Statistik Asas
CIK | 1839998 |
SEC Filings
SEC Filings (Chronological Order)
March 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-04321 American Oncology Network, Inc. (Exact nam |
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March 27, 2025 |
Executive Compensation Clawback Policy AMERICAN ONCOLOGY NETWORK, INC. CLAWBACK POLICY Introduction The Board of Directors of the Company (the "Board") believes that it is in the best interests of the Company and its shareholders to provide for the recovery of erroneously awarded incentive-based compensation received by current or former executive officers, create and maintain a culture that emphasizes integrity and accountability and |
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March 27, 2025 |
Exhibit 10.3 STOCKHOLDERS AGREEMENT between AMERICAN ONCOLOGY NETWORK, INC. and AEA GROWTH MANAGEMENT LP Dated as of July 18, 2024 USACTIVE\126982270\V-6 TABLE OF CONTENTS Section VI.1 Additional AEA Parties. 9 i USACTIVE\126982270\V-6 304084503 v6 STOCKHOLDERS AGREEMENT STOCKHOLDERS AGREEMENT (this “Agreement”), dated as of July 18, 2024 between American Oncology Network, Inc., a Delaware corpora |
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March 27, 2025 |
Exhibit 4.5 DESCRIPTION OF SECURITIES Capital Stock The following summary of the material terms of the securities of AON. This summary is not intended to be a complete summary of the rights and preferences of such securities. We urge you to read our Charter in its entirety for a complete description of the rights and preferences of our securities. Authorized and Outstanding Stock Our charter autho |
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March 27, 2025 |
EMPLOYMENT AND SEVERANCE BENEFITS AGREEMENT THIS EMPLOYMENT AND SEVERANCE BENEFITS AGREEMENT (the “Agreement”) is made and entered into effective as of the “Commencement Date” (as hereinafter defined) by and between AON Central Services, LLC, a Delaware limited liability company (the “Company”), and David Afshar (the “Employee”). |
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March 27, 2025 |
AMENDMENT NO. 1 TO AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT This AMENDMENT NO. 1 TO AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT (this “Amendment”) is dated as of November 12, 2024, by and among American Oncology Network, Inc., a Delaware corporation (the “Company”), AEA Growth Equity Fund LP and AEA Growth Equity Fund (Parallel) LP (collectively, “AEA Growth”), AEA AON Purchaser L |
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March 27, 2025 |
CLASS A COMMON STOCK PURCHASE AGREEMENT This CLASS A COMMON STOCK PURCHASE AGREEMENT (collectively, with all Exhibits hereto, this “Agreement”) is entered into as of November 12, 2024 (the “Effective Date”), by and between AEA AON Aggregator LLC (the “Buyer”) and American Oncology Network, Inc. |
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January 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 333-274975 American Oncology Network, Inc. (Exact name of registrant as spec |
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December 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 1, 2024 American Oncology Network, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction of |
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December 26, 2024 |
EX-99.1 2 ef20040705ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Central Georgia Cancer Care, P.C. Financial Statements As of and for the Year Ended December 31, 2023 Page(s) Report of Independent Auditors 1-2 Financial Statements Balance Sheet 3 Statement of Operations 4 Statement of Shareholders’ Equity 5 Statement of Cash Flows 6 Notes to Financial Statements 7 389 Mulberry Street | Macon, Georgia 3120 |
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December 19, 2024 |
Central Georgia Cancer Care, P.C. Financial Statements As of and for the Year Ended December 31, 2023 Page(s) Report of Independent Auditors................................................... 1-2 Financial Statements Balance Sheet......................................................................................3 Statement of Operations........................................................... |
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December 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2024 American Oncology Network, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction of incorporatio |
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December 19, 2024 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION On April 1, 2024, consolidated subsidiaries of American Oncology Network, Inc. |
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December 18, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2024 American Oncology Network, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction of incorpor |
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December 12, 2024 |
As filed with the Securities and Exchange Commission on December 11, 2024 Registration No. |
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December 12, 2024 |
As filed with the Securities and Exchange Commission on December 11, 2024 As filed with the Securities and Exchange Commission on December 11, 2024 Registration No. |
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November 15, 2024 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-274975 Prospectus Supplement No. 6 AMERICAN ONCOLOGY NETWORK, INC. Primary Offering of 8,337,500 Shares of Class A Common Stock Secondary Offering of 51,161,832 Shares of Class A Common Stock 6,113,333 Warrants to Purchase Shares of Class A Common Stock This prospectus supplement is being filed to update and supplement the information contained |
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November 15, 2024 |
Stockholders Agreement between the Company and AEA Growth Exhibit 10.3 STOCKHOLDERS AGREEMENT between AMERICAN ONCOLOGY NETWORK, INC. and AEA GROWTH MANAGEMENT LP Dated as of July 18, 2024 USACTIVE\126982270\V-6 TABLE OF CONTENTS Section VI.1 Additional AEA Parties. 9 i USACTIVE\126982270\V-6 304084503 v6 STOCKHOLDERS AGREEMENT STOCKHOLDERS AGREEMENT (this “Agreement”), dated as of July 18, 2024 between American Oncology Network, Inc., a Delaware corpora |
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November 15, 2024 |
Amendment No. 1 to Registration Rights Agreement AMENDMENT NO. 1 TO AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT This AMENDMENT NO. 1 TO AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT (this “Amendment”) is dated as of November 12, 2024, by and among American Oncology Network, Inc., a Delaware corporation (the “Company”), AEA Growth Equity Fund LP and AEA Growth Equity Fund (Parallel) LP (collectively, “AEA Growth”), AEA AON Purchaser L |
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November 15, 2024 |
Class A Common Stock Purchase Agreement CLASS A COMMON STOCK PURCHASE AGREEMENT This CLASS A COMMON STOCK PURCHASE AGREEMENT (collectively, with all Exhibits hereto, this “Agreement”) is entered into as of November 12, 2024 (the “Effective Date”), by and between AEA AON Aggregator LLC (the “Buyer”) and American Oncology Network, Inc. |
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November 13, 2024 |
Stockholders Agreement between the Company and AEA Growth Exhibit 10.3 STOCKHOLDERS AGREEMENT between AMERICAN ONCOLOGY NETWORK, INC. and AEA GROWTH MANAGEMENT LP Dated as of July 18, 2024 USACTIVE\126982270\V-6 TABLE OF CONTENTS Section VI.1 Additional AEA Parties. 9 i USACTIVE\126982270\V-6 304084503 v6 STOCKHOLDERS AGREEMENT STOCKHOLDERS AGREEMENT (this “Agreement”), dated as of July 18, 2024 between American Oncology Network, Inc., a Delaware corpora |
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November 13, 2024 |
Amendment No. 1 to Registration Rights Agreement AMENDMENT NO. 1 TO AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT This AMENDMENT NO. 1 TO AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT (this “Amendment”) is dated as of November 12, 2024, by and among American Oncology Network, Inc., a Delaware corporation (the “Company”), AEA Growth Equity Fund LP and AEA Growth Equity Fund (Parallel) LP (collectively, “AEA Growth”), AEA AON Purchaser L |
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November 13, 2024 |
Class A Common Stock Purchase Agreement CLASS A COMMON STOCK PURCHASE AGREEMENT This CLASS A COMMON STOCK PURCHASE AGREEMENT (collectively, with all Exhibits hereto, this “Agreement”) is entered into as of November 12, 2024 (the “Effective Date”), by and between AEA AON Aggregator LLC (the “Buyer”) and American Oncology Network, Inc. |
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November 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-04177 American Oncology Network, Inc. ( |
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August 15, 2024 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-274975 Prospectus Supplement No. 5 AMERICAN ONCOLOGY NETWORK, INC. Primary Offering of 8,337,500 Shares of Class A Common Stock Secondary Offering of 51,161,832 Shares of Class A Common Stock 6,113,333 Warrants to Purchase Shares of Class A Common Stock This prospectus supplement is being filed to update and supplement the information contained |
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August 15, 2024 |
Employment and Severance Benefits Agreement between the Company and David Afshar EMPLOYMENT AND SEVERANCE BENEFITS AGREEMENT THIS EMPLOYMENT AND SEVERANCE BENEFITS AGREEMENT (the “Agreement”) is made and entered into effective as of the “Commencement Date” (as hereinafter defined) by and between AON Central Services, LLC, a Delaware limited liability company (the “Company”), and David Afshar (the “Employee”). |
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August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-04177 American Oncology Network, Inc. (Exact |
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August 14, 2024 |
Employment and Severance Benefits Agreement between the Company and David Afshar employmentandseverancebe EMPLOYMENT AND SEVERANCE BENEFITS AGREEMENT THIS EMPLOYMENT AND SEVERANCE BENEFITS AGREEMENT (the “Agreement”) is made and entered into effective as of the “Commencement Date” (as hereinafter defined) by and between AON Central Services, LLC, a Delaware limited liability company (the “Company”), and David Afshar (the “Employee”). |
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July 26, 2024 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-274975 Prospectus Supplement No. 4 AMERICAN ONCOLOGY NETWORK, INC. Primary Offering of 8,337,500 Shares of Class A Common Stock Secondary Offering of 51,161,832 Shares of Class A Common Stock 6,113,333 Warrants to Purchase Shares of Class A Common Stock This prospectus supplement is being filed to update and supplement the information contained |
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July 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 19, 2024 American Oncology Network, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction of incorporatio |
