CHKE / Cherokee, Inc. - Pemfailan SEC, Laporan Tahunan, Penyata Proksi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6)* Apex Global Brands Inc (Name of Issuer) Common Stock, $0.02 Par Value Per Share (cancelled and ceased to

Proof - chke13da05012020.htm chke13da02242021.htm 1 of 5 05/01/2020 01:47 PM UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6)* Apex Global Brands Inc (Name of Issuer) Common Stock, $0.02 Par Value Per Share (cancelled and ceased to exist) (Title of Class of Securities) 03755M102 (CUSIP Number) Merihan T

- FORM 15

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 0-18640 Apex Global Brands Inc. (Exact name of registrant as specified in it

- POST-EFFECTIVE AMENDMENT #1

As filed with the Securities and Exchange Commission on April 5, 2021 Registration No.

- POST-EFFECTIVE AMENDMENT #1

As filed with the Securities and Exchange Commission on April 5, 2021 Registration No.

- POST-EFFECTIVE AMENDMENT #1

As filed with the Securities and Exchange Commission on April 5, 2021 Registration No.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Apex Global Brands Inc. (Name of Issuer) Common Stock, $0.02 Par Value Per Share (Title of Class of Securities) 03755M102 (CUSIP Number) Allan Weinstein c/o Gainline Capital Partners LP 700 Canal Street, 5th Floor Stamford, CT 06902 (212) 319-1659 With a

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Material Modification to Rights of Security Holders, Completion of Acquisition or Disposition of Assets, Submission of Matters to a Vote of Security Holders

8-K 1 a41627864.htm FORM 8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 31, 2021 Apex Global Brands Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 0-18640 95-4182437 (State or Other Jurisdiction of I

- DEFA14A

DEFA14A 1 apex-defa14a20210324.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☐ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐Preliminary Proxy Statement. ☐Confidential, for use of the Commission Only (as Permitted by

- DEFM14A

DEFM14A 1 apex-defm14a20210301.htm DEFM14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Rule 14a-101) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (

VOTING AGREEMENT by and between GALAXY UNIVERSAL LLC JESS RAVICH Dated as of February 16, 2021

EX-99.7 7 g40974379h.htm VOTING AGREEMENT, DATED FEBRUARY 16, 2021, BY AND BETWEEN GALAXY UNIVERSAL LLC AND JESS RAVICH. Exhibit 99.7 This proposed form of Voting Agreement is subject to revision and must be kept confidential in accordance with the terms of the Confidentiality Agreement between the recipient of this Voting Agreement and Apex. This document is not intended to create nor will it be

VOTING AGREEMENT by and between GALAXY UNIVERSAL LLC DWIGHT MAMANTEO Dated as of February 16, 2021

EX-99.6 6 g40974379g.htm VOTING AGREEMENT, DATED FEBRUARY 16, 2021, BY AND BETWEEN GALAXY UNIVERSAL LLC AND DWIGHT MAMANTEO. Exhibit 99.6 This proposed form of Voting Agreement is subject to revision and must be kept confidential in accordance with the terms of the Confidentiality Agreement between the recipient of this Voting Agreement and Apex. This document is not intended to create nor will it

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* Apex Global Brands Inc (Name of Issuer) Common Stock, $0.02 Par Value Per Share (Title of Class of Secur

Proof - chke13da05012020.htm chke13da02242021.htm 1 of 5 05/01/2020 01:47 PM UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* Apex Global Brands Inc (Name of Issuer) Common Stock, $0.02 Par Value Per Share (Title of Class of Securities) 03755M102 (CUSIP Number) Merihan Tynan Cove Street Capital LLC 210

VOTING AGREEMENT by and between GALAXY UNIVERSAL LLC PATRICIA JOHNSON Dated as of February 16, 2021

Exhibit 99.5 This proposed form of Voting Agreement is subject to revision and must be kept confidential in accordance with the terms of the Confidentiality Agreement between the recipient of this Voting Agreement and Apex. This document is not intended to create nor will it be deemed to create a legally binding or enforceable offer or agreement of any type or nature, unless and until agreed to an

VOTING AGREEMENT by and between GALAXY UNIVERSAL LLC HENRY STUPP Dated as of February 16, 2021

Exhibit 99.4 This proposed form of Voting Agreement is subject to revision and must be kept confidential in accordance with the terms of the Confidentiality Agreement between the recipient of this Voting Agreement and Apex. This document is not intended to create nor will it be deemed to create a legally binding or enforceable offer or agreement of any type or nature, unless and until agreed to an

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Apex Global Brands Inc. (Name of Issuer) Common Stock, $0.02 Par Value Per Share (Title of Class of Securities) 03755M102 (CUSIP Number) Allan Weinstein c/o Gainline Capital Partners LP 700 Canal Street, 5th Floor Stamford, CT 06902 (212) 319-1659 With a copy to: Gregory B

- PRER14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Rule 14a-101) (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-

VOTING AGREEMENT by and between GALAXY UNIVERSAL LLC COVE STREET CAPITAL, LLC Dated as of February 16, 2021

Exhibit 99.1 This proposed form of Voting Agreement is subject to revision and must be kept confidential in accordance with the terms of the Confidentiality Agreement between the recipient of this Voting Agreement and Apex. This document is not intended to create nor will it be deemed to create a legally binding or enforceable offer or agreement of any type or nature, unless and until agreed to an

Voting Agreement, dated February 16, 2021, by and between Galaxy Universal LLC and Cove Street Capita

Exhibit 99.3 This proposed form of Voting Agreement is subject to revision and must be kept confidential in accordance with the terms of the Confidentiality Agreement between the recipient of this Voting Agreement and Apex. This document is not intended to create nor will it be deemed to create a legally binding or enforceable offer or agreement of any type or nature, unless and until agreed to an

JOINT FILING AGREEMENT

Exhibit 99.1 JOINT FILING AGREEMENT The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be

- PREM14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Rule 14a-101) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definit

Agreement and Plan of Merger, dated as of February 16, 2021, by and among Apex Global Brands Inc., Galaxy Universal LLC, Galaxy Apex Merger Sub, Inc., a wholly owned subsidiary of Parent, and Eugene Robin, solely in his capacity as representative, agent and attorney-in-fact

EX-2.1 2 apex-ex219.htm EX-2.1 Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER By and Among GALAXY UNIVERSAL LLC, GALAXY APEX MERGER SUB, INC. THE CREDIT PARTY REPRESENTATIVE and APEX GLOBAL BRANDS INC. Dated as of February 16, 2021 38031572.13 TABLE OF CONTENTS ARTICLE I THE MERGER 2 Section 1.01 The Merger 2 Section 1.02 Closing 2 Section 1.03 Effective Time 2 Section 1.04 Effects of

Credit Party Representative Agreement, dated as of February 16, 2021, by and among Apex Global Brands Inc., the Credit Parties, Eugene Robin, Galaxy Universal LLC and Galaxy Apex Merger Sub, Inc.

EX-10.2 4 apex-ex1026.htm EX-10.2 Exhibit 10.2 Execution Version CREDIT PARTY REPRESENTATIVE AGREEMENT This Credit Party Representative Agreement (this “Agreement”), dated as of February 16, 2021, is entered into by and among Apex Global Brands Inc., a Delaware corporation (together with all of its Subsidiaries, the “Company”), the Credit Parties (as defined in the Merger Agreement (as defined bel

- DEFA14A

DEFA14A 1 apex-defa14a20210216.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2021 APEX GLOBAL BRANDS INC. (Exact name of registrant as specified in its charter) Delaware 0-18640 95-4182437 (State or Other J

Seventh Amendment to Financing Agreement and Forbearance Agreement, dated as of February 16, 2021 with retroactive effect as of December 31, 2020, by and among the Apex Global Brands Inc., Irene Acquisition Company B.V., each Guarantor party thereto, the Lenders party thereto, and Callodine Commercial Finance, LLC (as successor to Gordon Brothers Finance Company).

EX-10.1 3 apex-ex101131.htm EX-10.1 Exhibit 10.1 EXECUTION SEVENTH AMENDMENT TO FINANCING AGREEMENT AND FORBEARANCE AGREEMENT This SEVENTH AMENDMENT TO FINANCING AGREEMENT AND FORBEARANCE AGREEMENT, dated as of February 16, 2021 with retroactive effect as of December 31, 2020 (this “Amendment”), is entered into by and among Apex Global Brands Inc. (formerly known as Cherokee Inc.), a Delaware corp

Seventh Amendment to Financing Agreement and Forbearance Agreement, dated as of February 16, 2021 with retroactive effect as of December 31, 2020, by and among the Apex Global Brands Inc., Irene Acquisition Company B.V., each Guarantor party thereto, the Lenders party thereto, and Callodine Commercial Finance, LLC (as successor to Gordon Brothers Finance Company).

EX-10.1 3 apex-ex1018.htm EX-10.1 Exhibit 10.1 EXECUTION SEVENTH AMENDMENT TO FINANCING AGREEMENT AND FORBEARANCE AGREEMENT This SEVENTH AMENDMENT TO FINANCING AGREEMENT AND FORBEARANCE AGREEMENT, dated as of February 16, 2021 with retroactive effect as of December 31, 2020 (this “Amendment”), is entered into by and among Apex Global Brands Inc. (formerly known as Cherokee Inc.), a Delaware corpor

Press Release, dated February 16, 2021

EX-99.1 5 apex-ex9917.htm EX-99.1 Exhibit 99.1 Apex Global Brands Announces Agreement to Be Acquired by Galaxy Universal LLC for $2.00 Per Share in All Cash Deal Acquisition is expected to close in the second quarter of 2021 SHERMAN OAKS, CA (February 16, 2021) — Apex Global Brands Inc. (“Apex” or “the Company”) (OTC: APEX), a global brand management and licensing organization that markets a portf

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2021 APEX GLOBAL BRANDS INC.

Apex Global Brands Announces Agreement to Be Acquired by Galaxy Universal LLC for $2.00 Per Share in All Cash Deal Acquisition is expected to close in the second quarter of 2021

Exhibit 99.1 Apex Global Brands Announces Agreement to Be Acquired by Galaxy Universal LLC for $2.00 Per Share in All Cash Deal Acquisition is expected to close in the second quarter of 2021 SHERMAN OAKS, CA (February 16, 2021) — Apex Global Brands Inc. (“Apex” or “the Company”) (OTC: APEX), a global brand management and licensing organization that markets a portfolio of high-quality lifestyle bra

Credit Party Representative Agreement, dated as of February 16, 2021, by and among Apex Global Brands Inc., the Credit Parties, Eugene Robin, Galaxy Universal LLC and Galaxy Apex Merger Sub, Inc.

