Statistik Asas
| LEI | 5299007CNGIFG9FUMA58 |
| CIK | 1009672 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Carbo Ceramics Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
| December 30, 2020 |
15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-15903 CARBO Ceramics Inc. (Exact name of registrant as specified |
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| June 22, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 333-219620 CARBO Ceramics Inc. (Exact name of registrant as specified in its |
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| June 22, 2020 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) June 18, 2020 CARBO Ceramics Inc. |
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| June 15, 2020 |
As filed with the Securities and Exchange Commission on June 15, 2020 Registration No. |
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| May 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-15903 CARBO Ceramics Inc. (Exact na |
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| May 15, 2020 |
As filed with the Securities and Exchange Commission on May 15, 2020 Registration No. |
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| May 15, 2020 |
Exhibit 21 CARBO CERAMICS INC. SUBSIDIARIES NAME OF ENTITY JURISDICTION OF ORGANIZATION PERCENTAGE OWNED CARBO Ceramics (Mauritius) Inc. Mauritius 100% CARBO Ceramics (China) Company Ltd. China 100% CARBO International, Inc. Delaware, USA 100% Asset Guard Products Inc. Delaware, USA 100% StrataGen, Inc. Delaware, USA 100% |
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| May 15, 2020 |
Exhibit 95 MINE SAFETY DISCLOSURE For the year ended December 31, 2019, the Company has the following mine safety information to report in accordance with Section 1503(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act, in connection with the Eufaula, Alabama processing facility, the McIntyre, Georgia processing facility, the Toomsboro, Georgia processing facility, and the Marshfield, Wisconsin processing facility. |
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| May 15, 2020 |
Exhibit 4.3 DESCRIPTION OF REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following summary of the terms of the capital stock of CARBO Ceramics Inc. (the “Company,” “our” or “we”) is based upon our restated certificate of incorporation (our “certificate of incorporation”) and third amended and restated by-laws (our “by-laws”), both of which are |
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| May 15, 2020 |
Exhibit 10.45 WAIVER TO CREDIT AGREEMENT THIS WAIVER TO CREDIT AGREEMENT, dated as of January 31, 2020 (this “Agreement”), is made by and among CARBO Ceramics Inc., a Delaware corporation (the “Borrower”), the Lenders (such capitalized term and all other capitalized terms not otherwise defined herein having the meanings ascribed to them in the Credit Agreement referred to below) party hereto and W |
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| May 15, 2020 |
As filed with the Securities and Exchange Commission on May 15, 2020 Registration No. |
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| May 15, 2020 |
Exhibit 10.46 WAIVER TO CREDIT AGREEMENT THIS WAIVER TO CREDIT AGREEMENT, dated as of February 27, 2020 (this “Agreement”), is made by and among CARBO Ceramics Inc., a Delaware corporation (the “Borrower”), the Lenders (such capitalized term and all other capitalized terms not otherwise defined herein having the meanings ascribed to them in the Credit Agreement referred to below) party hereto and |
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| May 15, 2020 |
As filed with the Securities and Exchange Commission on May 15, 2020 Registration No. |
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| May 15, 2020 |
S-8 POS 1 crr-s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on May 15, 2020 Registration No. 333-219620 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-219620 UNDER THE SECURITIES ACT OF 1933 CARBO Ceramics Inc. (Exact name of registrant as specified in its charter) Delaware 7 |
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| April 27, 2020 |
B_J M=E31LP>-IK2*G7(@WE@QID4<"87B"'"(PY%%R$+D,&0! begin 644 crr-ex9917.pdf M)5!$1BTQ+C<-)>+CS],-"C$P-S8@,"!O8FH-/#PO1FEL=&5R+T9L871E1&5C M;V1E+T9I0) MPKO4$T4,W/ T@0[L\R# &![GM0#'/^7)# '$R8D<5^O5HG@>+V>75;LH1=L\ MEOT^.89G\GS9/!0+>?F\*N7DJ3V]:(NVE+-"P(YB-!"P(TN*P7I6UJWP5LG! M[E5==?>"XM.CHK5U[*:WV?7N,RRGB9CNBCF:X%:3I=U.QPNGZY[%F+RT8[H M2&C$37).JT7)F[&!3NM'ZCHO'DHY'(TGD\F74;&H;INJ-UPN[I+SJEM1*?FM M)>=L4,]IPTJ>%4\Y-/ !Y$5;/ORD*/-^>"#'UU2K=MG(7UW8%$V?Z |
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| April 27, 2020 |
Exhibit 99.1 Project Camel 13-Week Cash Forecast Prepared as of March 26, 2020 CH 11 Emergence 4/3/20 4/10/20 4/17/20 4/24/20 5/1/20 5/8/20 5/15/20 5/22/20 5/29/20 6/5/20 6/12/20 6/19/20 6/26/20 Forecast Wk 1 Wk 2 Wk 3 Wk 4 Wk 5 Wk 6 Wk 7 Wk 8 Wk 9 Wk 10 Wk 11 Wk 12 Wk 13 13-Wk ($000s) POST POST POST POST POST POST POST POST POST POST POST POST POST Total Cash Receipts Customer Collections $1,382 |
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| April 27, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) April 21, 2020 CARBO Ceramics Inc. |
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| April 3, 2020 |
Exhibit 10.1 Execution Version SENIOR SECURED SUPER PRIORITY DEBTOR-IN-POSSESSION CREDIT AGREEMENT dated as of March 30, 2020 Among CARBO CERAMICS INC. as Borrower, The Guarantors Party Hereto, and WILKS BROTHERS, LLC, as Lender, and The Other Lenders Party Hereto as Lenders $15,000,000 Article 1 DEFINITIONS AND ACCOUNTING TERMS 2 Section 1.1 Terms Defined Above 2 Section 1.2 Certain Defined Terms |
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| April 3, 2020 |
8-K 1 crr-8k20200330.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) March 30, 2020 CARBO Ceramics Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15903 72-1100013 (State or Other Jurisdiction of Incor |
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| March 30, 2020 |
Exhibit 99.1 NEWS RELEASE #20-02 CARBO Ceramics Announces Agreement with Wilks Brothers to Acquire Business and Strengthen Financial Position Parties Initiate Consensual, Voluntary Chapter 11 Process to Facilitate Ownership Change and Recapitalization, with Financing Commitment HOUSTON, March 29, 2020 /PRNewswire/ - CARBO Ceramics Inc. (“CARBO” or “the Company”) today announced that it has reached |
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| March 30, 2020 |
Exhibit 10.1 EXECUTION VERSION RESTRUCTURING SUPPORT AGREEMENT March 28, 2020 among CARBO Ceramics Inc. Asset Guard Products Inc. StrataGen Inc. and Wilks Brothers, LLC Equify Financial LLC THIS RESTRUCTURING SUPPORT AGREEMENT AND THE DOCUMENTS ATTACHED HERETO COLLECTIVELY DESCRIBE A PROPOSED RESTRUCTURING OF THE COMPANY (AS DEFINED BELOW) THAT WILL BE EFFECTUATED THROUGH FILING THE CHAPTER 11 CAS |
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| March 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) March 28, 2020 CARBO Ceramics Inc. |
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| March 30, 2020 |
CRR / Carbo Ceramics Inc. NT 10-K - - NT 10-K NT 10-K 1 crr-nt10k20191231.htm NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number: 001-15903 (Check One) ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2019 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition R |
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| February 12, 2020 |
CRR / Carbo Ceramics Inc. / MORRIS WILLIAM C - AMENDMENT TO FORM SC 13G Passive Investment SC 13G/A 1 carbo-sc13ga123119.htm AMENDMENT TO FORM SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 19)* CARBO Ceramics Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 140781108 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this |