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June 3, 2024 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-274975 Prospectus Supplement No. 3 AMERICAN ONCOLOGY NETWORK, INC. Primary Offering of 8,337,500 Shares of Class A Common Stock Secondary Offering of 51,161,832 Shares of Class A Common Stock 6,113,333 Warrants to Purchase Shares of Class A Common Stock This prospectus supplement is being filed to update and supplement the information contained |
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June 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2024 American Oncology Network, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction of incorporation |
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May 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-40177 American Oncology Network, Inc. The Nasdaq Stock Market LLC (Exact name of Issuer as specified in its charter and name of Exchange where security is listed and/or regist |
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May 21, 2024 |
American Oncology Network Announces Voluntary Delisting From Nasdaq American Oncology Network Announces Voluntary Delisting From Nasdaq FORT MYERS, Fla. |
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May 21, 2024 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-274975 Prospectus Supplement No. 2 AMERICAN ONCOLOGY NETWORK, INC. Primary Offering of 8,337,500 Shares of Class A Common Stock Secondary Offering of 51,161,832 Shares of Class A Common Stock 6,113,333 Warrants to Purchase Shares of Class A Common Stock This prospectus supplement is being filed to update and supplement the information contained |
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May 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2024 American Oncology Network, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction of incorporation |
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May 16, 2024 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-274975 Prospectus Supplement No. 1 AMERICAN ONCOLOGY NETWORK, INC. Primary Offering of 8,337,500 Shares of Class A Common Stock Secondary Offering of 51,161,832 Shares of Class A Common Stock 6,113,333 Warrants to Purchase Shares of Class A Common Stock This prospectus supplement is being filed to update and supplement the information contained |
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May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-04321 American Oncology Network, Inc. (Exac |
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May 15, 2024 |
American Oncology Network, Inc. Announces First Quarter 2024 Financial Results Exhibit 99.1 American Oncology Network, Inc. Announces First Quarter 2024 Financial Results First Quarter 2024 Highlights •Revenue of $364.3 million increased by 20.0% compared to the prior year quarter oPatient encounter growth of 7.1% as compared to the prior year quarter •Added 17 new providers to the AON platform oExpanded in Texas and Maryland markets FORT MYERS, Fla., May 15, 2024 – American |
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May 15, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2024 American Oncology Network, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction of incorporation |
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May 6, 2024 |
TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(3) Registration No.333-274975 PROSPECTUS AMERICAN ONCOLOGY NETWORK, INC. Primary Offering of 8,337,500 Shares of Class A Common Stock Secondary Offering of 51,161,832 Shares of Class A Common Stock 6,113,333 Warrants to Purchase Shares of Class A Common Stock This prospectus relates to (i) the issuance by us of up to 8,337,500 shares of class A commo |
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May 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2024 American Oncology Network, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction of incorporati |
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April 29, 2024 |
As filed with the Securities and Exchange Commission on April 29, 2024 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on April 29, 2024 Registration No. |
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April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A AMENDMENT NO. 1 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A AMENDMENT NO. 1 x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-04321 American Oncology Networ |
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April 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2024 American Oncology Network, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction of incorporati |
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April 1, 2024 |
Contact for more information: Partnerships Team Meaningful Insights Biotech Analytics partnerships@mibanalytics. |
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April 1, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2024 American Oncology Network, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction of incorporatio |
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March 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-04321 American Oncology Network, Inc. (Exact nam |
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March 28, 2024 |
Exhibit 99.1 American Oncology Network, Inc. (“AON”) Announces Fourth Quarter and Full Year 2023 Financial Results •Fiscal Year 2023 Revenue was $1,279.2 million, an 11.3% increase over 2022 oPatient encounter growth of 7.9% as compared to the prior fiscal year •Fourth Quarter 2023 Revenue was $324.2 million, a 7.9% increase over 2022 oPatient encounter growth of 9.5% as compared to the prior year |
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March 28, 2024 |
Exhibit 4.5 DESCRIPTION OF SECURITIES Capital Stock The following summary of the material terms of the securities of AON. This summary is not intended to be a complete summary of the rights and preferences of such securities. We urge you to read our Charter in its entirety for a complete description of the rights and preferences of our securities. Authorized and Outstanding Stock Our charter autho |
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March 28, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2024 American Oncology Network, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction of incorporati |
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March 28, 2024 |
Executive Compensation Clawback Policy AMERICAN ONCOLOGY NETWORK, INC. CLAWBACK POLICY Introduction The Board of Directors of the Company (the "Board") believes that it is in the best interests of the Company and its shareholders to provide for the recovery of erroneously awarded incentive-based compensation received by current or former executive officers, create and maintain a culture that emphasizes integrity and accountability and |
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December 7, 2023 |
TABLE OF CONTENTS Filed pursuant to Rule 424(b)(5) Registration No. 333-274975 PROSPECTUS AMERICAN ONCOLOGY NETWORK, INC. Primary Offering of 8,337,500 Shares of Class A Common Stock Secondary Offering of 51,161,832 Shares of Class A Common Stock 6,113,333 Warrants to Purchase Shares of Class A Common Stock This prospectus relates to (i) the issuance by us of up to 8,337,500 shares of class A co |
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December 4, 2023 |
AMERICAN ONCOLOGY NETWORK, INC. 14543 Global Parkway, Suite 110 Fort Myers, FL 33913 Telephone: (833) 886-1725 December 4, 2023 Via EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Industrial Applications and Services 100 F Street, N.E. Washington, DC 20549-3010 Attn: Nicholas O’ Leary Re: American Oncology Network, Inc. Registration Statement on For |
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November 27, 2023 |
Exhibit 107 Calculation of Filing Fee Tables FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AMERICAN ONCOLOGY NETWORK, INC. |
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November 27, 2023 |
Three Months Ended September 30, Exhibit 99.2 AON MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following discussion and analysis provides information which AON’s management believes is relevant to an assessment and understanding of AON’s results of operations and financial condition. You should read the following discussion and analysis of AON’s financial condition and results of opera |
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November 27, 2023 |
As filed with the Securities and Exchange Commission on November 27, 2023 As filed with the Securities and Exchange Commission on November 27, 2023 Registration No. |
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November 27, 2023 |
Financial Statements and Exhibits, Other Events false000183999800018399982023-11-272023-11-270001839998aonc:WarrantsEachWholeWarrantExercisableForOneShareOfClassACommonStockMember2023-11-272023-11-270001839998us-gaap:CommonClassAMember2023-11-272023-11-27 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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November 27, 2023 |
INDEX TO FINANCIAL STATEMENTS INDEX TO CONSOLIDATED FINANCIAL INFORMATION Exhibit 99.1 INDEX TO FINANCIAL STATEMENTS INDEX TO CONSOLIDATED FINANCIAL INFORMATION Page Consolidated Financial Statements of American Oncology Network, Inc. Report of Independent Registered Public Accounting Firm F-2 Consolidated Balance Sheets as of December 31, 2022 and 2021 F-3 Consolidated Statements of Operations and Comprehensive Income (Loss) for the years ended December 31, 2022, 202 |
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November 20, 2023 |
As filed with the Securities and Exchange Commission on November 17, 2023 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on November 17, 2023 Registration No. |
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November 17, 2023 |
Brian Lee Partner [email protected] D +1 212 768 6926 Dentons US LLP 1221 Avenue of the Americas New York, NY 10020-1089 United States dentons.com Brian Lee Partner November 17, 2023 United States Securities and Exchange Commission Division of Corporation Finance Office of Industrial Applications and Services 100 F Street, N.E. Washington, DC 20549-3010 Re: American Oncology Network, Inc. Regi |
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November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-04321 American Oncology Network, Inc. ( |
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November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2023 American Oncology Network, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction of incorpor |
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November 14, 2023 |
