CETX Pemfailan SEC - Cemtrex, Inc.- Laporan Tahunan, Penyata Proksi, Prospektus

Statistik Asas

LEI	549300KS6ADDKL326F25
CIK	1435064

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Cemtrex, Inc.

SEC Filings (Chronological Order)

Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.

August 14, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the transition period from to Commission File Number 001-37464 CEMTREX, INC. (Exact name of registrant
June 9, 2025	EX-99.1	Sent via Electronic Delivery to: Exhibit 99.1 Sent via Electronic Delivery to: [email protected] June 4, 2025 Mr. Saagar Govil Chief Executive Officer Cemtrex Inc. 135 Fell Court Hauppauge, NY 11788 Re: Cemtrex Inc. (the “Company”) Nasdaq Symbol: CETX Dear Mr. Govil: On February 21, 2025, Staff notified the Company that it did not comply with the minimum $2.5 million stockholders’ equity, or $35 million market value of listed se
June 9, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 4, 2025 Cemtrex Inc. (Exact UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 4, 2025 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number)
June 4, 2025	8-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 3, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 3, 2025 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Comm
June 3, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 3, 2025 Cemtrex Inc. (Exact UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 3, 2025 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number)
May 29, 2025	EX-99.1	Cemtrex, Inc. Announces Pricing of $1.25 Million Underwritten Public Offering Exhibit 99.1 Cemtrex, Inc. Announces Pricing of $1.25 Million Underwritten Public Offering HAUPPAUGE, NY, MAY 28, 2025 (GLOBE NEWSWIRE) — Cemtrex, Inc. (NASDAQ: CETX) (the “Company”), an advanced security technology and industrial services company, today announced the pricing of a firm commitment underwritten public offering with gross proceeds to the Company expected to be approximately $1.25 mil
May 29, 2025	EX-1.1	Underwriting Agreement, dated May 28, 2025 with Aegis Capital Corp Exhibit 1.1 UNDERWRITING AGREEMENT May 28, 2025 Aegis Capital Corp. 1345 Avenue of the Americas, 27th Floor New York, NY 10105 Ladies and Gentlemen: Cemtrex, Inc., a Delaware corporation (the “Company”), agrees, subject to the terms and conditions in this agreement (this “Agreement”), to issue and sell to Aegis Capital Corp. (the “Underwriter”) an aggregate of 1,250,000 of the Company’s shares of
May 29, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 28, 2025 Cemtrex Inc. (Exact UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 28, 2025 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number)
May 29, 2025	424B5	CEMTREX, INC. 1,250,000 Shares of Common Stock Filed pursuant to Rule 424(b)(5) Registration Statement No. 333-283995 Prospectus Supplement (To Prospectus dated February 3, 2025) CEMTREX, INC. 1,250,000 Shares of Common Stock We are offering 1,250,000 shares of our common stock pursuant to this prospectus supplement and the accompanying prospectus at a price per share of $1.00. Our common stock is traded on the Nasdaq Capital Market, or NASDAQ
May 29, 2025	EX-99.2	Cemtrex, Inc. Announces Closing of $1.25 Million Underwritten Public Offering Exhibit 99.2 Cemtrex, Inc. Announces Closing of $1.25 Million Underwritten Public Offering HAUPPAUGE, NY, MAY 29, 2025 (GLOBE NEWSWIRE) - Cemtrex, Inc. (NASDAQ: CETX) (the “Company”), an advanced security technology and industrial services company, today announced the closing of its previously announced firm commitment underwritten public offering. Gross proceeds to the Company were approximately
May 28, 2025	424B5	CEMTREX, INC. [] Shares of Common Stock Pre-Funded Warrants to Purchase up to [] Shares of Common Stock Filed pursuant to Rule 424(b)(5) Registration Statement No. 333-283995 This preliminary prospectus supplement and the accompanying prospectus relate to an effective registration statement under the Securities Act of 1933, but the information in this prospectus supplement is not complete and may be changed. This prospectus supplement and the accompanying prospectus are not an offer to sell these se
May 16, 2025	8-K	Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 16, 2025 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number)
May 15, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the transition period from to Commission File Number 001-37464 CEMTREX, INC. (Exact name of registrant
April 23, 2025	EX-99.1	Sent via Electronic Delivery to: [email protected] Exhibit 99.1 Sent via Electronic Delivery to: [email protected] April 22, 2025 Mr. Saagar Govil Chief Executive Officer Cemtrex Inc. 135 Fell Court Hauppauge, NY 11788 Re: Cemtrex Inc. (the “Company”) Nasdaq Symbol: CETX Dear Mr. Govil: On February 21, 2025, Staff notified the Company that it did not comply with Listing Rule 5550(b) (the “Rule”), which requires a minimum $2,500,000 stockholders’
April 23, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 22, 2025 Cemtrex Inc. (Exac UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 22, 2025 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number
April 11, 2025	EX-97.1	Clawback Policy Exhibit 97.1 CEMTREX, INC. Clawback Policy The Board of Directors (the “Board”) of Cemtrex, Inc. (the “Company”) has determined that it is in the best interests of the Company to adopt this Clawback Policy (this “Policy”), which provides for the recovery of certain incentive compensation in the event of an Accounting Restatement (as defined below). This Policy is designed to comply with, and shall
April 11, 2025	10-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 2 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the fiscal year ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 Commission File Number 001-37464 CEMTREX, INC. (Exact name of registrant as specified in its
March 27, 2025	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule14a-12 CEMTREX INC (Name of Registrant as Specified In Its Charter) (Name of Person(s) Filing Proxy Statement if other than the Registrant) Payment of Filing Fee (Check the appropriate box): ☒ No fee required.
March 19, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 19, 2025 Cemtrex Inc. (Exac UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 19, 2025 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number
February 24, 2025	EX-99.1	NASDAQ ONLINE RESOURCES Exhibit 99.1 By Electronic Delivery to: [email protected] February 21, 2025 Mr. Saagar Govil Chief Executive Officer Cemtrex Inc. 135 Fell Court Hauppauge, NY 11788 Re: Cemtrex Inc. (the “Company”) Nasdaq Symbol: CETX Dear Mr. Govil: I am following up on our recent telephone conversation, in which I explained that companies listed on the Nasdaq Capital Market (the “Capital Market”) are required t
February 24, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 21, 2025 Cemtrex Inc. (E UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 21, 2025 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Num
February 14, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the quarterly period ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the transition period from to Commission File Number 001-37464 CEMTREX, INC. (Exact name of registr
January 30, 2025	CORRESP	CEMTREX, INC. 135 Fell Court Hauppauge, NY 11788 Phone: (631) 756-9116 CEMTREX, INC. 135 Fell Court Hauppauge, NY 11788 Phone: (631) 756-9116 January 30, 2025 THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Attn: Bradley Ecker Division of Corporation Finance Mail Stop 7010 100 F. Street NE Washington, D.C. 20549-7010 Re: Cemtrex, Inc. Registration Statement on Form S-3/A File No. 333-283995 Dear Mr. Ecker: Pursuant to Rule 461 under the Securities Act of 1933, a
January 28, 2025	DEF 14C	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT January 28, 2025 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT January 28, 2025 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 ☒ Filed by the registrant ☐ Filed by a party other than the registrant ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as per
January 24, 2025	PRER14C	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT Amendment No. 1 [], 2025 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT Amendment No. 1 [], 2025 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 ☒ Filed by the registrant ☐ Filed by a party other than the registrant ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Onl
January 24, 2025	CORRESP	CEMTREX INC 135 Fell Court Hauppauge, NY 11788 CEMTREX INC 135 Fell Court Hauppauge, NY 11788 Via EDGAR January 24, 2025 United States Securities and Exchange Commission 100 F Street, N.