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| February 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) January 31, 2020 CARBO Ceramics Inc. |
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| January 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) January 27, 2020 CARBO Ceramics Inc. |
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| January 28, 2020 |
Exhibit 10.1 KEY EMPLOYEE RETENTION AGREEMENT This Key Employee Retention Agreement (this “Agreement”) is made by and among CARBO CERAMICS INC. (the “Company”) and (“Employee”) and is entered into effective as of the date of Employee’s execution of this Agreement, as set forth on the signature page hereto (the “Effective Date”). In order to be eligible for this incentive, Employee must sign and re |
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| January 27, 2020 |
Financial Statements and Exhibits 8-K 1 crr-8k20200121.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) January 21, 2020 CARBO Ceramics Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15903 72-1100013 (State or Other Jurisdiction of Inc |
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| January 27, 2020 |
Letter from Ernst & Young LLP, dated January 27, 2020. Exhibit 16.1 January 27, 2020 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Ladies and Gentlemen: We have read Item 4.01 of Form 8-K dated January 27, 2020, of CARBO Ceramics Inc. and are in agreement with the statements contained in the third, fourth, and fifth paragraphs on page 2 therein. We have no basis to agree or disagree with other statements of the registrant |
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| January 10, 2020 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange ("NYSE" or the "Exchange") hereby notifies the Securities and Exchange Commission (the "Commission") of its intention to remove the entire class of common stock (the "Common Stock") of Carbo Ceramics Inc. |
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| January 2, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) December 27, 2019 CARBO Ceramics Inc. |
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| December 20, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) December 20, 2019 CARBO Ceramics Inc. |
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| December 20, 2019 |
CARBO Provides Update on NYSE Delisting, Announces Move to OTCQB Market Exhibit 99.1 NEWS RELEASE #19-17 CARBO Provides Update on NYSE Delisting, Announces Move to OTCQB Market HOUSTON, December 20, 2019 /PRNewswire/ - CARBO Ceramics Inc. (“CARBO” or “the Company”) today announced that, as anticipated, it received notification from the New York Stock Exchange (“NYSE”) of the suspension of trading of the Company’s common shares effective today, December 20, 2019, at th |
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| December 13, 2019 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) December 10, 2019 CARBO Ceramics Inc. |
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| December 13, 2019 |
CARBO Announces Delisting from NYSE, Applies to Have Shares Trade on OTCQB Market Exhibit 99.1 NEWS RELEASE #19-16 CARBO Announces Delisting from NYSE, Applies to Have Shares Trade on OTCQB Market HOUSTON, December 13, 2019 /PRNewswire/ - CARBO Ceramics Inc. (NYSE: CRR) (“CARBO” or “the Company”) today announced that it expects its common shares will be delisted from the New York Stock Exchange (“NYSE”) on or about December 20, 2019 as a result of its failure to meet the NYSE’s |
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| November 18, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) November 13, 2019 CARBO Ceramics Inc. |
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| November 8, 2019 |
Exhibit 99.1 NEWS RELEASE #19-15 CARBO® Announces Third Quarter 2019 Results Conference Call Scheduled for Monday, November 11, 10:30 a.m. Central Time HOUSTON, TX (November 8, 2019) – CARBO Ceramics Inc. (NYSE: CRR) today reported financial results for the third quarter of 2019. • Revenue for the third quarter of 2019 of $43.5 million, an increase of 1% sequentially. • Cash and cash equivalents a |
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| November 8, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 crr-8k20191108.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) November 8, 2019 CARBO Ceramics Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15903 72-1100013 (State or Other Jurisdiction of Inc |
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| November 8, 2019 |
Exhibit 95 MINE SAFETY DISCLOSURE For the three months ended September 30, 2019, the Company has the following mine safety information to report in accordance with Section 1503(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act, in connection with the Eufaula, Alabama manufacturing facility, the McIntyre, Georgia manufacturing facility, the Toomsboro, Georgia manufacturing facility, and the Marshfield, Wisconsin processing facility. |
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| November 8, 2019 |
CRR / Carbo Ceramics Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 001-15903 CARBO CERAMICS INC |
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| July 25, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) July 25, 2019 CARBO Ceramics Inc. |
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| July 25, 2019 |
Exhibit 99.1 NEWS RELEASE #19-11 CARBO® Announces Second Quarter 2019 Results Conference Call Scheduled for Today, 10:30 a.m. Central Time HOUSTON, TX (July 25, 2019) – CARBO Ceramics Inc. (NYSE: CRR) today reported financial results for the second quarter of 2019. • Transformation strategy accelerated with several key steps taken to expand existing product offerings and enter new markets. • Previ |
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| July 25, 2019 |
2019 CARBO Ceramics Inc. Omnibus Incentive Plan Exhibit 10.1 2019 CARBO CERAMICS INC. OMNIBUS INCENTIVE PLAN 1. Purpose of the Plan This 2019 CARBO Ceramics Inc. Omnibus Incentive Plan is intended to promote the interests of the Company and its stockholders by providing the key employees of the Company, and eligible Directors of CARBO Ceramics, with incentives and rewards to encourage them to continue in the service of the Company. The Plan is |
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| July 25, 2019 |
Exhibit 95 MINE SAFETY DISCLOSURE For the three months ended June 30, 2019, the Company has the following mine safety information to report in accordance with Section 1503(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act, in connection with the Eufaula, Alabama processing facility, the McIntyre, Georgia processing facility, the Toomsboro, Georgia processing facility, and the Marshfield, Wisconsin processing facility. |
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| July 25, 2019 |
CRR / Carbo Ceramics Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 001-15903 CARBO CERAMICS INC. (Ex |
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| July 25, 2019 |
Contract Manufacturing Services Agreement by and between CARBO Ceramics Inc. and PicOnyx, Inc. Exhibit 10.2 Confidential portions of this exhibit have been omitted because it is both (i) not material and (ii) would be competitively harmful if publicly disclosed. The redacted terms have been marked at the appropriate place with “[XXX]”. CONTRACT MANUFACTURING SERVICES AGREEMENT This CONTRACT MANUFACTURING SERVICES AGREEMENT (the “Agreement”) is entered into and made effective as of May 28, 2 |
