BLL Pemfailan SEC - Ball Corp.- Laporan Tahunan, Penyata Proksi, Prospektus

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SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Ball Corp.

SEC Filings (Chronological Order)

Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.

August 14, 2025	EX-4.2	BALL CORPORATION and the Parties Hereto 5.500% SENIOR NOTES DUE 2033 EIGHTEENTH SUPPLEMENTAL INDENTURE Dated as of August 14, 2025 Dated as of November 27, 2015 DEUTSCHE BANK TRUST COMPANY AMERICAS, as Trustee, Registrar and Paying Agent CROSS-REFERE Exhibit 4.2 Execution Version BALL CORPORATION and the GUARANTORS Parties Hereto $750,000,000 5.500% SENIOR NOTES DUE 2033 EIGHTEENTH SUPPLEMENTAL INDENTURE Dated as of August 14, 2025 To INDENTURE Dated as of November 27, 2015 DEUTSCHE BANK TRUST COMPANY AMERICAS, as Trustee, Registrar and Paying Agent CROSS-REFERENCE TABLE* Trust Indenture Act Section Supplemental Indenture Section 310 (a)(1) 7.
August 14, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 14, 2025 (Date of earliest event reported) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 14, 2025 (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State or other jurisdiction (Commission (IRS Employer of Incorporation) File No.)
August 11, 2025	EX-FILING FEES	Security Type Calculation of Filing Fee Tables S-3 BALL Corp Table 1: Newly Registered and Carry Forward Securities ☐Not Applicable Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to be Paid 1 Debt 5.
August 11, 2025	424B5	$750,000,000 Ball Corporation 5.500% Senior Notes due 2033 TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No. 333-287034 PROSPECTUS SUPPLEMENT (To prospectus dated May 7, 2025) $750,000,000 Ball Corporation 5.500% Senior Notes due 2033 Ball Corporation is offering $750 million in aggregate principal amount of 5.500% Senior Notes due 2033 (the “notes”). We will pay interest on the notes on January 1 and July 1 of each year, commencing on
August 8, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 7, 2025 (Date of earliest event reported) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 7, 2025 (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State or other jurisdiction (Commission (IRS Employer of Incorporation) File No.)
August 8, 2025	EX-1.1	Ball Corporation $750,000,000 5.500% Senior Notes due 2033 Underwriting Agreement Exhibit 1.1 Execution Version Ball Corporation $750,000,000 5.500% Senior Notes due 2033 Underwriting Agreement August 7, 2025 BofA Securities, Inc. As representative of the several Underwriters named in Schedule I hereto, c/o BofA Securities, Inc. 114 W. 47th Street, 7th Floor New York, New York 10036 Ladies and Gentlemen: Ball Corporation, an Indiana Corporation (the “Company”), proposes, subjec
August 7, 2025	424B5	Subject to Completion Preliminary Prospectus Supplement dated August 7, 2025 TABLE OF CONTENTS The information in this prospectus supplement is not complete and may be changed.
August 7, 2025	FWP	$750,000,000 Ball Corporation 5.500% Senior Notes due 2033 Issuer Free Writing Prospectus Filed pursuant to Rule 433 Registration Statement 333-287034 August 7, 2025 $750,000,000 Ball Corporation 5.
August 5, 2025	EX-22	Obligor group subsidiaries of Ball Corporation Exhibit 22 OBLIGOR GROUP SUBSIDIARIES OF BALL CORPORATION June 30, 2025 The following is a list of Obligor Group subsidiaries of Ball Corporation (an Indiana Corporation) Name State or Country of Incorporation or Organization Percentage Ownership Direct & Indirect Ball Advanced Aluminum Technologies Corp.
August 5, 2025	EX-3.I	Articles of Incorporation of Ball Corporation as amended, filed herewith. RESTATED ARTICLES OF INCORPORATION OF BALL CORPORATION (THE “CORPORATION”) The exact text of the Restated Articles of Incorporation of the Corporation (hereinafter referred to as the “Articles”) is as follows: Article I Name The name of the Corporation is Ball Corporation.
August 5, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-07349 BALL CORPORATION State of Indiana (State or other jurisdiction of incorporation or organization) 35-0160610 (I.
August 5, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 5, 2025 Date of Report (Date of earliest event reported) BALL CORPORATION (Exa UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 5, 2025 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No.
August 5, 2025	EX-10.1	Severance Benefits Agreement, dated as of May 21, 2025, by and between Howard H. Yu and Ball Corporation TRANSITION AGREEMENT AND RELEASE This Agreement and Release (“Agreement”), is between Howard Yu (“Executive”) and Ball Corporation and its beverage and consumer packaging subsidiaries and affiliates (“Ball”), collectively referred to as the “Parties.
August 5, 2025	EX-99	Cautionary statement for purposes of the safe harbor provisions of the Private Securities Litigation Reform Act of 1995, as amended. Exhibit 99 SAFE HARBOR STATEMENT UNDER THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 In connection with the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 (the Reform Act), Ball is hereby filing cautionary statements identifying important factors that could cause Ball’s actual results to differ materially from those described in forward-looking statements made by or on behalf of Ball.
August 5, 2025	EX-99	Ball Reports Second Quarter 2025 Results Ann T. Scott 303-460-3537, [email protected] Bradford Walton 415-254-7168, [email protected] News Release For Immediate Release www.ball.com Investor Contact: Brandon Potthoff 303-460-2120, [email protected] Media Contact: Jennifer Livingston 720-693-4743, [email protected] Ball Reports Second Quarter 2025 Results ● ● ● ● ● ● ● ● ● Highlights ●Second quarter U.S. GAAP total diluted
August 5, 2025	EX-3.II	Bylaws of Ball Corporation as amended, filed herewith. Bylaws of Ball Corporation (As of July 30, 2025) Article 1 Capital Stock Section A.
June 3, 2025	11-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 FORM 11-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 FORM 11-K ☒ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934, For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-07349 A.
May 22, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 22, 2025 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 22, 2025 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No.
May 22, 2025	EX-1.01	Exhibit 1.01–Conflict Minerals Report. Exhibit 1.01 Ball Corporation Conflict Minerals Report For the Year Ended December 31, 2024 Introduction This Conflict Minerals Report (“CMR”) of Ball Corporation, an Indiana corporation, (referred to herein as “Ball,” the “Company,” “we,” “us,” or “our”) for the year ended December 31, 2024, is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). The Rule wa
May 22, 2025	EX-99	Ball Announces CFO Departure Exhibit 99.1 Bradford Walton 415-254-7168, [email protected] News Release For Immediate Release www.ball.com Investor Contact: Brandon Potthoff 303-460-2120, [email protected] Media Contact: Emma Wood 720-244-3865, [email protected] Ball Announces CFO Departure WESTMINSTER, Colo., May 22, 2025 – Ball Corporation (NYSE: BALL) today announced that Howard Yu, the company’s chief financial off
May 22, 2025	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report BALL CORPORATION (Exact name of registrant as specified in charter) Indiana 001-07349 35-0160610 (State or other jurisdiction (Commission (IRS Employer of incorporation) File No.) Identification No.) 9200 W. 108th Circle, P.O. Box 5000, Westminster, CO 80021-2510 (Address of principal exec
May 19, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 19, 2025 (Date of earliest event reported) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 19, 2025 (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State or other jurisdiction (Commission (IRS Employer of Incorporation) File No.) Id
May 19, 2025	EX-4.2	Seventeenth Supplemental Indenture, dated May 19, 2025, among Ball Corporation, the guarantors named therein and Deutsche Bank Trust Company Americas Exhibit 4.2 Execution Version BALL CORPORATION and the GUARANTORS Parties Hereto €850,000,000 4.250% SENIOR NOTES DUE 2032 SEVENTEENTH SUPPLEMENTAL INDENTURE Dated as of May 19, 2025 To INDENTURE Dated as of November 27, 2015 DEUTSCHE BANK TRUST COMPANY AMERICAS, as Trustee, Transfer Agent, Registrar and Paying Agent CROSS-REFERENCE TABLE* Trust Indenture Act Section Supplemental Indenture Section
May 14, 2025	EX-FILING FEES	Table 1: Newly Registered and Carry Forward Securities Calculation of Filing Fee Tables S-3 BALL Corp Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to be Paid 1 Debt 4.
May 14, 2025	424B5	€850,000,000 Ball Corporation 4.250% Senior Notes due 2032 TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No. 333-287034 PROSPECTUS SUPPLEMENT (To prospectus dated May 7, 2025) €850,000,000 Ball Corporation 4.250% Senior Notes due 2032 Ball Corporation is offering €850 million in aggregate principal amount of 4.250% Senior Notes due 2032 (the “notes”). We will pay interest on the notes on January 1 and July 1 of each year, commencing on
May 13, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 12, 2025 (Date of earliest event reported) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 12, 2025 (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State or other jurisdiction (Commission (IRS Employer of Incorporation) File No.) Id
May 13, 2025	EX-1.1	Underwriting agreement, dated May 12, 2025, among Ball Corporation, the subsidiary guarantors party thereto and the several underwriters named therein Exhibit 1.1 Ball Corporation €850,000,000 4.250% Senior Notes due 2032 Underwriting Agreement May 12, 2025 BNP PARIBAS As representative of the several Underwriters named in Schedule I hereto, c/o BNP PARIBAS 16 boulevard des Italiens 75009 Paris France Ladies and Gentlemen: Ball Corporation, an Indiana Corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to is
May 12, 2025	424B5	Subject to Completion Preliminary Prospectus Supplement dated May 12, 2025 TABLE OF CONTENTS The information in this prospectus supplement is not complete and may be changed.
May 12, 2025	FWP	€850,000,000 Ball Corporation 4.250% Senior Notes due 2032 Issuer Free Writing Prospectus Filed pursuant to Rule 433 Registration Statement 333-287034 May 12, 2025 €850,000,000 Ball Corporation 4.
May 7, 2025	EX-FILING FEES	Filing Fee Table. Calculation of Filing Fee Tables S-3 BALL Corp Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to be Paid 1 Debt Debt Securities of Ball Corporation 457(r) 0.
May 7, 2025	EX-22.1	Subsidiary Guarantors of Guaranteed Securities. Exhibit 22.1 SUBSIDIARY GUARANTORS OF GUARANTEED SECURITIES May 7, 2025 The following subsidiaries of Ball Corporation, an Indiana Corporation (“Ball”), are guarantors of Ball’s registered debt securities. Name State or Country of Incorporation or Organization Percentage Ownership Direct & Indirect Ball Advanced Aluminum Technologies Corp. (f/k/a Neuman USA Ltd.) Delaware 100 % Ball Asia Services
May 7, 2025	S-3ASR	As filed with the Securities and Exchange Commission on May 7, 2025. TABLE OF CONTENTS As filed with the Securities and Exchange Commission on May 7, 2025.
