Statistik Asas
LEI | 549300TD2D80BUC2N396 |
CIK | 1011509 |
SEC Filings
SEC Filings (Chronological Order)
August 14, 2025 |
Exhibit 10.3 [***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). SUCH EXCLUDED INFORMATION IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. PURCHASE AND SALE CONTRACT WITH RESPECT TO A SHARE REPRESENTATIVE OF THE CAPITAL OF SOCIEDAD MINERA CORDILLERAS, S. DE R.L. DE C.V. PURCHASE AND SALE AGREEMENT WIT |
|
August 14, 2025 |
Engagement letter with Avisar Everyday Solutions Ltd.* Exhibit 10.1 [***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). SUCH EXCLUDED INFORMATION IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. Private & Confidential Mr. Pablo Castanos President and Chief Executive Officer Golden Minerals Company 350 Indiana Street, Suite 650 Golden, Colorado 80401, Janua |
|
August 14, 2025 |
Exhibit 10.2 [***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). SUCH EXCLUDED INFORMATION IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. PURCHASE AND SALE CONTRACT WITH RESPECT TO A SHARE REPRESENTATIVE OF THE CAPITAL OF SOCIEDAD MINERA CORDILLERAS, S. DE R.L. DE C.V. PURCHASE AND SALE AGREEMENT WIT |
|
August 14, 2025 |
Exhibit 10.5 [***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). SUCH EXCLUDED INFORMATION IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. PURCHASE AND SALE CONTRACT WITH RESPECT TO A SHARE REPRESENTATIVE OF THE CAPITAL OF SOCIEDAD MINERA CORDILLERAS, S. DE R.L. DE C.V. PURCHASE AND SALE AGREEMENT WIT |
|
August 14, 2025 |
Exhibit 10.4 [***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). SUCH EXCLUDED INFORMATION IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. PURCHASE AND SALE CONTRACT WITH RESPECT TO A SHARE REPRESENTATIVE OF THE CAPITAL OF SOCIEDAD MINERA CORDILLERAS, S. DE R.L. DE C.V. PURCHASE AND SALE AGREEMENT WIT |
|
August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2025. |
|
May 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 30, 2025 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) delaware 1-13627 26-4413382 (State or other jurisdiction of incorporation or organization) |
|
May 30, 2025 |
Amendment to the Golden Minerals Company 2023 Equity Incentive Plan. Exhibit 10.1 GOLDEN MINERALS COMPANY AMENDED AND RESTATED 2023 EQUITY INCENTIVE PLAN Adopted by the Board on March 13, 2025 Approved by the Company’s stockholders on May 27, 2025 1. ESTABLISHMENT AND PURPOSE OF PLAN Golden Minerals Company, a Delaware corporation (the “Company”), established the Golden Minerals Company 2023 Equity Incentive Plan (the “Plan”) on February 24, 2023, as amended and re |
|
May 30, 2025 |
Exhibit 99.1 Golden Minerals Company Announces New Chief Financial Officer GOLDEN, CO - /BUSINESS WIRE/ - May 28, 2025 – Golden Minerals Company (“Golden Minerals,” “Golden” or the “Company”) (OTCQB: AUMN and TSX: AUMN) is pleased to announce that Mr. Anil Jiwani has been named Chief Financial Officer (“CFO”) of the Company effective June 1, 2025. Mr. Jiwani succeeds Mr. Joe Dwyer, who will resign |
|
May 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2025. |
|
May 13, 2025 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-CEN ¨ Form N-CSR For period ended: March 31, 2025 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q For the Transition Period Ended: N/A Nothing i |
|
April 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive |
|
April 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive |
|
April 15, 2025 |
Description of Registrant’s Securities. Exhibit 4.1 DESCRIPTION OF REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES ACT OF 1934 The following is a description of each class of securities of Golden Minerals Company that is registered under Section 12 of the Securities and Exchange Act of 1934, as amended. For a complete description of the terms and provisions of such securities, refer to our amended and restate |
|
April 15, 2025 |
Exhibit 21.1 SUBSIDIARIES NAME JURISDICTION OF FORMATION ASM Services S.a r.l. Luxembourg Silex Spain, S.L. Spain Golden Minerals Services Corp. United States Minera de Cordilleras S. de R.L. de C.V. Mexico ECU Silver Mining Inc. Canada Minera William, S.A. de C.V. Mexico |
|
April 15, 2025 |
CORPORATE POLICY AND PROCEDURE ON INSIDER TRADING Amended by the Board of Directors, May 17, 2019 1. |
|
April 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents W1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
March 31, 2025 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-CEN ¨ Form N-CSR For period ended: December 31, 2024 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q For the Transition Period Ended: N/A Nothin |
|
March 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 21, 2025 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) delaware 1-13627 26-4413382 (State or other jurisdiction of incorporation or organization |
|
March 6, 2025 |
March 6, 2025 VIA EDGAR Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, NE Re: Golden Minerals Company Request for Withdrawal of Registration Statement on Form S-3 File No. 333-280422 Ladies and Gentlemen: Pursuant to Rule 477 promulgated under the Securities Act of 1933, as amended (the “Securities Act”), Golden Minerals Company (the “Company”) hereby respect |
|
December 16, 2024 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE American LLC ("NYSE American" or the "Exchange") hereby notifies the Securities and Exchange Commission (the "Commission") of its intention to remove the entire class of Common Stock of Golden Minerals Company (the "Company") from listing and registration on the Exchange on December 27, 2024, pursuant to the provisions of Rule 12d2-2(b) because, in the opinion of the Exchange, the Common Stock is no longer suitable for continued listing and trading on the NYSE American. |
|
December 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2024 (December 6, 2024) GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) DELAWARE 1-13627 26-4413382 (State or other jurisdiction of incorpo |
|
November 19, 2024 |
Exhibit 10.2 [***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). SUCH EXCLUDED INFORMATION IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. SHARE PURCHASE AGREEMENT between BUTTE ENERGY INC. and GOLDEN MINERALS COMPANY September 27, 2024 TABLE OF CONTENTS Article 1 INTERPRETATION4 1.1 Definitions4 1. |
|
November 19, 2024 |
Letter Agreement, dated August 30, 2024, between Golden Minerals Company and Butte Energy Inc.*#+ Exhibit 10.1 [***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). SUCH EXCLUDED INFORMATION IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. Butte Energy Inc. 3123 – 595 Burrard Street Vancouver, BC, V7X 1J1 CONFIDENTIAL August 30, 2024 Golden Minerals Company 350 Indiana St., Suite 650, Golden, Colorad |
|
November 19, 2024 |
Exhibit 10.3 [***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). SUCH EXCLUDED INFORMATION IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. August 6, 2024 Joseph G. Dwyer [***] [***] Dear Joe, I am pleased to offer you the position of Chief Financial Officer with Golden Minerals Company. You would be r |
|
November 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2024. |
|
November 15, 2024 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-CEN ¨ Form N-CSR For period ended: September 30, 2024 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q For the Transition Period Ended: N/A Nothi |
|
November 14, 2024 |
AUMN / Golden Minerals Company / Lind Global Fund II LP Passive Investment SC 13G/A 1 sch13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Golden Minerals Company (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 381119403 (CUSIP Number) September 30, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriat |
|
November 14, 2024 |
EX-99.1 2 exhibit99-1.htm JOINT FILING AGREEMENT BY AND AMONG THE REPORTING PERSONS Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock, par value $0.01 per share, of Golden Minerals Company shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such |
|
October 30, 2024 |
Golden Minerals Announces Completion of Sale of its El Quevar Silver Project and Provides Corporate Update GOLDEN, CO - /BUSINESS WIRE/ - October 24, 2024 – Golden Minerals Company (“Golden” or the “Company”) (NYSE-A: AUMN and TSX: AUMN) today announced the completion of the previously-announced sale of Silex Argentina S. |
|
October 30, 2024 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2024 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) DELAWARE 1-13627 26-4413382 (State or other jurisdiction of incorporation or organizati |
|
October 1, 2024 |
Golden Minerals Signs Definitive Agreement to Sell its El Quevar Silver Project Golden Minerals Signs Definitive Agreement to Sell its El Quevar Silver Project GOLDEN, CO - /BUSINESS WIRE/ - September 27, 2024 – Golden Minerals Company (“Golden” or the “Company”) (NYSE-A: AUMN and TSX: AUMN) announces that further to its press release dated September 3, 2024, it has entered into a definitive agreement (the “Definitive Agreement”) to sell Silex Argentina S. |
