEE Unanimous Written Consent The undersigned, being all the members of the Ally Financial Inc. (“Ally”) and Ally Bank Executive Committee (the “Executive Committee”), without the formality of convening a meeting, do hereby consent to the adoption of, and do hereby adopt, the following resolutions: Approval of Terms; Establishment of Se |
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| December 4, 2024 |
Exhibit 107 Calculation of Filing Fee Table Form S-3 (Form T y pe) ALLY FINANCIAL INC. |
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| December 4, 2024 |
Exhibit 107 Calculation of Filing Fee Table Form S-3 (Form Type) ALLY FINANCIAL INC. |
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| December 4, 2024 |
Ally Financial Inc. 5.543% Fixed-to-Floating Rate Senior Notes due 2031 Filed Pursuant to Rule 424(b)(2) Registration No. 333-268013 Prospectus Supplement (To Prospectus dated October 26, 2022) $500,000,000 Ally Financial Inc. 5.543% Fixed-to-Floating Rate Senior Notes due 2031 This is an offering of $500,000,000 aggregate principal amount of 5.543% Fixed-to-Floating Rate Senior Notes due 2031 (the “notes”) of Ally Financial Inc. (“Ally”). The notes will initially bea |
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| December 4, 2024 |
Ally Financial Inc. 6.646% Fixed-Rate Reset Subordinated Notes due 2040 Filed Pursuant to Rule 424(b)(2) Registration No. 333-268013 Prospectus Supplement (To Prospectus dated October 26, 2022) $500,000,000 Ally Financial Inc. 6.646% Fixed-Rate Reset Subordinated Notes due 2040 This is an offering of $500,000,000 aggregate principal amount of 6.646% Fixed-Rate Reset Subordinated Notes due 2040 (the “notes”) of Ally Financial Inc. (“Ally”). The notes will bear interest |
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| December 3, 2024 |
Filed Pursuant to Rule 433 Registration No. 333-268013 Final Pricing Term Sheet dated December 2, 2024 5.543% Fixed-to-Floating Rate Senior Notes due 2031 Issuer: Ally Financial Inc. (“Ally”) Expected Ratings*: Baa3 (Stable) / BBB- (Stable) / BBB- (Stable) (Moody’s / S&P / Fitch) Title of Securities: 5.543% Fixed-to-Floating Rate Senior Notes due 2031 (the “Notes”) Legal Format: SEC Registered Tra |
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| December 3, 2024 |
Filed Pursuant to Rule 433 Registration No. 333-268013 Final Pricing Term Sheet dated December 2, 2024 6.646% Fixed-Rate Reset Subordinated Notes due 2040 Issuer: Ally Financial Inc. (“Ally”) Expected Ratings*: Baa3 (Stable) / BB+ (Stable) / BB+ (Stable) (Moody’s / S&P / Fitch) Title of Securities: 6.646% Fixed-Rate Reset Subordinated Notes due 2040 (the “Notes”) Legal Format: SEC Registered Trade |
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| December 2, 2024 |
SUBJECT TO COMPLETION, DATED DECEMBER 2, 2024 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-268013 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities and we are not soliciting offers to buy these securities in any jurisdiction where the offer or sale is not |
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| December 2, 2024 |
SUBJECT TO COMPLETION, DATED DECEMBER 2, 2024 424B5 Table of Contents The information in this preliminary prospectus supplement is not complete and may be changed. |
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| November 26, 2024 |
Ally Proprietary EXHIBIT 10.1 TRANSITION SERVICES AND RELEASE AGREEMENT Jason Schugel and the Company (as defined in the next sentence) have reached the following Transition Services and Release Agreement (the “Agreement”). In this Agreement, “Employee” refers to Jason Schugel, “Company” refers to Ally Financial Inc. and its current affiliates (including Ally Bank) and divisions, and “Released Par |
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| November 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 (Date of report; date of earliest event reported) November 20, 2024 (Date of report; date of earliest event reported) Commission file number: 1-3754 ALLY FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware |
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| November 25, 2024 |
Table 1: Newly Registered and Carry Forward Securities Calculation of Filing Fee Tables S-3 Ally Financial Inc. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date |
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| November 25, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-281524 Filed under Rule 424(b)(2), Registration Statement No. 333-281524 Pricing Supplement No. 371 - Dated Monday, November 25, 2024 (To: Prospectus dated August 13, 2024) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DW64 $7,178,000.00 100.00% 0.825 |
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| November 18, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-281524 Filed under Rule 424(b)(2), Registration Statement No. 333-281524 Pricing Supplement No. 370 - Dated Monday, November 18, 2024 (To: Prospectus dated August 13, 2024) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DW49 $6,151,000.00 100.00% 0.825 |
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| November 18, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-281524 Filed under Rule 424(b)(2), Registration Statement No. 333-281524 Preliminary Pricing Supplement No. 371 - Dated Monday, November 18, 2024 (To: Prospectus dated August 13, 2024) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DW64 [] 100.00% 0.82 |
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| November 18, 2024 |
Table 1: Newly Registered and Carry Forward Securities Calculation of Filing Fee Tables S-3 Ally Financial Inc. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date |
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| November 13, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-281524 Filed under Rule 424(b)(2), Registration Statement No. 333-281524 Preliminary Pricing Supplement No. 370 - Dated Tuesday, November 12, 2024 (To: Prospectus dated August 13, 2024) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DW49 [] 100.00% 0.8 |
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| November 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024, or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-3754 |
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| November 4, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-281524 Filed under Rule 424(b)(2), Registration Statement No. 333-281524 Pricing Supplement No. 369 - Dated Monday, November 4, 2024 (To: Prospectus dated August 13, 2024) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DW31 $14,910,000.00 100.00% 1.250 |
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| November 4, 2024 |
Table 1: Newly Registered and Carry Forward Securities Calculation of Filing Fee Tables S-3 Ally Financial Inc. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date |
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| October 29, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-281524 Filed under Rule 424(b)(2), Registration Statement No. 333-281524 Preliminary Pricing Supplement No. 369 - Dated Monday, October 28, 2024 (To: Prospectus dated August 13, 2024) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DW31 [] 100.00% 1.250 |