May 7, 2025	EX-25.1	Statement of Eligibility on Form T-1 under the Trust Indenture Act of 1939, as amended, of Deutsche Bank Trust Company Americas, as trustee under the Indenture, dated as of November 27, 2015. Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) DEUTSCHE BANK TRUST COMPANY AMERICAS (formerly BANKERS TRUST COMPANY) (Exact name of trustee as specified
May 6, 2025	EX-22	Obligor group subsidiaries of Ball Corporation Exhibit 22 OBLIGOR GROUP SUBSIDIARIES OF BALL CORPORATION March 31, 2025 The following is a list of Obligor Group subsidiaries of Ball Corporation (an Indiana Corporation) Name State or Country of Incorporation or Organization Percentage Ownership Direct & Indirect Ball Advanced Aluminum Technologies Corp.
May 6, 2025	EX-3.II	Bylaws of Ball Corporation as amended, filed herewith. Bylaws of Ball Corporation (As of April 30, 2025) Article 1 Capital Stock Section A.
May 6, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-07349 BALL CORPORATION State of Indiana (State or other jurisdiction of incorporation or organization) 35-0160610 (I.
May 6, 2025	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 6, 2025 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No.
May 6, 2025	EX-99	Cautionary statement for purposes of the safe harbor provisions of the Private Securities Litigation Reform Act of 1995, as amended. Exhibit 99 SAFE HARBOR STATEMENT UNDER THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 In connection with the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 (the Reform Act), Ball is hereby filing cautionary statements identifying important factors that could cause Ball’s actual results to differ materially from those described in forward-looking statements made by or on behalf of Ball.
May 6, 2025	EX-99	Ball Reports First Quarter 2025 Results Ann T. Scott 303-460-3537, [email protected] Bradford Walton 415-254-7168, [email protected] News Release For Immediate Release www.ball.com Investor Contact: Brandon Potthoff 303-460-2120, [email protected] Media Contact: Emma Wood 720-244-3865, [email protected] Ball Reports First Quarter 2025 Results ● ● ● ● ● ● ● ● ● Highlights ●First quarter U.S. GAAP total diluted earnings per share of
May 1, 2025	EX-3	Article 3, Section A of the Amended Bylaws Exhibit 3(ii) Article Three, Section A. Number and Terms of Office. The business of the Corporation shall be controlled and managed in accordance with the Indiana Business Corporation Law by a board of directors comprised of not less than nine (9) nor more than fifteen (15) members, the exact number of members to be determined from time to time by the Board of Directors. The corporation elects not
May 1, 2025	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 30, 2025 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No.
March 20, 2025	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule
March 5, 2025	PRE 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule
February 20, 2025	EX-99	Cautionary statement for purposes of the safe harbor provisions of the Private Securities Litigation Reform Act of 1995, as amended. (Filed herewith.) Exhibit 99 SAFE HARBOR STATEMENT UNDER THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 In connection with the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 (the Reform Act), Ball is hereby filing cautionary statements identifying important factors that could cause Ball’s actual results to differ materially from those described in forward-looking statements made by or on behalf of Ball.
February 20, 2025	EX-22	Obligor group subsidiaries of Ball Corporation. (Filed herewith.) Exhibit 22 OBLIGOR GROUP SUBSIDIARIES OF BALL CORPORATION December 31, 2024 The following is a list of Obligor Group subsidiaries of Ball Corporation (an Indiana Corporation) Name State or Country of Incorporation or Organization Percentage Ownership Direct & Indirect Ball Advanced Aluminum Technologies Corp.
February 20, 2025	EX-3.II	Bylaws of Ball Corporation as amended October 23, 2024. (Filed herewith.) Exhibit 3(ii) Bylaws of Ball Corporation (As of October 23, 2024) Article 1 Capital Stock Section A.
February 20, 2025	EX-21	List of Subsidiaries of Ball Corporation. (Filed herewith.) Exhibit 21 EXHIBIT 1 SUBSIDIARIES OF BALL CORPORATION (Public Reporting) (1) December 31, 2024 (to be substituted) The following is a list of subsidiaries of Ball Corporation (an Indiana Corporation) American Can (UK) Limited England 100% American Can Holdings (UK) Limited England 100% Assetsteady Limited England 100% AUK Holding Ltd.
February 20, 2025	EX-24	Limited Power of Attorney. (Filed herewith.) Exhibit 24 Form 10-K Limited Power of Attorney KNOW ALL MEN BY THESE PRESENTS that the undersigned directors and officers of Ball Corporation, an Indiana corporation, hereby constitute and appoint Daniel W.
February 20, 2025	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-07349 Ball Corpo
February 20, 2025	EX-19	Insider Trading Policies and Procedures of Ball Corporation. (Filed herewith.) Insider Trading Policy Purpose: This Insider Trading Policy (the “Policy”) has been adopted by the Board of Directors (the “Board of Directors”) of Ball Corporation to implement policies and procedures designed to help its directors, officers and employees to comply with insider trading laws.
February 4, 2025	EX-99	Ball Reports Fourth Quarter 2024 Results Ann T. Scott 303-460-3537, [email protected] Bradford Walton 415-254-7168, [email protected] News Release For Immediate Release www.ball.com Investor Contact: Brandon Potthoff 303-460-2120, [email protected] Media Contact: Bradford Walton 415-254-7168, [email protected] Ball Reports Fourth Quarter 2024 Results ● ● ● ● ● ● ● ● ● Highlights ●Full-year U.S. GAAP total diluted earnings per
February 4, 2025	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 4, 2025 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No.
October 31, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 31, 2024 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No.
October 31, 2024	EX-99	Cautionary statement for purposes of the safe harbor provisions of the Private Securities Litigation Reform Act of 1995, as amended. EX-99 9 ball-20240930xex99.htm EX-99 Exhibit 99 SAFE HARBOR STATEMENT UNDER THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 In connection with the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 (the Reform Act), Ball is hereby filing cautionary statements identifying important factors that could cause Ball’s actual results to differ materially from those descri
October 31, 2024	EX-3.II	Bylaws of Ball Corporation as amended, filed herewith. Exhibit 3(ii) Bylaws of Ball Corporation (As of October 23, 2024) Article 1 Capital Stock Section A.
October 31, 2024	EX-99	Ball Reports Third Quarter 2024 Results Ann T. Scott 303-460-3537, [email protected] Bradford Walton 415-254-7168, [email protected] News Release For Immediate Release www.ball.com Investor Contact: Brandon Potthoff 303-460-2120, [email protected] Media Contact: Bradford Walton 415-254-7168, [email protected] Ball Reports Third Quarter 2024 Results ● ● ● ● ● ● ● ● ● Highlights ●Third quarter U.S. GAAP total diluted earnings
October 31, 2024	EX-22	Obligor group subsidiaries of Ball Corporation Exhibit 22 OBLIGOR GROUP SUBSIDIARIES OF BALL CORPORATION September 30, 2024 The following is a list of Obligor Group subsidiaries of Ball Corporation (an Indiana Corporation) Name State or Country of Incorporation or Organization Percentage Ownership Direct & Indirect Ball Advanced Aluminum Technologies Corp.
October 31, 2024	EX-2.1	Stock Purchase Agreement, dated as of August 16, 2023, by and among Ball Corporation, BAE Systems, Inc., and, solely for the purposes set forth therein, BAE Systems plc. (filed by incorporation by reference to Exhibit 2.1 of the Quarterly Report on Form 10-Q for the quarter ended September 30, 2024) filed October 31, 2024. Exhibit 2.1 STOCK PURCHASE AGREEMENT BY AND AMONG BAE SYSTEMS, INC., BALL CORPORATION AND, SOLELY FOR PURPOSES OF SECTION 12.21 HEREOF, BAE SYSTEMS PLC Dated as of August 16, 2023 TABLE OF CONTENTS Article I DEFINITIONS 1.1Definitions1 Article II THE TRANSACTIONS 2.1Sale and Purchase of the Shares18 2.2Purchase Price18 2.3Closing Purchase Price18 2.4Post-Closing Adjustment19 2.5Withholding22 Artic
October 31, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-07349 BALL CORPORATION State of Indiana (State or other jurisdiction of incorporation or organization) 35-0160610 (I.
October 25, 2024	EX-3	Article 3, Section A of the Amended Bylaws Exhibit 3(ii) Article Three, Section A. Number and Terms of Office: The business of the Corporation shall be controlled and managed in accordance with the Indiana Business Corporation Law by a board of eleven directors. The corporation elects not to be governed by IND. CODE §23-1-33-6(c).
October 25, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 23, 2024 Date of Report (Date of earliest event reported) BALL CORPORATION (E UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 23, 2024 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No.
October 17, 2024	SC 13G/A	BALL / Ball Corporation / STATE STREET CORP Passive Investment SC 13G/A 1 BallCorp.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* BALL CORP (Name of Issuer) COMMON STOCK (Title of Class of Securities) 058498106 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Sch
August 1, 2024	EX-22	Obligor group subsidiaries of Ball Corporation Exhibit 22 OBLIGOR GROUP SUBSIDIARIES OF BALL CORPORATION June 30, 2024 The following is a list of Obligor Group subsidiaries of Ball Corporation (an Indiana Corporation) Name State or Country of Incorporation or Organization Percentage (2) Ownership Direct & Indirect Ball Advanced Aluminum Technologies Corp.
August 1, 2024	EX-99	Ball Reports Second Quarter 2024 Results Ann T. Scott 303-460-3537, [email protected] Bradford Walton 415-254-7168, [email protected] News Release For Immediate Release www.ball.com Investor Contact: Brandon Potthoff 303-460-2120, [email protected] Media Contact: Bradford Walton 415-254-7168, [email protected] Ball Reports Second Quarter 2024 Results ● ● ● ● ● ● ● ● ● Highlights ●Second quarter U.S. GAAP total diluted earning
August 1, 2024	EX-99	Cautionary statement for purposes of the safe harbor provisions of the Private Securities Litigation Reform Act of 1995, as amended. Exhibit 99 SAFE HARBOR STATEMENT UNDER THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 In connection with the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 (the Reform Act), Ball is hereby filing cautionary statements identifying important factors that could cause Ball’s actual results to differ materially from those described in forward-looking statements made by or on behalf of Ball.
August 1, 2024	EX-2.1	Stock Purchase Agreement, dated as of August 16, 2023, by and among Ball Corporation, BAE Systems, Inc., and, solely for the purposes set forth therein, BAE Systems plc Exhibit 2.1 STOCK PURCHASE AGREEMENT BY AND AMONG BAE SYSTEMS, INC., BALL CORPORATION AND, SOLELY FOR PURPOSES OF SECTION 12.21 HEREOF, BAE SYSTEMS PLC Dated as of August 16, 2023 TABLE OF CONTENTS Article I DEFINITIONS 1.1Definitions1 Article II THE TRANSACTIONS 2.1Sale and Purchase of the Shares18 2.2Purchase Price18 2.3Closing Purchase Price18 2.4Post-Closing Adjustment19 2.5Withholding22 Artic
August 1, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 1, 2024 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No.
August 1, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-07349 BALL CORPORATION State of Indiana (State or other jurisdiction of incorporation or organization) 35-0160610 (I.
July 25, 2024	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 23, 2024 BALL CORPORATION (Exact name of registrant as specified in its charter) Indiana 001-07349 35-0160610 (State or other jurisdiction of incorporation) (Commission File Numb
June 7, 2024	11-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 FORM 11-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 FORM 11-K þ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934, For the fiscal year ended December 31, 2023 OR ◻ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-07349 A.