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| July 9, 2019 |
SC 13D/A 1 p19-0089sch13da.htm SCHEDULE 13D/A (AMENDMENT NO. 4) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) CARBO Ceramics Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 140781105 (CUSIP Number) Morgan D. Neff Wilks Brothers, LLC 17010 IH 20 Cisco, Texas 76437 (817) 850-3600 Matt |
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| June 24, 2019 |
CRR / Carbo Ceramics Inc. 11-K - - 11-K 11-K 1 crr-11k20181231.htm 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-1 |
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| June 20, 2019 |
8-K 1 crr-8k20190620.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) June 20, 2019 CARBO Ceramics Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15903 72-1100013 (State or Other Jurisdiction of Incorp |
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| June 20, 2019 |
EX-10.2 3 crr-ex10290.htm EX-10.2 Exhibit 10.2 FIRST AMENDMENT TO STOCKHOLDER AGREEMENT This FIRST AMENDMENT TO STOCKHOLDER AGREEMENT (this “First Amendment”) is made and entered into as of June 20, 2019, by and between CARBO Ceramics Inc., a Delaware corporation (the “Company”), and Wilks Brothers, LLC, a Texas limited liability company (the “Stockholder”). RECITALS A. The Company and certain hol |
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| June 20, 2019 |
Exhibit 10.1 SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT AND JOINDER SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT AND JOINDER dated as of June 20, 2019 (this “Amendment”), with respect to the Credit Agreement referred to below, by and among CARBO Ceramics Inc., a Delaware corporation, as borrower (“Borrower”), the guarantors party hereto (collectively, the “Guarantors”), |
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| June 20, 2019 |
Exhibit 10.3 AMENDMENT NO. 1 TO WARRANT This AMENDMENT NO. 1 TO WARRANT is entered into effective as of June 20, 2019 by and between, CARBO Ceramics Inc., a Delaware corporation (the “Company”) and Wilks Brothers, LLC, a Texas limited liability company (“Holder”). WHEREAS, on March 2, 2017, the Company issued Warrant Certificate No.: 1 (the “Warrant”) to Holder pursuant to which the Company grante |
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| June 20, 2019 |
CARBO® Announces Credit Facility Amendment and Focus on Acceleration of Transformation Strategy Exhibit 99.1 NEWS RELEASE #19-8 CARBO® Announces Credit Facility Amendment and Focus on Acceleration of Transformation Strategy HOUSTON, TX (June 20, 2019) – CARBO Ceramics Inc. (NYSE: CRR) today announced that it has entered into an amended credit agreement with the Wilks Brothers, LLC (“Wilks”) and a promissory note with its affiliate, Equify Financial LLC (“Equify”). The total amount of borrowi |
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| June 3, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) May 28, 2019 CARBO Ceramics Inc. |
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| May 30, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) May 30, 2019 CARBO Ceramics Inc. |
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| May 30, 2019 |
CARBO® and PicOnyx Finalize Strategic Partnership for production of M-ToneTM Black Pigments Exhibit 99.1 NEWS RELEASE #19-7 CARBO® and PicOnyx Finalize Strategic Partnership for production of M-ToneTM Black Pigments HOUSTON, TX (May 30, 2019) – CARBO Ceramics Inc. (NYSE: CRR) and PicOnyx, Inc. today announced that they have executed the definitive agreements that will govern their previously announced strategic partnership for the production of M-Tone. An innovative family of unique, hig |
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| May 22, 2019 |
Submission of Matters to a Vote of Security Holders 8-K 1 crr-8k20190521.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) May 21, 2019 CARBO Ceramics Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15903 72-1100013 (State or Other Jurisdiction of Incorpo |
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| May 2, 2019 |
8-K 1 crr-8k20190501.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) May 1, 2019 CARBO Ceramics Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15903 72-1100013 (State or Other Jurisdiction of Incorpor |
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| April 25, 2019 |
Exhibit 99.1 NEWS RELEASE #19-6 CARBO® Announces First Quarter 2019 Results Conference Call Scheduled for Today, 10:30 a.m. Central Time HOUSTON, TX (April 25, 2019) – CARBO Ceramics Inc. (NYSE: CRR) today reported financial results for the first quarter of 2019. • Revenue for the first quarter of 2019 of $47.5 million, a decrease of 4% year-on-year. • Gross Loss for the first quarter of 2019 of $ |
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| April 25, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) April 25, 2019 CARBO Ceramics Inc. |
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| April 25, 2019 |
CRR / Carbo Ceramics Inc. 10-Q (Quarterly Report) 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 001-15903 CARBO CERAMICS INC. (E |
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| April 25, 2019 |
EX-95 5 crr-ex958.htm EX-95 Exhibit 95 MINE SAFETY DISCLOSURE For the three months ended March 31, 2019, the Company has the following mine safety information to report in accordance with Section 1503(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act, in connection with the Eufaula, Alabama processing facility, the McIntyre, Georgia processing facility, the Toomsboro, Georgia pro |
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| April 1, 2019 |
CRR / Carbo Ceramics Inc. DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| April 1, 2019 |
Exhibit 10.1 Confidential portions of this exhibit have been omitted and filed separately with the Securities and Exchange Commission under a confidential treatment request. The redacted terms have been marked in this exhibit at the appropriate place with “XXX”. September 17, 2018 Ascent Resources – Utica, LLC 3501 NW 63rd Street Oklahoma City, OK 73116 Re: Purchase of Sand from CARBO Ceramics Inc |
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| April 1, 2019 |
CRR / Carbo Ceramics Inc. 10-Q/A (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A (Amendment No. 1) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 001-1590 |
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| February 28, 2019 |
CRR / Carbo Ceramics Inc. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-15903 CARBO Ceramics Inc. (Exact na |
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| February 28, 2019 |
Exhibit 95 MINE SAFETY DISCLOSURE For the year ended December 31, 2018, the Company has the following mine safety information to report in accordance with Section 1503(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act, in connection with the Eufaula, Alabama processing facility, the McIntyre, Georgia processing facility, the Toomsboro, Georgia processing facility, the Marshfield, Wisconsin processing facility, and the Millen, Georgia processing facility. |
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| February 28, 2019 |
Exhibit 21 CARBO CERAMICS INC. SUBSIDIARIES NAME OF ENTITY JURISDICTION OF ORGANIZATION PERCENTAGE OWNED CARBO Ceramics (Mauritius) Inc. Mauritius 100% CARBO Ceramics (China) Company Ltd. China 100% CARBO International, Inc. Delaware, USA 100% Asset Guard Products Inc. Delaware, USA 100% StrataGen, Inc. Delaware, USA 100% |
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| February 12, 2019 |
