ATYG / Saxon Capital Group, Inc. - Pemfailan SEC, Laporan Tahunan, Penyata Proksi

Saxon Capital Group, Inc.
US ˙ OTCPK

Statistik Asas
CIK 1093636
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Saxon Capital Group, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
May 14, 2025 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File No.:000-28675 NOTIFICATION OF LATE FILING (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-CEN ¨ Form N-CSR For Period Ended: March 31, 2025 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨

March 31, 2025 NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25

NT 10-K 1 saxonnt10k2024.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File No.:000-28675 NOTIFICATION OF LATE FILING (Check one): x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-CEN ¨ Form N-CSR For Period Ended: December 31, 2024 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨

November 22, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 ☐ TRANSACTION REPOR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSACTION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-28675 SAXON CAPITAL GROUP, INC.

November 12, 2024 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File No.:000-28675 NOTIFICATION OF LATE FILING (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-CEN ¨ Form N-CSR For Period Ended: September 30, 2024 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10

August 19, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 ☐ TRANSACTION REPORT PUR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSACTION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-28675 SAXON CAPITAL GROUP, INC.

August 14, 2024 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File No.:000-28675 NOTIFICATION OF LATE FILING (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-CEN ¨ Form N-CSR For Period Ended: June 30, 2024 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨

May 20, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSACTION REPORT PU

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSACTION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-28675 SAXON CAPITAL GROUP, INC.

May 15, 2024 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File No.:000-28675 NOTIFICATION OF LATE FILING (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-CEN ¨ Form N-CSR For Period Ended: March 31, 2024 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨

April 15, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-28675 Commission file number Saxon Capital G

March 28, 2024 NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File No.:000-28675 NOTIFICATION OF LATE FILING (Check one): x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-CEN ¨ Form N-CSR For Period Ended: December 31, 2023 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-

November 20, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 ☐ TRANSACTION REPOR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSACTION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-28675 SAXON CAPITAL GROUP, INC.

November 13, 2023 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File No.:000-28675 NOTIFICATION OF LATE FILING (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-CEN ¨ Form N-CSR For Period Ended: September 30, 2023 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10

August 4, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 ☐ TRANSACTION REPORT PUR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSACTION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-28675 SAXON CAPITAL GROUP, INC.

May 15, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSACTION REPORT PU

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSACTION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-28675 SAXON CAPITAL GROUP, INC.

February 17, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-28675 Commission file number Saxon Capital G

October 28, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 ☐ TRANSACTION REPOR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSACTION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-28675 SAXON CAPITAL GROUP, INC.

September 1, 2022 EX-10.1

EX-10.1

Exhibit 10.1

September 1, 2022 EX-3.2

EX-3.2

Exhibit 3(i).2 1 2 3

September 1, 2022 EX-3.3

EX-3.3

Exhibit 3(i).3

September 1, 2022 8-K

Material Modification to Rights of Security Holders, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Submission of Matters to a Vote of Security Holders, Other Events, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 30, 2022 Atlas Technology Group, Inc. (Exact name of registrant as specified in its charter) Florida 000-28675 94-3370795 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Id

September 1, 2022 EX-3.1

EX-3.1

Exhibit 3(i).1

August 15, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 ☐ TRANSACTION REPORT PUR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSACTION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-28675 ATLAS TECHNOLOGY GROUP, INC.

August 2, 2022 DEF 14C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION STATEMENT Reg. §240.14c-101 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: o Preliminary Information Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) x Definitive Information Statement ATLAS TE

June 2, 2022 PRE 14C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION STATEMENT

PRE 14C 1 atlaspre14c.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION STATEMENT Reg. §240.14c-101 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: x Preliminary Information Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) o Definitive Info

May 25, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ☐ TRANSACTION REPORT PU

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSACTION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-28675 ATLAS TECHNOLOGY GROUP, INC.

May 11, 2022 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ? Form 10-K ? Form 20-F ? Form 11-K x Form 10-Q ? Form 10-D ? Form N-CEN ? Form N-CSR For Period Ended: March 31, 2022 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? For the Transition Per

April 15, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-28675 Commission file number Atlas Technolog

March 29, 2022 NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): x Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-CEN ? Form N-CSR For Period Ended: December 31, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? For the Transition

November 26, 2021 DEF 14C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION STATEMENT Reg. ?240.14c-101 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: o Preliminary Information Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) x Definitive Information Statement ATLAS TE

November 15, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ☐TRANSACTION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-28675 ATLAS TECHNOLOGY GROUP, INC.

November 12, 2021 SC 13D/A

ATYG / Atlas Technology Group, Inc. / Cutler David J Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D /A Amendment No. 1 Under the Securities Exchange Act of 1934 ATLAS TECHNOLOGY GROUP, INC. (Name of Issuer) Common Stock, par value $0.00001 per share (Title of Class of Securities) 049432107 (CUSIP Number) David J. Cutler PO Box 147165 Lakewood, CO 80214 (303) 323-4896 (Name, Address and Telephone Number of Person

November 10, 2021 PRE 14C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION STATEMENT Reg. §240.14c-101 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: x Preliminary Information Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) o Definitive Information Statement ATLAS TE

November 10, 2021 EX-4.2

CERTIFICATE OF DESIGNATION OF SERIES A SUPER MAJORITY VOTING CONVERTIBLE PREFERRED STOCK ATLAS TECHNOLOGY GROUP, INC AS AMENDED OCTOBER 26, 2021

EX-4.2 3 ex42.htm AMENDED DESIGNATION EXHIBIT 4.2 CERTIFICATE OF DESIGNATION OF SERIES A SUPER MAJORITY VOTING CONVERTIBLE PREFERRED STOCK OF ATLAS TECHNOLOGY GROUP, INC AS AMENDED OCTOBER 26, 2021 It is hereby certified that: 1. The name of the Company (hereinafter called the "Company") is Atlas Technology Group, Inc., a Florida corporation. 2. The Certificate of Incorporation of the Company auth

November 10, 2021 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 26, 2021 Atlas Technology Group, Inc. (Exact name of Registrant as specified in its charter) Florida 000-28675 94-3370795 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer I

November 10, 2021 EX-3.5

CERTIFICATE OF DESIGNATION OF SERIES A SUPER MAJORITY VOTING CONVERTIBLE PREFERRED STOCK ATLAS TECHNOLOGY GROUP, INC AS AMENDED OCTOBER 26, 2021