June 4, 2024	EX-99.1	Ball Corporation Board Appoints Aaron Erter as Director Exhibit 99.1 www.ball.com 303-460-2120, [email protected] 415-254-7168, [email protected] News Release For Immediate Release www.ball.com Investor Contact: Brandon Potthoff 303-460-2120, [email protected] Media Contact: Bradford Walton 415-254-7168, [email protected] Ball Corporation Board Appoints Aaron Erter as Director WESTMINSTER, Colo., June 3, 2024 – Ball Corporation’s (NYSE:BA
June 4, 2024	EX-3.II	Article 3, Section A of the Amended Bylaws Exhibit 3(ii) Number and Terms of Office: The business of the Corporation shall be controlled and managed in accordance with the Indiana Business Corporation Law by a board of twelve directors, divided into classes as provided in the Amended Articles of Incorporation.
June 4, 2024	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 3, 2024 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No.
May 17, 2024	EX-1.01	Exhibit 1.01–Conflict Minerals Report. Exhibit 1.01 Ball Corporation Conflict Minerals Report For the Year Ended December 31, 2023 Introduction This Conflict Minerals Report (“CMR”) for the year ended December 31, 2023, is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (“SEC”) to implement reporting and disclosure requirements re
May 17, 2024	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report BALL CORPORATION (Exact name of registrant as specified in charter) Indiana 001-07349 35-0160610 (State or other jurisdiction (Commission (IRS Employer of incorporation) File No.) Identification No.) 9300 W. 108th Circle, P.O. Box 5000, Westminster, CO 80021-2510 (Address of principal exec
May 7, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-07349 BALL CORPORATION State of Indiana (State or other jurisdiction of incorporation or organization) 35-0160610 (I.
May 7, 2024	EX-10.1	Retention Agreement, dated as of August 17, 2023, by and between David Kaufman and Ball Aerospace Technologies Corp. Exhibit 10.1 BALL AEROSPACE & TECHNOLOGIES CORP. SPECIAL INCENTIVE PROGRAM PARTICIPANT PACKET August 17, 2023 Dear Mr. Kaufman We are pleased to inform you that you (the “Participant”) have been selected for participation in the Ball Aerospace & Technologies Corp. Special Incentive Program (the “Program”). This document (the “Packet”) describes the Program’s purpose, terms and conditions you must
May 7, 2024	EX-99	Cautionary statement for purposes of the safe harbor provisions of the Private Securities Litigation Reform Act of 1995, as amended. Exhibit 99 SAFE HARBOR STATEMENT UNDER THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 In connection with the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 (the Reform Act), Ball is hereby filing cautionary statements identifying important factors that could cause Ball’s actual results to differ materially from those described in forward-looking statements made by or on behalf of Ball.
May 7, 2024	EX-2.1	Stock Purchase Agreement, dated as of August 16, 2023, by and among Ball Corporation, BAE Systems, Inc., and, solely for the purposes set forth therein, BAE Systems plc Exhibit 2.1 STOCK PURCHASE AGREEMENT BY AND AMONG BAE SYSTEMS, INC., BALL CORPORATION AND, SOLELY FOR PURPOSES OF SECTION 12.21 HEREOF, BAE SYSTEMS PLC Dated as of August 16, 2023 TABLE OF CONTENTS Article I DEFINITIONS 1.1Definitions1 Article II THE TRANSACTIONS 2.1Sale and Purchase of the Shares18 2.2Purchase Price18 2.3Closing Purchase Price18 2.4Post-Closing Adjustment19 2.5Withholding22 Artic
May 7, 2024	EX-22	Obligor group subsidiaries of Ball Corporation Exhibit 22 OBLIGOR GROUP SUBSIDIARIES OF BALL CORPORATION March 31, 2024 The following is a list of Obligor Group subsidiaries of Ball Corporation (an Indiana Corporation) Name State or Country of Incorporation or Organization Percentage (2) Ownership Direct & Indirect Ball Advanced Aluminum Technologies Corp.
April 26, 2024	EX-99	Ball Reports First Quarter 2024 Results Ann T. Scott 303-460-3537, [email protected] Bradford Walton 415-254-7168, [email protected] News Release For Immediate Release www.ball.com Investor Contact: Brandon Potthoff 303-460-2120, [email protected] Media Contact: Bradford Walton 415-254-7168, [email protected] Ball Reports First Quarter 2024 Results ● ● ● ● ● ● ● ● ● Highlights ●First quarter U.S. GAAP total diluted earnings
April 26, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 26, 2024 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No.
April 24, 2024	8-K	Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 24, 2024 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No.
March 15, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 14, 2024 Date of Report (Date of earliest event reported) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 14, 2024 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State or other jurisdiction (Commission (IRS Employer of incorporat
March 15, 2024	EX-99.1	Ball Corporation Announces Expiration and Final Results of Cash Tender Offers for Certain Outstanding Debt Securities Exhibit 99.1 News Release For Immediate Release Investor Contact: Ann T. Scott (303) 460-3537, [email protected] Media Contact: Bradford Walton (415) 254-7168, [email protected] Ball Corporation Announces Expiration and Final Results of Cash Tender Offers for Certain Outstanding Debt Securities WESTMINSTER, Colo., March 14, 2024—Ball Corporation (“Ball”) (NYSE: BALL) announced today the expir
March 13, 2024	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted
February 29, 2024	EX-99.2	Ball Corporation Announces Early Results of Cash Tender Offers for Certain Outstanding Debt Securities Exhibit 99.2 News Release For Immediate Release Investor Contact: Ann T. Scott (303) 460-3537, [email protected] Media Contact: Bradford Walton (415) 254-7168, [email protected] Ball Corporation Announces Early Results of Cash Tender Offers for Certain Outstanding Debt Securities WESTMINSTER, Colo., February 28, 2024—Ball Corporation (“Ball”) (NYSE: BALL) announced today the early results of
February 29, 2024	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 28, 2024 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State or other jurisdiction (Commission (IRS Employer of incorpo
February 29, 2024	EX-99.1	Ball Corporation Announces Pricing of Cash Tender Offers for Certain Outstanding Debt Securities Exhibit 99.1 News Release For Immediate Release Investor Contact: Ann T. Scott (303) 460-3537, [email protected] Media Contact: Bradford Walton (415) 254-7168, [email protected] Ball Corporation Announces Pricing of Cash Tender Offers for Certain Outstanding Debt Securities WESTMINSTER, Colo., February 28, 2024—Ball Corporation (“Ball”) (NYSE: BALL) announced today the consideration payable i
February 20, 2024	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-07349 Ball Corpo
February 20, 2024	EX-10.21	Retention Agreement, dated as of August 17, 2023, by and between David Kaufman and Ball Aerospace Technologies Corp. (Filed with.)* Exhibit 10.21 BALL AEROSPACE & TECHNOLOGIES CORP. SPECIAL INCENTIVE PROGRAM PARTICIPANT PACKET August 17, 2023 Dear Mr. Kaufman We are pleased to inform you that you (the “Participant”) have been selected for participation in the Ball Aerospace & Technologies Corp. Special Incentive Program (the “Program”). This document (the “Packet”) describes the Program’s purpose, terms and conditions you must
February 20, 2024	EX-24	Limited Power of Attorney. (Filed herewith.) Exhibit 24 Form 10-K Limited Power of Attorney KNOW ALL MEN BY THESE PRESENTS that the undersigned directors and officers of Ball Corporation, an Indiana corporation, hereby constitute and appoint Daniel W.
February 20, 2024	EX-21	List of Subsidiaries of Ball Corporation. (Filed herewith.) Exhibit 21 EXHIBIT 1 SUBSIDIARIES OF BALL CORPORATION (Public Reporting) (1) December 31, 2023 (to be substituted) The following is a list of subsidiaries of Ball Corporation (an Indiana Corporation) Name State or Country of Incorporation or Organization Percentage (2) Ownership Direct & Indirect American Can (UK) Limited England 100% American Can Holdings (UK) Limited England 100% Archer Insurance Limited Guernsey 100% Assetsteady Limited England 100% AUK Holding Ltd.
February 20, 2024	EX-97	Ball Corporation’s Incentive Compensation Recoupment Policy (filed by incorporation by reference to Exhibit 97 to the Annual Report on Form 10-K for the year ended December 31, 2023), filed February 20, 2024. Exhibit 97 Ball Corporation’s Incentive Compensation Recoupment Policy PURPOSE This policy has been adopted by Ball Corporation (“Ball”) to address the recovery of erroneously awarded incentive-based compensation in compliance with the rules set forth in Section 10D-1 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) and the related listing rules of the New York Stock Exchange (the “NYSE”), specifically including Section 303A.
February 20, 2024	EX-4.2(D)	Description of Ball Corporation’s securities registered pursuant to Section 12 of the Securities Exchange Act of 1934 (filed by incorporation by reference to the Annual Report on Form 10-K for the year ended December 31, 2023) filed February 20, 2024. Exhibit 4.2(d) DESCRIPTION OF THE REGISTRANT'S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following summary of certain terms of our common stock describes material provisions of, but does not purport to be complete and is subject to, and qualified in its entirety by, our Restated Certificate of Incorporation (as amended, the “Certificate of Incorporatio
February 20, 2024	EX-22	Obligor group subsidiaries of Ball Corporation. (Filed herewith.) Exhibit 22 OBLIGOR GROUP SUBSIDIARIES OF BALL CORPORATION December 31, 2023 The following is a list of Obligor Group subsidiaries of Ball Corporation (an Indiana Corporation) Name State or Country of Incorporation or Organization Percentage (2) Ownership Direct & Indirect Ball Advanced Aluminum Technologies Corp.
February 20, 2024	EX-99	Cautionary statement for purposes of the safe harbor provisions of the Private Securities Litigation Reform Act of 1995, as amended. (Filed herewith.) Exhibit 99 SAFE HARBOR STATEMENT UNDER THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 In connection with the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 (the Reform Act), Ball is hereby filing cautionary statements identifying important factors that could cause Ball’s actual results to differ materially from those described in forward-looking statements made by or on behalf of Ball.
February 20, 2024	EX-2.1	Stock Purchase Agreement, dated as of August 16, 2023, by and among Ball Corporation, BAE Systems, Inc., and, solely for the purposes set forth therein, BAE Systems plc. (Filed with.) Exhibit 2.1 STOCK PURCHASE AGREEMENT BY AND AMONG BAE SYSTEMS, INC., BALL CORPORATION AND, SOLELY FOR PURPOSES OF SECTION 12.21 HEREOF, BAE SYSTEMS PLC Dated as of August 16, 2023 TABLE OF CONTENTS Article I DEFINITIONS 1.1Definitions1 Article II THE TRANSACTIONS 2.1Sale and Purchase of the Shares18 2.2Purchase Price18 2.3Closing Purchase Price18 2.4Post-Closing Adjustment19 2.5Withholding22 Artic
February 20, 2024	EX-3.II	Bylaws of Ball Corporation as amended January 25, 2023. (Filed herewith.) Bylaws of Ball Corporation (As of January 25, 2023) Article 1 Capital Stock Section A.