CRR / Carbo Ceramics Inc. / MORRIS WILLIAM C - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 18)* CARBO Ceramics Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 140781108 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| January 31, 2019 |
Exhibit 99.1 NEWS RELEASE #19-4 CARBO® Announces Fourth Quarter and Fiscal Year 2018 Results Conference Call Scheduled for Today, 10:30 a.m. Central Time HOUSTON, TX (January 31, 2019) – CARBO Ceramics Inc. (NYSE: CRR) today reported financial results for the fourth quarter and fiscal year 2018. • Revenue for 2018 of $211 million increased 12% compared to 2017, resulting from solid revenue growth |
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| January 31, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) January 31, 2019 CARBO Ceramics Inc. |
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| January 24, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) January 22, 2019 CARBO Ceramics Inc. |
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| January 24, 2019 |
CARBO Announces Carla S. Mashinski Elected to Board of Directors Exhibit 99.1 NEWS RELEASE CARBO Announces Carla S. Mashinski Elected to Board of Directors HOUSTON, TX (January 24, 2019) – CARBO Ceramics Inc. (NYSE: CRR) today announced the Company's Board of Directors ("Board") has elected Carla S. Mashinski as an additional member of the Board. Ms. Mashinski is serving as the Chief Financial and Administrative Officer of Cameron LNG, LLC – which owns a liquef |
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| January 24, 2019 |
Exhibit 3.1 third AMENDED AND RESTATED BY-LAWS of CARBO CERAMICS INC. (as further amended effective March 17, 2009, July 16, 2013 and January 22, 2019) ARTICLE I OFFICES SECTION 1. REGISTERED OFFICE. The registered office shall be established and maintained at the office of the Corporation Trust Company, in the City of Wilmington, in the County of New Castle, in the State of Delaware, and said cor |
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| January 7, 2019 |
Exhibit 99.1 NEWS RELEASE CARBO Completes Sale of Millen Facility; 2018 Revenue up 12% Year-on-Year; Maintains Solid Cash Position at Year End HOUSTON (January 7, 2019) – CARBO Ceramics Inc. (NYSE: CRR) announced that it has closed on the sale of its Millen, Georgia facility with a final purchase price of $23 million. Net proceeds are expected to approximate $21 million after certain post-closing |
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| January 7, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) January 7, 2019 CARBO Ceramics Inc. |
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| October 25, 2018 |
Exhibit 99.1 NEWS RELEASE #18-10 CARBO® Announces Third Quarter 2018 Results Conference Call Scheduled for Today, 10:30 a.m. Central Time HOUSTON, TX (October 25, 2018) – CARBO Ceramics Inc. (NYSE: CRR) today reported financial results for the third quarter of 2018. • Revenue for the third quarter of 2018 of $53.8 million, an increase of 7% year-on-year, resulting from solid revenue growth in our |
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| October 25, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) September 26, 2018 CARBO Ceramics Inc. |
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| October 25, 2018 |
Exhibit 95 MINE SAFETY DISCLOSURE For the three months ended September 30, 2018, the Company has the following mine safety information to report in accordance with Section 1503(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act, in connection with the Eufaula, Alabama processing facility, the McIntyre, Georgia processing facility, the Toomsboro, Georgia processing facility, the Marshfield, Wisconsin processing facility, and the Millen, Georgia processing facility. |
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| October 25, 2018 |
Letter Agreement, executed September 26, 2018, by and between Carbo Ceramics Inc. and Buyer. Exhibit 10.1 Confidential portions of this exhibit have been omitted and filed separately with the Securities and Exchange Commission under a confidential treatment request. The redacted terms have been marked in this exhibit at the appropriate place with “XXX”. September 17, 2018 XXX Re: Purchase of Sand from CARBO Ceramics Inc. Ladies and Gentlemen: The purpose of this letter agreement (this “Ag |
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| October 25, 2018 |
CRR / Carbo Ceramics Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 001-15903 CARBO CERAMICS INC |
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| October 5, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) October 5, 2018 CARBO Ceramics Inc. |
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| July 26, 2018 |
Exhibit 99.1 NEWS RELEASE #18-08 CARBO® Announces Second Quarter 2018 Results Conference Call Scheduled for Today, 10:30 a.m. Central Time HOUSTON, TX (July 26, 2018) – CARBO Ceramics Inc. (NYSE: CRR) today reported financial results for the second quarter of 2018. • Revenue for the second quarter of 2018 of $58.0 million, an increase of 33% year-on-year and 17% sequentially, resulting from solid |
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| July 26, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) July 26, 2018 CARBO Ceramics Inc. |
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| July 26, 2018 |
Exhibit 10.1 FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT dated as of June 7, 2018 (this “Amendment”), with respect to the Credit Agreement referred to below, by and among CARBO Ceramics Inc., a Delaware corporation, as borrower (“Borrower”), the guarantors party hereto (each a “Guarantor” and collectively, the “Guarantors”), the |
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| July 26, 2018 |
Exhibit 95 MINE SAFETY DISCLOSURE For the three months ended June 30, 2018, the Company has the following mine safety information to report in accordance with Section 1503(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act, in connection with the Eufaula, Alabama processing facility, the McIntyre, Georgia processing facility, the Toomsboro, Georgia processing facility, the Marshfield, Wisconsin processing facility, and the Millen, Georgia processing facility. |
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| July 26, 2018 |
CRR / Carbo Ceramics Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 001-15903 CARBO CERAMICS INC. (Ex |
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| July 26, 2018 |
EX-10.2 3 crr-ex102233.htm EX-10.2 Exhibit 10.2 FIRST AMENDMENT TO SECOND AMENDED AND RESTATED PLEDGE AND SECURITY AGREEMENT FIRST AMENDMENT TO SECOND AMENDED AND RESTATED PLEDGE AND SECURITY AGREEMENT dated as of June 7, 2018 (this “Amendment”), with respect to the Security Agreement referred to below, by and among CARBO Ceramics Inc., a Delaware corporation, as borrower (“Borrower”), the subsidi |
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| June 22, 2018 |
CRR / Carbo Ceramics Inc. 11-K 11-K 1 crr-11k20171231.htm 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-1 |
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| May 24, 2018 |
Submission of Matters to a Vote of Security Holders 8-K 1 d579535d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) May 22, 2018 CARBO Ceramics Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-15903 72-1100 |
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| May 11, 2018 |
CRR / Carbo Ceramics Inc. SUPPLEMENT TO PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| April 26, 2018 |