American Oncology Network, Inc. Announces Third Quarter 2023 Financial Results Exhibit 99.1 American Oncology Network, Inc. Announces Third Quarter 2023 Financial Results Third Quarter 2023 Highlights •Revenue of $336.3 million increased by 13.1% compared to the prior year quarter. •Successfully transitioned to a publicly traded company with the completion of our business combination with Digital Transformation Opportunities Corp. •Expanded into Florida market with Florida O |
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November 9, 2023 |
Joint Filing Agreement, dated November 9, 2023, by and among the Reporting Persons (filed herewith). EX-1 2 tm2330181d1ex1.htm EXHIBIT 1 Exhibit 1 JOINT FILING AGREEMENT The undersigned hereby agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned, and any amendments thereto executed by the undersigned shall be filed on behalf of each of the undersigned without the necessity of filing any additional joint filing agreement. The undersigned acknowledge that |
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November 9, 2023 |
SC 13D 1 tm2330181d1sc13d.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-l(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. )* American Oncology Network, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securit |
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October 13, 2023 |
Exhibit 107 Filing Fee Tables FORM S-1 (Form Type) AMERICAN ONCOLOGY NETWORK, INC. |
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October 13, 2023 |
As filed with the Securities and Exchange Commission on October 13, 2023 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on October 13, 2023 Registration No. |
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October 13, 2023 |
Exhibit 4.2 Final Form THIS WARRANT HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY APPLICABLE STATE SECURITIES LAWS AND HAS BEEN ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR IN CONNEC-TION WITH, THE SALE OR DISTRIBUTION THEREOF. NO SUCH SALE OR DISTRIBUTION MAY BE EFFECTED WITHOUT AN EFFECTIVE REGISTRATION STATEMENT OR QUALIFICATION RELATE |
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October 13, 2023 |
Form of Indemnification Agreement Exhibit 99.1 INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (the “Agreement”) is made and entered into as of , 2023 between American Oncology Network, Inc., a Delaware corporation (the “Company”), and [Name] (“Indemnitee”). WITNESSETH THAT: WHEREAS, highly competent persons have become more reluctant to serve corporations as directors or in other capacities unless they are provided with |
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October 13, 2023 |
SC 13D/A 1 d456650dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* American Oncology Network, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 028719102 (CUSIP Number) Michelle Marcellus AEA Growth Management LP One Letterman Dr |
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October 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 7, 2023 American Oncology Network, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction of incorporat |
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October 13, 2023 |
EX-99.D 2 d456650dex99d.htm EX-99.D Exhibit 99.D STOCK PURCHASE AGREEMENT This Stock Transfer Agreement (this “Agreement”) is made and entered into by and among AEA Growth Equity Fund LP, AEA Growth Equity Fund (Parallel) LP (each a “Transferor” and collectively, the “Transferors”) and HealthQuest Tactical Opportunities Fund, L.P. (“Transferee”) effective as of the first date on which each of the |
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October 13, 2023 |
[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK] EX-99.E 3 d456650dex99e.htm EX-99.E Exhibit 99.E October 12, 2023 American Oncology Network, Inc. 14543 Global Parkway, Suite 110 Fort Myers, FL 33913 Ladies and Gentlemen: In addition to any shares of Class A Common Stock, par value $0.0001 per share (the “Class A Common Stock”), of American Oncology Network, Inc. (the “Company”) the undersigned may hold, the undersigned holds shares of Series A |
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October 3, 2023 |
UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* American Oncology Network, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 028719102 (CUSIP Number) Digital Transformation Sponsor LLC 10250 Constellation Blvd., Suite 2316 Los Angeles, CA 90067 (360) 9 |
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October 3, 2023 |
Joint Filing Agreement dated October 2, 2023 EX-99.3 2 tm2327239d2ex3.htm EXHIBIT 3 Exhibit 3 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D may be filed on behalf of each of the undersigned without the necessity of filing additional joint filin |
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October 2, 2023 |
Power of Attorney for Brian R. Hoesterey. EX-99.B EXHIBIT B POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Barbara L. Burns signing individually, the undersigned’s true and lawful attorney-in fact and agent to: (i) prepare execute and file, for and on behalf of the undersigned, any and all documents and filings that are required or advisable to be made with the United States Securities a |
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October 2, 2023 |
EX-99.A EXHIBIT A JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned acknowledge and agree that the Statement on Schedule 13D filed with the Securities and Exchange Commission on or about the date hereof with respect to the beneficial ownership by the undersigned of the Class A common stock, par value $0.0001 per share, of |
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October 2, 2023 |
SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* American Oncology Network, Inc. (Name of Issuer) Class A common stock, $0.0001 par value per share (Title of Class of Securities) 028719102 (CUSIP Number) Michelle Marcellus AEA Growth Management LP One Letterman Drive Building C, Suite CM200 San F |
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September 29, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 28, 2023 American Oncology Network, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction of incorpo |
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September 29, 2023 |
Delivering Better Care Together Investor Presentation September 2023 General This presentation is for use by prospective supporters and investors in American Oncology Network, Inc. |
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September 26, 2023 |
Exhibit 21.1 Subsidiaries of the Registrant Name of Subsidiary Jurisdiction of Incorporation or Organization American Oncology Network, LLC Delaware American Oncology Management Company, LLC Delaware American Oncology Partners, P.A. Florida American Oncology Partners of Maryland, P.A. Maryland AON Receivables, LLC Delaware AON Receivables Maryland, LLC Maryland AON Central Services, LLC Delaware A |
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September 26, 2023 |
Letter from Marcum dated September 26, 2023. Exhibit 16.1 September 26, 2023 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by American Oncology Network, Inc. (formerly Digital Transformation Opportunities Corp.) under Item 4.01 of its Form 8-K dated September 20, 2023. We agree with the statements concerning our Firm in such Form 8-K; we are not in a position to agr |
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September 26, 2023 |
Certificate of Designations of Series A Preferred Stock of American Oncology Network, Inc. Exhibit 3.4 CERTIFICATE OF DESIGNATIONS OF SERIES A PREFERRED STOCK OF AMERICAN ONCOLOGY NETWORK, INC. Pursuant to Section 151 of the General Corporation Law of the State of Delaware AMERICAN ONCOLOGY NETWORK, INC., a Delaware corporation, certifies that pursuant to the authority contained in Article Fourth of its Certificate of Incorporation, and in accordance with the provisions of Section 151 o |
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September 26, 2023 |
Exhibit 99.1 American Oncology Network and Digital Transformation Opportunities Corp. Announce Completion of Business Combination AON to Ring Nasdaq’s Closing Bell on September 21, 2023, to Commemorate First Day of Trading FORT MYERS, Fla. and LOS ANGELES – September 20, 2023 – American Oncology Network, LLC (“AON” or the “Company”), a rapidly growing network of community-based oncology practices, |
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September 26, 2023 |
Amended and Restated Bylaws of New AON. Exhibit 3.3 AMENDED AND RESTATED BYLAWS OF AMERICAN ONCOLOGY NETWORK, INC. (adopted on September 20, 2023) Article I OFFICES Section 1.1. Registered Office. The registered office of American Oncology Network, Inc. (the “Corporation”) shall be fixed in the Corporation’s certificate of incorporation, as the same may be amended from time to time. Section 1.2. Additional Office |
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September 26, 2023 |
Second Amended & Restated Certificate of Incorporation. Exhibit 3.2 SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF Digital Transformation Opportunities Corp. September 20, 2023 Digital Transformation Opportunities Corp., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), DOES HEREBY CERTIFY AS FOLLOWS: 1. The name of the Corporation is “Digital Transformation Opportunities Corp.” The original |
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September 26, 2023 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.3 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Introduction Digital Transformation Opportunities Corp., a Delaware corporation (“DTOC”) and American Oncology Network, LLC, a Delaware limited liability company (the “Company” or “AON”) are providing the following unaudited pro forma condensed combined financial information to aid you in your analysis of the financial aspec |
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September 26, 2023 |
American Oncology Network, LLC Fourth Amended and Restated Limited Liability Company Agreement Exhibit 3.1 Execution Copy [Certain information has been omitted pursuant to Item 601(b)(10)(iv) of Regulation S-K under the Securities Act of 1933, as amended, because it is both (i) not material and (ii) the type of information that the Registrant treats as confidential. The Registrant agrees to furnish a copy of all omitted exhibits and schedules to the SEC upon its request.] AMERICAN ONCOLOGY |
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September 26, 2023 |
Exhibit 10.2 AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT This Amended And Restated Registration Rights Agreement (this “Agreement” as amended, restated, supplemented, or otherwise modified from time to time) dated as of September 20, 2023, is made and entered into by and among American Oncology Network, Inc. (formerly known as Digital Transformation Opportunities Corp.), a Delaware corporat |
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September 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 20, 2023 American Oncology Network, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction of incorporation) |
