Statistik Asas
| CIK | 1364089 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Guggenheim BulletShares 2015 Corporate Bond ETF
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
| August 8, 2019 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on August 19, 2019, pursuant to the provisions of Rule 12d2-2 (a). |
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| August 8, 2019 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on August 19, 2019, pursuant to the provisions of Rule 12d2-2 (a). |
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| August 9, 2018 |
Claymore Exchange-traded Fund Trust N-8F/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N‑8F APPLICATION FILED PURSUANT TO SECTION 8(f) OF THE INVESTMENT COMPANY ACT OF 1940 (the “Act”) AND RULE 8f-1 THEREUNDER FOR ORDER DECLARING THAT COMPANY HAS CEASED TO BE AN INVESTMENT COMPANY Dated: August 9, 2018 I. General Identifying Information 1. Reason fund is applying to deregister (check only one; for descripti |
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| July 19, 2018 |
Claymore Exchange-traded Fund Trust N-8F/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N‑8F APPLICATION FILED PURSUANT TO SECTION 8(f) OF THE INVESTMENT COMPANY ACT OF 1940 (the “Act”) AND RULE 8f-1 THEREUNDER FOR ORDER DECLARING THAT COMPANY HAS CEASED TO BE AN INVESTMENT COMPANY Dated: July 19, 2018 I. General Identifying Information 1. Reason fund is applying to deregister (check only one; for descriptio |
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| June 22, 2018 |
Claymore Exchange-traded Fund Trust AW AW 1 claymoreetftrust-awletter6.htm AW June 22, 2018 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Claymore Exchange-Traded Fund Trust (the “Trust”) File Numbers: 333-134551, 811-21906 Ladies and Gentlemen: Pursuant to Rule 477 under the Securities Act of 1933, as amended, the Trust hereby respectfully requests wit |
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| June 22, 2018 |
Claymore Exchange-traded Fund Trust AW AW 1 claymoreetftrust-aw62218bu.htm AW June 22, 2018 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Claymore Exchange-Traded Fund Trust (the “Trust”) File Numbers: 333-134551, 811-21906 Ladies and Gentlemen: Pursuant to Rule 477 under the Securities Act of 1933, as amended, the Trust hereby respectfully requests wit |
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| June 22, 2018 |
Claymore Exchange-traded Fund Trust AW AW 1 claymoreetftrust-aw62218be.htm AW June 22, 2018 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Claymore Exchange-Traded Fund Trust (the “Trust”) File Numbers: 333-134551, 811-21906 Ladies and Gentlemen: Pursuant to Rule 477 under the Securities Act of 1933, as amended, the Trust hereby respectfully requests wit |
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| June 22, 2018 |
Claymore Exchange-traded Fund Trust AW June 22, 2018 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Claymore Exchange-Traded Fund Trust (the “Trust”) File Numbers: 333-134551, 811-21906 Ladies and Gentlemen: Pursuant to Rule 477 under the Securities Act of 1933, as amended, the Trust hereby respectfully requests withdrawal of the following Post-Effective |
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| June 22, 2018 |
Claymore Exchange-traded Fund Trust AW AW 1 claymoreetftrust-awletter6.htm AW June 22, 2018 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Claymore Exchange-Traded Fund Trust (the “Trust”) File Numbers: 333-134551, 811-21906 Ladies and Gentlemen: Pursuant to Rule 477 under the Securities Act of 1933, as amended, the Trust hereby respectfully requests wit |
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| June 22, 2018 |
Claymore Exchange-traded Fund Trust AW AW 1 claymoreetftrust-aw62218bu.htm AW June 22, 2018 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Claymore Exchange-Traded Fund Trust (the “Trust”) File Numbers: 333-134551, 811-21906 Ladies and Gentlemen: Pursuant to Rule 477 under the Securities Act of 1933, as amended, the Trust hereby respectfully requests wit |
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| June 22, 2018 |
Claymore Exchange-traded Fund Trust AW June 22, 2018 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Claymore Exchange-Traded Fund Trust (the “Trust”) File Numbers: 333-134551, 811-21906 Ladies and Gentlemen: Pursuant to Rule 477 under the Securities Act of 1933, as amended, the Trust hereby respectfully requests withdrawal of the following Post-Effective |
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| June 22, 2018 |
Claymore Exchange-traded Fund Trust AW AW 1 claymoreetftrust-awletter6.htm AW June 22, 2018 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Claymore Exchange-Traded Fund Trust (the “Trust”) File Numbers: 333-134551, 811-21906 Ladies and Gentlemen: Pursuant to Rule 477 under the Securities Act of 1933, as amended, the Trust hereby respectfully requests wit |
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| June 19, 2018 |
Claymore Exchange-traded Fund Trust N-8F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N‑8F APPLICATION FILED PURSUANT TO SECTION 8(f) OF THE INVESTMENT COMPANY ACT OF 1940 (the “Act”) AND RULE 8f-1 THEREUNDER FOR ORDER DECLARING THAT COMPANY HAS CEASED TO BE AN INVESTMENT COMPANY Dated: June 19, 2018 I. General Identifying Information 1. Reason fund is applying to deregister (check only one; for descriptio |