Exhibit 99.1 NEWS RELEASE #18-6 CARBO® Announces First Quarter 2018 Results Conference Call Scheduled for Today, 10:30 a.m. Central Time HOUSTON, TX (April 26, 2018) – CARBO Ceramics Inc. (NYSE: CRR) today reported financial results for the first quarter of 2018. • Revenue for the first quarter of 2018 of $49.4 million, an increase of 42% year-on-year, resulting from strong revenue growth in all t |
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| April 26, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) April 26, 2018 CARBO Ceramics Inc. |
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| April 26, 2018 |
Exhibit 95 MINE SAFETY DISCLOSURE For the three months ended March 31, 2018, the Company has the following mine safety information to report in accordance with Section 1503(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act, in connection with the Eufaula, Alabama processing facility, the McIntyre, Georgia processing facility, the Toomsboro, Georgia processing facility, the Marshfield, Wisconsin processing facility, and the Millen, Georgia processing facility. |
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| April 26, 2018 |
CRR / Carbo Ceramics Inc. 10-Q (Quarterly Report) 10-Q 1 crr-10q20180331.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. |
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| March 28, 2018 |
CRR / Carbo Ceramics Inc. DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| March 21, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) March 17, 2018 CARBO Ceramics Inc. |
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| March 8, 2018 |
EX-95 10 crr-ex9511.htm EX-95 Exhibit 95 MINE SAFETY DISCLOSURE For the year ended December 31, 2017, the Company has the following mine safety information to report in accordance with Section 1503(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act, in connection with the Eufaula, Alabama processing facility, the McIntyre, Georgia processing facility, the Toomsboro, Georgia proces |
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| March 8, 2018 |
EX-10.17 3 crr-ex1017257.htm EX-10.17 Exhibit 10.17 NON-EMPLOYEE DIRECTOR RESTRICTED STOCK AWARD AGREEMENT THIS AWARD AGREEMENT (the “Agreement”), made as of this [*], between CARBO Ceramics Inc. (the “Company”), a Delaware corporation, with its principal offices at 575 North Dairy Ashford, Suite 300, Houston, Texas 77079, and [*] (the “Participant”). WHEREAS, the Company has adopted and maintains |
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| March 8, 2018 |
CRR / Carbo Ceramics Inc. 10-K (Annual Report) 10-K 1 crr-10k20171231.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-159 |
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| March 8, 2018 |
EX-10.16 2 crr-ex1016258.htm EX-10.16 Exhibit 10.16 OFFICER RESTRICTED STOCK AWARD AGREEMENT THIS AWARD AGREEMENT (the “Agreement”), made as of this [*], between CARBO Ceramics Inc. (the “Company”), a Delaware corporation, with its principal offices at 575 North Dairy Ashford, Suite 300, Houston, Texas 77079, and [*] (the “Participant”). WHEREAS, the Company has adopted and maintains and the share |
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| March 8, 2018 |
Exhibit 10.18 OFFICER RESTRICTED STOCK UNIT AWARD AGREEMENT THIS AWARD AGREEMENT (the “Agreement”), made as of this [*], between CARBO Ceramics Inc. (the “Company”), a Delaware corporation, with its principal offices at 575 North Dairy Ashford, Suite 300, Houston, Texas 77079, and [*] (the “Participant”). WHEREAS, the Company has adopted and maintains and the shareholders of the Company have appro |
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| March 8, 2018 |
Exhibit 21 CARBO CERAMICS INC. SUBSIDIARIES NAME OF ENTITY JURISDICTION OF ORGANIZATION PERCENTAGE OWNED CARBO Ceramics (Mauritius) Inc. Mauritius 100% CARBO Ceramics (China) Company Ltd. China 100% CARBO International, Inc. Delaware, USA 100% Asset Guard Products Inc. Delaware, USA 100% StrataGen, Inc. Delaware, USA 100% |
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| February 13, 2018 |
CRR / Carbo Ceramics Inc. / MORRIS WILLIAM C - SC 13G/A Passive Investment SC 13G/A 1 dfsco-sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 17)* CARBO Ceramics Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 140781108 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the |
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| February 9, 2018 |
CRR / Carbo Ceramics Inc. / VANGUARD GROUP INC Passive Investment carboceramicsinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5 )* Name of issuer: CARBO Ceramics Inc Title of Class of Securities: Common Stock CUSIP Number: 140781105 Date of Event Which Requires Filing of this Statement: December 31, 2017 Check the appropriate box |
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| January 25, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition crr-8k20180125.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) January 25, 2018 CARBO Ceramics Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15903 72-1100013 (State or Other Jurisdiction of Incorporation |
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| January 25, 2018 |
crr-ex9917.htm Exhibit 99.1 NEWS RELEASE #18-2 CARBO? Announces Fourth Quarter and Fiscal Year 2017 Results Conference Call Scheduled for Today, 10:30 a.m. Central Time HOUSTON, TX (January 25, 2018) ? CARBO Ceramics Inc. (NYSE: CRR) today reported financial results for the fourth quarter and fiscal year 2017. ? Revenue for the fourth quarter of 2017 of $60.3 million, an increase of 108% year-over |
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| November 9, 2017 |
CRR / Carbo Ceramics Inc. 10-Q (Quarterly Report) 10-Q 1 crr-10q20170930.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File |
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| November 9, 2017 |
Exhibit 95 MINE SAFETY DISCLOSURE For the three months ended September 30, 2017, the Company has the following mine safety information to report in accordance with Section 1503(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act, in connection with the Eufaula, Alabama processing facility, the McIntyre, Georgia processing facility, the Toomsboro, Georgia processing facility, the Marshfield, Wisconsin processing facility, and the Millen, Georgia processing facility. |
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| October 26, 2017 |
crr-ex9916.htm Exhibit 99.1 NEWS RELEASE #17-12 CARBO? Announces Third Quarter 2017 Results Conference Call Scheduled for Today, 10:30 a.m. Central Time HOUSTON, TX (October 26, 2017) ? CARBO Ceramics Inc. (NYSE: CRR) today reported financial results for the third quarter of 2017. ? Revenue for the third quarter of 2017 of $50.2 million, an increase of 148% year-over-year and 15% sequentially. ? Y |
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| October 26, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition crr-8k20171026.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) October 26, 2017 CARBO Ceramics Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15903 72-1100013 (State or Other Jurisdiction of Incorporation |
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| October 6, 2017 |
POWER OF ATTORNEY I hereby confirm that I have authorized and designated each of Ernesto Bautista III and Connie Levo Howard to execute and file on my behalf all SEC Section 16 forms (including any amendments thereto) that I may be required to file with the United States Securities and Exchange Commission as a result of my position with, or my ownership of or transactions in securities of, CARBO Ceramics Inc. |
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| September 22, 2017 |
crr-8k20170921.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) September 21, 2017 CARBO Ceramics Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15903 72-1100013 (State or Other Jurisdiction of Incorporati |
