Statistik Asas
LEI | 529900RLNSGA90UPEH54 |
CIK | 1374310 |
SEC Filings
SEC Filings (Chronological Order)
August 15, 2025 |
Table 1: Newly Registered Securities Calculation of Filing Fee Tables S-8 Cboe Global Markets, Inc. Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee 1 Equity Common Stock, par value $0.01 per share ("Common Stock") Other 3,000,000 $ 245.52 $ 736,560,000.00 0.000153 |
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August 15, 2025 |
As filed with the Securities and Exchange Commission on August 15, 2025 As filed with the Securities and Exchange Commission on August 15, 2025 Registration No. |
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August 1, 2025 |
For Employees – With Restrictive Covenants Exhibit 10.8 CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT – PERFORMANCE BASED This Restricted Stock Unit Award Agreement (this “Agreement”) is dated effective , (the “Award Date”), and is between Cboe Global Markets, Inc. (the “Corporation”) and Craig S. Donohue (“Participant”). Any term capitalized but not defi |
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August 1, 2025 |
Form of 2025 Restricted Stock Unit Award Agreement with Vesting Dates (filed herewith).* Exhibit 10.9 CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT This Restricted Stock Unit Award Agreement (this “Agreement”) is dated effective (the “Award Date”), and is between Cboe Global Markets, Inc. (the “Corporation”) and (“Participant”). Any term capitalized but not defined in this Agreement will have the meaning set forth in the Second Amended and Re |
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August 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2025 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commissio |
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August 1, 2025 |
For Employees – With Restrictive Covenants Exhibit 10.4 CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT – PERFORMANCE BASED This Restricted Stock Unit Award Agreement (this “Agreement”) is dated effective (the “Award Date”), and is between Cboe Global Markets, Inc. (the “Corporation”) and Craig S. Donohue (“Participant”). Any term capitalized but not define |
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August 1, 2025 |
For Employees – With Restrictive Covenants Exhibit 10.7 CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT – PERFORMANCE BASED This Restricted Stock Unit Award Agreement (this “Agreement”) is dated effective (the “Award Date”), and is between Cboe Global Markets, Inc. (the “Corporation”) and Craig S. Donohue (“Participant”). Any term capitalized but not define |
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August 1, 2025 |
For Employees – With Restrictive Covenants Exhibit 10.5 CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT – PERFORMANCE BASED This Restricted Stock Unit Award Agreement (this “Agreement”) is dated effective , (the “Award Date”), and is between Cboe Global Markets, Inc. (the “Corporation”) and Craig S. Donohue (“Participant”). Any term capitalized but not defi |
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August 1, 2025 |
Cboe Global Markets Reports Results for Second Quarter 2025 Exhibit 99.1 News Release Page 1 of 15 Cboe Global Markets Reports Results for Second Quarter 2025 Second Quarter Highlights* •Diluted EPS for the Quarter of $2.23, Up 68 percent, primarily due to the non-recurring 2024 impairment of intangible assets recognized in the Digital reporting unit •Adjusted Diluted EPS¹ for the Quarter of $2.46, Up 14 percent •Record Net Revenue for the Quarter of $587. |
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August 1, 2025 |
Form of 2025 Sign-On Restricted Stock Unit Award Agreement for Craig S. Donohue (3 Exhibit 10.6 CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT This Restricted Stock Unit Award Agreement (this “Agreement”) is dated effective (the “Award Date”), and is between Cboe Global Markets, Inc. (the “Corporation”) and Craig S. Donohue (“Participant”). Any term capitalized but not defined in this Agreement will have the meaning set forth in the Seco |
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August 1, 2025 |
Exhibit 10.2 May 1, 2025 Cboe Global Markets, Inc. 433 West Van Buren Street Chicago, IL 60607 Attention: Chairman of the Board and the Corporate Secretary Ladies and Gentlemen: The undersigned acknowledges and agrees that, unless earlier revoked in writing by the undersigned: (i)effective as of May 7, 2025, the undersigned hereby resigns as an officer of Cboe Global Markets, Inc. (“Cboe”) pursuan |
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August 1, 2025 |
Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (“Agreement”) is made and entered into as of this May 1, 2025, by and between CBOE GLOBAL MARKETS, INC. (“Cboe” and, unless indicated otherwise, referred to herein together with its subsidiaries as “Employer”) and Craig S. Donohue (“Employee”) to be effective as of Employee’s first day of employment with Employer on May 7, 2025 (the “Effe |
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August 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34774 Cbo |
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August 1, 2025 |
Form of 2025 Annual Restricted Stock Unit Award Agreement for Craig S. Donohue (filed herewith).* Exhibit 10.3 CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT This Restricted Stock Unit Award Agreement (this “Agreement”) is dated effective (the “Award Date”), and is between Cboe Global Markets, Inc. (the “Corporation”) and Craig S. Donohue (“Participant”). Any term capitalized but not defined in this Agreement will have the meaning set forth in the Seco |
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July 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 14, 2025 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commission |
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June 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 24, 2025 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commission |
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June 27, 2025 |
Exhibit 10.1 CONFORMED COPY AMENDMENT AND RESTATEMENT AGREEMENT relating to a facility agreement originally dated 1 July 2020, as amended and restated on 1 July 2021, 30 June 2022, 29 June 2023 and 28 June 2024. Dated 24 June 2025 for CBOE CLEAR EUROPE N.V. with CBOE GLOBAL MARKETS, INC. as the Guarantor with BANK OF AMERICA EUROPE DAC acting as Co-ordinator and Facility Agent and CITIBANK N.A., L |
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May 28, 2025 |
Exhibit 10.1 433 W Van Buren St. cboe.com Chicago, IL 60607 United States May 27, 2025 David Howson [***Personally identifiable information omitted***] Re: Resignation from Cboe Global Markets, Inc. Dear Dave: This letter agreement (this “Agreement”) sets forth our mutual agreement concerning your resignation as Executive Vice President, Global President of Cboe Global Markets, Inc. (“Cboe” or the |
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May 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2025 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commission |
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May 28, 2025 |
Cboe Global Markets Announces Departure of Global President Dave Howson Exhibit 99.1 cboe.com MEDIA RELEASE Cboe Global Markets Announces Departure of Global President Dave Howson · Dave Howson, Global President, departing company to return to UK · Cathy Clay, EVP and Global Head of Derivatives, and Chris Isaacson, EVP and Chief Operating Officer, expand global leadership roles CHICAGO, May 28, 2025 – Cboe Global Markets, Inc. (Cboe: CBOE), the world's leading derivat |
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May 7, 2025 |
Third Amended and Restated Cboe Global Markets, Inc. Long-Term Incentive Plan (filed herewith).* Exhibit 10.1 THIRD AMENDED AND RESTATED CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN (Amended and Restated Effective May 6, 2025) Cboe Global Markets, Inc. (f/k/a CBOE Holdings, Inc.) has established this Third Amended and Restated Cboe Global Markets, Inc. Long- Term Incentive Plan to provide an additional inducement for Eligible Individuals to provide services to the Corporation or an Affi |
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May 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2025 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commission F |
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May 2, 2025 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2025 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commission F |
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May 2, 2025 |
Cboe Global Markets Reports Results for First Quarter 2025 Exhibit 99.1 News Release Page 1 of 15 Cboe Global Markets Reports Results for First Quarter 2025 First Quarter Highlights* •Record Diluted EPS for the Quarter of $2.37, Up 21 percent •Record Adjusted Diluted EPS¹ for the Quarter of $2.50, Up 16 percent •Record Net Revenue for the Quarter of $565.2 million, Up 13 percent •Increases 2025 Organic Total Net Revenue Growth Target2 to mid to high singl |
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May 2, 2025 |
Amendment No. 25 to the S&P License Agreement and Amendment No. 7 to the 2006 DJI OPCO License Agreement Page 1 of 6 Exhibit 10.1 EXECUTION VERSION AMENDMENT NO. 25 TO THE S&P LICENSE AGREEMENT AND AMENDMENT NO. 7 TO THE 2006 DJI OPCO LICENSE AGREEMENT This Amendment No. 25 (“Amendment No. 25”), effective as of February 21, 2025 (“Amendment Effective Date”) to the Restated License Agreement dated |
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May 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34774 Cb |
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May 1, 2025 |
Cboe Global Markets Appoints Craig Donohue as New CEO Exhibit 99.1 cboe.com MEDIA RELEASE Cboe Global Markets Appoints Craig Donohue as New CEO CHICAGO, May 1, 2025 – Cboe Global Markets, Inc. (Cboe: CBOE), the world's leading derivatives and securities exchange network, today announced that its Board of Directors has appointed longtime global financial markets executive Craig S. Donohue as the company’s new Chief Executive Officer and a member of th |
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May 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2025 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commission F |
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April 3, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [x] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by |
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February 21, 2025 |
Form of 2025 Restricted Stock Unit Award Agreement (for Executive Officers) (filed herewith).* Exhibit 10.73 For Employees – With Restrictive Covenants CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT This Restricted Stock Unit Award Agreement (this “Agreement”) is dated effective (the “Award Date”), and is between Cboe Global Markets, Inc. (the “Corporation”) and (“Participant”). Any term capitalized but not defined in this Agreement will have the me |