EXHIBIT 3.5 1 2 3 4 CERTIFICATE OF DESIGNATION OF SERIES A SUPER MAJORITY VOTING CONVERTIBLE PREFERRED STOCK OF ATLAS TECHNOLOGY GROUP, INC AS AMENDED OCTOBER 26, 2021 It is hereby certified that: 1. The name of the Company (hereinafter called the "Company") is Atlas Technology Group, Inc., a Florida corporation. 2. The Certificate of Incorporation of the Company authorizes the issuance of Twenty-

November 8, 2021 SC 13D

ATYG / Atlas Technology Group, Inc. / Cutler David J Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 ATLAS TECHNOLOGY GROUP, INC. (Name of Issuer) Common Stock, par value $0.00001 per share (Title of Class of Securities) 049432107 (CUSIP Number) David J. Cutler PO Box 147165 Lakewood, CO 80214 (303) 323-4896 (Name, Address and Telephone Number of Person Authorized to Rece

August 30, 2021 CORRESP

Michael A. Littman Attorney at Law P.O. Box 1839 Arvada, CO 80001 (720) 530-6184 August 30, 2021

CORRESP 1 filename1.htm Michael A. Littman Attorney at Law P.O. Box 1839 Arvada, CO 80001 (720) 530-6184 [email protected] August 30, 2021 VIA EDGAR United States Securities & Exchange Commission Division of Corporation Finance Office of Technology Attn: Dave Edgar or Christine Dietz, Senior Staff Accountants Washington, DC 20549 Re: Atlas Technology Group, Inc. Amendment No. 1 to Registration Sta

August 30, 2021 10-12G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10/A Amendment No. 2 GENERAL FORM FOR REGISTRATION OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 ATLAS TECHNOLOGY GROUP, INC. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10/A Amendment No.

August 30, 2021 EX-3.1

Atlas Technology Group Inc.

EX-3.1 2 ex3i1.htm 1 2 Exhibit "A" Atlas Technology Group Inc. Article IV of the Corporation’s Articles of Incorporation hereby includes the following language: Article IV Authorized Stock The Corporation is authorized to issue two classes of stock. Common Shares One class of stock shall be common stock, par value $0.00001, of which the Corporation shall have the authority to issue Fifteen Bill io

August 30, 2021 EX-4.1

CERTIFICATE OF DESIGNATION OF SERIES A SUPER MAJORITY VOTING CONVERTIBLE PREFERRED STOCK ATLAS TECHNOLOGY GROUP, INC

EX-4.1 4 ex41.htm EXHIBIT 4.1 CERTIFICATE OF DESIGNATION OF SERIES A SUPER MAJORITY VOTING CONVERTIBLE PREFERRED STOCK OF ATLAS TECHNOLOGY GROUP, INC It is hereby certified that: 1. The name of the Company (hereinafter called the "Company") is Atlas Technology Group, Inc., a Florida corporation. 2. The Certificate of Incorporation of the Company authorizes the issuance of Twenty-Five Million (25,0

August 30, 2021 EX-3.4

OF ATLAS TECHNOLOGY GROUP, INC., A FLORIDA CORPORATION ARTICLE I. MEETING OF SHAREHOLDERS

EXHIBIT 3(ii).4 BY-LAWS OF ATLAS TECHNOLOGY GROUP, INC., A FLORIDA CORPORATION ARTICLE I. MEETING OF SHAREHOLDERS Section 1.1. Annual Meeting. The annual meeting of the shareholders of this corporation shall be held at the time and place designated by the board of directors of the corporation. The annual meeting of the shareholders for any year shall be held no later than thirteen (13) months afte

August 2, 2021 10-12G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10/A Amendment No. 1 GENERAL FORM FOR REGISTRATION OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 ATLAS TECHNOLOGY GROUP, INC. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10/A Amendment No.

July 29, 2021 EX-3.3

EXHIBIT 3(i).3

EXHIBIT 3(i).3

July 29, 2021 EX-3.2

EXHIBIT 3(i).2

EX-3.2 3 ex3i2.htm EXHIBIT 3(i).2

July 29, 2021 EX-3.1

EXHIBIT 3(i).1

EXHIBIT 3(i).1 1 2 3 4 5

July 29, 2021 EX-4.1

EXHIBIT 4.1

EX-4.1 5 ex41.htm EXHIBIT 4.1 1 2 3 4 5 6

July 29, 2021 10-12G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10 GENERAL FORM FOR REGISTRATION OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 ATLAS TECHNOLOGY GROUP, INC. (Exact name of the regist

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10 GENERAL FORM FOR REGISTRATION OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 ATLAS TECHNOLOGY GROUP, INC.

December 10, 2012 SC 13G

Sgi Group Llc - SC 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 ATLAS TECHNOLOGY GROUP, INC. Common Stock, par value $0.0004 CUSIP # 049432107 December 10, 2012 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ? Rule 13d-1(b) x Rule 13d-1(c) ? Rule 13d-1(d) The remainder of this cover page shall

September 20, 2012 SC 13G

LEVIN CONSULTING GROUP LLC - SCHEDULE 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 ATLAS TECHNOLOGY GROUP, INC. Common Stock, par value $0.004 CUSIP # 049432107 September 20, 2012 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ¨ Rule 13d-1(b) x Rule 13d-1(c) ¨ Rule 13d-1(d) The remainder of this cover page shall

November 12, 2010 15-12G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13

15-12G 1 v20201315-12g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 000-28675 ATLAS TECHNOLOGY GROUP, INC. (Exact nam

November 10, 2010 EX-10.01

ATLAS TECHNOLOGY GROUP, INC. (the "Company") CONSENT TO ACT AS DIRECTOR

EX-10.01 2 v201893ex10-01.htm EX-10.01 EXHIBIT 10-01 ATLAS TECHNOLOGY GROUP, INC. (the "Company") CONSENT TO ACT AS DIRECTOR I hereby consent to act as a director, President, Secretary, and Treasurer of the Company and acknowledge that I am not disqualified to become or to act as a director under the Delaware Revised Statutes. I hereby confirm that: 1. I am not under the age of 18 years; 2. I have

November 10, 2010 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (D) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported) November 10, 2010 ATLAS TECHNOLOGY GROUP, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) (IRS Empl

November 10, 2010 EX-17.1

ATLAS TECHNOLOGY GROUP, INC. (the "Company") Officer and Director Resignation

EX-17.1 3 v201893ex17-1.htm EX-17.1 EXHIBIT 17-1 ATLAS TECHNOLOGY GROUP, INC. (the "Company") Officer and Director Resignation I hereby resign as Director and Officer of the Company, effective immediately. Dated: November 10, 2010 ATLAS TECHNOLOGY GROUP INC. By: /s/ James Albion James Albion Date: November 10, 2010 ATLAS TECHNOLOGY GROUP INC. By: /s/ Jose Lithario Jose Lithario Date: November 10,

August 19, 2008 10QSB

UNITED STATES SECURITIES AND EXCHANGE WASHINGTON, DC 20549 FORM 10-QSB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB (Mark one) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2008 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to ATLAS TECHNOLOGY GROUP, INC.