|
October 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 27, 2024 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) DELAWARE 1-13627 26-4413382 (State or other jurisdiction of incorporation or organiza |
|
September 16, 2024 |
AUMN / Golden Minerals Company / Sentient Global Resources Fund IV, L.P. Activist Investment SC 13D/A 1 formsc13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D/A-15 Under the Securities Exchange Act of 1934 Golden Minerals Company (Name of Issuer) Common Stock (Title of Class of Securities) 381119106 (CUSIP Number) Mike de Leeuw, Director Sentient Executive GP IV, Limited, General Partner Of Sentient GP IV, L.P., General Partner of Sentient Global |
|
September 9, 2024 |
AUMN / Golden Minerals Company / Sentient Global Resources Fund IV, L.P. Activist Investment SC 13D/A 1 formsc13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D/A-14 Under the Securities Exchange Act of 1934 Golden Minerals Company (Name of Issuer) Common Stock (Title of Class of Securities) 381119106 (CUSIP Number) Mike de Leeuw, Director Sentient Executive GP IV, Limited, General Partner Of Sentient GP IV, L.P., General Partner of Sentient Global |
|
September 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 30, 2024 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) DELAWARE 1-13627 26-4413382 (State or other jurisdiction of incorporation or organizatio |
|
September 6, 2024 |
Golden Minerals Announces Intent to Sell El Quevar Silver Project and Provides Corporate Update Golden Minerals Announces Intent to Sell El Quevar Silver Project and Provides Corporate Update GOLDEN, CO - /BUSINESS WIRE/ - September 3, 2024 – Golden Minerals Company (“Golden Minerals,” “Golden” or the “Company”) (NYSE-A: AUMN and TSX: AUMN) today announced it has signed a letter agreement to sell Silex Argentina S. |
|
August 16, 2024 |
Golden Minerals Reports Second Quarter 2024 Financial Results Exhibit 99.1 Golden Minerals Reports Second Quarter 2024 Financial Results GOLDEN, CO - /BUSINESS WIRE/ - August 14, 2024 – Golden Minerals Company (“Golden Minerals,” “Golden” or the “Company”) (NYSE-A: AUMN and TSX: AUMN) has today released financial results for the quarter ending June 30, 2024. (All figures are in approximate U.S. dollars.) Second Quarter Financial Summary · Cash and equivalent |
|
August 16, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2024 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) delaware 1-13627 26-4413382 (State or other jurisdiction of incorporation or organizatio |
|
August 14, 2024 |
Exhibit 10.8 [***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). SUCH EXCLUDED INFORMATION IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. CONTRACT OF SALE WITH RESERVATION OF OWNERSHIP OF MINING EQUIPMENT ENTERED INTO ON THE ONE HAND BY THE COMPANY CALLED [***] REPRESENTED IN THIS ACT BY MR. [***], H |
|
August 14, 2024 |
Purchase and Sale Contract with Reservation of Ownership of Minera Labri Plant I Assets.*+ Exhibit 10.7 [***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). SUCH EXCLUDED INFORMATION IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. AMENDING AGREEMENT OF THE ORIGINAL PURCHASE AND SALE CONTRACT WITH RESERVATION OF TITLE OF ASSETS OF PLANT II ENTERED INTO BY [***] (HEREINAFTER REFERRED TO AS "TH |
|
August 14, 2024 |
Mineral William Plant 2 Asset Contract.*+ Exhibit 10.5 [***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). SUCH EXCLUDED INFORMATION IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. PURCHASE AND SALE CONTRACT WITH RESERVATION OF OWNERSHIP OF ASSETS ENTERED INTO BY THE COMPANY CALLED [***] REPRESENTED IN THIS ACT BY MR. [***], HEREINAFTER REFER |
|
August 14, 2024 |
Mineral William Mine Transfer of Mining Rights Contract.*#+ Exhibit 10.6 [***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). SUCH EXCLUDED INFORMATION IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. AGREEMENT FOR THE ASSIGNMENT OF MINING RIGHTS IN INSTALLMENTS AND WITH RESERVATION OF TITLE ENTERED INTO BY ONE PARTY [***] (HEREINAFTER REFERRED TO AS THE "ASSIGN |
|
August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2024. |
|
August 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2024 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) delaware 1-13627 26-4413382 (State or other jurisdiction of incorporation or organization) |
|
August 2, 2024 |
Golden Minerals Provides Corporate Update Exhibit 99.1 Golden Minerals Provides Corporate Update GOLDEN, CO - /BUSINESS WIRE/ - August 1, 2024 – Golden Minerals Company (“Golden Minerals,” “Golden” or the “Company”) (NYSE-A: AUMN and TSX: AUMN) today provided a corporate update. As previously disclosed, the Company does not have sufficient resources to meet its expected cash needs over the next twelve months. As of June 30, 2024, the Comp |
|
July 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 15, 2024 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) DELAWARE 1-13627 26-4413382 (State or other jurisdiction of incorporation or organization) |
|
July 9, 2024 |
GOLDEN MINERALS RECEIVES CONTINUED LISTING STANDARD NOTICE FROM NYSE AMERICAN Exhibit 99.1 GOLDEN MINERALS RECEIVES CONTINUED LISTING STANDARD NOTICE FROM NYSE AMERICAN GOLDEN, CO - / BUSINESS WIRE/ - July 9, 2024 – Golden Minerals Company (“Golden Minerals”, “Golden” or the “Company”) (NYSE-A: AUMN and TSX: AUMN) today announced that on July 2, 2024, the Company was notified by the NYSE American LLC (the “NYSE American”) that it was not in compliance with three of the NYSE |
|
July 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 2, 2024 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) DELAWARE 1-13627 26-4413382 (State or other jurisdiction of incorporation or organization) |
|
June 21, 2024 |
As filed with the Securities and Exchange Commission on June 21, 2024 Table of Contents As filed with the Securities and Exchange Commission on June 21, 2024 Registration No. |
|
June 21, 2024 |
Form of Senior Notes Indenture. * Exhibit 4.1 FORM OF SENIOR INDENTURE GOLDEN MINERALS COMPANY, ISSUER, AND [ ], TRUSTEE INDENTURE DATED AS OF [ ], 20[ ] SENIOR DEBT SECURITIES CROSS-REFERENCE TABLE(1) Section of Trust Indenture Act of 1939, as amended Section of Indenture 310(a)(1) 7.09 310(a)(2) 7.09 310(a)(3) Inapplicable 310(a)(4) Inapplicable 310(b) 7.08 7.10 310(c) Inapplicable 311(a) 7.13 311(b) 7.13 311(c) Inapplicable 312 |
|
June 21, 2024 |
Exhibit 107 Calculation of Filing Fee Tables S-8 (Form Type) GOLDEN MINERALS COMPANY (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Share(2) Maximum Aggregate Offering Price(2) Fee Rate Amount of Registration Fee Equity Common Stock, $0. |
|
June 21, 2024 |
Exhibit 107 Calculation of Filing Fee Tables S-3 (Form Type) GOLDEN MINERALS COMPANY (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities (4) Security Type Security Class Title(1) Fee Calculation or Carry Forward Rule Amount Registered(2) Proposed Maximum Offering Price Per Share(3) Maximum Aggregate Offering Price(2) Fee Rate Amount of Registration Fee(4) Carry Forward Form Type Carry Forward File Number Carry Forward Initial effective date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward(4) Newly Registered Shares Fees to be paid Debt Senior Debt Securities Rule 457(o) (2) (3) (2) Debt Subordinated Debt Securities Rule 457(o) (2) (3) (2) Equity Common Stock, $0. |
|
June 21, 2024 |
Form of Subordinated Notes Indenture. * Exhibit 4.3 FORM OF SUBORDINATED INDENTURE GOLDEN MINERALS COMPANY, ISSUER, AND [ ], TRUSTEE INDENTURE DATED AS OF [ ], 20[ ] SUBORDINATED DEBT SECURITIES CROSS-REFERENCE TABLE1 Section of Trust Indenture Act of 1939, as amended Section of Indenture 310(a)(1) 7.09 310(a)(2) 7.09 310(a)(3) Inapplicable 310(a)(4) Inapplicable 310(b) 7.08 7.10 310(c) Inapplicable 311(a) 7.13 311(b) 7.13 311(c) Inappl |
|
June 21, 2024 |
As filed with the Securities and Exchange Commission on June 21, 2024 As filed with the Securities and Exchange Commission on June 21, 2024 Registration No. |
|
June 20, 2024 |
Separation Agreement, dated as of June 16, 2024, between Golden Minerals Company and Warren Rehn. * Exhibit 10.1 June 16, 2024 Warren Rehn President and CEO Golden Minerals Company Dear Warren: This letter summarizes our understanding regarding your transition from your position as President, CEO of Golden Minerals Company (the “Company”). We ask that you confirm your agreement as to these terms. 1. You will retire on June 17, 2024 (the “Retirement Date”). Commencing on the Retirement Date, your |
|
June 20, 2024 |
Second Amendment to the Golden Minerals Company 2023 Equity Incentive Plan. Exhibit 10.3 GOLDEN MINERALS COMPANY 2023 EQUITY INCENTIVE PLAN Amendment No. 2 THIS AMENDMENT No. 2 to the Golden Minerals Company Equity Incentive Plan (the “Plan”) is adopted as of June 18, 2024. WHEREAS, the Board of Directors (the “Board”) of Golden Minerals Company (the “Company”) has the general authority to amend the Plan pursuant to Section 10.5 of the Plan; WHEREAS, capitalized terms use |
