Statistik Asas
| LEI | 549300ZBRGRX6VMFJ315 |
| CIK | 1171471 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Calamos Convertible Opportunities and Income Fund
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
| August 29, 2025 |
Filed pursuant to Rule 424(b)(3) File No. 333-285118 CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND (the “Fund”) Supplement dated September 1, 2025 to the CALAMOS® FAMILY OF FUNDS (the “Funds”) Statement of Additional Information, dated February 21, 2025, as supplemented This supplement updates certain information contained in the Statement of Additional Information noted above and should be at |
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| May 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| April 25, 2025 |
April 25, 2025 Mr. John Kernan Chief Accounting Office Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Calamos Global Total Return Fund (“CGO”) (File No. 811-2547); Calamos Convertible and High Income Fund (“CHY”) (File No. 811-21319); Calamos Convertible Opportunities and Income Fund (“CHI”) (File No. 811-21080); Calamos Global Dynamic Income Fund (“CHW”) (File No. 81 |
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| February 24, 2025 |
Calamos Convertible Opportunities and Income Fund Up to 17,435,035 Common Shares Filed pursuant to Rule 424(b)(5) File No. 333-285118 Prospectus Supplement (To Prospectus dated February 21, 2025) Calamos Convertible Opportunities and Income Fund Up to 17,435,035 Common Shares Calamos Convertible Opportunities and Income Fund (the "Fund," "we," "us," or "our") has entered into a distribution agreement dated February 24, 2025 (the "Distribution Agreement") with Foreside Fund Ser |
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| February 21, 2025 |
Fifth Amendment to the Amended and Restated Stock Transfer Agency Agreement Exhibit k.1.vi Fifth Amendment to the Amended and Restated Stock Transfer Agency Agreement THIS FIFTH AMENDMENT ("Amendment"), effective as of August 24, 2021, ("Effective Date"), is to the Amended and Restated Stock Transfer Agency Agreement (the "Agreement") made as of June 15, 2007, and amended as of March 20, 2015, September 6, 2017, and October 18, 2017, between each entity set forth in Sched |
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| February 21, 2025 |
Exhibit k.1.x NINTH AMENDMENT TO THE AMENDED AND RESTATED LIQUIDITY AGREEMENT BETWEEN EACH FUND LISTED ON SCHEDULE A TO THE LIQUIDITY AGREEMENT AND STATE STREET BANK AND TRUST COMPANY This Ninth Amendment (this “Amendment”) is made this 9th day of September, 2024 and amends the Liquidity Agreement dated as of August 31, 2017, as subsequently amended, by and between each FUND LISTED ON SCHEDULE A T |
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| February 21, 2025 |
Exhibit S EX. FILING FEES Calculation of Filing Fee Tables Form N-2 (Form Type) Calamos Convertible Opportunities and Income Fund (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering P |
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| February 21, 2025 |
Fifth Amendment to the Amended and Restated Stock Transfer Agency Agreement Exhibit k.1.vii Fifth Amendment to the Amended and Restated Stock Transfer Agency Agreement THIS FIFTH AMENDMENT ("Amendment"), effective as of February 28, 2022, ("Effective Date"), is to the Amended and Restated Stock Transfer Agency Agreement (the "Agreement") made as of June 15, 2007, and amended as of March 20, 2015, September 6, 2017, October 18, 2017, and August 24, 2021, between each entit |
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| February 21, 2025 |
CALAMOS CONVERTIBLE OPPORTUNITIES and INCOME FUND AMENDMENT NO. 1 TO THE BY-LAWS Exhibit b.2 CALAMOS CONVERTIBLE OPPORTUNITIES and INCOME FUND AMENDMENT NO. 1 TO THE BY-LAWS The undersigned, being at least a majority of the Trustees of Calamos Convertible Opportunities and Income Fund (the “Trust”), hereby amend the Trust’s By-Laws, as amended and restated through August 23, 2021 (the “By-Laws”), as follows: 1. The By-Laws are hereby amended by deleting Article 12 thereof in i |
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| February 21, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 99.n CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in Registration Statement No. 333-229038 on Form N-2 of our report dated December 18, 2024, relating to the financial statements and financial highlights of Calamos Convertible Opportunities and Income Fund, Calamos Convertible and High Income Fund, Calamos Strategic Total Return Fund |
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| February 21, 2025 |
Exhibit h.8 Execution Version FORM OF SUB-PLACEMENT AGENT AGREEMENT Foreside Fund Services, LLC Three Canal Plaza, Suite 100 Portland, Maine 04101 February 24, 2025 UBS Securities LLC 1285 Avenue of the Americas New York, New York 10019 RE: At-the-Market Offerings by Calamos Convertible Opportunities and Income Fund Ladies and Gentlemen: From time to time Foreside Fund Services, LLC (the “Distribu |
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| February 21, 2025 |
Sixth Amendment to the Amended and Restated Stock Transfer Agency Agreement Exhibit k.1.viii Sixth Amendment to the Amended and Restated Stock Transfer Agency Agreement THIS SIXTH AMENDMENT ("Amendment"), effective as of March 24, 2022 ("Effective Date"), is to the Amended and Restated Stock Transfer Agency Agreement (the "Agreement"), made as of June 15, 2007, and amended as of March 20, 2015, September 6, 2017, October 18, 2017, August 24, 2021, and February 28, 2022, b |
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| February 21, 2025 |
Exhibit l.5 Morris, Nichols, Arsht & Tunnell llp 1201 North Market Street P.O. BOX 1347 Wilmington, Delaware 19899-1347 (302) 658-9200 (302) 658-3989 FAX February 21, 2025 Calamos Convertible Opportunities and Income Fund 2020 Calamos Court Naperville, Illinois 60563 Re: Calamos Convertible Opportunities and Income Fund Ladies and Gentlemen: We have acted as special Delaware counsel to Calamos Con |
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| February 21, 2025 |
Exhibit t POWER OF ATTORNEY The person whose signature appears below hereby appoints John P. |
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| February 21, 2025 |
As filed with the Securities and Exchange Commission on February 21, 2025 As filed with the Securities and Exchange Commission on February 21, 2025 1933 Act File No. |
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| February 21, 2025 |
FORM OF DISTRIBUTION AGREEMENT Exhibit h.7 Execution Version FORM OF DISTRIBUTION AGREEMENT This DISTRIBUTION AGREEMENT (this “Agreement”) made as of February 24, 2025 by and between Calamos Convertible Opportunities and Income Fund, a Delaware statutory trust (the “Fund”), and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”). WITNESSETH: WHEREAS, the Fund is registered under the Investment |
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| February 21, 2025 |
Eighth Amendment to the Amended and Restated Stock Transfer Agency Agreement Exhibit k.1.ix Eighth Amendment to the Amended and Restated Stock Transfer Agency Agreement THIS EIGHTH AMENDMENT (“Amendment”), effective as of September 6, 2022, (“Effective Date”), is to the Amended and Restated Stock Transfer Agency Agreement (the “Agreement”) made as of June 15, 2007, and amended as of July 1, 2012, March 20, 2015, September 6, 2017, October 18, 2017, August 24, 2021, Februar |
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| December 20, 2024 |
Filed pursuant to Rule 424(B)(3) Registration No. 333-229042 Calamos Convertible Opportunities and Income Fund (the "Fund") Supplement dated December 20, 2024 to the Fund's Prospectus dated February 24, 2022, as supplemented from time to time, and to the Fund's Statement of Information ("SAI") dated February 24, 2022, as supplemented from time to time Recent Developments – Dividends and Distributi |
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| October 7, 2024 |
SC 13G 1 sayw2410070213g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND (Name of Issuer) Series G Mandatory Redeemable Preferred Shares (Title of Class of Securities) 1281174*6 (CUSIP Number) September 30, 2024 (Date of Event which Requires Filing of |
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| September 19, 2024 |
Filed pursuant to Rule 424(B)(3) Registration No. 333-229042 Calamos Convertible Opportunities and Income Fund (the "Fund") Supplement dated September 19, 2024 to the Fund's Prospectus dated February 24, 2022, as supplemented from time to time and to the Fund's Statement of Information ("SAI") dated February 24, 2022, as supplemented from time to time I. Recent Developments — Mandatory Redeemable |
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| August 30, 2024 |
SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Calamos Convertible Opportunities and Income Fund (Name of Issuer) Series G Mandatory Redeemable Preferred Shares (Title of Class of Securities) 128117 4*6 (CUSIP Number) September 9, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropr |
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| May 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) May 14, 2024 Calamos Convertible Opportunities and Income Fund (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 811-21080 03-0426532 (Commission File Number) (IRS Employer Identification No. |
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| May 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| May 14, 2024 |
CALAMOS CONVERTIBLE OPPORTUNITIES and INCOME FUND AMENDMENT NO. 1 TO THE BY-LAWS Exhibit 3.2 CALAMOS CONVERTIBLE OPPORTUNITIES and INCOME FUND AMENDMENT NO. 1 TO THE BY-LAWS The undersigned, being at least a majority of the Trustees of Calamos Convertible Opportunities and Income Fund (the “Trust”), hereby amend the Trust’s By-Laws, as amended and restated through August 23, 2021 (the “By-Laws”), as follows: 1. The By-Laws are hereby amended by deleting Article 12 thereof in i |
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| May 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| March 31, 2023 |