Exhibit 10.2 Execution Version CREDIT PARTY REPRESENTATIVE AGREEMENT This Credit Party Representative Agreement (this ?Agreement?), dated as of February 16, 2021, is entered into by and among Apex Global Brands Inc., a Delaware corporation (together with all of its Subsidiaries, the ?Company?), the Credit Parties (as defined in the Merger Agreement (as defined below)) set forth on Schedule I heret

Agreement and Plan of Merger, dated as of February 16, 2021, by and among Apex Global Brands Inc., Galaxy Universal LLC, Galaxy Apex Merger Sub, Inc., a wholly owned subsidiary of Parent, and Eugene Robin, solely in his capacity as representative, agent and attorney-in-fact

EX-2.1 2 apex-ex217.htm EX-2.1 Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER By and Among GALAXY UNIVERSAL LLC, GALAXY APEX MERGER SUB, INC. THE CREDIT PARTY REPRESENTATIVE and APEX GLOBAL BRANDS INC. Dated as of February 16, 2021 38031572.13 TABLE OF CONTENTS ARTICLE I THE MERGER 2 Section 1.01 The Merger 2 Section 1.02 Closing 2 Section 1.03 Effective Time 2 Section 1.04 Effects of

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2020 APEX GLOBAL BRANDS INC.

Sixth Amendment to Financing Agreement and Forbearance Agreement dated December 15, 2020 by and among the Company, Callodine Commercial Finance and Gordon Brothers Brands, LLC.

Exhibit 10.7 SIXTH AMENDMENT TO FINANCING AGREEMENT AND FORBEARANCE AGREEMENT This SIXTH AMENDMENT TO FINANCING AGREEMENT AND FORBEARANCE AGREEMENT, dated as of December 15, 2020 (this “Amendment”), is entered into by and among Apex Global Brands Inc. (formerly known as Cherokee Inc.), a Delaware corporation (the “Parent” and the “U.S. Borrower”), Irene Acquisition Company B.V., a private company

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended October 31, 2020. ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission file number 0-18640 APEX GLOBAL BRANDS INC. (Exact name of registrant as spec

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2020 APEX GLOBAL BRANDS INC.

Fifth Amendment to Financing Agreement and Forbearance Agreement dated September 1, 2020 by and among the Company, Gordon Brothers Finance Company and Gordon Brothers Brand, LLC.

Exhibit 10.6 EXECUTION VERSION FIFTH AMENDMENT TO FINANCING AGREEMENT AND FORBEARANCE AGREEMENT This FIFTH AMENDMENT TO FINANCING AGREEMENT AND FORBEARANCE AGREEMENT, dated as of September 1, 2020 (this “Amendment”), is entered into by and among Apex Global Brands Inc. (formerly known as Cherokee Inc.), a Delaware corporation (the “Parent” and the “U.S. Borrower”), Irene Acquisition Company B.V.,

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended August 1, 2020. ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission file number 0-18640 APEX GLOBAL BRANDS INC. (Exact name of registrant as specif

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2020 APEX GLOBAL BRANDS INC.

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 1, 2020 APEX GLOBAL BRANDS INC.

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 31, 2020 APEX GLOBAL BRANDS INC.

Certificate of Amendment of the Company’s Certificate of Incorporation (filed as Exhibit 3.1 to the Company’s Current Report on Form 8-K, filed with the SEC on August 31, 2020)

EX-3.1 2 apex-ex3125.htm EX-3.1 Exhibit 3.1 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF APEX GLOBAL BRANDS INC. Apex Global Brands Inc., a corporation organized and existing under and by virtue of the Delaware General Corporation Law (the “Corporation”), does hereby certify as follows: FIRST: The Corporation was originally incorporated under the name Green Acquisition Co. on May 17

- DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ☒ Defin

- PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ☐ Defin

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 13, 2020 APEX GLOBAL BRANDS INC.

Form of Promissory Note issued by the Company to each of Jess Ravich, Patti Johnson, Dwight Mamanteo and Evan Hengel (filed as Exhibit 10.5 to the Company’s Quarterly Report on Form 10-Q, filed with SEC on June 16, 2020).

EX-10.5 6 apex-ex10598.htm EX-10.5 Exhibit 10.5 PROMISSORY NOTE $ Effective as of , 2020 FOR VALUE RECEIVED, Apex Global Brands Inc., a Delaware corporation (the “Borrower”), hereby promises to pay, without setoff, deduction, recoupment or counterclaim, to , an individual (the “Holder”), or his permitted assigns, the principal sum of $, together with all accrued and unpaid interest thereon, upon t

Promissory Note dated April 14, 2020 by and between the Company and Bank of America (filed as Exhibit 10.3 to the Company’s Quarterly Report on Form 10-Q, filed with SEC on June 16, 2020).

Exhibit 10.3 BANK OF AMERICA Promissory Note Date Loan Amount Interest Rate after Deferment Period Deferment Period April 14, 2020 $735,552.00 1.00% fixed per annum 6 months This Promissory Note ("Note") sets forth and confirms the terms and conditions of a term loan to Apex Global Brands Inc (whether one or more than one, "Borrower") from Bank of America, NA, a national banking association having

Fourth Amendment to Financing Agreement and Forbearance Agreement dated April 30, 2020 by and between the Company and Gordon Brothers Finance Company and Gordon Brothers Brands, LLC (filed as Exhibit 10.1 to the Company’s Quarterly Report on Form 10-Q, filed with SEC on June 16, 2020).

Exhibit 10.4 EXECUTION FOURTH AMENDMENT TO FINANCING AGREEMENT AND FORBEARANCE AGREEMENT This FOURTH AMENDMENT TO FINANCING AGREEMENT AND FORBEARANCE AGREEMENT, dated as of April 30, 2020 (this “Amendment”), is entered into by and among Apex Global Brands Inc. (formerly known as Cherokee Inc.), a Delaware corporation (the “Parent” and the “U.S. Borrower”), Irene Acquisition Company B.V., a private

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended May 2, 2020. ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission file number 0-18640 APEX GLOBAL BRANDS INC. (Exact name of registrant as specified

Amendment to Forbearance Period dated April 10, 2020 by and among the Company, Gordon Brothers Finance Company and Gordon Brothers Brands, LLC (filed as Exhibit 10.2 to the Company’s Quarterly Report on Form 10-Q, filed with SEC on June 16, 2020).

Exhibit 10.2 EXECUTION AMENDMENT TO FORBEARANCE PERIOD This AMENDMENT TO FORBEARANCE PERIOD, dated as of April 10, 2020 (this “Amendment”), is entered into by and among Apex Global Brands Inc. (formerly known as Cherokee Inc.), a Delaware corporation (the “Parent” and the “U.S. Borrower”), Irene Acquisition Company B.V., a private company with limited liability incorporated under the laws of the N

Amendment to Forbearance Period dated February 28, 2020 by and among the Company, Gordon Brothers Finance Company and Gordon Brothers Brands, LLC (filed as Exhibit 10.1 to the Company’s Quarterly Report on Form 10-Q, filed with SEC on June 16, 2020).

Exhibit 10.1 EXECUTION AMENDMENT TO FORBEARANCE PERIOD This AMENDMENT TO FORBEARANCE PERIOD, dated as of February 28, 2020 (this “Amendment”), is entered into by and among Apex Global Brands Inc. (formerly known as Cherokee Inc.), a Delaware corporation (the “Parent” and the “U.S. Borrower”), Irene Acquisition Company B.V., a private company with limited liability incorporated under the laws of th

APEX / Apex Global Brands Inc. / Cove Street Capital, LLC - CORRECTION TO FILE POSTED MAY 01 2020 Activist Investment

Proof - chke13da05012020.htm chke13da05012020.htm 1 of 5 05/01/2020 01:47 PM UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* Apex Global Brands Inc (Name of Issuer) Common Stock, $0.02 Par Value Per Share (Title of Class of Securities) 03755M102 (CUSIP Number) Merihan Tynan Cove Street Capital LLC 210

CHKE / Cherokee, Inc. / Cove Street Capital, LLC Activist Investment

Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* CHEROKEE INC (Name of Issuer) Common Stock, $0.02 Par Value Per Share (Title of Class of Securities) 16444H102 (CUSIP Number) Merihan Tynan Cove Street Capital LLC 2101 East El Segundo Boulevard. Suite 302 El Segundo, CA 90245 (424) 221-5897

Annual Report - 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended February 1, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file No. 0-18640 APEX GLOBAL BR

Amended and Restated Executive Employment Agreement, dated October 25, 2019, by and between the Company and Henry Stupp.

Exhibit 10.38 Execution Version amended and restated Executive Employment Agreement This Amended and Restated Executive Employment Agreement (the “Agreement”), dated October 22, 2019, is entered into by and between Apex Global Brands, Inc.., a Delaware corporation (the “Company”) and Henry Stupp (“Executive”) (collectively, the “parties”). RECITALS WHEREAS, the parties previously entered into an E

Subsidiaries of APEX Global Brands Inc.

Exhibit 21.1 LIST OF SUBSIDIARIES OF APEX GLOBAL BRANDS INC. Name and Jurisdiction of Organization: 1. SPELL C. LLC., a Delaware limited liability company 2. Cherokee Brands, LLC, a Delaware limited liability company 3. Three‑Sixty Vision LLC, a Delaware limited liability company 4. Hawk 900 Brands LLC, a Delaware limited liability company 5. EDCA LLC, a Delaware limited liability company 6. FFS H

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2020 APEX GLOBAL BRANDS INC.

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 apex-8k20200410.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 10, 2020 APEX GLOBAL BRANDS INC. (Exact name of registrant as specified in its charter) Delaware 0‑18640 95‑4182437 (State or Other Jurisdiction of (

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2020 APEX GLOBAL BRANDS INC.

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2020 APEX GLOBAL BRANDS INC.

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2020 APEX GLOBAL BRANDS INC.

APEX / Apex Global Brands Inc. / M&G INVESTMENT MANAGEMENT LTD - APEX GLOBAL BRANDS INC. Passive Investment

Apex Global Brands Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Apex Global Brands Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 03755M201 (CUSIP Number) 31st January 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul

APEX / Apex Global Brands Inc. / M&G INVESTMENT MANAGEMENT LTD - APEX GLOBAL BRANDS INC. Passive Investment

Apex Global Brands Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Apex Global Brands Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 03755M201 (CUSIP Number) 31st December 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru

Subordinated Note of Apex Global Brands Inc. dated December 31, 2019.