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February 21, 2025 |
Exhibit 10.74 For Employees – With Restrictive Covenants CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT – PERFORMANCE BASED This Restricted Stock Unit Award Agreement (this “Agreement”) is dated effective (the “Award Date”), and is between Cboe Global Markets, Inc. (the “Corporation”) and (“Participant”). Any term capitalized but not defined in this Agreem |
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February 21, 2025 |
Exhibit 10.76 For Employees – With Restrictive Covenants CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT – PERFORMANCE BASED This Restricted Stock Unit Award Agreement (this “Agreement”) is dated effective , (the “Award Date”), and is between Cboe Global Markets, Inc. (the “Corporation”) and (“Participant”). Any term capitalized but not defined in this Agre |
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February 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34774 Cboe Gl |
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February 21, 2025 |
Subsidiaries of Cboe Global Markets, Inc. (filed herewith). Exhibit 21.1 SUBSIDIARIES OF CBOE GLOBAL MARKETS, INC. AS OF DECEMBER 31, 2024 Name of Subsidiary Jurisdiction of Organization BIDS Holdings L.P. Delaware Cboe Ascent Holdings, LLC Delaware Cboe Bats, LLC Delaware Cboe BZX Exchange, Inc. Delaware Cboe C2 Exchange, Inc. Delaware Cboe Canada Inc. Ontario Cboe Clear Europe N.V. Netherlands Cboe EDGX Exchange, Inc. Delaware Cboe Europe B.V. Netherland |
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February 21, 2025 |
Form of 2025 Restricted Stock Unit Award Agreement (earnings per share) (filed herewith).* Exhibit 10.75 For Employees – With Restrictive Covenants CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT – PERFORMANCE BASED This Restricted Stock Unit Award Agreement (this “Agreement”) is dated effective , (the “Award Date”), and is between Cboe Global Markets, Inc. (the “Corporation”) and (“Participant”). Any term capitalized but not defined in this Agre |
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February 21, 2025 |
Form of 2025 Restricted Stock Unit Award Agreement for Fredric J. Tomczyk (filed herewith).* Exhibit 10.79 CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT This Restricted Stock Unit Award Agreement (this “Agreement”) is dated effective (the “Award Date”), and is between Cboe Global Markets, Inc. (the “Corporation”) and Fredric John Tomczyk (“Participant”). Any term capitalized but not defined in this Agreement will have the meaning set forth in the |
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February 21, 2025 |
Exhibit 10.77 For Employees – With Restrictive Covenants CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT – PERFORMANCE BASED This Restricted Stock Unit Award Agreement (this “Agreement”) is dated effective , (the “Award Date”), and is between Cboe Global Markets, Inc. (the “Corporation”) and (“Participant”). Any term capitalized but not defined in this Agre |
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February 21, 2025 |
Form of Restricted Stock Unit Award Agreement (for Non-employee CDN Directors) (filed herewith).* Exhibit 10.72 (For Non-Employee Directors – CDN defer) CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT This RESTRICTED STOCK UNIT AWARD AGREEMENT (the “Agreement”) is dated effective (the “Award Date”), and is between Cboe Global Markets, Inc. (the “Corporation”) and (“Participant”). Any term capitalized but not defined in this Agreement will have the meani |
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February 21, 2025 |
Exhibit 10.71 (For Non-Employee Directors - all US and CDN no defer) CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT This RESTRICTED STOCK UNIT AWARD AGREEMENT (the “Agreement”) is dated effective (the “Award Date”), and is between Cboe Global Markets, Inc. (the “Corporation”) and (“Participant”). Any term capitalized but not defined in this Agreement will |
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February 21, 2025 |
Exhibit 10.78 For Employees– 3 Year Cliff With Restrictive Covenants Without Retirement Vesting CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT This Restricted Stock Unit Award Agreement (this “Agreement”) is dated effective (the “Award Date”), and is between Cboe Global Markets, Inc. (the “Corporation”) and (“Participant”). Any term capitalized but not def |
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February 21, 2025 |
Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 Exhibit 4.8 Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 As of December 31, 2024, Cboe Global Markets, Inc. (“Cboe Global Markets”) had one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): voting common stock, par value $0.01 per share. DESCRIPTION OF CBOE GLOBAL MARKETS CA |
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February 21, 2025 |
Cboe Global Markets, Inc. and Subsidiaries Insider Trading Policy (filed herewith). Exhibit 19.1 PURPOSE1 SCOPE2 PROHIBITED ACTIVITIES2 MATERIAL, NON-PUBLIC INFORMATION3 PLEDGES AND MARGIN LOANS4 OTHER TRANSACTIONS4 TRADING IN DERIVATIVE SECURITIES4 SHORT SALES4 BLACKOUT PERIODS5 I. II. TRANSACTION PRE-APPROVALS5 EXCEPTIONS TO APPLICATION OF THIS POLICY5 I. II. Employee Benefit Plans5 Rule 10b5-1 Plans6 SECTION 16 INSIDER REPORTING OBLIGATIONS7 FORM 144 REPORTS8 REPORTING OF VIOL |
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February 7, 2025 |
Cboe Global Markets Reports Results for Fourth Quarter 2024 and Full Year Exhibit 99.1 News Release Page 1 of 14 Cboe Global Markets Reports Results for Fourth Quarter 2024 and Full Year Fourth Quarter and Full Year Highlights* •Diluted EPS for the Quarter of $1.86, Down 6 percent; Diluted EPS for the Full Year of $7.21, Up 1 percent •Adjusted Diluted EPS¹ for the Quarter of $2.10, Up 2 percent; Adjusted Diluted EPS¹ for the Full Year of $8.61, Up 10 percent •Net Revenu |
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February 7, 2025 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2025 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commiss |
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December 5, 2024 |
Amended and Restated Bylaws, incorporated by reference to Exhibit 3.1 to the Company’s Exhibit 3.1 EIGHTH AMENDED AND RESTATED BYLAWS OF CBOE GLOBAL MARKETS, INC. ARTICLE 1—OFFICES 1.1 Registered Offices. The registered office of Cboe Global Markets, Inc. (the “Corporation”) in the State of Delaware shall be located at Corporation Trust Center, 1209 Orange Street, in the City of Wilmington, County of New Castle, Delaware 19801. The name of the Corporation’s registered agent at such |
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December 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 29, 2024 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 |
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December 4, 2024 |
Eighth Amended and Restated Bylaws of Cboe Global Markets, Inc., effective as of November 29, 2024 Exhibit 3.1 EIGHTH AMENDED AND RESTATED BYLAWS OF CBOE GLOBAL MARKETS, INC. ARTICLE 1—OFFICES 1.1 Registered Offices. The registered office of Cboe Global Markets, Inc. (the “Corporation”) in the State of Delaware shall be located at Corporation Trust Center, 1209 Orange Street, in the City of Wilmington, County of New Castle, Delaware 19801. The name of the Corporation’s registered agent at such |
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December 4, 2024 |
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 29, 2024 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commis |
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November 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-3477 |
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November 1, 2024 |
Plan Number: 44315ECM NQ 2007 AA (07/2007) © 2007 Fidelity Management & Research Company Exhibit 10. |
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November 1, 2024 |
Cboe Global Markets Deferred Compensation Plan ( Plan Number: 44315ECM NQ 2007 AA (07/2007) © 2007 Fidelity Management & Research Company Exhibit 10. |
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November 1, 2024 |
Cboe Global Markets Reports Results for Third Quarter 2024 Exhibit 99.1 News Release Page 1 of 14 Cboe Global Markets Reports Results for Third Quarter 2024 Third Quarter Highlights* •Diluted EPS for the Quarter of $2.07, Up 6 percent •Record Adjusted Diluted EPS¹ for the Quarter of $2.22, Up 8 percent •Record Net Revenue for the Quarter of $532.0 million, Up 11 percent •Increases Organic Total Net Revenue Growth2 Range for 2024 to 7 to 9 percent, from 6 |
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November 1, 2024 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2024 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commiss |
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November 1, 2024 |
EXHIBIT 10.3 CERTAIN CONFIDENTIAL INFORMATION (MARKED BY BRACKETS AS “[*confidential treatment requested*]”) HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. EXECUTION VERSION Amendment No. 24 to the License Agreement This Amendment No. 24 (“Amendment No. 24”), effective as of September 1, 2024, (“Amendment Effec |
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August 2, 2024 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2024 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commissio |
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August 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34774 Cbo |
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August 2, 2024 |
Cboe Global Markets Reports Results for Second Quarter 2024 Exhibit 99.1 1 of 12 News Release Page 1 of 14 Cboe Global Markets Reports Results for Second Quarter 2024 Second Quarter Highlights* ● Diluted EPS for the Quarter of $1.33, Down 15 percent, primarily due to the impairment of intangible assets recognized in the Digital reporting unit ● Adjusted Diluted EPS¹ for the Quarter of $2.15, Up 21 percent, which ties the quarterly record from the first qua |
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August 2, 2024 |
Exhibit 10.1 CERTAIN CONFIDENTIAL INFORMATION (MARKED BY BRACKETS AS “[*confidential treatment requested*]”) HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. Amendment no. 23 to license agreement This Amendment No. 23 (“Amendment No. 23”), effective as of May 31, 2024, (“Amendment Effective Date”) to the Restated |
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June 28, 2024 |
Exhibit 10.1 EXECUTION VERSION AMENDMENT AND RESTATEMENT AGREEMENT relating to a facility agreement originally dated 1 July 2020, as amended and restated on 1 July 2021, 30 June 2022 and 29 June 2023. Dated 25 June 2024 for CBOE CLEAR EUROPE N.V. with CBOE GLOBAL MARKETS, INC. as the Guarantor with BANK OF AMERICA EUROPE DAC acting as Co-ordinator and Facility Agent and CITIBANK N.A., LONDON BRANC |