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September 26, 2023 |
New AON 2023 Incentive Equity Plan Exhibit 10.4 AMERICAN ONCOLOGY NETWORK, INC. 2023 INCENTIVE EQUITY PLAN 1. Purposes of the Plan; Award Types. (a) Purposes of the Plan. The purposes of this Plan are to attract and retain personnel for positions with the Company Group, to provide additional incentive to Employees, Directors, and Consultants (collectively, “Service Providers”), and to promote the success of the Company’s business. |
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September 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 19, 2023 Digital Transformation Opportunities Corp. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction |
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September 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 19, 2023 Digital Transformation Opportunities Corp. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction |
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September 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 15, 2023 Digital Transformation Opportunities Corp. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction of inco |
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September 15, 2023 |
AON MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Exhibit 99.2 AON MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following discussion and analysis provides information which AON’s management believes is relevant to an assessment and understanding of AON’s results of operations and financial condition. You should read the following discussion and analysis of AON’s financial condition and results of opera |
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September 15, 2023 |
The accompanying notes are an integral part of these condensed consolidated financial statements. Exhibit 99.1 American Oncology Network, LLC Condensed Consolidated Balance Sheets (Unaudited) ($ in thousands, except share data) As of June 30, 2023 As of December 31, 2022 Assets Current assets Cash and cash equivalents $ 72,708 $ 26,926 Short-term marketable securities 9,984 9,851 Patient accounts receivable, net 145,159 136,098 Inventories 41,886 36,476 Other receivables 32,929 28,201 Prepaids |
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September 15, 2023 |
The accompanying notes are an integral part of these condensed consolidated financial statements. Exhibit 99.1 American Oncology Network, LLC Condensed Consolidated Balance Sheets (Unaudited) ($ in thousands, except share data) As of June 30, 2023 As of December 31, 2022 Assets Current assets Cash and cash equivalents $ 72,708 $ 26,926 Short-term marketable securities 9,984 9,851 Patient accounts receivable, net 145,159 136,098 Inventories 41,886 36,476 Other receivables 32,929 28,201 Prepaids |
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September 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 15, 2023 Digital Transformation Opportunities Corp. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction of inco |
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September 15, 2023 |
AON MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Exhibit 99.2 AON MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following discussion and analysis provides information which AON’s management believes is relevant to an assessment and understanding of AON’s results of operations and financial condition. You should read the following discussion and analysis of AON’s financial condition and results of opera |
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September 15, 2023 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-271482 Prospectus Supplement (to Proxy/Prospectus dated July 18, 2023) SUPPLEMENTAL PROXY STATEMENT FOR SPECIAL MEETING STOCKHOLDERS OF DIGITAL TRANSFORMATION OPPORTUNITIES CORP. PROSPECTUS SUPPLEMENT September 15, 2023 PROSPECTUS SUPPLEMENT FOR UP TO 1,236,480 SHARES OF CLASS A COMMON STOCK OF AMERICAN ONCOLOGY NETWORK, INC. (f/k/a DIGITAL TRA |
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August 21, 2023 |
Promissory Note dated as of August 21, 2023. Exhibit 10.1 THIS PROMISSORY NOTE (THIS “NOTE”) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM, SCOPE AND SUBSTANCE TO THE COM |
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August 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2023 Digital Transformation Opportunities Corp. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction of |
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August 21, 2023 |
425 1 tm2324279d18k.htm 425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2023 Digital Transformation Opportunities Corp. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (St |
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August 21, 2023 |
Promissory Note dated as of August 21, 2023. Exhibit 10.1 THIS PROMISSORY NOTE (THIS “NOTE”) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM, SCOPE AND SUBSTANCE TO THE COM |
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August 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2023 Digital Transformation Opportunities Corp. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction of |
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August 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2023 Digital Transformation Opportunities Corp. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction of |
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August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to DIGITAL TRANSFORMATION OPP |
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July 25, 2023 |
Promissory Note dated as of July 24, 2023. Exhibit 10.1 THIS PROMISSORY NOTE (THIS “NOTE”) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM, SCOPE AND SUBSTANCE TO THE COM |
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July 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2023 Digital Transformation Opportunities Corp. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction of i |
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July 25, 2023 |
Promissory Note dated as of July 24, 2023. Exhibit 10.1 THIS PROMISSORY NOTE (THIS “NOTE”) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM, SCOPE AND SUBSTANCE TO THE COM |
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July 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2023 Digital Transformation Opportunities Corp. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction of i |
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July 18, 2023 |
TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(3) Registration No. 333-271482 PROXY STATEMENT FOR SPECIAL MEETING OF STOCKHOLDERS OF DIGITAL TRANSFORMATION OPPORTUNITIES CORP. (A DELAWARE CORPORATION) PROSPECTUS FOR UP TO 1,236,480 SHARES OF CLASS A COMMON STOCK OF AMERICAN ONCOLOGY NETWORK, INC. (f/k/a DIGITAL TRANSFORMATION OPPORTUNITIES CORP. UPON CONSUMMATION OF THE BUSINESS COMBINATION AS |
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July 14, 2023 |
Exhibit 10.14 Pursuant to Item 601(b)(10)(iv) of Regulation S-K under the Securities Act of 1933, as amended, certain exhibits have been omitted because they are both (i) not material and (ii) the type of information that the Registrant treats as confidential. The Registrant agrees to furnish a copy of all omitted exhibits and schedules to the SEC upon its request. MANAGEMENT SERVICES AGREEMENT TH |
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July 14, 2023 |
As filed with the Securities and Exchange Commission on July 14, 2023 As filed with the Securities and Exchange Commission on July 14, 2023 Registration No. |
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July 14, 2023 |
Digital Transformation Opportunities Corp. 10250 Constellation Blvd, Suite 23126 Los Angeles, CA 90067 July 14, 2023 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Industrial Applications and Services 100 F Street, N.E. Washington, D.C. 20549 Attention: Ms. Jane Park Ms. Loan Lauren Nguyen Re: Digital Transformation Opportunities Corp. Amendment No. 4 t |
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July 14, 2023 |
Exhibit 10.13 Pursuant to Item 601(b)(10)(iv) of Regulation S-K under the Securities Act of 1933, as amended, certain exhibits have been omitted because they are both (i) not material and (ii) the type of information that the Registrant treats as confidential. The Registrant agrees to furnish a copy of all omitted exhibits and schedules to the SEC upon its request. MANAGEMENT SERVICES AGREEMENT TH |
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July 13, 2023 |
Exhibit 2.3 Execution Copy SECOND AMENDED AND RESTATED BUSINESS COMBINATION AGREEMENT by and between DIGITAL TRANSFORMATION OPPORTUNITIES CORP. and AMERICAN ONCOLOGY NETWORK, LLC Dated as of April 27, 2023 1 TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 6 Section 1.01 Definitions 6 Section 1.02 Construction 19 Section 1.03 Equitable Adjustments 20 ARTICLE II TRANSACTIONS 20 Section 2.01 Clo |
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July 13, 2023 |
Exhibit 2.2 Execution Copy AMENDED AND RESTATED BUSINESS COMBINATION AGREEMENT by and between DIGITAL TRANSFORMATION OPPORTUNITIES CORP. and American Oncology Network, LLC Dated as of January 6, 2023 TABLE OF CONTENTS Page Article I CERTAIN DEFINITIONS 2 Section 1.01 Definitions 2 Section 1.02 Construction 18 Section 1.03 Equitable Adjustments 19 Article II TRANSACTIONS 19 Section 2.01 Closing T |
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July 13, 2023 |
TABLE OF CONTENTS As filed with the Securities and Exchange Commission on July 12, 2023 Registration No. |
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July 13, 2023 |
Exhibit 10.14 Pursuant to Item 601(b)(10)(iv) of Regulation S-K under the Securities Act of 1933, as amended, certain exhibits have been omitted because they are both (i) not material and (ii) the type of information that the Registrant treats as confidential. The Registrant agrees to furnish a copy of all omitted exhibits and schedules to the SEC upon its request. MANAGEMENT SERVICES AGREEMENT TH |
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July 13, 2023 |
Exhibit 10.13 Pursuant to Item 601(b)(10)(iv) of Regulation S-K under the Securities Act of 1933, as amended, certain exhibits have been omitted because they are both (i) not material and (ii) the type of information that the Registrant treats as confidential. The Registrant agrees to furnish a copy of all omitted exhibits and schedules to the SEC upon its request. MANAGEMENT SERVICES AGREEMENT TH |
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July 13, 2023 |
Exhibit 2.1 Execution Version BUSINESS COMBINATION AGREEMENT by and between DIGITAL TRANSFORMATION OPPORTUNITIES CORP. and American Oncology Network, LLC Dated as of October 5, 2022 TABLE OF CONTENTS Page Article I CERTAIN DEFINITIONS 2 Section 1.01 Definitions 2 Section 1.02 Construction 18 Section 1.03 Equitable Adjustments 18 Article II TRANSACTIONS 19 Section 2.01 Closing Transactions 19 Secti |