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| August 2, 2017 |
CARBO Ceramics Inc. Savings and Profit Sharing Plan Exhibit 4.1 THE PRUDENTIAL INSURANCE COMPANY OF AMERICA DEFINED CONTRIBUTION PROTOTYPE PLAN AND TRUST AGREEMENT Defined Contribution Plan TABLE OF CONTENTS ARTICLE I, DEFINITIONS 1.01 Account 1 1.02 Account Balance or Accrued Benefit 1 1.03 Accounting Date 1 1.04 Adoption Agreement 1 1.05 Advisory Letter 1 1.06 Annuity Contract 1 1.07 Appendix 2 1.08 [Reserved] 2 1.09 Beneficiary 2 1.10 Code 2 1.1 |
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| August 2, 2017 |
As filed with the Securities and Exchange Commission on August 1, 2017 As filed with the Securities and Exchange Commission on August 1, 2017 Registration No. |
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| August 2, 2017 |
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA DEFINED CONTRIBUTION PROTOTYPE PLAN AND TRUST AGREEMENT Defined Contribution Plan © 2014 The Prudential Insurance Company of America or its suppliers 1 TABLE OF CONTENTS ARTICLE I, DEFINITIONS 1. |
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| July 27, 2017 |
crr-8k20170721.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) July 21, 2017 CARBO Ceramics Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15903 72-1100013 (State or Other Jurisdiction of Incorporation) ( |
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| July 27, 2017 |
crr-ex9916.htm Exhibit 99.1 NEWS RELEASE #17-10 CARBO? Announces Second Quarter 2017 Results Conference Call Scheduled for Today, 10:30 a.m. Central Time HOUSTON, TX (July 27, 2017) ? CARBO Ceramics Inc. (NYSE: CRR) today reported financial results for the second quarter of 2017. ? Revenue for the second quarter of 2017 of $43.6 million, an increase of 111% year-over-year and 26% sequentially. ? Y |
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| July 27, 2017 |
EX-10.2 3 crr-ex102430.htm EX-10.2 Exhibit 10.2 EXECUTION VERSION SHARE PURCHASE AGREEMENT between CARBO CERAMICS (MAURITIUS) INC. and CARBO LLC and Petro Welt Technologies AG and PeWeTe Evolution Limited Dated as of 21 July 2017 EXECUTION VERSION Table of Contents Page Article I DEFINITIONS Section 1.01 Definitions 1 Section 1.02 Interpretation 9 Section 1.03 Headings 9 Section 1.04 Exhibits and |
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| July 27, 2017 |
Exhibit 95 MINE SAFETY DISCLOSURE For the three months ended June 30, 2017, the Company has the following mine safety information to report in accordance with Section 1503(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act, in connection with the Eufaula, Alabama processing facility, the McIntyre, Georgia processing facility, the Toomsboro, Georgia processing facility, the Marshfield, Wisconsin processing facility, and the Millen, Georgia processing facility. |
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| July 27, 2017 |
Exhibit 10.1 AMENDED AND RESTATED 2014 CARBO CERAMICS INC. OMNIBUS INCENTIVE PLAN 1. Purpose of the Plan This 2014 CARBO Ceramics Inc. Omnibus Incentive Plan is intended to promote the interests of the Company and its stockholders by providing the key employees of the Company, and eligible non-employee directors of CARBO Ceramics, with incentives and rewards to encourage them to continue in the se |
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| July 27, 2017 |
CRR / Carbo Ceramics Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 001-15903 CARBO CERAMICS INC. (Ex |
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| June 22, 2017 |
Form 11-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 2, 2017 |
crr-8k20170530.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) May 30, 2017 CARBO Ceramics Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15903 72-1100013 (State or Other Jurisdiction of Incorporation) (C |
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| May 22, 2017 |
CRR / Carbo Ceramics Inc. / Wilks Brothers, LLC - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) CARBO Ceramics Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 140781105 (CUSIP Number) Morgan D. Neff Wilks Brothers, LLC 17010 IH 20 Cisco, Texas 76437 (817) 850-3600 Matt Wilks Wilks Brothers, LLC 17010 IH 20 Cisco, Texas 764 |
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| May 19, 2017 |
Submission of Matters to a Vote of Security Holders crr-8k20170516.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) May 16, 2017 CARBO Ceramics Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15903 72-1100013 (State or Other Jurisdiction of Incorporation) (C |
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| May 9, 2017 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Morgan Neff and Matt Wilks, signing singly, the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as a more than 10% shareholder of Carbo Ceramics Inc. |
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| May 9, 2017 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Morgan Neff and Matt Wilks, signing singly, the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as a more than 10% shareholder of Carbo Ceramics Inc. |
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| May 9, 2017 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Morgan Neff and Matt Wilks, signing singly, the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as a more than 10% shareholder of Carbo Ceramics Inc. |
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| May 9, 2017 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Morgan Neff and Matt Wilks, signing singly, the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as a more than 10% shareholder of Carbo Ceramics Inc. |
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| May 9, 2017 |
CRR / Carbo Ceramics Inc. / Wilks Brothers, LLC - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) CARBO Ceramics Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 140781105 (CUSIP Number) Morgan D. Neff Wilks Brothers, LLC 17010 IH 20 Cisco, Texas 76437 (817) 850-3600 Matt Wilks Wilks Brothers, LLC 17010 IH 20 Cisco, Texas 764 |
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| April 28, 2017 |
8-K 1 crr-8k20170427.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) April 27, 2017 CARBO Ceramics Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15903 72-1100013 (State or Other Jurisdiction of Incor |
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| April 27, 2017 |
crr-ex9917.htm Exhibit 99.1 NEWS RELEASE #17-07 CARBO? Announces First Quarter 2017 Results Conference Call Scheduled for Today, 10:30 a.m. Central Time ? Revenue for the first quarter of 2017 increased 19% sequentially, to $34.7 million. ? Revenue growth was led by technology products, industrial ceramic media, frac sand and environmental. ? Revenues continue to rebound as 2017 first quarter reve |
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| April 27, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 crr-8k20170427.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) April 27, 2017 CARBO Ceramics Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15903 72-1100013 (State or Other Jurisdiction of Incor |
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| April 27, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q 10-Q 1 crr-10q20170331.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File |
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| April 27, 2017 |