|
June 20, 2024 |
Exhibit 10.2 CONSULTING SERVICES AGREEMENT THIS CONSULTING SERVICES AGREEMENT (“Agreement”) is made and entered into as of June 17, 2024 (“Effective Date”), by and between Golden Minerals Company, a corporation incorporated under the laws of the state of Delaware (the “Company”) and Rehn Consulting LLC, an Oregon limited liability company (“Consultant”). WITNESSETH: The Company wishes to engage Co |
|
June 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 15, 2024 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) DELAWARE 1-13627 26-4413382 (State or other jurisdiction of incorporation or organization) |
|
June 20, 2024 |
GOLDEN MINERALS ANNOUNCES CEO RETIREMENT AND REPLACEMENT AND BOARD CHANGES Exhibit 99.1 GOLDEN MINERALS ANNOUNCES CEO RETIREMENT AND REPLACEMENT AND BOARD CHANGES GOLDEN, CO - /BUSINESS WIRE/ - June 18, 2024 – Golden Minerals Company (“Golden Minerals”, “Golden” or the “Company”) (NYSE American and TSX: AUMN) today announced the retirement of the Company’s Chief Executive Officer and President, Warren Rehn, effective immediately. Mr. Rehn joined the Company in 2012 as Vi |
|
May 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2024. |
|
May 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2024 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) delaware 1-13627 26-4413382 (State or other jurisdiction of incorporation or organization) ( |
|
May 14, 2024 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF GOLDEN MINERALS COMPANY a Delaware corporation * * * * * Pursuant to Section 242 of the Delaware General Corporation Law * * * * * Golden Minerals Company, a Delaware corporation (the “Corporation”), DOES HEREBY CERTIFY as follows: 1. The name of the corporation is Golden Minerals Company. The Certific |
|
May 14, 2024 |
Amendment to the Golden Minerals Company 2023 Equity Incentive Plan. Exhibit 10.1 GOLDEN MINERALS COMPANY 2023 EQUITY INCENTIVE PLAN Amendment No. 1 THIS AMENDMENT No. 1 to the Golden Minerals Company Equity Incentive Plan (the “Plan”) is adopted as of May 10, 2024. WHEREAS, the Board of Directors (the “Board”) of Golden Minerals Company (the “Company”) has the general authority to amend the Plan pursuant to Section 10.5 of the Plan; and WHEREAS, the Board desires |
|
May 3, 2024 |
Regulation FD Disclosure, Entry into a Material Definitive Agreement, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2024 (April 29, 2024) GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) delaware 1-13627 26-4413382 (State or other jurisdiction of incorporation o |
|
March 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy St |
|
March 28, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi |
|
March 27, 2024 |
Golden Minerals Announces Return of El Quevar Silver Project Exhibit 99.1 Golden Minerals Announces Return of El Quevar Silver Project GOLDEN, CO - /BUSINESS WIRE/ - March 27, 2024 – Golden Minerals Company (“Golden Minerals,” “Golden” or the “Company”) (NYSE-A: AUMN and TSX: AUMN) announced today that Barrick Gold Corporation (“Barrick”) notified the Company it is withdrawing from an Earn-In Agreement (the “Agreement”) on the El Quevar silver project (Salt |
|
March 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 21, 2024 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) delaware 1-13627 26-4413382 (State or other jurisdiction of incorporation or organization |
|
March 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents W1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
March 19, 2024 |
Policy Relating to Recovery of Erroneously Awarded Compensation.* Exhibit 97.1 Golden Minerals Company Executive Compensation Clawback Policy Purpose This Clawback Policy (this “Policy”) has been adopted by the Compensation Committee of the Board of Directors (the “Committee”) of Golden Minerals Company (the “Company”) is effective as of October 2, 2023 (the “Effective Date”). The purpose of this Policy is to provide the Committee with the ability to recover “In |
|
March 19, 2024 |
Exhibit 10.11 CONTRATO DE CESIÓN DE DERECHOS MINEROS QUE CELEBRAN POR UNA PARTE MINERA DE CORDILLERAS, S. DE R.L. DE C.V. (EN ADELANTE IDENTIFICADA COMO LA “CEDENTE”), REPRESENTADA EN ESTE ACTO SEÑOR JORGE MONSIVAIS GÁMEZ, Y POR LA OTRA PARTE, TRANSFORMACIONES Y SERVICIOS METALURGICOS, S.A. DE C.V. (EN ADELANTE IDENTIFICADA COMO LA “CESIONARIA”), REPRESENTADA EN ESTE ACTO POR EL SEÑOR FRANCISCO SI |
|
March 19, 2024 |
Subsidiaries of the Company. * Exhibit 21.1 SUBSIDIARIES NAME JURISDICTION OF FORMATION ASM Services S.a r.l. Luxembourg Silex Spain, S.L. Spain Silex Argentina S.A. Argentina Golden Minerals Services Corp. United States Minera de Cordilleras S. de R.L. de C.V. Mexico ECU Silver Mining Inc. Canada Minera William, S.A. de C.V. Mexico |
|
March 15, 2024 |
PRE 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
March 4, 2024 |
Golden Minerals Stops Mining Operations at its Velardeña Properties Exhibit 99.1 Golden Minerals Stops Mining Operations at its Velardeña Properties GOLDEN, CO - /BUSINESS WIRE/ - February 29, 2024 – Golden Minerals Company (“Golden Minerals,” “Golden” or the “Company”) (NYSE-A: AUMN and TSX: AUMN) has announced that it has elected to stop operations at its Velardeña Properties, located in Durango State, Mexico. The Company restarted mining operations at Velardeña |
|
March 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 29, 2024 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) delaware 1-13627 26-4413382 (State or other jurisdiction of incorporation or organizat |
|
February 13, 2024 |
AUMN / Golden Minerals Company / Lind Global Fund II LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Golden Minerals Company (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 381119403 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the |
|
February 13, 2024 |
EX-99.1 2 exhibit99-1.htm JOINT FILING AGREEMENT BY AND AMONG THE REPORTING PERSONS Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock, par value $0.01 per share, of Golden Minerals Company shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such |
|
January 26, 2024 |
Golden Minerals Begins Mining Operations at Velardeña Silver-Gold Properties Exhibit 99.1 Golden Minerals Begins Mining Operations at Velardeña Silver-Gold Properties GOLDEN, CO - /BUSINESS WIRE/ - January 23, 2024 – Golden Minerals Company (“Golden Minerals,” “Golden” or the “Company”) (NYSE-A: AUMN and TSX: AUMN) is pleased to announce that on December 18, 2023, it began silver-gold mining operations at its Velardeña Properties, located in Durango State, Mexico. The Comp |
|
January 26, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2024 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) DELAWARE 1-13627 26-4413382 (State or other jurisdiction of incorporation or organizati |
|
December 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2023 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) delaware 1-13627 26-4413382 (State or other jurisdiction of incorporation or organizati |
|
December 7, 2023 |
Golden Minerals Completes Sale of Santa Maria Gold-Silver Property Exhibit 99.1 Golden Minerals Completes Sale of Santa Maria Gold-Silver Property GOLDEN, CO - /BUSINESS WIRE/ - December 5, 2023 – Golden Minerals Company (“Golden Minerals,” “Golden” or the “Company”) (NYSE-A: AUMN and TSX: AUMN) is pleased to announce that on December 1, 2023, it completed the previously-announced sale of its interests in the Santa Maria gold-silver property located in Chihuahua |
|
December 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2023 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) delaware 1-13627 26-4413382 (State or other jurisdiction of incorporation or organizati |
|
November 13, 2023 |
Form of Restricted Stock Unit Award Agreement Pursuant to the 2023 Equity Incentive Plan EXHIBIT 10.3 GOLDEN MINERALS COMPANY 2023 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT This Restricted Stock Unit Award Agreement (the “Award Agreement”) is made effective as of the [DAY] day of [MONTH] [YEAR] (the “Grant Date”), between Golden Minerals Company, a Delaware corporation (the “Company”), and [NAME] (the “Participant”). RECITAL The Company desires to encourage and enabl |
|
November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2023. |
|
November 9, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2023 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) delaware 1-13627 26-4413382 (State or other jurisdiction of incorporation or organizati |
|
November 9, 2023 |
Exhibit 10.4 EXHIBIT A-2 PRE-FUNDED COMMON STOCK PURCHASE WARRANT GOLDen MINERALS COMPANY Warrant Shares: Initial Exercise Date: November , 2023 THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on |
|
November 9, 2023 |
EX-99.1 2 exhibit99-1.htm JOINT FILING AGREEMENT BY AND AMONG THE REPORTING PERSONS Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock, par value $0.01 per share, of Golden Minerals Company shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such |