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| October 28, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-281524 Filed under Rule 424(b)(2), Registration Statement No. 333-281524 Pricing Supplement No. 368 - Dated Monday, October 28, 2024 (To: Prospectus dated August 13, 2024) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DV99 $8,951,000.00 100.00% 0.825% |
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| October 28, 2024 |
Table 1: Newly Registered and Carry Forward Securities Calculation of Filing Fee Tables S-3 Ally Financial Inc. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date |
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| October 22, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-281524 Filed under Rule 424(b)(2), Registration Statement No. 333-281524 Preliminary Pricing Supplement No. 368 - Dated Tuesday, October 22, 2024 (To: Prospectus dated August 13, 2024) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DV99 [] 100.00% 0.82 |
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| October 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 18, 2024 (Date of report; date of earliest event reported) Commission file number: 1-3754 ALLY FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 38-0572512 (State or other jurisdiction of incorpor |
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| October 18, 2024 |
Exhibit 99.3 THIRD QUARTER 2024 FINANCIAL SUPPLEMENT ALLY FINANCIAL INC. FORWARD-LOOKING STATEMENTS AND ADDITIONAL INFORMATION This document and related communications should be read in conjunction with the financial statements, notes, and other information contained in our Annual Reports on Form 10-K, Quarterly Reports on Form 10-Q, and Current Reports on Form 8-K. This information is preliminary |
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| October 18, 2024 |
Exhibit 99.2 Ally Financial Inc. 3Q 2024 Earnings Review October 18, 2024 Contact Ally Investor Relations at (866) 710-4623 or [email protected] 3Q 2024 Preliminary Results Forward-Looking Statements and Additional Information This presentation and related communications should be read in conjunction with the financial statements, notes, and other information contained in our Annual Repo |
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| October 18, 2024 |
Exhibit 99.1 News release: IMMEDIATE RELEASE Ally Financial Reports Third Quarter 2024 Financial Results $1.06 11.0% $233 million $2.1 billion GAAP EPS RETURN ON COMMON EQUITY PRE-TAX INCOME GAAP TOTAL NET REVENUE $0.95 13.1% $188 million $2.1 billion ADJUSTED EPS1 CORE ROTCE1 CORE PRE-TAX INCOME1 ADJUSTED TOTAL NET REVENUE1 FINANCIAL HIGHLIGHTS OPERATIONAL HIGHLIGHTS CEO COMMENTS • GAAP EPS of $ |
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| September 3, 2024 |
Table 1: Newly Registered and Carry Forward Securities Calculation of Filing Fee Tables S-3 Ally Financial Inc. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date |
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| September 3, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-281524 Pricing Supplement No. 367 - Dated Tuesday, September 3, 2024 (To: Prospectus dated August 13, 2024) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DV81 $15,431,000.00 100.00% 1.2 |
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| August 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 26, 2024 (Date of report; date of earliest event reported) Commission file number: 1-3754 ALLY FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 38-0572512 (State or other jurisdiction of incorpora |
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| August 27, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-281524 Preliminary Pricing Supplement No. 367 - Dated Monday, August 26, 2024 (To: Prospectus dated August 13, 2024) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DV81 [] 100.00% 1.250% |
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| August 27, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-281524 Filed under Rule 424(b)(2), Registration Statement No. 333-281524 Pricing Supplement No. 366 - Dated Monday, August 26, 2024 (To: Prospectus dated August 13, 2024) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DV65 $11,976,000.00 100.00% 0.825% |
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| August 27, 2024 |
Table 1: Newly Registered and Carry Forward Securities Calculation of Filing Fee Tables S-3 Ally Financial Inc. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date |
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| August 27, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-281524 Pricing Supplement No. 366 - Dated Monday, August 26, 2024 (To: Prospectus dated August 13, 2024) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DV65 $11,976,000.00 100.00% 0.825% |
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| August 20, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-281524 Preliminary Pricing Supplement No. 366 - Dated Monday, August 19, 2024 (To: Prospectus dated August 13, 2024) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DV65 [] 100.00% 0.825% |
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| August 13, 2024 |
Form of pricing supplement (included in Exhibit 1.1). Exhibit 1.1 ALLY FINANCIAL INC. ALLY FINANCIAL TERM NOTES DUE FROM NINE MONTHS TO THIRTY YEARS FROM DATE OF ISSUE SELLING AGENT AGREEMENT August 13, 2024 InspereX LLC BofA Securities, Inc. Citigroup Global Markets Inc. J.P. Morgan Securities LLC Morgan Stanley & Co. LLC RBC Capital Markets, LLC c/o InspereX LLC 200 South Wacker Drive Suite 3400 Chicago, Illinois 60606 Dear Ladies and Gentlemen: Al |
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| August 13, 2024 |
As filed with the Securities and Exchange Commission on August 13, 2024 As filed with the Securities and Exchange Commission on August 13, 2024 Registration No. |
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| August 13, 2024 |
Exhibit 4.3.1 ALLY FINANCIAL INC. AND THE BANK OF NEW YORK MELLON, Trustee FIRST SUPPLEMENTAL INDENTURE SERIES B ALLY FINANCIAL TERM NOTES Dated as of August 13, 2024 to INDENTURE Dated as of November 20, 2015 FIRST SUPPLEMENTAL INDENTURE, dated as of the 13th day of August, 2024 between Ally Financial Inc., a corporation duly organized and existing under the laws of the State of Delaware (the “Co |
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| August 13, 2024 |
Exhibit 25.2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (Ju |
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| August 13, 2024 |
Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (Ju |
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| August 13, 2024 |
Calculation of Filing Fee Tables. Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Ally Financial Inc. |
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| August 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024, or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-3754 Ally |
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| July 26, 2024 |