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| May 23, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on June 4, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| May 23, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on June 4, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| May 23, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on June 4, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| May 22, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on June 4, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 30, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21906 Claymore Exchange-Traded Fund Trust (Exact name of registrant as specified in charter) 227 West Monroe Street, Chicago, IL 60606 (Address of principal executive offices) (Zip code) Amy J. |
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| April 30, 2018 |
CERTIFICATIONS I, Brian E. Binder, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to t |
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| April 11, 2018 |
SC 13G/A 1 bscma141018.htm PRIVATE VISTA, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* GUGGENHEIM FUNDS INVESTMENT ADVISORS (Name of Issuer) Common Stock (Title of Class of Securities) 18383M258 (CUSIP Number) April 10, 2018 (Date of Event which Requires Filing of this Statement) Check the appr |
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| April 10, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 23, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 10, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 23, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 10, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 23, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 10, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 23, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 10, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 23, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 10, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 23, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 10, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 23, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 10, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 23, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 10, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 23, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 10, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 23, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 10, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 23, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 10, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 23, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 10, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 GUGGENHEIM FUNDS INVESTMENT ADVISORS (Name of Issuer) Common Stock (Title of Class of Securities) 18383M258 (CUSIP Number) April 10, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| April 9, 2018 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d |
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| April 9, 2018 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| March 27, 2018 |
Claymore Exchange-traded Fund Trust DEFA14A SHAREHOLDER SERVICES Shareholder Name Address 1 Address 2 Address 3 FINAL ATTEMPT March 27, 2018 Dear Shareholder: First, we apologize for troubling you once again with this additional communication. |
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| March 19, 2018 |
Claymore Exchange-traded Fund Trust DEFA14A URGENT NOTICE PLEASE HELP US TODAY March 16, 2018 Dear Shareholder, We need your help with regard to your ownership in the Guggenheim Funds. |
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| March 19, 2018 |
Claymore Exchange-traded Fund Trust DEFA14A URGENT NOTICE ON RYJ PLEASE HELP US TODAY March 16, 2018 Dear RYJ Shareholder, We need your help with regard to your ownership of Guggenheim Raymond James SB-1 Equity ETF (RYJ). |
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| March 7, 2018 |
Claymore Exchange-traded Fund Trust DEFA14A URGENT NOTICE PLEASE HELP US TODAY March 6, 2018 Dear Shareholder, We need your help. |
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| February 26, 2018 |
Claymore Exchange-traded Fund Trust CORRESP February 26, 2018 VIA EDGAR Ms. Megan Miller U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 Re: Claymore Exchange-Traded Fund Trust (File Nos. 333-134551 & 811-21906) Claymore Exchange-Traded Fund Trust 2 (File Nos. 333-135105 & 811-21910) Guggenheim Funds Trust (File Nos. 002-19458 & 811-01136) (collectively, the “Registrants”) De |
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| February 20, 2018 |
Claymore Exchange-traded Fund Trust DEFA14A PLEASE VOTE YOUR SHARES TODAY February 16, 2018 Dear Shareholder, The special meeting of shareholders of the Claymore Exchange-Traded Fund Trust and Claymore Exchange-Traded Fund Trust 2 (“Guggenheim Funds”) will be adjourned until Friday, March 16 th to provide shareholders who have not yet cast their important proxy vote with more time to do so. |
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| February 20, 2018 |
Claymore Exchange-traded Fund Trust DEFA14A SHAREHOLDER SERVICES Shareholder Name Address 1 Address 2 Address 3 URGENT NOTICE February 15, 2018 Dear Shareholder: We have been trying to contact you with regard to an important matter pertaining to your investment in Guggenheim Funds . |