|
November 9, 2023 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of November 6, 2023, between Golden Minerals Company, a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditio |
|
November 9, 2023 |
AUMN / Golden Minerals Co / Lind Global Fund II LP Passive Investment SC 13G 1 sc13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Golden Minerals Company (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 381119403 (CUSIP Number) November 8, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box |
|
November 9, 2023 |
Exhibit 10.2 EXHIBIT A-1 SERIES A COMMON STOCK PURCHASE WARRANT golden minerals company Warrant Shares: Initial Exercise Date: Issue Date: THIS SERIES A COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or afte |
|
November 9, 2023 |
Exhibit 10.3 EXHIBIT A-2 SERIES B COMMON STOCK PURCHASE WARRANT golden minerals company Warrant Shares: Initial Exercise Date: Issue Date: THIS SERIES B COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or afte |
|
November 8, 2023 |
TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(4) Registration No. 333-274403 Prospectus Supplement (To prospectus dated November 6, 2023) 4,712,488 Shares of Common Stock 6,000,000 Series A Warrants to Purchase Up to 6,000,000 Shares of Common Stock 3,000,000 Series B Warrants to Purchase Up to 3,000,000 Shares of Common Stock Pre-Funded Warrants to Purchase up to 1,287,512 Shares of Common St |
|
November 2, 2023 |
November 2, 2023 Via EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549-6010 Attention: Michael Purcell and Daniel Morris Re: Golden Minerals Company Registration Statement on Form S-1, filed on September 7, 2023 File No. 333-274403 Dear Mr. Purcell and Mr. Morris: Pursuant to Rule 461 of the Securities Act of 1933, as amended, Golde |
|
October 25, 2023 |
EXHIBIT 4.7 PRE-FUNDED COMMON STOCK PURCHASE WARRANT GOLDen MINERALS COMPANY Warrant Shares: Initial Exercise Date: September , 2023 THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after th |
|
October 25, 2023 |
EXHIBIT 4.9 EXHIBIT A-2 SERIES B COMMON STOCK PURCHASE WARRANT golden minerals company Warrant Shares: Initial Exercise Date: Issue Date: THIS SERIES B COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after |
|
October 25, 2023 |
Exhibit 10.4 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of October , 2023, between Golden Minerals Company, a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditions |
|
October 25, 2023 |
As filed with the Securities and Exchange Commission on October 25, 2023 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on October 25, 2023 Registration No. |
|
October 25, 2023 |
Brian Boonstra 303.892.7348 [email protected] October 25, 2023 By EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Michael Purcell and Daniel Morris Re: Golden Minerals Company Registration Statement on Form S-1 Filed September 7, 2023 File No. 333-274403 Ladies and Gentlemen: On behalf of Golden Minerals Company |
|
October 25, 2023 |
Exhibit 107 Calculation of Filing Fee Tables S-1 (Form Type) GOLDEN MINERALS COMPANY (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Share Maximum Aggregate Offering Price(1)(2) Fee Rate Amount of Registration Fee Fees to Be Paid Equity Common Stock, $0. |
|
October 25, 2023 |
EXHIBIT 4.8 EXHIBIT A-1 SERIES A COMMON STOCK PURCHASE WARRANT golden minerals company Warrant Shares: Initial Exercise Date: Issue Date: THIS SERIES A COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after |
|
September 22, 2023 |
September 22, 2023 Via EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549-6010 Attention: Cheryl Brown and Daniel Morris Re: Golden Minerals Company Registration Statement on Form S-1, filed August 16, 2023 File No. 333-274011 Dear Ms. Brown and Mr. Morris: Pursuant to Rule 461 of the Securities Act of 1933, as amended, Golden Minera |
|
September 20, 2023 |
As filed with the Securities and Exchange Commission on September 20, 2023 As filed with the Securities and Exchange Commission on September 20, 2023 Registration No. |
|
September 7, 2023 |
As filed with the Securities and Exchange Commission on September 07, 2023 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on September 07, 2023 Registration No. |
|
September 7, 2023 |
Exhibit 107 Calculation of Filing Fee Tables S-1 (Form Type) GOLDEN MINERALS COMPANY (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Share Maximum Aggregate Offering Price(1)(2) Fee Rate Amount of Registration Fee Fees to Be Paid Equity Common Stock, $0. |
|
September 7, 2023 |
Technical Report Summary for the Velardeña Project dated June 1, 2023.* Exhibit 96.1 Velardeña Project Technical Report Summary Durango State, Mexico August 2023 Project No. 117-8133007 Velardeña Project Technical Report Summary 117-8133007 August 2023 PRESENTED TO PRESENTED BY Golden Minerals Company 350 Indiana St., Ste. 650 Golden, CO 80401 USA Tetra Tech 390 Union Blvd., Ste. 400 Lakewood, CO 80228 USA P +1-303-217-5700 tetratech.com Golden Minerals Company Velard |
|
September 7, 2023 |
Brian Boonstra 303.892.7348 [email protected] September 7, 2023 By EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Cheryl Brown and Daniel Morris Re: Golden Minerals Company Registration Statement on Form S-1 Filed August 16, 2023 File No. 333-274011 Dear Ms. Brown and Mr. Morris: On behalf of Golden Min |
|
September 7, 2023 |
As filed with the Securities and Exchange Commission on September 7, 2023 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on September 7, 2023 Registration No. |
|
August 24, 2023 |
Golden Minerals Receives NYSE Acceptance of Plan to Regain Listing Compliance Exhibit 99.1 Golden Minerals Receives NYSE Acceptance of Plan to Regain Listing Compliance GOLDEN, CO - /BUSINESS WIRE/ - August 23, 2023 – Golden Minerals Company (“Golden Minerals,” “Golden” or the “Company”) (NYSE-A: AUMN and TSX: AUMN) announced today that the NYSE American (the “NYSE”) has accepted the Company’s business plan to regain compliance with the continued listing standards set forth |
|
August 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 22, 2023 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) delaware 1-13627 26-4413382 (State or other jurisdiction of incorporation or organizatio |
|
August 16, 2023 |
As filed with the Securities and Exchange Commission on August 15, 2023 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on August 15, 2023 Registration No. |
|
August 16, 2023 |
Exhibit 107 Calculation of Filing Fee Tables S-1 (Form Type) GOLDEN MINERALS COMPANY (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1)(2) Proposed Maximum Offering Price Per Share(3) Maximum Aggregate Offering Price(3) Fee Rate Amount of Registration Fee Equity Common Stock, $0. |
|
August 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2023 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) delaware 1-13627 26-4413382 (State or other jurisdiction of incorporation or organizatio |
|
August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2023 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) delaware 1-13627 26-4413382 (State or other jurisdiction of incorporation or organization |
|
August 10, 2023 |
Golden Minerals Reports Second Quarter 2023 Financial Results Exhibit 99.1 Golden Minerals Reports Second Quarter 2023 Financial Results GOLDEN, CO - /BUSINESS WIRE/ - August 9, 2023 – Golden Minerals Company (“Golden Minerals,” “Golden” or the “Company”) (NYSE-A: AUMN and TSX: AUMN) has today released financial results and a business summary for the quarter ending June 30, 2023. (All figures are in approximate U.S. dollars.) Second Quarter Business Summary |
|
August 9, 2023 |
(incorporated by reference to Exhibit 10.3 to the Company’s Quarterly Report on Form 10-Q filed EXHIBIT 10.3 GOLDEN MINERALS COMPANY 2023 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT This Restricted Stock Unit Award Agreement (the “Award Agreement”) is made effective as of the [DAY] day of [MONTH] [YEAR] (the “Grant Date”), between Golden Minerals Company, a Delaware corporation (the “Company”), and [NAME] (the “Participant”). RECITAL The Company desires to encourage and enabl |
|
August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2023. |
|
July 20, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2023 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) delaware 1-13627 26-4413382 (State or other jurisdiction of incorporation or organization) |
|
July 20, 2023 |
Golden Minerals Company Reports Q2 2023 Gold Production Exhibit 99.1 Golden Minerals Company Reports Q2 2023 Gold Production GOLDEN, CO - /BUSINESS WIRE/ - July 20, 2023 – Golden Minerals Company (“Golden Minerals”, “Golden” or the “Company”) (NYSE American: AUMN and TSX: AUMN) has reported production figures from its Rodeo gold-silver mine (Durango State, Mexico) for the three- and six- month periods ended June 30, 2023. The Company concluded open pit |