Exhibit 10.7 Execution Version [Carbo Cermics, Inc. Letterhead] March 2, 2017 William C. Morris 60 East 42nd Street, Suite 3210 New York, New York 10165 Re: Carbo Ceramics, Inc. Promissory Note Amendment Ladies and Gentlemen: Reference is hereby made to that certain Promissory Note dated as of May 18, 2016 (the “Promissory Note”) in a principal amount of $20,000,000.00, issued by Carbo Ceramics, I |
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| April 27, 2017 |
Exhibit 95 MINE SAFETY DISCLOSURE For the three months ended March 31, 2017, the Company has the following mine safety information to report in accordance with Section 1503(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act, in connection with the Eufaula, Alabama processing facility, the McIntyre, Georgia processing facility, the Toomsboro, Georgia processing facility, the Marshfield, Wisconsin processing facility, and the Millen, Georgia processing facility. |
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| April 27, 2017 |
Exhibit 10.6 FIFTH AMENDED AND RESTATED EMPLOYMENT AGREEMENT FIFTH AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the “Agreement”), entered into as of May 10, 2006, amended as of January 1, 2008, amended and restated as of October 31, 2008, further amended as of March 19, 2010, and further amended and restated effective as of January 1, 2012, December 16, 2014, March 15, 2016, and March 20, 2017, by a |
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| April 27, 2017 |
Exhibit 10.8 Execution Version [Carbo Cermics, Inc. Letterhead] March 2, 2017 Robert S. Rubin 218 Columbia Heights Brooklyn, New York 11201 Re: Carbo Ceramics, Inc. Promissory Note Amendment Ladies and Gentlemen: Reference is hereby made to that certain Promissory Note dated as of May 18, 2016 (the “Promissory Note”) in a principal amount of $5,000,000.00, issued by Carbo Ceramics, Inc. ( “Payor”) |
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| April 12, 2017 |
Carbo Ceramics SUPPLEMENT TO 2017 PROXY STATEMENT crr-defa14a20170516.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 6, 2017 |
crr-def14a20170516.htm f UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 3, 2017 |
CRR / Carbo Ceramics Inc. / MORRIS WILLIAM C - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 16)* CARBO Ceramics Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 140781108 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| March 27, 2017 |
PRE 14A 1 crr-pre14a20170516.htm PRE 14A f UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by |
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| March 24, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) March 20, 2017 CARBO Ceramics Inc. |
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| March 10, 2017 |
POWER OF ATTORNEY FOR EXECUTING FORMS 3, FORMS 4 AND FORMS 5, FORM 144 AND SCHEDULE 13D AND 13G EX-99.6 Page 1 7 Exhibit 99.6 POWER OF ATTORNEY FOR EXECUTING FORMS 3, FORMS 4 AND FORMS 5, FORM 144 AND SCHEDULE 13D AND 13G The undersigned hereby constitutes and appoints each of Matt Wilks and Morgan Neff with full power of substitution, as the undersigned’s true and lawful attorney-in-fact to: 1. Execute for and on behalf of the undersigned (a) any Form 3, Form 4 and Form 5 (including amendme |
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| March 10, 2017 |
POWER OF ATTORNEY FOR EXECUTING FORMS 3, FORMS 4 AND FORMS 5, FORM 144 AND SCHEDULE 13D AND 13G EX-99.3 Page 1 4 Exhibit 99.3 POWER OF ATTORNEY FOR EXECUTING FORMS 3, FORMS 4 AND FORMS 5, FORM 144 AND SCHEDULE 13D AND 13G The undersigned hereby constitutes and appoints each of Matt Wilks and Morgan Neff with full power of substitution, as the undersigned’s true and lawful attorney-in-fact to: 1. Execute for and on behalf of the undersigned (a) any Form 3, Form 4 and Form 5 (including amendme |
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| March 10, 2017 |
POWER OF ATTORNEY FOR EXECUTING FORMS 3, FORMS 4 AND FORMS 5, FORM 144 AND SCHEDULE 13D AND 13G EX-99.4 Page 1 5 Exhibit 99.4 POWER OF ATTORNEY FOR EXECUTING FORMS 3, FORMS 4 AND FORMS 5, FORM 144 AND SCHEDULE 13D AND 13G The undersigned hereby constitutes and appoints each of Matt Wilks and Morgan Neff with full power of substitution, as the undersigned’s true and lawful attorney-in-fact to: 1. Execute for and on behalf of the undersigned (a) any Form 3, Form 4 and Form 5 (including amendme |
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| March 10, 2017 |
EX-99.2 Page 1 3 Exhibit 99.2 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the common stock, par value $0.01 per share, of CARBO Ceramics, Inc., a Delaware corporation, and furt |
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| March 10, 2017 |
CRR / Carbo Ceramics Inc. / Wilks Brothers, LLC - SC 13D/A Activist Investment SC 13D/A 1 d336022dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) CARBO Ceramics Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 140781105 (CUSIP Number) Morgan D. Neff Wilks Brothers, LLC 17010 IH 20 Cisco, Texas 76437 (817) 850-3600 Matt Wilks Wilks Brothers, LL |
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| March 10, 2017 |
IDENTIFICATION OF MEMBERS OF THE GROUP EX-99.1 2 d336022dex991.htm EX-99.1 Page 12 Exhibit 99.1 IDENTIFICATION OF MEMBERS OF THE GROUP Dan H. Wilks Staci Wilks Farris Wilks Wilks Brothers, LLC |
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| March 10, 2017 |
POWER OF ATTORNEY FOR EXECUTING FORMS 3, FORMS 4 AND FORMS 5, FORM 144 AND SCHEDULE 13D AND 13G EX-99.5 Page 1 6 Exhibit 99.5 POWER OF ATTORNEY FOR EXECUTING FORMS 3, FORMS 4 AND FORMS 5, FORM 144 AND SCHEDULE 13D AND 13G The undersigned hereby constitutes and appoints each of Matt Wilks and Morgan Neff with full power of substitution, as the undersigned’s true and lawful attorney-in-fact to: 1. Execute for and on behalf of the undersigned (a) any Form 3, Form 4 and Form 5 (including amendme |
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| March 6, 2017 |
crr-ex10332.htm Exhibit 10.3 REGISTRATION RIGHTS AGREEMENT Table of Contents Page ARTICLE I DEFINITIONS Section 1.01. Definitions 1 ARTICLE II REGISTRATION RIGHTS Section 2.01. Demand Registration. 4 Section 2.02. Piggyback Registration. 6 Section 2.03. Withdrawal of Request for Demand Registration 7 Section 2.04. Registration Procedures 7 Section 2.05. Conditions to Offering 10 Section 2.06. Susp |
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| March 6, 2017 |
Exhibit10.1 EXECUTION VERSION AMENDED AND RESTATED CREDIT AGREEMENT dated as of March 2, 2017 Among CARBO CERAMICS INC. as Borrower, Wilks Brothers, LLC, as Administrative Agent and THE LENDERS NAMED HEREIN as Lenders $65,000,000 ARTICLE 1 DEFINITIONS AND ACCOUNTING TERMS 2 Section 1.1 Certain Defined Terms 2 Section 1.2 Computation of Time Periods 15 Section 1.3 Accounting Terms; Changes in GAAP |
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| March 6, 2017 |
8-K 1 crr-8k20170302.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) March 2, 2017 CARBO Ceramics Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15903 72-1100013 (State or Other Jurisdiction of I |
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| March 6, 2017 |
Exhibit 10.2 March 2, 2017 Wilks Brothers, LLC 17010 IH-20 Cisco, TX 76437 Attention: Morgan Neff and Matthew Wilks William C. Morris c/o CARBO Ceramics Inc. 575 North Dairy Ashford, Suite 300 Houston, Texas 77079 Robert S. Rubin c/o CARBO Ceramics Inc. 575 North Dairy Ashford, Suite 300 Houston, Texas 77079 Gary A. Kolstad c/o CARBO Ceramics Inc. 575 North Dairy Ashford, Suite 300 Houston, Texas |
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| March 6, 2017 |