See accompanying Notes to Schedule of Investments NPORT-EX 2 cvxb1312023.htm PART F Calamos Convertible Opportunities and Income Fund SCHEDULE OF INVESTMENTS JANUARY 31, 2023 (UNAUDITED) PRINCIPAL AMOUNT VALUE CORPORATE BONDS (39.8%) Airlines (0.8%) 1,387,732 Air Canada Pass Through Trust Series 2015-1, Class B* 3.875%, 09/15/24 $ 1,382,333 188,800 Air Canada Pass Through Trust Series 2015-2, Class B* 5.000%, 06/15/25 184,048 969,707 Alaska Airli |
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| October 3, 2022 |
Calamos Convertible Opportunities and Income Fund (the "Fund") Supplement dated September 30, 2022 to the Fund's Prospectus dated February 24, 2022, and as supplemented from time to time and to the Fund's Statement of Information ("SAI") dated February 24, 2022, and as supplemented from time to time I. |
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| September 29, 2022 |
HTML Calamos Convertible Opportunities and Income Fund SCHEDULE OF INVESTMENTS JULY 31, 2022 (UNAUDITED) PRINCIPAL AMOUNT VALUE CORPORATE BONDS (39. |
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| June 10, 2022 |
SC 13G 1 brhc10038104sc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND (Name of Issuer) Series D Mandatory Redeemable Preferred Shares (Title of Class of Securities) 1281173*7 (CUSIP Number) August 31, 2021 (Date of Event which Requires F |
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| June 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND (Name of Issuer) Series E Mandatory Redeemable Preferred Shares (Title of Class of Securities) 1281173@5 (CUSIP Number) May 31, 2022 (Date of Event which Requires Filing of this Statement) Check the approp |
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| June 7, 2022 |
ROPES & GRAY LLP 191 NORTH WACKER DRIVE 32nd FLOOR CHICAGO, ILLINOIS 60606-4302 WWW. |
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| June 2, 2022 |
424B3 1 tm2217416d7424b3.htm 424B3 Filed pursuant to Rule 424(B)(3) Registration No. 333-229042 Calamos Convertible Opportunities and Income Fund (the "Fund") Supplement dated June 1, 2022 to the Fund's Prospectus dated March 1, 2021, as supplemented from time to time and to the Fund's Statement of Information ("SAI") dated March 1, 2021, as supplemented from time to time I. Recent Developments — |
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| May 11, 2022 |
DEF 14A 1 tm2214781d1def14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (a |
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| March 25, 2022 |
See accompanying Notes to Schedule of Investments Calamos Convertible Opportunities and Income Fund SCHEDULE OF INVESTMENTS JANUARY 31, 2022 (UNAUDITED) PRINCIPAL AMOUNT VALUE CORPORATE BONDS (36. |
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| March 3, 2022 |
Calamos Convertible Opportunities and Income Fund Up to 7,309,941 Common Shares Filed pursuant to Rule 424(b)(5) File No. 333-262969 Prospectus Supplement (To Prospectus dated February 24, 2022) Calamos Convertible Opportunities and Income Fund Up to 7,309,941 Common Shares Calamos Convertible Opportunities and Income Fund (the "Fund," "we," "us," or "our") has entered into a distribution agreement dated March 1, 2022 (the "Distribution Agreement") with Foreside Fund Services |
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| March 3, 2022 |
EX. FILING FEES Calculation of Filing Fee Tables Form N-2 (Form Type) Calamos Convertible Opportunities and Income Fund (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee R |
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| March 3, 2022 |
As filed with the Securities and Exchange Commission on March 3, 2022 N-2 POSASR 1 tm227263d3posex.htm POS EX As filed with the Securities and Exchange Commission on March 3, 2022 1933 Act File No. 262969 1940 Act File No. 811-21080 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-2 (Check appropriate box or boxes) x REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ¨ Pre-Effective Amendment No. x Post-Effective Amendment No. 1 and x REGIS |
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| February 24, 2022 |
Exhibit 99.t POWER OF ATTORNEY The person whose signature appears below hereby appoints John P. Calamos, Sr. and J. Christopher Jackson and each of them, any of whom may act without the joinder of the others, as such person?s attorney-in-fact to sign and file on such person?s behalf individually and in the capacity stated below such registration statements, amendments, post-effective amendments, e |
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| February 24, 2022 |
By-laws, as amended and restated through August 23, 2021. Exhibit 99.b Calamos Convertible Opportunities and Income Fund BY-LAWS (as amended and restated through August 23, 2021) Article 1 Agreement and Declaration of Trust 1.1????????????General. These By-Laws shall be subject to the Agreement and Declaration of Trust, as from time to time amended, supplemented or restated (the ?Declaration of Trust?) of Calamos Convertible Opportunities and Income Fund |
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| February 24, 2022 |
Exhibit 99.h.8 SUB-PLACEMENT AGENT AGREEMENT Foreside Fund Services, LLC Three Canal Plaza, Suite 100 Portland, Maine 04101 [ ], 2022 UBS Securities LLC 1285 Avenue of the Americas New York, New York 10019 RE: At-the-Market Offerings by Calamos Convertible Opportunities and Income Fund Ladies and Gentlemen: From time to time Foreside Fund Services, LLC (the ?Distributor?, ?we? or ?us?) will act as |
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| February 24, 2022 |
Third Amended and Restated Agreement and Declaration of Trust. Exhibit a.1 Calamos Convertible Opportunities and Income Fund THIRD AMENDED AND RESTATED Agreement and Declaration of Trust This THIRD AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST is made on August 23, 2021, by the Trustees hereunder; WHEREAS, the Trust has been formed under the Delaware Act upon the filing of the Certificate of Trust in the Office of the Secretary of State of the State |
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| February 24, 2022 |
Opinion of Morris, Nichols, Arsht & Tunnell LLP. Exhibit 99.I.5 Morris, Nichols, Arsht & Tunnell llp 1201 North Market Street P.O. Box 1347 Wilmington, Delaware 19899-1347 (302) 658-9200 (302) 658-3989 FAX February 24, 2022 Calamos Convertible Opportunities and Income Fund 2020 Calamos Court Naperville, Illinois 60563 Re: Calamos Convertible Opportunities and Income Fund Ladies and Gentlemen: We have acted as special Delaware counsel to Calamos |
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| February 24, 2022 |
Exhibit 99.n CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Registration Statement on Form N-2 of our report dated December 20, 2021, relating to the financial statements and financial highlights of Calamos Convertible Opportunities and Income Fund appearing in the Annual Report on Form N-CSR of Calamos Convertible Opportunities and In |
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| February 24, 2022 |
Exhibit 99.h.7 Execution Version DISTRIBUTION AGREEMENT This DISTRIBUTION AGREEMENT (this ?Agreement?) made as of [ ], 2022 by and between Calamos Convertible Opportunities and Income Fund, a Delaware statutory trust (the ?Fund?), and Foreside Fund Services, LLC, a Delaware limited liability company (the ?Distributor?). WITNESSETH: WHEREAS, the Fund is registered under the Investment Company Act o |
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| February 24, 2022 |
Exhibit 99.s EX. FILING FEES Calculation of Filing Fee Tables Form N-2 (Form Type) Calamos Convertible Opportunities and Income Fund (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offerin |
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| February 24, 2022 |
As filed with the Securities and Exchange Commission on February 24, 2022 As filed with the Securities and Exchange Commission on February 24, 2022 1933 Act File No. |
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| January 19, 2022 |
Filed pursuant to Rule 424(b)(3) Registration No. 333-229042 Calamos Convertible Opportunities and Income Fund (the "Fund") Supplement dated January 19, 2022 to the Fund's Statement of Additional Information dated March 1, 2021, and as supplemented June 30, 2021 and August 27, 2021 Effective immediately, the tenth paragraph under the section titled "Investment Restrictions" on page S-28 of the Sta |
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| January 3, 2022 |
Filed pursuant to Rule 424(b)(3) File No. 333-229042 Calamos Convertible Opportunities and Income Fund (the "Fund") Supplement dated January 1, 2022 to the Fund's Prospectus dated March 1, 2021, and as supplemented March 5, 2021, August 27, 2021, September 30, 2021 and December 20, 2021 The section titled "Effects of Leverage" beginning on page 42 of the Prospectus is deleted in its entirety and r |
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| December 20, 2021 |
Filed pursuant to Rule 424(b)(3) File No. 333-229042 Calamos Convertible Opportunities and Income Fund (the "Fund") Supplement dated December 20, 2021 to the Fund's Prospectus dated March 1, 2021, and as supplemented March 5, 2021, August 27, 2021 and September 30, 2021 The subsection titled "Primary Investments" in the section titled "Investment Policies" on page 4 of the Prospectus is deleted in |
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| October 15, 2021 |
SC 13G 1 tfl13gcalamoscoif.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Calamos Convertible Opportunities and Income Fund (Name of Issuer) Series D Mandatory Redeemable Preferred Shares (Title of Class of Securities) 1281173*7 (CUSIP Number) August 24, 2021 (Date of Event Which Requires Filing of |
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| September 30, 2021 |
Filed pursuant to Rule 424(b)(3) File No. 333- 229042 Amendment to Prospectus Supplement (To Prospectus dated March 1, 2021) Calamos Convertible Opportunities and Income Fund (the ?Fund?) Supplement dated September 30, 2021 to the Fund?s Prospectus dated March 1, 2021, and as supplemented March 5, 2021 and August 27, 2021 All references in the Prospectus Supplement to the Distribution Agreement sh |
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| September 28, 2021 |
See accompanying Notes to Schedule of Investments Calamos Convertible Opportunities and Income Fund SCHEDULE OF INVESTMENTS JULY 31, 2021 (UNAUDITED) PRINCIPAL AMOUNT VALUE CORPORATE BONDS (33. |
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| August 27, 2021 |