|
July 7, 2023 |
Letter from Armanino, LLP, dated as of July 7, 2023 (incorporated by reference to Exhibit 16.1 to Exhibit 16.1 Armanino LLP 15950 N. Dallas Parkway Suite 600 Dallas, TX 75248-6685 972 661 1843 main armanino.com July 7, 2023 Securities and Exchange Commission 100 F Street N.E. Washington D.C. 20549-7561 We have read Golden Minerals Company's statements included in Item 4.01 of its Form 8-K dated July 7, 2023 and agree with those statements concerning our firm. /s/ Armanino LLP |
|
July 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 7, 2023 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) delaware 1-13627 26-4413382 (State or other jurisdiction of incorporation or organization) |
|
June 30, 2023 |
As filed with the Securities and Exchange Commission on June 30, 2023 As filed with the Securities and Exchange Commission on June 30, 2023 Registration No. |
|
June 30, 2023 |
Exhibit 107 Calculation of Filing Fee Tables S-8 (Form Type) GOLDEN MINERALS COMPANY (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Share(2) Maximum Aggregate Offering Price(2) Fee Rate Amount of Registration Fee Equity Common Stock, $0. |
|
June 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2023 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) delaware 1-13627 26-4413382 (State or other jurisdiction of incorporation or organization) |
|
June 29, 2023 |
Exhibit 10.3 EXHIBIT A-2 PRE-FUNDED COMMON STOCK PURCHASE WARRANT GOLDen MINERALS COMPANY Warrant Shares: Initial Exercise Date: June , 2023 THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or |
|
June 29, 2023 |
Exhibit 10.2 EXHIBIT A-1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFE |
|
June 29, 2023 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of June 26, 2023, between Golden Minerals Company, a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditions |
|
June 28, 2023 |
Up to $3,000,000 Common Shares Filed pursuant to Rule 424(b)(5) Registration No. 333-249218 PROSPECTUS SUPPLEMENT (To prospectus dated October 1, 2020) Up to $3,000,000 Common Shares This prospectus supplement updates and amends certain information contained in the prospectus supplement dated March 29, 2023, to the prospectus dated October 1, 2020 (collectively, the “Prospectus”), relating to the offer and sale of shares of our |
|
June 28, 2023 |
TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No. 333-249218 PROSPECTUS SUPPLEMENT To Prospectus Dated October 1, 2020 790,000 Shares of Common Stock Pre-Funded Warrants to Purchase up to 637,587 Shares of Common Stock Up to 637,587 Shares of Common Stock Underlying Such Pre-Funded Warrants We are offering directly to selected purchasers 790,000 shares of the Company’s common s |
|
June 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 16, 2023 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) delaware 1-13627 26-4413382 (State or other jurisdiction of incorporation or organization) |
|
June 16, 2023 |
Pablo Castaños Joins Golden Minerals as Executive Vice President Exhibit 99.1 Pablo Castaños Joins Golden Minerals as Executive Vice President GOLDEN, CO - /BUSINESS WIRE/ - June 16, 2023 – Golden Minerals Company (“Golden Minerals,” “Golden” or the “Company”) (NYSE American: AUMN and TSX: AUMN) is pleased to announce that Pablo Castaños will be joining the Company on July 1, 2023, serving in a newly-created role of executive vice president. Mr. Castaños brings |
|
June 9, 2023 |
Exhibit 99.1 Golden Minerals Announces Restart of Silver and Gold Mining Operations at Velardeña and Provides Update on Capital Resources GOLDEN, CO - /BUSINESS WIRE/ - June 5, 2023 – Golden Minerals Company (“Golden Minerals”, “Golden” or the “Company”) (NYSE American: AUMN and TSX: AUMN) announced today that it plans to restart silver-gold mining operations at its Velardeña Properties located in |
|
June 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2023 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) delaware 1-13627 26-4413382 (State or other jurisdiction of incorporation or organization) |
|
May 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2023 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) delaware 1-13627 26-4413382 (State or other jurisdiction of incorporation or organization) |
|
May 30, 2023 |
Golden Minerals to Effect 1-for-25 Reverse Stock Split Exhibit 99.1 Golden Minerals to Effect 1-for-25 Reverse Stock Split GOLDEN, CO - /BUSINESS WIRE/ - May 30, 2023 – Golden Minerals Company (“Golden Minerals,” “Golden” or the “Company”) (NYSE-A: AUMN and TSX: AUMN) announced today that at its annual meeting of stockholders held on May 26, 2023, its stockholders approved a reverse stock split of the Company’s common stock. On February 24, 2023, the |
|
May 30, 2023 |
Exhibit 10.1 GOLDEN MINERALS COMPANY 2023 EQUITY INCENTIVE PLAN Adopted by the Board on February 24, 2023 Approved by the Company’s stockholders on May 26, 2023 1. ESTABLISHMENT AND PURPOSE OF PLAN Golden Minerals Company, a Delaware corporation (the “Company”), hereby establishes the Golden Minerals Company 2023 Equity Incentive Plan (the “Plan”) as set forth in this document. The purpose of the |
|
May 30, 2023 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF GOLDEN MINERALS COMPANY a Delaware corporation * * * * * Pursuant to Section 242 of the Delaware General Corporation Law * * * * * Golden Minerals Company, a Delaware corporation (the “Corporation”), DOES HEREBY CERTIFY as follows: 1. The name of the corporation is Golden Minerals Company. The Certific |
|
May 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2023 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) delaware 1-13627 26-4413382 (State or other jurisdiction of incorporation or organization) |
|
May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2023. |
|
April 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 7, 2023 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) delaware 1-13627 26-4413382 (State or other jurisdiction of incorporation or organization) |
|
April 6, 2023 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro |
|
April 6, 2023 |
our Definitive Proxy Statement on Schedule 14A filed with the SEC on April 6, 2023; DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
April 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2023 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) delaware 1-13627 26-4413382 (State or other jurisdiction of incorporation or organization |
|
March 29, 2023 |
Up to $10,000,000 In Shares of Common Stock TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration File No. 333-249218 Prospectus Supplement (To prospectus dated October 14, 2020) Up to $10,000,000 In Shares of Common Stock On December 20, 2016, we entered into an At The Market Offering Agreement (as amended, the “Sales Agreement”) with H.C. Wainwright & Co., LLC (“Wainwright”), relating to shares of our common stock, $0.01 par v |
|
March 24, 2023 |
PRE 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
March 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents W1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
March 22, 2023 |
Rodeo Project – Technical Report Summary Rodeo Project Technical Report Summary Rodeo, Durango, Mexico March 2023 Project No. |
|
March 22, 2023 |
Subsidiaries of the Company (incorporated by reference to Exhibit 21.1 to the Company’s Annual Exhibit 21.1 SUBSIDIARIES NAME JURISDICTION OF FORMATION ASM Services S.a r.l. Luxembourg Silex Spain, S.L. Spain Silex Argentina S.A. Argentina Golden Minerals Services Corp. United States Minera de Cordilleras S. de R.L. de C.V. Mexico ECU Silver Mining Inc. Canada Minera William, S.A. de C.V. Mexico |
|
March 22, 2023 |
Yoquivo Project – Technical Report Summary Yoquivo Project Chihuahua, Mexico Technical Report Summary on Mineral Resource Estimate Prepared for: Golden Minerals Company Prepared by: Mr. |
|
March 1, 2023 |
Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF GOLDEN MINERALS COMPANY Adopted March 24, 2009 Amended and Restated February 24, 2023 ARTICLE I OFFICES 1.1 The registered office of Golden Minerals Company (the “Company”) in the State of Delaware shall be as provided for in the amended and restated certificate of incorporation of the Company (as it may be further amended, the “Certificate of I |
|
March 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2023 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) delaware 1-13627 26-4413382 (State or other jurisdiction of incorporation or organizat |
|
February 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 17, 2023 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) delaware 1-13627 26-4413382 (State or other jurisdiction of incorporation or organizat |
|
January 13, 2023 |
January 13, 2023 By EDGAR Securities and Exchange Commission Division of Corporation Finance Office of Energy & Transportation 100 F Street, N. |
|
January 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 11, 2023 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) delaware 1-13627 26-4413382 (State or other jurisdiction of incorporation or organizati |