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| February 7, 2018 |
Claymore Exchange-traded Fund Trust DEFA14A DEFA14A 1 etfproxyvoteeml2fafinal3.htm DEFA14A %%subject%% file:///wanlink/...20eBusiness/6.0%20Email%20Management/Email%20Templates/ETF/ETF-proxy%20vote%20update-201802xx-FA-2.html[2/2/2018 9:56:38 AM] Important Information on Guggenheim ETF Proxy. Proxy FAQs. Learn More. For financial professional use only. Do not distribute to the public. Important Request from Guggenheim We recently mailed pro |
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| January 29, 2018 |
Claymore Exchange-traded Fund Trust - ETF TRUST 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21906 Claymore Exchange-Traded Fund Trust (Exact name of registrant as specified in charter) 227 West Monroe Street, Chicago, IL 60606 (Address of principal executive offices) (Zip code) Amy J. |
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| January 10, 2018 |
VRIG / PowerShares Actively Managed Exchange-Traded Fund Trust 425 (Prospectus) 425 Filing by PowerShares Actively Managed Exchange-Traded Fund Trust pursuant to Rule 425 under the Securities Act of 1933. |
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| January 10, 2018 |
PDBC / PowerShares Exchange-Traded Fund Trust II 425 (Prospectus) Filing by PowerShares Exchange-Traded Fund Trust II pursuant to Rule 425 under the Securities Act of 1933. |
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| January 10, 2018 |
VRIG / PowerShares Actively Managed Exchange-Traded Fund Trust 425 (Prospectus) 425 1 d525781d425.htm 425 Filing by PowerShares Actively Managed Exchange-Traded Fund Trust pursuant to Rule 425 under the Securities Act of 1933. Subject Companies: Claymore Exchange-Traded Fund Trust Claymore Exchange-Traded Fund Trust 2 333-221699 |
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| January 10, 2018 |
PDBC / PowerShares Exchange-Traded Fund Trust II 425 (Prospectus) 425 1 d523512d425.htm 425 Filing by PowerShares Exchange-Traded Fund Trust II pursuant to Rule 425 under the Securities Act of 1933. Subject Companies: Claymore Exchange-Traded Fund Trust Claymore Exchange-Traded Fund Trust 2 Rydex ETF Trust 333-221698 |
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| October 30, 2017 |
Claymore Exchange-traded Fund Trust - CLAYMORE EXCHANGE-TRADED FUND TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21906 Claymore Exchange-Traded Fund Trust (Exact name of registrant as specified in charter) 227 West Monroe Street, Chicago, IL 60606 (Address of principal executive offices) (Zip code) Amy J. |
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| July 31, 2017 |
Claymore Exchange-traded Fund Trust - CLAYMORE ETF TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21906 Claymore Exchange-Traded Fund Trust (Exact name of registrant as specified in charter) 227 West Monroe Street, Chicago, IL 60606 (Address of principal executive offices) (Zip code) Amy J. |
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| May 1, 2017 |
Claymore Exchange-traded Fund Trust - CLAYMORE EXCHANGE-TRADED FUND TRUST N-Q 1 gug70746etf1-nq.htm CLAYMORE EXCHANGE-TRADED FUND TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21906 Claymore Exchange-Traded Fund Trust (Exact name of registrant as specified in charter) 227 West Monroe Street, Chicago, IL 60606 |
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| January 30, 2017 |
CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe |
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| January 30, 2017 |
Claymore Exchange-traded Fund Trust - CLAYMORE ETF TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21906 Claymore Exchange-Traded Fund Trust (Exact name of registrant as specified in charter) 227 West Monroe Street, Chicago, IL 60606 (Address of principal executive offices) (Zip code) Amy J. |
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| October 31, 2016 |
Claymore Exchange-traded Fund Trust - CLAYMORE ETF TRUST 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21906 Claymore Exchange-Traded Fund Trust (Exact name of registrant as specified in charter) 227 West Monroe Street, Chicago, IL 60606 (Address of principal executive offices) (Zip code) Amy J. |
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| October 31, 2016 |
CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe |
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| September 13, 2016 |
Claymore Exchange-traded Fund Trust CORRESP - - 1095 Avenue of the Americas New York, NY 10036-6797 +1 212 698 3500 Main +1 212 698 3599 Fax www. |
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| July 29, 2016 |
Claymore Exchange-traded Fund Trust - ETF 1 N-Q 1 gug64921nq.htm ETF 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21906 Claymore Exchange-Traded Fund Trust (Exact name of registrant as specified in charter) 227 West Monroe Street, Chicago, IL 60606 (Address of principal executive off |
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| July 29, 2016 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statem |
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| April 28, 2016 |
CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe |
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| April 28, 2016 |