EX-4.2 Exhibit 4.2 Unless this certificate is presented by an authorized representative of The Depository Trust Company, a New York corporation (“DTC”), to Ally Financial Inc. or its agent for registration of transfer, exchange or payment, and any certificate issued is registered in the name of Cede & Co. or such other name as requested by an authorized representative of DTC (and any payment is ma |
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| July 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 26, 2024 (Date of report; date of earliest event reported) Commission file number: 1-3754 Ally Financial Inc. (Exact name of registrant as specified in its charter) Delaware 38-05 |
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| July 26, 2024 |
EX-1.1 Exhibit 1.1 ALLY FINANCIAL INC. Underwriting Agreement Standard Provisions (Debt Securities) Dated July 22, 2024 From time to time, Ally Financial Inc., a Delaware corporation (the “Company”), may enter into one or more underwriting agreements that provide for the sale of designated securities to the several underwriters named therein. The standard provisions set forth herein may be incorpo |
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| July 26, 2024 |
Action of the Executive Committee of Ally Financial Inc. dated as of July 22, 2024. EX-4.1 Exhibit 4.1 ALLY FINANCIAL INC. AND ALLY BANK EXECUTIVE COMMITTEE Unanimous Written Consent The undersigned, being all the members of the Ally Financial Inc. (“Ally”) and Ally Bank Executive Committee (the “Executive Committee”), without the formality of convening a meeting, do hereby consent to the adoption of, and do hereby adopt, the following resolutions: Approval of Terms; Establishmen |
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| July 23, 2024 |
Ally Financial Inc. 6.184% Fixed-to-Floating Rate Senior Notes due 2035 Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. 333-268013 Prospectus Supplement (To Prospectus dated October 26, 2022) $750,000,000 Ally Financial Inc. 6.184% Fixed-to-Floating Rate Senior Notes due 2035 This is an offering of $750,000,000 aggregate principal amount of 6.184% Fixed-to-Floating Rate Senior Notes due 2035 (the “notes”) of Ally Financial Inc. (“Ally”). The notes |
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| July 23, 2024 |
Exhibit 107 Calculation of Filing Fee Table Form 424(b)(2) (Form Type) ALLY FINANCIAL INC. |
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| July 23, 2024 |
FWP Filed Pursuant to Rule 433 Registration No. 333-268013 Final Pricing Term Sheet dated July 22, 2024 6.184% Fixed-to-Floating Rate Senior Notes due 2035 Issuer: Ally Financial Inc. (“Ally”) Expected Ratings*: Baa3 (Negative) / BBB- (Stable) / BBB- (Stable) (Moody’s / S&P / Fitch) Title of Securities: 6.184% Fixed-to-Floating Rate Senior Notes due 2035 (the “Notes”) Legal Format: SEC Registered |
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| July 22, 2024 |
Exhibit 99.2 SECOND QUARTER 2024 FINANCIAL SUPPLEMENT ALLY FINANCIAL INC. FORWARD-LOOKING STATEMENTS AND ADDITIONAL INFORMATION This document and related communications should be read in conjunction with the financial statements, notes, and other information contained in our Annual Reports on Form 10-K, Quarterly Reports on Form 10-Q, and Current Reports on Form 8-K. This information is preliminar |
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| July 22, 2024 |
Ally Financial Reports Second Quarter 2024 Financial Results Exhibit 99.1 Ally Financial Reports Second Quarter 2024 Financial Results $0.86 9.3% $257 million $2.0 billion GAAP EPS RETURN ON COMMON EQUITY PRE-TAX INCOME GAAP TOTAL NET REVENUE $0.97 14.0% $299 million $2.0 billion ADJUSTED EPS1 CORE ROTCE1 CORE PRE-TAX INCOME1 ADJUSTED TOTAL NET REVENUE1 • Strong quarter over quarter improvement in net interest margin and earnings following 1Q 2024 trough • |
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| July 22, 2024 |
Subject to Completion, Dated July 22, 2024 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-268013 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities and we are not soliciting offers to buy these securities in any jurisdiction where the offer or sale is not permit |
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| July 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 22, 2024 (Date of report; date of earliest event reported) Commission file number: 1-3754 Ally Financial Inc. (Exact name of registrant as specified in its charter) Delaware 38-0572512 (State or other jurisdiction of incorporati |
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| July 17, 2024 |
Ally Financial Reports Second Quarter 2024 Financial Results Exhibit 99.1 News release: IMMEDIATE RELEASE Ally Financial Reports Second Quarter 2024 Financial Results $0.86 9.3% $257 million $2.0 billion GAAP EPS RETURN ON COMMON EQUITY PRE-TAX INCOME GAAP TOTAL NET REVENUE $0.97 14.0% $299 million $2.0 billion ADJUSTED EPS1 CORE ROTCE1 CORE PRE-TAX INCOME1 ADJUSTED TOTAL NET REVENUE1 • Strong quarter over quarter improvement in net interest margin and ea |
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| July 17, 2024 |
Ally Financial Inc. 2Q 2024 Earnings Review July 17, 2024 Contact Ally Investor Relations at (866) Exhibit 99.2 Ally Financial Inc. 2Q 2024 Earnings Review July 17, 2024 Contact Ally Investor Relations at (866) 710-4623 or [email protected] 2Q 2024 Preliminary Results Forward-Looking Statements and Additional Information This presentation and related communications should be read in conjunction with the financial statements, notes, and other information contained in our Annual Reports |
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| July 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 17, 2024 (Date of report; date of earliest event reported) Commission file number: 1-3754 ALLY FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 38-0572512 (State or other jurisdiction of incorporati |
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| July 17, 2024 |
Exhibit 99.3 SECOND QUARTER 2024 FINANCIAL SUPPLEMENT ALLY FINANCIAL INC. FORWARD-LOOKING STATEMENTS AND ADDITIONAL INFORMATION This document and related communications should be read in conjunction with the financial statements, notes, and other information contained in our Annual Reports on Form 10-K, Quarterly Reports on Form 10-Q, and Current Reports on Form 8-K. This information is preliminar |
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| July 1, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Pricing Supplement No. 365 - Dated Monday, July 1, 2024 (To: Prospectus dated August 31, 2022) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DV40 $10,710,000.00 100.00% 1.250% $1 |
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| July 1, 2024 |
EX-FILING FEES Calculation of Filing Fee Tables 424B2 (Form Type) (Exact Name of Registrant as Specified in its Charter) (Translation of Registrant’s Name into English) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Debt 6. |
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| June 25, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Preliminary Pricing Supplement No. 365 - Dated Monday, June 24, 2024 (To: Prospectus dated August 31, 2022) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DV40 [] 100.00% 1.250% [ |