424B3 1 a21-256142424b3.htm 424B3 Filed pursuant to Rule 424(B)(3) Registration No. 333-229042 Calamos Convertible Opportunities and Income Fund (the “Fund”) Supplement dated August 27, 2021 to the Fund’s Prospectus dated March 1, 2021, and as supplemented March 5, 2021 and to the Fund’s Statement of Information (“SAI”) dated March 1, 2021 I. Recent Developments —Mandatory Redeemable Preferred Sha |
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| August 26, 2021 |
Exhibit 3.2 Calamos Convertible Opportunities and Income Fund BY-LAWS (as amended and restated through August 23, 2021) Article 1 Agreement and Declaration of Trust 1.1 General. These By-Laws shall be subject to the Agreement and Declaration of Trust, as from time to time amended, supplemented or restated (the ?Declaration of Trust?) of Calamos Convertible Opportunities and Income Fund (the ?Trust |
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| August 26, 2021 |
EX-3.1 2 tm2122382d2ex3-1.htm EXHIBIT 3.1 Exhibit 3.1 Calamos Convertible Opportunities and Income Fund THIRD AMENDED AND RESTATED Agreement and Declaration of Trust This THIRD AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST is made on August 23, 2021, by the Trustees hereunder; WHEREAS, the Trust has been formed under the Delaware Act upon the filing of the Certificate of Trust in the Off |
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| August 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) August 23, 2021 Calamos Convertible Opportunities and Income Fund (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 811-21080 03-0426532 (Commission File Number) (IRS Employer Identification No. |
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| May 12, 2021 |
DEF 14A 1 tm2115578d1def14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (a |
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| March 31, 2021 |
See accompanying Notes to Schedule of Investments Calamos Convertible Opportunities and Income Fund SCHEDULE OF INVESTMENTS JANUARY 31, 2021 (UNAUDITED) PRINCIPAL AMOUNT VALUE CORPORATE BONDS (33. |
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| March 5, 2021 |
Calamos Convertible Opportunities and Income Fund Up to 9,000,000 Common Shares Filed pursuant to Rule 424(b)(5) File No. 333-229042 Prospectus Supplement (To Prospectus dated March 1, 2021) Calamos Convertible Opportunities and Income Fund Up to 9,000,000 Common Shares Calamos Convertible Opportunities and Income Fund (the "Fund," "we," "us," or "our") has entered into a distribution agreement dated March 8, 2019 (the "Distribution Agreement") with Foreside Fund Services, LL |
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| February 19, 2021 |
Second Amended and Restated Agreement and Declaration of Trust. (*) Exhibit 99.a.1 Calamos convertible opportunities and income fund Second AMENDED AND RESTATED Agreement and Declaration of Trust This SECOND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST is made on January 12, 2021, by the Trustees hereunder; WHEREAS, the Trust has been formed under the Delaware Act upon the filing of the Certificate of Trust in the Office of the Secretary of State of the |
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| February 19, 2021 |
By-laws, as amended and restated through January 12, 2021. (*) Exhibit 99.b Calamos Convertible Opportunities and Income Fund BY-LAWS (as amended and restated through January 12, 2021) Article 1 Agreement and Declaration of Trust 1.1 General. These By-Laws shall be subject to the Agreement and Declaration of Trust, as from time to time amended, supplemented or restated (the ?Declaration of Trust?) of Calamos Convertible Opportunities and Income Fund (the ?Tru |
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| February 19, 2021 |
Exhibit 99.r.1 Table of Contents Page UNDERSTANDING AND APPLYING THE CODE 3 1. Understanding the Terms 3 2. Purpose of the Code of Ethics and Insider Trading Policy 8 3. Scope 8 4. Reporting Violations of the Code 9 CONSEQUENCES OF FAILURE TO COMPLY WITH THE CODE 9 RESTRICTIONS ON THE USE AND DISCLOSURE OF CONFIDENTIAL INFORMATION BY CALAMOS PERSONNEL 9 1. Insider Trading and Tipping 9 2. General |
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| February 19, 2021 |
EX-99.N 4 tm215399d1ex99-n.htm EXHIBIT N Exhibit 99.n CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Post-Effective Amendment to Registration Statement No. 333-229042 on Form N-2 of our report dated December 18, 2020, relating to the financial statements and financial highlights of Calamos Convertible Opportunities and Income Fund appe |
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| February 19, 2021 |
As filed with the Securities and Exchange Commission on February 19, 2021 1933 Act File No. |
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| January 12, 2021 |
8-K 1 a21-219528k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) January 12, 2021 Calamos Convertible Opportunities and Income Fund (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction |
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| January 12, 2021 |
EX-3.2 3 a21-21952ex3d2.htm EX-3.2 Exhibit 3.2 CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND BY-LAWS (as amended and restated through January 12, 2021) ARTICLE 1 Agreement and Declaration of Trust 1.1 General. These By-Laws shall be subject to the Agreement and Declaration of Trust, as from time to time amended, supplemented or restated (the “Declaration of Trust”) of Calamos Convertible Oppor |
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| January 12, 2021 |
Exhibit 3.1 CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND SECOND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST This SECOND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST is made on January 12, 2021, by the Trustees hereunder; WHEREAS, the Trust has been formed under the Delaware Act upon the filing of the Certificate of Trust in the Office of the Secretary of State of the St |
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| September 29, 2020 |
See accompanying Notes to Schedule of Investments HTML Calamos Convertible Opportunities and Income Fund SCHEDULE OF INVESTMENTS JULY 31, 2020 (UNAUDITED) PRINCIPAL AMOUNT VALUE CORPORATE BONDS (39. |
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| May 14, 2020 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 31, 2020 |
Calamos Convertible Opportunities and Income Fund SCHEDULE OF INVESTMENTS JANUARY 31, 2020 (UNAUDITED) PRINCIPAL AMOUNT VALUE CORPORATE BONDS (46. |
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| February 21, 2020 |
Power of Attorney for Karen L. Stuckey and Christopher M. Toub EX-99.S.4 4 d761782dex99s4.htm POWER OF ATTORNEY FOR KAREN L. STUCKEY AND CHRISTOPHER M. TOUB Exhibit s.4 POWER OF ATTORNEY The person whose signature appears below hereby appoints John P. Calamos, Sr. and J. Christopher Jackson and each of them, any of whom may act without the joinder of the others, as such person’s attorney-in-fact to sign and file on such person’s behalf individually and in the |
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| February 21, 2020 |
EX-99.R.1 3 d761782dex99r1.htm CODE OF ETHICS Exhibit r.1 Code of Ethics and Insider Trading Policy Table of Contents Page UNDERSTANDING AND APPLYING THE CODE 3 1. Understanding the Terms 3 2. Purpose of the Code of Ethics and Insider Trading Policy 7 3. Scope 8 4. Reporting Violations of the Code 8 CONSEQUENCES OF FAILURE TO COMPLY WITH THE CODE 9 RESTRICTIONS ON THE USE AND DISCLOSURE OF CONFIDE |
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| February 21, 2020 |
As filed with the Securities and Exchange Commission on February 21, 2020 CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND As filed with the Securities and Exchange Commission on February 21, 2020 1933 Act File No. |
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| February 21, 2020 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.N 2 d761782dex99n.htm CONSENT OF AUDITORS Exhibit n CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Post-Effective Amendment No. 2 to Registration Statement No. 333-229042 on Form N-2 of our report dated December 18, 2019, relating to the financial statements and financial highlights of Calamos Convertible Opportunities and Income Fund appearing in the |
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| September 27, 2019 |
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND Calamos Convertible Opportunities and Income Fund SCHEDULE OF INVESTMENTS JULY 31, 2019 (UNAUDITED) PRINCIPAL AMOUNT VALUE CORPORATE BONDS (47. |
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| May 24, 2019 |
CHI / Calamos Convertible Opportunities and Income Fund DEF 14A - - DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 13, 2019 |
Exhibit h.7 DISTRIBUTION AGREEMENT This DISTRIBUTION AGREEMENT (this “Agreement”) made as of March 8, 2019 by and between Calamos Convertible Opportunities and Income Fund, a Delaware statutory trust (the “Fund”), and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”). WITNESSETH: WHEREAS, the Fund is registered under the Investment Company Act of 1940, as amende |
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| March 13, 2019 |
Exhibit h.8 SUB-PLACEMENT AGENT AGREEMENT Foreside Fund Services, LLC Three Canal Plaza, Suite 100 Portland, Maine 04101 March 8, 2019 UBS Securities LLC 1285 Avenue of the Americas New York, New York 10019 RE: At-the-Market Offerings by Calamos Convertible Opportunities and Income Fund Ladies and Gentlemen: From time to time Foreside Fund Services, LLC (the “Distributor”, “we” or “us”) will act a |
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| March 13, 2019 |
Calamos Convertible Opportunities and Income Fund As filed with the Securities and Exchange Commission on March 13, 2019 1933 Act File No. |
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| March 7, 2019 |
Certification of Principal Executive Officer. Calamos Convertible Opportunities and Income Fund N-Q EX-99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible Opportunities and Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the stat |
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| March 7, 2019 |
N-Q 1 chi-nq013119.htm QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21080 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible Opportunities and Income Fund ADDRESS OF PRINCIPAL E |
