CPTP / Capital Properties, Inc. - Pemfailan SEC, Laporan Tahunan, Penyata Proksi

Capital Properties, Inc.
US ˙ OTCPK ˙ US1404301095

Statistik Asas
CIK 202947
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Capital Properties, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
March 24, 2025 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.  )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.  ) Filed by the Registrant ☒        Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

February 11, 2025 15-12G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-08499 Capital Properties, Inc. (Exact name of registrant as specified in

February 7, 2025 EX-21

Subsidiary of the Company

Exhibit 21 Capital Properties, Inc. and Subsidiary Subsidiary of the Company Subsidiary State of Incorporation or Formation Tri-State Displays, Inc. Rhode Island

February 7, 2025 EX-20

Map of the Company's parcels in Downtown Providence, Rhode Island

February 7, 2025 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, INC.

November 4, 2024 SC 13G

CPTP / Capital Properties, Inc. / Oppenheimer & Close, LLC - FORM SC 13G Passive Investment

SC 13G 1 formsc13g.htm FORM SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Capital Properties, Inc. (Name of Issuer) Class A Common Stock, $.01 par value (Title of Class of Securities) 140430109 (CUSIP Number) September 30, 2024 (Date of Event which Requires Filing of this Statement) Check the

November 1, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIE

August 2, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, IN

April 26, 2024 EX-10.(B)(II)

(ii) Loan Agreement dated February 29, 2024 (incorporated by reference to Exhibit 10(b)(ii) to the registrant's report on Form 10Q for the quarter ended March 31, 2024)

Exhibit 10(b)(ii) RENEWAL OF LINE OF CREDIT February 29, 2024 Capital Properties, Inc.

April 26, 2024 EX-10.(A)(II)

(ii) First Amendment dated January 1, 2018 (incorporated by reference to Exhibit 10(a)(ii) to the registrant's report on Form 10Q for the quarter ended March 31, 2024)

Exhibit 10(a)(ii) FIRST AMENDMENT TO LEASE This First Amendment to Lease made and entered into as of this 18th day of May, 2018, effective January 1, 2018, by and between Capital Properties, Inc.

April 26, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, I

April 25, 2024 8-K

Current Report

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2024 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorporation) 001-08499 05-0386287 (Commission File Numb

March 25, 2024 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.  )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.  ) Filed by the Registrant ☒        Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

February 16, 2024 EX-20

Map of the Company's parcels in Downtown Providence, Rhode Island

February 16, 2024 EX-10

(iii) Second Amendment dated January 9, 2024

EXHIBIT 10 SECOND AMENDMENT TO LEASE This Second Amendment to Lease made and entered into this ninth day of January, 2024 by and between Capital Properties, Inc.

February 16, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, INC.

February 16, 2024 EX-21

Subsidiary of the Company

Exhibit 21 Capital Properties, Inc. and Subsidiary Subsidiary of the Company Subsidiary State of Incorporation or Formation Tri-State Displays, Inc. Rhode Island

January 10, 2024 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2023 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorporation) 001-08499 05-0386287 (Commission File N

January 4, 2024 SC 13G/A

CPTP / Capital Properties, Inc. / TOWERVIEW LLC - SC 13G/A Passive Investment

SC 13G/A 1 ef20017961sc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment No. 16 Under the Securities Exchange Act of 1934 Capital Properties, Inc. (Name of Issuer) Class A Common Stock, $.01 par value (Title of Class of Securities) 140430109 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriat

October 27, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIE

August 3, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, IN

May 2, 2023 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2023 CAPITAL PROPERTIES, INC. (Exact

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2023 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorporation) 001-08499 05-0386287 (Commission File Numb

April 28, 2023 EX-10

LOAN AGREEMENT

Exhibit 10 (b) LOAN AGREEMENT THIS LOAN AGREEMENT ("Agreement") is made this 30th day of March, 2021, by and between Bank Rhode Island, a financial institution chartered under the laws of the State of Rhode Island, having a place of business at One Turks Head Place, Providence, Rhode Island 02903, Attn: Commercial Real Estate Lending (the "Bank"), and Capital Properties, Inc.

April 28, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, I

April 28, 2023 EX-10

LETTER AGREEMENT BETWEEN METROPARK, LTD AND ISSUER DATED JULY 31, 2020

Exhibit 10 (a) (ii) LETTER AGREEMENT BETWEEN METROPARK, LTD AND ISSUER DATED JULY 31, 2020 July 31, 2020 Ms.

March 29, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin

February 17, 2023 EX-21

Subsidiary of the Company

Exhibit 21 Capital Properties, Inc. and Subsidiary Subsidiary of the Company Subsidiary State of Incorporation or Formation Tri-State Displays, Inc. Rhode Island

February 17, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, INC.

February 17, 2023 EX-20

Map of the Company's parcels in Downtown Providence, Rhode Island

January 5, 2023 SC 13G/A

CPTP / Capital Properties, Inc. / TOWERVIEW LLC - SC 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment No. 15 Under the Securities Exchange Act of 1934 Capital Properties, Inc. (Name of Issuer) Class A Common Stock, $.01 par value (Title of Class of Securities) 140430109 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w

November 18, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2022 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorporation) 001-08499 05-0386287 (Commission File N

October 28, 2022 EX-10.AII

(ii) Letter agreement dated July 31, 2020 between the Company and Metropark, LTD modifying the rental obligations of Metropark.

Exhibit 10 (a) (ii) LETTER AGREEMENT BETWEEN METROPARK, LTD AND ISSUER DATED JULY 31, 2020 July 31, 2020 Ms.

October 28, 2022 EX-10.B

(i) Loan Agreement dated March 30, 2021 (incorporated by reference to the registrant's Form 8K dated March 31, 2021).

Exhibit 10 (b) LOAN AGREEMENT THIS LOAN AGREEMENT ("Agreement") is made this 30th day of March, 2021, by and between Bank Rhode Island, a financial institution chartered under the laws of the State of Rhode Island, having a place of business at One Turks Head Place, Providence, Rhode Island 02903, Attn: Commercial Real Estate Lending (the "Bank"), and Capital Properties, Inc.

October 28, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIE

August 22, 2022 SC 13G/A

CPTP / Capital Properties, Inc. / Eder Robert H - SC 13G/A Passive Investment

SC 13G/A 1 d390903dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* Capital Properties, Inc. (Name of Issuer) Class A Common Stock, $0.01 Par Value (Title of Class of Securities) 140430109 (CUSIP Number) February 15, 2022 (Date of Event Which Requires Filing of this Statement) Check

August 22, 2022 SC 13G/A

CPTP / Capital Properties, Inc. / Eder Linda - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No 7)* Capital Properties, Inc. (Name of Issuer) Class A Common Stock, $0.01 Par Value (Title of Class of Securities) 140430109 (CUSIP Number) February 15, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru

August 3, 2022 EX-10.AII

(ii) Letter agreement dated July 31, 2020 between the Company and Metropark, LTD modifying the rental obligations of Metropark.

Exhibit 10 (a) (ii) LETTER AGREEMENT BETWEEN METROPARK, LTD AND ISSUER DATED JULY 31, 2020 July 31, 2020 Ms.

August 3, 2022 EX-10.B

Loan Agreement between Bank Rhode Island and Company dated March 30, 2021

Exhibit 10 (b) LOAN AGREEMENT THIS LOAN AGREEMENT ("Agreement") is made this 30th day of March, 2021, by and between Bank Rhode Island, a financial institution chartered under the laws of the State of Rhode Island, having a place of business at One Turks Head Place, Providence, Rhode Island 02903, Attn: Commercial Real Estate Lending (the "Bank"), and Capital Properties, Inc.