August 19, 2008 424B3

PROSPECTUS SUPPLEMENT NO. 4 (to Prospectus dated November 7, 2007) ATLAS TECHNOLOGY GROUP, INC. 4,423,660 SHARES OF COMMON STOCK

Filed pursuant to Rule 424(b)(3) Under the Securities Act of 1933, as amended (Registration Statement 333-146060) PROSPECTUS SUPPLEMENT NO.

August 14, 2008 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

SEC File Number: 000-28675 CUSIP Number: 89601T300 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

August 14, 2008 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 14, 2008 (April 8, 2008) ATLAS TECHNOLOGY GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 000-28675 94-337095 (State or Other Jurisdiction of Incorporation) (Commi

July 21, 2008 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 21, 2008 (July 21, 2008) ATLAS TECHNOLOGY GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 000-28675 94-337095 (State or Other Jurisdiction of Incorporation) (Commis

July 21, 2008 EX-10.1

CONSULTING AGREEMENT Atlas Technology Group, Inc. and Muse

EX-10.1 2 v120367ex10-1.htm CONSULTING AGREEMENT Atlas Technology Group, Inc. and Muse This Agreement is made effective as of July 14, 2008, by and between Atlas Technology Group, Inc., of 2001 - 152nd Ave NE, Redmond, WA 98052, and Muse Consulting, of 17202 Meadow Tree Cir., Dallas, TX 75248. In this Agreement, the party who is contracting to receive services shall be referred to as "AtlasTG", an

July 21, 2008 EX-99.1

Ralph Muse, ex Booz Allen Hamilton Principal and Nextnet Wireless CEO, joins AtlasTG as CEO

Press Release July 22, 2008 Ralph Muse, ex Booz Allen Hamilton Principal and Nextnet Wireless CEO, joins AtlasTG as CEO Redmond, WA - Atlas Technology Group, Inc.

July 21, 2008 CORRESP

-

July 18, 2008 B.S.P. Marra Chief Financial Officer Atlas Technology Group, Inc. 2001 152nd Avenue NE Redmond, Washington 98052 VIA EDGAR Ms. Melissa Feider Staff Accountant Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-4561 Re: Atlas Technology Group, Inc. Form 8-K filed June 20, 2008 File No. 000-28675 Dear Ms. Feider: Atlas Technolo

July 17, 2008 8-K

Changes in Registrant's Certifying Accountant, Financial Statements and Exhibits

8-K 1 v1201578k.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2008 (July 8, 2008) ATLAS TECHNOLOGY GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 000-28675 94-337095 (State or Other Jurisdiction of Inc

June 20, 2008 8-K

Changes in Registrant's Certifying Accountant, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2008 (June 16, 2008) ATLAS TECHNOLOGY GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 000-28675 94-337095 (State or Other Jurisdiction of Incorporation) (Commis

June 20, 2008 EX-16.1

Letter from Williams & Webster, P.S. pursuant to Item 304 (a)(3) of Regulation S-K

Exhibit 16.1 Letter from Williams & Webster, P.S. pursuant to Item 304 (a)(3) of Regulation S-K

May 20, 2008 424B3

PROSPECTUS SUPPLEMENT NO. 3 (to Prospectus dated November 7, 2007) ATLAS TECHNOLOGY GROUP, INC. 4,423,660 SHARES OF COMMON STOCK

Filed pursuant to Rule 424(b)(3) Under the Securities Act of 1933, as amended (Registration Statement 333-146060) PROSPECTUS SUPPLEMENT NO.

May 20, 2008 10QSB

UNITED STATES SECURITIES AND EXCHANGE WASHINGTON, DC 20549 FORM 10-QSB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB (Mark one) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2008 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to ATLAS TECHNOLOGY GROUP, INC.

May 15, 2008 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

NT 10-Q 1 v114615nt10q.htm SEC File Number: 000-28675 CUSIP Number: 89601T300 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): o Form 10-K and Form 10-KSB o Form 11-K o Form 20-F x Form 10-Q and Form 10-QSB o Form N-SAR For Period Ended: March 31, 2008 o Transition Report on Form 10-K o Transition Report on Form 20-F o Tra

April 17, 2008 EX-17.1

Flat 5B

Flat 5B Highrise Court B Trig Tigne Sliema Malta SLM 11 Robert Altinger Chairman Atlas Technology Group 3 April 2008 Dear Robert Letter of resignation as Board Director As you know I have recently taken on a new role as CEO of Ingenia Technology in Switzerland.

April 17, 2008 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2008 (April 14, 2008) ATLAS TECHNOLOGY GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 000-28675 94-337095 (State or Other Jurisdiction of Incorporation) (Comm

April 14, 2008 10KSB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB (Mark One) x ANNUAL REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2007 OR o TRANSITION REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM N/A TO N/A COMMISSION FILE NUMBER: 000-28675 ATLAS TECHNOLOGY

April 14, 2008 424B3

PROSPECTUS SUPPLEMENT NO. 2 (to Prospectus dated November 7, 2007) ATLAS TECHNOLOGY GROUP, INC. 4,423,660 SHARES OF COMMON STOCK

Filed pursuant to Rule 424(b)(3) Under the Securities Act of 1933, as amended (Registration Statement 333-146060) PROSPECTUS SUPPLEMENT NO.