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| February 28, 2019 |
CHI / Calamos Convertible Opportunities and Income Fund Calamos Convertible Opportunities & Income Fund CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND 2020 Calamos Court Naperville, Illinois 60563 February 28, 2019 Securities and Exchange Commission 100 F Street N. |
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| February 28, 2019 |
CHI / Calamos Convertible Opportunities and Income Fund Calamos Convertible Opportunities & Income Fund ROPES & GRAY LLP 191 NORTH WACKER DRIVE 32nd FLOOR CHICAGO, ILLINOIS 60606-4302 WWW. |
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| February 22, 2019 |
CHI / Calamos Convertible Opportunities and Income Fund Calamos Convertible Opportunities & Income Fund CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND 2020 Calamos Court Naperville, Illinois 60563 February 22, 2019 Securities and Exchange Commission 100 F Street N. |
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| February 22, 2019 |
CHI / Calamos Convertible Opportunities and Income Fund Calamos Convertible Opportunities & Income Fund ROPES & GRAY LLP 191 NORTH WACKER DRIVE 32nd FLOOR CHICAGO, ILLINOIS 60606-4302 WWW. |
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| September 7, 2018 |
Certification of Principal Executive Officer. Calamos Convertible Opportunities and Income Fund N-Q EX-99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible Opportunities and Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the stat |
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| September 7, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21080 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible Opportunities and Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville, Illinois 60563 |
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| May 11, 2018 |
CHI / Calamos Convertible Opportunities and Income Fund DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 8, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21080 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible Opportunities and Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville, Illinois 60563 |
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| March 8, 2018 |
Certification of Principal Executive Officer. Calamos Convertible Opportunities and Income Fund N-Q EX-99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible Opportunities and Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the stat |
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| September 1, 2017 |
Certification of Principal Executive Officer. EX-99.CERT Calamos Convertible Opportunities and Income Fund - N-Q EX-99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible Opportunities and Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to |
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| September 1, 2017 |
Calamos Convertible Opportunities & Income Fund - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21080 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible Opportunities and Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville Illinois 60 |
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| May 4, 2017 |
Calamos Convertible Opportunities and Income Fund DEF 14A DEF 14A 1 d358184ddef14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as p |
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| March 3, 2017 |
Calamos Convertible Opportunities & Income Fund - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21080 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible Opportunities and Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville Illinois 60 |
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| March 3, 2017 |
Certification of Principal Financial Officer. EX-99.CERT Calamos Convertible Opportunities and Income Fund - N-Q EX-99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible Opportunities and Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to |
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| February 28, 2017 |
As filed with the Securities and Exchange Commission on February 28, 2017 486BPOS 1 d325475d486bpos.htm 486BPOS As filed with the Securities and Exchange Commission on February 28, 2017 1933 Act File No. 333-196373 1940 Act File No. 811-21080 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-2 (Check appropriate box or boxes) ☑ REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☐ Pre-Effective Amendment No. ☑ Post-Effective Amendment No. 4 and ☑ |
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| February 28, 2017 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.N CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Post-Effective Amendment No. 4 to Registration Statement No. 333-196373 on Form N-2 of our report dated December 15, 2016, relating to the financial statements and financial highlights of Calamos Convertible Opportunities and Income Fund, appearing in the Statement of Additional Information, and to the r |
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| October 27, 2016 |
Calamos Advisors LLC J. Christopher Jackson Calamos Advisors LLC 2020 Calamos Court Naperville, IL 60563-2787 (630) 245-8394 October 27, 2016 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Attn: Megan Miller Re: Calamos Investment Trust (“Investment Trust”) (File No. 811-05443); Calamos Advisors Trust (“Advisors Trust”) (File |
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| September 15, 2016 |
Calamos Convertible Opportunities and Income Fund N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 d233221dnq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21080 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible Opportunities and Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, N |
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| September 15, 2016 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER EX-99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible Opportunities and Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| May 10, 2016 |
Calamos Convertible Opportunities and Income Fund DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 22, 2016 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER EX-99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible Opportunities and Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| March 22, 2016 |
Calamos Convertible Opportunities and Income Fund N-Q (Quarterly Schedule of Portfolio Holdings) N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21080 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible Opportunities and Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville Illinois 60 |
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| February 26, 2016 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.N Exhibit (n) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Post-Effective Amendment No. 3 to Registration Statement No. 333-196373 on Form N-2 of our report dated December 16, 2015, relating to the financial statements and financial highlights of Calamos Convertible Opportunities and Income Fund, appearing in the Statement of Additional Information, |
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| February 26, 2016 |
Amendment, dated December 30, 2011, to Stock Transfer Agency Agreement. Exhibit (k)(1)(ii) STOCK TRANSFER FEE SCHEDULE CALAMOS CLOSED-END FUNDS This schedule here by amends and modifies the Stock Transfer Agency Agreement, dated June 15, 2007 by and between Calamos Advisors LLC and the Bank of New York such contract having been assigned to Computershare Shareowner Services LLC (formerly known as Mellon Investor Services LLC) as of December 30, 2011. |
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| February 26, 2016 |
EX-99.B 2 d112228dex99b.htm EX-99.B Exhibit (b) CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND BY-LAWS (as amended and restated through September 22, 2015) ARTICLE 1 Agreement and Declaration of Trust 1.1 General. These By-Laws shall be subject to the Agreement and Declaration of Trust, as from time to time amended, supplemented or restated (the “Declaration of Trust”) of Calamos Convertible Op |
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| February 26, 2016 |
As filed with the Securities and Exchange Commission on February 26, 2016 486BPOS Table of Contents As filed with the Securities and Exchange Commission on February 26, 2016 1933 Act File No. |
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| February 26, 2016 |
Power of Attorney for Virginia G. Breen. Exhibit (s)(2) POWER OF ATTORNEY The person whose signature appears below hereby appoints John P. |
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| September 21, 2015 |
Calamos Convertible Opportunities and Income Fund N-Q (Quarterly Schedule of Portfolio Holdings) N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21080 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible Opportunities and Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville Illinois 60 |
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| September 21, 2015 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER EX-99.CERT 2 d32325dex99cert.htm EX-99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible Opportunities and Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light |
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| June 4, 2015 |
Calamos Convertible Opportunities and Income Fund DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 23, 2015 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER EX-99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible Opportunities and Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| March 23, 2015 |
Calamos Convertible Opportunities and Income Fund N-Q (Quarterly Schedule of Portfolio Holdings) N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21080 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible Opportunities and Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville Illinois 60 |
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| February 27, 2015 |
CHI / Calamos Convertible Opportunities and Income Fund 486BPOS - - 486BPOS 486BPOS Table of Contents As filed with the Securities and Exchange Commission on February 27, 2015 1933 Act File No. |