August 3, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, IN

April 29, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, I

April 29, 2022 EX-10.B

Loan Agreement between Bank Rhode Island and Company dated March 30, 2021

Exhibit 10 (b) LOAN AGREEMENT THIS LOAN AGREEMENT ("Agreement") is made this 30th day of March, 2021, by and between Bank Rhode Island, a financial institution chartered under the laws of the State of Rhode Island, having a place of business at One Turks Head Place, Providence, Rhode Island 02903, Attn: Commercial Real Estate Lending (the "Bank"), and Capital Properties, Inc.

April 29, 2022 EX-10.AII

(ii) Letter agreement dated July 31, 2020 between the Company and Metropark, LTD modifying the rental obligations of Metropark.

Exhibit 10 (a) (ii) LETTER AGREEMENT BETWEEN METROPARK, LTD AND ISSUER DATED JULY 31, 2020 July 31, 2020 Ms.

April 28, 2022 8-K

Submission of Matters to a Vote of Security Holders

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2022 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorporation) 001-08499 05-0386287 (Commission File Numb

March 28, 2022 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin

March 2, 2022 SC 13D/A

CPTP / Capital Properties, Inc. / Eder 2022 Community Property Trust - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No.1)* Capital Properties, Inc. (Name of Issuer) Class A Common Stock, $0.01 Par Value (Title of Class of Securities) 140430109 (CUSIP Number) Stephen J. Carlotti, Esq. Hinckley, Allen & Snyder LLP 100 Westminster Street, Suite 1500 Providence, Rhode Island 0290

February 25, 2022 SC 13D

CPTP / Capital Properties, Inc. / Eder 2022 Community Property Trust - SC 13D Activist Investment

SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Capital Properties, Inc. (Name of Issuer) Class A Common Stock, $0.01 Par Value (Title of Class of Securities) 140430109 (CUSIP Number) Stephen J. Carlotti, Esq. Hinckley, Allen & Snyder LLP 100 Westminster Street, Suite 1500 Providence, Rhode Isla

February 23, 2022 EX-21

Subsidiary of the Company

Exhibit 21 Capital Properties, Inc. and Subsidiary Subsidiary of the Company Subsidiary State of Incorporation or Formation Tri-State Displays, Inc. Rhode Island

February 23, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, INC.

February 23, 2022 EX-20

Map of the Company's parcels in Downtown Providence, Rhode Island

January 12, 2022 SC 13G/A

CPTP / Capital Properties, Inc. / TOWERVIEW LLC - SC 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment No. 14 Under the Securities Exchange Act of 1934 Capital Properties, Inc. (Name of Issuer) Class A Common Stock, $.01 par value (Title of Class of Securities) 140430109 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w

November 9, 2021 EX-10.B

Loan Agreement between Bank Rhode Island and Company dated March 30, 2021

Exhibit 10 (b) LOAN AGREEMENT THIS LOAN AGREEMENT ("Agreement") is made this 30th day of March, 2021, by and between Bank Rhode Island, a financial institution chartered under the laws of the State of Rhode Island, having a place of business at One Turks Head Place, Providence, Rhode Island 02903, Attn: Commercial Real Estate Lending (the "Bank"), and Capital Properties, Inc.

November 9, 2021 EX-10.AII

(ii) Letter agreement dated July 31, 2020 between the Company and Metropark, LTD modifying the rental obligations of Metropark.

Exhibit 10 (a) (ii) LETTER AGREEMENT BETWEEN METROPARK, LTD AND ISSUER DATED JULY 31, 2020 July 31, 2020 Ms.

November 9, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIE

August 4, 2021 EX-10.B

Loan Agreement between Bank Rhode Island and Company dated March 30, 2021

Exhibit 10 (b) LOAN AGREEMENT THIS LOAN AGREEMENT ("Agreement") is made this 30th day of March, 2021, by and between Bank Rhode Island, a financial institution chartered under the laws of the State of Rhode Island, having a place of business at One Turks Head Place, Providence, Rhode Island 02903, Attn: Commercial Real Estate Lending (the "Bank"), and Capital Properties, Inc.

August 4, 2021 EX-10.AII

(ii) Letter agreement dated July 31, 2020 between the Company and Metropark, LTD modifying the rental obligations of Metropark.

Exhibit 10 (a) (ii) LETTER AGREEMENT BETWEEN METROPARK, LTD AND ISSUER DATED JULY 31, 2020 July 31, 2020 Ms.

August 4, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, IN

May 5, 2021 EX-10.AII

(ii) Letter agreement dated July 31, 2020 between the Company and Metropark, LTD modifying the rental obligations of Metropark.

Exhibit 10 (a) (ii) LETTER AGREEMENT BETWEEN METROPARK, LTD AND ISSUER DATED JULY 31, 2020 July 31, 2020 Ms.

May 5, 2021 10-Q

Quarterly Report - 10-Q

10-Q 1 cptp-10q20210331.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe

May 5, 2021 EX-10.B

Loan Agreement between Bank Rhode Island and Company dated March 30, 2021.

EX-10.B 3 cptp-ex10b128.htm EX-10.B LOAN AGREEMENT THIS LOAN AGREEMENT ("Agreement") is made this 30th day of March, 2021, by and between Bank Rhode Island, a financial institution chartered under the laws of the State of Rhode Island, having a place of business at One Turks Head Place, Providence, Rhode Island 02903, Attn: Commercial Real Estate Lending (the "Bank"), and Capital Properties, Inc.,

April 30, 2021 8-K

Submission of Matters to a Vote of Security Holders

8-K 1 d157830d8k.htm 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2021 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island 001-08499 05-0386287 (State or other jurisdiction of incorporati

March 31, 2021 8-K

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2021 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorporation) 001-08499 05-0386287 (Commission File Numb

March 29, 2021 DEF 14A

- DEF 14A

DEF 14A 1 d168663ddef14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commissio

March 19, 2021 EX-21

Subsidiary of the Company

Exhibit 21 Capital Properties, Inc. and Subsidiary Subsidiary of the Company Subsidiary State of Incorporation or Formation Tri-State Displays, Inc. Rhode Island

March 19, 2021 EX-20

Map of the Company's parcels in Downtown Providence, Rhode Island

March 19, 2021 10-K

Annual Report - 10-K

10-K 1 cptp-10k20201231.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-0

January 12, 2021 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment No. 13 Under the Securities Exchange Act of 1934

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment No. 13 Under the Securities Exchange Act of 1934 Capital Properties, Inc. (Name of Issuer) Class A Common Stock, $.01 par value (Title of Class of Securities) 140430109 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w

November 6, 2020 10-Q

Quarterly Report - 10-Q

10-Q 1 cptp-10q20200930.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File N

November 6, 2020 EX-10.AII

(ii) Letter Agreement dated July 31, 2020 between the Company and Metropark, Ltd. modifying the obligations of Metropark (incorporated by reference to Exhibit 10 to the registrant's annual report on Form 10K for the year ended December 31, 2020).

EX-10.AII 2 cptp-ex10aii10.htm EX-10.AII Exhibit 10 (a) (ii) LETTER AGREEMENT BETWEEN METROPARK, LTD AND ISSUER DATED JULY 31, 2020 July 31, 2020 Ms. Susan Johnson, Treasurer Capital Properties, Inc. 5 Steeple Street, Unit 303 Providence, RI 02903 RE: Covid-19 Parking Lot Revenue Sharing VIA Email Dear Susan: The Covid-19 pandemic and Rhode Island’s stay-at-home orders have had a significant adver

August 12, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, IN

August 12, 2020 EX-10.AII

(ii) Letter agreement dated July 31, 2020 between the Company and Metropark, LTD modifying the rental obligations of Metropark.