February 16, 2024	8-K/A	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A Amendment No.
February 16, 2024	EX-99	UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL STATEMENTS Exhibit 99.1 UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL STATEMENTS On February 16, 2024, Ball Corporation (“Ball” or the “Company”) completed the previously announced divesture of its Aerospace business segment (the “Business”) to BAE Systems, Inc. (“BAE”) and, for the limited purposes set forth therein, BAE Systems plc, for a purchase price of $5.6 billion, subject to working capital ad
February 16, 2024	EX-99	Ball Completes Sale of Aerospace Business Exhibit 99.1 Bradford Walton 415-254-7168, [email protected] News Release For Immediate Release www.ball.com Investor Contact: Ann T. Scott 303-460-3537, [email protected] Media Contact: Bradford Walton 415-254-7168, [email protected] Ball Completes Sale of Aerospace Business WESTMINSTER, Colo., February 16, 2024 — Ball Corporation (NYSE: BALL) the world’s leading producer of sustainab
February 16, 2024	8-K	Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 16, 2024 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No.
February 14, 2024	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 14, 2024 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State or other jurisdiction (Commission (IRS Employer of incorpo
February 14, 2024	EX-99	Regulatory Review Process for the Sale of Ball Aerospace Completed Exhibit 99.1 Bradford Walton 415-254-7168, [email protected] News Release For Immediate Release www.ball.com Investor Contact: Ann T. Scott 303-460-3537, [email protected] Media Contact: Bradford Walton 415-254-7168, [email protected] Regulatory Review Process for the Sale of Ball Aerospace Completed WESTMINSTER, Colo., February 14, 2024 — Ball Corporation (NYSE: BALL), the world’s lea
February 14, 2024	EX-99.1	Ball Corporation Announces Cash Tender Offers for Certain Outstanding Debt Securities Exhibit 99.1 News Release For Immediate Release Investor Contact: Ann T. Scott (303) 460-3537, [email protected] Media Contact: Bradford Walton (415) 254-7168, [email protected] Ball Corporation Announces Cash Tender Offers for Certain Outstanding Debt Securities WESTMINSTER, Colo., February 14, 2024—Ball Corporation (“Ball”) (NYSE: BALL) announced today its offers to purchase for cash (i) an
February 14, 2024	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 14, 2024 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No.
February 13, 2024	SC 13G/A	BALL / Ball Corporation / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0398-ballcorp.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 14)* Name of issuer: Ball Corp Title of Class of Securities: Common Stock CUSIP Number: 058498106 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pursua
February 12, 2024	SC 13G/A	BALL / Ball Corporation / PARNASSUS INVESTMENTS /CA Passive Investment SC 13G/A 1 parnassus-ball123123a1.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Ball Corporation (Name of Issuer) Common (Title of Class of Securities) 058498106 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru
February 1, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 1, 2024 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No.
February 1, 2024	EX-99	Ball Reports Strong Fourth Quarter and Full-Year 2023 Results Ann T. Scott 303-460-3537, [email protected] Bradford Walton 415-254-7168, [email protected] News Release For Immediate Release www.ball.com Investor Contact: Ann T. Scott 303-460-3537, [email protected] Media Contact: Bradford Walton 415-254-7168, [email protected] Ball Reports Strong Fourth Quarter and Full-Year 2023 Results ● ● ● ● ● ● ● ● ● Highlights ●Full-year and fourth quarter U.
November 8, 2023	CORRESP	*** Ball Corporation 9200 W. 108th Circle Westminster, Colorado 80021 November 8, 2023 VIA EDGAR SUBMISSION AND EMAIL Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-3561 Attention: Charles Eastman and Melissa Gilmore Division of Corporation Finance Office of Manufacturing Re: Ball Corporation Form 10-K for the year ended December 31, 2
November 6, 2023	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 6, 2023 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No.
November 2, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 2, 2023 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No.
November 2, 2023	EX-99	Ball Reports Third Quarter 2023 Results Ann T. Scott 303-460-3537, [email protected] Bradford Walton 415-254-7168, [email protected] News Release For Immediate Release www.ball.com Investor Contact: Ann T. Scott 303-460-3537, [email protected] Media Contact: Bradford Walton 415-254-7168, [email protected] Ball Reports Third Quarter 2023 Results ● ● ● ● ● ● ● ● ● Highlights ●U.S. GAAP diluted earnings per share of 64 cents vs.
November 2, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-07349 BALL CORPORATION State of Indiana (State or other jurisdiction of incorporation or organization) 35-0160610 (I.
November 2, 2023	EX-2.1	Stock Purchase Agreement, dated as of August 16, 2023, by and among Ball Corporation, BAE Systems, Inc., and, solely for the purposes set forth therein, BAE Systems plc Exhibit 2.1 STOCK PURCHASE AGREEMENT BY AND AMONG BAE SYSTEMS, INC., BALL CORPORATION AND, SOLELY FOR PURPOSES OF SECTION 12.21 HEREOF, BAE SYSTEMS PLC Dated as of August 16, 2023 TABLE OF CONTENTS Article I DEFINITIONS 1.1Definitions1 Article II THE TRANSACTIONS 2.1Sale and Purchase of the Shares18 2.2Purchase Price18 2.3Closing Purchase Price18 2.4Post-Closing Adjustment19 2.5Withholding22 Artic
November 2, 2023	EX-22	Obligor group subsidiaries of Ball Corporation Exhibit 22 OBLIGOR GROUP SUBSIDIARIES OF BALL CORPORATION September 30, 2023 The following is a list of Obligor Group subsidiaries of Ball Corporation (an Indiana Corporation) Name State or Country of Incorporation or Organization Percentage (2) Ownership Direct & Indirect Ball Advanced Aluminum Technologies Corp.
November 2, 2023	EX-10.1	Retention Agreement, dated as of August 17, 2023, by and between David Kaufman and Ball Aerospace Technologies Corp. Exhibit 10.1 BALL AEROSPACE & TECHNOLOGIES CORP. SPECIAL INCENTIVE PROGRAM PARTICIPANT PACKET August 17, 2023 Dear Mr. Kaufman We are pleased to inform you that you (the “Participant”) have been selected for participation in the Ball Aerospace & Technologies Corp. Special Incentive Program (the “Program”). This document (the “Packet”) describes the Program’s purpose, terms and conditions you must
November 2, 2023	EX-99	Cautionary statement for purposes of the safe harbor provisions of the Private Securities Litigation Reform Act of 1995, as amended. Exhibit 99 SAFE HARBOR STATEMENT UNDER THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 In connection with the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 (the Reform Act), Ball is hereby filing cautionary statements identifying important factors that could cause Ball’s actual results to differ materially from those described in forward-looking statements made by or on behalf of Ball.
September 11, 2023	EX-99	Ball Corporation CFO Morrison to Retire; Howard Yu Named Successor Morrison to Remain Senior Advisor to Ensure Smooth Transition and Successful Completion of Aerospace Transaction Exhibit 99.1 News Release For Immediate Release www.ball.com Investor Contact: Ann T. Scott 303-460-3537, [email protected] Media Contact: Bradford Walton 415-254-7168, [email protected] Ball Corporation CFO Morrison to Retire; Howard Yu Named Successor Morrison to Remain Senior Advisor to Ensure Smooth Transition and Successful Completion of Aerospace Transaction WESTMINSTER, Colo., Sept. 7,
September 11, 2023	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 7, 2023 Date of Report (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No.
September 11, 2023	EX-10	Advisor Agreement dated September 7, 2023 Exhibit 10.1 September 8, 2023 Scott Morrison 9200 W. 108th Circle Westminster, CO 80021 Re: Employment Updates with Change in Position Dear Scott: As you are aware and in support of your desire to retire from the Company in 2024, the Board and the Company have engaged in a process to identify a successor Chief Financial Officer (“CFO”). Based on the recent outcome of that process, we expect the n
September 1, 2023	EX-99	Ball Announces Charles Baker’s Retirement, Names Hannah Lim-Johnson as Successor Exhibit 99.1 Ann T. Scott 303-460-3537, [email protected] Bradford Walton 415-254-7168, [email protected] Sept. 1, 2023 – Ball Corporation (NYSE:BALL) today announced that Charles E. Baker, 66, vice president, general counsel and corporate secretary, will be retiring after a 30-year career with the company. Hannah Lim-Johnson, 51, has been named senior vice president, chief legal officer and
September 1, 2023	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 September 1, 2023 (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No.
August 22, 2023	8-K	SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 August 16, 2023 (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as spe SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 August 16, 2023 (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No.
August 17, 2023	EX-99	Ball Announces Agreement to Sell Aerospace Business for $5.6 Billion Exhibit 99.1 Ann T. Scott 303-460-3537, [email protected] Bradford Walton , [email protected] News Release For Immediate Release www.ball.com Investor Contact: Ann T. Scott (303) 460-3537, [email protected] Media Contact: Bradford Walton (415) 254-7168, [email protected] Ball Announces Agreement to Sell Aerospace Business for $5.6 Billion ● Price represents 19.6x Ball Aerospace’s LTM com
August 17, 2023	8-K	Regulation FD Disclosure, Financial Statements and Exhibits SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 August 17, 2023 (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No.
August 3, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 August 3, 2023 (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No.
August 3, 2023	EX-22	Obligor group subsidiaries of Ball Corporation Exhibit 22 OBLIGOR GROUP SUBSIDIARIES OF BALL CORPORATION June 30, 2023 The following is a list of Obligor Group subsidiaries of Ball Corporation (an Indiana Corporation) Name State or Country of Incorporation or Organization Percentage (2) Ownership Direct & Indirect Ball Advanced Aluminum Technologies Corp.
August 3, 2023	EX-99	Ball Reports Second Quarter 2023 Results Ann T. Scott 303-460-3537, [email protected] Bradford Walton 415-254-7168, [email protected] News Release For Immediate Release www.ball.com Investor Contact: Ann T. Scott 303-460-3537, [email protected] Media Contact: Bradford Walton 415-254-7168, [email protected] Ball Reports Second Quarter 2023 Results ● ● ● ● ● ● ● ● ● Highlights ●U.S. GAAP diluted earnings per share of 55 cents vs.
August 3, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-07349 BALL CORPORATION State of Indiana (State or other jurisdiction of incorporation or organization) 35-0160610 (I.
August 3, 2023	EX-99	Cautionary statement for purposes of the safe harbor provisions of the Private Securities Litigation Reform Act of 1995, as amended. Exhibit 99 SAFE HARBOR STATEMENT UNDER THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 In connection with the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 (the Reform Act), Ball is hereby filing cautionary statements identifying important factors that could cause Ball’s actual results to differ materially from those described in forward-looking statements made by or on behalf of Ball.
June 20, 2023	11-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 FORM 11-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 FORM 11-K þ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934, For the fiscal year ended December 31, 2022 ◻ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 OR Commission file number 001-07349 A.