Claymore Exchange-traded Fund Trust - CLAYMORE ETF TRUST 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21906 Claymore Exchange-Traded Fund Trust (Exact name of registrant as specified in charter) 227 West Monroe Street, Chicago, IL 60606 (Address of principal executive offices) (Zip code) Amy J. |
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| January 29, 2016 |
Claymore Exchange-traded Fund Trust - ETF 1 N-Q 1 gug63616etf1-nq.htm ETF 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21906 Claymore Exchange-Traded Fund Trust (Exact name of registrant as specified in charter) 227 West Monroe Street, Chicago, IL 60606 (Address of principal executiv |
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| January 29, 2016 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statem |
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| October 30, 2015 |
CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe |
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| October 30, 2015 |
Claymore Exchange-traded Fund Trust - ETF 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21906 Claymore Exchange-Traded Fund Trust (Exact name of registrant as specified in charter) 227 West Monroe Street, Chicago, IL 60606 (Address of principal executive offices) (Zip code) Amy J. |
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| September 17, 2015 |
NFO / Guggenheim Insider Sentiment ETF / BRINKER CAPITAL INC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| July 29, 2015 |
Claymore Exchange-traded Fund Trust - ETF 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21906 Claymore Exchange-Traded Fund Trust (Exact name of registrant as specified in charter) 227 West Monroe Street, Chicago, IL 60606 (Address of principal executive offices) (Zip code) Amy J. |
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| July 29, 2015 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statem |
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| April 29, 2015 |
CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe |
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| April 29, 2015 |
Claymore Exchange-traded Fund Trust - ETF TRUST 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21906 Claymore Exchange-Traded Fund Trust (Exact name of registrant as specified in charter) 227 West Monroe Street, Chicago, IL 60606 (Address of principal executive offices) (Zip code) Amy J. |
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| February 17, 2015 |
NFO / Guggenheim Insider Sentiment ETF / BRINKER CAPITAL INC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| January 29, 2015 |
CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe |
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| January 29, 2015 |
Claymore Exchange-traded Fund Trust - ETF TRUST 1 N-Q 1 gug60949etf1-nq.htm ETF TRUST 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21906 Claymore Exchange-Traded Fund Trust (Exact name of registrant as specified in charter) 227 West Monroe Street, Chicago, IL 60606 (Address of principal ex |
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| December 31, 2014 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE ARCA hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on January 12, 2015, pursuant to the provisions of Rule 12d2-2 (a). |
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| December 31, 2014 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE ARCA hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on January 12, 2015, pursuant to the provisions of Rule 12d2-2 (a). |
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| October 30, 2014 |
Claymore Exchange-traded Fund Trust - ETF 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21906 Claymore Exchange-Traded Fund Trust (Exact name of registrant as specified in charter) 227 West Monroe Street, Chicago, IL 60606 (Address of principal executive offices) (Zip code) Amy J. |
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| October 30, 2014 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statem |
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| September 16, 2014 |
Claymore Exchange-traded Fund Trust 8-A12B - - ETF TRUST 1 8-A12B 1 gug57165-8a12b.htm ETF TRUST 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Claymore Exchange-Traded Fund Trust (Exact Name of Registrant as Specified in Its Charter) Delaware (State of Incorporation or Organization) (See Next Page |
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| September 16, 2014 |
Claymore Exchange-traded Fund Trust 8-A12B - - ETF TRUST 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Claymore Exchange-Traded Fund Trust (Exact Name of Registrant as Specified in Its Charter) Delaware (State of Incorporation or Organization) (See Next Page) (I.R.S. Employer Identification No.) 2 |
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| September 16, 2014 |
Claymore Exchange-traded Fund Trust CORRESP - - CORRESP 1 filename1.htm 1095 Avenue of the Americas New York, NY 10036-6797 +1 212 698 3500 Main +1 212 698 3599 Fax www.dechert.com JEREMY SENDEROWICZ [email protected] +1 212 641 5669 Direct +1 212 698 3599 Fax September 16, 2014 VIA EDGAR Mr. Mark Cowan Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 Re: Claymore Exchange |
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| August 11, 2014 |
CSD / Invesco S&P Spin-Off ETF / BRINKER CAPITAL INC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| August 11, 2014 |
RYJ / Invesco Raymond James SB-1 Equity ETF / BRINKER CAPITAL INC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| August 11, 2014 |