EX-10.AII 2 cptp-ex10aii256.htm EX-10.AII Exhibit 10 (a) (ii) LETTER AGREEMENT BETWEEN METROPARK, LTD AND ISSUER DATED JULY 31, 2020 July 31, 2020 Ms. Susan Johnson, Treasurer Capital Properties, Inc. 5 Steeple Street, Unit 303 Providence, RI 02903 RE: Covid-19 Parking Lot Revenue Sharing VIA Email Dear Susan: The Covid-19 pandemic and Rhode Island’s stay-at-home orders have had a significant adve

July 30, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2020 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorporation) 001-08499 05-0386287 (Com

July 30, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2020 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorporation) 001-08499 05-0386287 (Com

May 15, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, I

April 28, 2020 8-K

Other Events, Submission of Matters to a Vote of Security Holders

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2020 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorporation) 001-08499 05-0386287 (Co

April 8, 2020 DEFA14A

CPTP / Capital Properties, Inc. DEFA14A - - DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

March 23, 2020 DEF 14A

CPTP / Capital Properties, Inc. DEF 14A - - DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

March 6, 2020 EX-21

Subsidiaries of the Company

Exhibit 21 Capital Properties, Inc and Subsidiaries Subsidiaries of the Company Subsidiary State of Incorporation or Formation Capital Terminal Company* Rhode Island Dunellen, LLC* Delaware Tri-State Displays, Inc. Rhode Island *Dissolved July 16, 2019

March 6, 2020 EX-20

Map of the Company’s parcels in Downtown Providence, Rhode Island

Exhibit 20 CAPITAL PROPERTIES, INC. - Parcels in Downtown Providence CC CH H PPM RISC RR RWNM S VMA WP H/C LEGEND Convention Center City Hall Hotel Providence Place Mall State Capital Rail Lines Roger Williams Nat'l Mem. Passenger Station Veteran's Mem. Auditorium Water Place Hotel/Condominiums VMA H Smith Street RISC Francis Street RR 6B N Gaspee Street S 6C Woonasquatucket RWNM 6A Station Place

March 6, 2020 10-K

CPTP / Capital Properties, Inc. 10-K - Annual Report - 10-K

10-K 1 cptp-10k20191231.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-0

January 8, 2020 SC 13G/A

CPTP / Capital Properties, Inc. / TOWERVIEW LLC - SC 13GA Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment No. 12 Under the Securities Exchange Act of 1934 Capital Properties, Inc. (Name of Issuer) Class A Common Stock, $.01 par value (Title of Class of Securities) 140430109 (CUSIP Number) December 31, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w

November 4, 2019 10-Q

CPTP / Capital Properties, Inc. 10-Q - Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIE

August 6, 2019 10-Q

CPTP / Capital Properties, Inc. 10-Q - Quarterly Report - 10-Q

10-Q 1 cptp-10q20190630.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number

June 25, 2019 8-K

Other Events

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2018 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorporation) 001-08499 05-0386287 (Commission File Nu

May 7, 2019 10-Q

CPTP / Capital Properties, Inc. 10-Q Quarterly Report 10-Q

10-Q 1 cptp-10q20190331.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number

March 25, 2019 DEF 14A

CPTP / Capital Properties, Inc. DEF 14A

DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule

March 18, 2019 EX-21

Subsidiaries of the Company

Exhibit 21 Capital Properties, Inc and Subsidiaries Subsidiaries of the Company Subsidiary State of Incorporation or Formation Capital Terminal Company* Rhode Island Dunellen, LLC* Delaware Tri-State Displays, Inc. Rhode Island *Liquidated and dissolved April 24, 2018

March 18, 2019 10-K

CPTP / Capital Properties, Inc. 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, INC.

March 18, 2019 EX-20

Map of the Company’s parcels in Downtown Providence, Rhode Island

Exhibit 20 CAPITAL PROPERTIES, INC. - Parcels in Downtown Providence CC CH H PPM RISC RR RWNM S VMA WP H/C LEGEND Convention Center City Hall Hotel Providence Place Mall State Capital Rail Lines Roger Williams Nat'l Mem. Passenger Station Veteran's Mem. Auditorium Water Place Hotel/Condominiums VMA H Smith Street RISC Francis Street RR 6B N Gaspee Street S 6C Woonasquatucket RWNM 6A Station Place

January 4, 2019 SC 13G/A

CPTP / Capital Properties, Inc. / TOWERVIEW LLC - SC 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment No. 11 Under the Securities Exchange Act of 1934 Capital Properties, Inc. (Name of Issuer) Class A Common Stock, $.01 par value (Title of Class of Securities) 140430109 (CUSIP Number) December 31, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w

December 6, 2018 8-K

Regulation FD Disclosure, Completion of Acquisition or Disposition of Assets

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2018 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorporation) 001-08499 05-0386287 (Commission File N

November 5, 2018 10-Q

CPTP / Capital Properties, Inc. 10-Q (Quarterly Report)

10-Q 1 cptp-10q20180930.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Num

August 8, 2018 10-Q

CPTP / Capital Properties, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, INC.

August 2, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2018 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorporation) 001-08499 05-0386287 (Commission File Numbe

May 23, 2018 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2018 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorporation) 001-08499 05-0386287 (Commission File Number

May 23, 2018 EX-10

FIRST AMENDMENT TO LEASE

EX-10 2 ex-10.htm EXHIBIT 10 - AMENDMENT EXHIBIT 10 FIRST AMENDMENT TO LEASE This First Amendment to Lease made and entered into as of this 18th day of May, 2018, effective January 1, 2018, by and between Capital Properties, Inc., a Rhode Island corporation (hereinafter referred to as "Landlord") and Metropark, Ltd., a Rhode Island corporation (hereinafter referred to as "Tenant"). RECITALS Effect

May 1, 2018 10-Q

CPTP / Capital Properties, Inc. FORM 10-Q (Quarterly Report)

10-Q 1 d574838d10q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number

April 26, 2018 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2018 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorporation) 001-08499 05-0386287 (Commis

March 23, 2018 DEF 14A

CPTP / Capital Properties, Inc. DEF 14A

DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule

March 19, 2018 EX-10

(i) Dated January 1, 2017 (incorporated by reference to Exhibit 10 to the registrant’s annual report on Form 10-K for the year ended December 31, 2017)

EX-10 Exhibit 10 LEASE BETWEEN METROPARK, LTD AND ISSUER DATED JANUARY 1, 2017 LEASE This Indenture of Lease, effective as of the first day of January, 2017, by and between Capital Properties, Inc.

March 19, 2018 EX-20

Map of the Company’s parcels in Downtown Providence, Rhode Island

EX-20 Exhibit 20 Map of the Company’s Parcels in Downtown Providence, Rhode Island The map in Form 10-K is a plan of a portion of downtown Providence, Rhode Island, which indicates those parcels owned by the Company in that area known as “Capital Center” and immediately adjacent thereto.

March 19, 2018 EX-21

Subsidiaries of the Company

EX-21 Exhibit 21 Capital Properties, Inc. and Subsidiaries Subsidiaries of the Company Subsidiary State of Incorporation or Formation Capital Terminal Company Rhode Island Dunellen, LLC Delaware Tri-State Displays, Inc. Rhode Island

March 19, 2018 10-K

CPTP / Capital Properties, Inc. FORM 10-K (Annual Report)

Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, INC.