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June 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2024 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commission |
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May 20, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2024 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commission |
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May 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34774 Cb |
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May 3, 2024 |
Cboe Global Markets Reports Results for First Quarter 2024 Exhibit 99.1 1 of 12 News Release Page 1 of 13 Cboe Global Markets Reports Results for First Quarter 2024 First Quarter Highlights* ● Diluted EPS for the Quarter of $1.96, Up 20 percent ● Adjusted Diluted EPS¹ for the Quarter of $2.15, Up 13 percent ● Record Net Revenue for the Quarter of $502.1 million, Up 7 percent ● Anticipates Higher End of Organic Total Net Revenue Growth2 Range of 5 to 7 per |
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May 3, 2024 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2024 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commission F |
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April 16, 2024 |
Cboe Global Markets, Inc. (CBOE) Cboe Global Markets, Inc. (CBOE) Shareholder Alert Voluntary submission by John Chevedden, POB 2673, Redondo Beach, CA 90278 Cboe Shareholder since 2020 Important to Vote for Proposal 5 and Against Proposal 4 Both Are Advisory Proposals on the Special Shareholder Meeting Topic The vague management Proposal 4 has the potential to be a bait and switch proposal. The vague Proposal 4 fails to include |
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April 4, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ◻ Check the appropriate box: ◻ Preliminary Proxy Statement ◻ Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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March 15, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ◻ Check the appropriate box: ☒ Preliminary Proxy Statement ◻ Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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February 16, 2024 |
Exhibit 10.94 For Employees– 3 Year Cliff With Restrictive Covenants Without Retirement Vesting CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN Restricted Stock Unit Award Agreement This Restricted Stock Unit Award Agreement (this “Agreement”) is dated effective (the “Award Date”), and is between Cboe Global Markets, Inc. (the “Corporation”) and (“Participant”). Any term capitalized but not def |
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February 16, 2024 |
Cboe Global Markets, Inc. Director Equity Deferral Plan, as amended and restated (filed herewith).* Exhibit 10.55 Cboe Confidential Cboe Global Markets, Inc. Director Equity Deferral Plan As Amended and Restated Effective December 14, 2023 Cboe Global Markets, Inc. has established this Cboe Global Markets, Inc. Director Equity Deferral Plan (the “Plan”) to permit non-employee members of the Board of Directors of Cboe Global Markets, Inc. (the “Corporation”) and its Affiliates to defer their rest |
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February 16, 2024 |
Form of 2024 Restricted Stock Unit Award Agreement (for Executive Officers) (filed herewith).* Exhibit 10.89 For Employees – With Restrictive Covenants CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN Restricted Stock Unit Award Agreement This Restricted Stock Unit Award Agreement (this “Agreement”) is dated effective (the “Award Date”), and is between Cboe Global Markets, Inc. (the “Corporation”) and (“Participant”). Any term capitalized but not defined in this Agreement will have the me |
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February 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34774 Cboe Gl |
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February 16, 2024 |
Form of Second Amended and Restated Director Indemnification Agreement (filed herewith). Exhibit 10.32 DIRECTOR INDEMNIFICATION AGREEMENT THIS AMENDED AND RESTATED DIRECTOR INDEMNIFICATION AGREEMENT (this “Agreement”) is made as of , 20 by and between Cboe Global Markets, Inc., a Delaware corporation (the “Corporation”), and (“Indemnitee”). RECITALS WHEREAS, highly competent persons have become more reluctant to serve publicly-held companies as directors or in other capacities unless |
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February 16, 2024 |
Exhibit 10.93 For Employees – With Restrictive Covenants CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN Restricted Stock Unit Award Agreement – Performance Based This Restricted Stock Unit Award Agreement (this “Agreement”) is dated effective , (the “Award Date”), and is between Cboe Global Markets, Inc. (the “Corporation”) and (“Participant”). Any term capitalized but not defined in this Agre |
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February 16, 2024 |
Exhibit 10.90 For Employees – With Restrictive Covenants CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN Restricted Stock Unit Award Agreement – Performance Based This Restricted Stock Unit Award Agreement (this “Agreement”) is dated effective (the “Award Date”), and is between Cboe Global Markets, Inc. (the “Corporation”) and (“Participant”). Any term capitalized but not defined in this Agreem |
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February 16, 2024 |
Exhibit 10.92 For Employees – With Restrictive Covenants CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN Restricted Stock Unit Award Agreement – Performance Based This Restricted Stock Unit Award Agreement (this “Agreement”) is dated effective (the “Award Date”), and is between Cboe Global Markets, Inc. (the “Corporation”) and (“Participant”). Any term capitalized but not defined in this Agreem |
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February 16, 2024 |
Exhibit 10.34 November 30, 2023 To: Fredric Tomczyk Re: Relocation to Chicago – Relocation Repayment Agreement Dear Fred, This letter agreement serves to summarize the agreement between Cboe Global Markets, Inc. (“Cboe” or the “Company”), including its subsidiaries and affiliates, and you as it relates to certain relocation assistance benefits being extended to you or others under Cboe’s relocatio |
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February 16, 2024 |
Cboe Global Markets, Inc. Executive Officer Incentive Compensation Clawback Policy (filed herewith). Exhibit 97.1 Cboe Global Markets, Inc. Executive Officer Incentive Compensation Clawback Policy Table of Contents Purpose1 Administration/Applicability/Scope2 Definitions2 Recoupment Upon an Accounting Restatement3 Method Of Recoupment3 Notice4 Impracticability4 No Indemnification or Insurance4 Modification4 Other Recoupment Rights5 Successors5 Disclosure5 Change of Listing5 Document |
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February 16, 2024 |
Subsidiaries of Cboe Global Markets, Inc. (filed herewith). Exhibit 21.1 SUBSIDIARIES OF CBOE GLOBAL MARKETS, INC. AS OF DECEMBER 31, 2023 Name of Subsidiary Jurisdiction of Organization Cboe Bats, LLC Delaware Cboe Clear Europe N.V. Netherlands Cboe Exchange, Inc. Delaware Cboe Services Company Delaware Cboe Worldwide Holdings Limited United Kingdom Omicron Acquisition Corp. Delaware The above is a list of Cboe Global Markets, Inc.’s subsidiaries as of De |
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February 16, 2024 |
Form of 2024 Restricted Stock Unit Award Agreement (earnings per share) (filed herewith).* Exhibit 10.91 For Employees – With Restrictive Covenants CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN Restricted Stock Unit Award Agreement – Performance Based This Restricted Stock Unit Award Agreement (this “Agreement”) is dated effective , (the “Award Date”), and is between Cboe Global Markets, Inc. (the “Corporation”) and (“Participant”). Any term capitalized but not defined in this Agre |
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February 13, 2024 |
CBOE / Cboe Global Markets, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0559-cboeglobalmarketsinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)* Name of issuer: Cboe Global Markets Inc Title of Class of Securities: Common Stock CUSIP Number: 12503M108 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to |
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February 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2024 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commiss |
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February 2, 2024 |
Cboe Global Markets Reports Results for Fourth Quarter 2023 and Full Year Exhibit 99.1 1 of 12 News Release Page 1 of 14 Cboe Global Markets Reports Results for Fourth Quarter 2023 and Full Year Fourth Quarter and Full Year Highlights* ● Diluted EPS for the Quarter of $1.98, Up 33 percent; Record Diluted EPS for the Full Year of $7.13, Up 226 percent ● Adjusted Diluted EPS¹ for the Quarter of $2.06, Up 14 percent; Record Adjusted Diluted EPS¹ for the Full Year of $7.80, |
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February 2, 2024 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2024 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commiss |
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November 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2023 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commiss |
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November 3, 2023 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2023 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commiss |
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November 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-3477 |
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November 3, 2023 |
Cboe Global Markets Reports Results for Third Quarter 2023 Exhibit 99.1 1 of 12 News Release Page 1 of 13 Cboe Global Markets Reports Results for Third Quarter 2023 Third Quarter Highlights* ● Diluted EPS for the Quarter of $1.95, Up 38 percent ● Record Adjusted Diluted EPS¹ for the Quarter of $2.06, Up 18 percent ● Record Net Revenue for the Quarter of $480.5 million, Up 9 percent ● Reaffirms High End of Organic Total Net Revenue Growth2 Range of 7 to 9 |
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November 3, 2023 |
Exhibit 10.4 CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN Restricted Stock Unit Award Agreement This Restricted Stock Unit Award Agreement (this “Agreement”) is dated effective October 12, 2023 (the “Award Date”), and is between Cboe Global Markets, Inc. (the “Corporation”) and Fredric John Tomczyk (“Participant”). Any term capitalized but not defined in this Agreement will have the meaning |
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September 19, 2023 |