January 13, 2025	PRE 14C	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT January [], 2025 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT January [], 2025 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 ☒ Filed by the registrant ☐ Filed by a party other than the registrant ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as pe
January 10, 2025	10-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the fiscal year ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 Commission File Number 001-37464 CEMTREX, INC. (Exact name of registrant as specified in its
January 10, 2025	CORRESP	Cemtrex, Inc. 135 Fell Court Hauppauge, NY 11788 Cemtrex, Inc. 135 Fell Court Hauppauge, NY 11788 Via EDGAR January 10, 2025 United States Securities and Exchange Commission 100 F Street, N.E. Mailstop 3720 Washington D.C., 20549-7010 Attention: Bradley Ecker CEMTREX INC Registration Statement on Form S-3 Filed on December 20, 2024 File No. 333-283995 Dear Mr. Ecker: I write on behalf of Cemtrex, Inc. (the “Company”) in response to Staff’s lette
January 10, 2025	S-3/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3/A Amendment No. 1 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 CEMTREX, INC. (Exact name of registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3/A Amendment No. 1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CEMTREX, INC. (Exact name of registrant as specified in its charter) Delaware 30-0399914 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 135 Fell Court Hauppauge, NY 11788 (631) 756-9116 (Addre
January 6, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 2, 2025 Cemtrex Inc. (Exa UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 2, 2025 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Numbe
January 6, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 6, 2025 CEMTREX, INC. (Ex UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 6, 2025 CEMTREX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37464 30-0399914 (State or other jurisdiction (Commission (IRS Employer of incorporation)
January 6, 2025	EX-99.1	Sent via Electronic Delivery to: [email protected] EXHIBIT 99.1 Sent via Electronic Delivery to: [email protected] January 2, 2025 Mr. Saagar Govil Chief Executive Officer Cemtrex Inc. 135 Fell Court Hauppauge, NY 11788 Re: Cemtrex Inc. (the “Company”) Dear Mr. Govil: On August 21, 2024, Staff notified the Company that it did not comply with the minimum $2.5 million stockholders’ equity, or $35 million market value of listed securities, or $500,0
December 30, 2024	EX-21.1	Subsidiaries of the Registrant EXHIBIT 21.1 SUBSIDIARIES OF THE REGISTRANT Name of consolidated State or other jurisdiction of Date of incorporation or formation Attributable subsidiary or entity incorporation or organization (date of acquisition, if applicable) interest Advanced Industrial Services, Inc. Pennsylvania July 20, 1984 (December 15, 2015) 100 % Advanced Industrial Leasing, Inc. Pennsylvania July 20, 1984 (December
December 30, 2024	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the fiscal year ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 Commission File Number 001-37464 CEMTREX, INC. (Exact name of registrant as specified in its charter) Delaware
December 30, 2024	EX-4.5	Exhibit 4.5 EXHIBIT 4.5 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 General Our authorized capital stock consists of 70,000,000 shares of common stock, par value $0.001 per share, and 10,000,000 shares of preferred stock, par value $0.001 per share, of which 1,000,000 shares are designated as series A preferred stock, 100,000 are designat
December 20, 2024	EX-FILING FEES	Filing Fee Table Exhibit 107 Calculation of Filing Fee Tables S-3 (Form Type) CEMTREX, INC. (Exact Name of Registrant as Specified in its Charter) Registrant Name in English, if applicable (Translation of Registrant’s Name into English) Table 1: Newly Registered and Carry Forward Securities CALCULATION OF REGISTRATION FEE Title of each class of securities to be registered Amount to be Registered(1) Proposed Maximu
December 20, 2024	S-3	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 CEMTREX, INC. (Exact name of registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CEMTREX, INC. (Exact name of registrant as specified in its charter) Delaware 30-0399914 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 135 Fell Court Hauppauge, NY 11788 (631) 756-9116 (Address, including zip
December 13, 2024	EX-99.9	Sent via Electronic Delivery to: [email protected] EXHIBIT 99.9 Sent via Electronic Delivery to: [email protected] December 11, 2024 Mr. Saagar Govil Chief Executive Officer Cemtrex Inc. 135 Fell Court Hauppauge, NY 11788 Re: Cemtrex Inc. (the “Company”) Nasdaq Symbol: CETX Dear Mr. Govil: On June 14, 2024, Staff notified the Company that its common stock failed to maintain a minimum bid price of $1.00 over the previous 30 consecutive business da
December 13, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 11, 2024 Cemtrex Inc. (E UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 11, 2024 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Num
December 5, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 4, 2024 Cemtrex Inc. (Ex UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 4, 2024 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Numb
November 21, 2024	EX-3.1	Certificate of Amendment, dated November 21, 2024 Exhibit 3.1 FORM OF CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF CEMTREX, INC. 1. Name of corporation: Cemtrex, Inc. 2. The articles have been amended as follows (provide article numbers, if available): Fourth Article: Effective at 12:01 a.m. on November 26, 2024 (the “Effective Time”), every thirty-five (35) shares of common stock issued and outstanding immediately prior to the Eff
November 21, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 21, 2024 Cemtrex Inc. (E UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 21, 2024 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Num
November 14, 2024	EX-99.1	JOINT FILING AGREEMENT EX-99.1 2 d909908dex991.htm EX-99.1 EXHIBIT 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the Common Stock, $0.001 par value, of Cemtrex, Inc., a Delaware corporation, and
November 14, 2024	SC 13G	CETXP / Cemtrex, Inc. - Preferred Stock / Anson Funds Management LP - SC 13G Passive Investment SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Rule 13d-102) (Amendment No.
October 28, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 23, 2024 Cemtrex Inc. (Ex UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 23, 2024 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Numb
October 28, 2024	EX-99.1	Sent via Electronic Delivery to: [email protected] Exhibit 99.1 Sent via Electronic Delivery to: [email protected] October 23, 2024 Mr. Saagar Govil Chief Executive Officer Cemtrex Inc. 135 Fell Court Hauppauge, NY 11788 Re: Cemtrex Inc. (the “Company”) Nasdaq Symbol: CETX Dear Mr. Govil: On August 21, 2024, Staff notified the Company that it did not comply with Listing Rule 5550(b) (the “Rule”), which requires a minimum $2,500,000 stockholders’
October 28, 2024	DEF 14C	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT October 28, 2024 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT October 28, 2024 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 ☒ Filed by the registrant ☐ Filed by a party other than the registrant ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as per
October 17, 2024	PRE 14C	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT October [], 2024 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT October [], 2024 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 ☒ Filed by the registrant ☐ Filed by a party other than the registrant ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as pe
October 16, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 15, 2024 Cemtrex Inc. (Ex UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 15, 2024 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Numb
October 11, 2024	SC 13G	CETXP / Cemtrex, Inc. - Preferred Stock / Forsakringsaktiebolaget Avanza Pension - SC 13G Passive Investment PRIVILEGED & CONFIDENTIAL SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2. Under the Securities Exchange Act of 1934 Cemtrex Inc. (Name of Issuer) COMMON STOCK, (Title of Class of Securities) 15130G808 (CUSIP Number) Octob
October 10, 2024	SC 13G	CETXP / Cemtrex, Inc. - Preferred Stock / Forsakringsaktiebolaget Avanza Pension - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2. Under the Securities Exchange Act of 1934 Cemtrex Inc. (Name of Issuer) COMMON STOCK,   (Title of Class of Securities) 15130G808 (CUSIP Number) October 8, 2024 (Date of Even
September 30, 2024	EX-3.1	Certificate of Amendment, dated October 3, 2024 Exhibit 3.1 FORM OF CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF CEMTREX, INC. 1. Name of corporation: Cemtrex, Inc. 2. The articles have been amended as follows (provide article numbers, if available): Fourth Article: Effective at 12:01 a.m. on October 3, 2024 (the “Effective Time”), every sixty (60) shares of common stock issued and outstanding immediately prior to the Effective T
September 30, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 30, 2024 Cemtrex Inc. ( UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 30, 2024 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Nu
September 18, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 18, 2024 Cemtrex Inc. ( UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 18, 2024 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Nu
September 9, 2024	DEF 14C	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT September 9, 2024 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT September 9, 2024 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 ☒ Filed by the registrant ☐ Filed by a party other than the registrant ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as pe
August 29, 2024	PRE 14C	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT September [], 2024 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT September [], 2024 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 ☒ Filed by the registrant ☐ Filed by a party other than the registrant ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as
August 23, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 21, 2024 Cemtrex Inc. (Exa UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 21, 2024 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Numbe
August 23, 2024	EX-99.1	NASDAQ ONLINE RESOURCES Exhibit 99.1 By Electronic Delivery to: [email protected] August 21, 2024 Mr. Saagar Govil Chief Executive Officer Cemtrex Inc. 135 Fell Court Hauppauge, NY 11788 Re: Cemtrex Inc. (the “Company”) Nasdaq Symbol: CETX Dear Govil: I am following up on our recent telephone conversation, in which I explained that companies listed on the Nasdaq Capital Market (the “Capital Market”) are required to main
August 14, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the transition period from to Commission File Number 001-37464 CEMTREX, INC. (Exact name of registrant
August 2, 2024	EX-3.1	Amendment to Certificate of Incorporation EXHIBIT 3.1 CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF CEMTREX INC. (a Delaware corporation) The undersigned, Saagar Govil, hereby certifies that: 1. He is the Chief Executive Officer of Cemtrex Inc. (the “Corporation”), a Delaware corporation, and is duly authorized by the resolutions adopted and approved at a meeting of the Board of Directors of the Corporation to execute th