January 22, 2018 SC 13G/A

CPTP / Capital Properties, Inc. / TOWERVIEW LLC - SC 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment No. 10 Under the Securities Exchange Act of 1934 Capital Properties, Inc. (Name of Issuer) Class A Common Stock, $.01 par value (Title of Class of Securities) 140430109 (CUSIP Number) December 31, 2017 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w

October 27, 2017 10-Q

CPTP / Capital Properties, Inc. FORM 10-Q (Quarterly Report)

10-Q 1 d455933d10q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to C

October 25, 2017 EX-3.2

3.2 By-laws as amended on October 25, 2017

Exhibit 3.2 BY-LAWS OF CAPITAL PROPERTIES, INC. (Amended October 25, 2017) ARTICLE I OFFICES Section 1. The principal offices of the corporation shall be in the County of Providence and State of Rhode Island. Section 2. The corporation may also have offices at such other places both within and without the State of Rhode Island as the Board of Directors may from time to time determine or the busine

October 25, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Other Events

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2017 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorporation) 001-08499 05-0386287 (Commission File Nu

September 28, 2017 SC 13G

CPTP / Capital Properties, Inc. / Propp A. M. - SCHEDULE 13G Passive Investment

OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0145 Expires: Febuary 28, 2009 Estimated average burden hours per response ....10.4 SCHEDULE 13G Under the Securities and Exchange Act of 1934 Capital Properties (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 140430109 (CUSIP Number) September 21, 2017 (Date of Event

August 4, 2017 10-Q

CPTP / Capital Properties, Inc. FORM 10-Q (Quarterly Report)

Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, INC.

August 2, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2017 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorporation) 001-08499 05-0386287 (Commission File Numbe

June 14, 2017 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2017 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorporation) 001-08499 05-0386287 (Commission File Numbe

June 14, 2017 EX-3.2

BY-LAWS CAPITAL PROPERTIES, INC. (Amended June 13, 2017) ARTICLE I

EX-3.2 2 ex3bylaws.htm EXHIBIT 3.2 BY-LAWS Exhibit 3.2 BY-LAWS OF CAPITAL PROPERTIES, INC. (Amended June 13, 2017) ARTICLE I OFFICES Section 1. The principal offices of the corporation shall be in the County of Providence and State of Rhode Island. Section 2. The corporation may also have offices at such other places both within and without the State of Rhode Island as the Board of Directors may f

May 12, 2017 EX-3.2

BY-LAWS CAPITAL PROPERTIES, INC. (Amended April 25, 2017) ARTICLE I

EX-3.2 Exhibit 3.2 BY-LAWS OF CAPITAL PROPERTIES, INC. (Amended April 25, 2017) ARTICLE I OFFICES Section 1. The principal offices of the corporation shall be in the County of Providence and State of Rhode Island. Section 2. The corporation may also have offices at such other places both within and without the State of Rhode Island as the Board of Directors may from time to time determine or the b

May 12, 2017 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, INC.

April 26, 2017 8-K

Submission of Matters to a Vote of Security Holders

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2017 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorporation) 001-08499 05-038628

April 4, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2017 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorporation) 001-08499 05-0386287 (Commission File Numb

March 27, 2017 DEF 14A

Capital Properties DEF 14A

DEF 14A 1 d320509ddef14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commissio

March 27, 2017 EX-21

Capital Properties, Inc. and Subsidiaries Subsidiaries of the Company Subsidiary State of Incorporation or Formation Capital Terminal Company Rhode Island Dunellen, LLC Delaware Tri-State Displays, Inc. Rhode Island

EX-21 Exhibit 21 Capital Properties, Inc. and Subsidiaries Subsidiaries of the Company Subsidiary State of Incorporation or Formation Capital Terminal Company Rhode Island Dunellen, LLC Delaware Tri-State Displays, Inc. Rhode Island

March 27, 2017 EX-20

Map of the Company’s Parcels in Downtown Providence, Rode Island

EX-20 Map of the Company?s Parcels in Downtown Providence, Rode Island

March 27, 2017 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, INC.

March 16, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 d347012d8k.htm 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2017 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorporation) 001-08499 05-0386

March 9, 2017 PRE 14A

Capital Properties PRE 14A

PRE 14A 1 d320509dpre14a.htm PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commissio

February 27, 2017 EX-99.1

Capital Properties, Inc. Notice of Mandatory Redemption and Letter of Transmittal 5% Dividend Notes Due 2022

Exhibit 99.1 Capital Properties, Inc. Notice of Mandatory Redemption and Letter of Transmittal 5% Dividend Notes Due 2022 To: Holders of Capital Properties, Inc. Dividend Notes Due 2022 NOTICE IS HEREBY GIVEN that Capital Properties, Inc. (the "Company") will redeem 100% of its outstanding 5% Dividend Notes Due 2022 (the "Notes") on March 31, 2017 (the " Redemption Date"). The Notes will be redeem

February 27, 2017 8-K

Financial Statements and Exhibits, Other Events

8-K 1 form8k22417.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2017 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorpora

February 16, 2017 8-K

Capital Properties FORM 8-K (Current Report/Significant Event)

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2017 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorporation) 001-08499 05-0386287 (Commission File N

January 26, 2017 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 form8k12517.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2017 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorporation) 001-08499

January 26, 2017 EX-99.1

Capital Properties, Inc. 100 Dexter Road East Providence, RI 02914 Phone: 1.401.435-7171 Fax: 1.401.435-7179 January 25, 2017 Capital Properties, Inc. Announces Sale of Its Petroleum Storage Facility in East Providence, Rhode Island

Exhibit 99.1 Capital Properties, Inc. 100 Dexter Road East Providence, RI 02914 Phone: 1.401.435-7171 Fax: 1.401.435-7179 PRESS RELEASE January 25, 2017 Capital Properties, Inc. Announces Sale of Its Petroleum Storage Facility in East Providence, Rhode Island FOR IMMEDIATE RELEASE East Providence, Rhode Island ? Capital Properties, Inc. (OTCQX: CPTP) announced today that it has signed a definitive

January 26, 2017 EX-2.1

Asset Purchase Agreement, dated January 24, 2017, by and among Capital Properties, Inc., Dunellen, LLC, Capital Terminal Company and Sprague Operating Resources LLC (incorporated by reference to Exhibit 2.1 to the Registrant’s report on Form 8-K filed on January 26, 2017)

Exhibit 2.1 ASSET PURCHASE AGREEMENT among CAPITAL PROPERTIES, INC., DUNELLEN, LLC, CAPITAL TERMINAL COMPANY and SPRAGUE OPERATING RESOURCES LLC Dated as of January 24, 2017 TABLE OF CONTENTS Page Article 1 DEFINITIONS; INTERPRETATION AND CONSTRUCTION 1 1 Section 1.01. Defined Terms Section 1.02. Interpretation and Rules of Construction 13 ARTICLE 2 PURCHASE AND SALE 15 Section 2.01.Purchase and S

January 25, 2017 SC 13G/A

CPTP / Capital Properties, Inc. / TOWERVIEW LLC - TOWERVIEW LLC SC 13GA NO 9 12-31-2016 (CAPITAL PROPERTIES, INC) Passive Investment

SC 13G/A 1 formsc13ga.htm TOWERVIEW LLC SC 13GA NO 9 12-31-2016 (CAPITAL PROPERTIES, INC) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment No. 9 Under the Securities Exchange Act of 1934 Capital Properties, Inc. (Name of Issuer) Class A Common Stock, $.01 par value (Title of Class of Securities) 140430109 (CUSIP Number) December 31, 2016 (Date of Event which Require

November 22, 2016 SC 13G/A

CPTP / Capital Properties, Inc. / PROPP MORRIS - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 mpsc13gz.htm SCHEDULE 13G/A OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0145 Expires: Febuary 28, 2009 Estimated average burden hours per response ....10.4 SCHEDULE 13G Under the Securities and Exchange Act of 1934 (Amendment No. 2)* Capital Properties, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securi

November 8, 2016 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, INC.