March 31, 2008 NT 10-K

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Commission File Number 000-28675 CUSIP Number: 89601T300 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): xForm 10-K and Form 10-KSB oForm 11-K oForm 20-F oForm 10-Q and Form 10-QSB oForm N-SAR For Period Ended: December 31, 2007 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Tr

February 7, 2008 SC 13D/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* Atlas Technology Group, Inc. (Name of Issuer) Common Stock, par value $0.0004 (Title of Class of Secur

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* Atlas Technology Group, Inc. (Name of Issuer) Common Stock, par value $0.0004 (Title of Class of Securities) 89601T300 (CUSIP Number) James J. Moloney Gibson, Dunn & Crutcher LLP 3161 Michelson Drive Irvine, CA 92612 (949) 451-3800 (Name, Address and T

January 7, 2008 EX-10.1

NOTE AMENDMENT AND SECURITIES PURCHASE AGREEMENT

NOTE AMENDMENT AND SECURITIES PURCHASE AGREEMENT NOTE AMENDMENT AND SECURITIES PURCHASE AGREEMENT (this ?Agreement?), dated as of December 31, 2007, by and among West Coast Opportunity Fund, LLC, a Delaware limited liability company (the ?Buyer?), Atlas Technology Group, Inc.

January 7, 2008 8-K

Entry into a Material Definitive Agreement

8-K 1 v0989838k.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 7, 2008 (December 31, 2007) ATLAS TECHNOLOGY GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 001-28675 94-337095 (State or Other Jurisdiction

January 7, 2008 EX-10.5

AMENDMENT NO. 1 TO REGISTRATION RIGHTS AGREEMENT

EX-10.5 5 v098983ex10-5.htm AMENDMENT NO. 1 TO REGISTRATION RIGHTS AGREEMENT AMENDMENT NO. 1 TO REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of December 31, 2007, by and between Atlas Technology Group, Inc. (f/k/a Tribeworks, Inc.) a Delaware corporation, with headquarters located at 2001 152nd Avenue NE, Redmond, Washington 98052 (the “Company”) and West Coast Opportunity Fund, LLC,

January 7, 2008 EX-10.4

AMENDED AND RESTATED SENIOR SECURED NON-CONVERTIBLE PROMISSORY NOTE

EX-10.4 4 v098983ex10-4.htm THE OFFER AND SALE OF THIS NOTE HAS NOT BEEN AND WILL NOT BE REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR UNDER THE SECURITIES LAWS OF ANY STATE AND THIS NOTE MAY NOT BE SOLD, ASSIGNED, TRANSFERRED OR OTHERWISE CONVEYED. AMENDED AND RESTATED SENIOR SECURED NON-CONVERTIBLE PROMISSORY NOTE $2,500,000.00 Original Issuance Date: July 11

January 7, 2008 EX-10.3

AMENDMENT NO. 1 TO SENIOR SECURED NON-CONVERTIBLE PROMISSORY NOTE

EX-10.3 3 v098983ex10-3.htm AMENDMENT NO. 1 TO SENIOR SECURED NON-CONVERTIBLE PROMISSORY NOTE AMENDMENT NO. 1 TO SENIOR SECURED NON-CONVERTIBLE PROMISSORY NOTE (this “Note Amendment”), dated as of December 31, 2007, by and between Atlas Technology Group (US), Inc., a Delaware corporation, (hereinafter referred to as the “Maker”), a wholly owned subsidiary of Atlas Technology Group, Inc. (f/k/a Tri

November 20, 2007 424B3

PROSPECTUS SUPPLEMENT NO. 1 (to Prospectus dated November 7, 2007) ATLAS TECHNOLOGY GROUP, INC. 4,423,660 SHARES OF COMMON STOCK

Filed pursuant to Rule 424(b)(3) Under the Securities Act of 1933, as amended (Registration Statement 333-146060) PROSPECTUS SUPPLEMENT NO.

November 19, 2007 10QSB

UNITED STATES SECURITIES AND EXCHANGE WASHINGTON, DC 20549 FORM 10-QSB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB (Mark one) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2007 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to ATLAS TECHNOLOGY GROUP, INC.

November 14, 2007 NT 10-Q

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Commission File Number 000-28675 CUSIP Number: 049432107 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): oForm 10-K and Form 10-KSB oForm 11-K oForm 20-F xForm 10-Q and Form 10-QSB o Form N-SAR For Period Ended: September 30, 2007 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o

November 7, 2007 424B3

Filed pursuant to Rule 424(b)(3) Under the Securities Act of 1933, as amended (Registration Statement 333-146060) ATLAS TECHNOLOGY GROUP, INC. 4,423,660 SHARES OF COMMON STOCK

424B3 1 v092684424b3.htm Filed pursuant to Rule 424(b)(3) Under the Securities Act of 1933, as amended (Registration Statement 333-146060) PROSPECTUS ATLAS TECHNOLOGY GROUP, INC. 4,423,660 SHARES OF COMMON STOCK This is an offering of shares of our common stock by persons and companies that were issued shares of common stock, par value $0.0004 (the “Common Stock”), of Atlas Technology Group, Inc.

September 13, 2007 SB-2

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SB-2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ATLAS TECHNOLOGY GROUP, INC. (Name of small business issuer in its charter) DELAWARE 7374 94-3370795 State or ju

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SB-2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ATLAS TECHNOLOGY GROUP, INC. (Name of small business issuer in its charter) DELAWARE 7374 94-3370795 State or jurisdiction of incorporation or organization (Primary Standard Industrial Classification Code Number) (I.R.S. Employer Identification No.) 2001 152nd A

September 13, 2007 EX-21.1

New Zealand

EX-21.1 4 v087639ex21-1.htm EXHIBIT 21.1 Name Place of Incorporation Atlas Technology Group Holdings Limited Malta TakeCareofIT Limited Malta Atlas Technology Group (NZ) Limited New Zealand BLive Networks Inc. Canada Atlas Technology Group (US), Inc. Delaware Atlas Technology Group Consulting Inc. Delaware

September 12, 2007 EX-10.1

TRIBE WORKS, INC. 2004 EMPLOYEE STOCK INCENTIVE PLAN As Adopted March 24, 2004

EX-10.1 3 v087482ex10-1.htm TRIBE WORKS, INC. 2004 EMPLOYEE STOCK INCENTIVE PLAN As Adopted March 24, 2004 1. PURPOSE. The purpose of this Plan is to provide incentives to attract, retain and motivate eligible persons whose present and potential contributions are important to the success of the Company, its Parent and Subsidiaries, by offering them an opportunity to participate in the Company’s fu

September 12, 2007 S-8

As filed with the Securities and Exchange Commission on September 12, 2007

As filed with the Securities and Exchange Commission on September 12, 2007 Registration No.