NFO / Invesco Insider Sentiment ETF / BRINKER CAPITAL INC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| July 30, 2014 |
CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe |
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| July 30, 2014 |
EEB / Invesco BRIC ETF N-Q - Quarterly Schedule of Portfolio Holdings - ETF TRUST 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21906 Claymore Exchange-Traded Fund Trust (Exact name of registrant as specified in charter) 227 West Monroe Street, Chicago, IL 60606 (Address of principal executive offices) (Zip code) Amy J. |
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| July 30, 2014 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of Claymore Exchange-Traded Fund Trust In planning and performing our audits of the financial statements of each of the exchange-traded funds of the Claymore Exchange-Traded Fund Trust listed in Exhibit A attached hereto (the Funds) as of and for the period ended May 31, 2014, in accordance with the s |
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| June 27, 2014 |
[DECHERT LLP LETTERHEAD] June 27, 2014 Ms. Valerie Lithotomos Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 Re: Claymore Exchange-Traded Fund Trust (the "Fund"; File Nos. 333-134551 & 811-21906) Dear Ms. Lithotomos: On behalf of the Fund, attached herewith for filing is the Post-Effective Amendment No. 313 (the “Amendment”) to the Fund |
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| May 2, 2014 |
CSD / Invesco S&P Spin-Off ETF / BRINKER CAPITAL INC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| April 25, 2014 |
Quarterly Schedule of Portfolio Holdings - ETF 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21906 Claymore Exchange-Traded Fund Trust (Exact name of registrant as specified in charter) 227 West Monroe Street, Chicago, IL 60606 (Address of principal executive offices) (Zip code) Amy J. |
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| April 25, 2014 |
CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe |
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| March 5, 2014 |
Report of Independent Registered Public Accounting Firm EX-99.77B ACCT LTTR 2 ex9977b.htm REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of Claymore Exchange-Traded Fund Trust In planning and performing our audits of the financial statements of each of the exchange-traded funds of the Claymore Exchange-Traded Fund Trust listed in Exhibit A attache |
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| March 3, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 x Filed by the Registrants o Filed by a Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Stat |
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| February 28, 2014 |
February 28, 2014 Ms. Valerie Lithotomos Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 Re: Claymore Exchange-Traded Fund Trust (File Nos. 333-134551 and 811-21906) Claymore Exchange-Traded Fund Trust 2 (File Nos. 333-135105 and 811-21910) Dear Ms. Lithotomos: Thank you for your comments regarding the preliminary Proxy Statement (the “P |
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| February 13, 2014 |
NFO / Invesco Insider Sentiment ETF / BRINKER CAPITAL INC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 13, 2014 |
RYJ / Invesco Raymond James SB-1 Equity ETF / BRINKER CAPITAL INC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 7, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 x Filed by the Registrants o Filed by a Party other than the Registrant Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Stat |
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| January 29, 2014 |
Quarterly Schedule of Portfolio Holdings - ETF TRUST 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21906 Claymore Exchange-Traded Fund Trust (Exact name of registrant as specified in charter) 2455 Corporate West Drive, Lisle, IL 60532 (Address of principal executive offices) (Zip code) Amy J. |
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| January 29, 2014 |
CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe |
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| October 31, 2013 |
CORRESP 1 filename1.htm 1095 Avenue of the Americas New York, NY 10036-6797 +1 212 698 3500 Main +1 212 698 3599 Fax www.dechert.com October 31, 2013 Ms. Allison White Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 Re: Claymore Exchange-Traded Fund Trust (File Nos. 333-134551 & 811-21906) Dear Ms. White: Thank you for your comments rega |
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| October 29, 2013 |
Quarterly Schedule of Portfolio Holdings - ETF TRUST 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21906 Claymore Exchange-Traded Fund Trust (Exact name of registrant as specified in charter) 2455 Corporate West Drive, Lisle, IL 60532 (Address of principal executive offices) (Zip code) Amy J. |
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| October 29, 2013 |
EX-99.CERT 2 ex99certs.htm CERTIFICATIONS CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such state |
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| September 20, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Claymore Exchange-Traded Fund Trust (Exact Name of Registrant as Specified in Its Charter) Delaware (State of Incorporation or Organization) (See Next Page) (I.R.S. Employer Identification No.) 2 |