October 18, 2016 EX-7.1

October 18, 2016

Exhibit 7.1 October 18, 2016 Securities and Exchange Commission Washington, DC 20549 Commissioners: We have read Capital Properties, Inc.'s statements included under Item 4.01 of its Form 8-K filed on October 18, 2016, and we agree with such statements concerning our firm. /s/ LGD&D LLP cc: Robert Eder Barbara Dreyer Todd Turcotte

October 18, 2016 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 18, 2016 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorporation) 001-08499 05-0386287 (Comm

July 29, 2016 EX-3.2

BY-LAWS CAPITAL PROPERTIES, INC. (Amended April 26, 2016) ARTICLE I

EX-3.2 Exhibit 3.2 BY-LAWS OF CAPITAL PROPERTIES, INC. (Amended April 26, 2016) ARTICLE I OFFICES Section 1. The principal offices of the corporation shall be in the County of Providence and State of Rhode Island. Section 2. The corporation may also have offices at such other places both within and without the State of Rhode Island as the Board of Directors may from time to time determine or the b

July 29, 2016 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

10-Q 1 d222393d10q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commis

May 31, 2016 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2016 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorporation) 001-08499 05-0386287 (Commissi

May 31, 2016 EX-99.1

Capital Properties, Inc. Letter of Transmittal and Notice of Partial Redemption of its Dividend Notes

Exhibit 99.1 Capital Properties, Inc. Letter of Transmittal and Notice of Partial Redemption of its Dividend Notes To: Holders of Capital Properties, Inc. Dividend Notes Capital Properties, Inc. (the ?Company?) has elected to redeem effective June 2, 2016 for cash 10% of the face value of all outstanding Dividend Notes (the ?Notes?). This Letter of Transmittal and Notice of Partial Redemption (the

May 10, 2016 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, INC.

April 29, 2016 8-K

Termination of a Material Definitive Agreement, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2016 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorporation) 001-08499 05-0386287 (Commis

March 23, 2016 DEFR14A

Capital Properties DEFR14A

DEFR14A SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

March 15, 2016 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K

Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, INC.

March 15, 2016 EX-21

Capital Properties, Inc. and Subsidiaries Subsidiaries of the Company (As of March 1, 2016) Subsidiary State of Incorporation or Formation Capital Terminal Company Rhode Island Dunellen, LLC Delaware Tri-State Displays, Inc. Rhode Island

Exhibit 21 Capital Properties, Inc. and Subsidiaries Subsidiaries of the Company (As of March 1, 2016) Subsidiary State of Incorporation or Formation Capital Terminal Company Rhode Island Dunellen, LLC Delaware Tri-State Displays, Inc. Rhode Island

March 15, 2016 EX-20.1

EX-20.1

March 15, 2016 DEF 14A

Capital Properties DEF 14A

DEF 14A 1 d125257ddef14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commissio

March 15, 2016 EX-20.2

Exhibit 20.2

Exhibit 20.2

March 4, 2016 PRE 14A

Capital Properties PRE 14A

PRE 14A 1 d125257dpre14a.htm PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commissio

January 20, 2016 SC 13G/A

CPTP / Capital Properties, Inc. / TOWERVIEW LLC - TOWERVIEW LLC SC 13G A NO 8 12-31-2015 (CAPITAL PROPERTIES) Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment No. 8 Under the Securities Exchange Act of 1934 Capital Properties, Inc. (Name of Issuer) Class A Common Stock, $.01 par value (Title of Class of Securities) 140430109 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh

November 17, 2015 SC 13G

CPTP / Capital Properties, Inc. / PROPP MORRIS - SCHEDULE 13G Passive Investment

OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0145 Expires: Febuary 28, 2009 Estimated average burden hours per response ....10.4 SCHEDULE 13G Under the Securities and Exchange Act of 1934 (Amendment No. 1)* Capital Properties, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 140430109 (CUSIP Number) November

October 30, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, INC.

August 5, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, INC.

May 1, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, INC.

April 30, 2015 8-K

Submission of Matters to a Vote of Security Holders

8-K 1 form8k43015.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2015 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorporatio

March 13, 2015 EX-21

Capital Properties, Inc. and Subsidiaries Subsidiaries of the Company (As of March 2, 2015) Subsidiary State of Incorporation or Formation Capital Terminal Company Rhode Island Dunellen, LLC Delaware Tri-State Displays, Inc. Rhode Island

Exhibit 21 Capital Properties, Inc. and Subsidiaries Subsidiaries of the Company (As of March 2, 2015) Subsidiary State of Incorporation or Formation Capital Terminal Company Rhode Island Dunellen, LLC Delaware Tri-State Displays, Inc. Rhode Island

March 13, 2015 EX-20.1

Map of the Company’s Parcels in Downtown Providence, Rhode Island

Exhibit 20.1 Map of the Company?s Parcels in Downtown Providence, Rhode Island The map in Form 10-K is a plan of a portion of downtown Providence, Rhode Island, which indicates those parcels owned by the Company in that area known as ?Capital Center? and immediately adjacent thereto. A legend contains the Parcel Number, the Parcel Size and the Development on the Parcels as follows: CAPITAL PROPERT

March 13, 2015 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, INC.

March 13, 2015 EX-20.2

Map of the Company’s Petroleum Storage Facility in East Providence, Rhode Island

Exhibit 20.2 Map of the Company?s Petroleum Storage Facility in East Providence, Rhode Island The map in Form 10-K is a plan of the petroleum storage facility in East Providence, Rhode Island, indicating the tanks, truck loading rack, and buildings owned by the Company.

March 13, 2015 DEF 14A

Capital Properties DEF 14A

DEF 14A 1 d889573ddef14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ¨ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commissio

February 3, 2015 8-K

Current Report

8-K 1 form8k2315.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2015 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorporation) 001-08499 05-038628

January 28, 2015 SC 13G/A

CPTP / Capital Properties, Inc. / P Oppenheimer Investment Partnership L P Passive Investment

SC 13G/A 1 cptp13g.htm UNITED STATES SECURITY AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Capital Properties, Inc. (Name of Issuer) Class A Common Stock, Par Value $0.01 Per Share (Title of Class of Securities) 140430109 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the app

January 21, 2015 SC 13G/A

CPTP / Capital Properties, Inc. / TOWERVIEW LLC - TOWERVIEW LLC SC 13GA NO 7 12-31-2014 (CAPITAL PROPERTIES, INC.) Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment No. 7 Under the Securities Exchange Act of 1934 Capital Properties, Inc. (Name of Issuer) Class A Common Stock, $.01 par value (Title of Class of Securities) 140430109 (CUSIP Number) December 31, 2014 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh

November 5, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2014 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorporation) 001-08499 05-0386287 (Commission File Nu

October 31, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, INC.

August 5, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, INC.

May 2, 2014 8-K

Submission of Matters to a Vote of Security Holders

8-K 1 form8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2014 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorporation) 00

May 1, 2014 EX-10.(A)

(i) Dated April 18, 2014 (incorporated by reference to Exhibit 10(a) to the registrant’s Quarterly report on Form 10-Q for the quarter ended March 31, 2014)

EX-10.(A) 2 d709093dex10a.htm EX-10.(A) Exhibit 10(a) PETROLEUM STORAGE SERVICES AGREEMENT This Petroleum Storage Services Agreement (the “Agreement”) is entered into as of this 18th day of April, 2014 by and between Dunellen, LLC, a Delaware limited liability company (“Operator”) and Sprague Operating Resources LLC, a Delaware limited liability company (the “Customer”). Each of Operator and Custo

May 1, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2014 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, INC.

April 21, 2014 8-K

Entry into a Material Definitive Agreement - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2014 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorporation) 001-08499 05-0386287 (Commis

March 12, 2014 EX-21

Capital Properties, Inc. and Subsidiaries Subsidiaries of the Company (As of February 28, 2014) Subsidiary State of Incorporation or Formation Capital Terminal Company Rhode Island Dunellen, LLC Delaware Tri-State Displays, Inc. Rhode Island

EX-21 Exhibit 21 Capital Properties, Inc. and Subsidiaries Subsidiaries of the Company (As of February 28, 2014) Subsidiary State of Incorporation or Formation Capital Terminal Company Rhode Island Dunellen, LLC Delaware Tri-State Displays, Inc. Rhode Island

March 12, 2014 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K

10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, INC.