August 15, 2007 10QSB

UNITED STATES SECURITIES AND EXCHANGE WASHINGTON, DC 20549 FORM 10-QSB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB (Mark one) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2007 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to ATLAS TECHNOLOGY GROUP, INC.

August 14, 2007 NT 10-Q

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Commission File Number 000-28675 CUSIP Number: 049432107 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): o Form 10-K and Form 10-KSB oForm 11-K o Form 20-F x Form 10-Q and Form 10-QSB o Form N-SAR For Period Ended: June 30, 2007 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Tr

August 10, 2007 SC 13D

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. __) Atlas Technology Group, Inc. (Name of Issuer) (Title of Class of Securities) (CUSIP Number) Linda Schuma

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Atlas Technology Group, Inc. (Name of Issuer) Common (Title of Class of Securities) 89601T300 (CUSIP Number) Linda Schuman West Coast Asset Management, Inc. 2151 Alessandro Drive #100 Ventura, CA 93001 (805)-653-5333 (Name, Address and Telephone Number o

July 31, 2007 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2007 (July 26, 2007) ATLAS TECHNOLOGY GROUP, INC.

July 31, 2007 EX-3.1

EX-3.1

July 26, 2007 EX-24

POWER OF ATTORNEY

EX-24 2 westcoastx24.htm POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned Paul J. Orfalea, Lance W. Helfert, and R. Atticus Lowe, hereby each constitutes and appoints Linda Schuman, Paul J. Orfalea, Lance W. Helfert and R. Atticus Lowe, and each of them, as applicable, as true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution in nam

July 13, 2007 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 11, 2007 TRIBEWORKS, INC.

July 13, 2007 EX-10.1

SENIOR SECURED NON-CONVERTIBLE PROMISSORY NOTE

THE OFFER AND SALE OF THIS NOTE HAS NOT BEEN AND WILL NOT BE REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), OR UNDER THE SECURITIES LAWS OF ANY STATE AND THIS NOTE MAY NOT BE SOLD, ASSIGNED, TRANSFERRED OR OTHERWISE CONVEYED.

July 9, 2007 SC 13D/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 1) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-2(a) TRIBEWORKS, INC. (Name of Issuer) Common Stock, par value $0.0004 per share (Title of Cl

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 1) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-2(a) TRIBEWORKS, INC. (Name of Issuer) Common Stock, par value $0.0004 per share (Title of Class of Securities) 89601T102 (CUSIP Number) Robert Blankstein Suite 550 - 999 West Hastings Street Vancouver, British Columbia V6C 2W2 (604) 682-2205

June 19, 2007 EX-10.6

REGISTRATION RIGHTS AGREEMENT

EX-10.6 7 v078691ex10-6.htm REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of June 15, 2007, between Tribeworks, Inc. a Delaware corporation, with headquarters located at 2001 152nd Avenue NE, Redmond, Washington 98052 (the “Company”) and West Coast Opportunity Fund, LLC, a Delaware limited liability company with headquarters located at 2151 Allesandro Dri

June 19, 2007 EX-10.4

SECURED GUARANTY

EX-10.4 5 v078691ex10-4.htm SECURED GUARANTY This SECURED GUARANTY (this “Guaranty”), dated as of June 15, 2007, is made by Tribeworks, Inc., a Delaware corporation (the “Parent”), and each of the subsidiaries of Parent listed on Exhibit A attached hereto and incorporated herein (each a “Guarantor” and together with the Parent, the “Guarantors”). WHEREAS, West Coast Opportunity Fund, LLC, a Delawa

June 19, 2007 EX-10.1

SECURITIES PURCHASE AGREEMENT

SECURITIES PURCHASE AGREEMENT SECURITIES PURCHASE AGREEMENT (this ?Agreement?), dated as of June 15, 2007, by and among Tribeworks, Inc.

June 19, 2007 EX-10.3

PLEDGE AND SECURITY AGREEMENT

PLEDGE AND SECURITY AGREEMENT This PLEDGE AND SECURITY AGREEMENT, (the ?Agreement?), dated as of June 15, 2007, by and among Atlas Technology Group (US), Inc.

June 19, 2007 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 15, 2007 TRIBEWORKS, INC.

June 19, 2007 EX-99.1

Kinko’s Founder Affiliate Provides Financing for Tribeworks, Inc.

Press Release Source: Tribeworks, Inc. June 19, 2007 Kinko’s Founder Affiliate Provides Financing for Tribeworks, Inc. Redmond, WA, June 19, 2007 - Tribeworks, Inc. (OTC BB:TWKS - News) announced that it has entered into an agreement for $5 million in debt financing to further expand the company’s growing IT support business. The financing provided by West Coast Opportunity Fund, LLC, a private fu

June 19, 2007 EX-10.7

TRIBEWORKS, INC. (A Delaware Corporation) WARRANT TO PURCHASE SHARES OF COMMON STOCK Effective June 15, 2007

Warrant No. TRIBEWORKS, INC. (A Delaware Corporation) WARRANT TO PURCHASE SHARES OF COMMON STOCK Effective June 15, 2007 THIS WARRANT HAS NOT BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), OR ANY APPLICABLE STATE SECURITIES LAWS. THIS WARRANT MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, HYPOTHECATED, OR OTHERWISE DISPOSED OF OR TRANSFERRED IN THE

June 19, 2007 EX-10.8

LOCK-UP AGREEMENT

LOCK-UP AGREEMENT THIS LOCK-UP AGREEMENT (this “Agreement”) is made and entered into as of the 15th day of June, 2007, between West Coast Opportunity Fund, LLC, a California limited liability company (“WCOF”), and the individuals and entities that execute and deliver a Counterpart Signature Page hereof, each a shareholder of Tribeworks, Inc.

June 19, 2007 EX-10.2

SENIOR SECURED NON-CONVERTIBLE PROMISSORY NOTE

THE OFFER AND SALE OF THIS NOTE HAS NOT BEEN AND WILL NOT BE REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), OR UNDER THE SECURITIES LAWS OF ANY STATE AND THIS NOTE MAY NOT BE SOLD, ASSIGNED, TRANSFERRED OR OTHERWISE CONVEYED.