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| June 24, 2024 |
EX-FILING FEES Calculation of Filing Fee Tables 424B2 (Form Type) (Exact Name of Registrant as Specified in its Charter) (Translation of Registrant’s Name into English) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Debt 5. |
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| June 24, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Pricing Supplement No. 364 - Dated Monday, June 24, 2024 (To: Prospectus dated August 31, 2022) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DV24 $3,187,000.00 100.00% 0.825% $3 |
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| June 17, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Preliminary Pricing Supplement No. 364 - Dated Monday, June 17, 2024 (To: Prospectus dated August 31, 2022) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DV24 [] 100.00% 0.825% [ |
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| June 3, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Pricing Supplement No. 363 - Dated Monday, June 3, 2024 (To: Prospectus dated August 31, 2022) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DU82 $5,717,000.00 100.00% 0.825% $5, |
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| June 3, 2024 |
EX-FILING FEES Calculation of Filing Fee Tables 424B2 (Form Type) (Exact Name of Registrant as Specified in its Charter) (Translation of Registrant’s Name into English) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Debt 6. |
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| May 28, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Pricing Supplement No. 362 - Dated Tuesday, May 28, 2024 (To: Prospectus dated August 31, 2022) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DU66 $9,095,000.00 100.00% 1.250% $8 |
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| May 28, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Preliminary Pricing Supplement No. 363 - Dated Tuesday, May 28, 2024 (To: Prospectus dated August 31, 2022) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DU82 [] 100.000% 0.825% |
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| May 28, 2024 |
EX-FILING FEES Calculation of Filing Fee Tables 424B2 (Form Type) (Exact Name of Registrant as Specified in its Charter) (Translation of Registrant’s Name into English) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Debt 6. |
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| May 20, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Preliminary Pricing Supplement No. 362 - Dated Monday, May 20, 2024 (To: Prospectus dated August 31, 2022) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DU66 [] 100.00% 1.250% [] |
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| May 20, 2024 |
EX-FILING FEES Calculation of Filing Fee Tables 424B2 (Form Type) (Exact Name of Registrant as Specified in its Charter) (Translation of Registrant’s Name into English) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Debt 6. |
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| May 20, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Pricing Supplement No. 361 - Dated Monday, May 20, 2024 (To: Prospectus dated August 31, 2022) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DU41 $12,503,000.00 100.00% 0.825% $1 |
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| May 14, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Preliminary Pricing Supplement No. 361 - Dated Monday, May 13, 2024 (To: Prospectus dated August 31, 2022) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DU41 [] 100.00% 0.825% [] |
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| May 13, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Pricing Supplement No. 360 - Dated Monday, May 13, 2024 (To: Prospectus dated August 31, 2022) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DU25 $5,639,000.00 100.00% 0.825% $5, |
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| May 13, 2024 |
EX-FILING FEES Calculation of Filing Fee Tables 424B2 (Form Type) (Exact Name of Registrant as Specified in its Charter) (Translation of Registrant’s Name into English) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Debt 6. |
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| May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 7, 2024 Date of Report (Date of earliest event reported) Commission file number: 1-3754 Ally Financial Inc. (Exact name of registrant as specified in its charter) Delaware 38-0572512 (State or other jurisdiction of (I.R.S. Employ |
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| May 9, 2024 |
CEO Remarks - 2024 Annual Meeting Exhibit 99.1 CEO Remarks - 2024 Annual Meeting Good morning, everyone. I want to thank you all for being here today at Ally’s 2024 annual meeting and the first under my leadership. It is an honor to address you as the new CEO of Ally Financial. I have long admired Ally from a distance; becoming Ally’s CEO is an amazing and rare opportunity and I’m thankful to have the chance to serve. I joined the |
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| May 6, 2024 |
Exhibit 10.1 Ally Financial Inc. ALLY FINANCIAL INC. SEVERANCE PLAN PLAN DOCUMENT AND SUMMARY PLAN DESCRIPTION As Amended and Re-Stated January 1, 2024 Page 1 of 20 Exhibit 10.1 Ally Financial Inc. PLAN NAME: Ally Financial Inc. Severance Plan PLAN SPONSOR: Ally Financial Inc. PLAN EFFECTIVE DATE: As amended and restated, January 1, 2024 PLAN NUMBER 535 PLAN ADMINISTRATOR Ally Financial Inc. Ally |
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| May 6, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Pricing Supplement No. 359 - Dated Monday, May 6, 2024 (To: Prospectus dated August 31, 2022) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DT84 $16,502,000.00 100.000% 0.825% $1 |
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| May 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024, or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-3754 Ally |
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| May 6, 2024 |
Calculation of Filing Fee Tables 424B2 (Form Type) (Exact Name of Registrant as Specified in its Charter) (Translation of Registrant’s Name into English) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Debt 6. |
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| May 6, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Preliminary Pricing Supplement No. 360 - Dated Monday, May 6, 2024 (To: Prospectus dated August 31, 2022) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DU25 [] 100.00% 0.825% [] |
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| April 29, 2024 |
EX-FILING FEES Calculation of Filing Fee Tables 424B2 (Form Type) (Exact Name of Registrant as Specified in its Charter) (Translation of Registrant’s Name into English) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Debt 6. |
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| April 29, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Pricing Supplement No. 358 - Dated Monday, April 29, 2024 (To: Prospectus dated August 31, 2022) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DT68 $2,741,000.00 100.00% 1.250% $ |