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July 12, 2023 |
July 12, 2023 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Industrial Applications and Services 100 F Street, N.E. Washington, D.C. 20549 Attention: Ms. Jeanne Bennett Mr. Brian Cascio Ms. Jane Park Ms. Loan Lauren Nguyen Re: Digital Transformation Opportunities Corp. Amendment No. 2 to Registration Statement on Form S-4 Filed June 29, 2023 File No. 3 |
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June 29, 2023 |
Exhibit 2.1 Execution Version Pursuant to Item 601(b)(2)(ii) and Item 601(b)(10)(iv) of Regulation S-K under the Securities Act of 1933, as amended, the Disclosure Schedules to this exhibit have been omitted because they are both (i) not material and (ii) the type of information that the Registrant treats as confidential. The Registrant agrees to furnish a copy of all omitted exhibits and schedule |
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June 29, 2023 |
Exhibit 2.3 Execution Copy Pursuant to Item 601(b)(2)(ii) and Item 601(b)(10)(iv) of Regulation S-K under the Securities Act of 1933, as amended, the Disclosure Schedules to this exhibit have been omitted because they are both (i) not material and (ii) the type of information that the Registrant treats as confidential. The Registrant agrees to furnish a copy of all omitted exhibits and schedules t |
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June 29, 2023 |
Exhibit 2.2 Execution Copy Pursuant to Item 601(b)(2)(ii) and Item 601(b)(10)(iv) of Regulation S-K under the Securities Act of 1933, as amended, the Disclosure Schedules to this exhibit have been omitted because they are both (i) not material and (ii) the type of information that the Registrant treats as confidential. The Registrant agrees to furnish a copy of all omitted exhibits and schedules |
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June 29, 2023 |
As filed with the Securities and Exchange Commission on June 28, 2023 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on June 28, 2023 Registration No. |
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June 29, 2023 |
Exhibit 10.14 Pursuant to Item 601(b)(2)(ii) and Item 601(b)(10)(iv) of Regulation S-K under the Securities Act of 1933, as amended, certain exhibits have been omitted because they are both (i) not material and (ii) the type of information that the Registrant treats as confidential. The Registrant agrees to furnish a copy of all omitted exhibits and schedules to the SEC upon its request. MANAGEMEN |
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June 29, 2023 |
Exhibit 10.13 Pursuant to Item 601(b)(2)(ii) and Item 601(b)(10)(iv) of Regulation S-K under the Securities Act of 1933, as amended, certain exhibits have been omitted because they are both (i) not material and (ii) the type of information that the Registrant treats as confidential. The Registrant agrees to furnish a copy of all omitted exhibits and schedules to the SEC upon its request. MANAGEMEN |
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June 28, 2023 |
June 28, 2023 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Industrial Applications and Services 100 F Street, N.E. Washington, D.C. 20549 Attention: Ms. Jeanne Bennett Mr. Brian Cascio Ms. Jane Park Ms. Loan Lauren Nguyen Re: Digital Transformation Opportunities Corp. Amendment No. 1 to Registration Statement on Form S-4 Filed June 15, 2023 File No. 3 |
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June 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2023 Digital Transformation Opportunities Corp. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction of i |
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June 27, 2023 |
Promissory Note dated as of June 26, 2023. Exhibit 10.1 THIS PROMISSORY NOTE (THIS “NOTE”) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM, SCOPE AND SUBSTANCE TO THE COM |
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June 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2023 Digital Transformation Opportunities Corp. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction of i |
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June 27, 2023 |
Promissory Note dated as of June 26, 2023. Exhibit 10.1 THIS PROMISSORY NOTE (THIS “NOTE”) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM, SCOPE AND SUBSTANCE TO THE COM |
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June 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2023 Digital Transformation Opportunities Corp. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction of i |
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June 15, 2023 |
Exhibit 2.1 STRICTLY CONFIDENTIAL THIRD AMENDED AND RESTATED BUSINESS COMBINATION AGREEMENT by and among DIGITAL TRANSFORMATION OPPORTUNITIES CORP., American Oncology Network, LLC, GEF AON Holdings Corp. and DTOC MERGER SUB, INC. Dated as of June 14, 2023 TABLE OF CONTENTS Page Article I CERTAIN DEFINITIONS 3 Section 1.01 Definitions 3 Section 1.02 Construction 19 Section 1.03 Equitable Adjustment |
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June 15, 2023 |
Exhibit 2.1 STRICTLY CONFIDENTIAL THIRD AMENDED AND RESTATED BUSINESS COMBINATION AGREEMENT by and among DIGITAL TRANSFORMATION OPPORTUNITIES CORP., American Oncology Network, LLC, GEF AON Holdings Corp. and DTOC MERGER SUB, INC. Dated as of June 14, 2023 TABLE OF CONTENTS Page Article I CERTAIN DEFINITIONS 3 Section 1.01 Definitions 3 Section 1.02 Construction 19 Section 1.03 Equitable Adjustment |
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June 15, 2023 |
EX-99.11 11 dtocu-20230331xex99d11.htm EXHIBIT-99.11 Exhibit 99.11 Consent to be Named as a Director Nominee In connection with the filing by Digital Transformation Opportunities Corp. of the Registration Statement on Form S-4 with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”), I hereby consent, pursuant to Rule 438 of the Securities Act |
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June 15, 2023 |
Exhibit 10.13 MANAGEMENT SERVICES AGREEMENT THIS MANAGEMENT SERVICES AGREEMENT (the “Agreement”) is entered into and effective as of this 1st day of July, 2018 (the “Effective Date”), by and between AMERICAN ONCOLOGY MANAGEMENT COMPANY, LLC, a Delaware limited liability company (“Manager”), and AMERICAN ONCOLOGY PARTNERS, P.A., a Florida professional service corporation (the “Practice”). RECITALS |
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June 15, 2023 |
EX-10.14 5 dtocu-20230331xex10d14.htm EXHIBIT-10.14 Exhibit 10.14 MANAGEMENT SERVICES AGREEMENT THIS MANAGEMENT SERVICES AGREEMENT (the “Agreement”) is entered into and effective as of this 1st day of January, 2020 (the “Effective Date”), by and between AMERICAN ONCOLOGY MANAGEMENT COMPANY, LLC, a Delaware limited liability company (“Manager”), and AMERICAN ONCOLOGY PARTNERS OF MARYLAND, P.A., a M |
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June 15, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2023 Digital Transformation Opportunities Corp. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction of i |
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June 15, 2023 |
EX-99.10 10 dtocu-20230331xex99d10.htm EXHIBIT-99.10 Exhibit 99.10 Consent to be Named as a Director Nominee In connection with the filing by Digital Transformation Opportunities Corp. of the Registration Statement on Form S-4 with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”), I hereby consent, pursuant to Rule 438 of the Securities Act |
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June 15, 2023 |
Table of Contents As filed with the Securities and Exchange Commission on June 14, 2023 Registration No. |
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June 15, 2023 |
Exhibit 10.15 Execution Version AMENDED AND RESTATED CLASS C CONVERTIBLE PREFERRED UNIT PURCHASE AGREEMENT by and between American Oncology Network, LLC (the “Company”) and GEF AON Holdings Corp. (the “Buyer”), Dated as of June 7, 2023 TABLE OF CONTENTS ARTICLE I – DEFINITIONS 1 1.1 Definitions 1 ARTICLE II – TRANSACTIONS AT THE CLOSING 10 2.1 Purchase and Sale 10 2.2 Closing 10 2.3 Actions of the |
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June 15, 2023 |
EX-99.9 9 dtocu-20230331xex99d9.htm EXHIBIT-99.9 Exhibit 99.9 Consent to be Named as a Director Nominee In connection with the filing by Digital Transformation Opportunities Corp. of the Registration Statement on Form S-4 with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”), I hereby consent, pursuant to Rule 438 of the Securities Act, to |
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June 14, 2023 |
June 14, 2023 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Industrial Applications and Services 100 F Street, N.E. Washington, D.C. 20549 Attention: Ms. Jeanne Bennett Mr. Brian Cascio Ms. Jane Park Ms. Loan Lauren Nguyen Re: Digital Transformation Opportunities Corp. Registration Statement on Form S-4 Filed April 28, 2023 File No. 333-271482 Ladies a |
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June 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2023 Digital Transformation Opportunities Corp. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction of in |
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June 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2023 Digital Transformation Opportunities Corp. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction of in |
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May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to DIGITAL TRANSFORMATION OP |
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May 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2023 Digital Transformation Opportunities Corp. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction of inc |
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May 2, 2023 |
Promissory Note dated May 1, 2023 Exhibit 10.1 THIS PROMISSORY NOTE (THIS “NOTE”) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM, SCOPE AND SUBSTANCE TO THE COM |
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May 2, 2023 |
Promissory Note dated May 1, 2023 Exhibit 10.1 THIS PROMISSORY NOTE (THIS “NOTE”) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM, SCOPE AND SUBSTANCE TO THE COM |
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May 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2023 Digital Transformation Opportunities Corp. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction of inc |
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May 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2023 Digital Transformation Opportunities Corp. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction of |
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May 1, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2023 Digital Transformation Opportunities Corp. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction of |
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May 1, 2023 |