August 2, 2024	DEF 14C	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT August 2, 2024 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT August 2, 2024 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 ☒ Filed by the registrant ☐ Filed by a party other than the registrant ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permi
August 2, 2024	8-K	Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 2, 2024 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number
July 23, 2024	PRE 14C	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT July __, 2024 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT July , 2024 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 ☒ Filed by the registrant ☐ Filed by a party other than the registrant ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitte
July 8, 2024	DEF 14C	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT July 8, 2024 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT July 8, 2024 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 ☒ Filed by the registrant ☐ Filed by a party other than the registrant ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitt
June 25, 2024	PRE 14C	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT July [], 2024 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT July [], 2024 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 ☒ Filed by the registrant ☐ Filed by a party other than the registrant ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permi
June 17, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 14, 2024 Cemtrex Inc. (Exact UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 14, 2024 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number)
June 17, 2024	EX-99.1	5550(a)(2) – bid price 5810(c)(3)(A)7 – compliance period 5810(b) – public disclosure 5505 – Capital Market criteria Exhibit 99.1 Sent via Electronic Delivery to: [email protected] June 14, 2024 Mr. Saagar Govil Chairman of the Board, CEO, President & Secretary Cemtrex Inc. 276 Greenpoint Ave, Bld 8, Ste 208 Brooklyn, NY 11222 Re: Cemtrex Inc. (the “Company”) Nasdaq Security: Common Stock Nasdaq Symbol: CETX Dear Mr. Govil: As we discussed, our Listing Rules (the “Rules”) require listed securities to maintain a
May 23, 2024	DEF 14C	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT May 23, 2024 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT May 23, 2024 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 ☒ Filed by the registrant ☐ Filed by a party other than the registrant ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitt
May 16, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 16, 2024 Cemtrex Inc. (Exact UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 16, 2024 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number)
May 14, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the transition period from to Commission File Number 001-37464 CEMTREX, INC. (Exact name of registrant
May 13, 2024	SC 13G	CETX / Cemtrex, Inc. / S.H.N. Financial Investments Ltd. - FORM 13G Passive Investment SC 13G 1 shn13g.htm FORM 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Cemtrex, Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 15130G 709 (CUSIP Number) May 1, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this
May 13, 2024	PRE 14C	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT May [], 2024 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT May [], 2024 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 ☒ Filed by the registrant ☐ Filed by a party other than the registrant ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permit
May 10, 2024	SC 13G	CETX / Cemtrex, Inc. / L1 Capital Global Opportunities Master Fund, Ltd. - FORM 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Cemtrex, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 15130G 709 (CUSIP Number) May 1, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
May 8, 2024	SC 13G	CETX / Cemtrex, Inc. / Altium Capital Management LP - SCHEDULE FILED TO REPORT ACQUISTION OF BENEFICAL OWNERSHIP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* CEMTREX, INC. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 15130G709 (CUSIP Number) May 1, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi
May 8, 2024	EX-1	EXHIBIT 1 EX-1 2 ex1.htm JOINT ACQUISITION STATEMENT CEMTREX, INC. SC 13G Page 9 of 9 EXHIBIT 1 JOINT ACQUISITION STATEMENT PURSUANT TO SECTION 240.13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned wit
May 3, 2024	EX-4.1	Form of Prefunded Warrant Exhibit 4.1 PRE-FUNDED WARRANT TO PURCHASE COMMON STOCK CEMTREX INC. Warrant Shares: [●] Initial Exercise Date: May 1, 2024 Issue Date: May 3, 2024 THIS PRE-FUNDED WARRANT TO PURCHASE COMMON STOCK (the “Warrant”) certifies that, for value received, [●] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at a
May 3, 2024	EX-4.3	Form of Series B Common Stock Purchase Warrant Exhibit 4.3 SERIES B WARRANT TO PURCHASE COMMON STOCK CEMTREX INC. Warrant Shares: [●] Initial Exercise Date: [●], 2024 CUSIP: [●] ISIN: [●] Issuance Date: [●], 2024 THIS SERIES B WARRANT TO PURCHASE COMMON STOCK (the “Warrant”) certifies that, for value received, [●] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter
May 3, 2024	424B4	Cemtrex, Inc. 11,764,705 Units, Each Unit Consisting of One Share of Common Stock or One Pre-Funded Warrant to Purchase One Share of Common Stock, One Series A Warrant to Purchase One Share of Common Stock and One Series B Warrant to Purchase One Sha Filed pursuant to Rule 424(b)(4) Registration No. 333-276556 PROSPECTUS Cemtrex, Inc. 11,764,705 Units, Each Unit Consisting of One Share of Common Stock or One Pre-Funded Warrant to Purchase One Share of Common Stock, One Series A Warrant to Purchase One Share of Common Stock and One Series B Warrant to Purchase One Share of Common Stock 23,529,410 Shares of Common Stock Underlying the Series A a
May 3, 2024	EX-4.2	Form of Series A Common Stock Purchase Warrant Exhibit 4.2 SERIES A WARRANT TO PURCHASE COMMON STOCK CEMTREX INC. Warrant Shares: [●] Initial Exercise Date: [●], 2024 CUSIP: [●] Issuance Date: [●], 2024 ISIN: [●] THIS SERIES A WARRANT TO PURCHASE COMMON STOCK (the “Warrant”) certifies that, for value received, [●] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter
May 3, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 1, 2024 Cemtrex Inc. (Exact n UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 1, 2024 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number) (
May 3, 2024	EX-1.1	Form of Underwriting Agreement Exhibit 1.1 Underwriting Agreement May 1, 2024 Aegis Capital Corp. 1345 Avenue of the Americas, 27th Floor New York, NY 10105 Ladies and Gentlemen: Cemtrex Inc., a Delaware corporation (the “Company”), agrees, subject to the terms and conditions in this agreement (this “Agreement”), to issue and sell to Aegis Capital Corp. (the “Underwriter”) an aggregate of 11,764,705 of the Company’s units (each
May 2, 2024	EX-FILING FEES	Filing Fee Table EXHIBIT 107 EX-FILING FEES Calculation of Filing Fee Tables S-1 (Form Type) CEMTREX, INC.
May 2, 2024	S-1MEF	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CEMTREX, INC. (Exact name of Registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CEMTREX, INC. (Exact name of Registrant as specified in its charter) Delaware 3829 30-0399914 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (I.R.S. Employer Identification No.) 135 Fell Cou
May 1, 2024	EX-10.1	Standstill Agreement, dated April 30, 2024 EXHIBIT 10.1 STANDSTILL AGREEMENT This Standstill Agreement (this “Agreement”) is entered into as of April 30, 2024 (the “Effective Date”) by and between Streeterville Capital, LLC, a Utah limited liability company (“Lender”), and Cemtrex, Inc., a Delaware corporation (“Borrower”). Capitalized terms used in this Agreement without definition shall have the meanings given to them in the Notes (defin
May 1, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 30, 2024 Cemtrex Inc. (Exac UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 30, 2024 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number
April 30, 2024	EX-10.18	Standstill Agreement between Cemtrex Inc. and Streeterville Capital, LLC dated January 12, 2023 Exhibit 10.18 STANDSTILL AGREEMENT This Standstill Agreement (this “Agreement”) is entered into as of January 12, 2023 (the “Effective Date”) by and between Streeterville Capital, LLC, a Utah limited liability company (“Lender”), and Cemtrex, Inc., a Delaware corporation (“Borrower”). Capitalized terms used in this Agreement without definition shall have the meanings given to them in the Notes (de
April 30, 2024	S-1/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 2 FORM S-1/A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CEMTREX, INC. (Exact name of Registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 2 to FORM S-1/A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CEMTREX, INC. (Exact name of Registrant as specified in its charter) Delaware 3829 30-0399914 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (I.R.S. Employer Identificat
April 30, 2024	EX-10.16	Amendment to Promissory Note between Cemtrex Inc. and Streeterville Capital, LLC, dated September 14, 2022 Exhibit 10.16 AMENDMENT TO PROMISSORY NOTE This Amendment to Promissory Note (this “Amendment”) is entered into as of September 14, 2022, by and between Streeterville Capital, LLC, a Utah limited liability company (“Lender”), and Cemtrex Inc., a Delaware corporation (“Borrower”). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such terms in the Note (as
April 30, 2024	EX-10.15	Note Purchase Agreement between Cemtrex Inc. and Streeterville Capital, LLC, dated September 30, 2021 Exhibit 10.15 N o t e P u r c h a s e A g r e e m e n t THIS NOTE PURCHASE AGREEMENT (this “Agreement”), dated as of September 30, 2021, is entered into by and between CEMTREX INC., a Delaware corporation (“Company”), and STREETERVILLE CAPITAL, LLC, a Utah limited liability company, its successors and/or assigns (“Investor”). A. Company and Investor are executing and delivering this Agreement in r
April 30, 2024	CORRESP	CEMTREX, INC. 135 Fell Court Hauppauge, NY 11788 Phone: (631) 756-9116 CEMTREX, INC. 135 Fell Court Hauppauge, NY 11788 Phone: (631) 756-9116 April 30, 2024 THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Attn: Patrick Fullem Division of Corporation Finance Mail Stop 7010 100 F. Street NE Washington, D.C. 20549-7010 Re: Cemtrex, Inc. Registration Statement on Form S-1 File No. 333-276556 Dear Mr. Fullem: Pursuant to Rule 461 under the Securities Act of 1933, as
April 30, 2024	EX-10.17	Amendment to Promissory Note between Cemtrex Inc. and Streeterville Capital, LLC, dated August 30, 2023 Exhibit 10.17 AMENDMENT #2 TO PROMISSORY NOTE This Amendment #2 to Promissory Note (this “Amendment #2”) is entered into as of August 30, 2023, by and between STREETERVILLE CAPITAL, LLC, a Utah limited liability company (“Lender”), and CEMTREX, INC., a Delaware corporation (“Borrower”). Capitalized terms used in this Amendment #2 without definition shall have the meanings given to them in the Note
April 30, 2024	CORRESP	April 30, 2024 April 30, 2024 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.