June 19, 2007 EX-10.5

ESCROW AGREEMENT

ESCROW AGREEMENT This Escrow Agreement (this “Agreement”) is made and entered into as of June 15, 2007, by and among the undersigned West Coast Opportunity Fund, LLC, a Delaware limited liability company (the “Purchaser”), Atlas Technology Group (US), Inc.

June 14, 2007 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State

June 1, 2007 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State

May 21, 2007 10QSB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB (Mark one) þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2007 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to TRIBEWORKS, INC.

May 14, 2007 NT 10-Q

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Commission File Number 000-28675 CUSIP Number: 89601T102 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): oForm 10-K and Form 10-KSB oForm 11-K oForm 20-F xForm 10-Q and Form 10-QSB oForm N-SAR For Period Ended: March 31, 2007 rTransition Report on Form 10-K rTransition Report on Form 20-F rTransition Report on Form 11-K rTransitio

April 26, 2007 CORRESP

April 26, 2007

April 26, 2007 Via Federal Express and EDGAR Kathleen Collins, Accounting Branch Chief Division of Corporate Finance United States Securities and Exchange Commission 100 F Street, N.

April 16, 2007 EX-21

Place of Incorporation

EXHIBIT 21.1 Name Place of Incorporation Atlas Technology Group Holdings Limited Malta TakeCareofIT Limited Malta Atlas Technology Group (NZ) Limited New Zealand Atlas Technology Group (US) Inc. Delaware, USA Atlas Technology Group Consulting Inc. Delaware, USA

April 16, 2007 10KSB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB (Mark One) x ANNUAL REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2006 OR o TRANSITION REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM N/A TO N/A COMMISSION FILE NUMBER: 000-28675 TRIBEWORKS, INC.

April 4, 2007 10KSB/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB/A (Amendment No. 2)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB/A (Amendment No. 2) (Mark One) x ANNUAL REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2005 OR o TRANSITION REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM N/A TO N/A COMMISSION FILE NUMBER: 000-28

March 30, 2007 10QSB/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB/A

10QSB/A 1 v069740tribeworks10qsba.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB/A (Mark one) þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2006 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to TRIBEWORKS, INC. (Exact Name of S

March 30, 2007 10QSB/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB/A (Amendment No. 2)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB/A (Amendment No.

March 30, 2007 10QSB/A

UNITED STATES SECURITIES AND EXCHANGE WASHINGTON, DC 20549 FORM 10-QSB/A (Amendment No. 2)

10QSB/A 1 v06974210qsba2.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB/A (Amendment No. 2) (Mark one) þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2006 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to TRIBEWORKS, INC. (Exact Name

March 28, 2007 8-K/A

Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (Amendment No.

March 13, 2007 CORRESP

March 13, 2007

March 13, 2007 Via Federal Express and EDGAR Kathleen Collins, Accounting Branch Chief Division of Corporate Finance United States Securities and Exchange Commission 100 F Street, N.

January 30, 2007 CORRESP

January 30, 2007

January 30, 2007 Via Federal Express and EDGAR Kathleen Collins, Accounting Branch Chief Division of Corporate Finance United States Securities and Exchange Commission 100 F Street, N.

January 25, 2007 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Completion of Acquisition or Disposition of Assets, Financial Statements and Exhibits

8-K 1 v0632788k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 19, 2007 TRIBEWORKS, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-28675 94-337095 (State of Other Jurisdiction (Commission (IRS Emplo

January 25, 2007 EX-10.3

FORTE AGREEMENT

EX-10.3 4 v063278ex10-3.htm FORTE AGREEMENT THIS AGREEMENT (this “Agreement”) is made and entered into as of the 19th day of January, 2007, between TRIBEWORKS, INC., a Delaware corporation, (the “Company”) and FORTE FINANCE LIMITED (“Forte”). INTRODUCTORY PROVISIONS A. Company, BLive Networks Inc. (“BLive”), Petroleum Corporation of Canada Limited (“Petroleum Corp.”), Forte and certain other parti

January 25, 2007 EX-10.1

ASSET AND STOCK PURCHASE AGREEMENT January 19, 2006

EX-10.1 2 v063278ex10-1.htm ASSET AND STOCK PURCHASE AGREEMENT January 19, 2006 THIS ASSET and STOCK PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of January 19, 2007, by and among: 1) BLIVE NETWORKS INC, 51 Bayview Drive, Point Roberts, WA 98281, USA, a Delaware corporation (“BLive” or “Seller”); 2) FORTE FINANCE LIMITED, 192 Old Bakery Road, Valleta, Malta VLT 08, (“Forte”);

January 25, 2007 EX-10.2

REGISTRATION RIGHTS AGREEMENT

EX-10.2 3 v063278ex10-2.htm REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of January 19, 2007, by and between Tribeworks, Inc., a Delaware corporation (the “Company”), and Petroleum Corporation of Canada Limited, an Alberta corporation (the “Stockholder”), in connection with that certain Stock and Asset Purchase Agreement dated as o

January 25, 2007 EX-99.1

Tribeworks Acquires BLive Networks, Inc. and 700 new customers

Press Release Source: Tribeworks, Inc. January 25, 2007 Tribeworks Acquires BLive Networks, Inc. and 700 new customers Malta, EU, January 25, 2007 - Tribeworks, Inc. (OTC BB:TWKS.OB - News) announced that it has entered into an agreement to acquire all of the assets and 700 customers of BLive Networks, Inc., further expanding Tribework?s capability of delivering high quality outsourced support int

December 22, 2006 8-K/A

Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review

8-K/A 1 v0611038ka.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2006 (November 17, 2006) TRIBEWORKS, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-28675 94-337095 (State of Other Jurisdictio

December 22, 2006 8-K

Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2006 (November 17, 2006) TRIBEWORKS, INC.

December 21, 2006 10KSB/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB/A (Amendment No. 1)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB/A (Amendment No. 1) (Mark One) x ANNUAL REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2005 OR o TRANSITION REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM N/A TO N/A COMMISSION FILE NUMBER: 000-28

November 30, 2006 CORRESP

Sincerely, /s/ Peter B. Jacobson Peter B. Jacobson Chief Executive Officer

November 30, 2006 Via Federal Express and EDGAR Kathleen Collins, Accounting Branch Chief Division of Corporate Finance United States Securities and Exchange Commission 100 F Street, N.