May 25, 2023	EX-1.01	Exhibit 1.01–Conflict Minerals Report. Exhibit 1.01 Ball Corporation Conflict Minerals Report For the Year Ended December 31, 2022 Introduction This Conflict Minerals Report (“CMR”) for the year ended December 31, 2022, is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (“SEC”) to implement reporting and disclosure requirements re
May 25, 2023	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report BALL CORPORATION (Exact name of registrant as specified in charter) Indiana 001-07349 35-0160610 (State or other jurisdiction (Commission (IRS Employer of incorporation) File No.) Identification No.) 9300 W. 108th Circle, P.O. Box 5000, Westminster, CO 80021-2510 (Address of principal exec
May 11, 2023	EX-1.1	Underwriting agreement, dated May 8, 2023, among Ball Corporation, the subsidiary guarantors party thereto and Citigroup Global Markets Inc., as representative of the several underwriters named therein Exhibit 1.1 Execution Ball Corporation $1,000,000,000 6.000% Senior Notes due 2029 Underwriting Agreement May 8, 2023 Citigroup Global Markets Inc. As representative of the several Underwriters named in Schedule I hereto, c/o Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: Ball Corporation, an Indiana Corporation (the “Company”), proposes, subject
May 11, 2023	EX-4.2	Sixteenth Supplemental Indenture, dated as of May 11, 2023, among Ball Corporation, the guarantors named therein and Deutsche Bank Trust Company Americas (filed by incorporation by reference to Exhibit 4.2 of the Current Report on Form 8-K dated May 8, 2023) filed May 11, 2023.   Exhibit 4.2   Execution Version   BALL CORPORATION   and the   GUARANTORS   Parties Hereto   $1,000,000,000   6.000% SENIOR NOTES DUE 2029   SIXTEENTH SUPPLEMENTAL INDENTURE   Dated as of May 11, 2023   To   INDENTURE   Dated as of November 27, 2015   DEUTSCHE BANK TRUST COMPANY AMERICAS, as Trustee, Registrar and Paying Agent         CROSS-REFERENCE TABLE*   Trust Indenture       Act Section
May 11, 2023	EX-5.3	Consent of Skadden, Arps, Slate, Meagher & Flom LLP (included in Exhibit 5.3) Exhibit 5.3 [LETTERHEAD OF SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP] May 11, 2023 Ball Corporation 9200 W. 108th Circle P.O. Box 5000 Westminster, Colorado 80021-2510 Re: Ball Corporation $1,000,000,000 6.000% Senior Notes due 2029 Ladies and Gentlemen: We have acted as special United States counsel to Ball Corporation, an Indiana corporation (the “Company”), in connection with the public offering
May 11, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 8, 2023 (Date of earliest event reported) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 8, 2023 (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State or other jurisdiction (Commission (IRS Employer of Incorporation) File No.) Ide
May 9, 2023	424B5	$1,000,000,000 Ball Corporation 6.000% Senior Notes due 2029 TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No. 333-253873 PROSPECTUS SUPPLEMENT (To prospectus dated March 4, 2021) $1,000,000,000 Ball Corporation 6.000% Senior Notes due 2029 Ball Corporation is offering $1.00 billion in aggregate principal amount of 6.000% Senior Notes due 2029 (the “notes”). We will pay interest on the notes on January 1 and July 1 of each year, beginnin
May 9, 2023	EX-FILING FEES	Calculation of Filing Fee Table (Form Type) Ball Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities EX-FILING FEES 2 tm2314332d4ex-filingfees.htm EX-FILING FEES Exhibit 107 Calculation of Filing Fee Table 424(b)(5) (Form Type) Ball Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggreg
May 8, 2023	FWP	$1,000,000,000 Ball Corporation 6.000% Senior Notes due 2029 Issuer Free Writing Prospectus filed pursuant to Rule 433 Supplementing the Preliminary Prospectus Supplement, dated May 8, 2023 Registration Statement 333-253873 May 8, 2023 $1,000,000,000 Ball Corporation 6.
May 8, 2023	424B5	Subject to Completion Preliminary Prospectus Supplement dated May 8, 2023 TABLE OF CONTENTS The information in this prospectus supplement is not complete and may be changed.
May 4, 2023	EX-99	Cautionary statement for purposes of the safe harbor provisions of the Private Securities Litigation Reform Act of 1995, as amended. Exhibit 99 SAFE HARBOR STATEMENT UNDER THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 In connection with the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 (the Reform Act), Ball is hereby filing cautionary statements identifying important factors that could cause Ball’s actual results to differ materially from those described in forward-looking statements made by or on behalf of Ball.
May 4, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-07349 BALL CORPORATION State of Indiana (State or other jurisdiction of incorporation or organization) 35-0160610 (I.
May 4, 2023	8-K	SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 May 4, 2023 (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specifi SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 May 4, 2023 (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No.
May 4, 2023	EX-99	Ball Reports First Quarter 2023 Results Ann T. Scott 303-460-3537, [email protected] Bradford Walton 415-254-7168, [email protected] News Release For Immediate Release www.ball.com Investor Contact: Ann T. Scott 303-460-3537, [email protected] Media Contact: Bradford Walton 415-254-7168, [email protected] Ball Reports First Quarter 2023 Results ● ● ● ● ● ● ● ● ● Highlights ●U.S. GAAP diluted earnings per share of 56 cents vs.
May 4, 2023	EX-22	Obligor group subsidiaries of Ball Corporation Exhibit 22 OBLIGOR GROUP SUBSIDIARIES OF BALL CORPORATION March 31, 2023 The following is a list of Obligor Group subsidiaries of Ball Corporation (an Indiana Corporation) Name State or Country of Incorporation or Organization Percentage (2) Ownership Direct & Indirect Ball Advanced Aluminum Technologies Corp.
April 27, 2023	EX-3	Article 3, Section A of the Amended Bylaws Exhibit 3(ii) Article Three, Section A. Number and Terms of Office: The business of the Corporation shall be controlled and managed in accordance with the Indiana Business Corporation Law by a board of eleven directors. The corporation elects not to be governed by IND. CODE §23-1-33-6(c).
April 27, 2023	8-K	SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 April 26, 2023 (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as spec SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 April 26, 2023 (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No.
March 30, 2023	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin
March 21, 2023	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2
March 16, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted
March 10, 2023	EX-99	Ball Corporation Board Elects Fisher as Chairman Exhibit 99.1 Ann T. Scott 303-460-3537, [email protected] Bradford Walton , [email protected] News Release For Immediate Release www.ball.com Investor Contact: Ann T. Scott (303) 460-3537, [email protected] Media Contact: Bradford Walton (415) 254-7168, [email protected] Ball Corporation Board Elects Fisher as Chairman WESTMINSTER, Colo., March 10, 2023 — Ball Corporation (NYSE: BALL) to
March 10, 2023	8-K	SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 March 10, 2023 (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as spec SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 March 10, 2023 (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No.
February 21, 2023	EX-99	Cautionary statement for purposes of the safe harbor provisions of the Private Securities Litigation Reform Act of 1995, as amended. (Filed herewith.) Exhibit 99 SAFE HARBOR STATEMENT UNDER THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 In connection with the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 (the Reform Act), Ball is hereby filing cautionary statements identifying important factors that could cause Ball’s actual results to differ materially from those described in forward-looking statements made by or on behalf of Ball.
February 21, 2023	EX-3.(II)	Bylaws of Ball Corporation as amended January 25, 2023. (Filed herewith.) Bylaws of Ball Corporation (As of January 25, 2023) Article 1 Capital Stock Section A.
February 21, 2023	EX-21	List of Subsidiaries of Ball Corporation. (Filed herewith.) Exhibit 21 EXHIBIT 1 SUBSIDIARIES OF BALL CORPORATION (Public Reporting) (1) December 31, 2022 (to be substituted) The following is a list of subsidiaries of Ball Corporation (an Indiana Corporation) Name State or Country of Incorporation or Organization Percentage (2) Ownership Direct & Indirect American Can (UK) Limited England 100% American Can Holdings (UK) Limited England 100% Archer Insurance Limited Guernsey 100% Assetsteady Limited England 100% AUK Holding Ltd.
February 21, 2023	EX-24	Limited Power of Attorney. (Filed herewith.) Exhibit 24 Form 10-K Limited Power of Attorney KNOW ALL MEN BY THESE PRESENTS that the undersigned directors and officers of Ball Corporation, an Indiana corporation, hereby constitute and appoint Daniel W.
February 21, 2023	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-07349 Ball Corpo
February 21, 2023	EX-14	Ball Corporation Executive Officers and Board of Directors Business Ethics Statement, revised July 27, 2022 (filed by incorporation by reference to Exhibit 14 of the Annual Report on Form 10-K for the year ended December 31, 2022) filed February 21, 2023. REVISED JULY 27, 2022 Ball Corporation Executive Officers and Board of Directors Business Ethics Statement For years employees, officers and directors have operated under the Ball Corporation (“Ball” or “Corporation”) Board of Directors Policies, which rely on fundamental legal and business principles for the conduct of Ball’s business.
February 21, 2023	EX-22	Obligor group subsidiaries of Ball Corporation. (Filed herewith.) Exhibit 22 OBLIGOR GROUP SUBSIDIARIES OF BALL CORPORATION December 31, 2022 The following is a list of Obligor Group subsidiaries of Ball Corporation (an Indiana Corporation) Name State or Country of Incorporation or Organization Percentage (2) Ownership Direct & Indirect Ball Advanced Aluminum Technologies Corp.
February 21, 2023	EX-4.2(D)	Description of Ball Corporation’s securities registered pursuant to Section 12 of the Securities Exchange Act of 1934 (Filed herewith.) Exhibit 4.2(d) DESCRIPTION OF THE REGISTRANT'S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following summary of certain terms of our common stock describes material provisions of, but does not purport to be complete and is subject to, and qualified in its entirety by, our Restated Certificate of Incorporation (as amended, the “Certificate of Incorporatio
February 9, 2023	SC 13G/A	BALL / Ball Corp. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0372-ballcorp.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 13)* Name of issuer: Ball Corp. Title of Class of Securities: Common Stock CUSIP Number: 058498106 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursu
February 2, 2023	EX-99	Ball Reports 2022 Results Ann T. Scott 303-460-3537, [email protected] Bradford Walton 415-254-7168, [email protected] News Release For Immediate Release www.ball.com Investor Contact: Ann T. Scott 303-460-3537, [email protected] Media Contact: Bradford Walton 415-254-7168, [email protected] Ball Reports 2022 Results ● ● ● ● ● ● ● ● ● Highlights ●Full-year and fourth quarter U.S. GAAP diluted earnings per share o
February 2, 2023	SC 13G	BALL / Ball Corp. / PARNASSUS INVESTMENTS /CA Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.
February 2, 2023	8-K	SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 February 2, 2023 (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as sp SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 February 2, 2023 (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No.
January 26, 2023	8-K	SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 January 25, 2023 (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as sp SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 January 25, 2023 (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State of (Commission (IRS Employer Incorporation) File No.