|
January 11, 2023 |
Golden Minerals Company Reports Q4 and FY 2022 Gold Production Exhibit 99.1 Golden Minerals Company Reports Q4 and FY 2022 Gold Production GOLDEN, CO - /BUSINESS WIRE/ - January 11, 2023 – Golden Minerals Company (“Golden Minerals”, “Golden” or the “Company”) (NYSE American: AUMN and TSX: AUMN) has reported production data from its Rodeo gold-silver mine (Durango State, Mexico) for the fourth quarter ending December 31, 2022 and full year 2022. Summary highli |
|
December 20, 2022 |
CORRESP 1 filename1.htm Brian Boonstra 303.892.7348 [email protected] December 20, 2022 By EDGAR Securities and Exchange Commission Division of Corporation Finance Office of Energy & Transportation 100 F Street, N.E. Washington, D.C. 20549 Attention: George K. Schuler and Craig Arakawa Re: Golden Minerals Company Form 10-K for the Year Ended December 31, 2021 Filed March 23, 2022 File No. |
|
November 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 10-Q (MARK ONE) ? ? ? ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2022. |
|
September 9, 2022 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2022 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) delaware 1-13627 26-4413382 (State or other jurisdiction of incorporation or organizat |
|
September 9, 2022 |
Letter from Plante & Moran, PLLC, dated as of September 8, 2022. Exhibit 16.1 September 8, 2022 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the Item 4.01 included in the Form 8-K of Golden Minerals Company, which we understand will be filed with the Securities and Exchange Commission on or soon after September 8, 2022 in regard to its change in auditors. We agree with the statements made regarding our f |
|
August 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 10-Q (MARK ONE) ? ? ? ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2022. |
|
May 27, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2022 ( May 26, 2022) GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) delaware 1-13627 26-4413382 (State or other jurisdiction of incorporation o |
|
May 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 10-Q (MARK ONE) ? ? ? ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2022. |
|
May 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2022 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) delaware 1-13627 26-4413382 (State or other jurisdiction of incorporation or organization |
|
May 2, 2022 |
Golden Minerals Announces Appointment of John Galassini as Chief Operating Officer Exhibit 99.1 Golden Minerals Announces Appointment of John Galassini as Chief Operating Officer GOLDEN, CO - /BUSINESS WIRE/ - May 2, 2022 ? Golden Minerals Company (?Golden Minerals?, ?Golden? or the ?Company?) (NYSE American: AUMN and TSX: AUMN) announced today that mining operations executive John Galassini has joined the Company as its Chief Operating Officer, effective May 9, 2022. We are ver |
|
April 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defini |
|
April 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defini |
|
April 14, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 14, 2022 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) delaware 1-13627 26-4413382 (State or other jurisdiction of incorporation or organization |
|
April 14, 2022 |
Golden Minerals Company Produces 3,608 oz Gold in First Quarter 2022 Exhibit 99.1 Golden Minerals Company Produces 3,608 oz Gold in First Quarter 2022 GOLDEN, CO - /BUSINESS WIRE/ - April 14, 2022 ? ? Golden Minerals Company (?Golden Minerals?, ?Golden? or the ?Company?) (NYSE American: AUMN and TSX: AUMN) has reported production data from its Rodeo gold-silver mine (Durango State, Mexico) for the first quarter of 2022. Summary highlights include the following: ? P |
|
April 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 6, 2022 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) delaware 1-13627 26-4413382 (State or other jurisdiction of incorporation or organization) |
|
April 4, 2022 |
As filed with the Securities and Exchange Commission on April 4, 2022 As filed with the Securities and Exchange Commission on April 4, 2022 Registration No. |
|
April 4, 2022 |
Exhibit 107 Calculation of Filing Fee Tables S-8 (Form Type) GOLDEN MINERALS COMPANY (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Share(2) Maximum Aggregate Offering Price(2) Fee Rate Amount of Registration Fee Equity Common Stock (par value $0. |
|
March 23, 2022 |
Exhibit 21.1 ? SUBSIDIARIES ? NAME ? JURISDICTION OF FORMATION ASM Services S.a r.l.? Luxembourg Silex Spain, S.L.? Spain Silex Argentina S.A.? Argentina Golden Minerals Services Corp.? United States Minera de Cordilleras S. de R.L. de C.V. ? Mexico ECU Silver Mining Inc.? Canada Minera William, S.A. de C.V.? Mexico ? ? ? |
|
March 23, 2022 |
Rodeo Project – Technical Report Summary* ? ? ? ? ? ? ? ? ? ? ? Exhibit 96.1 ? ? ? ? ? Rodeo Project Technical Report Summary Rodeo, Durango, Mexico ? ? ? ? ? ? ? March 2022 Project No. 117-8133005 ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? Rodeo Project Technical Report Summary 117-8133004 March 2022 ? PRESENTED TO ? PRESENTED BY Golden Minerals Company 350 Indiana St., Suite 650 Golden, CO 80401 USA ? Tetra Tech 350 Indiana St., Suite 500 Golden |
|
March 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 10-K ? (Mark One) ? ? ? ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the fiscal year ended December 31, 2021 ? OR ? ? ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the transition period from to ? Commission file nu |
|
March 23, 2022 |
Velardeña Project – Technical Report Summary* ? ? ? ? ? ? ? Exhibit 96.2 ? ? ? ? ? Velarde?a Project Technical Report Summary Durango State, Mexico ? ? ? ? ? ? ? ? March 2022 Project No. 117-8133004 ? ? ? ? ? ? ? ? ? ? ? ? ? Velarde?a Project Technical Report Summary 117-8133004 March 2022 ? PRESENTED TO ? PRESENTED BY Golden Minerals Company 350 Indiana St., Ste. 650 Golden, CO 80401 USA ? Tetra Tech 350 Indiana St., Ste. 500 Golden, CO 8040 |
|
December 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2021 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) delaware 1-13627 26-4413382 (State or other jurisdiction of incorporation or organizati |
|
December 13, 2021 |
Deborah Friedman Joins Golden Minerals’ Board of Directors EX-99.1 2 tm2135219d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Deborah Friedman Joins Golden Minerals’ Board of Directors GOLDEN, CO - /BUSINESS WIRE/ - December 13, 2021 – Golden Minerals Company (“Golden Minerals” or the “Company”) (NYSE American: AUMN and TSX: AUMN) announced today that Deborah Friedman has been appointed to serve on the Company’s board of directors, effective December 9, 2021. She |
|
November 23, 2021 |
Golden Minerals Announces New Chief Financial Officer EX-99.1 2 tm2133736d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Golden Minerals Announces New Chief Financial Officer GOLDEN, CO - /BUSINESS WIRE/ - November 23, 2021 – Golden Minerals Company (“Golden Minerals”, “Golden” or the “Company”) (NYSE American: AUMN and TSX: AUMN) is pleased to announce Julie Weedman has been named incoming Chief Financial Officer of the Company, succeeding Robert Vogels foll |
|
November 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 11, 2021 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) delaware 1-13627 26-4413382 (State or other jurisdiction of incorporation or organizat |
|
November 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2021. |
|
August 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 18, 2021 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) delaware 1-13627 26-4413382 (State or other jurisdiction of incorporation or organizatio |
|
August 23, 2021 |
GOLDEN MINERALS ANNOUNCES PENDING CFO RETIREMENT Exhibit 99.1 GOLDEN MINERALS ANNOUNCES PENDING CFO RETIREMENT GOLDEN, CO - /BUSINESS WIRE/ - August 23, 2021 ? Golden Minerals Company (?Golden Minerals?, ?Golden? or the ?Company?) (NYSE American and TSX: AUMN) today announced the pending retirement of the Company?s Chief Financial Officer, Robert Vogels, planned to occur around the end of 2021. The Company has begun the process of searching for |
|
August 6, 2021 |
GOLDEN MINERALS REPORTS SECOND QUARTER 2021 RESULTS ? Exhibit 99.1 ? ? GOLDEN MINERALS REPORTS SECOND QUARTER 2021 RESULTS GOLDEN, CO - /BUSINESS WIRE/ - August 5, 2021 ? Golden Minerals Company (?Golden Minerals?, ?Golden? or the ?Company?) (NYSE American and TSX: AUMN) today provided financial results and a business summary for the quarter ending June 30, 2021. Second Quarter Summary Financial Results (All currency expressed in approximate USD) ? |
|
August 6, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
|
August 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 10-Q (MARK ONE) ? ? ? ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2021. |
|