Exhibit 10.2 September 18, 2023 Fredric Tomczyk Via email RE: Offer Letter from Cboe Global Markets, Inc. Dear Fred, I am very pleased to confirm our offer employment with Cboe Global Markets, Inc. (the “Company”). This offer letter (this “Offer Letter”) details the terms and conditions that govern your employment as Chief Executive Officer of the Company effective September 18, 2023. Position You |
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September 19, 2023 |
Exhibit 10.1 433 W Van Buren St. Chicago, Ill 60607 United States cboe.com September 18, 2023 Edward T. Tilly Via email RE: Upcoming Resignation from Cboe Global Markets, Inc. Dear Edward, This letter agreement (this “Letter Agreement”) confirms your resignation from your position as Chief Executive Officer of Cboe Global Markets, Inc. (the “Company”) effective Monday, September 18, 2023 (the “Res |
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September 19, 2023 |
Exhibit 10.3 FIRST AMENDMENT TO AMENDED & RESTATED CBOE GLOBAL MARKETS, INC. EXECUTIVE SEVERANCE PLAN This First Amendment (this “Amendment”) to the Cboe Global Markets, Inc. Executive Severance Plan, dated January 1, 2011 and as further amended and restated February 11, 2021 (the “Plan”), is hereby made and entered into by Cboe Global Markets, Inc. (the “Corporation”), effective as of September 1 |
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September 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 18, 2023 Date of Report (Date of earliest event reported) Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34774 20-5446972 (State or Other Jurisdiction of Incorporation) (Commis |
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September 19, 2023 |
Cboe Global Markets Announces Leadership Transition Exhibit 99.1 News Release Page 1 of 3 Cboe Global Markets Announces Leadership Transition · Fredric J. Tomczyk, current member of Cboe Global Markets Board of Directors, and former President and Chief Executive Officer of TD Ameritrade Holding Corporation, named CEO · Edward T. Tilly resigns as Chairman and CEO of Cboe Global Markets · William M. Farrow, III, currently Lead Director, named non-exe |
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September 13, 2023 |
September 13, 2023 Ms. Madeleine Mateo and Ms. Jennifer Angelini United States Securities and Exchange Commission Division of Corporation Finance Office of Finance 100 F Street, N.E. Washington, D.C. 20549-0405 Re: Cboe Global Markets, Inc. Form 10-K for fiscal year ended December 31, 2022 Response Dated August 16, 2023 File No. 001-34774 Dear Ms. Mateo and Ms. Angelini: On behalf of Cboe Global M |
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August 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2023 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commissi |
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August 18, 2023 |
Exhibit 10.1 For Employees – With Restrictive Covenants CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN Restricted Stock Unit Award Agreement This Restricted Stock Unit Award Agreement (this “Agreement”) is dated effective (the “Award Date”), and is between Cboe Global Markets, Inc. (the “Corporation”) and (“Participant”). Any term capitalized but not defined in this Agreement will have the mea |
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August 18, 2023 |
Exhibit 10.2 For Employees – 3 Year Cliff With Restrictive Covenants Without Retirement Vesting CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN Restricted Stock Unit Award Agreement This Restricted Stock Unit Award Agreement (this “Agreement”) is dated effective (the “Award Date”), and is between Cboe Global Markets, Inc. (the “Corporation”) and (“Participant”). Any term capitalized but not def |
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August 16, 2023 |
August 16, 2023 Ms. Madeleine Mateo and Ms. Jennifer Angelini United States Securities and Exchange Commission Division of Corporation Finance Office of Finance 100 F Street, N.E. Washington, D.C. 20549-0405 Re: Cboe Global Markets, Inc. Form 10-K for fiscal year ended December 31, 2022 Filed February 17, 2023 File No. 001-34774 Dear Ms. Mateo and Ms. Angelini: On behalf of Cboe Global Markets, In |
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August 4, 2023 |
Cboe Global Markets Reports Results for Second Quarter 2023 Exhibit 99.1 1 of 12 News Release Page 1 of 13 Cboe Global Markets Reports Results for Second Quarter 2023 Second Quarter Highlights* ● Diluted EPS for the Quarter of $1.57 ● Adjusted Diluted EPS¹ for the Quarter of $1.78, Up 7 percent ● Net Revenue for the Quarter of $467.1 million, Up 10 percent ● Anticipates Higher End of Organic Total Net Revenue Growth2 Range of 7 to 9 percent in 2023; Reaffi |
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August 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34774 Cbo |
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August 4, 2023 |
CERTAIN CONFIDENTIAL INFORMATION (MARKED BY BRACKETS AS “[*confidential treatment requested*]”) HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. |
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August 4, 2023 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2023 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commissio |
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July 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2023 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commission |
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July 6, 2023 |
Cboe Global Markets Promotes Jill Griebenow to Chief Financial Officer Exhibit 99.1 News Release For Immediate Release, Page 1 of 3 Cboe Global Markets Promotes Jill Griebenow to Chief Financial Officer · Jill Griebenow, Senior Vice President, Chief Accounting Officer, appointed to serve as Executive Vice President, CFO, Treasurer and Chief Accounting Officer effective July 10, 2023 · Current CFO Brian Schell departing company to pursue new opportunity CHICAGO – Jul |
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July 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2023 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commission |
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July 5, 2023 |
Exhibit 10.1 EXECUTION VERSION AMENDMENT AND RESTATEMENT AGREEMENT relating to a facility agreement originally dated 1 July 2020, as amended and restated on 1 July 2021 and 30 June 2022. Dated 29 June 2023 for CBOE CLEAR EUROPE N.V. with CBOE GLOBAL MARKETS, INC. as the Guarantor with BANK OF AMERICA EUROPE DAC acting as Co-ordinator and Facility Agent and CITIBANK N.A., LONDON BRANCH acting as Se |
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May 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2023 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commission |
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May 5, 2023 |
Cboe Global Markets Reports Record Results for First Quarter 2023 Exhibit 99.1 1 of 12 News Release Page 1 of 13 Cboe Global Markets Reports Record Results for First Quarter 2023 First Quarter Highlights* ● Diluted EPS for the Quarter of $1.63, Up 60 percent ● Record Adjusted Diluted EPS¹ for the Quarter of $1.90, Up 10 percent ● Record Net Revenue for the Quarter of $471.4 million, Up 13 percent ● Reaffirmed Organic Total Net Revenue Growth Target2 for 2023 of |
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May 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34774 Cb |
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May 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2023 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commission F |
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March 31, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ◻ Check the appropriate box: ◻ Preliminary Proxy Statement ◻ Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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February 17, 2023 |
Exhibit 10.86 For Employees – With Restrictive Covenants CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN Restricted Stock Unit Award Agreement – Performance Based This Restricted Stock Unit Award Agreement (this “Agreement”) is dated effective (the “Award Date”), and is between Cboe Global Markets, Inc. (the “Corporation”) and (“Participant”). Any term capitalized but not defined in this Agreem |
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February 17, 2023 |
Exhibit 10.57 (For Non-Employee Directors – CDN defer) CBOE Global Markets, INC. LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT This RESTRICTED STOCK UNIT AWARD AGREEMENT (the “Agreement”) is dated effective (the “Award Date”), and is between Cboe Global Markets, Inc. (the “Corporation”) and (“Participant”). Any term capitalized but not defined in this Agreement will have the meani |
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February 17, 2023 |
Exhibit 10.83 For Employees – With Restrictive Covenants CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN Restricted Stock Unit Award Agreement This Restricted Stock Unit Award Agreement (this “Agreement”) is dated effective (the “Award Date”), and is between Cboe Global Markets, Inc. (the “Corporation”) and (“Participant”). Any term capitalized but not defined in this Agreement will have the me |
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February 17, 2023 |
Exhibit 10.85 For Employees – With Restrictive Covenants CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN Restricted Stock Unit Award Agreement – Performance Based This Restricted Stock Unit Award Agreement (this “Agreement”) is dated effective , (the “Award Date”), and is between Cboe Global Markets, Inc. (the “Corporation”) and (“Participant”). Any term capitalized but not defined in this Agre |
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February 17, 2023 |
Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) ¨ Computershare Trust Company, National Association (Exact name of trustee as specified in its charter) N |
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February 17, 2023 |
Form T-1 Statement of Eligibility of Deutsche Bank Trust Company Americas, as trustee Exhibit 25.2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) DEUTSCHE BANK TRUST COMPANY AMERICAS (formerly BANKERS TRUST COMPANY) (Exact name of trustee as specified |
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February 17, 2023 |
Exhibit 10.45 1.01 PLAN INFORMATION (a)Name of Plan: This is the Cboe Global Markets Supplemental Retirement Plan (the “Plan”). (b)Plan Status (Check one.): (1)Adoption Agreement effective date: 01/01/2009 (2)The Adoption Agreement effective date is (Check (A) or check and complete (B)): (A) ☐A new Plan effective date. (B) ☒An amendment and restatement of the Plan. The original effective date of t |
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February 17, 2023 |
Exhibit 10.41 1.01 PLAN INFORMATION (a)Name of Plan: This is the Cboe Global Markets Executive Retirement Plan (the “Plan”). (b)Plan Status (Check one.): (1)Adoption Agreement effective date: 01/01/2009 (2)The Adoption Agreement effective date is (Check (A) or check and complete (B)): (A) ☐A new Plan effective date. (B) ☒An amendment and restatement of the Plan. The original effective date of the |