April 23, 2024	EX-4.7	Form of Series B Common Stock Purchase Warrant Exhibit 4.7 SERIES B WARRANT TO PURCHASE COMMON STOCK CEMTREX INC. Warrant Shares: [●] Initial Exercise Date: [●], 2024 CUSIP: [●] ISIN: [●] Issuance Date: [●], 2024 THIS SERIES B WARRANT TO PURCHASE COMMON STOCK (the “Warrant”) certifies that, for value received, [●] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter
April 23, 2024	EX-FILING FEES	Filing Fee Table EXHIBIT 107 Calculation of Filing Fee Tables S-1 (Form Type) CEMTREX, INC. (Exact Name of Registrant as Specified in its Charter) Registrant Name in English, if applicable (Translation of Registrant’s Name into English) Table 1: Newly Registered and Carry Forward Securities Fee Calculation Proposed Maximum or Carry Maximum Aggregate Amount of Security Security Forward Amount Offering Offering Regi
April 23, 2024	S-1/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 1 FORM S-1/A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CEMTREX, INC. (Exact name of Registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 1 to FORM S-1/A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CEMTREX, INC. (Exact name of Registrant as specified in its charter) Delaware 3829 30-0399914 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (I.R.S. Employer Identificat
April 23, 2024	EX-4.5	Form of Prefunded Warrant Exhibit 4.5 PRE-FUNDED WARRANT TO PURCHASE COMMON STOCK CEMTREX INC. Warrant Shares: [●] Initial Exercise Date: [●], 2024 Issue Date: [●], 2024 THIS PRE-FUNDED WARRANT TO PURCHASE COMMON STOCK (the “Warrant”) certifies that, for value received, [●] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any t
April 23, 2024	EX-1.1	Form of Underwriting Agreement Exhibit 1.1 Underwriting Agreement [●], 2024 Aegis Capital Corp. 1345 Avenue of the Americas, 27th Floor New York, NY 10105 Ladies and Gentlemen: Cemtrex Inc., a Delaware corporation (the “Company”), agrees, subject to the terms and conditions in this agreement (this “Agreement”), to issue and sell to Aegis Capital Corp. (the “Underwriter”) an aggregate of [●] of the Company’s units (each, a “Clos
April 23, 2024	EX-10.14	Form of Lock-Up Agreement Exhibit 10.14 Cemtrex Inc. - Lock-Up Agreement [●], 2024 Aegis Capital Corp. 1345 Avenue of the Americas, 27th Floor New York, NY 10105 Ladies and Gentlemen: The undersigned understands that Aegis Capital Corp. (the “Underwriter”) proposes to enter into an Underwriting Agreement (the “Underwriting Agreement”) with Cemtrex Inc., a Delaware corporation (the “Company”), providing for the public offer
April 23, 2024	EX-4.6	Form of Series A Common Stock Purchase Warrant Exhibit 4.6 SERIES A WARRANT TO PURCHASE COMMON STOCK CEMTREX INC. Warrant Shares: [●] Initial Exercise Date: [●], 2024 CUSIP: [●] ISIN: [●] Issuance Date: [●], 2024 THIS SERIES A WARRANT TO PURCHASE COMMON STOCK (the “Warrant”) certifies that, for value received, [●] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter
March 27, 2024	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule14a-12 CEMTREX INC (Name of Registrant as Specified In Its Charter) (Name of Person(s) Filing Proxy Statement if other than the Registrant) Payment of Filing Fee (Check the appropriate box): ☒ No fee required.
March 18, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 18, 2024 Cemtrex Inc. (Exac UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 18, 2024 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number
February 14, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the quarterly period ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the transition period from to Commission File Number 001-37464 CEMTREX, INC. (Exact name of registr
February 14, 2024	EX-21.1	Subsidiaries of the Registrant EXHIBIT 21.1 Name of consolidated State or other jurisdiction of Date of incorporation or Attributable subsidiary or entity incorporation or organization formation (date of acquisition, if applicable) interest Advanced Industrial Services, Inc. Pennsylvania July 20, 1984 (December 15, 2015) 100% Advanced Industrial Leasing, Inc. Pennsylvania July 20, 1984 (December 15, 2015) 100% Cemtrex Technolog
February 14, 2024	EX-10.1	Credit and Security Agreement and Promissory Note, dated October 5, 2023 EXHIBIT 10.1 CREDIT AND SECURITY AGREEMENT PATHWARD, NATIONAL ASSOCIATION (together with its successors and assigns, “Lender”) and Vicon Industries, Inc., a New York corporation (“Vicon”; and together with each other person that joins this Agreement as a Borrower (each a “Borrower” and collectively the “Borrowers”) into this Credit and Security Agreement (as the same may be amended, restated, supp
January 22, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 18, 2024 Cemtrex Inc. (Ex UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 18, 2024 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Numb
January 22, 2024	EX-99.1	Sent via electronic delivery EXHIBIT 99.1 Sent via electronic delivery January 18, 2024 Saagar Govil Chief Executive Officer Cemtrex Inc. 135 Fell Ct Hauppauge, NY 11788 RE: Cemtrex Inc. (Symbol: CETXP) Nasdaq Listing Qualifications Hearings Docket No. NQ 6651C-23 Dear Mr. Govil: The Nasdaq Stock Market LLC’s (“Nasdaq” or the “Exchange”) Hearings Panel (“Panel”) has determined to delist Cemtrex Inc.’s (the “Company”) shares o
January 17, 2024	EX-FILING FEES	Filing Fee Table EXHIBIT 107 EX-FILING FEES Calculation of Filing Fee Tables S-1 (Form Type) CEMTREX, INC.
January 17, 2024	S-1	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 CEMTREX, INC. (Exact name of Registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CEMTREX, INC. (Exact name of Registrant as specified in its charter) Delaware 3590 30-0399914 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (I.R.S. Employer Identification No.) 135 Fell Cou
January 17, 2024	EX-21.1	Subsidiaries of Registrant Exhibit 21.1 Name of consolidated subsidiary or entity State or other jurisdiction of incorporation or organization Date of incorporation or formation (date of acquisition, if applicable) Attributable interest Advanced Industrial Services, Inc. Pennsylvania July 20, 1984 (December 15, 2015) 100% Advanced Industrial Leasing, Inc. Pennsylvania July 20, 1984 (December 15, 2015) 100% Cemtrex Technolog
January 3, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 29, 2023 Cemtrex Inc. (E UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 29, 2023 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Num
January 3, 2024	EX-99.1	Sent via electronic delivery EXHIBIT 99.1 Sent via electronic delivery January 3, 2024 Saagar Govil Chief Executive Officer Cemtrex Inc. 135 Fell Ct Hauppauge, NY 11788 RE: Cemtrex Inc. (Symbol: CETXP) Nasdaq Listing Qualifications Hearings Docket No. NQ 6651C-23 Dear Mr. Govil: The Nasdaq Stock Market LLC’s (“Nasdaq” or the “Exchange”) Hearings Panel (“Panel”) has determined to amend the exception granted on September 8, 202
December 28, 2023	EX-21.1	Subsidiaries of the Registrant EXHIBIT 21.1 SUBSIDIARIES OF THE REGISTRANT Name of consolidated subsidiary or entity State or other jurisdiction of incorporation or organization Date of incorporation or formation (date of acquisition, if applicable) Attributable interest Advanced Industrial Services, Inc. Pennsylvania July 20, 1984 (December 15, 2015) 100 % Advanced Industrial Leasing, Inc. Pennsylvania July 20, 1984 (December
December 28, 2023	EX-4.5	Exhibit 4.5 EXHIBIT 4.5 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 General Our authorized capital stock consists of 50,000,000 shares of common stock, par value $0.001 per share, and 10,000,000 shares of preferred stock, par value $0.001 per share, of which 1,000,000 shares are designated as series A preferred stock, 100,000 are designat
December 28, 2023	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the fiscal year ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 Commission File Number 001-37464 CEMTREX, INC. (Exact name of registrant as specified in its charter) Delaware
December 26, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 26, 2023 Cemtrex Inc. (E UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 26, 2023 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Num
December 6, 2023	EX-99.1	HEISEY MECHANICAL, LTD. TABLE OF CONTENTS EXHIBIT 99.1 HEISEY MECHANICAL, LTD. TABLE OF CONTENTS Page Independent Auditors’ Report 3 Balance Sheet as of December 31, 2022 4 Statement of Operations for the Year Ended December 31, 2022 5 Statement of Stockholder’s Equity for the Year Ended December 31, 2022 6 Statement of Cash Flow for the Year Ended December 31, 2022 7 Notes to Consolidated Financial Statements 8 2 INDEPENDENT AUDITORS’ RE
December 6, 2023	EX-99.2	HEISEY MECHANICAL, LTD. TABLE OF CONTENTS EXHIBIT 99.2 HEISEY MECHANICAL, LTD. TABLE OF CONTENTS Page Balance Sheet as of June 30, 2023 2 Statement of Operations for the three and six months Ended June 30, 2023 3 Statement of Stockholder’s Equity for the six months Ended June 30, 2023 4 Statement of Cash Flow for the six months Ended June 30, 2023 5 Notes to Consolidated Financial Statements 6 1 HEISEY MECHANICAL, LTD. BALANCE SHEET (unau
December 6, 2023	8-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 1, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 1, 2023 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Comm
December 6, 2023	EX-99.3	Unaudited Pro Forma Condensed Combined Financial Information Exhibit 99.3 Unaudited Pro Forma Condensed Combined Financial Information The following unaudited pro forma condensed combined balance sheet of Cemtrex, Inc. (“the Company”) for the fiscal year ended September 30, 2022, is presented as if the acquisition of Heisey Mechanical, Ltd. (“Heisey”) referred to herein as the “Acquisition” had occurred on September 30, 2021. The unaudited pro forma condens
December 6, 2023	EX-10.1	Asset Purchase Agreement, dated as of June 7, 2023 EXHIBIT 10.1 ASSET PURCHASE AGREEMENT This Asset Purchase Agreement (this “Agreement”), dated as of June 7, 2023, is entered into by and among HEISEY MECHANICAL, LTD., a Pennsylvania corporation (“Seller”), and ANDREAS HEISEY, an individual residing in the Commonwealth of Pennsylvania (“the “Shareholder” and collectively with the Seller, the “Seller Parties”) and ADVANCED INDUSTRIAL SERVICES, INC.
November 9, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule14a-12 CEMTREX INC (Name of Registrant as Specified In Its Charter) (Name of Person(s) Filing Proxy Statement if other than the Registrant) Payment of Filing Fee (Check the appropriate box): ☒ No fee required.
October 30, 2023	PRE 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule14a-12 CEMTREX INC (Name of Registrant as Specified In Its Charter) (Name of Person(s) Filing Proxy Statement if other than the Registrant) Payment of Filing Fee (Check the appropriate box): ☒ No fee required.