Exhibit 10.1 Execution Version THIS AGREEMENT IS SUBJECT TO THE TERMS OF A SUBORDINATION AND INTERCREDITOR AGREEMENT DATED AS OF DECEMBER 31, 2019, BY AND AMONG, AMONG OTHERS, SUBORDINATED HOLDER AND GORDON BROTHERS FINANCE COMPANY, AS SENIOR AGENT (AS AMENDED, RESTATED, SUPPLEMENTED OR OTHERWISE MODIFIED IN ACCORDANCE WITH ITS TERMS, THE “SUBORDINATION AGREEMENT”). IN THE EVENT OF ANY CONFLICT BE

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 apex-8k20200107.htm APEX 8-K SUB DEBT ISSUANCE JAN 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2019 APEX GLOBAL BRANDS INC. (Exact name of registrant as specified in its charter) Delaware 0‑18640 95‑418243

Apex Global Brands Reports Third Quarter 2020 Financial Results

Exhibit 99.1 Apex Global Brands Reports Third Quarter 2020 Financial Results Third Quarter Fiscal 2020 Highlights versus Third Quarter Fiscal 2019: • Revenues declined to $4.9 million from $5.8 million • Adjusted EBITDA decreased to $1.7 million from $2.6 million • Net loss from continuing operations of $6.8 million compared to a net gain of $0.1 million • SG&A expenses remained flat at $3.2 milli

Amended and Restated 2013 Stock Incentive Plan.

Exhibit 10.1 APEX GLOBAL BRANDS INC. AMENDED AND RESTATED 2013 STOCK INCENTIVE PLAN (as amended and restated June 10, 2019) (updated to give effect to a 1-for-3 reverse stock split that occurred on September 27, 2019) 1.Purposes of the Plan. The purposes of this Plan are to attract and retain the best available personnel, to provide additional incentives to Employees, Directors and Consultants and

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2019 APEX GLOBAL BRANDS INC.

Third Amendment to Financing Agreement and Forbearance Agreement dated December 20, 2019, by and among the Company, Gordon Brothers Finance Company and additional parties named therein.

Exhibit 10.2 THIRD AMENDMENT TO FINANCING AGREEMENT AND FORBEARANCE AGREEMENT This THIRD AMENDMENT TO FINANCING AGREEMENT AND FORBEARANCE AGREEMENT, dated as of December 20, 2019 (this “Amendment”), is entered into by and among Apex Global Brands Inc. (formerly known as Cherokee Inc.), a Delaware corporation (the “Parent” and the “U.S. Borrower”), Irene Acquisition Company B.V., a private company

APEX / Apex Global Brands Inc. S-8 - - S-8

As filed with the Securities and Exchange Commission on December 20, 2019 Registration Statement No.

November 2, 2019

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended November 2, 2019. ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission file number 0-18640 APEX GLOBAL BRANDS INC. (Exact name of registrant as spec

APEX / Apex Global Brands Inc. NT 10-Q - - NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: November 2, 2019 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 2019 APEX GLOBAL BRANDS INC.

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 24, 2019 APEX GLOBAL BRANDS INC.

Certificate of Amendment to Amended and Restated Certificate of Incorporation of Apex Global Brands Inc. dated September 24, 2019.

Exhibit 3.1 CERTIFICATE OF AMENDMENT TO AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF APEX GLOBAL BRANDS INC. Apex Global Brands Inc., a corporation organized and existing under and by virtue of the Delaware General Corporation Law (the “Corporation”), does hereby certify as follows: FIRST: Section 4.1 of Article IV of the Certificate of Incorporation is hereby amended by adding the followi

APEX / Apex Global Brands Inc. / Cove Street Capital, LLC Activist Investment

Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* Apex Global Brands Inc (Name of Issuer) Common stock, par value $0.02 per share (Title of Class of Securities) 03755M102 (CUSIP Number) Merihan Tynan Cove Street Capital LLC 2101 East El Segundo Boulevard. Suite 302 El Segundo, CA 90245 (424

APEX / Apex Global Brands Inc. 10-Q - Quarterly Report - 10-Q

10-Q 1 apex-10q20190803.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended August 3, 2019. ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission file number 0-18640 APEX GLOBAL BRANDS INC. (E

Apex Global Brands Reports Second Quarter 2020 Financial Results

Exhibit 99.1 Apex Global Brands Reports Second Quarter 2020 Financial Results Second Quarter Fiscal 2020 Highlights versus Second Quarter Fiscal 2019: • Revenues declined to $5.6 million from $7.1 million • Adjusted EBITDA decreased to $2.5 million from $3.1 million • Net loss from continuing operations decreased to $1.3 million from a loss of $9.1 million • SG&A expenses decreased to $3.1 million

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 17, 2019 APEX GLOBAL BRANDS INC.

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2019 APEX GLOBAL BRANDS INC.

Certificate of Correction to Certificate of Amendment of Apex Global Brands Inc. (formerly known as Cherokee Inc.) dated June 26, 2019.

Exhibit 3.2 CERTIFICATE OF CORRECTION TO CERTIFICATE OF AMENDMENT OF APEX GLOBAL BRANDS INC. Apex Global Brands Inc. (formerly known as Cherokee Inc.), a corporation organized and existing under and by virtue of the Delaware General Corporation Law (the “DGCL”), does hereby certify that: 1. The name of the corporation is Apex Global Brands Inc. (formerly known as Cherokee Inc.) (the “Corporation”)

Certificate of Amendment of Certificate of Incorporation of Apex Global Brands Inc. (formerly known as Cherokee Inc.) dated June 26, 2019.

Exhibit 3.3 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF APEX GLOBAL BRANDS INC. Apex Global Brands Inc. (formerly known as Cherokee Inc.), a corporation organized and existing under and by virtue of the Delaware General Corporation Law (the “Corporation”), does hereby certify as follows: FIRST: The Corporation was originally incorporated under the name Green Acquisition Co. on May

Cherokee Global Brands Becomes APEX Global Brands Stock Ticker Changed to APEX

Exhibit 99.1 Cherokee Global Brands Becomes APEX Global Brands Stock Ticker Changed to APEX SHERMAN OAKS, CA (June 26, 2019) — Cherokee Global Brands (Nasdaq: CHKE), a global brand ownership and marketing organization that manages a growing portfolio of lifestyle brands that it owns, in addition to brands that it creates and elevates for others, today announced that it will be changing its name to

Amended and Restated Bylaws of Apex Global Brands Inc. (formerly known as Cherokee Inc.).

Exhibit 3.4 AMENDED AND RESTATED BYLAWS OF APEX GLOBAL BRANDS INC. a Delaware Corporation Table of Contents Page ARTICLE 1 Offices 1 Section 1.1 Registered Office 1 Section 1.2 Other Offices 1 ARTICLE 2 Stockholders’ Meetings 1 Section 2.1 Place of Meetings 1 Section 2.2 Annual Meetings 2 Section 2.3 Special Meetings 2 Section 2.4 Notice of Meetings 2 Section 2.5 Quorum and Voting 3 Section 2.6 Vo

Certificate of Amendment of Certificate of Incorporation of Apex Global Brands Inc. (formerly known as Cherokee Inc.) dated June 11, 2019.

Exhibit 3.1 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF Cherokee, INC. Cherokee Inc., a corporation organized and existing under and by virtue of the Delaware General Corporation Law (the “Corporation”), does hereby certify as follows: 1.The Corporation was originally incorporated under the name Green Acquisition Co. on May 17, 1988. The Corporation's first Amended and Restated Cer

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2019 CHEROKEE INC.

Cherokee Global Brands Reports First Quarter 2020 Financial Results

Exhibit 99.1 Cherokee Global Brands Reports First Quarter 2020 Financial Results First Quarter Fiscal 2020 Highlights versus First Quarter Fiscal 2019: • Adjusted EBITDA increased to $1.2 million from $1.0 million • Net loss from continuing operations decreased to $2.3 million from a loss of $2.7 million • Revenues declined to $5.1 million from $5.4 million • SG&A expenses decreased to $3.9 millio

CHKE / Cherokee, Inc. 10-Q - Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended May 4, 2019. ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission file number 0-18640 CHEROKEE INC. (Exact name of registrant as specified in its ch

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2019 CHEROKEE INC.

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2019 CHEROKEE INC.

CHKE / Cherokee, Inc. DEFA14A DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ☐ Defin

CHKE / Cherokee, Inc. DEF 14A DEF 14A

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2019 CHEROKEE INC.

CHKE / Cherokee, Inc. / Cove Street Capital, LLC Activist Investment

Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* CHEROKEE INC (Name of Issuer) Common Stock, $0.02 Par Value Per Share (Title of Class of Securities) 16444H102 (CUSIP Number) Merihan Tynan Cove Street Capital LLC 2101 East El Segundo Boulevard. Suite 302 El Segundo, CA 90245 (424) 221-5897

Cherokee Global Brands Reports Fourth Quarter and Fiscal Year 2019 Financial Results

Exhibit 99.1 Cherokee Global Brands Reports Fourth Quarter and Fiscal Year 2019 Financial Results Fourth Quarter Fiscal 2019 Highlights versus Fourth Quarter Fiscal 2018: • Revenues decreased from $6.9 million to $6.1 million • SG&A expenses decreased significantly from $7.0 million to $3.1 million • Adjusted EBITDA increased from a loss of $0.1 million to a gain of $3.1 million • Net loss from co

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2019 CHEROKEE INC.

Second Amendment to Financing Agreement, dated January 30, 2019, by and between the Company, Gordon Brothers Finance Company and additional parties named therein.

Exhibit 10.37 EXECUTION SECOND AMENDMENT TO FINANCING AGREEMENT This SECOND AMENDMENT TO FINANCING AGREEMENT, dated as of January 29, 2019 (this “Amendment”), is entered into by and among Cherokee Inc., a Delaware corporation(the “Parent” and the “U.S. Borrower”), Irene Acquisition Company B.V., a private company withlimited liability incorporated under the laws of the Netherlands, having its stat

Subordinated Note, dated December 28, 2018, by and between the Company and Dwight Mamanteo.

Exhibit 10.36 Execution Version THIS AGREEMENT IS SUBJECT TO THE TERMS OF A SUBORDINATION AND INTERCREDITOR AGREEMENT DATED AS OF DECEMBER 28, 2018, BY AND AMONG, AMONG OTHERS, SUBORDINATED CREDITOR AND GORDON BROTHERS FINANCE COMPANY, AS SENIOR AGENT (AS AMENDED, RESTATED, SUPPLEMENTED OR OTHERWISE MODIFIED IN ACCORDANCE WITH ITS TERMS, THE “SUBORDINATION AGREEMENT”). In the event of any conflict

Subordinated Note, dated December 28, 2018, by and between the Company and Jess Ravich.

Exhibit 10.33 Execution Version THIS AGREEMENT IS SUBJECT TO THE TERMS OF A SUBORDINATION AND INTERCREDITOR AGREEMENT DATED AS OF DECEMBER 28, 2018, BY AND AMONG, AMONG OTHERS, SUBORDINATED CREDITOR AND GORDON BROTHERS FINANCE COMPANY, AS SENIOR AGENT (AS AMENDED, RESTATED, SUPPLEMENTED OR OTHERWISE MODIFIED IN ACCORDANCE WITH ITS TERMS, THE “SUBORDINATION AGREEMENT”). In the event of any conflict

Subordinated Note, dated December 28, 2018, by and between the Company and the Bronchick Family Trust.