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| February 27, 2015 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.n CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Post-Effective Amendment No. 2 to Registration Statement No. 333-196373 on Form N-2 of our report dated December 17, 2014, relating to the financial statements and financial highlights of Calamos Convertible Opportunities and Income Fund, appearing in the Statement of Additional Information, and to the r |
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| February 27, 2015 |
EX-99.r.1 CALAMOS ASSET MANAGEMENT, INC. CALAMOS ADVISORS LLC CALAMOS FINANCIAL SERVICES LLC CALAMOS WEALTH MANAGEMENT LLC CALAMOS INVESTMENT TRUST CALAMOS ADVISORS TRUST CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND CALAMOS CONVERTIBLE AND HIGH INCOME FUND CALAMOS STRATEGIC TOTAL RETURN FUND CALAMOS GLOBAL TOTAL RETURN FUND CALAMOS GLOBAL DYNAMIC INCOME FUND CALAMOS DYNAMIC CONVERTIBLE AND IN |
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| February 27, 2015 |
Powers of Attorney for John E. Neal and William R. Rybak EX-99.S POWER OF ATTORNEY The person whose signature appears below hereby appoints John P. Calamos, Sr., Nimish S. Bhatt, James J. Boyne and J. Christopher Jackson and each of them, any of whom may act without the joinder of the others, as such person’s attorney-in-fact to sign and file on such person’s behalf individually and in the capacity stated below such registration statements, amendments, |
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| December 30, 2014 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Calamos Convertible Opportunities and Income Fund In planning and performing our audit of the financial statements of Calamos Convertible Opportunities and Income Fund (the “Fund”) as of and for the year ended October 31, 2014 in accordance with the standards of the Public Company Accounting Oversi |
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| December 2, 2014 |
EX-99.H.6 2 d720300dex99h6.htm EX-99.H.6 Exhibit h.6 CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND UP TO 7,500,000 COMMON SHARES OF BENEFICIAL INTEREST CAPITAL ON DEMAND™ SALES AGREEMENT December 2, 2014 JONESTRADING INSTITUTIONAL SERVICES LLC 780 Third Avenue, 3rd Floor New York, NY 10017 Ladies and Gentlemen: CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND, a Delaware statutory trust (the |
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| December 2, 2014 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.N Exhibit n CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Post-Effective Amendment No. 1 to Registration Statement No. 333-196373 on Form N-2 of our report dated December 16, 2013, relating to the financial statements and financial highlights of Calamos Convertible Opportunities and Income Fund, appearing in the Statement of Additional Information, an |
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| December 2, 2014 |
Opinion of K&L Gates LLP regarding Common Shares. K&L GATES LLP 1601 K STREET, N.W. WASHINGTON, DC 20006-1600 T 202.778.9000 F 202.778.9100 klgates.com December 2, 2014 Calamos Convertible Opportunities and Income Fund 2020 Calamos Court Naperville, Illinois 60563 Ladies and Gentlemen: We have acted as your counsel in connection with the Registration Statement on Form N-2 (File Nos. 333-196373; 811-21080), as amended by pre-effective amendment no |
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| December 2, 2014 |
CHI / Calamos Convertible Opportunities and Income Fund POS EX - - POS EX POS EX As filed with the Securities and Exchange Commission on December 2, 2014 1933 Act File No. |
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| December 2, 2014 |
EX-99.S POWER OF ATTORNEY The person whose signature appears below hereby appoints John P. Calamos, Sr., Nimish S. Bhatt, James J. Boyne and J. Christopher Jackson and each of them, any of whom may act without the joinder of the others, as such person’s attorney-in-fact to sign and file on such person’s behalf individually and in the capacity stated below such registration statements, amendments, |
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| December 2, 2014 |
Opinion of Morris, Nichols, Arsht & Tunnell LLP regarding Common Shares EX-99.L.2 Exhibit l.2 [Letterhead of Morris, Nichols, Arsht & Tunnell LLP] December 2, 2014 Calamos Convertible Opportunities and Income Fund 2020 Calamos Court Naperville, Illinois 60563 K&L Gates LLP 70 W. Madison Street Suite 3100 Chicago, Illinois 60602 Re: Calamos Convertible Opportunities and Income Fund Ladies and Gentlemen: We have acted as special Delaware counsel to Calamos Convertible O |
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| September 18, 2014 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER EX-99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible Opportunities and Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| September 18, 2014 |
Calamos Convertible Opportunities & Income Fund - N-Q N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21080 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible Opportunities and Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville Illinois 60 |
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| May 23, 2014 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 24, 2014 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21080 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible Opportunities and Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville Illinois 60563- |
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| March 24, 2014 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER EX-99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible Opportunities and Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| February 28, 2014 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.N CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Post-Effective Amendment No. 4 to Registration Statement No. 333-173767 on Form N-2 of our report dated December 16, 2013, relating to the financial statements and financial highlights of Calamos Convertible Opportunities and Income Fund, appearing in the Statement of Additional Information, and to the r |
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| February 28, 2014 |
EX-99.S 3 d654688dex99s.htm EX-99.S POWER OF ATTORNEY The person whose signature appears below hereby appoints John P. Calamos, Sr., Nimish S. Bhatt, James J. Boyne and J. Christopher Jackson and each of them, any of whom may act without the joinder of the others, as such person’s attorney-in-fact to sign and file on such person’s behalf individually and in the capacity stated below such registrat |
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| February 28, 2014 |
As filed with the Securities and Exchange Commission on February 27, 2014 1933 Act File No. |
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| December 26, 2013 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Calamos Convertible Opportunities and Income Fund In planning and performing our audit of the financial statements of Calamos Convertible Opportunities and Income Fund (the “Fund”) as of and for the year ended October 31, 2013, in accordance with the standards of the Public Company Accounting Overs |
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| September 18, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21080 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible Opportunities and Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville Illinois 60 |
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| September 18, 2013 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER EX-99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible Opportunities and Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| May 22, 2013 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 25, 2013 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER EX-99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible Opportunities and Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| March 25, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21080 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible Opportunities and Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville Illinois 60 |
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| February 19, 2013 |
FIRST AMENDMENT TO SALES AGREEMENT EX-99.H.7 FIRST AMENDMENT TO SALES AGREEMENT This FIRST AMENDMENT TO SALES AGREEMENT (the “Amendment”) is made and entered into with effect this 2nd day of July, 2012, by Calamos Convertible Opportunities and Income Fund, a Delaware statutory trust (the “Fund”), Calamos Advisors LLC, a Delaware limited liability company (the “Adviser”) and JonesTrading Institutional Services LLC (“Jones”). Capital |
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| February 19, 2013 |
486BPOS As filed with the Securities and Exchange Commission on February 15, 2013 1933 Act File No. |
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| February 19, 2013 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.N 3 d460588dex99n.htm EX-99.N CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Post-Effective Amendment No. 3 to Registration Statement No. 333-173767 on Form N-2 of our report dated December 14, 2012, relating to the financial statements and financial highlights of Calamos Convertible Opportunities and Income Fund, appearing in the Statement of Addition |
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| February 19, 2013 |
EX-99.S POWER OF ATTORNEY The person whose signature appears below hereby appoints John P. Calamos, Sr., Nimish S. Bhatt, James J. Boyne and J. Christopher Jackson and each of them, any of whom may act without the joinder of the others, as such person’s attorney-in-fact to sign and file on such person’s behalf individually and in the capacity stated below such registration statements, amendments, |
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| September 18, 2012 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER EX-99.CERT 2 d382673dex99cert.htm EX-99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible Opportunities and Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in ligh |