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| August 26, 2013 |
[DECHERT LLP LETTERHEAD] August 23, 2013 Ms. Kimberly A. Browning Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 RE: CLAYMORE EXCHANGE-TRADED FUND TRUST (THE "FUND;" FILE NOS. 333-134551 & 811-21906) Dear Ms. Browning: I enclose Post-Effective Amendment No. 272 (the "Amendment") to the Fund's registration statement on Form N-1A, to be f |
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| July 30, 2013 |
Quarterly Schedule of Portfolio Holdings - ETF TRUST 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21906 Claymore Exchange-Traded Fund Trust (Exact name of registrant as specified in charter) 2455 Corporate West Drive, Lisle, IL 60532 (Address of principal executive offices) (Zip code) Amy J. |
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| July 30, 2013 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statem |
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| July 30, 2013 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of Claymore Exchange-Traded Fund Trust In planning and performing our audits of the financial statements of each of the exchange-traded funds of the Claymore Exchange-Traded Fund Trust listed in Exhibit A attached hereto (the Funds) as of and for the period ended May 31, 2013, in accordance with the s |
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| July 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Claymore Exchange-Traded Fund Trust (Exact Name of Registrant as Specified in Its Charter) Delaware (State of Incorporation or Organization) (See Next Page) (I.R.S. Employer Identification No.) 2 |
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| May 10, 2013 |
GIY / Guggenheim Enhanced Core Bond ETF / BRINKER CAPITAL INC - SC 13G/A Passive Investment SC 13G/A 1 v344706sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.10)* Claymore Exchange - Traded Fund Trust (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 18383M613 (CUSIP Number) 4/30/13 (Date of Event Which Requires Filing of this Statement)\ Check the appropriate |
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| May 10, 2013 |
GIY / Guggenheim Enhanced Core Bond ETF / BRINKER CAPITAL INC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| May 10, 2013 |
GIY / Guggenheim Enhanced Core Bond ETF / BRINKER CAPITAL INC - SC 13G/A Passive Investment SC 13G/A 1 v344707sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 7)* Claymore Exchange - Traded Fund Trust ———————————————————————— (Name of Issuer) Exchange Traded Fund ———————————————————————— (Title of Class of Securities) 18383M209 ———————————————————————— (CUSIP Number) 4/30/13 ——— |
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| April 29, 2013 |
CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe |
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| April 29, 2013 |
Quarterly Schedule of Portfolio Holdings - ETF TRUST 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21906 Claymore Exchange-Traded Fund Trust (Exact name of registrant as specified in charter) 2455 Corporate West Drive, Lisle, IL 60532 (Address of principal executive offices) (Zip code) Amy J. |
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| April 10, 2013 |
GIY / Guggenheim Enhanced Core Bond ETF / BRINKER CAPITAL INC - FORM SC 13G/A Passive Investment SC 13G/A 1 v341019sc13ga.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 7)* Claymore Exchange - Traded Fund Trust (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 18383M605 (CUSIP Number) 3/28/13 (Date of Event Which Requires Filing of this Statement)\ Check the approp |
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| April 9, 2013 |
[DECHERT LLP LETTERHEAD] April 9, 2013 Ms. Kimberly A. Browning Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 RE: CLAYMORE EXCHANGE-TRADED FUND TRUST (THE "FUND;" FILE NOS. 333-134551 & 811-21906) Dear Ms. Browning: I enclose Post-Effective Amendment No. 242 (the "Amendment") to the Fund's registration statement on Form N-1A, to be fil |
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| February 7, 2013 |
GIY / Guggenheim Enhanced Core Bond ETF / BRINKER CAPITAL INC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 7, 2013 |
GIY / Guggenheim Enhanced Core Bond ETF / BRINKER CAPITAL INC - FORM SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 7, 2013 |
GIY / Guggenheim Enhanced Core Bond ETF / BRINKER CAPITAL INC - SC 13G/A Passive Investment SC 13G/A 1 v334296sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 9)* Claymore Exchange - Traded Fund Trust - (Name of Issuer) Exchange Traded Fund - (Title of Class of Securities) 18383M613 - (CUSIP Number) 12/31/12 - (Date of Event Which Requires Filing of this Statement)\ Check the ap |
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| January 29, 2013 |
Quarterly Schedule of Portfolio Holdings - ETF TRUST 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21906 Claymore Exchange-Traded Fund Trust (Exact name of registrant as specified in charter) 2455 Corporate West Drive, Lisle, IL 60532 (Address of principal executive offices) (Zip code) Kevin M. |
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| January 29, 2013 |
Date: January 29, 2013 /s/ Donald C. Cacciapaglia Donald C. Cacciapaglia Chief Executive Officer EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statem |
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| January 9, 2013 |