March 12, 2014 EX-20.2

Map of the Company’s Petroleum Storage Facility in East Providence, Rhode Island

EX-20.2 Exhibit 20.2 Map of the Company’s Petroleum Storage Facility in East Providence, Rhode Island The map in Form 10-K is a plan of the petroleum storage facility in East Providence, Rhode Island, indicating the tanks, truck loading rack, and buildings owned by the Company.

March 12, 2014 EX-20.1

Map of the Company’s Parcels in Downtown Providence, Rhode Island

EX-20.1 Exhibit 20.1 Map of the Company’s Parcels in Downtown Providence, Rhode Island The map in Form 10-K is a plan of a portion of downtown Providence, Rhode Island, which indicates those parcels owned by the Company in that area known as “Capital Center” and immediately adjacent thereto. A legend contains the Parcel Number, the Parcel Size and the Development on the Parcels as follows: CAPITAL

March 12, 2014 DEF 14A

- DEF 14A

DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ¨ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule

February 21, 2014 SC 13G/A

CPTP / Capital Properties, Inc. / Eder Robert H - SCHEDULE 13-G/A ROBERT EDER AND ROBERT EDER TRUST Passive Investment

SCHEDULE 13G ROBERT EDER SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment No. 6) Under the Securities Exchange Act of 1934 CAPITAL PROPERTIES, INC. (Name of Issuer) Class A Common Stock, $0.01 Par Value (Title of class of securities) 140430109 (CUSIP number) Class A Common Stock, $0.01 Par Value (Title of class of securities) 140430109 (CUSIP number) February 14, 2

February 21, 2014 SC 13G/A

CPTP / Capital Properties, Inc. / Linda Eder Trust - SCHEDULE 13G/A LINDA EDER & LINDA EDER TRUST Passive Investment

SCHEDULE 13G LINDA EDER SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment No. 6) Under the Securities Exchange Act of 1934 CAPITAL PROPERTIES, INC. (Name of Issuer) Class A Common Stock, $0.01 Par Value (Title of class of securities) 140430109 (CUSIP number) Class A Common Stock, $0.01 Par Value (Title of class of securities) 140430109 (CUSIP number) February 14, 20

February 21, 2014 SC 13G/A

CPTP / Capital Properties, Inc. / Eder Linda - SCHEDULE 13G/A LINDA EDER & LINDA EDER TRUST Passive Investment

SCHEDULE 13G LINDA EDER SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment No. 6) Under the Securities Exchange Act of 1934 CAPITAL PROPERTIES, INC. (Name of Issuer) Class A Common Stock, $0.01 Par Value (Title of class of securities) 140430109 (CUSIP number) Class A Common Stock, $0.01 Par Value (Title of class of securities) 140430109 (CUSIP number) February 14, 20

February 21, 2014 SC 13G/A

CPTP / Capital Properties, Inc. / Robert H. Eder Trust - SCHEDULE 13-G/A ROBERT EDER AND ROBERT EDER TRUST Passive Investment

SC 13G/A 1 sched13garoberteder.htm SCHEDULE 13-G/A ROBERT EDER AND ROBERT EDER TRUST SCHEDULE 13G ROBERT EDER SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment No. 6) Under the Securities Exchange Act of 1934 CAPITAL PROPERTIES, INC. (Name of Issuer) Class A Common Stock, $0.01 Par Value (Title of class of securities) 140430109 (CUSIP number) Class A Common Stock, $

February 13, 2014 SC 13G

CPTP / Capital Properties, Inc. / P Oppenheimer Investment Partnership L P Passive Investment

UNITED STATES SECURITY AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Capital Properties, Inc. (Name of Issuer) Class A Common Stock, Par Value $0.01 Per Share (Title of Class of Securities) 140430109 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designat

January 29, 2014 SC 13G/A

CPTP / Capital Properties, Inc. / TOWERVIEW LLC - TOWERVIEW LLC SC 13G A NO 6 12-31-2013 (CAPITAL PROPERTIES INC) Passive Investment

SC 13G/A 1 formsc13ga.htm TOWERVIEW LLC SC 13G A NO 6 12-31-2013 (CAPITAL PROPERTIES INC) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment No. 6 Under the Securities Exchange Act of 1934 Capital Properties, Inc. (Name of Issuer) Class A Common Stock, $.01 par value (Title of Class of Securities) 140430109 (CUSIP Number) December 31, 2013 (Date of Event which Require

November 7, 2013 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A AMENDMENT NO. 1 TO FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A AMENDMENT NO.

November 7, 2013 CORRESP

-

CORRESP 1 filename1.htm Capital Properties, Inc. 100 Dexter Road East Providence, RI 02914 Tel: 1.401.435.7171 Fax: 1.401.435.7179 November 7, 2013 Robert T. Telewicz Jr, Senior Staff Accountant Howard Efron, Staff Accountant Securities and Exchange Commission Washington, D.C. 20549-4561 Re: Capital Properties, Inc. Form 10-K for the Fiscal Year Ended December 31, 2012 Filed March 11, 2013 File No

November 1, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2013 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, INC.

September 18, 2013 8-K

Other Events

8-K 1 form8k913.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 16, 2013 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorporat

August 20, 2013 SC 13G

CPTP / Capital Properties, Inc. / PROPP MORRIS - SCHEDULE 13G Passive Investment

SC 13G 1 mpsc13g.htm SCHEDULE 13G OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0145 Expires: Febuary 28, 2009 Estimated average burden hours per response ....10.4 SCHEDULE 13G Under the Securities and Exchange Act of 1934 (Amendment No. 1)* Capital Properties, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities)

August 5, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, INC.

June 4, 2013 8-K

Termination of a Material Definitive Agreement - 6 3 13 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2013 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorporation) 001-08499 05-0386287 (Commissi

April 25, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, INC.

April 24, 2013 8-K

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

8-K 1 form8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2013 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorporation) 00

April 24, 2013 EX-3.1

Restated Articles of Incorporation (incorporated by reference to Exhibit 3.1 to the registrant’s report on Form 8-K filed on April 24, 2013)

Exhibit 3.1 STATE OF RHODE ISLAND AND PROVIDENCE PLANTATIONS Office of the Secretary of State Corporations Division 148 W. River Street Providence, Rhode Island 02904-2615 (401) 222-3040 INSTRUCTIONS FOR FILING RESTATED ARTICLES OF INCORPORATION Section 7-1.2-906 of the General Laws of Rhode Island, 1956, as amended The attached form is designed to meet minimal statutory filing requirements pursua

March 18, 2013 DEF 14A

- DEF 14A

DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ¨ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule

March 11, 2013 EX-20.1

Map of the Company’s Parcels in Downtown Providence, Rhode Island

Exhibit 20.1 Map of the Company?s Parcels in Downtown Providence, Rhode Island The map in Form 10-K is a plan of a portion of downtown Providence, Rhode Island, which indicates those parcels owned by the Company in that area known as ?Capital Center? and immediately adjacent thereto. A legend contains the Parcel Number, the Parcel Size and the Development on the Parcels as follows: CAPITAL PROPERT

March 11, 2013 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, INC.