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| September 18, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21080 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible Opportunities and Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville Illinois 60563- |
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| June 28, 2012 |
description of Common Shares on Form 8-A, filed on June 28, 2012 Form 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND (Exact Name of Registrant as Specified in Its Charter) Delaware 03-0426532 (State of Incorporation or Organization) (I.R.S. Employer Ide |
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| June 28, 2012 |
Form 25 OMB APPROVAL OMB Number: 3235-0080 Expires: December 31, 2014 Estimated average burden hours per response. |
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| May 22, 2012 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 22, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21080 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible Opportunities and Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville Illinois 60 |
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| March 22, 2012 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER EX-99.CERT 2 d308997dex99cert.htm EX-99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible Opportunities and Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in ligh |
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| February 22, 2012 |
EX-99.S 3 d275700dex99s.htm EX-99.S POWER OF ATTORNEY The person whose signature appears below hereby appoints John P. Calamos, Sr., Nimish S. Bhatt, James J. Boyne and J. Christopher Jackson and each of them, any of whom may act without the joinder of the others, as such person’s attorney-in-fact to sign and file on such person’s behalf individually and in the capacity stated below such registrat |
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| February 22, 2012 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.N CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Post-Effective Amendment No. 2 to Registration Statement No. 333-173767 on Form N-2 of our report dated December 16, 2011, relating to the financial statements and financial highlights of Calamos Convertible Opportunities and Income Fund, appearing in the Statement of Additional Information, and to the r |
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| February 22, 2012 |
As filed with the Securities and Exchange Commission on February 21, 2012 1933 Act File No. |
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| September 19, 2011 |
/s/ John P. Calamos, Sr. Principal Executive Officer exv99wcert CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible Opportunities and Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| September 19, 2011 |
nvq UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21080 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible Opportunities and Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville Illinois 60 |
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| June 6, 2011 |
K&L Gates LLP 70 West Madison Street, Suite 3100 Chicago, Illinois 60602 312-372-1121 June 6, 2011 exv99wlw1 Exhibit (L)(1) K&L Gates LLP 70 West Madison Street, Suite 3100 Chicago, Illinois 60602 312-372-1121 June 6, 2011 Calamos Convertible Opportunities and Income Fund 2020 Calamos Court Naperville, Illinois 60563 Ladies and Gentlemen: We have acted as your counsel in connection with the Registration Statement on Form N-2 (File No. |
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| June 6, 2011 |
As filed with the Securities and Exchange Commission on June 6, 2011 As filed with the Securities and Exchange Commission on June 6, 2011 1933 Act File No. |
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| June 6, 2011 |
POWER OF ATTORNEY The person whose signature appears below hereby appoints John P. |
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| June 6, 2011 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.N 6 c64170exexv99wn.htm EX-99.N Exhibit (n) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Registration Statement No. 333-173767 on Form N-2 of our report dated December 17, 2010, relating to the financial statements and financial highlights of Calamos Convertible Opportunities and Income Fund, appearing in the Statement of Additional Information, and |
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| June 6, 2011 |
exv99wlw3 Exhibit (L)(3) June 6, 2011 Calamos Convertible Opportunities and Income Fund 2020 Calamos Court Naperville, Illinois 60563 K&L Gates LLP 70 W. |
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| June 6, 2011 |
exv99whw6 Exhibit (h)(6) CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND UP TO 7,500,000 COMMON SHARES OF BENEFICIAL INTEREST CAPITAL ON DEMAND™ SALES AGREEMENT June 6, 2011 JONESTRADING INSTITUTIONAL SERVICES LLC 780 Third Avenue, 3rd Floor New York, NY 10017 Ladies and Gentlemen: CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND, a Delaware statutory trust (the “Fund”), CALAMOS ADVISORS LLC, a Delaware limited liability company (the “Adviser”) confirm their agreement (this “Agreement”) with JonesTrading Institutional Services LLC (“Jones”), as follows: 1. |
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| June 6, 2011 |
[Letterhead of Morris, Nichols, Arsht & Tunnell LLP] June 6, 2011 Exhibit (L)(2) [Letterhead of Morris, Nichols, Arsht & Tunnell LLP] June 6, 2011 Calamos Convertible Opportunities and Income Fund 2020 Calamos Court Naperville, Illinois 60563 Re: Calamos Convertible Opportunities and Income Fund Ladies and Gentlemen: We have acted as special Delaware counsel to Calamos Convertible Opportunities and Income Fund, a Delaware statutory trust (the ?Trust?), in connec |
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| May 25, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Defin |
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| March 25, 2011 |
nvq UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21080 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible Opportunities and Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville Illinois 60 |
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| March 25, 2011 |
/s/ John P. Calamos, Sr. Principal Executive Officer exv99wcert CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible Opportunities and Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| February 28, 2011 |
exv99wlw1 Exhibit l.1 K&L Gates LLP 70 West Madison Street, Suite 3100 Chicago, Illinois 60602 312-372-1121 February 28, 2011 Calamos Convertible Opportunities and Income Fund 2020 Calamos Court Naperville, Illinois 60563 Ladies and Gentlemen: We have acted as your counsel in connection with the Registration Statement on Form N-2 (File No. 333-146945), as amended by post-effective amendment no. 7 |
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| February 28, 2011 |
POWER OF ATTORNEY The person whose signature appears below hereby appoints John P. |
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| February 28, 2011 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM exv99wn Exhibit n CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Post-Effective Amendment No. |
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| February 28, 2011 |
[Letterhead of Morris, Nichols, Arsht & Tunnell LLP] February 28, 2011 exv99wlw2 Exhibit l.2 [Letterhead of Morris, Nichols, Arsht & Tunnell LLP] February 28, 2011 Calamos Convertible Opportunities and Income Fund 2020 Calamos Court Naperville, Illinois 60563 K&L Gates LLP 70 W. Madison Street Suite 3100 Chicago, Illinois 60602 Re: Calamos Convertible Opportunities and Income Fund Ladies and Gentlemen: We have acted as special Delaware counsel to Calamos Convertible |
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| February 28, 2011 |
As filed with the Securities and Exchange Commission on February 28, 2011 e486bpos As filed with the Securities and Exchange Commission on February 28, 2011 1933 Act File No. |
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| September 21, 2010 |
nvq UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21080 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible Opportunities and Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville Illinois 60 |
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| September 21, 2010 |
/s/ John P. Calamos, Sr. Principal Executive Officer exv99wcert CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible Opportunities and Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| July 29, 2010 |
K&L Gates LLP 70 West Madison Street, Suite 3100 Chicago, Illinois 60602 312-372-1121 July 29, 2010 EX-99.L.2 3 c59072exexv99wlw2.htm EX-99.L.2 Exhibit L.2 K&L Gates LLP 70 West Madison Street, Suite 3100 Chicago, Illinois 60602 312-372-1121 July 29, 2010 Calamos Convertible Opportunities and Income Fund 2020 Calamos Court Naperville, Illinois 60563 Ladies and Gentlemen: We have acted as your counsel in connection with the Registration Statement on Form N-2 (File No. 333-146945), as amended by p |
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| July 29, 2010 |
EX-99.S 6 c59072exexv99ws.htm EX-99.S POWER OF ATTORNEY The person whose signature appears below hereby appoints John P. Calamos, Sr., Patrick H. Dudasik and Nimish S. Bhatt and each of them, any of whom may act without the joinder of the others, as such person’s attorney-in-fact to sign and file on such person’s behalf individually and in the capacity stated below such registration statements, am |
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| July 29, 2010 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Post-Effective Amendment No. |
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| July 29, 2010 |
exv99whw6 Exhibit h.6 CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND UP TO 6,000,000 COMMON SHARES OF BENEFICIAL INTEREST CAPITAL ON DEMAND™ SECOND AMENDED AND RESTATED SALES AGREEMENT July 29, 2010 JONESTRADING INSTITUTIONAL SERVICES LLC 780 Third Avenue, 3rd Floor New York, NY 10017 Ladies and Gentlemen: CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND, a Delaware statutory trust (the “Fund” |
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| July 29, 2010 |
As filed with the Securities and Exchange Commission on July 29, 2010 As filed with the Securities and Exchange Commission on July 29, 2010 1933 Act File No. |