September 19, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 18, 2023 Cemtrex Inc. ( UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 18, 2023 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Nu
September 12, 2023	EX-99.1	Sent via electronic delivery EXHIBIT 99.1 Sent via electronic delivery September 8, 2023 Saagar Govil CEO/Cemtrex, Inc. Cemtrex Inc. 135 Fell Ct Hauppauge, NY 11788 RE: Cemtrex Inc. (Symbol: CETXP) Nasdaq Listing Qualifications Hearings Docket No. NQ 6651C-23 Dear Mr. Govil: Based on its review of the written record, the Nasdaq Hearings Panel (“Panel”) has determined to grant Cemtrex Inc. (the “Company”) a temporary exception
September 12, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 8, 2023 Cemtrex Inc. (E UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 8, 2023 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Num
August 23, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 22, 2023 Cemtrex Inc. (Exa UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 22, 2023 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Numbe
August 23, 2023	EX-99.1	Cemtrex Announces Share Repurchase Program for Series 1 Preferred EXHIBIT 99.1 Cemtrex Announces Share Repurchase Program for Series 1 Preferred Brooklyn, NY – August 23, 2023 – Cemtrex Inc. (Nasdaq: CETX, CETXP), an advanced security technology and industrial services company, announced today that its Board of Directors has authorized a share repurchase program under which the Company may repurchase up 2,300,000 shares of its outstanding Series 1 Preferred Stoc
August 10, 2023	EX-21.1	Subsidiaries of the Registrant EXHIBIT 21.1 Name of consolidated State or other jurisdiction of incorporation or Date of incorporation or formation (date of acquisition, if Attributable subsidiary or entity organization applicable) interest Advanced Industrial Services, Inc. Pennsylvania July 20, 1984 (December 15, 2015) 100 % Advanced Industrial Leasing, Inc. Pennsylvania July 20, 1984 (December 15, 2015) 100 % Cemtrex Technol
August 10, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the transition period from to Commission File Number 001-37464 CEMTREX, INC. (Exact name of registrant
August 4, 2023	EX-99.1	Sent via electronic delivery EXHIBIT 99.1 Sent via electronic delivery July 25, 2023 Saagar Govil CEO/Cemtrex, Inc. Cemtrex Inc. 135 Fell Ct Hauppauge, NY 11788 RE: Cemtrex Inc. (Symbol: CETX) Nasdaq Listing Qualifications Hearings Docket No. NQ 6651C-23 Dear Saagar Govil, We have received your request on behalf of Cemtrex Inc.(the “Company”), to appeal the Nasdaq Listing Qualification Staff determination to delist the Compan
August 4, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 25, 2023 Cemtrex Inc. (Exact UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 25, 2023 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number)
July 28, 2023	EX-99.1	NASDAQ ONLINE RESOURCES EXHIBIT 99.1 By Electronic Delivery to: [email protected] July 25, 2023 Mr. Saagar Govil Chairman of the Board, CEO, President & Secretary Cemtrex Inc. 276 Greenpoint Ave, Bld 8, Ste 208 Brooklyn, NY 11222 Re: Cemtrex Inc. (the “Company”) – Staff Determination Nasdaq Symbol: CETXP Dear Mr. Govil: As you are aware, on July 29, 2022, Staff notified the Company that the bid price of its Series 1 Pre
July 28, 2023	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 25, 2023 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number)
July 7, 2023	EX-99.1	Cemtrex Closes Acquisition of Heisey Mechanical Ltd. to Expand AIS Industrial Segment Highly Synergistic Acquisition Adds Approximately $11 Million in Revenue, Positive Cash Flow and Expands Capabilities and Customers into New Markets Transaction Acc EXHIBIT 99.1 Cemtrex Closes Acquisition of Heisey Mechanical Ltd. to Expand AIS Industrial Segment Highly Synergistic Acquisition Adds Approximately $11 Million in Revenue, Positive Cash Flow and Expands Capabilities and Customers into New Markets Transaction Accretive in Fourth Quarter of Fiscal Year 2023 Brooklyn, NY – July 7, 2023 - Cemtrex Inc. (NASDAQ: CETX, CETXP), an advanced security techn
July 7, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 1, 2023 Cemtrex Inc. (Exact UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 1, 2023 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number)
May 26, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 26, 2023 Cemtrex Inc. (Exact UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 26, 2023 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number)
May 11, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the transition period from to Commission File Number 001-37464 CEMTREX, INC. (Exact name of registrant
May 11, 2023	EX-10.1	Amendment of the Term Loan Agreement between Vicon and NIL Funding, dated March 3, 2023 EXHIBIT 10.1 THIS FOURTH AMENDMENT TO TERM LOAN AGREEMENT AND RELATED LOAN DOCUMENTS WITH CONSENT OF GUARANTORS IS SUBJECT TO ARBITRATION PURSUANT TO THE FEDERAL ARBITRATION ACT AND/OR §15-48-10 OF THE SOUTH CAROLINA CODE OF LAWS {1976), AS AMENDED. FOURTH AMENDMENT TO TERM LOAN AGREEMENT AND RELATED LOAN DOCUMENTS WITH CONSENT OF GUARANTORS THIS FOURTH AMENDMENT TO TERM LOAN AGREEMENT AND RELATED
May 11, 2023	EX-21.1	Subsidiaries of the Registrant EXHIBIT 21.1 Name of consolidated State or other jurisdiction of Date of incorporation or formation Attributable subsidiary or entity incorporation or organization (date of acquisition, if applicable) interest Advanced Industrial Services, Inc. Pennsylvania July 20, 1984 (December 15, 2015) 100 % Advanced Industrial Leasing, Inc. Pennsylvania July 20, 1984 (December 15, 2015) 100 % Cemtrex Technol
May 11, 2023	EX-10.3	Amendment to Promissory Note Between Cemtrex, Inc. and Streeterville Capital, LL EXHIBIT 10.3 AMENDMENT TO PROMISSORY NOTE This Amendment to Promissory Note (this “Amendment”) is entered into as of May 3, 2023, by and between STREETERVILLE CAPITAL, LLC, a Utah limited liability company (“Lender”), and CEMTREX, INC., a Delaware corporation (“Borrower”). Capitalized terms used in this Amendment without definition shall have the meanings given to them in the Note (as defined belo
May 11, 2023	EX-10.2	Amendment to Loan Documents Between Advanced Industrial Services, Inc. and Fulton Bank, N.A. EXHIBIT 10.2 2023 AMENDMENT TO LOAN DOCUMENTS TIDS 2023 AMENDMENT TO LOAN DOCUMENTS (this “Amendment”) is made as of February 15, 2023, by and between FULTON BANK, N.A., a national banking association (the “Bank”), with a mailing address at 30 South George Street, York, Pennsylvania 1740 I, and ADVANCED INDUSTRIAL SERVICES, INC., a Pennsylvania corporation, and AIS LEASING COMPANY, a Pennsylvania
April 6, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule14a-12 CEMTREX INC (Name of Registrant as Specified In Its Charter) (Name of Person(s) Filing Proxy Statement if other than the Registrant) Payment of Filing Fee (Check the appropriate box): ☒ No fee required.