Exhibit 10.34 Execution Version THIS AGREEMENT IS SUBJECT TO THE TERMS OF A SUBORDINATION AND INTERCREDITOR AGREEMENT DATED AS OF DECEMBER 28, 2018, BY AND AMONG, AMONG OTHERS, SUBORDINATED CREDITOR AND GORDON BROTHERS FINANCE COMPANY, AS SENIOR AGENT (AS AMENDED, RESTATED, SUPPLEMENTED OR OTHERWISE MODIFIED IN ACCORDANCE WITH ITS TERMS, THE “SUBORDINATION AGREEMENT”). In the event of any conflict

CHKE / Cherokee, Inc. 10-K (Annual Report)

Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10‑K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended February 2, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file No. 0‑18640 CHEROKEE INC. (Exact name of

First Amendment to Financing Agreement, dated December 28, 2018, by and between the Company, Gordon Brothers Finance Company and additional parties named therein.

Exhibit 10.32 EXECUTION FIRST AMENDMENT TO FINANCING AGREEMENT This FIRST AMENDMENT TO FINANCING AGREEMENT, dated as of December 28, 2018 (this “Amendment”), is entered into by and among Cherokee Inc., a Delaware corporation (the “Parent” and the “U.S. Borrower”), Irene Acquisition Company B.V., a private company with limited liability incorporated under the laws of the Netherlands, having its sta

Subordinated Note, dated December 28, 2018, by and between the Company and Square Deal Growth, LLC.

Exhibit 10.35 Execution Version THIS AGREEMENT IS SUBJECT TO THE TERMS OF A SUBORDINATION AND INTERCREDITOR AGREEMENT DATED AS OF DECEMBER 28, 2018, BY AND AMONG, AMONG OTHERS, SUBORDINATED CREDITOR AND GORDON BROTHERS FINANCE COMPANY, AS SENIOR AGENT (AS AMENDED, RESTATED, SUPPLEMENTED OR OTHERWISE MODIFIED IN ACCORDANCE WITH ITS TERMS, THE “SUBORDINATION AGREEMENT”). In the event of any conflict

Subsidiaries of Cherokee Inc.

Exhibit 21.1 LIST OF SUBSIDIARIES OF CHEROKEE INC. Name and Jurisdiction of Organization: 1. SPELL C. LLC., a Delaware limited liability company 2. Cherokee Brands, LLC, a Delaware limited liability company 3. Three‑Sixty Vision LLC, a Delaware limited liability company 4. Hawk 900 Brands LLC, a Delaware limited liability company 5. EDCA LLC, a Delaware limited liability company 6. FFS Holdings, L

CHKE / Cherokee, Inc. PRE 14A

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14

CHKE / Cherokee, Inc. / M&G INVESTMENT MANAGEMENT LTD - CHEROKEE INC Passive Investment

CHEROKEE INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Cherokee Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 16444H102 (CUSIP Number) 31st December 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2019 CHEROKEE INC. (Exact Name of Registrant as Specified in its Charter) Delaware 0‑18640 95‑4182437 (State of Incorporation) (Commission File Number) (IRS Employer Ident

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 28, 2018 CHEROKEE INC. (Exact Name of Registrant as Specified in its Charter) Delaware 0‑18640 95‑4182437 (State of Incorporation) (Commission File Number) (IRS Employer Iden

Cherokee Global Brands Reports Third Quarter Fiscal 2019 Financial Results

Exhibit 99.1 Cherokee Global Brands Reports Third Quarter Fiscal 2019 Financial Results Third Quarter Highlights versus Fiscal 2018 Third Quarter: • Revenues decreased from $7.8 million to $5.8 million • SG&A expenses decreased from $6.2 million to $3.2 million • Adjusted EBITDA increased from $1.6 million to $2.6 million • Net income from continuing operations of $0.1 million versus a loss of $2.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2018 CHEROKEE INC.

CHKE / Cherokee, Inc. 10-Q (Quarterly Report)

Table of Content SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended November 3, 2018. ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Transition Period From to . Commission file number 0-18640 CHEROKEE INC. (Exa

CHKE / Cherokee, Inc. / Ravich Jess M - SC 13D/A Activist Investment

SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* CHEROKEE INC. (Name of Issuer) Common Stock, $0.02 Par Value Per Share (Title of Class of Securities) 16444H102 (CUSIP Number) Jess M. Ravich C/O Cherokee Inc. 5990 Sepulveda Boulevard, Suite 600 Sherman Oaks, CA 91411 (818) 908-9868 (Name, Addr

JOINT FILING AGREEMENT

EX-99.1 Exhibit 1 JOINT FILING AGREEMENT The undersigned hereby agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned, and any amendments thereto executed by the undersigned shall be filed on behalf of each of the undersigned without the necessity of filing any additional joint filing agreement. The undersigned acknowledge that each is responsible for the

CHKE / Cherokee, Inc. CORRESP

Cherokee Inc. 5990 Sepulveda Blvd. Sherman Oaks, CA 91411 November 2, 2018 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Ronald Alper Re: Cherokee Inc. Registration Statement on Form S-3 Filed October 26, 2018 File No. 333-228024 Dear Mr. Alper: Pursuant to Rule 461 of the Rules and Regulations promulgated under th

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2018 CHEROKEE INC.

Indenture for Senior Securities*

Exhibit 4.4 CHEROKEE INC. TO AS TRUSTEE INDENTURE DATED AS OF , 20 SENIOR DEBT SECURITIES CHEROKEE INC. Certain Sections of this Indenture relating to Sections 310 through 318, inclusive, of the Trust Indenture Act of 1939: Section 310(a) (1) 6.9 (a)(2) 6.9 (a)(3) Not Applicable (a)(4) Not Applicable (b) 6.8, 6.10 Section 311(a) 6.13 (b) 6.13 Section 312(a) 7.1, 7.2 (b) 7.2 (c) 7.2 Section 313(a)

Indenture for Subordinated Securities*

Exhibit 4.5 CHEROKEE INC. TO AS TRUSTEE INDENTURE DATED AS OF , 20 SUBORDINATED DEBT SECURITIES Table of Contents Page ARTICLE 1 DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 2 Section 1.1 Definitions. 2 Section 1.2 Compliance Certificates and Opinions. 8 Section 1.3 Form of Documents Delivered to Trustee. 9 Section 1.4 Acts of Holders; Record Dates. 9 Section 1.5 Notices, etc., to Trust

CHKE / Cherokee, Inc. S-3

S-3 1 chke-s3.htm S-3 As filed with the Securities and Exchange Commission on October 26, 2018 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CHEROKEE INC. (Exact name of registrant as specified in its charter) Delaware 95-4182437 (State of Incorporation) (IRS Employer Identification No.

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 15, 2018 CHEROKEE INC.

CHKE / Cherokee, Inc. / HEADLANDS STRATEGIC OPPORTUNITIES FUND, LP (THE PARTNERSHIP) - CHEROKEE 13G AMEND 5 Passive Investment

cherokee13ga5.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Cherokee Inc. (Name of Issuer) Common Stock, $0.02 par value per share (Title of Class of Securities) 16444H102 (CUSIP Number) September 27, 2018 (Date of Event Which Requires Filing of this Statement) ¨ Rule 13d-1(b) ý Rule 13d-1(c) ¨

CHKE / Cherokee, Inc. / M&G INVESTMENT MANAGEMENT LTD - CHEROKEE, INC. Passive Investment

SC 13G 1 d424747dsc13g.htm CHEROKEE, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Cherokee, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 16444H102 (CUSIP Number) 30th September 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2018 CHEROKEE INC.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2018 CHEROKEE INC.

Cherokee Global Brands Reports Second Quarter Fiscal 2019 Financial Results

Exhibit 99.1 Cherokee Global Brands Reports Second Quarter Fiscal 2019 Financial Results Second Quarter Highlights: • Revenues of $7.1 million decreased 10% • Adjusted EBITDA of $3.1 million increased 97% • Net loss from continuing operations of $9.1 million increased 90% • SG&A expenses of $4.0 million decreased 37% Six Month Highlights: • Revenues of $12.5 million decreased 15% • Adjusted EBITDA

Subordinated Exchange Note, dated August 3, 2018, by and between the Company and Henry I. Stupp (incorporated by reference to Exhibit 10.5 of Cherokee’s Form 10-Q for the quarterly period ended August 4, 2018).

Execution version Exhibit 10.5 THIS AGREEMENT IS SUBJECT TO THE TERMS OF A SUBORDINATION AND INTERCREDITOR AGREEMENT DATED AS OF AUGUST 3, 2018, BY AND AMONG, AMONG OTHERS, SUBORDINATED CREDITOR AND GORDON BROTHERS FINANCE COMPANY, AS SENIOR AGENT (AS AMENDED, RESTATED, SUPPLEMENTED OR OTHERWISE MODIFIED IN ACCORDANCE WITH ITS TERMS, THE “SUBORDINATION AGREEMENT”). In the event of any conflict bet

CHKE / Cherokee, Inc. 10-Q (Quarterly Report)

10-Q 1 chke-10q20180804.htm 10-Q Table of Content SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended August 4, 2018. ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Transition Period From to . Commission file nu

Subordinated Exchange Note, dated August 3, 2018, by and between the Company and Square Deal Growth, LLC (incorporated by reference to Exhibit 10.7 of Cherokee’s Form 10-Q for the quarterly period ended August 4, 2018).

Execution Version Exhibit 10.7 THIS AGREEMENT IS SUBJECT TO THE TERMS OF A SUBORDINATION AND INTERCREDITOR AGREEMENT DATED AS OF AUGUST 3, 2018, BY AND AMONG, AMONG OTHERS, SUBORDINATED CREDITOR AND GORDON BROTHERS FINANCE COMPANY, AS SENIOR AGENT (AS AMENDED, RESTATED, SUPPLEMENTED OR OTHERWISE MODIFIED IN ACCORDANCE WITH ITS TERMS, THE “SUBORDINATION AGREEMENT”). In the event of any conflict bet

Form of Common Stock Purchase Warrant (incorporated by reference to Exhibit 4.2 of Cherokee’s Form 10-Q for the quarterly period ended August 4, 2018).

Exhibit 4.2 THIS WARRANT AND ANY SECURITIES OBTAINABLE UPON ITS EXERCISE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY STATE’S SECURITIES LAWS AND MAY NOT BE TRANSFERRED, SOLD OR OTHERWISE DISPOSED OF EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION UNDER THE SECURITIES ACT OR PURSUANT TO AN EXEMPTION THEREFROM. CHEROKEE INC. COMMON STOCK PURCHASE

Exchange Agreement, dated August 3, 2018, by and between the Company and the purchasers named therein.