January 26, 2023	EX-3	Article 2, Section D and Section G of the Amended Bylaw Exhibit 3(i) Article Two Shareholders Section D.Notice of Shareholder Nominations of Directors. Only persons who are nominated in accordance with the following procedures shall be eligible for election as directors of the corporation, except as may be otherwise provided in the Amended Articles of Incorporation of the corporation with respect to the right of holders of preferred stock of the corpor
November 25, 2022	EX-4.2	Fifteenth Supplemental Indenture, dated as of November 25, 2022, among Ball Corporation, the guarantors named therein and Deutsche Bank Trust Company Americas (filed by incorporation by reference to Exhibit 4.2 of the Current Report on Form 8-K dated November 25, 2022) filed November 25, 2022. Exhibit 4.2 Execution Version BALL CORPORATION and the GUARANTORS Parties Hereto $750,000,000 6.875% SENIOR NOTES DUE 2028 FIFTEENTH SUPPLEMENTAL INDENTURE Dated as of November 25, 2022 To INDENTURE Dated as of November 27, 2015 DEUTSCHE BANK TRUST COMPANY AMERICAS, as Trustee, Registrar and Paying Agent CROSS-REFERENCE TABLE* Trust Indenture Act Section Indenture Section Supplemental 310(a)(1) 7.
November 25, 2022	EX-5.3	Consent of Skadden, Arps, Slate, Meagher & Flom LLP (included in Exhibit 5.3) Exhibit 5.3 [LETTERHEAD OF SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP] November 25, 2022 Ball Corporation 9200 W. 108th Circle P.O. Box 5000 Westminster, Colorado 80021-2510 Re: Ball Corporation $750,000,000 6.875% Senior Notes due 2028 Ladies and Gentlemen: We have acted as special United States counsel to Ball Corporation, an Indiana corporation (the “Company”), in connection with the public offer
November 25, 2022	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 25, 2022 (Date of earliest event reported) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 25, 2022 (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State or other jurisdiction (Commission (IRS Employer of Incorporation) File No
November 10, 2022	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 9, 2022 (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State or other jurisdiction (Commission (IRS Employer of Incorporation) File No.
November 10, 2022	EX-1.1	Underwriting agreement, dated November 9, 2022, among Ball Corporation, the subsidiary guarantors party thereto and BofA Securities, Inc., as representative of the several underwriters named therein Exhibit 1.1 Execution Version Ball Corporation ?? $750,000,000 6.875% Senior Notes due 2028 Underwriting Agreement November 9, 2022 BofA Securities, Inc. As representative of the several Underwriters named in Schedule I hereto, c/o BofA Securities, Inc. One Bryant Park New York, New York 10036 Ladies and Gentlemen: Ball Corporation, an Indiana Corporation (the ?Company?), proposes, subject to the
November 10, 2022	EX-FILING FEES	EX-FILING FEES ? Exhibit 107? Calculation of Filing Fee Table 424(b)(5) (Form Type) Ball Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities ? ? ? Security Type ? ? Security Class Title ? ? Fee Calculation or Carry Forward Rule ? ? Amount Registered ? ? Proposed Maximum Offering Price Per Unit ? ? Maximum Aggregate Offering Price ? ? Fee Rate ? ? Amount of Registration Fee(1) ? ? Carry Forward Form Type ? ? Carry Forward File Number ? ? Carry Forward Initial Effective date ? ? Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward ? Newly Registered Securities ? Fees to be Paid ? ? Debt ? ? 6.
November 10, 2022	424B5	$750,000,000 Ball Corporation 6.875% Senior Notes due 2028 TABLE OF CONTENTS ?Filed Pursuant to Rule 424(b)(5)? ?Registration No. 333-253873? PROSPECTUS SUPPLEMENT (To prospectus dated March 4, 2021) $750,000,000 Ball Corporation 6.875% Senior Notes due 2028 Ball Corporation is offering $750 million in aggregate principal amount of 6.875% Senior Notes due 2028 (the ?notes?). We will pay interest on the notes on January 1 and July 1 of each year, beginning
November 9, 2022	424B5	Subject to Completion Preliminary Prospectus Supplement dated November 9, 2022 TABLE OF CONTENTS The information in this prospectus supplement is not complete and may be changed.
November 9, 2022	FWP	$750,000,000 Ball Corporation 6.875% Senior Notes due 2028 Issuer Free Writing Prospectus filed pursuant to Rule 433 Supplementing the Preliminary Prospectus Supplement, dated November 9, 2022 Registration Statement 333-253873 November 9, 2022 $750,000,000 Ball Corporation 6.
November 3, 2022	EX-99	Ball Announces Third Quarter 2022 Results ? News Release For Immediate Release www.ball.com ? Investor Contact: Ann T. Scott 303-460-3537, [email protected] Media Contact: Bradford Walton 415-254-7168, [email protected] Ball Announces Third Quarter 2022 Results ? Highlights ?Third quarter U.S. GAAP diluted earnings per share of $1.24 vs. 54 cents in 2021; company recorded a gain on the Russian business disposal during third quarter o
November 3, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 8-K ? Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 ? November 3, 2022 (Date of earliest event reported) ? BALL CORPORATION (Exact name of Registrant as specified in its charter) ? ? ? ? ? ? ? ? ? Indiana ? 001-07349 ? 35-0160610 ? ? (State of ? (Commission ? (IRS Employer ? ? Incorporation) ? File No.
November 3, 2022	EX-99	Cautionary statement for purposes of the safe harbor provisions of the Private Securities Litigation Reform Act of 1995, as amended. Exhibit 99 ? SAFE HARBOR STATEMENT UNDER THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 ? In connection with the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 (the Reform Act), Ball is hereby filing cautionary statements identifying important factors that could cause Ball?s actual results to differ materially from those described in forward-looking statements made by or on behalf of Ball.
November 3, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-07349 BALL CORPORATION State of Indiana (State or other jurisdiction of incorporation or organization) 35-0160610 (I.
November 3, 2022	EX-12	Obligor group subsidiaries of Ball Corporation Exhibit 12 OBLIGOR GROUP SUBSIDIARIES OF BALL CORPORATION September 30, 2022 The following is a list of Obligor Group subsidiaries of Ball Corporation (an Indiana Corporation) ? Name State or Country of Incorporation or Organization Percentage (2) Ownership Direct & Indirect ? ? ? Ball Advanced Aluminum Technologies Corp.
September 26, 2022	EX-99	Ball Corporation Announces Decision to Leave Russia Ball Corporation Completes Sale of Russian Beverage Packaging Business to Arnest Group for $530 Million Exhibit 99.1 ? ? ? Ann T. Scott 303-460-3537, [email protected] Bradford Walton , [email protected] ? News Release For Immediate Release www.ball.com ? Investor Contact: Ann T. Scott 303-460-3537, [email protected] Media Contact: Bradford Walton 415-254-7168, [email protected] ? ? ? ? Ball Corporation Announces Decision to Leave Russia Ball Corporation Completes Sale of Russian Beverage
September 26, 2022	8-K	Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 8-K ? Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 ? September 21, 2022 (Date of earliest event reported) ? BALL CORPORATION (Exact name of Registrant as specified in its charter) ? ? ? ? ? ? ? ? ? Indiana ? 001-07349 ? 35-0160610 ? ? (State of ? (Commission ? (IRS Employer ? ? Incorporation) ? File No.
August 4, 2022	EX-12	Obligor group subsidiaries of Ball Corporation Exhibit 12 OBLIGOR GROUP SUBSIDIARIES OF BALL CORPORATION June 30, 2022 The following is a list of Obligor Group subsidiaries of Ball Corporation (an Indiana Corporation) ? Name State or Country of Incorporation or Organization Percentage (2) Ownership Direct & Indirect ? ? ? Ball Advanced Aluminum Technologies Corp.
August 4, 2022	EX-99	Ball Announces Second Quarter 2022 Results and Rephasing of Certain Growth Capital Projects Exhibit 99.1 ? ? Ann T. Scott 303-460-3537, [email protected] Renee Robinson 303-460-2476, [email protected] ? News Release For Immediate Release www.ball.com ? Investor Contact: Ann T. Scott 303-460-3537, [email protected] Media Contact: Bradford Walton 415-254-7168, [email protected] Ball Announces Second Quarter 2022 Results and Rephasing of Certain Growth Capital Projects ? ? Highlights ?Se
August 4, 2022	EX-99	Cautionary statement for purposes of the safe harbor provisions of the Private Securities Litigation Reform Act of 1995, as amended. Exhibit 99 ? SAFE HARBOR STATEMENT UNDER THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 ? In connection with the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 (the Reform Act), Ball is hereby filing cautionary statements identifying important factors that could cause Ball?s actual results to differ materially from those described in forward-looking statements made by or on behalf of Ball.
August 4, 2022	8-K	Financial Statements and Exhibits, Costs Associated with Exit or Disposal Activities, Results of Operations and Financial Condition ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 8-K ? Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 ? August 4, 2022 (Date of earliest event reported) ? BALL CORPORATION (Exact name of Registrant as specified in its charter) ? ? ? ? ? ? ? ? ? Indiana ? 001-07349 ? 35-0160610 ? ? (State of ? (Commission ? (IRS Employer ? ? Incorporation) ? File No.
August 4, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 10-Q ? ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the Quarterly Period Ended June 30, 2022 or ? ? ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? Commission file number 001-07349 ? BALL CORPORATION ? State of Indiana (State or other jurisdiction of incorporation or organization) 35-0160610 (I.
June 29, 2022	EX-10.1	Fifth Amendment to Credit Agreement, dated as of June 28, 2022, among Ball Corporation, certain subsidiaries of Ball Corporation party thereto as borrowers, certain subsidiaries of Ball Corporation party thereto as guarantors, Deutsche Bank AG New York Branch, as administrative agent and as collateral agent, certain financial institutions party thereto, as lenders, and the initial facing agents. ? ? ? Exhibit 10.1 Execution Version FIFTH AMENDMENT TO CREDIT AGREEMENT FIFTH AMENDMENT TO CREDIT AGREEMENT (this ?Amendment?), dated as of June 28, 2022, by and among Ball Corporation, an Indiana Corporation (?Company?), the Persons party hereto as ?Other Subsidiary Borrowers?, the Persons party hereto as ?Guarantors?, the Persons party hereto as ?USD Term A Lenders? (the ?USD Term A Lenders?),
June 29, 2022	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? June 28, 2022 (Date of earliest event reported) ? BALL CORPORATION (Exact name of Registrant as specified in its charter) ? ? ? ? ? ? ? ? ? Indiana ? 001-07349 ? 35-0160610 ? ? (State or other jurisdiction ? (Commission ? (IR
June 13, 2022	11-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 FORM 11-K/A (Amendment No. 1) 11-K/A 1 bll-20211231x11ka.htm 11-K/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 FORM 11-K/A (Amendment No. 1) þ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934, For the fiscal year ended December 31, 2021 ◻ TRANSITION REPORT PURSUANT TO SECTION
June 10, 2022	11-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 FORM 11-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 FORM 11-K ? ? ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934, For the fiscal year ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 OR Commission file number 001-07349 A.