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| July 29, 2010 |
[Letterhead of Morris, Nichols, Arsht & Tunnell LLP] July 29, 2010 EX-99.L.3 4 c59072exexv99wlw3.htm EX-99.L.3 Exhibit L.3 [Letterhead of Morris, Nichols, Arsht & Tunnell LLP] July 29, 2010 Calamos Convertible Opportunities and Income Fund 2020 Calamos Court Naperville, Illinois 60563 K&L Gates LLP 70 W. Madison Street Suite 3100 Chicago, Illinois 60602 Re: Calamos Convertible Opportunities and Income Fund Ladies and Gentlemen: We have acted as special Delaware c |
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| May 10, 2010 |
def14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 23, 2010 |
nvq UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21080 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible Opportunities and Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville Illinois 60 |
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| March 23, 2010 |
/s/ John P. Calamos, Sr. Principal Executive Officer exv99wcert CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible Opportunities and Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| March 9, 2010 |
exv99ws POWER OF ATTORNEY The person whose signature appears below hereby appoints John P. |
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| March 9, 2010 |
As filed with the Securities and Exchange Commission on March 9, 2010 As filed with the Securities and Exchange Commission on March 9, 2010 1933 Act File No. |
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| March 9, 2010 |
EX-99.J.1 2 c55756exexv99wjw1.htm EX-99.J.1 Exhibit J1 Execution Copy Master Custodian Agreement This Agreement is made as of September 11, 2009 by and among each management investment company identified on Appendix A hereto (each such investment company and each management investment company made subject to this Agreement in accordance with Section 19.5 below, shall hereinafter be referred to as |
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| March 9, 2010 |
/s/ DELOITTE & TOUCHE LLP Chicago, Illinois March 9, 2010 exv99wn Exhibit n CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Post-Effective Amendment No. |
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| March 9, 2010 |
EX-99.R.1 4 c55756exexv99wrw1.htm EX-99.R.1 Exhibit R1 CALAMOS ASSET MANAGEMENT, INC. CALAMOS ADVISORS LLC CALAMOS FINANCIAL SERVICES LLC CALAMOS PARTNERS LLC CALAMOS WEALTH MANAGEMENT LLC CALAMOS INVESTMENT TRUST CALAMOS ADVISORS TRUST CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND CALAMOS CONVERTIBLE AND HIGH INCOME FUND CALAMOS STRATEGIC TOTAL RETURN FUND CALAMOS GLOBAL TOTAL RETURN FUND CAL |
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| February 24, 2010 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM exv99wn CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Post-Effective Amendment No. |
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| February 24, 2010 |
As filed with the Securities and Exchange Commission on February 24, 2010 As filed with the Securities and Exchange Commission on February 24, 2010 1933 Act File No. |
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| February 24, 2010 |
K&L Gates llp 70 West Madison Street Suite 3100 Chicago, IL 60602-4207 t312.372.1121 www.klgates.com cover K&L Gates llp 70 West Madison Street Suite 3100 Chicago, IL 60602-4207 t312. |
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| February 24, 2010 |
POWER OF ATTORNEY The person whose signature appears below hereby appoints John P. |
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| February 5, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Calamos Convertible Opportunities and Income Fund (Name of Issuer) Auction Preferred Stock (Title of Class of Securities) 128117207 128117306 128117405 128117504 128117603 128117702 128117801 (CUSIP Number) December 31, 2009 (Date of Event Which Requires |
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| September 25, 2009 |
nvq UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21080 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible Opportunities and Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville Illinois 60 |
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| September 25, 2009 |
/s/ John P. Calamos, Sr. Principal Executive Officer exv99wcert CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible Opportunities and Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| May 18, 2009 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 14, 2009 |
exv99whw6 Exhibit h.6 CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND UP TO 6,600,000 COMMON SHARES OF BENEFICIAL INTEREST CAPITAL ON DEMAND™ AMENDED AND RESTATED SALES AGREEMENT April 13, 2009 JONESTRADING INSTITUTIONAL SERVICES LLC 780 Third Avenue, 3rd Floor New York, NY 10017 Ladies and Gentlemen: CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND, a Delaware statutory trust (the “Fund”), CAL |
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| April 14, 2009 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM exv99wn Exhibit (n) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Post-Effective Amendment No. |
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| April 14, 2009 |
[Letterhead of Morris, Nichols, Arsht & Tunnell LLP] April 13, 2009 EX-99.L.3 4 c48747exexv99wlw3.htm EX-99.L.3 [Letterhead of Morris, Nichols, Arsht & Tunnell LLP] April 13, 2009 Calamos Convertible Opportunities and Income Fund 2020 Calamos Court Naperville, Illinois 60563 K&L Gates LLP 70 W. Madison Street Suite 3100 Chicago, Illinois 60602 Re: Calamos Convertible Opportunities and Income Fund Ladies and Gentlemen: We have acted as special Delaware counsel to C |
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| April 14, 2009 |
As filed with the Securities and Exchange Commission on April 13, 2009 posex As filed with the Securities and Exchange Commission on April 13, 2009 1933 Act File No. |
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| April 14, 2009 |
K&L Gates LLP 70 West Madison Street, Suite 3100 Chicago, Illinois 60602 312-372-1121 April 13, 2009 exv99wlw2 Exhibit l.2 K&L Gates LLP 70 West Madison Street, Suite 3100 Chicago, Illinois 60602 312-372-1121 April 13, 2009 Calamos Convertible Opportunities and Income Fund 2020 Calamos Court Naperville, Illinois 60563 Ladies and Gentlemen: We have acted as your counsel in connection with the Registration Statement on Form N-2 (File No. 333-146945), as amended by post-effective amendment no. 3 (th |
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| April 14, 2009 |
exv99ws POWER OF ATTORNEY The person whose signature appears below hereby appoints John P. |
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| April 13, 2009 |
Calamos Convertible Opportunities and Income Fund 333-146945 811-21080 corresp April 13, 2009 Eric S. Purple D 202.955.7081 F 202.835.4152 [email protected] Mr. Larry Greene Division of Investment Management Securities and Exchange Commission 100 F Street, N.E., Room 4700 Washington, D.C. 20549 Calamos Convertible Opportunities and Income Fund 333-146945 811-21080 Dear Mr. Greene: This letter is a follow-up to our earlier letter to you dated March 24, 2009 (the |
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| March 24, 2009 |
March 24, 2009 Eric S. Purple D 202.955.7081 F 202.835.4152 [email protected] corresp March 24, 2009 Eric S. Purple D 202.955.7081 F 202.835.4152 [email protected] Mr. Larry Greene and Mr. Kevin Rupert Division of Investment Management Securities and Exchange Commission 100 F Street, N.E., Room 4700 Washington, D.C. 20549 Calamos Convertible Opportunities and Income Fund 333-146945 811-21080 Dear Mr. Greene and Mr. Rupert: This letter responds to the comments you verb |
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| March 20, 2009 |
/s/ John P. Calamos, Sr. Principal Executive Officer EX-99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible Opportunities and Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| March 20, 2009 |
N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21080 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible Opportunities and Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville Illinois 60 |
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| February 10, 2009 |
Filed by Bowne Pure Compliance OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. |
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| February 6, 2009 |
70 West Madison Street, Suite 3100 Chicago, Illinois 60602-4207 312.372.1121 Ÿ Fax 312.827.8000 corresp 70 West Madison Street, Suite 3100 Chicago, Illinois 60602-4207 312.372.1121 Ÿ Fax 312.827.8000 Eric S. Purple 202.955.7081 [email protected] Direct Fax: 202.835.4152 BY EDGAR February 6, 2009 Division of Investment Management Securities and Exchange Commission 450 5th Street, N.W. Washington, D.C. 20549-0505 Attn: Mr. Richard Pfordte Re: Calamos Convertible Opportunities and Income Fun |
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| February 5, 2009 |
70 West Madison Street, Suite 3100 Chicago, Illinois 60602-4207 312.372.1121 Ÿ Fax 312.827.8000 cover 70 West Madison Street, Suite 3100 Chicago, Illinois 60602-4207 312.372.1121 Ÿ Fax 312.827.8000 DAVID P. GLATZ 312.807.4295 [email protected] Direct Fax: 312.827.8065 BY EDGAR February 5, 2009 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Calamos Convertible Opportunities and Income Fund 333-146945 811-21080 Ladies and Gentlemen: On behalf of Calamos Convertibl |
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| February 5, 2009 |
As filed with the Securities and Exchange Commission on February 5, 2009 Table of Contents As filed with the Securities and Exchange Commission on February 5, 2009 1933 Act File No. |
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| February 5, 2009 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM exv99w2xny Exhibit (n) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Post-Effective Amendment No. |
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| September 25, 2008 |
nvq UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21080 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible Opportunities and Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville Illinois 60 |