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February 17, 2023 |
Exhibit 10.87 For Employees – With Restrictive Covenants CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN Restricted Stock Unit Award Agreement – Performance Based This Restricted Stock Unit Award Agreement (this “Agreement”) is dated effective , (the “Award Date”), and is between Cboe Global Markets, Inc. (the “Corporation”) and (“Participant”). Any term capitalized but not defined in this Agre |
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February 17, 2023 |
Exhibit 10.48 The CORPORATE plan for RetirementSM EXECUTIVE PLAN Adoption Agreement IMPORTANT NOTE This document has not been approved by the Department of Labor, the Internal Revenue Service, or any other governmental entity. An Employer must determine whether the plan is subject to the Federal securities laws and the securities laws of the various states. An Employer may not rely on this documen |
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February 17, 2023 |
Exhibit 4.4 INDENTURE between CBOE GLOBAL MARKETS, INC., as Issuer and DEUTSCHE BANK TRUST COMPANY AMERICAS, as Trustee Dated as of [], [] Providing for the Issuance of Debt Securities in Series CBOE GLOBAL MARKETS, INC. Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of [], [] Trust Indenture Act Section Indenture Section Sec. 310(a)(1) 607 (a)(2) (a)(5) 607 607 |
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February 17, 2023 |
Exhibit 10.53 Cboe Confidential Cboe Global Markets, Inc. Director Equity Deferral Plan Cboe Global Markets, Inc. has established this Cboe Global Markets, Inc. Director Equity Deferral Plan (the “Plan”) to permit non-employee members of the Board of Directors of Cboe Global Markets, Inc. (the “Corporation”) and its Affiliates to defer their restricted stock unit awards granted under the Second Am |
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February 17, 2023 |
Exhibit 10.56 (For Non-Employee Directors - all US and CDN no defer) CBOE Global Markets, INC. LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT This RESTRICTED STOCK UNIT AWARD AGREEMENT (the “Agreement”) is dated effective (the “Award Date”), and is between Cboe Global Markets, Inc. (the “Corporation”) and (“Participant”). Any term capitalized but not defined in this Agreement will |
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February 17, 2023 |
Exhibit 107 Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered(1)(2) Proposed Maximum Offering Price Per Unit(1)(2) Maximum Aggregate Offering Price(1)(2) Fee Rate(3) Amount of Registration Fee(3) Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to Be Paid Equity Common Stock, par value $0. |
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February 17, 2023 |
As filed with the Securities and Exchange Commission on February 17, 2023 S-3ASR 1 tm236703-1s3asr.htm S-3ASR TABLE OF CONTENTS As filed with the Securities and Exchange Commission on February 17, 2023 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Cboe Global Markets, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other |
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February 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34774 Cboe Gl |
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February 17, 2023 |
Subsidiaries of Cboe Global Markets, Inc. (filed herewith). Exhibit 21.1 SUBSIDIARIES OF CBOE GLOBAL MARKETS, INC. AS OF DECEMBER 31, 2022 Name of Subsidiary Jurisdiction of Organization Cboe Bats, LLC Delaware Cboe BZX Exchange, Inc. Delaware Cboe Clear Europe Netherlands Cboe Exchange, Inc. Delaware Cboe Services Company Delaware Cboe Worldwide Holdings Limited United Kingdom Omicron Acquisition Corp. Delaware The above is a list of Cboe Global Markets, |
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February 17, 2023 |
Exhibit 10.84 For Employees – With Restrictive Covenants CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN Restricted Stock Unit Award Agreement – Performance Based This Restricted Stock Unit Award Agreement (this “Agreement”) is dated effective (the “Award Date”), and is between Cboe Global Markets, Inc. (the “Corporation”) and (“Participant”). Any term capitalized but not defined in this Agreem |
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February 14, 2023 |
Exhibit 10.3 CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN Restricted Stock Unit Award Agreement – Performance Based This Restricted Stock Unit Award Agreement (this “Agreement”) is dated effective , (the “Award Date”), and is between Cboe Global Markets, Inc. (the “Corporation”) and Edward T. Tilly (“Participant”). Any term capitalized but not defined in this Agreement will have the meaning |
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February 14, 2023 |
Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (“Agreement”) is made and entered into as of this 9th day of February 2023, by and between Cboe Global Markets, Inc. (“Cboe” and, unless indicated otherwise, referred to herein together with its subsidiaries as “Employer”) and EDWARD T. TILLY (“Employee”). WITNESSETH: WHEREAS, Cboe (and certain of its affiliates) and Employee entered into |
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February 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2023 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commiss |
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February 14, 2023 |
Exhibit 10.2 CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN Restricted Stock Unit Award Agreement – Performance Based This Restricted Stock Unit Award Agreement (this “Agreement”) is dated effective (the “Award Date”), and is between Cboe Global Markets, Inc. (the “Corporation”) and Edward T. Tilly (“Participant”). Any term capitalized but not defined in this Agreement will have the meaning se |
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February 9, 2023 |
CBOE / CBOE Holdings, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* Name of issuer: Cboe Global Markets Inc. Title of Class of Securities: Common Stock CUSIP Number: 12503M108 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is fil |
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February 3, 2023 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 2023 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commiss |
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February 3, 2023 |
Cboe Global Markets Reports Results for Fourth Quarter 2022 and Full Year Exhibit 99.1 1 of 12 News Release Page 1 of 13 Cboe Global Markets Reports Results for Fourth Quarter 2022 and Full Year Fourth Quarter and Full Year Highlights* ● Diluted EPS for the Quarter of $1.49, Down 3 percent; Diluted EPS for the Full Year of $2.19, Down 55 percent ● Adjusted Diluted EPS¹ for the Quarter of $1.80, Up 6 percent; Adjusted Diluted EPS for the Full Year of $6.93, Up 15 percent |
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November 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2022 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commis |
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November 17, 2022 |
? Exhibit 10.1 ? CANCELLATION AMENDMENT OF EMPLOYMENT AGREEMENT ? ? WHEREAS, Cboe Global Markets, Inc. (?Cboe?) previously acquired Bats Global Markets, Inc. (?Bats?) and succeeded to that certain Employment Agreement dated as of December 17, 2015, by and between Bats Global Markets, Inc., a Delaware corporation (?Bats?), and Dave Howson (the ?Executive?) and effective on January 1, 2016 (the ?UK |
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November 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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November 4, 2022 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? ? Form 8-K ? ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): November 4, 2022 ? Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) ? Delaware (State or other jurisdiction of incorporation) ? ? ? 001-347 |
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November 4, 2022 |
Cboe Global Markets Reports Results for Third Quarter 2022 Exhibit 99.1 ? 1 of 12 ? News Release Page 1 of 13 ? Cboe Global Markets Reports Results for Third Quarter 2022 Third Quarter Highlights* ? Diluted EPS for the Quarter of $1.41, Up 26 percent ? Adjusted Diluted EPS? for the Quarter of $1.74, Up 20 percent ? Net Revenue for the Quarter of $442.4 million, Up 20 percent ? Increases Organic Total Net Revenue Growth2 Target for 2022 to 14 to 16 percent |
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November 4, 2022 |
CERTAIN CONFIDENTIAL INFORMATION (MARKED BY BRACKETS AS ?[*confidential treatment requested*]?) HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. |
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November 4, 2022 |
Exhibit 10.1 ? Amendment No. 21 to License Agreement dated as of November 1, 1994 by and between S&P Dow Jones Indices, LLC (?S&P?) and Choe Exchange, Inc. (?CBOE?) (formerly Chicago Board Options Exchange, Incorporated) as previously amended (the ?1994 Agreement?) and Amendment No. 6 To Amended and Restated License Agreement dated as of September 29, 2006 by and between DJI Opco, LLC (?DJI Opco? |
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July 29, 2022 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? ? Form 8-K ? ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): July 29, 2022 ? Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) ? Delaware (State or other jurisdiction of incorporation) ? ? ? 001-34774 |
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July 29, 2022 |
Exhibit 10.3 International Relocation - Global Permanent Transfer Cboe Global Markets, Inc. RELOCATION REPAYMENT AGREEMENT ? Please note: Receipt of this signed document is required to authorize and initiate the relocation process. ? To: Dave Howson From:Human Resources ? In consideration for certain relocation assistance benefits being extended to me or others on my behalf by Cboe Global Markets, |
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July 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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July 29, 2022 |
CERTAIN CONFIDENTIAL INFORMATION (MARKED BY BRACKETS AS ?[*confidential treatment requested*]?) HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. |
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July 29, 2022 |
Cboe Global Markets Reports Results for Second Quarter 2022 Exhibit 99.1 ? 1 of 12 ? News Release Page 1 of 14 ? Cboe Global Markets Reports Results for Second Quarter 2022 Second Quarter Highlights* ? Diluted EPS for the Quarter of $(1.74), Down 278 percent, primarily due to the impairment of goodwill recognized in the Digital reporting unit ? Adjusted Diluted EPS? for the Quarter of $1.67, Up 21 percent ? Net Revenue for the Quarter of $424 million, Up 2 |
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July 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2022 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commission |