March 23, 2023	8-K	Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 23, 2023 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number
March 20, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 20, 2023 Cemtrex Inc. (Exac UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 20, 2023 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number
February 14, 2023	EX-21.1	Subsidiaries of the Registrant EXHIBIT 21.1 Name of consolidated State or other jurisdiction of Date of incorporation or formation Attributable subsidiary or entity incorporation or organization (date of acquisition, if applicable) interest Advanced Industrial Services, Inc. Pennsylvania July 20, 1984 (December 15, 2015) 100 % Cemtrex Technologies Pvt Ltd. India December 21, 2017 100 % Vicon Industries, Inc. New York March 23,
February 14, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the quarterly period ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the transition period from to Commission File Number 001-37464 CEMTREX, INC. (Exact name of registr
February 9, 2023	EX-99.1	Sent via electronic delivery EXHIBIT 99.1 Sent via electronic delivery February 8, 2023 Mr. Saagar Govil CEO Cemtrex Inc. 276 Greenpoint Ave Bld. 8, Suite 208 Brooklyn, NY 11222 RE: Cemtrex Inc. (Symbol: CETX) Nasdaq Listing Qualifications Hearings Docket No. NQ 6560C-23 Dear Mr. Govil: This is to advise you that we have been informed by Staff that the bid price deficiency of Cemtrex Inc. (the “Company”) has been cured, and t
February 9, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 9, 2023 Cemtrex Inc. (Ex UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 9, 2023 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Numb
February 9, 2023	EX-99.2	Cemtrex Regains Compliance with Nasdaq Listing Requirements EXHIBIT 99.2 Cemtrex Regains Compliance with Nasdaq Listing Requirements Brooklyn, NY - February 9, 2022 - Cemtrex Inc. (NASDAQ: CETX, CETXP), an advanced security technology and industrial services company, announced today that it has received notice from the Nasdaq Stock Market LLC (Nasdaq) on February 8, 2023 informing the Company that it’s common stock has regained full compliance with the min
January 30, 2023	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 30, 2023 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Numb
January 30, 2023	EX-99.2	NASDAQ ONLINE EXHIBIT 99.2 Stanley Higgins Associate Vice President Listing Qualifications The Nasdaq Stock Market LLC +1 301 978 8041 By Electronic Delivery to: [email protected] January 26, 2023 Mr. Saagar Govil Chairman of the Board, CEO, President & Secretary Cemtrex Inc. 276 Greenpoint Ave, Bld 8, Ste 208 Brooklyn, NY 11222 Re: Cemtrex Inc. (the “Company”) – Staff Determination Nasdaq Symbol: CETX Dear Mr
January 30, 2023	EX-99.1	NASDAQ ONLINE RESOURCES EXHIBIT 99.1 Sent via Electronic Delivery to: [email protected] January 26, 2023 Mr. Saagar Govil Chairman of the Board, CEO, President & Secretary Cemtrex Inc. 276 Greenpoint Ave, Bld 8, Ste 208 Brooklyn, NY 11222 Re: Cemtrex Inc. (the “Company”) Nasdaq Symbol: CETXP Dear Mr. Govil: As you are aware, on July 29, 2022, we notified you that, based on the previous 30 consecutive business days, the
January 23, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 23, 2023 Cemtrex Inc. (Ex UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 23, 2023 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Numb
January 23, 2023	EX-99.1	Cemtrex Postpones Reverse Split to January 25th, 2023 Exhibit 99.1 Cemtrex Postpones Reverse Split to January 25th, 2023 Brooklyn, NY - January 23, 2023 - Cemtrex Inc. (NASDAQ: CETX, CETXP), an advanced security technology and industrial services company, today announced that the planned split of its outstanding common stock that was to be effective on January 23, 2023 has been postponed until January 25th 2023. The reverse stock split is primarily i
January 20, 2023	EX-3.1	Amendment to Certificate of Incorporation State of Delaware EXHIBIT 3.1 Secretary of State Division of Corporations Delivered 04:50 PM 01112/2023 FILED 04:50 PM 01/12/2023 SR 20230121567 - File Number 2888556 FORM OF CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF CEMTREX, INC. 1. Name of corporation: Cemtrex, Inc. 2. The articles have been amended as follows (provide article numbers, if available): Article 4 of the Certificat
January 20, 2023	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 20, 2023 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Numb
December 28, 2022	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the fiscal year ended September 30, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the fiscal year ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 Commission File Number 001-37464 CEMTREX, INC. (Exact name of registrant as specified in its charter) Delaware
December 28, 2022	EX-21.1	Subsidiaries of the Registrant EXHIBIT 21.1 SUBSIDIARIES OF THE REGISTRANT Date of incorporation or Name of consolidated subsidiary or entity State or other jurisdiction of incorporation or organization formation (date of acquisition, if applicable) Attributable interest Advanced Industrial Services, Inc. Pennsylvania July 20, 1984 (December 15, 2015) 100 % Cemtrex Advanced Technologies, Inc. New York July 11, 2017 100 % Cemtre
December 23, 2022	DEF 14C	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT December 23, 2022 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT December 23, 2022 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 ☒ Filed by the registrant ☐ Filed by a party other than the registrant ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as pe
December 13, 2022	PRE 14C	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT December __, 2022 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT December , 2022 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 ☒ Filed by the registrant ☐ Filed by a party other than the registrant ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as perm
November 29, 2022	EX-10.1	Asset Purchase agreement between Cemtrex, Inc. and Saagar Govil, dated November 22, 2022 EXHIBIT 10.1 ASSET PURCHASE AGREEMENT This ASSET PURCHASE AGREEMENT (this “Agreement”) dated as of November 22, 2022, is by and between CEMTREX, INC., a Delaware corporation (“Seller”), and SAAGAR GOVIL, through a company to be formed by Mr. Govil (“Purchaser”). Purchaser and Seller are referred to collectively herein as the “Parties”. WHEREAS, Purchaser desires to acquire the Acquired Assets (as
November 29, 2022	EX-10.2	Asset Purchase agreement between Cemtrex, Inc. and Saagar Govil, dated November 22, 2022 EXHIBIT 10.2 ASSET PURCHASE AGREEMENT This ASSET PURCHASE AGREEMENT (this “Agreement”) dated as of November 22, 2022, is by and between CEMTREX, INC., a Delaware corporation (“Seller”), and SAAGAR GOVIL, through a company to be formed by Mr. Govil (“Purchaser”). Purchaser and Seller are referred to collectively herein as the “Parties”. WHEREAS, Purchaser desires to acquire the Acquired Assets (as
November 29, 2022	EX-10.3	Simple Agreement for Future Equity (SAFE) between Cemtrex, Inc. and Saagar Govil, dated November 18, 2022 EXHIBIT 10.3 THIS INSTRUMENT AND ANY SECURITIES ISSUABLE PURSUANT HERETO HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), OR UNDER THE SECURITIES LAWS OF CERTAIN STATES. THESE SECURITIES MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED EXCEPT AS PERMITTED UNDER THE ACT AND APPLICABLE STATE SECURITIES LAWS PURSUANT TO AN EFFECTI
November 29, 2022	EX-99.1	Cemtrex Completes Divestiture of Non-Core Assets to Focus on Accelerating Its Vicon and AIS Brands Transformative Business Restructuring to Result in Cost Savings of $2.5-$3 Million Per Year Building a Dominant Security Technology Brand Focused on VS EXHIBIT 99.1 Cemtrex Completes Divestiture of Non-Core Assets to Focus on Accelerating Its Vicon and AIS Brands Transformative Business Restructuring to Result in Cost Savings of $2.5-$3 Million Per Year Building a Dominant Security Technology Brand Focused on VSaaS Solutions Leveraging AI and Cloud Technology Solutions for Commercial, Industrial, and Government Applications Monetizing the Increas
November 29, 2022	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 22, 2022 Cemtrex Inc. (E UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 22, 2022 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Num
November 10, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 8, 2022 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Numb
October 4, 2022	EX-99.1	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION EXHIBIT 99.1 UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No. 11114 / September 30, 2022 SECURITIES EXCHANGE ACT OF 1934 Release No. 95953 / September 30, 2022 ADMINISTRATIVE PROCEEDING File No. 3-21189 In the Matter of CEMTREX, INC. and SAAGAR GOVIL, Respondents. ORDER INSTITUTING CEASE-AND- DESIST PROCEEDINGS, PURSUANT TO SECTION 8A OF THE
October 4, 2022	8-K	Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 30, 2022 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Nu
September 30, 2022	8-K	Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 30, 2022 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Nu
September 20, 2022	8-K	Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 20, 2022 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Nu
August 19, 2022	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Rule14a-12 CEMTREX INC (Name of Registrant as Specified In Its Charter) (Name of Person(s) Filing Proxy Statement if other than the Registrant) Payment of Filing Fee (Check the appropriate box): ? No fee required.
August 15, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the quarterly period ended June 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the transition period from to Commission File Number 001-37464 CEMTREX, INC. (Exact name of registrant
August 15, 2022	EX-21.1	Subsidiaries of the Registrant EX-21.1 2 ex21-1.htm EXHIBIT 21.1 Name of consolidated State or other jurisdiction of Date of incorporation or formation Attributable subsidiary or entity incorporation or organization (date of acquisition, if applicable) interest Advanced Industrial Services, Inc. Pennsylvania July 20, 1984 (December 15, 2015) 100 % Cemtrex Advanced Technologies, Inc. New York July 11, 2017 100 % Cemtrex Technolo
August 3, 2022	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 29, 2022 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number)
August 3, 2022	EX-99.1	June 14, 2022 July 28, 2022 EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Sent via Electronic Delivery to: [email protected] July 29, 2022 Mr. Saagar Govil Chairman of the Board, CEO, President & Secretary Cemtrex Inc. 276 Greenpoint Ave, Bld 8, Ste 208 Brooklyn, NY 11222 Re: Cemtrex Inc. (the “Company”) Nasdaq Security: Series 1 Preferred Stock Nasdaq Symbol: CETXP Dear Mr. Govil: As we discussed, our Listing Rules (the “Rules”) requi
July 27, 2022	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 26, 2022 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number)
July 27, 2022	EX-99.1	NASDAQ ONLINE RESOURCES EXHIBIT 99.1 Sent via Electronic Delivery to: [email protected] July 26, 2022 Mr. Saagar Govil Chairman of the Board, CEO, President & Secretary Cemtrex Inc. 276 Greenpoint Ave, Bld 8, Ste 208 Brooklyn, NY 11222 Re: Cemtrex Inc. (the ?Company?) Nasdaq Symbol: CETX Dear Mr. Govil: As you are aware, on January 24, 2022, we notified you that, based on the previous 30 consecutive business days, the C