Exhibit 10.3 EXCHANGE AGREEMENT THIS EXCHANGE AGREEMENT (the “Agreement”) is dated this 3rd day of August, 2018, and is entered into by and between Cherokee Inc., a Delaware corporation (the “Company”), and each of the holders of a Participation (defined below) listed on Schedule I hereto (each, a “Purchaser”). WHEREAS, the Company and Gordon Brothers Finance Company, as agent (in such capacity th

Financing Agreement, dated August 3, 2018, by and between the Company, Gordon Brothers Finance Company and additional parties named therein (incorporated by reference to Exhibit 10.1 of Cherokee’s Form 10-Q for the quarterly period ended August 4, 2018).

EXECUTION Exhibit 10.1 FINANCING AGREEMENT Dated as of August 3, 2018 by and among Cherokee Inc., as U.S. Borrower, Irene Acquisition Company B.V., as Dutch Borrower, AND EACH SUBSIDIARY OF CHEROKEE INC. LISTED AS A GUARANTOR ON THE SIGNATURE PAGES HERETO, as Guarantors, THE LENDERS FROM TIME TO TIME PARTY HERETO, as Lenders, GORDON BROTHERS FINANCE COMPANY, as Collateral Agent, and GORDON BROTHER

Registration Rights Agreement, dated August 3, 2018, by and between the Company and the purchasers named therein (incorporated by reference to Exhibit 4.3 of Cherokee’s Form 10-Q for the quarterly period ended August 4, 2018).

Exhibit 4.3 CHEROKEE INC. REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made as of A, 2018, by and between Cherokee Inc., a Delaware corporation (the “Company”) and the investors listed on the signature pages hereto (each, a “Purchaser”) and such other Persons, if any, from time to time, that become a party hereto as holders of Registrable Securities (as de

Subordinated Exchange Note, dated August 3, 2018, by and between the Company and Ravich Revocable Trust of 1989 (incorporated by reference to Exhibit 10.6 of Cherokee’s Form 10-Q for the quarterly period ended August 4, 2018).

Execution version Exhibit 10.6 THIS AGREEMENT IS SUBJECT TO THE TERMS OF A SUBORDINATION AND INTERCREDITOR AGREEMENT DATED AS OF AUGUST 3, 2018, BY AND AMONG, AMONG OTHERS, SUBORDINATED CREDITOR AND GORDON BROTHERS FINANCE COMPANY, AS SENIOR AGENT (AS AMENDED, RESTATED, SUPPLEMENTED OR OTHERWISE MODIFIED IN ACCORDANCE WITH ITS TERMS, THE “SUBORDINATION AGREEMENT”). In the event of any conflict bet

Registration Rights Agreement, dated August 3, 2018, by and between the Company and Gordon Brothers Finance Company (incorporated by reference to Exhibit 4.1 of Cherokee’s Form 10-Q for the quarterly period ended August 4, 2018).

Exhibit 4.1 EXECUTION CHEROKEE INC. REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made as of August 3, 2018, by and between Cherokee Inc., a Delaware corporation (the “Company”) and the investors listed on the signature pages hereto (each, a “Purchaser”) and such other Persons, if any, from time to time, that become a party hereto as holders of Registrable

Form of Junior Common Stock Purchase Warrant (incorporated by reference to Exhibit 4.4 of Cherokee’s Form 10-Q for the quarterly period ended August 4, 2018).

Exhibit 4.4 THIS WARRANT AND ANY SECURITIES OBTAINABLE UPON ITS EXERCISE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY STATE’S SECURITIES LAWS AND MAY NOT BE TRANSFERRED, SOLD OR OTHERWISE DISPOSED OF EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION UNDER THE SECURITIES ACT OR PURSUANT TO AN EXEMPTION THEREFROM. CHEROKEE INC. COMMON STOCK PURCHASE

Pledge and Security Agreement, dated August 3, 2018, by and between the Company and Gordon Brothers Finance Company (incorporated by reference to Exhibit 10.2 of Cherokee’s Form 10-Q for the quarterly period ended August 4, 2018).

Exhibit 10.2 PLEDGE AND SECURITY AGREEMENT PLEDGE AND SECURITY AGREEMENT (this “Agreement”), dated as of August 3, 2018, made by each of the Grantors referred to below, in favor of Gordon Brothers Finance Company, a Delaware corporation, in its capacity as collateral agent for the Secured Parties referred to below (in such capacity, together with its successors and assigns in such capacity, if any

Subordinated Exchange Note, dated August 3, 2018, by and between the Company and Cove Street Capital Small Cap Value Fund (incorporated by reference to Exhibit 10.4 of Cherokee’s Form 10-Q for the quarterly period ended August 4, 2018).

Exhibit 10.4 THIS AGREEMENT IS SUBJECT TO THE TERMS OF A SUBORDINATION AND INTERCREDITOR AGREEMENT DATED AS OF AUGUST 3, 2018, BY AND AMONG, AMONG OTHERS, SUBORDINATED CREDITOR AND GORDON BROTHERS FINANCE COMPANY, AS SENIOR AGENT (AS AMENDED, RESTATED, SUPPLEMENTED OR OTHERWISE MODIFIED IN ACCORDANCE WITH ITS TERMS, THE “SUBORDINATION AGREEMENT”). In the event of any conflict between the terms of

AGREEMENT

EX-99.1 2 d569373dex991.htm EX-99.1 CUSIP No. 16444H102 13G Exhibit 99.1 AGREEMENT Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of Common Stock, par value $.02 of Cherokee Inc. Dated: A

CHKE / Cherokee, Inc. / Gordon Brothers Brands, Llc - SC 13G Passive Investment

SC 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 Cherokee Inc. (Name of Issuer) Common Stock, $.02 par value per share (Title of Class of Securities) 16444H102 (CUSIP Number) August 3, 2018 (Date of Event Which Requ

JOINT FILING AGREEMENT, dated as of the August 3, 2018, between Cove Street Capital LLC and Jeffrey Bronchick (collectively, the "Joint Filers").

Exhibit 1 JOINT FILING AGREEMENT, dated as of the August 3, 2018, between Cove Street Capital LLC and Jeffrey Bronchick (collectively, the "Joint Filers").

CHKE / Cherokee, Inc. / Cove Street Capital, LLC Activist Investment

SC 13D/A 1 chke13da082018.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* CHEROKEE INC (Name of Issuer) Common Stock, $0.02 Par Value Per Share (Title of Class of Securities) 16444H102 (CUSIP Number) Merihan Tynan Cove Street Capital LLC 2101 East El Segundo Boulevard. Suite 302 El Segundo, CA 902

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2018 CHEROKEE INC. (Exact Name of Registrant as Specified in its Charter) Delaware 1‑18640 95‑4182437 (State of Incorporation) (Commission File Number) (IRS Employer Identif

Press release of Cherokee Inc., dated August 6, 2018.

Exhibit 99.1 Cherokee Global Brands Announces Debt Refinancing • Completed new $40 million financing agreement with Gordon Brothers Finance Company and Gordon Brothers • Increases financial flexibility and liquidity Sherman Oaks, CA (August 6, 2018) — Cherokee Global Brands (NASDAQ: CHKE), a global brand marketing platform that manages a portfolio of fashion and lifestyle brands, today announced t

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2018 CHEROKEE INC.

Cherokee Global Brands Reports First Quarter Fiscal 2019 Financial Results

EXHIBIT 99.1 Cherokee Global Brands Reports First Quarter Fiscal 2019 Financial Results First Quarter Highlights: · Revenues of $5.4 million · Adjusted EBITDA increased 20% to $1.0 million · Operating loss of $0.2 million and net loss of $2.7 million, or $0.20 per diluted share SHERMAN OAKS, CA (June 14, 2018) — Cherokee Global Brands (NASDAQ: CHKE), a global brand marketing platform that manages

CHKE / Cherokee, Inc. 10-Q (Quarterly Report)

10-Q 1 chke-20180505x10q.htm 10-Q Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended May 5, 2018. ☐Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Transition Period From to . Commission file numbe

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2018 CHEROKEE INC.

CHKE / Cherokee, Inc. DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ☐ Defin

CHKE / Cherokee, Inc. DEF 14A

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14

CHKE / Cherokee, Inc. 10-K (Annual Report)

Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10‑K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended February 3, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file No. 0‑18640 CHEROKEE INC. (Exact name of

Amendment No. 1 to Amended and Restated Executive Employment Agreement, dated October 30, 2017, between Cherokee Inc. and Henry Stupp (incorporated by reference to exhibit 10.23 of Cherokee’s Form 10-K for the fiscal year ended February 3, 2018).

Exhibit 10.23 AMENDMENT NO. 1 TO AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT This Amendment No. 1 to Amended and Restated Executive Employment Agreement (the “Amendment”), dated October 30, 2017 (the “Effective Date”), is entered into by and between Cherokee, Inc., a Delaware corporation (the “Company”) and Henry Stupp (“Executive”) (collectively, the “parties”). RECITALS WHEREAS, the part

Subsidiaries of Cherokee Inc.

Exhibit 21.1 LIST OF SUBSIDIARIES OF CHEROKEE INC. Name and Jurisdiction of Organization: 1. SPELL C. LLC., a Delaware limited liability company 2. Cherokee Brands, LLC, a Delaware limited liability company 3. Three‑Sixty Vision LLC, a Delaware limited liability company 4. Hawk 900 Brands LLC, a Delaware limited liability company 5. EDCA LLC, a Delaware limited liability company 6. FFS Holdings, L

Offer Letter Agreement, dated December 13, 2017, by and between Cherokee Inc. and Steven L. Brink (incorporated by reference to exhibit 10.24 of Cherokee’s Form 10-K for the fiscal year ended February 3, 2018).

Exhibit 10.24 December 13, 2017 PERSONAL AND CONFIDENTIAL Steve Brink 6525 Fremont Circle Huntington Beach, CA 92648 Dear Steve, I am pleased to offer you the position of Chief Financial Officer at Cherokee, Inc. (the “Company”). I am confident that you will find Cherokee to be an exciting and challenging environment in which to work. This letter will confirm the most important details of our offe

Separation and Release Letter Agreement, dated December 13, 2017, by and between Cherokee Inc. and Jason Boling (incorporated by reference to exhibit 10.25 of Cherokee’s Form 10-K for the fiscal year ended February 3, 2018).

Exhibit 10.25 [CHEROKEE LETTERHEAD] December 13, 2017 Jason Boling 5128 Corte Tiara Camarillo, California 93012 Re:Separation from Employment Dear Jason: To confirm our discussion, you hereby resign your employment with, and as an officer of, Cherokee Inc. (the “Company”) and any of its affiliates effective as of January 31, 2018 (such date that your resignation is effective, the “Separation Date”

Cherokee Global Brands Reports Fourth Quarter and Fiscal 2018 Financial Results

Exhibit 99.1 Cherokee Global Brands Reports Fourth Quarter and Fiscal 2018 Financial Results Fourth Quarter Highlights: · Revenues of $6.9 million from continuing operations · Net loss of $45.6 million, or $3.26 per diluted share, reflecting the impact of a one-time impairment charge of $35.5 million Full-Year Highlights: · Revenues of $29.4 million from continuing operations · Net loss of $56.0 m

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2018 CHEROKEE INC.