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July 5, 2022 |
Exhibit 10.1 EXECUTION VERSION AMENDMENT AND RESTATEMENT AGREEMENT relating to a facility agreement originally dated 1 July 2020, as amended and restated on 1 July 2021 Dated 30 June 2022 for EUROPEAN CENTRAL COUNTERPARTY N.V. with CBOE GLOBAL MARKETS, INC. as the Guarantor with BANK OF AMERICA EUROPE DAC acting as Co-ordinator and Facility Agent and CITIBANK N.A., LONDON BRANCH acting as Security |
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June 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): June 10, 2022 ? Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) ? ? ? 001-34774 20-5446972 |
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May 17, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): May 12, 2022 ? Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) ? ? ? 001-34774 20-5446972 |
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April 29, 2022 |
Exhibit 10.1 ? EXECUTION VERSION CONFIDENTIAL ? ? Amendment No. 19 to the License Agreement ? This Amendment No. 19 ("Amendment No. 19"), effective as of February 23, 2022 ("Amendment Effective Date"), to the License Agreement dated as of November 1, 1994, by and between S&P Dow Jones Indices, LLC ("S&P") and Cboe Exchange, Inc. ("CBOE"), as previously amended by Amendment No. 1 effective January |
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April 29, 2022 |
Cboe Global Markets Reports Results for First Quarter 2022 Exhibit 99.1 ? 1 of 12 ? News Release Page 1 of 14 ? Cboe Global Markets Reports Results for First Quarter 2022 First Quarter Highlights* ? Diluted EPS for the Quarter of $1.02, Down 20 percent ? Adjusted Diluted EPS? for the Quarter of $1.73, Up 13 percent ? Net Revenue for the Quarter of $418 million, Up 14 percent ? Reaffirmed Organic Total Net Revenue Growth2 Target for 2022 of 5 to 7 percenta |
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April 29, 2022 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? ? Form 8-K ? ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): April 29, 2022 ? Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) ? Delaware (State or other jurisdiction of incorporation) ? ? ? 001-34774 |
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April 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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April 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2022 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commissio |
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April 1, 2022 |
Exhibit 10.1 Execution Version AMENDMENT NO. 3 TO TERM LOAN CREDIT AGREEMENT This AMENDMENT NO. 3, dated as of March 29, 2022 (this ?Amendment?) to the Credit Agreement referred to below, is entered into by and among CBOE GLOBAL MARKETS, INC., a Delaware corporation (the ?Borrower?), the Initial Lender, and BANK OF AMERICA, N.A., as administrative agent (in such capacity, the ?Administrative Agent |
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March 31, 2022 |
DEF 14A 1 tmb-20220512xdef14a.htm DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ◻ Check the appropriate box: ◻ Preliminary Proxy Statement ◻ Confidential, for Use of th |
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March 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2022 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commissio |
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March 16, 2022 |
Exhibit 4.2 CBOE GLOBAL MARKETS, INC. Officers? Certificate Pursuant to Section 301 of the Indenture March 16, 2022 The undersigned, Edward T. Tilly, Chairman of the Board, President and Chief Executive Officer, and Brian N. Schell, Executive Vice President, Chief Financial Officer and Treasurer, of Cboe Global Markets, Inc., a Delaware corporation (the ?Company?), pursuant to Section 301 of the I |
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March 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): March 8, 2022 ? Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) ? ? ? 001-34774 20-5446972 |
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March 10, 2022 |
Exhibit 10.1 ? CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN Restricted Stock Unit Award Agreement This Restricted Stock Unit Award Agreement (this ?Agreement?) is dated effective (the ?Award Date?), and is between Cboe Global Markets, Inc. (the ?Corporation?) and David Howson (?Participant?). Any term capitalized but not defined in this Agreement will have the meaning set forth in the Second |
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March 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 2, 2022 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commission |
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March 4, 2022 |
Exhibit 1.1 Cboe Global Markets, Inc. $300,000,000 3.000% Senior Notes due 2032 UNDERWRITING AGREEMENT March 2, 2022 BofA Securities, Inc. J.P. Morgan Securities LLC Morgan Stanley & Co. LLC Underwriting Agreement March 2, 2022 BofA Securities, Inc. One Bryant Park New York, New York 10036 J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 Morgan Stanley & Co. LLC 1585 Broadway |
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March 3, 2022 |
? EXHIBIT 107? Calculation of Filing Fee Tables 424(b)(5) (Form Type) CBOE GLOBAL MARKETS, INC. |
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March 3, 2022 |
$300,000,000 Cboe Global Markets, Inc. 3.000% Senior Notes due 2032 TABLE OF CONTENTS ?Filed Pursuant to Rule 424(b)(5)? ?Registration No. 333-235649? PROSPECTUS SUPPLEMENT (To prospectus dated December 20, 2019) $300,000,000 Cboe Global Markets, Inc. 3.000% Senior Notes due 2032 We are offering $300,000,000 aggregate principal amount of 3.000% Senior Notes due 2032 (the ?notes?). We will pay interest on the notes semi-annually in arrears on March 16 and September |
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March 2, 2022 |
Subject to Completion Preliminary Prospectus Supplement, dated March 2, 2022 TABLE OF CONTENTS The information in this preliminary prospectus supplement is not complete and may be changed. |
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March 2, 2022 |
Cboe Global Markets, Inc. Pricing Term Sheet March 2, 2022 Issuer Free Writing Prospectus Filed Pursuant to Rule 433 under the Securities Act of 1933 Registration Statement No. |
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February 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2022 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commis |
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February 28, 2022 |
Exhibit 10.1 Execution Version Published Deal CUSIP Number: 12507LAG1 Published Revolver Facility CUSIP Number: 12507LAH9 SECOND AMENDED AND RESTATED CREDIT AGREEMENT Dated as of February 25, 2022 among CBOE GLOBAL MARKETS, INC., as the Company, BANK OF AMERICA, N.A., as Administrative Agent and as Swing Line Lender, and The Other Lenders Party Hereto BOFA SECURITIES, INC. as Sole Lead Arranger an |
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February 18, 2022 |
Exhibit 10.63 CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN Restricted Stock Unit Award Agreement This Restricted Stock Unit Award Agreement (this ?Agreement?) is dated effective (the ?Award Date?), and is between Cboe Global Markets, Inc. (the ?Corporation?) and (?Participant?). Any term capitalized but not defined in this Agreement will have the meaning set forth in the Second Amended and R |
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February 18, 2022 |
Exhibit 10.67 CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN Restricted Stock Unit Award Agreement ? Performance Based This Restricted Stock Unit Award Agreement (this ?Agreement?) is dated effective , (the ?Award Date?), and is between Cboe Global Markets, Inc. (the ?Corporation?) and (?Participant?). Any term capitalized but not defined in this Agreement will have the meaning set forth in th |
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February 18, 2022 |
Exhibit 10.64 CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN Restricted Stock Unit Award Agreement ? Performance Based This Restricted Stock Unit Award Agreement (this ?Agreement?) is dated effective (the ?Award Date?), and is between Cboe Global Markets, Inc. (the ?Corporation?) and (?Participant?). Any term capitalized but not defined in this Agreement will have the meaning set forth in the |
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February 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K ? ? ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the fiscal year ended December 31, 2021 or ? ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the transition period from to Commission file number: 001-34774 Cboe Global Markets, Inc. |
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February 18, 2022 |
Subsidiaries of Cboe Global Markets, Inc. (filed herewith). Exhibit 21.1 ? SUBSIDIARIES OF CBOE GLOBAL MARKETS, INC. AS OF DECEMBER 31, 2021 ? ? Name of Subsidiary Jurisdiction of Organization Bats Global Markets Holdings, Inc. ? Delaware Cboe Bats, LLC ? Delaware Cboe BZX Exchange, Inc. ? Delaware Cboe Europe Limited ? United Kingdom Cboe Exchange, Inc. ? Delaware Cboe Worldwide Holdings Limited ? United Kingdom Omicron Acquisition Corp. ? Delaware Europe |
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February 18, 2022 |
Exhibit 10.62 CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN Restricted Stock Unit Award Agreement ? Performance Based This Restricted Stock Unit Award Agreement (this ?Agreement?) is dated effective , (the ?Award Date?), and is between Cboe Global Markets, Inc. (the ?Corporation?) and Edward T. Tilly (?Participant?). Any term capitalized but not defined in this Agreement will have the meaning |
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February 18, 2022 |
Exhibit 10.65 CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN Restricted Stock Unit Award Agreement ? Performance Based This Restricted Stock Unit Award Agreement (this ?Agreement?) is dated effective , (the ?Award Date?), and is between Cboe Global Markets, Inc. (the ?Corporation?) and (?Participant?). Any term capitalized but not defined in this Agreement will have the meaning set forth in th |
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February 18, 2022 |
Exhibit 10.61 CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN Restricted Stock Unit Award Agreement ? Performance Based This Restricted Stock Unit Award Agreement (this ?Agreement?) is dated effective (the ?Award Date?), and is between Cboe Global Markets, Inc. (the ?Corporation?) and Edward T. Tilly (?Participant?). Any term capitalized but not defined in this Agreement will have the meaning s |
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February 18, 2022 |
Exhibit 10.66 CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN Restricted Stock Unit Award Agreement ? Performance Based This Restricted Stock Unit Award Agreement (this ?Agreement?) is dated effective (the ?Award Date?), and is between Cboe Global Markets, Inc. (the ?Corporation?) and (?Participant?). Any term capitalized but not defined in this Agreement will have the meaning set forth in the |