June 11, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2021 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) DELAWARE 1-13627 26-4413382 (State or other jurisdiction of incorporation or organization) |
|
May 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
|
May 13, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2021 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) DELAWARE 1-13627 26-4413382 (State or other jurisdiction of incorporation or organization) |
|
May 13, 2021 |
Golden Minerals Announces Intent to Adjourn 2021 Annual Meeting of Stockholders Exhibit 99.1 Golden Minerals Announces Intent to Adjourn 2021 Annual Meeting of Stockholders GOLDEN, CO - /GLOBE NEWSWIRE/ - May 13, 2021? Golden Minerals Company (NYSE American and TSX: AUMN) (?Golden Minerals?, ?Golden? or ?the Company?) announced today that it intends to call to order and then immediately adjourn its virtual annual meeting of stockholders commencing Thursday May 13, 2021, at 1: |
|
May 6, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2021 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) DELAWARE 1-13627 26-4413382 (State or other jurisdiction of incorporation or organization) ( |
|
May 6, 2021 |
GOLDEN MINERALS REPORTS FIRST QUARTER 2021 RESULTS EX-99.1 2 tm2115344d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 GOLDEN MINERALS REPORTS FIRST QUARTER 2021 RESULTS GOLDEN, CO - /GLOBE NEWSWIRE/ - May 6, 2021 – Golden Minerals Company (“Golden Minerals”, “Golden” or the “Company”) (NYSE American and TSX: AUMN) today provided financial results and a business summary for the quarter ending March 31, 2021. First Quarter Summary Financial Results (All curr |
|
May 6, 2021 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 10-Q (MARK ONE) ? ? ? ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2021. |
|
April 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
|
April 19, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2021 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) DELAWARE 1-13627 26-4413382 (State or other jurisdiction of incorporation or organization |
|
April 19, 2021 |
Golden Minerals on Track with 1st Quarter 2021 Gold-Silver Production Exhibit 99.1 Golden Minerals on Track with 1st Quarter 2021 Gold-Silver Production GOLDEN, CO - /GLOBE NEWSWIRE/ - April 19, 2021– Golden Minerals Company (NYSE American and TSX: AUMN) (“Golden Minerals”, “Golden” or “the Company”) is pleased to announce first quarter 2021 production results from its Rodeo gold-silver mine in Durango State, Mexico. · 1,559 gold equivalent ounces produced in gold-s |
|
March 25, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14 |
|
March 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
|
March 12, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14 |
|
March 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D/A-13 Under the Securities Exchange Act of 1934 Golden Minerals Company (Name of Issuer) Common Stock (Title of Class of Securities) 381119106 (CUSIP Number) Mike de Leeuw, Director Sentient Executive GP IV, Limited, General Partner Of Sentient GP IV, L. |
|
March 1, 2021 |
Exhibit 99.1 FILING AGREEMENT DATED TO BE EFFECTIVE FEBRUARY 26, 2021 REGARDING JOINT FILING OF SCHEDULE 13D/A-13 The undersigned hereby agree that: (i) Each is eligible to use the Schedule 13D/A-13 attached hereto; (ii) The attached Schedule 13D/A-13 is filed on behalf of each of the undersigned; and (iii) Each of the undersigned is responsible for the timely filing of such Schedule 13D/A-13 and |
|
February 18, 2021 |
EX-21.1 2 aumn-20201231ex211a00b6c.htm EX-21.1 Exhibit 21.1 SUBSIDIARIES NAME JURISDICTION OF FORMATION ASM Services S.a r.l. Luxembourg Silex Spain, S.L. Spain Silex Argentina S.A. Argentina Golden Minerals Services Corp. United States Minera de Cordilleras S. de R.L. de C.V. Mexico ECU Silver Mining Inc. Canada Minera William, S.A. de C.V. Mexico |
|
February 18, 2021 |
GOLDEN MINERALS REPORTS FULL YEAR 2020 RESULTS Exhibit 99.1 GOLDEN MINERALS REPORTS FULL YEAR 2020 RESULTS GOLDEN, CO - /GLOBE NEWSWIRE/ - February 18, 2021 – Golden Minerals Company (“Golden Minerals”, “Golden” or “the Company”) (NYSE American and TSX: AUMN) has today announced financial results and a business summary for the full fiscal year ending December 31, 2020. All figures are in approximate U.S. dollars. Financial Highlights · $9.7 mi |
|
February 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 10-K ? (Mark One) ? ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the fiscal year ended December 31, 2020 ? OR ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the transition period from to ? Commission file number 1-1 |
|
February 18, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 18, 2021 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) DELAWARE 1-13627 26-4413382 (State or other jurisdiction of incorporation or organizat |
|
December 11, 2020 |
Financial Statements and Exhibits, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2020 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) DELAWARE 1-13627 26-4413382 (State or other jurisdiction of incorporation or organizat |
|
December 11, 2020 |
Exhibit 10.1 December 11, 2020 STRICTLY CONFIDENTIAL Robert P. Vogels Golden Minerals Company 350 Indiana Street, Suite 650 Golden, Colorado 80401 Dear Mr. Vogels: This letter (the “Amendment”) constitutes an agreement between Golden Minerals Company (the “Company”) and H.C. Wainwright & Co., LLC (now known only as “H.C. Wainwright & Co., LLC”) (the “Manager”) to amend the At The Market Offering A |
|
December 11, 2020 |
Up to $4,027,000 Shares of Common Stock TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration File No. 333-249218 Prospectus Supplement (To prospectus dated October 14, 2020) Up to $4,027,000 Shares of Common Stock On December 20, 2016, we entered into an At The Market Offering Agreement (the “Sales Agreement”) with H.C. Wainwright & Co., LLC (“Wainwright”), relating to shares of our common stock, $0.01 par value per share, |
|
December 10, 2020 |
EX-10.1 2 tm2037996d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 OPTION AGREEMENT BETWEEN: GOLDEN MINERALS COMPANY AND MINERA DE CORDILLERAS, S. DE R.L. DE C.V. AND FABLED SILVER GOLD CORP. AND FABLED SILVER GOLD MEXICO CORP., S.A. DE C.V. DATED DECEMBER 4, 2020 Page 1 of 87 OPTION AGREEMENT THIS AGREEMENT is made as of the 4th day of December, 2020, BETWEEN: GOLDEN MINERALS COMPANY (hereinafter called “ |
|
December 10, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2020 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) DELAWARE 1-13627 26-4413382 (State or other jurisdiction of incorporation or organizati |
|
November 5, 2020 |
FILING AGREEMENT DATED TO BE EFFECTIVE NOVEMBER 5, 2020 REGARDING JOINT FILING OF SCHEDULE 13D/A-12 EXHBIT A EXHIBT A FILING AGREEMENT DATED TO BE EFFECTIVE NOVEMBER 5, 2020 REGARDING JOINT FILING OF SCHEDULE 13D/A-12 The undersigned hereby agree that: (i)Each is eligible to use the Schedule 13D/A-12 attached hereto; (ii)The attached Schedule 13D/A-12 is filed on behalf of each of the undersigned; and (iii)Each of the undersigned is responsible for the timely filing of such Schedule 13D/A-12 and any amendments thereto, and for the completeness and accuracy of the information therein concerning itself; but none of them is responsible for the completeness and accuracy if the information concerning the other persons making the filing, unless it knows or has reason to believe that such information is inaccurate. |
|
November 5, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2020. |
|
November 5, 2020 |
UNITED STATES CUSIP No. 381119106 Page 1 of 14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D/A-12 Under the Securities Exchange Act of 1934 Golden Minerals Company (Name of Issuer) Common Stock (Title of Class of Securities) 381119106 (CUSIP Number) Michau de Leeuw, Director Sentient Executive GP IV, Limited, General Partner Of Sentient GP IV, L.P., General Par |
|
October 19, 2020 |
TABLE OF CONTENTS Filed pursuant to Rule 424(b)(3) Registration No. 333-249210 PROSPECTUS 11,250,000 Shares of Common Stock Issuable Upon the Exercise of Warrants Held by the Selling Stockholders The Selling Stockholders named herein (defined below) may use this prospectus in connection with sales of up to 11,250,000 shares of common stock, including 7,500,000 shares of common stock issuable upo |
|
October 15, 2020 |
TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(3) Registration No. 333-249218 PROSPECTUS $200,000,000 Senior Debt Securities Subordinated Debt Securities Common Stock Preferred Stock Warrants Rights Units Depositary Shares Golden Minerals Company (“Golden Minerals,” “the Company,” “we,” “us,” or “our”) may offer and sell from time to time up to $200,000,000 of our senior and subordinated debt s |
|
October 15, 2020 |
October 15, 2020 Via EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549-6010 Attention: Liz Packebusch Re: Golden Minerals Company Registration Statement on Form S-3, filed October 1, 2020 File No. 333-249210 Dear Ms. Packebusch: Pursuant to Rules 460 and 461 of the Securities Act of 1933, as amended, Golden Minerals Company (the ?Co |