CHKE / Cherokee, Inc. / HEADLANDS STRATEGIC OPPORTUNITIES FUND, LP (THE PARTNERSHIP) Passive Investment

cherokee13ga4.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Cherokee Inc. (Name of Issuer) Common Stock, $0.02 par value per share (Title of Class of Securities) 16444H102 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) ¨ Rule 13d-1(b) ý Rule 13d-1(c) ¨ R

CHKE / Cherokee, Inc. / NORTHPOINTE CAPITAL LLC - NORTHPOINTE CAPITAL LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* CHEROKEE INC (Name of Issuer) Common Stock (Title of Class of Securities) 16444H102 (CUSIP Number) December 31, 2017 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i

JOINT FILING AGREEMENT, dated as of the February 2, 2018, between Cove Street Capital LLC and Jeffrey Bronchick (collectively, the "Joint Filers").

Exhibit 1 JOINT FILING AGREEMENT, dated as of the February 2, 2018, between Cove Street Capital LLC and Jeffrey Bronchick (collectively, the "Joint Filers").

CHKE / Cherokee, Inc. / Cove Street Capital, LLC Activist Investment

Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No.)* CHEROKEE INC (Name of Issuer) Common Stock, $0.02 Par Value Per Share (Title of Class of Securities) 16444H102 (CUSIP Number) Merihan Tynan Cove Street Capital LLC 2101 East El Segundo Boulevard. Suite 302 El Segundo, CA 90245 (424) 221-5897 (

Joint Filing Agreement, dated January 19, 2018, by and among the Reporting Persons.

Exhibit 1 JOINT FILING AGREEMENT The undersigned hereby agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned, and any amendments thereto executed by the undersigned shall be filed on behalf of each of the undersigned without the necessity of filing any additional joint filing agreement.

CHKE / Cherokee, Inc. / Ravich Jess M - SC 13D Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO §240.13d-2(a) (Amendment No. )* CHEROKEE INC. (Name of Issuer) Common Stock, $0.02 Par Value Per Share (Title of Class of Securities) 16444H102 (CUSIP Number) Jess M. Ravich C/O Cherokee Inc. 5990 Sep

CHKE / Cherokee, Inc. CORRESP

VIA EDGAR January 19, 2018 United States Securities and Exchange Commission Division of Corporation Finance Washington, D.

CHKE / Cherokee, Inc. CORRESP

VIA EDGAR December 22, 2017 United States Securities and Exchange Commission Division of Corporation Finance Washington, D.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

chkeCurrentFolio8K20171218 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2017 CHEROKEE INC.

CHKE / Cherokee, Inc. DEFA14A

chkeCurrent FolioDEFA14ACancellation UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

CORRECTING and REPLACING Cherokee Global Brands Reports Third Quarter Fiscal 2018 Financial Results

chkeEx991 Exhibit 99.1 CORRECTING and REPLACING Cherokee Global Brands Reports Third Quarter Fiscal 2018 Financial Results ?Consolidated revenues of $11.0 million; royalty revenues of $7.9 million ?GAAP net loss of $2.5 million; non-GAAP net loss of $740,000 ?GAAP EPS of ($0.18); non-GAAP EPS of $(0.05) ?Adjusted EBITDA of $928,000 ?Initiated guidance for fiscal year-ending February 2, 2019 SHERMA

Financial Statements and Exhibits, Results of Operations and Financial Condition

chke8KCurrentFolio UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2017 CHEROKEE INC.

C O R P O R A T E P A R T I C I P A N T S

chkeEx992 Exhibit 99.2 C O R P O R A T E P A R T I C I P A N T S Henry Stupp Cherokee Inc. - CEO & Director Jason Boling Cherokee Inc. - CFO Patricia Nir ADDO Investor Relations - VP C O N F E R E N C E C A L L P A R T I C I P A N T S David Michael King Roth Capital Partners, LLC, Research Division - MD & Senior Research Analyst P R E S E N T A T I O N Operator Greetings, and welcome to the Cherok

CHKE / Cherokee, Inc. 10-Q (Quarterly Report)

Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended October 28, 2017. ☐Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Transition Period From to . Commission file number 0-18640 CHEROKEE INC. (Exac

Form of Warrant to Purchase Shares of Common Stock, issued on December 7, 2017 (incorporated by reference to Exhibit 4.2 to the Issuer’s Quarterly Report on Form 10-Q filed with the Commission on December 7, 2017).

Exhibit 4.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR

CHKE / Cherokee, Inc. DEFA14A

DEFA14A 1 defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitte

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

chkeCurrentFolio8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2017 CHEROKEE INC.

Amendment No. 2 to Financing Agreement, dated November 10, 2017 and effective December 7, 2017, by and among Cherokee Inc., Irene Acquisition Company B.V., the guarantors from time to time party thereto, the lenders from time to time party thereto, Cerberus Business Finance, LLC, as Collateral Agent and Cerberus Business Finance, LLC, as Administrative Agent (incorporated by reference to Exhibit 10.1 of Cherokee’s Form 8‑K dated November 13, 2017).

chkeEx101 Exhibit 10.1 Execution Version AMENDMENT NO. 2 TO FINANCING AGREEMENT AMENDMENT NO. 2 TO FINANCING AGREEMENT, dated as of November 10, 2017 (this "Amendment"), to the Financing Agreement, dated as of December 7, 2016 (as amended by that certain Amendment No. 1 to Financing Agreement dated as of August 11, 2017, and as otherwise amended, restated, supplemented or otherwise modified from t

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Other Events

chkecurrent folio8K20171030 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8?K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2017 CHEROKEE INC.

Cherokee DEF 14A

chkeCurrent FolioDEF14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Other Events

chkeCurrentFolio8K20171027 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2017 CHEROKEE INC.

Cherokee PRE 14A

chkeCurrent FolioPRE14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Other Events

chke20171013ForbearanceExtension UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2017 CHEROKEE INC.

Other Events

chkeCurrentFolio8KItem80120170929 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2017 CHEROKEE INC.

EX-24.1

POWER OF ATTORNEY Know all by these presents, that the undersigned hereby makes, constitutes and appoints each of Henry Stupp, Jason Boling and Jennifer Piccioni, each acting individually, as the undersigned's true and lawful attorney-in-fact, with full power and authority as hereinafter described, to: (1) prepare, execute, deliver and file for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of Cherokee Inc.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant, Other Events

chkeCurrentFolio201709138KA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A (Amendment No.

Cherokee Global Brands Appoints John T. McClain to Board of Directors as Independent Director, Chairman of Audit Committee

chkeEx991 Exhibit 99.1 Cherokee Global Brands Appoints John T. McClain to Board of Directors as Independent Director, Chairman of Audit Committee SHERMAN OAKS, CA (September 14, 2017) ? Cherokee Global Brands (NASDAQ: CHKE), a global brand marketing platform that manages a growing portfolio of fashion and lifestyle brands, today announced that it has appointed John T. McClain to the Company?s Boar

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant, Other Events

chkeCurrentFolio8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2017 CHEROKEE INC.

Financial Statements and Exhibits, Results of Operations and Financial Condition

chkeCurrentFolio201709078KA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A (Amendment No.

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 chke-20170907x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 7, 2017 CHEROKEE INC. (Exact name of registrant as specified in its charter) Delaware 1-18640 95-4182437 (State or Other Jurisdiction of (Commis

Cherokee Global Brands Reports Second Quarter Fiscal 2018 Financial Results

chkeEX99-1 Exhibit 99.1 Cherokee Global Brands Reports Second Quarter Fiscal 2018 Financial Results ? Consolidated revenues of $14.0 million; royalty revenues of $8.0 million ? Consolidated net loss of $4.6 million; non-GAAP net loss of $0.6 million ? GAAP EPS of ($0.36); non-GAAP EPS of $(0.05) ? Adjusted EBITDA of $1.2 million SHERMAN OAKS, CA (September 7, 2017) ? Cherokee Global Brands (NASDAQ

CHKE / Cherokee, Inc. 10-Q (Quarterly Report)

10-Q 1 chke-20170729x10q.htm 10-Q Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended July 29, 2017. ☐Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Transition Period From to . Commission file num

First Amendment to Promissory Note, dated as of June 5, 2017, by and between Irene Acquisition Company B.V. and Ravich Revocable Trust of 1989.

Exhibit 10.1 FIRST AMENDMENT TO PROMISSORY NOTE THIS FIRST AMENDMENT TO PROMISSORY NOTE, dated as of June 5, 2017 (the “First Amendment”), modifies and amends that certain Promissory Note, dated December 7, 2016 (the “Note”), executed by Irene Acquisition Company B.V., a company organized under the laws of the Netherlands (“Borrower”), payable to the order of Ravich Revocable Trust of 1989 (“Lende

Letter, dated August 25, 2017, from Ernst & Young LLP (incorporated by reference to Exhibit 16.1 of Cherokee’s Form 8-K dated August 25, 2017).

chkeEx161 Exhibit 16.1 August 25, 2017 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Ladies and Gentlemen: We have read Item 4.01 of Form 8-K dated August 21, 2017, of Cherokee Inc. and are in agreement with the statements contained in the first sentence of the first paragraph and in the second, third, fifth, and sixth paragraphs on page 1 therein. We have no basis to

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

chkeCurrentFolio8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2017 CHEROKEE INC.

Cherokee S-8

chkeCurrentFolioS8 Registration No. 333? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S?8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CHEROKEE INC. (Exact name of registrant as specified in its charter) Delaware 95?4182437 (State or other jurisdiction of (I.R.S. Employer Incorporation or organization) Identification No.) 5990 Sepulveda Blvd. Sherman Oaks

CHKE / Cherokee, Inc. 10-Q (Quarterly Report)

Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended April 29, 2017. ☐Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Transition Period From to . Commission file number 0-18640 CHEROKEE INC. (Exact

First Amendment to Promissory Note, dated as of June 5, 2017, by and between Irene Acquisition Company B.V. and Ravich Revocable Trust of 1989 (incorporated by reference to Exhibit 10.1 of Cherokee’s Form 10‑Q for the quarterly period ended April 29, 2017).