May 16, 2022	EX-10.6	Securities Purchase Agreement dated February 22, 2022 EXHIBIT 10.6 SE C U R IT IE S PU R C H A S E AG R E E M E N T THIS SECURITIES PURCHASE AGREEMENT (this ?Agreement?), dated as of February 22, 2022, is entered into by and between CEMTREX INC., a Delaware corporation (?Company?), and STREETERVILLE CAPITAL, LLC, a Utah limited liability company, its successors and/or assigns (?Investor?). A. Company and Investor are executing and delivering this Agr
May 16, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the transition period from to Commission File Number 001-37464 CEMTREX, INC. (Exact name of registrant
May 16, 2022	EX-10.7	Amendment of the Term Loan Agreement between Vicon and NIL Funding, dated March 30, 2022 EXHIBIT 10.7 THIS THIRD AMENDMENT TO TERM LOAN AGREEMENT AND RELATED LOAN DOCUMENTS WITH CONSENT OF GUARANTORS IS SUBJECT TO ARBITRATION PURSUANT TO THE FEDERAL ARBITRATION ACT AND/OR ?15-48-10 OF THE SOUTH CAROLINA CODE OF LAWS (1976), AS AMENDED. THIRD AMENDMENT TO TERM LOAN AGREEMENT AND RELATED LOAN DOCUMENTS WITH CONSENT OF GUARANTORS THIS THIRD AMENDMENT TO TERM LOAN AGREEMENT AND RELATED LO
May 16, 2022	EX-21.1	Subsidiaries of the Registrant EXHIBIT 21.1 Name of consolidated State or other jurisdiction of Date of incorporation or Attributable subsidiary or entity incorporation or organization formation (date of acquisition, if applicable) interest Advanced Industrial Services, Inc. Pennsylvania July 20, 1984 (December 15, 2015) 100 % Cemtrex Advanced Technologies, Inc. New York July 11, 2017 100 % Cemtrex Technologies Pvt Ltd. India D
May 3, 2022	SC 13G	CETX / Cemtrex Inc / Streeterville Capital LLC - NONE Passive Investment SC 13G 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* Cemtrex, Inc. (Name of Issuer) Common stock, $0.001 par value (Title of Class of Securities) 15130G600 (CUSIP Number) May 03, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th
March 29, 2022	RW	CEMTREX, INC. 276 Greenpoint Ave Bld. 8 Suite 208 Brooklyn, NY 11222 CEMTREX, INC. 276 Greenpoint Ave Bld. 8 Suite 208 Brooklyn, NY 11222 March 28, 2022 VIA EDGAR Geoff Kruczek Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Request to Withdraw the Registration Statement on Form S-1 Registration Number 333-262753 Ladies and Gentlemen: On February 15, 2022, Cemtrex, Inc., a Delaware corporation (the ?C
March 22, 2022	8-K	Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 21, 2022 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number
February 28, 2022	10-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 2 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the fiscal year ended September 30, 2021 ☐ TRANSITION REPORT PURSUAN UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 2 ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the fiscal year ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 Commission File Number 001-37464 CEMTREX, INC. (Exact name of registrant as specified in its
February 28, 2022	CORRESP	Cemtrex Inc. ● 276 Greenpoint Ave Bld 8 Suite 208 ● Brooklyn, NY USA ● 11222 ● Tel:631.756.9116 Fax: 631.420.4985 www.cemtrex.com ● [email protected] February 28, 2022 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Mail Stop 3030 100 F Street, N.E. Washington, D.C. 20549 Attention: Mr. Jeffrey Gordon Mr. John Cash Office of Manufacturing Re: Cemtrex, Inc. Form 10-K for the Year Ended September 30, 2021 Filed January 21, 2022 File No. 001-37464 Gentlemen: This letter responds to the comments received from the s
February 18, 2022	EX-21.1	Subsidiaries of the Registrant EXHIBIT 21.1 State or other jurisdiction of Date of incorporation or Attributable Name of consolidated subsidiary or entity incorporation or organization formation (date of acquisition, if applicable) interest Advanced Industrial Services, Inc. Pennsylvania July 20, 1984 (December 15, 2015) 100 % Cemtrex Advanced Technologies, Inc. New York July 11, 2017 100 % Cemtrex Technologies Pvt Ltd. India D
February 18, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the quarterly period ended December 31, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the transition period from to Commission File Number 001-37464 CEMTREX, INC. (Exact name of registr
February 15, 2022	NT 10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form N-SAR ☐ Form N-CSR NT 10-Q 1 formnt10-q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2021 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transiti
February 15, 2022	S-1	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Cemtrex, Inc. (Exact name of registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Cemtrex, Inc. (Exact name of registrant as specified in its charter) Delaware 3829 30-0399914 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (I.R.S. Employer Identification Number) 276 Green
February 15, 2022	EX-FILING FEES	Filing Fees Exhibit Exhibit 107 Title of Each Class of Securities to be Registered Amount to be Registered(1)(2) Maximum Offering Price Per Share (3) Maximum Aggregate Offering Price (3) Amount of Registration Fee(3) Series 1 Preferred Stock, par value $0.
February 1, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2022 CEMTREX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number)
January 27, 2022	10-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the fiscal year ended September 30, 2021 ☐ TRANSITION REPORT PURSUAN UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the fiscal year ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 Commission File Number 001-37464 CEMTREX, INC. (Exact name of registrant as specified in its
January 26, 2022	EX-99.1	NASDAQ ONLINE RESOURCES Exhibit 99.1 By Electronic Delivery to: [email protected] January 19, 2022 Mr. Saagar Govil Chairman of the Board, CEO, President & Secretary Cemtrex Inc. 276 Greenpoint Ave, Bld 8, Ste 208 Brooklyn, NY 11222 Re: Cemtrex Inc. (the ?Company?) Nasdaq Symbol: CETX Dear Mr. Govil: As you are aware, your Company has not yet filed its Form 10-K for the period ended September 30, 2021 (the ?Filing?), it
January 26, 2022	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 19, 2022 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Numb
January 26, 2022	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 24, 2022 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Numb
January 26, 2022	EX-99.1	December 9, 2021 to January 21, 2022 EXHIBIT 99.1 By Electronic Delivery to: [email protected] January 24, 2022 Mr. Saagar Govil Chairman of the Board, CEO, President & Secretary Cemtrex Inc. 276 Greenpoint Ave, Bld 8, Ste 208 Brooklyn, NY 11222 Re: Cemtrex Inc. (the ?Company?) Nasdaq Symbol: CETX Dear Mr. Govil: As discussed, our Listing Rules (the ?Rules?) require listed securities to maintain a minimum bid price of $1 per share.
January 26, 2022	EX-99.3	Cemtrex Announces Receipt of Nasdaq Listing Delinquency Letter and Has Subsequently Regained Compliance Exhibit 99.3 Cemtrex Announces Receipt of Nasdaq Listing Delinquency Letter and Has Subsequently Regained Compliance Brooklyn, NY ? January 25, 2021 ? Cemtrex Inc. (NASDAQ: CETX, CETXP, CETXW), a technology company driving innovation in Internet of Things (IoT), security, machine vision & artificial intelligence, and augmented & virtual reality, announced today that it received a letter from Listi
January 26, 2022	EX-99.2	Sent via Electronic Delivery to: Exhibit 99.2 Sent via Electronic Delivery to: [email protected] January 24, 2022 Mr. Saagar Govil Chairman of the Board, CEO, President & Secretary Cemtrex Inc. 276 Greenpoint Ave, Bld 8, Ste 208 Brooklyn, NY 11222 Re: Cemtrex Inc. (the ?Company?) Nasdaq Symbol: CETX Dear Mr. Govil: On January 19, 2022, Staff notified the Company that it no longer met the periodic filing requirement for The Nasda
January 21, 2022	EX-21.1	Subsidiaries of the Registrant (15) EX-21.1 2 ex21-1.htm EXHIBIT 21.1 SUBSIDIARIES OF THE REGISTRANT Name of consolidated State or other jurisdiction of Date of incorporation or Attributable subsidiary or entity incorporation or organization formation (date of acquisition, if applicable) interest Advanced Industrial Services, Inc. Pennsylvania July 20, 1984 (December 15, 2015) 100 % Cemtrex Advanced Technologies, Inc. New York July
January 21, 2022	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the fiscal year ended September 30, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the fiscal year ended September 30, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 Commission File Number 001-37464 CEMTREX, INC. (Exact name of registrant as specified in its charter) Delaware
December 30, 2021	NT 10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☒Form 10-K ☐Form 20-F ☐Form 11-K ☐Form 10-Q ☐ Form N-SAR ☐Form N-CSR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☒Form 10-K ☐Form 20-F ☐Form 11-K ☐Form 10-Q ☐ Form N-SAR ☐Form N-CSR For Period Ended: September 30, 2021 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.
November 4, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 1, 2021 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Numb
November 1, 2021	EX-99.1	Sent via electronic delivery EXHIBIT 99.1 Sent via electronic delivery November 1, 2021 Saagar Govil CEO Cemtrex Inc. 276 Greenpoint Ave Bld. 8, Suite 208 Brooklyn, NY 11222 RE: Cemtrex Inc. (Symbols: CETX; CETXP) Nasdaq Listing Qualifications Hearings Docket No. NQ 6458C-21 Dear Mr. Govil: This is to advise you that we have been informed by Nasdaq Staff that Cemtrex Inc.?s (the ?Company?) has regained compliance with Nasdaq?
November 1, 2021	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 1, 2021 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Numb
November 1, 2021	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 1, 2021 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Numb
October 13, 2021	8-K	Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 8, 2021 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Numbe
October 12, 2021	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 12, 2021 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Numb
October 12, 2021	EX-99.1	Sent via electronic delivery Exhibit 99.1 Sent via electronic delivery Saagar Govil CEO Cemtrex Inc. 276 Greenpoint Ave Bld. 8, Suite 208 Brooklyn, NY 11222 RE: Cemtrex Inc. (Symbols: CETX; CETXP) Nasdaq Listing Qualifications Hearings Docket No. NQ 6458C-21 Dear Mr. Govil: We have received your request on behalf of Cemtrex Inc. (the ?Company?), to appeal the Nasdaq Listing Qualification Staff determination to delist the Comp
October 7, 2021	EX-99.1	Stanley Higgins EXHIBIT 99.1 Stanley Higgins Associate Vice President Listing Qualifications The Nasdaq Stock Market LLC +1 301 978 8041 By Electronic Delivery to: [email protected] October 4, 2021 Mr. Saagar Govil Chief Executive Officer Cemtrex Inc. 276 Greenpoint Ave Bld. 8 Suite 208 Brooklyn, NY 11222 Re: Cemtrex Inc. (the ?Company?) ? Staff Determination Nasdaq Symbol: CETX and CETXP Dear Mr. Govil: On Febr
October 7, 2021	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 4, 2021 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Numbe
September 29, 2021	8-K	Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 29, 2021 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Nu
September 29, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 28, 2021 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Nu
September 17, 2021	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 17, 2021 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Nu
August 30, 2021	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 24, 2021 Cemtrex Inc. (Exa UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 24, 2021 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Numbe
August 24, 2021	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Rule14a-12 CEMTREX INC (Name of Registrant as Specified In Its Charter) (Name of Person(s) Filing Proxy Statement if other than the Registrant) Payment of Filing Fee (Check the appropriate box): ? No fee required.