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| April 29, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Preliminary Pricing Supplement No. 359 - Dated Monday, April 29, 2024 (To: Prospectus dated August 31, 2022) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DT84 [] 100.00% 0.825% |
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| April 22, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Preliminary Pricing Supplement No. 358 - Dated Monday, April 22, 2024 (To: Prospectus dated August 31, 2022) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DT68 [] 100.00% 1.250% |
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| April 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 18, 2024 (Date of report; date of earliest event reported) Commission file number: 1-3754 ALLY FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 38-0572512 (State or other jurisdiction of incorporat |
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| April 18, 2024 |
Ally Financial Reports First Quarter 2024 Financial Results Exhibit 99.1 News release: IMMEDIATE RELEASE Ally Financial Reports First Quarter 2024 Financial Results $0.42 4.5% $171 million $2.0 billion GAAP EPS RETURN ON COMMON EQUITY PRE-TAX INCOME GAAP TOTAL NET REVENUE $0.45 6.5% $183 million $2.0 billion ADJUSTED EPS1 CORE ROTCE1 CORE PRE-TAX INCOME1 ADJUSTED TOTAL NET REVENUE1 • Announced Michael Rhodes as CEO starting April 29 • Successfully clo |
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| April 18, 2024 |
Exhibit 99.2 Ally Financial Inc. 1Q 2024 Earnings Review April 18, 2024 Contact Ally Investor Relations at (866) 710-4623 or [email protected] 1Q 2024 Preliminary Results Forward-Looking Statements and Additional Information This presentation and related communications should be read in conjunction with the financial statements, notes, and other information contained in our Annual Report |
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| April 18, 2024 |
FIRST QUARTER 2024 FINANCIAL SUPPLEMENT Exhibit 99.3 FIRST QUARTER 2024 FINANCIAL SUPPLEMENT ALLY FINANCIAL INC. FORWARD-LOOKING STATEMENTS AND ADDITIONAL INFORMATION This document and related communications should be read in conjunction with the financial statements, notes, and other information contained in our Annual Reports on Form 10-K, Quarterly Reports on Form 10-Q, and Current Reports on Form 8-K. This information is prelimina |
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| April 8, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Pricing Supplement No. 357 - Dated Monday, April 8, 2024 (To: Prospectus dated August 31, 2022) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DT43 $10,321,000.00 100.000% 0.825% |
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| April 8, 2024 |
EX-FILING FEES Calculation of Filing Fee Tables 424B2 (Form Type) (Exact Name of Registrant as Specified in its Charter) (Translation of Registrant’s Name into English) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Debt 6. |
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| April 5, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi |
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| April 2, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Preliminary Pricing Supplement No. 357 - Dated Tuesday, April 2, 2024 (To: Prospectus dated August 31, 2022) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DT43 [] 100.00% 0.825% |
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| March 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 27, 2024 Date of Report (Date of earliest event reported) Commission file number: 1-3754 Ally Financial Inc. (Exact name of registrant as specified in its charter) Delaware 38-0572512 (State or other jurisdiction of (I.R.S. Emp |
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| March 27, 2024 |
Offer Letter between Ally Financial Inc. and Michael G. Rhodes, dated as of March 26, 2024 Exhibit 10.1 EXECUTION COPY Franklin W. Hobbs Chair of the Board of Directors Kim S. Fennebresque Chair of the Compensation, Nominating, and Governance Committee of the Board of Directors March 26, 2024 Michael G. Rhodes BY E-MAIL Re: Our Offer of the Positions of Chief Executive Officer and Board Member Dear Mr. Rhodes: On behalf of the Board of Directors (Board) of Ally Financial Inc. (Ally or t |
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| March 27, 2024 |
Exhibit 99.1 Ally Financial names Michael Rhodes as CEO With more than two decades of experience in consumer banking, Rhodes poised to lead Ally into the next stage of its evolution CHARLOTTE, N.C., March 27, 2024 /PRNewswire/ - Ally Financial Inc. (NYSE: ALLY) announced today that Michael G. Rhodes will be its new Chief Executive Officer, starting at the company on April 29, 2024. He will also be |
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| March 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K ☑ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023, or ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-3754 A.Full title of the plan and the address |
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| March 18, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Pricing Supplement No. 356 - Dated Monday, March 18, 2024 (To: Prospectus dated August 31, 2022) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DT27 $8,879,000.00 100.000% 1.250% |
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| March 18, 2024 |
EX-FILING FEES Calculation of Filing Fee Tables 424B2 (Form Type) (Exact Name of Registrant as Specified in its Charter) (Translation of Registrant’s Name into English) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Debt 6. |
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| March 11, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Preliminary Pricing Supplement No. 356 - Dated Monday, March 11, 2024 (To: Prospectus dated August 31, 2022) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DT27 [] 100.00% 1.250% |
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| March 5, 2024 |
1 RBC Capital Markets Financial Institutions Conference March 2024 Contact Ally Investor Relations at (866) 710-4623 or investor. |
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| March 5, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 5, 2024 Date of Report (Date of earliest event reported) Commission file number: 1-3754 Ally Financial Inc. (Exact name of registrant as specified in its charter) Delaware 38-0572512 (State or other jurisdiction of (I.R.S. Empl |
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| February 26, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Pricing Supplement No. 355 - Dated Monday, February 26, 2024 (To: Prospectus dated August 31, 2022) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DS85 $3,372,000.00 100.000% 1.25 |
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| February 26, 2024 |
EX-FILING FEES Calculation of Filing Fee Tables 424B2 (Form Type) (Exact Name of Registrant as Specified in its Charter) (Translation of Registrant’s Name into English) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Debt 6. |