March 11, 2013 EX-21

Capital Properties, Inc. and Subsidiaries Subsidiaries of the Company (As of February 28, 2013) Subsidiary State of Incorporation or Formation Capital Terminal Company Rhode Island Dunellen, LLC Delaware Tri-State Displays, Inc. Rhode Island

Exhibit 21 Capital Properties, Inc. and Subsidiaries Subsidiaries of the Company (As of February 28, 2013) Subsidiary State of Incorporation or Formation Capital Terminal Company Rhode Island Dunellen, LLC Delaware Tri-State Displays, Inc. Rhode Island 41

March 11, 2013 EX-20.2

Map of the Company’s Petroleum Storage Facility in East Providence, Rhode Island

Exhibit 20.2 Map of the Company?s Petroleum Storage Facility in East Providence, Rhode Island The map in Form 10-K is a plan of the petroleum storage facility in East Providence, Rhode Island, indicating the tanks, truck loading rack, and buildings owned by the Company. 40

March 5, 2013 PRE 14A

- PRE 14A

PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ¨ Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule

February 5, 2013 SC 13G/A

CPTP / Capital Properties, Inc. / TOWERVIEW LLC - TOWERVIEW LLC SC 13GA 12-31-2012 (CAPITAL PROPERTIES, INC) Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment No. 5 Under the Securities Exchange Act of 1934 Capital Properties, Inc. (Name of Issuer) Class A Common Stock, $.01 par value (Title of Class of Securities) 140430109 (CUSIP Number) December 31, 2012 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh

December 27, 2012 EX-10.1

AMENDED AND RESTATED LOAN AGREEMENT

Exhibit 10.1 AMENDED AND RESTATED LOAN AGREEMENT THIS AMENDED AND RESTATED LOAN AGREEMENT (hereinafter the “Agreement”) is made as of this 20th day of December, 2012, is made by and between, Capital Properties, Inc., a Rhode Island corporation, having an address of 100 Dexter Road, East Providence, Rhode Island 02914 (the "Borrower"), and Bank Rhode Island, a financial institution chartered under

December 27, 2012 8-K

Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2012 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorporation) 001-08499 05-0386287 (Com

December 27, 2012 EX-10.2

EX-10.2

See attached Exhibit 10.2.pdf Specimen Note.

December 27, 2012 EX-10.2

EX-10.2

December 7, 2012 EX-99.1

December 7, 2012 CAPITAL PROPERTIES, INC. ANNOUNCES PLANNED EXTRAORDINARY DIVIDEND

EXHIBIT 99.1 PRESS RELEASE December 7, 2012 CAPITAL PROPERTIES, INC. ANNOUNCES PLANNED EXTRAORDINARY DIVIDEND East Providence, Rhode Island: Capital Properties, Inc. (OTCQX: CPTP) today announced that on December 3, 2012, the Board of Directors voted, subject to closing the below-described Bank Rhode Island loan, to declare an extraordinary dividend of $2.25 per share payable to shareholders of re

December 7, 2012 8-K

Financial Statements and Exhibits, Other Events

8-K 1 form8k12712.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2012 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorporat

November 7, 2012 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2012 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, INC.

July 31, 2012 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2012 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, INC.

April 30, 2012 8-K

Financial Statements and Exhibits, Other Events

8-K 1 form8k43012.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2012 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorporatio

April 27, 2012 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, INC.

April 26, 2012 8-K

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2012 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorporation) 001-08499 05-0386287 (Commis

March 21, 2012 DEF 14A

- DEFINITIVE PROXY STATEMENT

Definitive Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

March 21, 2012 EX-20.1

Map of the Company’s Parcels in Downtown Providence, Rhode Island

Exhibit 20.1 Map of the Company?s Parcels in Downtown Providence, Rhode Island The map in Form 10-K is a plan of a portion of downtown Providence, Rhode Island, which indicates those parcels owned by the Company in that area known as ?Capital Center? and immediately adjacent thereto. A legend contains the Parcel Number, the Parcel Size and the Development on the Parcels as follows: Parcel No. Squa

March 21, 2012 EX-20.2

Map of the Company’s Petroleum Storage Facility in East Providence, Rhode Island

Exhibit 20.2 Map of the Company?s Petroleum Storage Facility in East Providence, Rhode Island The map in Form 10-K is a plan of the petroleum storage facility in East Providence, Rhode Island, indicating the tanks, truck loading rack, and buildings owned by the Company. 37

March 21, 2012 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2011 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, INC.

March 21, 2012 EX-21

Capital Properties, Inc. and Subsidiaries Subsidiaries of the Company (As of March 1, 2012) Subsidiary State of Incorporation or Formation Capital Terminal Company Rhode Island Dunellen, LLC Delaware Tri-State Displays, Inc. Rhode Island

Exhibit 21 Capital Properties, Inc. and Subsidiaries Subsidiaries of the Company (As of March 1, 2012) Subsidiary State of Incorporation or Formation Capital Terminal Company Rhode Island Dunellen, LLC Delaware Tri-State Displays, Inc. Rhode Island

January 9, 2012 SC 13G/A

CPTP / Capital Properties, Inc. / TOWERVIEW LLC - TOWERVIEW LLC SC 13G/A #4 12-31-2011 (CAPITAL PROPERTIES INC) Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment No. 4 Under the Securities Exchange Act of 1934 Capital Properties, INC. (Name of Issuer) Class A Common Stock, $.01 par value (Title of Class of Securities) 140430109 (CUSIP Number) December 31, 2011 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh

November 3, 2011 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2011 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, INC.

July 29, 2011 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2011 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, INC.

May 12, 2011 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

10-Q 1 b86103e10vq.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2011 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commi

April 28, 2011 8-K

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2011 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorporation) 001-08499 05-0386287 (Commis

March 28, 2011 DEFR14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1 )

DEFR14A 1 sched14a32811.htm SCHEDULE 14 A PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1 ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement þ Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Purs

March 17, 2011 EX-20.2

Exhibit 20.2

EX-20.2 3 b84092exv20w2.htm EX-20.2 Exhibit 20.2

March 17, 2011 EX-21

Capital Properties, Inc. and Subsidiaries Subsidiaries of the Company (As of March 1, 2011) Subsidiary State of Incorporation or Formation Capital Terminal Company Rhode Island Dunellen, LLC Delaware Tri-State Displays, Inc. Rhode Island

Exhibit 21 Capital Properties, Inc. and Subsidiaries Subsidiaries of the Company (As of March 1, 2011) Subsidiary State of Incorporation or Formation Capital Terminal Company Rhode Island Dunellen, LLC Delaware Tri-State Displays, Inc. Rhode Island

March 17, 2011 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2010 [ ] TRANSITION REPORT PURSUANT TO SEC

10-K 1 b84092e10vk.htm FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2010 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0

March 17, 2011 DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

Table of Contents SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

March 17, 2011 EX-20.1

Parcel # Square Feet (sq. ft.) CAPITAL CENTER: PARCEL SIZE DEVELOPMENT ON PARCELS 2A & B 56,700 17 and 19 Story Apartment Buildings - 307,000 gross sq. ft. 2C 35,300 13 Story Office Building - 325,000 gross sq. ft. 3S 48,000 13 Story Office Building

EX-20.1 2 b84092exv20w1.htm EX-20.1 Exhibit 20.1 Parcel # Square Feet (sq. ft.) CAPITAL CENTER: PARCEL SIZE DEVELOPMENT ON PARCELS 2A & B 56,700 17 and 19 Story Apartment Buildings - 307,000 gross sq. ft. 2C 35,300 13 Story Office Building - 325,000 gross sq. ft. 3S 48,000 13 Story Office Building - 235,000 gross sq. ft. 3W 35,000 — 3E 24,000 — 4W 46,000 — 4E 22,000 — 5 54,000 8 Story Apartment Bu

February 4, 2011 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment No. 3 Under the Securities Exchange Act of 1934

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment No. 3 Under the Securities Exchange Act of 1934 Capital Properties, INC. (Name of Issuer) Class A Common Stock, $.01 par value (Title of Class of Securities) 140430109 (CUSIP Number) December 31, 2010 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh

November 29, 2010 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 26, 2010 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorporation) 001-08499 5-0386287 (Commission File Nu

November 1, 2010 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

e10vq Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2010 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, INC.

October 29, 2010 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2010 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorporation) 001-08499 05-0386287 (Comm

July 30, 2010 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

e10vq Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2010 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, INC.