November 17, 2006 8-K/A

Completion of Acquisition or Disposition of Assets, Financial Statements and Exhibits, Financial Statements and Exhibits, Financial Statements and Exhibits, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2006 (January 20, 2006) TRIBEWORKS, INC. (Exact name of registrant as specified in its charter) Delaware 001-28675 94-337095 (State or Other Jurisdiction of Incorpo

November 17, 2006 10QSB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB (Mark one) þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2006 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to TRIBEWORKS, INC.

November 17, 2006 10QSB/A

UNITED STATES SECURITIES AND EXCHANGE WASHINGTON, DC 20549 FORM 10-QSB/A (Amendment No. 1)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB/A (Amendment No.

November 17, 2006 10QSB/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB/A (Amendment No. 1)

10QSB/A 1 v05828110qsba.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB/A (Amendment No. 1) (Mark one) þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2006 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to TRIBEWORKS, INC. (Exact Name

October 30, 2006 CORRESP

October 30, 2006

October 30, 2006 Via Federal Express and EDGAR Kathleen Collins, Accounting Branch Chief April Coleman, Staff Accountant Division of Corporate Finance United States Securities and Exchange Commission 100 F Street, N.

October 16, 2006 EX-16.1

MetroTower II - Suite 900 - 4720 Kingsway, Burnaby, BC Canada V5H 4N2. Telephone: +1 604 435 4317. Fax: +1 604 435 4319. HLB Cinnamon Jang Willoughby & Company is a member of International. A world-wide organziation of accounting firms and business a

Cinnamon Jang Willoughby & Company Chartered Accountants A Partnership of Incorporated Professionals Exhibit 16.

October 16, 2006 8-K

Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 16, 2006 (October 13, 2006) TRIBEWORKS, INC.

October 5, 2006 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Entry into a Material Definitive Agreement, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2006 (September 14, 2006) TRIBEWORKS, INC.

October 5, 2006 EX-10.1

EX-10.1

EX-10.1 2 v054113ex10-01.htm Exhibit 10.1

October 5, 2006 EX-99.1

Tribeworks, Inc. Sells Subsidiary to Focus on the Expanding IT Support Business

Exhibit 99.1 Press Release Source: Tribeworks, Inc. Wednesday, October 5, 2006 Tribeworks, Inc. Sells Subsidiary to Focus on the Expanding IT Support Business GZIRA, Republic of Malta, October 5, 2006 - Tribeworks, Inc. (OTC BB:TWKS.OB - News) announced that it has sold its subsidiary, Tribeworks Development Corporation (“TDC”), in addition to its iShell® software division. Tribeworks, Inc. contin

September 7, 2006 CORRESP

Tribeworks, Inc., 2001 - 152nd Ave NE, Redmond, WA 98052 Phone: 425-458 2360, Fax: 425-818 8832 015508.00010:990155.01

September 7, 2006 Via Federal Express and EDGAR Kathleen Collins, Accounting Branch Chief April Coleman, Staff Accountant Division of Corporate Finance United States Securities and Exchange Commission 100 F Street, N.

August 23, 2006 CORRESP

Tribeworks, Inc. 2001 - 152nd Ave. NE Redmond, WA 98052 425-458-2360 / 425-458-2361(fax)

August 23, 2006 Tribeworks, Inc. 2001 - 152nd Ave. NE Redmond, WA 98052 425-458-2360 / 425-458-2361(fax) Via Federal Express Kathleen Collins, Accounting Branch Chief April Coleman, Staff Accountant Division of Corporate Finance United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C.20549 Re: Response to SEC Comment Letter dated August 11, 2006 Tribeworks, Inc. (the “C

August 14, 2006 10QSB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB (Mark one) þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2006 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Tribeworks, Inc.

July 21, 2006 CORRESP

July 21, 2006

July 21, 2006 Via Federal Express and EDGAR Kathleen Collins, Accounting Branch Chief April Coleman, Staff Accountant Division of Corporate Finance United States Securities and Exchange Commission 100 F Street, N.

July 14, 2006 SC 13D

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. ) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-2(a) TRIBEWORKS, INC. (Name of Issuer) Common Stock, par value $0.0004 per share (Title of Cla

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. ) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-2(a) TRIBEWORKS, INC. (Name of Issuer) Common Stock, par value $0.0004 per share (Title of Class of Securities) 89601T102 (CUSIP Number) Robert Blankstein Suite 550 - 999 West Hastings Street Vancouver, British Columbia V6C 2W2 (604) 682-2205 (

June 23, 2006 8-K

Current Report

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2006 (June 22, 2006) TRIBEWORKS, INC. (Exact name of registrant as specified in its charter) Delaware 001-28675 94-337095 (State or Other Jurisdiction of Incorporation) (Commission File Nu

June 23, 2006 EX-99.1

Press Release Source: Tribeworks, Inc.

EX-99.1 2 v046084ex99-1.htm Press Release Source: Tribeworks, Inc. Thursday, June 22, 2006 Michael Murphy, a veteran Microsoft IT Executive, Joins Tribeworks, Inc. as COO. NEWPORT BEACH, CA, June 22, 2006 - Tribeworks, Inc. (OTC BB:TWKS.OB - News) today announced the appointment of Mr. Michael Murphy as Chief Operating Officer. Effective today, Mr. Murphy joins the company after a successful 15 ye

June 19, 2006 8-K

Current Report

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 19, 2006 (June 5, 2005) TRIBEWORKS, INC. (Exact name of registrant as specified in its charter) Delaware 001-28675 94-337095 (State or Other Jurisdiction of Incorporation) (Commission File Num

May 22, 2006 10QSB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB (Mark one) þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2006 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Tribeworks, Inc.

May 16, 2006 NT 10-Q

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Commission File Number 000-28675 CUSIP Number: 89601T102 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): o Form 10-K and Form 10-KSB o Form 11-K o Form 20-F x Form 10-Q and Form 10-QSB o Form N-SAR For Period Ended: March 31, 2006 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o

April 17, 2006 EX-21.1

Name Place of Incorporation Tribeworks Development Corporation California TakeCareofIT Holdings Limited Malta TakeCareofIT Linited Malta TakeCareofIT (NZ) Limited New Zealand TakeCareofIT (US) Inc. Washington

EXHIBIT 21.1 Name Place of Incorporation Tribeworks Development Corporation California TakeCareofIT Holdings Limited Malta TakeCareofIT Linited Malta TakeCareofIT (NZ) Limited New Zealand TakeCareofIT (US) Inc. Washington

April 17, 2006 10KSB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB (Mark One) x ANNUAL REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2005 OR o TRANSITION REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM N/A TO N/A COMMISSION FILE NUMBER: 000-28675 TRIBEWORKS, INC.