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| February 21, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Preliminary Pricing Supplement No. 355 - Dated Tuesday, February 20, 2024 (To: Prospectus dated August 31, 2022) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DS85 [] 100.00% 1.2 |
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| February 20, 2024 |
Ally Financial Inc. Ally Financial Inc. Subsidiaries as of December 31, 2023 Exhibit 21 Ally Financial Inc. Ally Financial Inc. Subsidiaries as of December 31, 2023 Name of subsidiary State or sovereign power of incorporation Ally Bank Utah IB Finance Holding Company, LLC Delaware |
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| February 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023, or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-3754 ALLY FINA |
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| February 20, 2024 |
to the Company’s Annual Report for the period ended December 31, 2023, (File No. 1-3754) Exhibit 10.7 Ally Financial Inc. Ally Financial Inc. 500 Woodward Avenue, MC : MI-01-08-HR Detroit, MI 48226 Re: Ally Financial Inc. Incentive Compensation Plan Award Dear : 1.You have been granted an Award under the Ally Financial Inc. Incentive Compensation Plan (the “Plan”). A copy of the Plan is included on the Shareworks website or such other website as may be designated by the Company. Capit |
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| February 20, 2024 |
Exhibit 97 Ally Financial Inc. ALLY FINANCIAL INC. Requirements for the Recovery of Erroneously Awarded Incentive-Based Compensation under NYSE Listing Standard 303A.14 Approved as of October 9, 2023 SECTION 1. Background. Section 303A.14 of the New York Stock Exchange (NYSE) Listed Company Manual (Listing Standard) requires each listed issuer to adopt and comply with a policy for recovering erron |
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| February 20, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Pricing Supplement No. 354 - Dated Tuesday, February 20, 2024 (To: Prospectus dated August 31, 2022) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DS69 $5,832,000.00 100.000% 1.2 |
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| February 20, 2024 |
Exhibit 10.6 Ally Financial Inc. Ally Financial Inc. 500 Woodward Avenue, MC : MI-01-08-HR Detroit, MI 48226 Re: Ally Financial Inc. Incentive Compensation Plan – PSU Award Dear : 1.You have been granted an Award under the Ally Financial Inc. Incentive Compensation Plan (the “Plan”). A copy of the Plan is included on the Shareworks website or such other website as may be designated by the Company. |
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| February 20, 2024 |
to the Company’s Annual Report for the period ended December 31, 2023, (File No. 1-3754) Exhibit 10.8 Ally Financial Inc. Ally Financial Inc. 500 Woodward Avenue, MC : MI-01-08-HR Detroit, MI 48226 Re: Ally Financial Inc. Incentive Compensation Plan Award – Key Contributor Stock Unit Award Dear : 1.You have been granted an Award under the Ally Financial Inc. Incentive Compensation Plan (the “Plan”). A copy of the Plan is included on the Shareworks website or such other website as may |
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| February 20, 2024 |
EX-FILING FEES Calculation of Filing Fee Tables 424B2 (Form Type) (Exact Name of Registrant as Specified in its Charter) (Translation of Registrant’s Name into English) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Debt 6. |
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| February 14, 2024 |
SCHEDULE 13G RELEVANT SUBSIDIARIES AND MEMBERS OF FILING GROUP EX-99.A SCHEDULE 13G EXHIBIT A RELEVANT SUBSIDIARIES AND MEMBERS OF FILING GROUP PARENT HOLDING COMPANIES OR CONTROL PERSONS: Warren E. Buffett (an individual who may be deemed to control Berkshire Hathaway Inc.) Berkshire Hathaway Inc. GEICO Corporation INSURANCE COMPANIES AS DEFINED IN SECTION 3(a)(19) OF THE ACT: National Indemnity Company Berkshire Hathaway Life Insurance Company of Nebraska B |
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| February 14, 2024 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)(1) EX-99.B SCHEDULE 13G EXHIBIT B JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)(1) The undersigned persons hereby agree that reports on Schedule 13G, and amendments thereto, with respect to the Common Stock of Ally Financial Inc. may be filed in a single statement on behalf of each of such persons, and further, each of such persons designates Warren E. Buffett as its agent and Attorney-in-Fact for |
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| February 14, 2024 |
ALLY / Ally Financial Inc. / HARRIS ASSOCIATES L P Passive Investment SC 13G/A 1 formsc13ga-02142024090248.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 7)* Ally Financial Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 02005N100 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Chec |
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| February 14, 2024 |
ALLY / Ally Financial Inc. / BERKSHIRE HATHAWAY INC - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240. |
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| February 13, 2024 |
ALLY / Ally Financial Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0234-allyfinancialinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 11)* Name of issuer: Ally Financial Inc Title of Class of Securities: Common Stock CUSIP Number: 02005N100 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designat |
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| February 12, 2024 |
EX-FILING FEES Calculation of Filing Fee Tables 424B2 (Form Type) (Exact Name of Registrant as Specified in its Charter) (Translation of Registrant’s Name into English) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Debt 6. |
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| February 12, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Preliminary Pricing Supplement No. 354 - Dated Monday, February 12, 2024 (To: Prospectus dated August 31, 2022) CUSIP Principal Selling Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DS69 [] 100.00% 1.25 |
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| February 12, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Pricing Supplement No. 353 - Dated Monday, February 12, 2024 (To: Prospectus dated August 31, 2022) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DS51 $9,643,000.00 100.00% 1.450 |
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| February 5, 2024 |
EX-FILING FEES Calculation of Filing Fee Tables 424B2 (Form Type) (Exact Name of Registrant as Specified in its Charter) (Translation of Registrant’s Name into English) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Debt 6. |
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| February 5, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Preliminary Pricing Supplement No. 353 - Dated Monday, February 5, 2024 (To: Prospectus dated August 31, 2022) CUSIP Principal Selling Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DS51 [] 100.00% 1.450 |
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| February 5, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Pricing Supplement No. 352 - Dated Monday, February 5, 2024 (To: Prospectus dated August 31, 2022) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DS36 $32,093,000.00 100.00% 1.250 |