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| September 25, 2008 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER exv99wcert CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible Opportunities and Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| June 13, 2008 |
As filed with the Securities and Exchange Commission on June 13, 2008 As filed with the Securities and Exchange Commission on June 13, 2008 1933 Act File No. |
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| June 13, 2008 |
EX-99.2H.6 2 c19270exexv99w2hw6.htm SALES AGREEMENT Exhibit h.6 CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND UP TO 5,000,000 COMMON SHARES OF BENEFICIAL INTEREST CAPITAL ON DEMAND™ SALES AGREEMENT June 13, 2008 JONESTRADING INSTITUTIONAL SERVICES LLC. 780 Third Avenue, 3rd Floor New York, NY 10017 Ladies and Gentlemen: CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND, a Delaware statutory tr |
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| June 13, 2008 |
[Bell, Boyd & Lloyd LLP Letterhead] June 13, 2008 exv99w2lw2 Exhibit l.2 [Bell, Boyd & Lloyd LLP Letterhead] June 13, 2008 Calamos Convertible Opportunities and Income Fund 2020 Calamos Court Naperville, Illinois 60563 Ladies and Gentlemen: Calamos Convertible Opportunities and Income Fund We have acted as counsel for Calamos Convertible Opportunities and Income Fund (the “Fund”) in connection with the registration under the Securities Act of 193 |
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| June 13, 2008 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM exv99w2n Exhibit n CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Post-Effective Amendment No. |
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| June 13, 2008 |
[Letterhead of Morris, Nichols, Arsht & Tunnell LLP] June 13, 2008 EX-99.2L.3 4 c19270exexv99w2lw3.htm OPINION OF MORRIS, NICHOLS, ARSHT & TUNNELL Exhibit l.3 [Letterhead of Morris, Nichols, Arsht & Tunnell LLP] June 13, 2008 Calamos Convertible Opportunities and Income Fund 2020 Calamos Court Naperville, Illinois 60563 Bell, Boyd & Lloyd LLP 70 W. Madison Street Suite 3100 Chicago, Illinois 60602 Re: Calamos Convertible Opportunities and Income Fund Ladies and G |
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| May 12, 2008 |
def14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 24, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21080 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible Opportunities and Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville Illinois 60563 |
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| March 24, 2008 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER EX-99.CERT 2 c24907exv99wcert.htm CERTIFICATION CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible Opportunities and Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in l |
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| March 7, 2008 |
corresp March 7, 2008 VIA E-MAIL AND EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| March 7, 2008 |
corresp March 7, 2008 VIA E-MAIL AND EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| February 28, 2008 |
DEBORAH BIELICKE EADES 312-609-7661 [email protected] VEDDER, PRICE P.C. 222 NORTH LASALLE STREET CHICAGO, ILLINOIS 60601 312-609-7500 FAX: 312-609-5005 CHICAGO • NEW YORK CITY • WASHINGTON, D.C. • ROSELAND, NJ February 28, 2008 VIA E-MAIL AND EDGAR United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Attn: Mr. Larry L. Gre |
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| February 22, 2008 |
ROBERT W. DIXON 312-609-7742 [email protected] February 22, 2008 VIA E-MAIL AND EDGAR United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Attn: Mr. Larry L. Greene, Senior Counsel Re: Calamos Strategic Total Return Fund File Nos. 333-146943 and 811-21484 Calamos Convertible Opportunities and Income Fund File Nos. 333-14694 |
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| January 30, 2008 |
corresp ROBERT W. DIXON 312-609-7742 [email protected] January 30, 2008 United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Attn: Mr. Larry L. Greene, Senior Counsel Re: Calamos Strategic Total Return Fund File Nos. 333-146943; 811-21484 Calamos Convertible Opportunities and Income Fund File Nos. 333-146945; 811-21080 Cala |
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| September 26, 2007 |
nvq UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21080 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible Opportunities and Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville Illinois 60 |
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| September 26, 2007 |
/s/ John P. Calamos, Sr. Principal Executive Officer exv99wcert CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible Opportunities and Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| May 25, 2007 |
def14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| December 29, 2004 |
EX-99.77I NEW SECUR 4 cal77i.htm Sub-Item 77I The sections entitled “Description of AMPS” and “The Auction” in the Registrant’s prospectus relating to the Registrant’s auction market preferred shares of beneficial interest (the “Preferred Share Prospectus”) are hereby incorporated by reference. The Preferred Share Prospectus was filed electronically with the Securities and Exchange Commission purs |
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| December 29, 2004 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM INDEPENDENT AUDITORS’ REPORT REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Trustees and Shareholders of CALAMOS Convertible Opportunities and Income Fund In planning and performing our audit of CALAMOS Convertible Opportunities and Income Fund (the “Fund”) for the year ended October 31, 2004 (on which we have issued our report dated December 21, 2004), we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, and not to provide assurance on the Fund’s internal control. |
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| December 29, 2004 |
EX-99.77Q2 ITEM 405 5 cal77q2.htm Sub-Item 77Q2 Name Number of Reports Number of Transactions Known William Rybak 1 1 N Nimish Bhatt 1 1 Y |
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| December 29, 2004 |
Converted by FileMerlin Sub-Item 77C Matter Submitted to a Vote of Security Holders of Calamos Convertible Opportunities and Income Fund. |
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| June 29, 2004 |
CALAMOS CONVERTIBLE OPPORTUNITES & INCOME FUND The information with respect to the Fund’s auction market preferred shares of beneficial interest (“Preferred Shares”) called CALAMOS CONVERTIBLE OPPORTUNITES & INCOME FUND Sub-Item 77I The sections entitled “Description of AMPS” and “The Auction” in the Registrant’s prospectus relating to the Registrant’s auction market preferred shares of beneficial interest (the “Preferred Share Prospectus”) are hereby incorporated by reference. |
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| June 29, 2004 |
CALAMOS CONVERTIBLE OPPORTUNITES & INCOME FUND CALAMOS CONVERTIBLE OPPORTUNITES & INCOME FUND Sub-Item 77I The sections entitled ?Description of AMPS? and ?The Auction? in the Registrant?s prospectus relating to the Registrant?s auction market preferred shares of beneficial interest (the ?Preferred Share Prospectus?) are hereby incorporated by reference. |
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| December 30, 2003 |
(D) Policies with respect to security investment EX-99.77D POLICIES 4 calam77d.htm (D) Policies with respect to security investment During the fiscal year the Fund changed its non-fundamental investment guideline of investing, under normal circumstances, at least 50% of its managed assets in convertible securities to investing, under normal circumstances, at least 35% of its managed assets in convertible securities. INTEREST RATE TRANSACTIONS Th |
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| December 30, 2003 |
(K) Changes in Registrant’s certifying account Converted by FileMerlin (K) Changes in Registrant’s certifying account Effective April 14, 2003, the Fund's Audit Committee of its Board of Trustees selected Deloitte & Touche LLP as the Fund's independent accountant. |
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| December 30, 2003 |
EX-99.77B ACCT LTTR 3 calam77b.htm INDEPENDENT AUDITORS’ REPORT To the Board of Trustees and Shareholders of Calamos Convertible Opportunities and Income Fund In planning and performing our audit of the financial statements of Calamos Convertible Opportunities and Income Fund (the "Fund") for the year ended October 31, 2003 (on which we have issued our report dated December 17, 2003), we considere |
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| June 27, 2003 |
The information with respect to the Fund’s auction market preferred shares of beneficial interest (“Preferred Shares”) called Sub-Item 77I The sections entitled “Description of AMPS” and “The Auction” in the Registrant’s prospectus relating to the Registrant’s auction market preferred shares of beneficial interest (the “Preferred Share Prospectus”) are hereby incorporated by reference. |
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| December 27, 2002 |
(a) (i) The Principal Executive Officer and Principal Financial Officer of the Calamos Convertible Opportunities and income Fund (the ?Fund?) have evaluated the disclosure controls and procedures (as defined in Rule 30a?2(c)) of the Fund within 90 days of the filing date of this Form N-SAR (the ?Effective Date?) and they believe that the disclosure controls and procedures are effective. |
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| December 27, 2002 |
Report of Independent Auditors EX-99.77B ACCT LTTR 3 cal77b.htm Report of Independent Auditors To The Board of Trustees and Shareholders Calamos Convertible Opportunities and Income Fund In planning and performing our audit of the financial statements of the Calamos Convertible Opportunities and Income Fund for the period from June 28, 2002 (commencement of operations) through October 31, 2002, we considered its internal contro |
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| December 27, 2002 |
EX-99.77Q3 CERT 5 ca277q3.htm (a) (iii) CERTIFICATIONS I, John P. Calamos Sr., certify that: 1. I have reviewed this report on Form N-SAR of the Calamos Convertible Opportunities and Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under w |