May 27, 2022	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report SD 1 tmb-20220527xsd.htm SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report BALL CORPORATION (Exact name of registrant as specified in charter) Indiana 001-07349 35-0160610 (State or other jurisdiction (Commission (IRS Employer of incorporation) File No.) Identification No.) 9300 W. 108th Circle, P.O. Box 5000, Westminster, CO 80021-251
May 27, 2022	EX-1.01	Exhibit 1.01–Conflict Minerals Report. Exhibit 1.01 ? Ball Corporation Conflict Minerals Report For the Year Ended December 31, 2021 Introduction This Conflict Minerals Report (?CMR?) for the year ended December 31, 2021, is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the ?Rule?). The Rule was adopted by the Securities and Exchange Commission (?SEC?) to implement reporting and disclosure requirements
May 5, 2022	EX-12	Obligor group subsidiaries of Ball Corporation Exhibit 12 OBLIGOR GROUP SUBSIDIARIES OF BALL CORPORATION March 31, 2022 The following is a list of Obligor Group subsidiaries of Ball Corporation (an Indiana Corporation) ? Name State or Country of Incorporation or Organization Percentage (2) Ownership Direct & Indirect ? ? ? Ball Advanced Aluminum Technologies Corp.
May 5, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 8-K ? Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 ? May 5, 2022 (Date of earliest event reported) ? BALL CORPORATION (Exact name of Registrant as specified in its charter) ? ? ? ? ? ? ? ? ? Indiana ? 001-07349 ? 35-0160610 ? ? (State of ? (Commission ? (IRS Employer ? ? Incorporation) ? File No.
May 5, 2022	EX-99	Cautionary statement for purposes of the safe harbor provisions of the Private Securities Litigation Reform Act of 1995, as amended. Exhibit 99 ? SAFE HARBOR STATEMENT UNDER THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 ? In connection with the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 (the Reform Act), Ball is hereby filing cautionary statements identifying important factors that could cause Ball?s actual results to differ materially from those described in forward-looking statements made by or on behalf of Ball.
May 5, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 10-Q ? ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the Quarterly Period Ended March 31, 2022 or ? ? ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? Commission file number 001-07349 ? BALL CORPORATION ? State of Indiana (State or other jurisdiction of incorporation or organization) 35-0160610 (I.
May 5, 2022	EX-99	Ball Reports Increased First Quarter 2022 Results Exhibit 99.1 ? ? Ann T. Scott 303-460-3537, [email protected] Renee Robinson 303-460-2476, [email protected] ? News Release For Immediate Release www.ball.com ? Investor Contact: Ann T. Scott 303-460-3537, [email protected] Media Contact: Bradford Walton 415-254-7168, [email protected] Ball Reports Increased First Quarter 2022 Results ? ?? ?? ?? ?? ?? ?? ? Highlights ?U.S. GAAP earnings per dil
May 3, 2022	EX-3.II	Article 3, Section A and Article 7 of the Amended Bylaws Exhibit 3(ii) ? Article Three, Section A. Number and Terms of Office: The business of the Corporation shall be controlled and managed in accordance with the Indiana Business Corporation Law by a board of twelve directors. The corporation elects not to be governed by IND. CODE ?23-1-33-6(c). ? Article Seven. Amendment: These bylaws may be altered, added to, amended, or repealed by the board of dire
May 3, 2022	EX-3.I.	Amended Articles of Incorporation revised April 27, 2022 (filed by incorporation by reference to Exhibit 3.i of the Current Report on Form 8-K dated April 27, 2022) filed May 3, 2022. Exhibit 3(i) ? 4880-2929-4877.1 Articles of Amendment OF THE AMENDED Articles of Incorporation Of Ball Corporation ? The above corporation (hereinafter referred to as the "Corporation") existing pursuant to the Indiana Business Corporation Law, as amended (the "Act"), desiring to give notice of corporate action effectuating amendment of certain provisions of its Amended Articles of Incorporation,
May 3, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 8-K ? Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 ? April 27, 2022 (Date of earliest event reported) ? BALL CORPORATION (Exact name of Registrant as specified in its charter) ? ? ? ? ? ? ? ? ? Indiana ? 001-07349 ? 35-0160610 ? ? (State of ? (Commission ? (IRS Employer ? ? Incorporation) ? File No.
March 29, 2022	EX-99	Ball Corporation Announces Decision to Leave Russia Exhibit 99.1 ? ? ? Ann T. Scott 303-460-3537, [email protected] Bradford Walton , [email protected] ? News Release For Immediate Release www.ball.com ? Investor Contact: Ann T. Scott 303-460-3537, [email protected] Media Contact: Bradford Walton 415-254-7168, [email protected] ? ? ? ? Ball Corporation Announces Decision to Leave Russia WESTMINSTER, Colo., March 28, 2022 ? Ball Corporatio
March 29, 2022	8-K	Financial Statements and Exhibits, Other Events ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 8-K ? Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 ? March 28, 2022 (Date of earliest event reported) ? BALL CORPORATION (Exact name of Registrant as specified in its charter) ? ? ? ? ? ? ? ? ? Indiana ? 001-07349 ? 35-0160610 ? ? (State of ? (Commission ? (IRS Employer ? ? Incorporation) ? File No.
March 15, 2022	DEF 14A	Definitive Proxy Statement on Schedule 14A, filed on March 15, 2022 TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.???????? ??) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as permitte
February 16, 2022	EX-99	Cautionary statement for purposes of the safe harbor provisions of the Private Securities Litigation Reform Act of 1995, as amended. (Filed herewith.) Exhibit 99 ? SAFE HARBOR STATEMENT UNDER THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 ? In connection with the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 (the Reform Act), Ball is hereby filing cautionary statements identifying important factors that could cause Ball?s actual results to differ materially from those described in forward-looking statements made by or on behalf of Ball.
February 16, 2022	EX-4.2(D)	Description of Ball Corporation’s securities registered pursuant to Section 12 of the Securities Exchange Act of 1934 (Filed herewith.) Exhibit 4.2(d) DESCRIPTION OF THE REGISTRANT'S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 ? The following summary of certain terms of our common stock describes material provisions of, but does not purport to be complete and is subject to, and qualified in its entirety by, our Restated Certificate of Incorporation (as amended, the ?Certificate of Incorporat
February 16, 2022	EX-21	List of Subsidiaries of Ball Corporation. (Filed herewith.) Exhibit 21 ? EXHIBIT 1 ? SUBSIDIARIES OF BALL CORPORATION (Public Reporting) (1) ? December 31, 2021 (to be substituted) The following is a list of subsidiaries of Ball Corporation (an Indiana Corporation) ? Name State or Country of Incorporation or Organization Percentage (2) Ownership Direct & Indirect ? ? ? American Can (UK) Limited England 100% American Can Holdings (UK) Limited England 100% Archer Insurance Limited Guernsey 100% Assetsteady Limited England 100% AUK Holding Ltd.
February 16, 2022	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ☐ TRANSITION REPORT PURSUANT TO SECT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 ? FORM 10-K ? ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the fiscal year ended December 31, 2021 ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the transition period from to ? Commission File Number 001-0734
February 16, 2022	EX-12	Obligor group subsidiaries of Ball Corporation. (Filed herewith.) Exhibit 12 OBLIGOR GROUP SUBSIDIARIES OF BALL CORPORATION ? December 31, 2021 The following is a list of Obligor Group subsidiaries of Ball Corporation (an Indiana Corporation) ? ? Name State or Country of Incorporation or Organization Percentage (2) Ownership Direct & Indirect ? ? ? Ball Advanced Aluminum Technologies Corp.
February 16, 2022	EX-24	Limited Power of Attorney. (Filed herewith.) Exhibit 24 Form 10-K Limited Power of Attorney ? KNOW ALL MEN BY THESE PRESENTS that the undersigned directors and officers of Ball Corporation, an Indiana corporation, hereby constitute and appoint John A.
February 9, 2022	SC 13G/A	BLL / Ball Corporation / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 12)* Name of issuer: Ball Corp. Title of Class of Securities: Common Stock CUSIP Number: 058498106 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13
January 28, 2022	EX-99	Ball Board Declares Quarterly Dividend; Approves Governance Changes EX-99 3 bll-20220126xex99.htm EX-99 Exhibit 99.1 News Release For Immediate Release www.ball.com Investor Contact: Ann T. Scott (303) 460-3537, [email protected] Media Contact: Bradford Walton (415) 254-7168, [email protected] Ball Board Declares Quarterly Dividend; Approves Governance Changes WESTMINSTER, Colo., January 26, 2022 — Ball Corporation’s (NYSE: BLL) board of directors (the “Board
January 28, 2022	EX-3	Article 3, Bylaw Amendments Exhibit 3(ii) ? ? Article Three Directors Section A. Number and Terms of Office. The business of the corporation shall be controlled and managed in accordance with the Indiana Business Corporation Law by a board of thirteen directors. The corporation elects not to be governed by IND. CODE ?23-1-33-6(c). Section B. Eligibility. No person shall be eligible for election or reelection as a director af
January 28, 2022	8-K	Regulation FD Disclosure, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Other Events ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 8-K ? Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 ? January 26, 2022 (Date of earliest event reported) ? BALL CORPORATION (Exact name of Registrant as specified in its charter) ? ? ? ? ? ? ? ? ? Indiana ? 001-07349 ? 35-0160610 ? ? (State of ? (Commission ? (IRS Employer ? ? Incorporation) ? File No.
January 27, 2022	EX-99	# # # Exhibit 99.1 ? ? Ann T. Scott 303-460-3537, [email protected] Renee Robinson 303-460-2476, [email protected] ? News Release For Immediate Release www.ball.com ? Investor Contact: Ann T. Scott 303-460-3537, [email protected] Media Contact: Bradford Walton 415-254-7168, [email protected] Ball Reports Strong 2021 Results ? ?? ?? ?? ?? ?? ?? ? Highlights ?Full-year and fourth quarter U.S. GAAP earn
January 27, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 8-K ? Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 ? January 26, 2022 (Date of earliest event reported) ? BALL CORPORATION (Exact name of Registrant as specified in its charter) ? ? ? ? ? ? ? ? ? Indiana ? 001-07349 ? 35-0160610 ? ? (State of ? (Commission ? (IRS Employer ? ? Incorporation) ? File No.
November 5, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 10-Q ? ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the Quarterly Period Ended September 30, 2021 or ? ? ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? Commission file number 001-07349 ? BALL CORPORATION ? State of Indiana (State or other jurisdiction of incorporation or organization) 35-0160610 (I.
November 5, 2021	EX-12	Obligor group subsidiaries of Ball Corporation Exhibit 12 OBLIGOR GROUP SUBSIDIARIES OF BALL CORPORATION ? September 30, 2021 The following is a list of Obligor Group subsidiaries of Ball Corporation (an Indiana Corporation) ? ? Name State or Country of Incorporation or Organization Percentage (2) Ownership Direct & Indirect ? ? ? Ball Advanced Aluminum Technologies Corp.
November 5, 2021	EX-99	Cautionary statement for purposes of the safe harbor provisions of the Private Securities Litigation Reform Act of 1995, as amended. Exhibit 99 ? SAFE HARBOR STATEMENT UNDER THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 ? In connection with the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 (the Reform Act), Ball is hereby filing cautionary statements identifying important factors that could cause Ball?s actual results to differ materially from those described in forward-looking statements made by or on behalf of Ball.