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| January 29, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Preliminary Pricing Supplement No. 352 - Dated Monday, January 29, 2024 (To: Prospectus dated August 31, 2022) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DS36 [] 100.00% 1.250 |
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| January 29, 2024 |
EX-FILING FEES Calculation of Filing Fee Tables 424B2 (Form Type) (Exact Name of Registrant as Specified in its Charter) (Translation of Registrant’s Name into English) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Debt 6. |
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| January 29, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Pricing Supplement No. 351 - Dated Monday, January 29, 2024 (To: Prospectus dated August 31, 2022) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DR94 $23,197,000.00 100.00% 1.250 |
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| January 22, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Preliminary Pricing Supplement No. 351 - Dated Monday, January 22, 2024 (To: Prospectus dated August 31, 2022) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DR94 [] 100.00% 1.250 |
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| January 19, 2024 |
FOURTH QUARTER 2023 FINANCIAL SUPPLEMENT EX-99.3 Exhibit 99.3 FOURTH QUARTER 2023 FINANCIAL SUPPLEMENT ALLY FINANCIAL INC. FORWARD-LOOKING STATEMENTS AND ADDITIONAL INFORMATION This document and related communications should be read in conjunction with the financial statements, notes, and other information contained in our Annual Reports on Form 10-K, Quarterly Reports on Form 10-Q, and Current Reports on Form 8-K. This information is pr |
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| January 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 19, 2024 (Date of report; date of earliest event reported) Commission file number: 1-3754 ALLY FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 38-0572512 (State or other jurisdiction of incorpor |
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| January 19, 2024 |
EX-99.2 4Q 2023 Preliminary Results Exhibit 99.2 Ally Financial Inc. 4Q 2023 Earnings Review January 19, 2024 Contact Ally Investor Relations at (866) 710-4623 or [email protected] 1 4Q 2023 Preliminary Results Forward-Looking Statements and Additional Information This presentation and related communications should be read in conjunction with the financial statements, notes, and other in |
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| January 19, 2024 |
EX-99.1 Exhibit 99.1 News release: IMMEDIATE RELEASE Ally Financial Reports Fourth Quarter and Full-Year 2023 Financial Results Full-Year 2023 Net Income of $1.0 billion, $2.98 EPS, $3.05 Adjusted EPS1 Fourth Quarter Net Income of $76 million, $0.16 EPS, $0.45 Adjusted EPS1 Full-Year 2023 Results PRE-TAX INCOME TOTAL NET REVENUE RETURN ON COMMON EQUITY CORE ROTCE1 $1.1 billion $8.2 billion 8.3% 11 |
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| January 18, 2024 |
EX-99.1 Exhibit 99.1 Doug Timmerman appointed interim CEO of Ally Financial Timmerman brings 30-plus years of Ally experience to the role CHARLOTTE, N.C., Jan. 12, 2024 /PRNewswire/ — Ally Financial Inc. (NYSE: ALLY) announced today that Douglas Timmerman, president of dealer financial services, will become the company’s interim CEO on Feb. 1, 2024, following the departure of current CEO Jeffrey J |
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| January 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 18, 2024 (January 11, 2024) (Date of report; date of earliest event reported) Commission file number: 1-3754 Ally Financial Inc. (Exact name of registrant as specified in its charter) Delaware 38-0572512 (State or other juris |
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| January 8, 2024 |
Calculation of Filing Fee Tables 424B2 (Form Type) (Exact Name of Registrant as Specified in its Charter) (Translation of Registrant’s Name into English) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Debt 6. |
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| January 8, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Pricing Supplement No. 350 - Dated Monday, January 8, 2024 (To: Prospectus dated August 31, 2022) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DR78 $9,479,000.00 100.00% 1.250% |
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| January 3, 2024 |
Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Preliminary Pricing Supplement No. 350 - Dated Wednesday, January 3, 2024 (To: Prospectus dated August 31, 2022) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DR78 [] 100.00% 1.2 |
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| December 14, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report December 14, 2023 (Date of report; date of earliest event reported) Commission file number: 1-3754 Ally Financial Inc. (Exact name of registrant as specified in its charter) Delaware 38-0572512 (State or other jurisdic |
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| December 14, 2023 |
EX-4.2 Exhibit 4.2 Unless this certificate is presented by an authorized representative of The Depository Trust Company, a New York corporation (“DTC”), to Ally Financial Inc. or its agent for registration of transfer, exchange or payment, and any certificate issued is registered in the name of Cede & Co. or such other name as requested by an authorized representative of DTC (and any payment is ma |
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| December 14, 2023 |
EX-1.1 Exhibit 1.1 ALLY FINANCIAL INC. Underwriting Agreement Standard Provisions (Debt Securities) Dated December 11, 2023 From time to time, Ally Financial Inc., a Delaware corporation (the “Company”), may enter into one or more underwriting agreements that provide for the sale of designated securities to the several underwriters named therein. The standard provisions set forth herein may be inc |
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| December 14, 2023 |
Action of the Executive Committee of Ally Financial Inc. dated as of December 11, 2023. EX-4.1 Exhibit 4.1 ALLY FINANCIAL INC. AND ALLY BANK EXECUTIVE COMMITTEE Unanimous Written Consent The undersigned, being all the members of the Ally Financial Inc. (“Ally”) and Ally Bank Executive Committee (the “Executive Committee”), without the formality of convening a meeting, do hereby consent to the adoption of, and do hereby adopt, the following resolutions: Approval of Terms; Establishmen |
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| December 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 (Date of report; date of earliest event reported) December 13, 2023 (December 11, 2023) (Date of report; date of earliest event reported) Commission file number: 1-3754 Ally Financial Inc. (Exact name of registrant as specified in it |
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| December 13, 2023 |
Exhibit 107 Calculation of Filing Fee Table Form 424(b)(2) (Form Type) ALLY FINANCIAL INC. |
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| December 13, 2023 |