GIY / Guggenheim Enhanced Core Bond ETF / BRINKER CAPITAL INC - SC 13G/A Passive Investment SC 13G/A 1 v331746sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.8)* Claymore Exchange - Traded Fund Trust - (Name of Issuer) Exchange Traded Fund - (Title of Class of Securities) 18383M613 - (CUSIP Number) 8/28/12 - (Date of Event Which Requires Filing of this Statement)\ Check the appr |
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| January 9, 2013 |
GIY / Guggenheim Enhanced Core Bond ETF / BRINKER CAPITAL INC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| January 9, 2013 |
GIY / Guggenheim Enhanced Core Bond ETF / BRINKER CAPITAL INC - FORM SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| January 9, 2013 |
GIY / Guggenheim Enhanced Core Bond ETF / BRINKER CAPITAL INC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| January 9, 2013 |
GIY / Guggenheim Enhanced Core Bond ETF / BRINKER CAPITAL INC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| January 9, 2013 |
GIY / Guggenheim Enhanced Core Bond ETF / BRINKER CAPITAL INC - FORM SC 13G/A Passive Investment SC 13G/A 1 v331754sc13ga.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 6)* Claymore Exchange - Traded Fund Trust - (Name of Issuer) Exchange Traded Fund - (Title of Class of Securities) 18383M605 - (CUSIP Number) 12/10/12 - (Date of Event Which Requires Filing of this Statement)\ Check t |
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| December 10, 2012 |
SC 13G/A 1 GSY113012a2.htm SCHEDULE 13G AMENDMENT FILING SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Guggenheim Enhanced Short Duration Bond (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 18383M654 (CUSIP Number) November 30, 2012 (Date of Event Which Requires Filing of this Statement) Che |
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| November 13, 2012 |
SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| October 30, 2012 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS Item 3. Exhibits. A separate certification for each principal executive officer and principal financial officer of the registrant as required by Rule 30a-2(a) under the Investment Company Act of 1940 (17 CFR 270.30a-2(a)), is attached hereto. CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Claymore Excha |
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| October 30, 2012 |
Report of Independent Registered Public Accounting Firm EX-99.77B ACCT LTTR 2 ex9977b.htm REPORT OF INDEPENDENT REGISTEREDE PUBLIC ACCOUNTING FIRM Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of Claymore Exchange-Traded Fund Trust In planning and performing our audits of the financial statements of each of the exchange-traded funds of Claymore Exchange-Traded Fund Trust listed in Exhibit A attached h |
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| October 30, 2012 |
Quarterly Schedule of Portfolio Holdings - CLAYMORE ETF TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21906 Claymore Exchange-Traded Fund Trust (Exact name of registrant as specified in charter) 2455 Corporate West Drive, Lisle, IL 60532 (Address of principal executive offices) (Zip code) Kevin M. |
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| July 30, 2012 |
Quarterly Schedule of Portfolio Holdings - ETF TRUST 1 N-Q 1 gug54700etf1-nq.htm ETF TRUST 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21906 Claymore Exchange-Traded Fund Trust (Exact name of registrant as specified in charter) 2455 Corporate West Drive, Lisle, IL 60532 (Address of principal e |
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| July 30, 2012 |
CERTIFICATIONS I, Donald Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| July 26, 2012 |
Report of Independent Registered Public Accounting Firm EX-99.77B ACCT LTTR 2 ex77b.htm REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of Claymore Exchange-Traded Fund Trust In planning and performing our audits of the financial statements of each of the exchange-traded funds of the Claymore Exchange-Traded Fund Trust listed in Exhibit A attached |
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| May 10, 2012 |
GIY / Guggenheim Enhanced Core Bond ETF / BRINKER CAPITAL INC - SC 13G/A Passive Investment SC 13G/A 1 v312549sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4)* Claymore Exchange - Traded Fund Trust (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 18383M209 (CUSIP Number) 3/20/12 (Date of Event Which Requires Filing of this Statement)\ Check the appropriate |
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| April 27, 2012 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Kevin M. Robinson, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements |
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| April 27, 2012 |
Quarterly Schedule of Portfolio Holdings - CLAYMORE ETF TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21906 Claymore Exchange-Traded Fund Trust (Exact name of registrant as specified in charter) 2455 Corporate West Drive, Lisle, IL 60532 (Address of principal executive offices) (Zip code) Kevin M. |
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| April 20, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Claymore Exchange-Traded Fund Trust (Exact Name of Registrant as Specified in Its Charter) Delaware (See Next Page) (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 2 |
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| April 4, 2012 |