Exhibit 10.1 FIRST AMENDMENT TO PROMISSORY NOTE THIS FIRST AMENDMENT TO PROMISSORY NOTE, dated as of June 5, 2017 (the “First Amendment”), modifies and amends that certain Promissory Note, dated December 7, 2016 (the “Note”), executed by Irene Acquisition Company B.V., a company organized under the laws of the Netherlands (“Borrower”), payable to the order of Ravich Revocable Trust of 1989 (“Lende

Form of Common Stock Purchase Agreement between Cherokee Inc. and the investor named therein (incorporated by reference to Exhibit 10.1 of Cherokee’s Form 8 ‑ K dated August 14, 2017).

chkeEx101 Exhibit 10.1 CHEROKEE INC. COMMON STOCK PURCHASE AGREEMENT This COMMON STOCK PURCHASE AGREEMENT (the ?Agreement?) is made as of August [?], 2017 (?Effective Date?), by and between CHEROKEE INC., a Delaware corporation (the ?Company?), and [?], a [?] (the ?Investor?). WHEREAS, the Company is party to that certain Financing Agreement, dated as of December 7, 2016 (as amended, restated, sup

Second Amendment to Promissory Note, dated August 11, 2017, by and between Irene Acquisition Company B.V. and Ravich Revocable Trust of 1989 (incorporated by reference to Exhibit 10.3 of Cherokee’s Form 8‑K dated August 14, 2017).

chkeEx103 Exhibit 10.3 Execution Version SECOND AMENDMENT TO PROMISSORY NOTE THIS Second AMENDMENT TO PROMISSORY NOTE, dated as of August 11, 2017 and effective as of July 31, 2017 (the ?Amendment?), modifies and amends that certain Promissory Note, dated December 7, 2016, as modified by that First Amendment to Promissory Note, dated June 5, 2017 (the ?Note?), executed by Irene Acquisition Company

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

chkeCurrent Folio8K20170814 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2017 CHEROKEE INC.

Form of Warrant to Purchase Shares of Common Stock, issued on August 11, 2017 (incorporated by reference to Exhibit 4.1 to the Issuer’s Current Report on Form 8-K filed with the Commission on August 14, 2017).

chkeEx41 Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIV

Amendment No. 1 to Financing Agreement, dated August 11, 2017 and effective August 11, 2017, by and among Cherokee Inc., Irene Acquisition Company B.V., the guarantors from time to time party thereto, the lenders from time to time party thereto, Cerberus Business Finance, LLC, as Collateral Agent and Cerberus Business Finance, LLC, as Administrative Agent (incorporated by reference to Exhibit 10.2 of Cherokee’s Form 8‑K dated August 14, 2017).

chkeEx102 Exhibit 10.2 Execution Version AMENDMENT NO. 1 TO FINANCING AGREEMENT AMENDMENT NO. 1 TO FINANCING AGREEMENT, dated as of August 11, 2017 (this "Amendment"), to the Financing Agreement, dated as of December 7, 2016 (as amended, restated, supplemented or otherwise modified from time to time, the "Financing Agreement"), by and among Cherokee Inc., a Delaware corporation (the "Parent" and,

Other Events

chkeCurrent Folio8K20170804 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2017 CHEROKEE INC.

Cherokee 8-K (Current Report/Significant Event)

chkeCurrentFolio8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2017 CHEROKEE INC.

EX-24.1

POWER OF ATTORNEY Know all by these presents, that the undersigned hereby makes, constitutes and appoints each of Henry Stupp, Jason Boling, and Jennifer Piccioni each acting individually, as the undersigned's true and lawful attorney-in-fact, with full power and authority as hereinafter described, to: (1) prepare, execute, deliver and file for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of Cherokee Inc.

Other Events

8-K 1 f8-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 13, 2017 CHEROKEE INC. (Exact name of registrant as specified in its charter) Delaware 1-18640 95-4182437 (State or other jurisdiction of incorporation) (Commiss

Cherokee 8-K (Current Report/Significant Event)

chkeCurrentFolio8K20170707 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 7, 2017 CHEROKEE INC.

Financial Statements and Exhibits, Results of Operations and Financial Condition

chkeCurrentFolio8K20170620 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 6, 2017 CHEROKEE INC.

Cherokee Global Brands Reports First Quarter Fiscal 2018 Financial Results

chkeEx991 Exhibit 99.1 Cherokee Global Brands Reports First Quarter Fiscal 2018 Financial Results ? Consolidated revenues of $11.1 million; royalty revenues of $6.8 million ? Consolidated net loss of $3.3 million; non-GAAP net loss of $0.9 million ? GAAP EPS of ($0.25); non-GAAP EPS of $(0.07) ? Adjusted EBITDA of $0.7 million SHERMAN OAKS, CA (July 6, 2017) ? Cherokee Global Brands (NASDAQ:CHKE),

Cherokee Global Brands Receives NASDAQ Notice Regarding Late Filing of Quarterly Report

chkeEx991 Exhibit 99.1 Cherokee Global Brands Receives NASDAQ Notice Regarding Late Filing of Quarterly Report SHERMAN OAKS, CA (June 27, 2017) — Cherokee Inc. (NASDAQ:CHKE) (“Cherokee Global Brands” or the “company”), a global brand marketing platform that manages a growing portfolio of fashion and lifestyle brands, announced today that on June 21, 2017, it received a notice from the NASDAQ Stock

Cherokee 8-K (Current Report/Significant Event)

chkeCurrent Folio 8K20170621 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 21, 2017 CHEROKEE INC.

Cherokee NT 10-Q

chkeCurrentFolioNT10Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Cherokee DEF 14A

chkeCurrentFolioDEF14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Cherokee Global Brands Reports Final Fourth Quarter and Full Year Fiscal 2017 Financial Results

EX-99.1 2 ex-99d1.htm EX-99.1 Exhibit 99.1 Cherokee Global Brands Reports Final Fourth Quarter and Full Year Fiscal 2017 Financial Results · Fiscal 2017 Consolidated revenues of $40.6 million · Fiscal 2017 Consolidated net loss of $7.9 million; non-GAAP net income of $7.4 million · Fiscal 2017 GAAP EPS of ($0.84); non-GAAP EPS of $0.78 · Fiscal 2017 Adjusted EBITDA of $13.4 million · Q4 2017 Conso

Cherokee 8-K (Current Report/Significant Event)

chkeCurrentFolio8K20170518 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2017 CHEROKEE INC.

Cherokee 10-K (Annual Report)

chkeCurrentfolio10KTaxonomy2015 Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.

LIST OF SUBSIDIARIES OF CHEROKEE INC.

Exhibit 21.1 LIST OF SUBSIDIARIES OF CHEROKEE INC. Name and Jurisdiction of Organization: 1. SPELL C. LLC., a Delaware limited liability company 2. Cherokee Brands, LLC, a Delaware limited liability company 3. Three‑Sixty Vision LLC, a Delaware limited liability company 4. Hawk 900 Brands LLC, a Delaware limited liability company 5. EDCA LLC, a Delaware limited liability company 6. FFS Holdings, L

Cherokee 8-K (Current Report/Significant Event)

chkeCurrentFolio8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2017 CHEROKEE INC.

Cherokee Global Brands Reports Fourth Quarter and Full Year Fiscal 2017 Financial Results

chkeEx991 Exhibit 99.1 Cherokee Global Brands Reports Fourth Quarter and Full Year Fiscal 2017 Financial Results ? Fiscal 2017 Consolidated revenues of $40.6 million ? Fiscal 2017 Consolidated net loss of $7.4 million; non-GAAP net income of $7.4 million ? Fiscal 2017 GAAP EPS of ($0.78); non-GAAP EPS of $0.78 ? Fiscal 2017 Adjusted EBITDA of $13.4 million ? Q4 2017 Consolidated revenues of $15.0

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

chkeCurrentFolio8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2017 CHEROKEE INC.

Cherokee Receives NASDAQ Notice Regarding Late Filing of Annual Report

EX-99.1 2 ex-99d1.htm EX-99.1 Exhibit 99.1 Cherokee Receives NASDAQ Notice Regarding Late Filing of Annual Report SHERMAN OAKS, CA (May 5, 2017) — Cherokee Inc. (NASDAQ:CHKE) (“Cherokee” or the “company”), a global brand marketing platform that manages a growing portfolio of fashion and lifestyle brands, announced today that on May 3, 2017, it received a notice from the NASDAQ Stock Market (“NASDA

Cherokee NT 10-K

chkeCurrent folioNT 10K UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION Washington, D.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

chkeCurrentFolio8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2017 CHEROKEE INC.

CHKE / Cherokee, Inc. / HEADLANDS STRATEGIC OPPORTUNITIES FUND, LP (THE PARTNERSHIP) - SC 13G/A Passive Investment

cherokee13ga3.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Cherokee Inc. (Name of Issuer) Common Stock, $0.02 par value per share (Title of Class of Securities) 16444H102 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) ¨ Rule 13d-1(b) ý Rule 13d-1(c) ¨ R

CHKE / Cherokee, Inc. / Cove Street Capital, LLC Passive Investment

Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* Cherokee Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 16444H102 (CUSIP Number) Daniele Beasley 2101 E. El Segundo Boulevard. Suite 302 El Segundo, CA 90245 (Name, Address and Telephone Number of Person Authorized to Rece

Cherokee 8-K (Current Report/Significant Event)

chkeCurrentFolio8K20161214 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2016 CHEROKEE INC.

Cherokee 8-K (Current Report/Significant Event)

chkeCurrentFolio8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2016 CHEROKEE INC.

Cherokee 10-Q (Quarterly Report)

chkeCurrentFolio10QTaxonomy2015 Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

Cherokee 8-K (Current Report/Significant Event)

chkeCurrentFolio8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 8, 2016 CHEROKEE INC.

Cherokee Global Brands Reports Third Quarter Fiscal 2017 Financial Results

chkeEx991 Exhibit 99.1 Cherokee Global Brands Reports Third Quarter Fiscal 2017 Financial Results ? GAAP revenues of $6.5 million ? GAAP net loss of $0.9 million; Non-GAAP net income of $0.7 million ? GAAP net loss $0.10 per diluted share; Non-GAAP net income $0.08 per diluted share ? Acquisition of Hi-Tec Sports International closed on December 7, 2016 ? New Tony Hawk? license agreements with Wal

Asset Purchase Agreement, dated as of November 29, 2016, by and among Hi-Tec Sports USA, Inc., Irene Acquisition Company B.V., Cherokee Inc. and Carolina Footwear Group, LLC (incorporated by reference to Exhibit 2.2 of Cherokee’s Form 10‑Q for the quarterly period ended October 29, 2016).

Exhibit 2.2 EXECUTION VERSION ASSET PURCHASE AGREEMENT among HI-TEC SPORTS USA, INC., IRENE ACQUISITION COMPANY B.V., CHEROKEE INC., and CAROLINA FOOTWEAR GROUP, LLC Dated as of November 29, 2016 TABLE OF CONTENTS Page 1. Definitions 2 2. Sale of Assets; Assumption of Certain Liabilities; Excluded Liabilities; Consents 8 2.1 Sale of Assets 8 2.2 Assumed Liabilities 8 2.3 Excluded Liabilities 9 2.4

Warrant to Purchase 120,000 Shares of Common Stock issued November 28, 2016 by Cherokee Inc. to Carolina Footwear Group LLC (incorporated by reference to Exhibit 4.1 of Cherokee’s Form 10‑Q for the quarterly period ended October 29, 2016).