Ally Financial Inc. 6.848% Fixed-to-Floating Rate Senior Notes due 2030 Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. 333-268013 Prospectus Supplement (To Prospectus dated October 26, 2022) $750,000,000 Ally Financial Inc. 6.848% Fixed-to-Floating Rate Senior Notes due 2030 This is an offering of $750,000,000 aggregate principal amount of 6.848% Fixed-to-Floating Rate Senior Notes due 2030 (the “notes”) of Ally Financial Inc. (“Ally”). The notes |
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| December 11, 2023 |
Subject to Completion, Dated December 11, 2023 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-268013 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities and we are not soliciting offers to buy these securities in any jurisdiction where the offer or sale is not permit |
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| December 11, 2023 |
Filed Pursuant to Rule 433 Registration No. 333-268013 Final Pricing Term Sheet dated December 11, 2023 6.848% Fixed-to-Floating Rate Senior Notes due 2030 Issuer: Ally Financial Inc. (“Ally”) Expected Ratings*: Baa3 (Negative) / BBB- (Stable) / BBB- (Stable) (Moody’s / S&P / Fitch) Title of Securities: 6.848% Fixed-to-Floating Rate Senior Notes due 2030 (the “Notes”) Legal Format: SEC Registered |
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| December 4, 2023 |
Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Pricing Supplement No. 349 - Dated Monday, December 4, 2023 (To: Prospectus dated August 31, 2022) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DR52 $21,129,000.00 100.000% 1.25 |
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| December 4, 2023 |
Calculation of Filing Fee Tables 424B2 (Form Type) (Exact Name of Registrant as Specified in its Charter) (Translation of Registrant’s Name into English) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Debt 7. |
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| November 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report November 28, 2023 (Date of report; date of earliest event reported) Commission file number: 1-3754 Ally Financial Inc. (Exact name of registrant as specified in its charter) Delaware 38-0572512 (State or other jurisdic |
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| November 28, 2023 |
Exhibit 10.1 EXECUTIVE TRANSITION AGREEMENT Diane E. Morais (the “Executive”) and Ally Financial Inc. (“AFI,” and together with its direct and indirect affiliates and subsidiaries, the “Company”) are entering into this Executive Transition Agreement (the “Agreement”). Background The AFI Chief Executive Officer (the “CEO”) announced that he will be stepping down on or before January 31, 2024, and t |
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| November 27, 2023 |
Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Pricing Supplement No. 348 - Dated Monday, November 27, 2023 (To: Prospectus dated August 31, 2022) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DR45 $4,063,000.00 100.000% 1.45 |
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| November 27, 2023 |
EX-FILING FEES Calculation of Filing Fee Tables 424B2 (Form Type) (Exact Name of Registrant as Specified in its Charter) (Translation of Registrant’s Name into English) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Debt 7. |
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| November 27, 2023 |
Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Preliminary Pricing Supplement No. 349 - Dated Monday, November 27, 2023 (To: Prospectus dated August 31, 2022) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DR52 [] 100.00% 1.25 |
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| November 20, 2023 |
Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Pricing Supplement No. 347 - Dated Monday, November 20, 2023 (To: Prospectus dated August 31, 2022) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DR29 $7,765,000.00 100.000% 1.25 |
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| November 20, 2023 |
EX-FILING FEES Calculation of Filing Fee Tables 424B2 (Form Type) (Exact Name of Registrant as Specified in its Charter) (Translation of Registrant’s Name into English) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Debt 7. |
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| November 20, 2023 |
Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Preliminary Pricing Supplement No. 348 - Dated Monday, November 20, 2023 (To: Prospectus dated August 31, 2022) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DR45 [] 100.00% 1.45 |
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| November 13, 2023 |
EX-FILING FEES Calculation of Filing Fee Tables 424B2 (Form Type) (Exact Name of Registrant as Specified in its Charter) (Translation of Registrant’s Name into English) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Debt 7. |
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| November 13, 2023 |
Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Pricing Supplement No. 346 - Dated Monday, November 13, 2023 (To: Prospectus dated August 31, 2022) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DQ87 $9,216,000.00 100.000% 1.25 |
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| November 13, 2023 |
Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Preliminary Pricing Supplement No. 347 - Dated Monday, November 13, 2023 (To: Prospectus dated August 31, 2022) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DR29 [] 100.00% 1.25 |
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| November 7, 2023 |
Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Preliminary Pricing Supplement No. 346 - Dated Tuesday, November 7, 2023 (To: Prospectus dated August 31, 2022) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DQ87 [] 100.00% 1.25 |
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| November 6, 2023 |
EX-FILING FEES Calculation of Filing Fee Tables 424B2 (Form Type) (Exact Name of Registrant as Specified in its Charter) (Translation of Registrant’s Name into English) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Debt 7. |
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| November 6, 2023 |
EX-FILING FEES Calculation of Filing Fee Tables 424B2 (Form Type) (Exact Name of Registrant as Specified in its Charter) (Translation of Registrant’s Name into English) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Debt 7. |
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| November 6, 2023 |
Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Pricing Supplement No. 345 - Dated Monday, November 6, 2023 (To: Prospectus dated August 31, 2022) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DQ79 $11,085,000.00 100.000% 1.25 |
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| November 6, 2023 |
Filed under Rule 424(b)(2), Registration Statement No. 333-258579 Pricing Supplement No. 345 - Dated Monday, November 6, 2023 (To: Prospectus dated August 31, 2022) CUSIP Principal Gross Net Coupon Coupon Coupon Maturity 1st Coupon 1st Coupon Survivor's Product Number Amount Selling Price Concession Proceeds Type Rate Frequency Date Date Amount Option Ranking 02006DQ79 $11,085,000.00 100.000% 1.25 |