|
October 9, 2020 |
October 9, 2020 Via EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549-6010 Attention: Liz Packebusch Re: Golden Minerals Company Registration Statement on Form S-3, filed October 1, 2020 File No. 333-249218 Dear Ms. Packebusch: Pursuant to Rules 460 and 461 of the Securities Act of 1933, as amended, Golden Minerals Company (the ?Com |
|
October 1, 2020 |
TABLE OF CONTENTS As filed with the Securities and Exchange Commission on October 1, 2020 Registration No. |
|
October 1, 2020 |
Form of Senior Notes Indenture* Exhibit 4.1 FORM OF SENIOR INDENTURE GOLDEN MINERALS COMPANY, ISSUER, AND [ ], TRUSTEE INDENTURE DATED AS OF [ ], 20[ ] SENIOR DEBT SECURITIES CROSS-REFERENCE TABLE(1) Section of Trust Indenture Act of 1939, as amended Section of Indenture 310(a)(1) 7.09 310(a)(2) 7.09 310(a)(3) Inapplicable 310(a)(4) Inapplicable 310(b) 7.08 7.10 310(c) Inapplicable 311(a) 7.13 311(b) 7.13 311(c) Inapplicable 312 |
|
October 1, 2020 |
October 1, 2020 (Registration No. 333-249213 As filed with the Securities and Exchange Commission on October 1, 2020 Registration No. |
|
October 1, 2020 |
TABLE OF CONTENTS As filed with the Securities and Exchange Commission on October 1, 2020 Registration No. |
|
October 1, 2020 |
Form of Subordinated Notes Indenture* Exhibit 4.3 FORM OF SUBORDINATED INDENTURE GOLDEN MINERALS COMPANY, ISSUER, AND [ ], TRUSTEE INDENTURE DATED AS OF [ ], 20[ ] SUBORDINATED DEBT SECURITIES CROSS-REFERENCE TABLE1 Section of Trust Indenture Act of 1939, as amended Section of Indenture 310(a)(1) 7.09 310(a)(2) 7.09 310(a)(3) Inapplicable 310(a)(4) Inapplicable 310(b) 7.08 7.10 310(c) Inapplicable 311(a) 7.13 311(b) 7.13 311(c) Inappl |
|
August 12, 2020 |
Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2020 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) DELAWARE 1-13627 26-4413382 (State or other jurisdiction of incorporation or organizatio |
|
August 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2020. |
|
July 24, 2020 |
Exhibit 1.1 17,857,143 SHARES of Common Stock GOLDEN MINERALS COMPANY AMENDED AND RESTATED UNDERWRITING AGREEMENT July 21, 2020 H.C. Wainwright & Co., LLC As the Representative of the Several underwriters, if any, named in Schedule I hereto 430 Park Avenue New York, New York 10022 Ladies and Gentlemen: The undersigned, Golden Minerals Company, a company incorporated under the laws of Delaware (col |
|
July 24, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 21, 2020 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) DELAWARE 1-13627 26-4413382 (State or other jurisdiction of incorporation or organization) |
|
July 22, 2020 |
17,857,143 Shares of Common Stock Table of Contents PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(5) To Prospectus Dated September 29, 2017 Registration No. |
|
July 22, 2020 |
GOLDEN MINERALS INCREASES PREVIOUSLY ANNOUNCED BOUGHT DEAL OF COMMON STOCK TO $7.5 MILLION Free Writing Prospectus dated July 21, 2020 Filed pursuant to Rule 433 Relating to the Preliminary Prospectus Supplement dated July 21, 2020 Registration Statement No. |
|
July 21, 2020 |
Subject to Completion Prospectus Supplement dated July 21, 2020 Shares of Common Stock Table of Contents PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(5) To Prospectus Dated September 29, 2017 Registration No. |
|
July 21, 2020 |
GOLDEN MINERALS ANNOUNCES $6.5 MILLION BOUGHT DEAL OFFERING Free Writing Prospectus dated July 21, 2020 Filed pursuant to Rule 433 Relating to the Preliminary Prospectus Supplement dated July 21, 2020 Registration Statement No. |
|
July 21, 2020 |
Up to $50,000 Shares of Common Stock PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(5) To Prospectus Dated September 29, 2017 Registration No. |
|
July 20, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 14, 2020 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) DELAWARE 1-13627 26-4413382 (State or other jurisdiction of incorporation or organization) |
|
July 20, 2020 |
Letter of Intent, dated July 14, 2020 EX-10.1 2 tm2025154d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 480 – 1500 West Georgia Street Vancouver, B.C. V6G 2Z6 July 14, 2020 Golden Minerals Company 350 Indiana Street, Suite 650 GMC, Colorado, 80401 Attention: Warren Rehn, CEO Dear Sirs: Re: Option To Purchase Agreement in respect of the Santa Maria Mine in the State of Chihuahua, Mexico involving Fabled Copper Corp. (“Fabled”) and Golden Miner |
|
July 9, 2020 |
Termination of a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 7, 2020 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) DELAWARE 1-13627 26-4413382 (State or other jurisdiction of incorporation or organization) |
|
June 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2020 GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) DELAWARE 1-13627 26-4413382 (State or other jurisdiction of incorporat |
|
June 12, 2020 |
Third Amendment to the Amended and Restated Certificate of Incorporation of Golden Minerals Company. Exhibit 3.1 THIRD AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF GOLDEN MINERALS COMPANY a Delaware corporation * * * * * Pursuant to Section 242 of the Delaware General Corporation Law * * * * * Golden Mineral Company, a Delaware corporation (the “Corporation”), DOES HEREBY CERTIFY that: 1. The Corporation filed its original Certificate of Incorporation with the Secretary o |
|
June 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2020 (June 10, 2020) GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) DELAWARE 1-13627 26-4413382 (State or other jurisdiction of incorporation |
|
May 6, 2020 |
EX-10.1 2 aumn-20200331ex101cc796d.htm EX-10.1 Exhibit 10.1 EARN-IN AGREEMENT AMONG GOLDEN MINERALS COMPANY AND ASM SERVICES S.A.R.L. AND SILEX SPAIN, S.L. AND SILEX ARGENTINA S.A. AND BARRICK GOLD CORPORATION DATED APRIL 9, 2020 EARN-IN AGREEMENT THIS AGREEMENT is made as of the 9th day of April, 2020, AMONG: GOLDEN MINERALS COMPANY, a Delaware corporation (hereinafter called “Golden US”) AND: AS |
|
May 6, 2020 |
Exhibit 10.2 SUBSCRIPTION AGREEMENT THIS SUBSCRIPTION AGREEMENT (this “Agreement”) is made as of April 9, 2020, by and between GOLDEN MINERALS COMPANY, a Delaware corporation (the “Company”), and BARRICK GOLD CORPORATION, a corporation organized under the laws of Ontario (the “Buyer”). The Company and Buyer are sometimes referred to herein as the “Parties” and each individually as a “Party”. RECIT |
|
May 6, 2020 |
Table of Contents IncomeLossFromContinuingOperations UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2020. |
|
April 29, 2020 |
Definitive Proxy Statement on Schedule 14A filed on April 29, 2020 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14 |
|
April 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
|
April 23, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2020 (April 20, 2020) GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) DELAWARE 1-13627 26-4413382 (State or other jurisdiction of incorporatio |
|
April 23, 2020 |
Exhibit 10.3 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
|
April 23, 2020 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of April 20, 2020, between Golden Minerals Company, a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditions |
|
April 23, 2020 |
Exhibit 10.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
|
April 21, 2020 |
15,000,000 Shares of Common Stock Table of Contents Filed pursuant to Rule 424(b)(5) Registration No. 333-220461 PROSPECTUS SUPPLEMENT (To Prospectus dated September 29, 2017) 15,000,000 Shares of Common Stock We are offering directly to selected purchasers up to 15,000,000 shares of the Company’s common stock, par value $0.01 per share. The shares of common stock will be sold for a purchase price equal to $0.20 per share. For a m |
|
April 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2020 (April 2, 2020; April 15, 2020) GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) DELAWARE 1-13627 26-4413382 (State or other jurisdiction |
|
April 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 13, 2020 (April 7, 2020; April 9, 2020) GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) DELAWARE 1-13627 26-4413382 (State or other jurisdiction o |
|
April 2, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 2, 2020 (March 30, 2020) GOLDEN MINERALS COMPANY (Exact name of registrant as specified in its charter) DELAWARE 1-13627 26-4413382 (State or other jurisdiction of incorporation |
|
April 2, 2020 |
EX-10.1 2 tm2014357d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 SHORT-TERM LOAN AGREEMENT Dated as of March 30, 2020 between GOLDEN MINERALS COMPANY as Borrower and SENTIENT GLOBAL RESOURCES FUND IV, L.P. as Lender TABLE OF CONTENTS 1. FACILITY 1 2. REPAYMENT AND PREPAYMENT 1 3. INTEREST 1 4. UNDERTAKING 2 5. EVENTS OF DEFAULT 2 6. ASSIGNMENT 2 7. MISCELLANEOUS 3 8. GOVERNING LAW AND JURISDICTION 4 THIS |