Exhibit 99.1 American Oncology Network, a Rapidly Growing Network of Community-Based Oncology Practices, Receives Strategic Investment from AEA Growth. FORT MYERS, Fla., April 28, 2023 (GLOBE NEWSWIRE) - American Oncology Network (“AON” or the “Company”), a rapidly growing network of community-based oncology practices, today announced that the Company has entered into a definitive agreement to rec |
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May 1, 2023 |
Exhibit 99.1 American Oncology Network, a Rapidly Growing Network of Community-Based Oncology Practices, Receives Strategic Investment from AEA Growth. FORT MYERS, Fla., April 28, 2023 (GLOBE NEWSWIRE) - American Oncology Network (“AON” or the “Company”), a rapidly growing network of community-based oncology practices, today announced that the Company has entered into a definitive agreement to rec |
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April 28, 2023 |
Proposed Footnote Disclosure to Revised YTD 9/30/22 Unaudited Financial Statements Exhibit 99.1 Proposed Footnote Disclosure to Revised YTD 9/30/22 Unaudited Financial Statements Subsequent to the original issuance of the condensed consolidated interim financial statements as of and for the nine-month period ended September 30, 2022, AON identified certain misstatements. · AON incorrectly accounted for marketable securities, which were considered to be available-for-sale, acquir |
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April 28, 2023 |
Consent of Douglas Heldreth, MD Exhibit 99.6 CONSENT TO REFERENCE IN PROXY STATEMENT/PROSPECTUS April 26, 2023 Digital Transformation Opportunities Corp. (to be renamed American Oncology Network Inc.) 10250 Constellation Blvd, Suite 23126 Los Angeles, California 90067 Digital Transformation Opportunities Corp. (the “Company”) is filing a Registration Statement on Form S-4 with the Securities and Exchange Commission under the Sec |
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April 28, 2023 |
Exhibit 99.7 CONSENT TO REFERENCE IN PROXY STATEMENT/PROSPECTUS April 26, 2023 Digital Transformation Opportunities Corp. (to be renamed American Oncology Network Inc.) 10250 Constellation Blvd, Suite 23126 Los Angeles, California 90067 Digital Transformation Opportunities Corp. (the “Company”) is filing a Registration Statement on Form S-4 with the Securities and Exchange Commission under the Sec |
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April 28, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-4 Digital Transformation Opportunities Corp. |
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April 28, 2023 |
As filed with the Securities and Exchange Commission on April 27, 2023 Table of Contents As filed with the Securities and Exchange Commission on April 27, 2023 Registration No. |
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April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2023 Digital Transformation Opportunities Corp. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction of |
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April 28, 2023 |
Consent of Stephen “Fred” Divers, MD Exhibit 99.4 CONSENT TO REFERENCE IN PROXY STATEMENT/PROSPECTUS April 26, 2023 Digital Transformation Opportunities Corp. (to be renamed American Oncology Network Inc.) 10250 Constellation Blvd, Suite 23126 Los Angeles, California 90067 Digital Transformation Opportunities Corp. (the “Company”) is filing a Registration Statement on Form S-4 with the Securities and Exchange Commission under the Sec |
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April 28, 2023 |
Exhibit 2.1 Execution Copy SECOND AMENDED AND RESTATED BUSINESS COMBINATION AGREEMENT by and between DIGITAL TRANSFORMATION OPPORTUNITIES CORP. and AMERICAN ONCOLOGY NETWORK, LLC Dated as of April 27, 2023 1 TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 6 Section 1.01 Definitions 6 Section 1.02 Construction 19 Section 1.03 Equitable Adjustments 20 ARTICLE II TRANSACTIONS 20 Section 2.01 Clo |
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April 28, 2023 |
Exhibit 99.5 CONSENT TO REFERENCE IN PROXY STATEMENT/PROSPECTUS April 26, 2023 Digital Transformation Opportunities Corp. (to be renamed American Oncology Network Inc.) 10250 Constellation Blvd, Suite 23126 Los Angeles, California 90067 Digital Transformation Opportunities Corp. (the “Company”) is filing a Registration Statement on Form S-4 with the Securities and Exchange Commission under the Sec |
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April 28, 2023 |
Consent of Vance M. Wright-Browne, MD Exhibit 99.8 CONSENT TO REFERENCE IN PROXY STATEMENT/PROSPECTUS April 26, 2023 Digital Transformation Opportunities Corp. (to be renamed American Oncology Network Inc.) 10250 Constellation Blvd, Suite 23126 Los Angeles, California 90067 Digital Transformation Opportunities Corp. (the “Company”) is filing a Registration Statement on Form S-4 with the Securities and Exchange Commission under the Sec |
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April 28, 2023 |
Exhibit 99.3 CONSENT TO REFERENCE IN PROXY STATEMENT/PROSPECTUS April 26, 2023 Digital Transformation Opportunities Corp. (to be renamed American Oncology Network Inc.) 10250 Constellation Blvd, Suite 23126 Los Angeles, California 90067 Digital Transformation Opportunities Corp. (the “Company”) is filing a Registration Statement on Form S-4 with the Securities and Exchange Commission under the Sec |
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April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2023 Digital Transformation Opportunities Corp. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction of |
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April 28, 2023 |
Proposed Footnote Disclosure to Revised YTD 9/30/22 Unaudited Financial Statements Exhibit 99.1 Proposed Footnote Disclosure to Revised YTD 9/30/22 Unaudited Financial Statements Subsequent to the original issuance of the condensed consolidated interim financial statements as of and for the nine-month period ended September 30, 2022, AON identified certain misstatements. · AON incorrectly accounted for marketable securities, which were considered to be available-for-sale, acquir |
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April 28, 2023 |
Exhibit 2.1 Execution Copy SECOND AMENDED AND RESTATED BUSINESS COMBINATION AGREEMENT by and between DIGITAL TRANSFORMATION OPPORTUNITIES CORP. and AMERICAN ONCOLOGY NETWORK, LLC Dated as of April 27, 2023 1 TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 6 Section 1.01 Definitions 6 Section 1.02 Construction 19 Section 1.03 Equitable Adjustments 20 ARTICLE II TRANSACTIONS 20 Section 2.01 Clo |
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April 27, 2023 |
April 27, 2023 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Industrial Applications and Services 100 F Street, N.E. Washington, D.C. 20549 Attention: Ms. Jeanne Bennett Mr. Brian Cascio Ms. Jane Park Ms. Loan Lauren Nguyen Re: Digital Transformation Opportunities Corp. Preliminary Proxy Statement on Schedule 14A Filed January 6, 2023 File No. 001-4017 |
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April 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2023 Digital Transformation Opportunities Corp. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction of |
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March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40177 |
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March 31, 2023 |
Description of Registrant’s Securities. Exhibit 4.5 DESCRIPTION OF SECURITIES The following descriptions of securities of Digital Transformation Opportunities Corp. (the “company,” “DTOC,” “we” or “us”) is a summary and does not purport to be complete. It is subject to and qualified in its entirety by reference to the company’s amended and restated certificate of incorporation and the company’s warrant agreement with Continental Stock T |
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March 8, 2023 |
Amendment to the Investment Management Trust Agreement dated as of March 6, 2023 Exhibit 10.1 AMENDMENT NO. 1 TO THE INVESTMENT MANAGEMENT TRUST AGREEMENT This Amendment No. 1 (this “Amendment”), dated as of March 6, 2023, to the Investment Management Trust Agreement (as defined below) is made by and between Digital Transformation Opportunities Corp. (the “Company”) and Continental Stock Transfer & Trust Company, as trustee (“Trustee”). All terms used but not defined herein sh |
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March 8, 2023 |
Certificate of Amendment to Amended and Restated Certificate of Incorporation Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF DIGITAL TRANSFORMATION OPPORTUNITIES CORP. March 2, 2023 Digital Transformation Opportunities Corp., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), DOES HEREBY CERTIFY AS FOLLOWS: 1. The name of the Corporation is “Digital Transformation Opportunities |
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March 8, 2023 |
Promissory Note, dated as of March 6, 2023 Exhibit 10.2 THIS PROMISSORY NOTE (“NOTE”) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM, SCOPE AND SUBSTANCE TO THE COMPANY |
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March 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 2, 2023 DIGITAL TRANSFORMATION OPPORTUNITIES CORP. (Exact name of registrant as specified in its charter) Delaware 001-40177 86-3984427 (State or other jurisdiction of i |
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March 8, 2023 |
EX-3.1 2 tm238907d1ex3-1.htm EXHIBIT 3.1 Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF DIGITAL TRANSFORMATION OPPORTUNITIES CORP. March 2, 2023 Digital Transformation Opportunities Corp., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), DOES HEREBY CERTIFY AS FOLLOWS: 1. The name of the Corporation |
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March 8, 2023 |
Promissory Note, dated as of March 6, 2023. Exhibit 10.2 THIS PROMISSORY NOTE (“NOTE”) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM, SCOPE AND SUBSTANCE TO THE COMPANY |
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March 8, 2023 |
Exhibit 10.1 AMENDMENT NO. 1 TO THE INVESTMENT MANAGEMENT TRUST AGREEMENT This Amendment No. 1 (this “Amendment”), dated as of March 6, 2023, to the Investment Management Trust Agreement (as defined below) is made by and between Digital Transformation Opportunities Corp. (the “Company”) and Continental Stock Transfer & Trust Company, as trustee (“Trustee”). All terms used but not defined herein sh |
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March 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 2, 2023 DIGITAL TRANSFORMATION OPPORTUNITIES CORP. (Exact name of registrant as specified in its charter) Delaware 001-40177 86-3984427 (State or other jurisdiction of i |
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February 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2023 Digital Transformation Opportunities Corp. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction |
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February 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2023 Digital Transformation Opportunities Corp. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction |
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February 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2023 Digital Transformation Opportunities Corp. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction |
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February 22, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2023 Digital Transformation Opportunities Corp. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction |
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February 14, 2023 |
Digital Transformation Opportunities Corp., Class A / GLAZER CAPITAL, LLC Passive Investment SC 13G/A 1 dtoc20221231.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 Digital Transformation Opportunities Corporation (Name of Issuer) Class A common stock, $0.0001 par value per share (Title of Class of Securities) 25401K107 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statemen |
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February 9, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definiti |
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February 6, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2023 Digital Transformation Opportunities Corp. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction o |
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February 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2023 Digital Transformation Opportunities Corp. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction o |
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February 6, 2023 |
Investor Presentation dated February 2023 Exhibit 99.1 Click To Edit Title Delivering Better Care Together Investor Presentation February 2023 1 Click To Edit Title Disclaimer 2 General This presentation is provided for information purposes only and has been prepared to assist interested parties in making their own evaluation with respect to a potential business combination (the “Potential Transaction”) involving Digital Transformation Op |
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February 6, 2023 |
Click To Edit Title Delivering Better Care Together Investor Presentation February 2023 1 Exhibit 99.1 Click To Edit Title Delivering Better Care Together Investor Presentation February 2023 1 Click To Edit Title Disclaimer 2 General This presentation is provided for information purposes only and has been prepared to assist interested parties in making their own evaluation with respect to a potential business combination (the “Potential Transaction”) involving Digital Transformation Op |
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February 3, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of Commission Only (as permitted by Rule 14a-6 |
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February 1, 2023 |
Digital Transformation Opportunities Corp. 10207 Clematis Court Los Angeles, California 90077 February 1, 2023 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Industrial Applications and Services 100 F Street, N.E. Washington, D.C. 20549 Attention: Jane Park Loan Lauren Nguyen Re: Digital Transformation Opportunities Corp. Preliminary Proxy on Schedule 1 |
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January 17, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definiti |
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January 17, 2023 |
January 17, 2023 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Digital Transformation Opportunities Corp. Preliminary Proxy Statement Ladies and Gentlemen: On behalf of our client, Digital Transformation Opportunities Corp. (the “Company”), the Company is filing with the Securities and Exchange Commission a prelimina |
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January 6, 2023 |
Exhibit 10.1 Execution Version AMENDED AND RESTATED SPONSOR SUPPORT AGREEMENT This AMENDED AND RESTATED SPONSOR SUPPORT AGREEMENT (this ?Agreement?), dated as of January 6, 2023, is made by and among Digital Transformation Opportunities Corp., a Delaware corporation (?Acquiror?), Digital Transformation Sponsor LLC, a Delaware limited liability company (?Sponsor?) and the other Persons set forth on |
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January 6, 2023 |
EX-10.1 3 tm232330d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 Execution Version AMENDED AND RESTATED SPONSOR SUPPORT AGREEMENT This AMENDED AND RESTATED SPONSOR SUPPORT AGREEMENT (this “Agreement”), dated as of January 6, 2023, is made by and among Digital Transformation Opportunities Corp., a Delaware corporation (“Acquiror”), Digital Transformation Sponsor LLC, a Delaware limited liability company (“ |
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January 6, 2023 |
DEFA14A 1 tm232330d18k.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 6, 2023 Digital Transformation Opportunities Corp. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (Sta |
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January 6, 2023 |
Youâve Exceeded the SECâs Traffic Limit U.S. Securities and Exchange Commission Youâve Exceeded the SECâs Traffic Limit Your request rate has exceeded the SECâs maximum allowable requests per second. Your access to SEC.gov will be limited for 10 minutes. Current guidelines limit each user to a total of no more than 10 requests per second, regardless of the number of machines used to submit requests. To ensure that SEC.gov remains |
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January 6, 2023 |
PREM14A 1 tm2233477-1prem14a.htm PREM14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only |
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January 6, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 6, 2023 Digital Transformation Opportunities Corp. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction of incorpo |
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January 6, 2023 |
January 6, 2023 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Digital Transformation Opportunities Corp. Preliminary Proxy Statement Ladies and Gentlemen: On behalf of our client, Digital Transformation Opportunities Corp. (the “Company”), the Company is filing with the Securities and Exchange Commission a |
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January 6, 2023 |
EX-2.1 2 tm232330d1ex2-1.htm EXHIBIT 2.1 Exhibit 2.1 Execution Copy AMENDED AND RESTATED BUSINESS COMBINATION AGREEMENT by and between DIGITAL TRANSFORMATION OPPORTUNITIES CORP. and American Oncology Network, LLC Dated as of January 6, 2023 TABLE OF CONTENTS Page Article I CERTAIN DEFINITIONS 2 Section 1.01 Definitions 2 Section 1.02 Construction 18 Section 1.03 Equitable Adjustments 19 Article |
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January 6, 2023 |
EX-2.1 2 tm232330d1ex2-1.htm EXHIBIT 2.1 Exhibit 2.1 Execution Copy AMENDED AND RESTATED BUSINESS COMBINATION AGREEMENT by and between DIGITAL TRANSFORMATION OPPORTUNITIES CORP. and American Oncology Network, LLC Dated as of January 6, 2023 TABLE OF CONTENTS Page Article I CERTAIN DEFINITIONS 2 Section 1.01 Definitions 2 Section 1.02 Construction 18 Section 1.03 Equitable Adjustments 19 Article |
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December 12, 2022 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 8, 2022 Digital Transformation Opportunities Corp. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction of incorp |
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November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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November 8, 2022 |
DEF 14A 1 tm2229858d1def14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of Commission Only (as permitted by Rule 1 |
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October 6, 2022 |
Exhibit 99.1 American Oncology Network, a Rapidly Growing Network of Community-Based Oncology Practices, to go Public through Business Combination with Digital Transformation Opportunities Corp. ? American Oncology Network (AON) is a rapidly growing network of community-based oncology practices ? The proposed transaction values the combined company at a pro forma enterprise value of approximately |
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October 6, 2022 |
Investor Presentation October 2022 Exhibit 99.2 Investor Presentation October 2022 2 Disclaimer General This presentation is provided for information purposes only and has been prepared to assist interested parties in making their own evaluation with respect to a potential business combination (the “Potential Transaction”) involving Digital Transformation Opportunities Corp . (“DTOC”) and American Oncology Network, LLC, a Delaware |
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October 6, 2022 |
Exhibit 2.1 Execution Version BUSINESS COMBINATION AGREEMENT by and between DIGITAL TRANSFORMATION OPPORTUNITIES CORP. and American Oncology Network, LLC Dated as of October 5, 2022 TABLE OF CONTENTS Page Article I CERTAIN DEFINITIONS 2 Section 1.01 Definitions 2 Section 1.02 Construction 18 Section 1.03 Equitable Adjustments 18 Article II TRANSACTIONS 19 Section 2.01 Closing Transactions 19 Secti |
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October 6, 2022 |
DEFA14A 1 tm2227227d18k.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 5, 2022 Digital Transformation Opportunities Corp. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (St |
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October 6, 2022 |
Form of Registration Rights Agreement Exhibit 10.2 Final Form AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT THIS AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT (this ?Agreement? as amended, restated, supplemented, or otherwise modified from time to time) dated as of [ ], 2022, is made and entered into by and among American Oncology Network, Inc. (formerly known as Digital Transformation Opportunities Corp.), a Delaware corpor |
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October 6, 2022 |
Joint Investor Presentation dated October 6, 2022 Exhibit 99.2 Investor Presentation October 2022 2 Disclaimer General This presentation is provided for information purposes only and has been prepared to assist interested parties in making their own evaluation with respect to a potential business combination (the ?Potential Transaction?) involving Digital Transformation Opportunities Corp . (?DTOC?) and American Oncology Network, LLC, a Delaware |
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October 6, 2022 |
Joint Press Release dated October 6, 2022 Exhibit 99.1 American Oncology Network, a Rapidly Growing Network of Community-Based Oncology Practices, to go Public through Business Combination with Digital Transformation Opportunities Corp. · American Oncology Network (AON) is a rapidly growing network of community-based oncology practices · The proposed transaction values the combined company at a pro forma enterprise value of approximately |