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February 9, 2022 |
CBOE / CBOE Holdings, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)* Name of issuer: Cboe Global Markets Inc. Title of Class of Securities: Common Stock CUSIP Number: 12503M108 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is fil |
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February 4, 2022 |
Cboe Global Markets Reports 2021 Fourth Quarter and Full Year Results Exhibit 99.1 ? 1 of 12 ? News Release Page 1 of 12 ? Cboe Global Markets Reports 2021 Fourth Quarter and Full Year Results Fourth Quarter and Full Year Highlights* ? Diluted EPS for the Quarter of $1.54, Up 91 percent; Diluted EPS for the Full Year of $4.92, Up 15 percent ? Adjusted Diluted EPS? for the Quarter of $1.70, Up 41 percent; Record Adjusted Diluted EPS for Full Year of $6.05, Up 15 perc |
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February 4, 2022 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? ? Form 8-K ? ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): February 4, 2022 ? Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) ? Delaware (State or other jurisdiction of incorporation) ? ? ? 001-347 |
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December 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): December 13, 2021 ? Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) ? ? ? 001-34774 20-544 |
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November 16, 2021 |
Exhibit 99.1 ? ? ? For Immediate Release, Page 1 of 3 ? Cboe Global Markets to Present on its Growth Strategy and Outlook at Investor Day Meeting Today ? To Increase Medium-Term Organic Total Net Revenue Growth Target to 5% - 7% from 4% - 6%? Annually ? To Announce Medium-Term Organic Data and Access Solutions Revenue Growth Target of 7% - 10%? Annually ? To Forecast Continued Strong Cash Flow Gen |
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November 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): November 16, 2021 ? Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) ? ? ? 001-34774 20-544 |
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October 29, 2021 |
Cboe Global Markets Reports Results for Third Quarter 2021 ? 1 of 12 ? News Release Page 1 of 12 ? Cboe Global Markets Reports Results for Third Quarter 2021 Third Quarter 2021 Highlights* ? Diluted EPS for the Quarter of $1. |
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October 29, 2021 |
CERTAIN CONFIDENTIAL INFORMATION (MARKED BY BRACKETS AS ?[*confidential treatment requested*]?) HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. |
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October 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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October 29, 2021 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? ? Form 8-K ? ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): October 29, 2021 ? Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) ? Delaware (State or other jurisdiction of incorporation) ? ? ? 001-347 |
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September 24, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2021 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commi |
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August 5, 2021 |
? ? ? Exhibit 3.1 SEVENTH AMENDED AND RESTATED BYLAWS of CBOE GLOBAL MARKETS, INC. ? ARTICLE 1?OFFICES 1.1Registered Offices.? The registered office of Cboe Global Markets, Inc. (the ?Corporation?) in the State of Delaware shall be located at Corporation Trust Center, 1209 Orange Street, in the City of Wilmington, County of New Castle, Delaware 19801. The name of the Corporation?s registered agent |
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August 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): August 3, 2021 ? Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) ? ? ? 001-34774 20-544697 |
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July 30, 2021 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? ? Form 8-K ? ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): July 30, 2021 ? Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) ? Delaware (State or other jurisdiction of incorporation) ? ? ? 001-34774 |
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July 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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July 30, 2021 |
Cboe Global Markets Reports Results for Second Quarter 2021 ? 1 of 12 ? News Release Page 1 of 12 ? Cboe Global Markets Reports Results for Second Quarter 2021 Second Quarter 2021 Highlights* ? Diluted EPS for the Quarter of $0. |
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July 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2021 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commission |
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July 2, 2021 |
Exhibit 10.1 EXECUTION VERSION Dated 1? July 2021 for EUROPEAN CENTRAL COUNTERPARTY N.V. with CBOE GLOBAL MARKETS, INC. as the Guarantor with BANK OF AMERICA EUROPE DAC acting as Co-ordinator and Facility Agent and CITIBANK N.A., LONDON BRANCH acting as Security Agent relating to a facility agreement originally dated 1 July 2020 CONTENTS CLAUSE PAGE 1. Definitions and interpretation 2 2. Condition |
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July 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2021 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commission |
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July 1, 2021 |
Exhibit 10.1 EXECUTION VERSION AMENDMENT NO. 2 TO TERM LOAN CREDIT AGREEMENT This AMENDMENT NO. 2, dated as of June 25, 2021 (this ?Amendment?) to the Credit Agreement referred to below, is entered into by and among CBOE GLOBAL MARKETS, INC., a Delaware corporation (the ?Borrower?), the Initial Lender, and BANK OF AMERICA, N.A., as administrative agent (in such capacity, the ?Administrative Agent? |
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May 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): May 13, 2021 ? Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) ? ? ? 001-34774 20-5446972 |
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April 30, 2021 |
Table of Contents ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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April 30, 2021 |
Cboe Global Markets Reports Results for First Quarter 2021 ? 1 of 12 ? News Release Page 1 of 12 ? Cboe Global Markets Reports Results for First Quarter 2021 ? First Quarter 2021 Highlights* ? Diluted EPS of $1. |
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April 30, 2021 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? ? Form 8-K ? ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): April 30, 2021 ? Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) ? Delaware (State or other jurisdiction of incorporation) ? ? ? 001-34774 |
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April 1, 2021 |
Proxy Statement on Schedule 14A, filed on April 1, 2021 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ◻ Check the appropriate box: ◻ Preliminary Proxy Statement ◻ Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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February 19, 2021 |
? Exhibit 10.67 CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN Restricted Stock Unit Award Agreement ? Performance Based This Restricted Stock Unit Award Agreement (this ?Agreement?) is dated effective (the ?Award Date?), and is between Cboe Global Markets, Inc. (the ?Corporation?) and Edward T. Tilly (?Participant?). Any term capitalized but not defined in this Agreement will have the meaning |
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February 19, 2021 |
? Exhibit 10.68 CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN Restricted Stock Unit Award Agreement ? Performance Based This Restricted Stock Unit Award Agreement (this ?Agreement?) is dated effective , (the ?Award Date?), and is between Cboe Global Markets, Inc. (the ?Corporation?) and Edward T. Tilly (?Participant?). Any term capitalized but not defined in this Agreement will have the meani |
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February 19, 2021 |
? Exhibit 10.71 CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN Restricted Stock Unit Award Agreement ? Performance Based This Restricted Stock Unit Award Agreement (this ?Agreement?) is dated effective , (the ?Award Date?), and is between Cboe Global Markets, Inc. (the ?Corporation?) and (?Participant?). Any term capitalized but not defined in this Agreement will have the meaning set forth in |
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February 19, 2021 |
? Exhibit 10.69 CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN Restricted Stock Unit Award Agreement This Restricted Stock Unit Award Agreement (this ?Agreement?) is dated effective (the ?Award Date?), and is between Cboe Global Markets, Inc. (the ?Corporation?) and (?Participant?). Any term capitalized but not defined in this Agreement will have the meaning set forth in the Second Amended and |
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February 19, 2021 |
Subsidiaries of Cboe Global Markets, Inc. (filed herewith). Exhibit 21.1 ? SIGNIFICANT SUBSIDIARIES OF CBOE GLOBAL MARKETS, INC. AS OF DECEMBER 31, 2020 ? ? Name of Subsidiary Jurisdiction of Organization Bats Global Markets Holdings, Inc. ? Delaware Cboe Bats, LLC ? Delaware Cboe BZX Exchange, Inc. ? Delaware Cboe Europe Limited ? United Kingdom Cboe Exchange, Inc. ? Delaware Cboe Worldwide Holdings Limited ? United Kingdom Omicron Acquisition Corp. ? Del |
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February 19, 2021 |
? Exhibit 10.70 CBOE GLOBAL MARKETS, INC. LONG-TERM INCENTIVE PLAN Restricted Stock Unit Award Agreement ? Performance Based This Restricted Stock Unit Award Agreement (this ?Agreement?) is dated effective (the ?Award Date?), and is between Cboe Global Markets, Inc. (the ?Corporation?) and (?Participant?). Any term capitalized but not defined in this Agreement will have the meaning set forth in th |
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February 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K ? ? ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the fiscal year ended December 31, 2020 or ? ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the transition period from to Commission File No. |
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February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? ? Form 8-K ? ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): February 11, 2021 ? Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) ? Delaware (State or other jurisdiction of incorporation) ? ? ? 001-34 |
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February 12, 2021 |