August 16, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the transition period from to Commission File Number 001-37464 CEMTREX, INC. (Exact name of registrant
August 16, 2021	EX-21.1	Subsidiaries of the Registrant EXHIBIT 21.1 Name of consolidated State or other jurisdiction of Date of incorporation or formation Attributable subsidiary or entity incorporation or organization (date of acquisition, if applicable) interest Cemtrex Ltd Hong Kong September 4, 2013 100 % Advanced Industrial Services, Inc. Pennsylvania July 20, 1984 (December 15, 2015) 100 % Cemtrex Advanced Technologies, Inc. New York July 11, 20
June 23, 2021	EX-21.1	Subsidiaries of the Registrant EXHIBIT 21.1 Name of consolidated State or other jurisdiction of Date of incorporation or formation Attributable subsidiary or entity incorporation or organization (date of acquisition, if applicable) interest Cemtrex Ltd Hong Kong September 4, 2013 100 % Advanced Industrial Services, Inc. Pennsylvania July 20, 1984 (December 15, 2015) 100 % Cemtrex Advanced Technologies, Inc. New York July 11, 20
June 23, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the quarterly period ended March 31, 2021 [ ] TRANSITION REPORT PURSUANT TO SECTI UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the quarterly period ended March 31, 2021 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the transition period from to Commission File Number 001-37464 CEMTREX, INC. (Exact name of regist
May 28, 2021	EX-21.1	Subsidiaries of the Registrant EXHIBIT 21.1 Name of consolidated State or other jurisdiction of Date of incorporation or Attributable subsidiary or entity incorporation or organization formation (date of acquisition, if applicable) interest Cemtrex Ltd Hong Kong September 4, 2013 100 % Advanced Industrial Services, Inc. Pennsylvania July 20, 1984 (December 15, 2015) 100 % Cemtrex Advanced Technologies, Inc. New York July 11, 20
May 28, 2021	EX-3.15	Certificate of Correction of Certificate of Incorporation, dated July 29, 2021, filed October 7, 2020 (9) Exhibit 3.15 State or Delaware Secretary of State Division of Corporations Delivered 12:46 PM 10/07/2020 F1LED 12:46 PM10/07/2020 STATE OF DELAWARE SR 20207696261 ? File Number 2888556 CERTIFICATE OF CORRECTION Cemtrex Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware. DOES HEREBY CERTIFY: l. The name of the corporation is Cemtre
May 28, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the quarterly period ended December 31, 2020 [ ] TRANSITION REPORT PURSUANT TO SE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the quarterly period ended December 31, 2020 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the transition period from to Commission File Number 001-37464 CEMTREX, INC. (Exact name of reg
May 21, 2021	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 19, 2021 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number)
May 21, 2021	EX-99.1	NASDAQ ONLINE RESOURCES Exhibit 99.1 By Electronic Delivery to:[email protected] May 19, 2021 Mr. Saagar Govil Chairman of the Board, CEO, President & Secretary Cemtrex Inc. 276 Greenpoint Ave, Bld 8, Ste 208 Brooklyn, NY 11222 Re: Cemtrex Inc. (the ?Company?) Nasdaq Symbol: CETX Dear Mr. Govil: As you are aware, since we have not received the Company?s Form 10-Q for the period ended March 31, 2021 (the ?Subsequent Deli
May 18, 2021	NT 10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR [ ] Form N-CSR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR [ ] Form N-CSR For Period Ended: March 31, 2021 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.
March 19, 2021	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 18, 2021 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number
February 26, 2021	EX-10.1	Settlement Agreement and Release between Cemtrex, Inc. and Aron Govil dated February 26, 2021 (13) EXHIBIT 10.1 SETTLEMENT AGREEMENT AND MUTUAL RELEASE This Settlement Agreement and Mutual Release (?Settlement Agreement?) is entered into as of the 26th day of February, 2021, by and between CEMTREX, INC., a Delaware Corporation (?Cemtrex?), and ARON GOVIL (?Govil?). Cemtrex and Govil may be individually referred to herein as ?Party? and may be collectively referred to herein as ?Parties.? Recita
February 26, 2021	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 24, 2021 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Num
February 26, 2021	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 26, 2021 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Num
February 26, 2021	EX-99.1	NASDAQ ONLINE RESOURCES EXHIBIT 99.1 By Electronic Delivery to: [email protected] February 24, 2021 Mr. Saagar Govil Chairman of the Board, CEO, President & Secretary Cemtrex Inc. 276 Greenpoint Ave, Bld 8, Ste 208 Brooklyn, NY 11222 Re: Cemtrex Inc. (the “Company”) Nasdaq Symbol: CETX Dear Mr. Govil: I am following up on our recent telephone conversation in which I explained that since your Company has not yet filed it
February 17, 2021	NT 10-Q	- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR [ ] Form N-CSR For Period Ended: September 30, 2019 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.
February 16, 2021	EX-1	Joint Filing Statement Statement Pursuant to Rule 13d-1(k)(1) Exhibit 1 Joint Filing Statement Statement Pursuant to Rule 13d-1(k)(1) The undersigned hereby consent and agree to file a joint statement on Schedule 13G under the Securities Exchange Act of 1934, as amended, with respect to the Common Stock, $0.
February 16, 2021	SC 13G/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Cemtrex Inc. (Name of Issuer) Ordinary Shares, $0.001 Per share per share (Title of Class of Securities) ( UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.
February 16, 2021	SC 13G/A	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2. (Amendment No. 1)* Cemt CUSIP No: 15130G600 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2. (Amendment No. 1)* Cemtrex, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 15130G600 (CUSIP Number) Decemb
February 12, 2021	8-K	Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 9, 2021 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Numb
February 11, 2021	EX-99.1	NASDAQ ONLINE RESOURCES EX-99.1 7 ex99-1.htm Exhibit 99.1 By Electronic Delivery to: [email protected] February 8, 2021 Mr. Paul J. Wyckoff Controller Cemtrex Inc. 276 Greenpoint Ave Bld. 8 Suite 208 Brooklyn, NY 11101 Re: Cemtrex Inc. (the “Company”) Nasdaq Symbol: CETX Dear Mr. Wyckoff: As you are aware, due to the resignation of Raju Panjwani from the Company’s board and audit committee, effective January 25, 2021,
February 11, 2021	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits 8-K 1 form8-k.htm United States SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 8, 2021 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Co
January 29, 2021	EX-16.1	Letter from Haynie & Company to the Securities and Exchange Commission EXHIBIT 16.1 January 29, 2021 Securities and Exchange Commission 100F Street Washington, DC 20549 To Whom it May Concern: On January 26, 2021, we were informed that we had been dismissed as the independent registered public accounting firm for Cemtrex, Inc. (the Company). We have read the Company’s disclosure set forth in in Item 4.01, “Changes in Registrant’s Certifying Accountant” of the Company
January 29, 2021	8-K	Changes in Registrant's Certifying Accountant, Financial Statements and Exhibits - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 26, 2021 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Numb
January 27, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 25, 2021 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Numb
January 11, 2021	EX-10.1	Offer Letter, dated December 24, 2020, by and between Cemtrex, Inc. and Christopher C. Moore Exhibit 10.1 276 Greenpoint Ave, Ste 209, Brooklyn NY 11222, USA Tel: (631) 756-9116 E-mail: [email protected] - www.cemtrex.com December 24, 2020 Attn: Mr. Christopher Moore Re: Employment Offer at Cemtrex Inc. Dear Chris, In accordance with our recent discussions, we are pleased to offer you a fulltime employment position here at Cemtrex Inc., as our Chief Financial Officer. The following employm
January 11, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 6, 2021 CEMTREX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37464 30-0399914 (State or other jurisdiction (Commission (IRS Employer of incorporation)
January 5, 2021	10-K	Annual Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the fiscal year ended September 30, 2020 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 Commission File Number 001-37464 CEMTREX, INC. (Exact name of registrant as specified in its charter) Dela
January 5, 2021	EX-21.1	Subsidiaries of the Registrant EX-21.1 3 ex21-1.htm EXHIBIT 21.1 SUBSIDIARIES OF THE REGISTRANT Name of consolidated State or other jurisdiction of Date of incorporation or subsidiary or entity incorporation or organization formation (date of acquisition, if applicable) Attributable interest Cemtrex Ltd Hong Kong September 4, 2013 100 % Advanced Industrial Services, Inc. Pennsylvania July 20, 1984 (December 15, 2015) 100 % Cemt
January 5, 2021	EX-3.14	Certificate of Amendment of Certificate of Incorporation, dated July 29, 2020 (20) EXHIBIT 3.14
December 30, 2020	NT 10-K	- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form N-SAR [ ] Form N-CSR For Period Ended: September 30, 2020 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.
October 1, 2020	EX-99.1	Cemtrex Announces CFO Transition Priscilla Popov to be Appointed CFO, Aron Govil to Retire EXHIBIT 99.1 Cemtrex Announces CFO Transition Priscilla Popov to be Appointed CFO, Aron Govil to Retire Brooklyn, NY - October 1, 2020 — Cemtrex Inc. (NASDAQ: CETX, CETXP, CETXW), a technology company driving innovation in Internet of Things (IoT), security, machine vision & artificial intelligence, and augmented & virtual reality, today announced that Priscilla Popov has been appointed by Cemtrex
October 1, 2020	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits 8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 1, 2020 CEMTREX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37464 30-0399914 (State or other jurisdiction (Commission (IRS Employer

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