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October 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 5, 2022 Digital Transformation Opportunities Corp. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction of incorpo |
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October 6, 2022 |
EX-10.1 3 tm2227227d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 Execution Version SPONSOR SUPPORT AGREEMENT This SPONSOR SUPPORT AGREEMENT (this “Agreement”), dated as of October 5, 2022, is made by and among Digital Transformation Opportunities Corp., a Delaware corporation (“Acquiror”), Digital Transformation Sponsor LLC, a Delaware limited liability company (“Sponsor”) and the other Persons set forth |
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October 6, 2022 |
Form of Registration Rights Agreement Exhibit 10.2 Final Form AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT THIS AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT (this ?Agreement? as amended, restated, supplemented, or otherwise modified from time to time) dated as of [ ], 2022, is made and entered into by and among American Oncology Network, Inc. (formerly known as Digital Transformation Opportunities Corp.), a Delaware corpor |
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October 6, 2022 |
Exhibit 2.1 Execution Version BUSINESS COMBINATION AGREEMENT by and between DIGITAL TRANSFORMATION OPPORTUNITIES CORP. and American Oncology Network, LLC Dated as of October 5, 2022 TABLE OF CONTENTS Page Article I CERTAIN DEFINITIONS 2 Section 1.01 Definitions 2 Section 1.02 Construction 18 Section 1.03 Equitable Adjustments 18 Article II TRANSACTIONS 19 Section 2.01 Closing Transactions 19 Secti |
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October 6, 2022 |
Exhibit 10.1 Execution Version SPONSOR SUPPORT AGREEMENT This SPONSOR SUPPORT AGREEMENT (this ?Agreement?), dated as of October 5, 2022, is made by and among Digital Transformation Opportunities Corp., a Delaware corporation (?Acquiror?), Digital Transformation Sponsor LLC, a Delaware limited liability company (?Sponsor?) and the other Persons set forth on Schedule I hereto (together with Sponsor, |
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August 12, 2022 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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May 17, 2022 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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May 16, 2022 |
NT 10-Q 1 tm2211977d2nt10q.htm NT 10-Q SEC File Number: 001-40177 CUSIP Number: 25401K107 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-CEN ¨ Form NCSR For Period Ended: March 31, 2022 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ |
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April 13, 2022 |
Description of Registrant’s Securities. Exhibit 4.5 DESCRIPTION OF SECURITIES The following descriptions of securities of Digital Transformation Opportunities Corp. (the ?company,? ?DTOC,? ?we? or ?us?) is a summary and does not purport to be complete. It is subject to and qualified in its entirety by reference to the company?s amended and restated certificate of incorporation and the company?s warrant agreement with Continental Stock T |
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April 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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March 31, 2022 |
SEC File Number: 001-40177 CUSIP Number: 25401K107 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Digital Transformation Opportunities Corp. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 25401K107 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appro |
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February 14, 2022 |
EX-99.1 2 tm226324dex1.htm EXHIBIT 1 Exhibit 1 JOINT FILING AGREEMENT This joint filing agreement (this “Agreement”) is made and entered into as of this 14th day of February, 2022, by and between Digital Transformation Sponsor LLC and Kevin Nazemi. The parties to this Agreement hereby acknowledge and agree that the foregoing statement on Schedule 13G in respect of the shares of Class A Common Stoc |
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February 14, 2022 |
Digital Transformation Opportunities Corp., Class A / GLAZER CAPITAL, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Digital Transformation Opportunities Corp. (Name of Issuer) Shares of Class A common stock, included as part of the units (Title of Class of Securities) 25401K107 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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November 22, 2021 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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November 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2021 Digital Transformation Opportunities Corp. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction |
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November 16, 2021 |
SEC File Number: 001-38795 CUSIP Number: 776153108 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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August 24, 2021 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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August 17, 2021 |
NT 10-Q 1 tm2118731d2nt10q.htm NT 10-Q SEC File Number: 001-38795 CUSIP Number: 776153108 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-CEN ¨ Form N-CSR For Period Ended: June 30, 2021 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ |
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May 27, 2021 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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May 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2021 Digital Transformation Opportunities Corp. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 (State or other jurisdiction of in |
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May 18, 2021 |
NT 10-Q 1 tm2113998d2nt10q.htm NT 10-Q SEC File Number: 001-38795 CUSIP Number: 776153108 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-CEN ¨ Form NCSR For Period Ended: March 31, 2021 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ |
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April 30, 2021 |
EX-99.1 2 tm2114483d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 DIGITAL TRANSFORMATION OPPORTUNITIES CORP. ANNOUNCES THE SEPARATE TRADING OF ITS CLASS A COMMON STOCK AND WARRANTS, COMMENCING ON APRIL 30, 2021 Bellevue, WA, April 30, 2021 – Digital Transformation Opportunities Corp. (Nasdaq: DTOCU) (the “Company”) today announced that, commencing on April 30, 2021, holders of the units (the “Units”) sold |
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April 30, 2021 |
Financial Statements and Exhibits, Other Events 8-K 1 tm2114483d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2021 DIGITAL TRANSFORMATION OPPORTUNITIES CORP. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 |
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March 18, 2021 |
Financial Statements and Exhibits, Other Events 8-K 1 tm219815d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2021 DIGITAL TRANSFORMATION OPPORTUNITIES CORP. (Exact name of registrant as specified in its charter) Delaware 001-40177 85-3984427 |
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March 18, 2021 |
DIGITAL TRANSFORMATION OPPORTUNITIES CORP. EX-99.1 2 tm219815d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 DIGITAL TRANSFORMATION OPPORTUNITIES CORP. Page Report of Independent Registered Public Accounting Firm F-2 Balance Sheet as of March 12, 2021 F-3 Notes to Financial Statement F-4 F-1 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of Digital Transformation Opportunities Corp. Opinion on the |
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March 12, 2021 |
U.S. Securities and Exchange Commission Youâve Exceeded the SECâs Traffic Limit Your request rate has exceeded the SECâs maximum allowable requests per second. Your access to SEC.gov will be limited for 10 minutes. Current guidelines limit each user to a total of no more than 10 requests per second, regardless of the number of machines used to submit requests. To ensure that SEC.gov remains |
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March 12, 2021 |
EX-10.9 13 tm219509d1ex10-9.htm EXHIBIT 10.9 Exhibit 10.9 INDEMNIFICATION AGREEMENT This Indemnification Agreement (“Agreement”) is made and entered into as of March 9, 2021, by and between Digital Transformation Opportunities Corp., a Delaware corporation (the “Company”), and Jim Moffatt (“Indemnitee”). WHEREAS, in light of the litigation costs and risks to directors and officers resulting from t |
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March 12, 2021 |
EX-99.1 14 tm219509d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Digital Transformation Opportunities Corp. Announces Pricing of Upsized $300 Million Initial Public Offering Bellevue, Washington, March 9, 2021 — Digital Transformation Opportunities Corp. (the “Company”) today announced the pricing of its upsized initial public offering of 30,000,000 units at a price of $10.00 per unit. The units are expe |
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March 12, 2021 |
U.S. Securities and Exchange Commission Youâve Exceeded the SECâs Traffic Limit Your request rate has exceeded the SECâs maximum allowable requests per second. Your access to SEC.gov will be limited for 10 minutes. Current guidelines limit each user to a total of no more than 10 requests per second, regardless of the number of machines used to submit requests. To ensure that SEC.gov remains |
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March 12, 2021 |
Exhibit 10.5 INDEMNIFICATION AGREEMENT This Indemnification Agreement (?Agreement?) is made and entered into as of March 9, 2021, by and between Digital Transformation Opportunities Corp., a Delaware corporation (the ?Company?), and Kevin Nazemi (?Indemnitee?). WHEREAS, in light of the litigation costs and risks to directors and officers resulting from their service to companies, and the desire of |
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March 12, 2021 |
EX-10.1 5 tm219509d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 PRIVATE PLACEMENT WARRANT PURCHASE AGREEMENT THIS PRIVATE PLACEMENT WARRANT PURCHASE AGREEMENT (as it may from time to time be amended, this “Agreement”), dated as of March 9, 2021, is entered into by and among Digital Transformation Opportunities Corp., a Delaware corporation (the “Company”), and Digital Transformation Sponsor LLC, a Delawa |
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March 12, 2021 |
EX-10.7 11 tm219509d1ex10-7.htm EXHIBIT 10.7 Exhibit 10.7 INDEMNIFICATION AGREEMENT This Indemnification Agreement (“Agreement”) is made and entered into as of March 9, 2021, by and between Digital Transformation Opportunities Corp., a Delaware corporation (the “Company”), and Bradley Fluegel (“Indemnitee”). WHEREAS, in light of the litigation costs and risks to directors and officers resulting fr |