November 4, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 8-K ? Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 ? November 4, 2021 (Date of earliest event reported) ? BALL CORPORATION (Exact name of Registrant as specified in its charter) ? ? ? ? ? ? ? ? ? Indiana ? 001-07349 ? 35-0160610 ? ? (State of ? (Commission ? (IRS Employer ? ? Incorporation) ? File No.
November 4, 2021	EX-99	Ball Reports Strong Third Quarter 2021 Results Exhibit 99.1 ? ? Ann T. Scott 303-460-3537, [email protected] Renee Robinson 303-460-2476, [email protected] ? News Release For Immediate Release www.ball.com ? Investor Contact: Ann T. Scott 303-460-3537, [email protected] Media Contact: Bradford Walton 415-254-7168, [email protected] Ball Reports Strong Third Quarter 2021 Results ?? ?? ?? ?? ?? ?? ?? ? Highlights ?Third quarter U.S. GAAP earn
October 28, 2021	EX-3	Article 3, Section A of the Amended Bylaws EX-3 2 bll-20211026xex3.htm EX-3 Exhibit 3(ii) Number and Terms of Office: The business of the Corporation shall be controlled and managed in accordance with the Indiana Business Corporation Law by a board of thirteen directors, divided into classes as provided in the Amended Articles of Incorporation.
October 28, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 8-K ? Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 ? October 26, 2021 (Date of earliest event reported) ? BALL CORPORATION (Exact name of Registrant as specified in its charter) ? ? ? ? ? ? ? ? ? Indiana ? 001-07349 ? 35-0160610 ? ? (State of ? (Commission ? (IRS Employer ? ? Incorporation) ? File No.
October 28, 2021	EX-99	Ball Corporation Board Declares Quarterly Dividend, Elects Dune Ives as Director EX-99 3 bll-20211026xex99.htm EX-99 Exhibit 99.1 www.ball.com Ann T. Scott (303) 460-3537, [email protected] Renee Robinson (303) 460-2476, [email protected] News Release For Immediate Release www.ball.com Investor Contact: Ann T. Scott (303) 460-3537, [email protected] Media Contact: Bradford Walton (415) 254-7168, [email protected] Ball Corporation Board Declares Quarterly Dividend, Elects Du
September 16, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits ? ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 September 15, 2021 (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) ? ? ? ? ? ? ? ? Indiana ? 001-07349 ? 35-0160610 ? ? (State of ? (Commission ? (IRS Employer ? ? Incorporation) ? File No.
September 14, 2021	EX-5.3	Consent of Skadden, Arps, Slate, Meagher & Flom LLP (included in Exhibit 5.3) Exhibit 5.3 [LETTERHEAD OF SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP] September 14, 2021 Ball Corporation 9200 W. 108th Circle Westminster, Colorado 80021-2510 Re: Ball Corporation $850,000,000 3.125% Senior Notes due 2031 Ladies and Gentlemen: We have acted as special United States counsel to Ball Corporation, an Indiana corporation (the “Company”), in connection with the public offering of $850,0
September 14, 2021	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 9, 2021 (Date of earliest event reported) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 9, 2021 (Date of earliest event reported) BALL CORPORATION (Exact name of Registrant as specified in its charter) Indiana 001-07349 35-0160610 (State or other jurisdiction (Commission (IRS Employer of Incorporation) File No
September 14, 2021	EX-1.1	Underwriting agreement, dated September 9, 2021, among Ball Corporation, the subsidiary guarantors party thereto and Deutsche Bank Securities Inc., as representative of the several underwriters named therein Exhibit 1.1 Execution Version Ball Corporation $850,000,000 3.125% Senior Notes due 2031 Underwriting Agreement September 9, 2021 Deutsche Bank Securities Inc. As representative of the several Underwriters named in Schedule I hereto, 60 Wall Street New York, New York 10005 Ladies and Gentlemen: Ball Corporation, an Indiana Corporation (the ?Company?), proposes, subject to the terms and conditions
September 14, 2021	EX-4.2	Fourteenth Supplemental Indenture, dated as of September 14, 2021, among Ball Corporation, the guarantors named therein and Deutsche Bank Trust Company Americas (filed by incorporation by reference to Exhibit 4.2 of the Current Report on Form 8-K dated September 9, 2021) filed September 14, 2021. Exhibit 4.2 BALL CORPORATION and the GUARANTORS Parties Hereto $850,000,000 3.125% SENIOR NOTES DUE 2031 FOURTEENTH SUPPLEMENTAL INDENTURE Dated as of September 14, 2021 To INDENTURE Dated as of November 27, 2015 DEUTSCHE BANK TRUST COMPANY AMERICAS, as Trustee, Registrar and Paying Agent CROSS-REFERENCE TABLE* Trust Indenture Act Section Supplemental Indenture Section 310(a)(1) 7.10 (a)(2) 7.10 (
September 13, 2021	424B5	CALCULATION OF REGISTRATION FEE TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No. 333-253873 CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Amount to be Registered Proposed Maximum Offering Price Proposed Maximum Aggregate Offering Price Amount of Registration Fee(1) 3.125% Senior Notes due 2031 $ 850,000,000 100.000% $ 850,000,000 $ 92,735.00 Guarantees of 3.125% Senior Note
September 9, 2021	FWP	$850,000,000 Ball Corporation 3.125% Senior Notes due 2031 Issuer Free Writing Prospectus filed pursuant to Rule 433 Supplementing the Preliminary Prospectus Supplement dated September 9, 2021 Registration Statement 333-253873 September 9, 2021 $850,000,000 Ball Corporation 3.
September 9, 2021	424B5	Subject to Completion Preliminary Prospectus Supplement dated September 9, 2021 TABLE OF CONTENTS The information in this prospectus supplement is not complete and may be changed.
August 6, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 10-Q ? ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the Quarterly Period Ended June 30, 2021 or ? ? ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? Commission file number 001-07349 ? BALL CORPORATION ? State of Indiana (State or other jurisdiction of incorporation or organization) 35-0160610 (I.
August 6, 2021	EX-12	Obligor group subsidiaries of Ball Corporation EX-12 2 bll-20210630xex12.htm EX-12 Exhibit 12 OBLIGOR GROUP SUBSIDIARIES OF BALL CORPORATION June 30, 2021 The following is a list of Obligor Group subsidiaries of Ball Corporation (an Indiana Corporation) Name State or Country of Incorporation or Organization Percentage (2) Ownership Direct & Indirect Ball Advanced Aluminum Technologies Corp. (f/k/a Neuman USA Ltd.) Delaware 100% Ball Aerospace
August 6, 2021	EX-99	Cautionary statement for purposes of the safe harbor provisions of the Private Securities Litigation Reform Act of 1995, as amended. EX-99 7 bll-20210630xex99.htm EX-99 Exhibit 99 SAFE HARBOR STATEMENT UNDER THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 In connection with the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 (the Reform Act), Ball is hereby filing cautionary statements identifying important factors that could cause Ball’s actual results to differ materially from those describ
August 5, 2021	EX-99	Ball Reports Strong Second Quarter 2021 Results EX-99 2 bll-20210805xex99.htm EX-99 Exhibit 99.1 Ann T. Scott 303-460-3537, [email protected] Renee Robinson 303-460-2476, [email protected] News Release For Immediate Release www.ball.com Investor Contact: Ann T. Scott 303-460-3537, [email protected] Media Contact: Bradford Walton 415-254-7168, [email protected] Ball Reports Strong Second Quarter 2021 Results ● ● ● ● ● ● ● ● Highlights ●Second
August 5, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 8-K ? Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 ? August 5, 2021 (Date of earliest event reported) ? BALL CORPORATION (Exact name of Registrant as specified in its charter) ? ? ? ? ? ? ? ? ? Indiana ? 001-07349 ? 35-0160610 ? ? (State of ? (Commission ? (IRS Employer ? ? Incorporation) ? File No.
June 24, 2021	11-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 FORM 11-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 FORM 11-K ? ? ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934, For the fiscal year ended December 31, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 OR Commission file number 001-07349 A.
May 26, 2021	EX-1.01	Exhibit 1.01–Conflict Minerals Report. Ball Corporation Conflict Minerals Report For the Year Ended December 31, 2020 ? Introduction ? This Conflict Minerals Report (?CMR?) for the year ended December 31, 2020, is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the ?Rule?).
May 26, 2021	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? FORM SD Specialized Disclosure Report ? ? ? BALL CORPORATION (Exact name of registrant as specified in charter) ? ? ? ? ? Indiana 001-07349 35-0160610 (State or other jurisdiction (Commission (IRS Employer of incorporation) File No.) Identification No.) ? ? ? 9300 W. 108th Circle, ? ? P.O. Box 5000, Westminster, CO ? 800
May 7, 2021	10-Q	Quarterly Report - 10-Q Table of Contents ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 10-Q ? ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the Quarterly Period Ended March 31, 2021 or ? ? ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? Commission file number 001-07349 ? BALL CORPORATION ? State of Indiana (State or other jurisdiction of incorporation or organization) 35-0160610 (I.
May 7, 2021	EX-12	Obligor group subsidiaries of Ball Corporation EX-12 2 bll-20210331xex12.htm EX-12 Exhibit 12 OBLIGOR GROUP SUBSIDIARIES OF BALL CORPORATION March 31, 2021 The following is a list of Obligor Group subsidiaries of Ball Corporation (an Indiana Corporation) Name State or Country of Incorporation or Organization Percentage (2) Ownership Direct & Indirect Ball Advanced Aluminum Technologies Corp. (f/k/a Neuman USA Ltd.) Delaware 100% Ball Aerospace
May 7, 2021	EX-99	Cautionary statement for purposes of the safe harbor provisions of the Private Securities Litigation Reform Act of 1995, as amended. EX-99 7 bll-20210331xex99.htm EX-99 Exhibit 99 SAFE HARBOR STATEMENT UNDER THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 In connection with the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 (the Reform Act), Ball is hereby filing cautionary statements identifying important factors that could cause Ball’s actual results to differ materially from those describ
May 6, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 8-K ? Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 ? May 6, 2021 (Date of earliest event reported) ? BALL CORPORATION (Exact name of Registrant as specified in its charter) ? ? ? ? ? ? ? ? ? Indiana ? 001-07349 ? 35-0160610 ? ? (State of ? (Commission ? (IRS Employer ? ? Incorporation) ? File No.
May 6, 2021	EX-99	Ball Reports Strong First Quarter 2021 Results Exhibit 99.1 ? ? ? Ann T. Scott 303-460-3537, [email protected] Renee Robinson 303-460-2476, [email protected] ? News Release For Immediate Release www.ball.com ? Investor Contact: Ann T. Scott 303-460-3537, [email protected] Media Contact: Bradford Walton 415-254-7168, [email protected] ? Ball Reports Strong First Quarter 2021 Results ?? ?? ?? ?? ?? ?? ?? ?? ? Highlights ?U.S. GAAP earnings pe
April 29, 2021	8-K	Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 8-K ? Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 ? April 28, 2021 (Date of earliest event reported) ? BALL CORPORATION (Exact name of Registrant as specified in its charter) ? ? ? ? ? ? ? ? ? Indiana ? 001-07349 ? 35-0160610 ? ? (State of ? (Commission ? (IRS Employer ? ? Incorporation) ? File No.

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