EX-4.1 5 chke-20161029ex4180969cd.htm EX-4.1 Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR

Asset Purchase Agreement, dated as of November 29, 2016, by and among Hi-Tec Sports UK Limited, Hi-Tec Sports PLC, Hi-Tec Nederland B.V., Hi-Tec Sport France SAS, Irene Acquisition Company B.V. and Batra Limited (incorporated by reference to Exhibit 2.3 of Cherokee’s Form 10‑Q for the quarterly period ended October 29, 2016).

Exhibit 2.3 Dated November 29, 2016 Asset Purchase Agreement between The Sellers listed in schedule 1 and Irene Acquisition Company B.V. and Batra Limited A LIMITED LIABILITY PARTNERSHIP CityPoint, One Ropemaker Street | London EC2Y 9AW Tel: +44 20 7920 4000 | Fax: +44 20 7496 8500 www.mofo.com 1. Interpretation 1 2. Agreement to Sell and Purchase 7 3. Purchase Price and Adjustment 8 4. Condition

Share Purchase Agreement, dated as of November 29, 2016, by and among Sunningdale Corporation Limited, Irene Acquisition Company B.V., and Cherokee Inc. (incorporated by reference to Exhibit 2.1 of Cherokee’s Form 10‑Q for the quarterly period ended October 29, 2016).

Exhibit 2.1 DATED 29 November 2016 SUNNINGDALE CORPORATION LIMITED (1) IRENE ACQUISITION COMPANY B.V. (2) and CHEROKEE INC. (3) SHARE PURCHASE AGREEMENT relating to the sale and purchase of the entire issued and outstanding share capital of Hi-Tec Sports International Holdings B.V. A limited Liability Partnership CityPoint, One Ropemaker Street | London EC2Y 9AW Tel: +44 20 7920 4000 | Fax: +44 20

Promissory Note, dated as of December 7, 2016, executed by Irene Acquisition Company B.V. in favor of Ravich Revocable Trust of 1989 (incorporated by reference to Exhibit 10.2 of Cherokee’s Form 10‑Q for the quarterly period ended October 29, 2016).

Exhibit 10.2 Execution Version THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR UNDER THE SECURITIES LAWS OF CERTAIN STATES. THESE SECURITIES MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED EXCEPT AS PERMITTED UNDER THE ACT AND APPLICABLE STATE SECURITIES LAWS PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT OR AN EXEMPTION T

Financing Agreement, dated as of December 7, 2016, by and among Cherokee Inc., Irene Acquisition Company B.V., the guarantors from time to time party thereto, the lenders from time to time party thereto, Cerberus Business Finance, LLC, as Collateral Agent and Cerberus Business Finance, LLC, as Administrative Agent (incorporated by reference to Exhibit 10.1 of Cherokee’s Form 10‑Q for the quarterly period ended October 29, 2016).

Exhibit 10.1 EXECUTIVE VERSION FINANCING AGREEMENT Dated as of December 7, 2016 by and among Cherokee Inc., as U.S. Borrower, Irene Acquisition Company B.V., as Dutch Borrower, AND EACH SUBSIDIARY OF CHEROKEE INC. LISTED AS A GUARANTOR ON THE SIGNATURE PAGES HERETO, as Guarantors, THE LENDERS FROM TIME TO TIME PARTY HERETO, as Lenders, CERBERUS BUSINESS FINANCE, LLC, as Collateral Agent, and CERBE

Unregistered Sales of Equity Securities

chkeCurrentFolio8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 28, 2016 Cherokee Inc.

3,685,000 Shares CHEROKEE INC. Common Stock

Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed pursuant to Rule 424(b)(5) Registration No.

Cherokee 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 28, 2016 CHEROKEE INC. (Exact Name of Registrant as Specified in its Charter) Delaware 1-18640 95-4182437 (State or Other Jurisdiction of (Commission (IRS Employer Incorporat

Cherokee Global Brands Announces Intent to Acquire Hi-Tec Sports International

Exhibit 99.2 Cherokee Global Brands Announces Intent to Acquire Hi-Tec Sports International SHERMAN OAKS, CA (November 28, 2016) – Cherokee Global Brands (NASDAQ: CHKE) (“Cherokee Global Brands”, “CGB” or “the Company”), a global brand marketing platform that manages a growing portfolio of fashion and lifestyle brands, today announced that it intends to enter into a share purchase agreement to acq

Cherokee Inc. Announces Entry into Hi-Tec Acquisition Documents and Pricing of Public Offering of Common Stock

Exhibit 99.3 Cherokee Inc. Announces Entry into Hi-Tec Acquisition Documents and Pricing of Public Offering of Common Stock SHERMAN OAKS, Calif., November 29, 2016 Entry Into Hi-Tec Acquisition Documents Cherokee Inc. (“Cherokee” or the “Company”) (NASDAQ: CHKE), a global marketer and manager of a portfolio of fashion and lifestyle brands, today announced that it has entered into a definitive agre

CHEROKEE INC. UNDERWRITING AGREEMENT 3,685,000 Shares of Common Stock

Exhibit 1.1 CHEROKEE INC. UNDERWRITING AGREEMENT 3,685,000 Shares of Common Stock November 29, 2016 Roth Capital Partners, LLC 888 San Clemente Drive, Suite 400 Newport Beach, CA 92660 Ladies and Gentlemen: Cherokee Inc., a Delaware corporation (the ?Company?), proposes, subject to the terms and conditions stated herein, to issue and sell to Roth Capital Partners, LLC (the ?Underwriter?) an aggreg

Cherokee Global Brands Announces Launch of Public Offering of Common Stock

Exhibit 99.1 Cherokee Global Brands Announces Launch of Public Offering of Common Stock ? Provides preliminary third quarter fiscal 2017 results ? Provides fiscal 2017 outlook and fiscal 2018 outlook SHERMAN OAKS, CA (November 28, 2016) ? Cherokee Inc. (NASDAQ: CHKE) (?Cherokee?), a global brand marketing platform that manages a growing portfolio of fashion and lifestyle brands, today announced th

Subject to Completion Preliminary Prospectus Supplement dated November 28, 2016

Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents The information in this preliminary prospectus supplement is not complete and may be changed.

Cherokee Global Brands Reports Second Quarter Fiscal 2017 Financial Results

chkeEx991 Exhibit 99.1 Cherokee Global Brands Reports Second Quarter Fiscal 2017 Financial Results ? GAAP revenues of $8.5 million ? GAAP net income of $1.5 million, or $0.17 per diluted share ? Non-GAAP net income of $1.9 million, or $0.22 per diluted share ? Cherokee Global Brands returned approximately $735 thousand to stockholders in the second quarter through share repurchases SHERMAN OAKS, C

Financial Statements and Exhibits, Results of Operations and Financial Condition

chkeCurrentFolio8K20160908 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2016 CHEROKEE INC.

Cherokee 10-Q (Quarterly Report)

chkeCurrentFolio10QTaxonomy2015 Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

chkeCurrentFolio8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 11, 2016 CHEROKEE INC.

Amended and Restated Executive Employment Agreement, dated July 11, 2016, between Cherokee Inc. and Henry Stupp (incorporated by reference to Exhibit 10.1 of Cherokee’s Form 8‑K dated July 14, 2016).

chkeEx101 EXHIBIT 10.1 AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT This Amended and Restated Executive Employment Agreement (the ?Agreement?), dated July 11, 2016 (the ?Effective Date?), is entered into by and between Cherokee, Inc., a Delaware corporation (the ?Company?) and Henry Stupp (?Executive?) (collectively, the ?parties?). RECITALS WHEREAS, the parties previously entered into an E

Financial Statements and Exhibits, Results of Operations and Financial Condition

chkeCurrentFolio8K20160609 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2016 CHEROKEE INC.

Cherokee Global Brands Reports First Quarter Fiscal 2017 Financial Results

chkeEx99120160609 Exhibit 99.1 Cherokee Global Brands Reports First Quarter Fiscal 2017 Financial Results ? First quarter GAAP revenues of $10.7 million ? Cherokee brand royalties increased 3% globally ? First quarter GAAP net income totaled $2.6 million, or $0.29 per diluted share ? Liz Lange Maternity license with Target Corporation renewed SHERMAN OAKS, CA (June 9, 2016) ? Cherokee Global Brand

FOURTH AMENDMENT TO CREDIT AGREEMENT

chkeEx101 Exhibit 10.1 EXECUTION VERSION FOURTH AMENDMENT TO CREDIT AGREEMENT THIS FOURTH AMENDMENT TO CREDIT AGREEMENT (this ?Amendment?) dated as of May 27, 2016 is by and between Cherokee Inc., a Delaware corporation (the ?Borrower?), and JPMorgan Chase Bank, N.A. (the ?Bank?). In consideration of the mutual agreements herein contained and other good and valuable consideration, the receipt and

Cherokee 10-Q (Quarterly Report)

chkeCurrentFolio10QTaxonomy2015 Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

SECOND AMENDMENT TO TERM NOTE B-1

Exhibit 10.4 EXECUTION VERSION SECOND AMENDMENT TO TERM NOTE B-1 THIS SECOND AMENDMENT TO TERM NOTE B-1 (this “Amendment”) dated as of May 27, 2016, is by and between Cherokee Inc., a Delaware corporation (the “Borrower”), and JPMorgan Chase Bank, N.A. (the “Bank”). In consideration of the mutual agreements herein contained and other good and valuable consideration, the receipt and sufficiency of

FOURTH AMENDMENT TO TERM NOTE

Exhibit 10.2 EXECUTION VERSION FOURTH AMENDMENT TO TERM NOTE THIS FOURTH AMENDMENT TO TERM NOTE (this “Amendment”) dated as of May 27, 2016, is by and between Cherokee Inc., a Delaware corporation (the “Borrower”), and JPMorgan Chase Bank, N.A. (the “Bank”). In consideration of the mutual agreements herein contained and other good and valuable consideration, the receipt and sufficiency of which is

Cherokee Inc. Amended and Restated 2013 Stock Incentive Plan (incorporated by reference to Exhibit 10.6 of Cherokee’s Form 10‑Q for the quarterly period ended April 30, 2016).

Exhibit 10.6 CHEROKEE INC. AMENDED AND RESTATED 2013 STOCK INCENTIVE PLAN (as amended and restated June 6, 2016) 1.Purposes of the Plan. The purposes of this Plan are to attract and retain the best available personnel, to provide additional incentives to Employees, Directors and Consultants and to promote the success of the Company’s business. 2.Definitions. The following definitions shall apply a