April 30, 2010 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2010 OR o TRANSITION REPORT PURSUANT TO

10-Q 1 b80542e10vq.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2010 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commi

April 28, 2010 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2010 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorporation) 0-9380 05-0386287 (Commissio

April 28, 2010 EX-99.1

Capital Properties, Inc. 100 Dexter Road East Providence, RI 02914 Phone: 1.401.435-7171 Fax: 1.401.435-7179 April 26, 2010 Capital Properties, Inc. Announces Special Dividend

Exhibit 99.1 Capital Properties, Inc. 100 Dexter Road East Providence, RI 02914 Phone: 1.401.435-7171 Fax: 1.401.435-7179 PRESS RELEASE April 26, 2010 Capital Properties, Inc. Announces Special Dividend FOR IMMEDIATE RELEASE East Providence, Rhode Island: Capital Properties, Inc. (Pink Sheets: CPTP) today announced that the Board of Directors declared a special dividend in the amount of $.83 per s

April 28, 2010 EX-10.1

LOAN AGREEMENT

Exhibit 10.1 LOAN AGREEMENT THIS LOAN AGREEMENT ("Agreement") is made this 26th day of April, 2010, by and between Bank Rhode Island, a financial institution chartered under the laws of the State of Rhode Island, having a place of business at One Turks Head Place, Providence, Rhode Island 02903, Attn: Commercial Real Estate Lending (the "Lender"), and Capital Properties, Inc., a Rhode Island corpo

March 15, 2010 EX-20.1

CAPITAL PROPERTIES, INC. Parcels in Downtown Providence Parcel # Square Feet (sq. ft.) CAPITAL CENTER: PARCEL SIZE DEVELOPMENT ON PARCELS 2A&B 56,700 17 and 19 Story Condo Buildings — 307,000 gross sq. ft. 2C 35,300 13 Story Office Building — 325,000

Exhibit 20.1 CAPITAL PROPERTIES, INC. Parcels in Downtown Providence Parcel # Square Feet (sq. ft.) CAPITAL CENTER: PARCEL SIZE DEVELOPMENT ON PARCELS 2A&B 56,700 17 and 19 Story Condo Buildings ? 307,000 gross sq. ft. 2C 35,300 13 Story Office Building ? 325,000 gross sq. ft. 3S 48,000 13 Story Office Building ? 235,000 gross sq. ft. 3W 35,000 3E 24,000 4W 46,000 4E 22,000 5 54,000 8 Story Apartm

March 15, 2010 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2009 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-08499 CAPITAL PROPERTIES, INC.

March 15, 2010 DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

Table of Contents SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

March 15, 2010 EX-21

Capital Properties, Inc. and Subsidiaries Subsidiaries of the Company (As of March 1, 2010) Subsidiary State of Incorporation or Formation Capital Terminal Company Rhode Island Dunellen, LLC Delaware Tri-State Displays, Inc. Rhode Island

Exhibit 21 Capital Properties, Inc. and Subsidiaries Subsidiaries of the Company (As of March 1, 2010) Subsidiary State of Incorporation or Formation Capital Terminal Company Rhode Island Dunellen, LLC Delaware Tri-State Displays, Inc. Rhode Island

March 15, 2010 EX-20.2

Exhibit 20.2

EX-20.2 3 b78729exv20w2.htm EX-20.2 Exhibit 20.2

February 4, 2010 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment No. 2 Under the Securities Exchange Act of 1934

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment No. 2 Under the Securities Exchange Act of 1934 Capital Properties, INC. (Name of Issuer) Class A Common Stock, $.01 par value (Title of Class of Securities) 140430109 (CUSIP Number) December 31, 2009 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh

November 10, 2009 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

10-Q 1 b77963e10vq.htm CAPITAL PROPERTIES, INC. Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2009 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition p

July 31, 2009 8-K

Current Report

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2009 CAPITAL PROPERTIES, INC. (Exact name of registrant as specified in its charter) Rhode Island (State or other jurisdiction of incorporation) 0-9380 05-0386287 (Commission File Number)

July 30, 2009 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2009 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-9380 CAPITAL PROPERTIES, INC.

May 4, 2009 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2009 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-9380 CAPITAL PROPERTIES, INC.

March 23, 2009 EX-20.2

EX-20.2 Map of the Company's petroleum storage facility in East Providence, Rhode Island

exv20w2 Exhibit 20.2

March 23, 2009 EX-21

EX-21 Subsidiaries of the Company

EX-21 5 b74682cpexv21.htm EX-21 SUBSIDIARIES OF THE COMPANY Exhibit 21 Capital Properties, Inc. and Subsidiaries Subsidiaries of the Company (As of March 2, 2009) Subsidiary State of Incorporation or Formation Capital Terminal Company Rhode Island Dunellen, LLC Delaware Tri-State Displays, Inc. Rhode Island

March 23, 2009 DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEF 14A 1 b74683dfdef14a.htm CAPITAL PROPERTIES, INC. SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement þ Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant t

March 23, 2009 EX-20.1

EX-20.1 Map of the Company's parcels in Downtown Providence, Rhode Island

Exhibit 20.1 CAPITAL PROPERTIES, INC. Parcels in Downtown Providence Parcel # Square Feet (sq. ft.) CAPITAL CENTER: PARCEL SIZE DEVELOPMENT ON PARCELS 2 A & B 56,700 17 and 19 Story Condo Buildings?307,000 gross sq. ft. 2C 35,300 13 Story Office Building Under Construction ? 325,000 gross sq. ft. 3S 48,000 13 Story Office Building?235,000 gross sq.ft. 3W 35,000 3E 24,000 4W 46,000 4E 22,000 5 54,0

March 23, 2009 EX-3.1

EX-3.1 Restated Articles of Incorporation (Effective November 22, 2008)

Exhibit 3.1 RESTATED ARTICLES OF INCORPORATION OF CAPITAL PROPERTIES, INC. FIRST: The name of the corporation is Capital Properties, Inc. SECOND: The period of its duration is perpetual. THIRD: The specific purpose or purposes which the Corporation is authorized to pursue are: (a) Purposes and Powers. The purpose or purposes which the Corporation is authorized to pursue are to buy, sell, hold and

March 23, 2009 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2008 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-9380 CAPITAL PROPERTIES, INC.

February 11, 2009 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment No. 5) Under the Securities Exchange Act of 1934 CAPITAL PROPERTIES, INC. (Name of Issuer) Class A Common Stock, $0.01 Par Value (Title of class of securities) (CUSIP n

SC 13G/A 1 sched13groberteder.htm SCHEDULE 13G ROBERT EDER SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment No. 5) Under the Securities Exchange Act of 1934 CAPITAL PROPERTIES, INC. (Name of Issuer) Class A Common Stock, $0.01 Par Value (Title of class of securities) 140430109 (CUSIP number) Class A Common Stock, $0.01 Par Value (Title of class of securities) 14043

February 11, 2009 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment No. 5) Under the Securities Exchange Act of 1934 CAPITAL PROPERTIES, INC. (Name of Issuer) Class A Common Stock, $0.01 Par Value (Title of class of securities) (CUSIP n

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment No. 5) Under the Securities Exchange Act of 1934 CAPITAL PROPERTIES, INC. (Name of Issuer) Class A Common Stock, $0.01 Par Value (Title of class of securities) 227478104 (CUSIP number) Class A Common Stock, $0.01 Par Value (Title of class of securities) (CUSIP number) December 31, 2008 (Date of Event Which Requires F

December 1, 2008 25

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 25

25 1 form25.htm FORM 25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 0-9380 CAPITAL PROPERTIES, INC. AMEX (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 10

November 21, 2008 EX-99

November 21, 2008

Exhibit 99.2 November 21, 2008 Dear Fellow Shareholder: At the Special Meeting of Shareholders of Capital Properties, Inc. (the ?Company?) held today, shareholders approved an amendment to the Company?s Articles of Incorporation, authorizing the Board of Directors to implement, at its discretion, a seventy-five to one (75-1) reverse stock split of the Company?s common stock and a cash payment per

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