? Exhibit 10.1 ? CBOE GLOBAL MARKETS, INC. EXECUTIVE SEVERANCE PLAN As Amended and Restated Effective February 11, 2021 (And Summary Plan Description) Article 1. Establishment and Term of the Plan 1.1 Establishment of the Plan. The Corporation established the Cboe Global Markets, Inc. Executive Severance Plan effective on January 1, 2011 (the ?Plan?). The Plan has been amended from time to time th |
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February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7)* Name of issuer: Cboe Global Markets Inc. Title of Class of Securities: Common Stock CUSIP Number: 12503M108 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is fil |
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February 5, 2021 |
Cboe Global Markets Reports 2020 Fourth Quarter and Full Year Results 1 of 12 News Release Page 1 of 12 Cboe Global Markets Reports 2020 Fourth Quarter and Full Year Results Fourth Quarter and Full Year Highlights* ● Diluted EPS of $0. |
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February 5, 2021 |
Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2021 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commiss |
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December 22, 2020 |
Exhibit 10.1 EXECUTION VERSION Published Deal CUSIP Number: 12507LAE6 Published Revolver Facility CUSIP Number: 12507LAF3 AMENDED AND RESTATED CREDIT AGREEMENT Dated as of December 21, 2020 among CBOE GLOBAL MARKETS, INC., as the Company, BANK OF AMERICA, N.A., as Administrative Agent and as Swing Line Lender, and The Other Lenders Party Hereto BOFA SECURITIES, INC. as Sole Lead Arranger and Sole |
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December 22, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 17, 2020 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commis |
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December 22, 2020 |
Exhibit 99.1 News Release For Immediate Release, Page 1 of 2 Cboe Global Markets Announces Election of Ivan Fong and Alexander J. Matturri, Jr. to Board of Directors CHICAGO – December 17, 2020 – Cboe Global Markets, Inc. (Cboe: CBOE), a market operator and global trading solutions provider, today announced its Board of Directors elected Ivan Fong, Senior Vice President, General Counsel and Secret |
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December 15, 2020 |
EXHIBIT 4.2 CBOE GLOBAL MARKETS, INC. Officer’s Certificate Pursuant to Section 301 of the Indenture December 15, 2020 The undersigned, Edward T. Tilly, Chairman of the Board, President and Chief Executive Officer, and Brian N. Schell, Executive Vice President, Chief Financial Officer and Treasurer, of Cboe Global Markets, Inc., a Delaware corporation (the “Company”), pursuant to Section 301 of th |
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December 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 15, 2020 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commis |
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December 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 8, 2020 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commiss |
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December 10, 2020 |
Exhibit 1.1 Cboe Global Markets, Inc. $500,000,000 1.625% Senior Notes due 2030 UNDERWRITING AGREEMENT December 8, 2020 BofA Securities, Inc. Barclays Capital Inc. Deutsche Bank Securities Inc. Underwriting Agreement December 8, 2020 BofA Securities, Inc. One Bryant Park New York, New York 10036 Barclays Capital Inc. 745 Seventh Avenue New York, New York 10019 Deutsche Bank Securities Inc. 60 Wall |
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December 9, 2020 |
CALCULATION OF REGISTRATION FEE TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-235649 CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Amount to be Registered Proposed Maximum Offering Price Per Security Proposed Maximum Aggregate Offering Price Amount of Registration Fee(1) 1.625% Senior Notes due 2030 $ 500,000,000 99.395% $ 496,975,000 $ 54,219.98 (1) Calc |
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December 8, 2020 |
Cboe Global Markets, Inc. Pricing Term Sheet December 8, 2020 Issuer Free Writing Prospectus Filed Pursuant to Rule 433 under the Securities Act of 1933 Registration Statement No. |
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December 8, 2020 |
Subject to Completion Preliminary Prospectus Supplement, dated December 8, 2020 TABLE OF CONTENTS The information in this preliminary prospectus supplement is not complete and may be changed. |
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October 30, 2020 |
Cboe Global Markets Reports Results for Third Quarter 2020 1 of 12 News Release Page 1 of 12 Cboe Global Markets Reports Results for Third Quarter 2020 Third Quarter 2020 Highlights* ● Diluted EPS for the Quarter of $1. |
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October 30, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-3477 |
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October 30, 2020 |
CERTAIN CONFIDENTIAL INFORMATION (MARKED BY BRACKETS AS “[*confidential treatment requested*]”) HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. |
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October 30, 2020 |
Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2020 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commiss |
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October 7, 2020 |
Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2020 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commissi |
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October 7, 2020 |
Exhibit 3.1 SIXTH AMENDED AND RESTATED BYLAWS of CBOE GLOBAL MARKETS, INC. ARTICLE 1—OFFICES 1.1Registered Offices. The registered office of Cboe Global Markets, Inc. (the “Corporation”) in the State of Delaware shall be located at Corporation Trust Center, 1209 Orange Street, in the City of Wilmington, County of New Castle, Delaware 19801. The name of the Corporation’s registered agent at such a |
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August 17, 2020 |
Exhibit 99.1 News Release For Immediate Release, Page 1 of 2 Cboe Global Markets Announces Election of Jennifer McPeek to Board of Directors CHICAGO – August 14, 2020 – Cboe Global Markets, Inc. (Cboe: CBOE), one of the world’s largest exchange holding companies, today announced its Board of Directors elected Jennifer McPeek, former Chief Financial Officer of Russell Investments and Janus Capital |
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August 17, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2020 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commissi |
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August 3, 2020 |
Exhibit 99.2 31-Jul-2020 Cboe Global Markets, Inc. (CBOE) Q2 2020 Earnings Call CORPORATE PARTICIPANTS Deborah L. Koopman Vice President-Investor Relations, Cboe Global Markets, Inc. Edward T. Tilly Chairman, President & Chief Executive Officer, Cboe Global Markets, Inc. Brian N. Schell Executive Vice President, Chief Financial Officer & Treasurer, Cboe Global Markets, Inc. Christopher A. Isaacso |
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August 3, 2020 |
Exhibit 99.1 1 July 31, 2020 Second Quarter 2020 Earnings Presentation Exhibit 99.1 2 Strategic Review Edward Tilly Chairman, President and Chief Executive Officer Financial Review Brian Schell Executive Vice President, CFO and Treasurer Questions and Answers Edward Tilly Brian Schell Chris Isaacson Executive Vice President and Chief Operating Officer John Deters Executive Vice President and Chief |
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August 3, 2020 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2020 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commission |
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July 31, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34774 Cbo |
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July 31, 2020 |
Exhibit 10.4 EXECUTION VERSION Amendment No. 16 to License Agreement dated as of November 1, 1994 by and between S&P Dow Jones Indices, LLC ("S&P") and Cboe Exchange, Inc. ("CBOE") (formerly Chicago Board Options Exchange, Incorporated) as previously amended (the “1994 Agreement”) and Amendment No. 3 to Amended and Restated License Agreement dated as of September 29, 2006 by and between DJI Opco, |
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July 31, 2020 |
Cboe Global Markets Reports Results for Second Quarter 2020 1 of 12 News Release Page 1 of 12 Cboe Global Markets Reports Results for Second Quarter 2020 Second Quarter 2020 Highlights* ● Diluted EPS for the Quarter of $1. |
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July 31, 2020 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2020 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commission |
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July 1, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 1, 2020 Cboe Global Markets, Inc. |
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July 1, 2020 |
Exhibit 10.1 EXECUTION VERSION €1,500,000,000 FACILITY AGREEMENT dated 1 July 2020 for EUROPEAN CENTRAL COUNTERPARTY N.V. as the Company with Cboe GLOBAL MARKETS, INC. as the Guarantor and BANK OF AMERICA MERRILL LYNCH INTERNATIONAL DESIGNATED ACTIVITY COMPANY, BANK OF CHINA LIMITED, LONDON BRANCH, BARCLAYS BANK PLC, CITIGROUP GLOBAL MARKETS LIMITED, DEUTSCHE BANK LUXEMBOURG S.A., GOLDMAN SACHS BA |
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June 3, 2020 |
Exhibit 10.2 EXECUTION VERSION AMENDMENT NO. 1 TO CREDIT AGREEMENT This AMENDMENT NO. 1, dated as of May 29, 2020 (this “Amendment”) to the Credit Agreement referred to below, is entered into by and among CBOE GLOBAL MARKETS, INC., a Delaware corporation (the “Company”), Lenders constituting the Required Lenders, and BANK OF AMERICA, N.A., as administrative agent (in such capacity, the “Administra |
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June 3, 2020 |
Exhibit 10.1 EXECUTION VERSION AMENDMENT NO. 1 TO TERM LOAN CREDIT AGREEMENT This AMENDMENT NO. 1, dated as of May 29, 2020 (this “Amendment”) to the Credit Agreement referred to below, is entered into by and among CBOE GLOBAL MARKETS, INC., a Delaware corporation (the “Borrower”), Lenders constituting the Required Lenders, and BANK OF AMERICA, N.A., as administrative agent (in such capacity, the |
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June 3, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 29, 2020 Cboe Global Markets, Inc. |
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May 14, 2020 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2020 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commission |
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May 1, 2020 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2020 Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commission F |
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May 1, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34774 Cb |