GIY / Guggenheim Enhanced Core Bond ETF / BRINKER CAPITAL INC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| March 23, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Claymore Exchange-Traded Fund Trust (Exact Name of Registrant as Specified in Its Charter) Delaware (See Next Page) (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 2 |
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| March 5, 2012 |
GIY / Guggenheim Enhanced Core Bond ETF / BRINKER CAPITAL INC - SC 13G/A Passive Investment SC 13G/A 1 v304773sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 12)* Claymore Exchange - Traded Fund Trust (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 18383M704 (CUSIP Number) 2/24/12 (Date of Event Which Requires Filing of this Statement)\ Check the appropriat |
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| March 5, 2012 |
GIY / Guggenheim Enhanced Core Bond ETF / BRINKER CAPITAL INC - SC 13G/A Passive Investment SC 13G/A 1 v304774sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.7)* Claymore Exchange - Traded Fund Trust (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 18383M613 (CUSIP Number) 2/28/12 (Date of Event Which Requires Filing of this Statement)\ Check the appropriate |
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| February 14, 2012 |
GIY / Guggenheim Enhanced Core Bond ETF / BRINKER CAPITAL INC - FORM SC 13G/A Passive Investment SC 13G/A 1 v301694sc13ga.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4)* Claymore Exchange - Traded Fund Trust (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 18383M605 (CUSIP Number) 12/31/11 (Date of Event Which Requires Filing of this Statement)\ Check the appro |
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| February 14, 2012 |
GIY / Guggenheim Enhanced Core Bond ETF / BRINKER CAPITAL INC - FORM SC 13G/A Passive Investment SC 13G/A 1 v301699sc13ga.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3)* Claymore Exchange - Traded Fund Trust (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 18383M209 (CUSIP Number) 12/31/11 (Date of Event Which Requires Filing of this Statement)\ Check the appro |
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| February 14, 2012 |
GIY / Guggenheim Enhanced Core Bond ETF / BRINKER CAPITAL INC - FORM SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 14, 2012 |
GIY / Guggenheim Enhanced Core Bond ETF / BRINKER CAPITAL INC - FORM SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| January 27, 2012 |
CERTIFICATIONS I, Kevin M. Robinson, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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| January 27, 2012 |
Quarterly Schedule of Portfolio Holdings - ETF TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21906 Claymore Exchange-Traded Fund Trust (Exact name of registrant as specified in charter) 2455 Corporate West Drive, Lisle, IL 60532 (Address of principal executive offices) (Zip code) Kevin M. |
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| January 10, 2012 |
GIY / Guggenheim Enhanced Core Bond ETF / BRINKER CAPITAL INC - FORM SC 13GA Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| January 10, 2012 |
GIY / Guggenheim Enhanced Core Bond ETF / BRINKER CAPITAL INC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| January 10, 2012 |
GIY / Guggenheim Enhanced Core Bond ETF / BRINKER CAPITAL INC - FORM SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| January 10, 2012 |
GIY / Guggenheim Enhanced Core Bond ETF / BRINKER CAPITAL INC - SC 13G/A Passive Investment SC 13G/A 1 v245042sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* Claymore Exchange - Traded Fund Trust (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 18383M605 (CUSIP Number) 12/5/11 (Date of Event Which Requires Filing of this Statement)\ Check the appropriate |
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| May 31, 2011 |
May 31, 2011 Ms. Kimberly A. Browning Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 Re: Claymore Exchange-Traded Fund Trust (File Nos. 333-134551 & 811-21906) Dear Ms. Browning: Thank you for your telephonic comments concerning Post-Effective Amendment No. 98 (the “Amendment”) to the registration statement for Claymore Exchange-Traded |
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| May 6, 2011 |
[DECHERT LLP LETTERHEAD] May 6, 2011 Ms. Kimberly A. Browning Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 RE: CLAYMORE EXCHANGE-TRADED FUND TRUST (THE "FUND;" FILE NOS. 333-134551 & 811-21906) Dear Ms. Browning: I enclose Post-Effective Amendment No. 128 (the "Amendment") to the Fund's registration statement on Form N-1A, to be filed |
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| January 13, 2011 |
CORRESP 1 filename1.htm January 13, 2011 Ms. Kimberly A. Browning Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 Re: Claymore Exchange-Traded Fund Trust (File Nos. 333-134551 & 811-21906) Dear Ms. Browning: Thank you for your telephonic comments concerning Post-Effective Amendment No. 101 (the “Amendment”) to the registration statement |
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| December 8, 2010 |
[DECHERT LETTERHEAD] December 8, 2010 Ms. Kimberly A. Browning Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 RE: CLAYMORE EXCHANGE-TRADED FUND TRUST (THE "FUND;" FILE NOS. 333-134551 & 811-21906) Dear Ms. Browning: I enclose Post-Effective Amendment No. 109 (the "Amendment") to the Fund's registration statement on Form N-1A, to be file |