March 31, 2006 NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

NT 10-K 1 v039396nt10k.htm SEC File Number: 001-28675 CUSIP Number: 89601T102 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): x Form 10-KSB o Form 20-F o Form 11-K o Form 10-Q o Form 10D o Form N-SAR o Form N-CSR For Period Ended: December 31, 2005 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transiti

January 26, 2006 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2006 (January 20, 2006) TRIBEWORKS, INC. (Exact name of registrant as specified in its charter) Delaware 001-28675 94-337095 (State or Other Jurisdiction of Incorporat

January 26, 2006 EX-2.01

Share Transfer Agreement

Table of Contents Share Transfer Agreement between TAKECAREOFIT LIMITED and TRIBEWORKS INC.

November 16, 2005 10QSB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Mark one) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2005 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from N/A to N/A Commission

November 15, 2005 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

SEC 1344 (2-2002) Previous versions obsolete Persons who potentially are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

November 3, 2005 8-K

Current Report

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2005 (October 20, 2005) TRIBEWORKS, INC. (Exact name of registrant as specified in its charter) Delaware 001-28675 94-337095 (State or Other (Commission (IRS Employer Jurisdiction of Fi

November 3, 2005 EX-4.1

Tribeworks, Inc. SUBSCRIPTION AGREEMENT

Exhibit 4.1 Tribeworks, Inc. SUBSCRIPTION AGREEMENT 1. Subscription. Subject to the terms and conditions hereof, the Subscriber hereby irrevocably subscribes for and agrees to purchase ( ) post consolidation shares of Common Stock, $0.0004 par value per share (the ?Shares?) of Tribeworks, Inc., a Delaware corporation (the ?Company?), at a price of US$0.01 per Share, and agrees to become a sharehol

October 11, 2005 EX-4.1

Certificate of Designation, Preferences, Rights and Limitations of Stock

PAGE 1 DELAWARE - The First State I, HARRIET SMITH WINDSOR, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF DESIGNATION OF "TRIBEWORKS, INC.

October 11, 2005 8-K

Current Report

Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 6, 2005 (September 30, 2005) TRIBEWORKS, INC. (Exact name of registrant as specified in its charter) Delaware 001-28675 94-337095 (State or Other Jurisdiction of Incorpora

September 28, 2005 8-K

Current Report

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 28, 2005 (September 22, 2005) TRIBEWORKS, INC. (Exact name of registrant as specified in its charter) Delaware 001-28675 94-337095 (State or Other Jurisdiction of Incorporation) (Commissi

August 30, 2005 EX-99.1

Promissory Note

Exhibit 99.1 PROMISSORY NOTE $409,000.00 San Francisco, California June 24, 2005 FOR VALUE RECEIVED, the undersigned, TAKECAREOFIT, LTD., a corporation organized and existing under the laws of Gibraltar (“Maker”), hereby unconditionally promises to pay to the order of TRIBEWORKS, INC., a corporation organized and existing under the laws of the State of Delaware (“Payee”), at 243 Front Street, San

August 30, 2005 10QSB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB

e10qsb Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

August 23, 2005 EX-16.1

Letter from Tauber & Balser, P.C.

EX-16.1 2 d28298exv16w1.htm LETTER FROM TAUBER & BALSER, P.C. Exhibit 16.1 Tauber & Balser, P.C. 1155 Perimeter Center West Suite 600 Atlanta, Georgia 30338-5416 August 23, 2005 Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Tribeworks, Inc. Commission File No. 001-28675 Gentlemen: We have read Tribeworks, Inc.’s statements, which we understand will be filed w

August 23, 2005 8-K

Current Report

Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 23, 2005 (August 15, 2005) TRIBEWORKS, INC. (Exact name of registrant as specified in its charter) Delaware 001-28675 94-337095 (State or Other Jurisdiction of Incorporatio

August 16, 2005 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

NT 10-Q 1 d28117ntnt10vq.htm NOTIFICATION OF LATE FILING SEC 1344 (2-2002) Previous versions obsolete Persons who potentially are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. OMB APPROVAL OMB Number: 3235-0058 Expires: March 31, 2006 Estimated average burden hours per response 2.50 SEC

July 15, 2005 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defi

July 1, 2005 PRER14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1)

PRER14A 1 d25294prprer14a.htm REVISED PRELIMINARY PROXY STATEMENT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Co

July 1, 2005 EX-4.1

EX-4.1

DELAWARE - Page 1 The First State I, HARRIET SMITH WINDSOR, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF DESIGNATION OF "TRIBEWORKS, INC.

July 1, 2005 8-K/A

Current Report

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2005 (June 23, 2005) TRIBEWORKS, INC. (Exact name of registrant as specified in its charter) Delaware 001-28675 94-337095 (State or Other Jurisdiction of Incorporation) (Commission File

June 29, 2005 8-K

Current Report

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2005 (June 23, 2005) TRIBEWORKS, INC. (Exact name of registrant as specified in its charter) Delaware 001-28675 94-337095 (State or Other Jurisdiction of Incorporation) (Commission File Nu

May 23, 2005 10QSB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB

10QSB 1 d25624e10qsb.htm FORM 10-QSB Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Mark one) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2005 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition p

May 16, 2005 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

SEC 1344 (07-03) Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

May 13, 2005 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

Table of Contents OMB APPROVAL OMB Number: 3235-0059 Expires: February 28, 2006 Estimated average burden hours per response 12.

October 18, 2002 4

FORM 4

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). (Print or Type Responses) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 193

October 7, 2002 4

FORM 4

4 1 amar-form420021007.htm FORM 4 - GILBERT AMAR - 2002/10/07 FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). (Print or Type Responses) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,

October 1, 2002 4

FORM 4

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). (Print or Type Responses) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 193

September 26, 2002 4

FORM 4

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). (Print or Type Responses) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 193

September 25, 2002 4

FORM 4

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). (Print or Type Responses) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 193

September 23, 2002 4

FORM 4

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). (Print or Type Responses) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 193

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