Exhibit 10.5 EXECUTION VERSION SECOND AMENDED AND RESTATED PLEDGE AND SECURITY AGREEMENT This SECOND AMENDED AND RESTATED PLEDGE AND SECURITY AGREEMENT, dated as of March 2, 2017 (as amended, supplemented, amended and restated or otherwise modified from time to time, this “Security Agreement”), is by and among CARBO CERAMICS INC., a Delaware corporation (the “Borrower”), each Material Domestic Sub |
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| March 6, 2017 |
EX-10.4 5 crr-ex10431.htm EX-10.4 Exhibit 10.4 WARRANT THIS SECURITY WAS ORIGINALLY ISSUED IN A TRANSACTION EXEMPT FROM REGISTRATION UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED IN THE ABSENCE OF SUCH REGISTRATION OR AN APPLICABLE EXEMPTION THEREFROM. THE HOLDER OF THIS SECURITY AGREES FOR THE BENEFIT OF TH |
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| March 1, 2017 |
EX-10.15 2 crr-ex10151193.htm EX-10.15 Exhibit 10.15 Master Purchase Agreement Agreement No. 9610018283 Confidential portions of this exhibit have been omitted and filed separately with the Securities and Exchange Commission under a confidential treatment request. The redacted terms have been marked in this exhibit at the appropriate place with “XXX”. MASTER PURCHASE AGREEMENT FOR GOODS AND SERVIC |
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| March 1, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-15903 CARBO Ceramics Inc. (Exact na |
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| March 1, 2017 |
Exhibit 95 MINE SAFETY DISCLOSURE For the year ended December 31, 2016, the Company has the following mine safety information to report in accordance with Section 1503(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act, in connection with the Eufaula, Alabama processing facility, the McIntyre, Georgia processing facility, the Toomsboro, Georgia processing facility, the Marshfield, Wisconsin processing facility, and the Millen, Georgia processing facility. |
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| March 1, 2017 |
Exhibit 21 CARBO CERAMICS INC. SUBSIDIARIES NAME OF ENTITY JURISDICTION OF ORGANIZATION PERCENTAGE OWNED CARBO Ceramics (Mauritius) Inc. Mauritius 100% CARBO Ceramics (China) Company Ltd. China 100% CARBO Ceramics Cyprus Ltd. Cyprus 100% CARBO Ceramics (Eurasia) LLC Russia 100% CARBO International, Inc. Delaware, USA 100% Asset Guard Products Inc. (formerly known as Falcon Technologies and Service |
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| February 14, 2017 |
CRR / Carbo Ceramics Inc. / BALYASNY ASSET MANAGEMENT LLC - SC 13G/A Passive Investment SC 13G/A 1 d280954dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) CARBO CERAMICS INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 140781105 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| February 14, 2017 |
CRR / Carbo Ceramics Inc. / SOUTHERNSUN ASSET MANAGEMENT, LLC - SCHEDULE 13G Passive Investment SC 13G 1 sc13g0217southernsuncrr.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 CARBO Ceramics Inc. (Name of Issuer) Common (Title of Class of Securities) 140781105 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| February 10, 2017 |
CRR / Carbo Ceramics Inc. / VANGUARD GROUP INC Passive Investment carboceramicsinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4 )* Name of issuer: CARBO Ceramics Inc Title of Class of Securities: Common Stock CUSIP Number: 140781105 Date of Event Which Requires Filing of this Statement: December 31, 2016 Check the appropriate box |
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| February 9, 2017 |
CRR / Carbo Ceramics Inc. / DEPRINCE RACE & ZOLLO INC - 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| January 26, 2017 |
crr-ex9916.htm Exhibit 99.1 NEWS RELEASE #17-02 CARBO? Announces Fourth Quarter and Fiscal Year 2016 Results Conference Call Scheduled for Today, 10:30 a.m. Central Time ? Revenue for the fourth quarter of 2016 increased 44% sequentially. ? Ceramic sales volumes for the fourth quarter of 2016 increased 41% sequentially. ? Recently signed long-term commercial agreements with two of our largest cust |
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| January 26, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) January 20, 2017 CARBO Ceramics Inc. |
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| October 27, 2016 |
crr-ex9917.htm Exhibit 99.1 NEWS RELEASE #16-10 CARBO? Announces Third Quarter 2016 Results Conference Call Scheduled for Today, 10:30 a.m. Central Time ? Balance sheet strengthened with $46 million raised through at-the-market (ATM) equity offering program. ? KRYPTOSPHERE? HD used by another major operator in a high stress Lower Tertiary well in the Gulf of Mexico. ? Quarterly revenues of $20.2 m |
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| October 27, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition crr-8k20161027.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) October 27, 2016 CARBO Ceramics Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15903 72-1100013 (State or Other Jurisdiction of Incorporation |
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| October 27, 2016 |
EX-95 5 crr-ex9512.htm EX-95 Exhibit 95 MINE SAFETY DISCLOSURE For the three months ended September 30, 2016, the Company has the following mine safety information to report in accordance with Section 1503(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act, in connection with the Eufaula, Alabama processing facility, the McIntyre, Georgia processing facility, the Toomsboro, Georgi |
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| October 27, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 001-15903 CARBO CERAMICS INC |
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| October 7, 2016 |
CORRESP 1 filename1.htm October 7, 2016 VIA EDGAR TRANSMISSION John Cash Accounting Branch Chief Office of Manufacturing and Construction Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-4631 Re: CARBO Ceramics Inc. Form 10-K for the Year Ended December 31, 2015 Filed February 29, 2016 File No. 1-15903 Dear Mr. Cash: By letter dated Octob |
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| October 5, 2016 |
Carbo Ceramics AMENDMENT NO. 1 TO SCHEDULE 13G (Passive Acquisition of More Than 5% of Shares) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* CARBO CERAMICS INC. (Name of Issuer) Common Stock (Title of Class of Securities) 140781105 (CUSIP Number) September 30, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc |
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| October 3, 2016 |
IDENTIFICATION OF MEMBERS OF THE GROUP EX-99.1 Exhibit 99.1 IDENTIFICATION OF MEMBERS OF THE GROUP Dan H. Wilks Staci Wilks Wilks Brothers, LLC |
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| October 3, 2016 |
CRR / Carbo Ceramics Inc. / Wilks Brothers, LLC - SC 13D Activist Investment SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ) CARBO Ceramics Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 140781105 (CUSIP Number) Morgan D. Neff Wilks Brothers, LLC 17010 IH 20 Cisco, Texas 76437 (817) 850-3600 Matt Wilks Wilks Brothers, LLC 17010 IH 20 Cisco, Texas 76437 |
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| October 3, 2016 |
POWER OF ATTORNEY FOR EXECUTING FORMS 3, FORMS 4 AND FORMS 5, FORM 144 AND SCHEDULE 13D AND 13G EX-99.5 Exhibit 99.5 POWER OF ATTORNEY FOR EXECUTING FORMS 3, FORMS 4 AND FORMS 5, FORM 144 AND SCHEDULE 13D AND 13G The undersigned hereby constitutes and appoints each of Matt Wilks and Morgan Neff with full power of substitution, as the undersigned’s true and lawful attorney-in-fact to: 1. Execute for and on behalf of the undersigned (a) any Form 3, Form 4 and Form 5 (including amendments there |
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| October 3, 2016 |
POWER OF ATTORNEY FOR EXECUTING FORMS 3, FORMS 4 AND FORMS 5, FORM 144 AND SCHEDULE 13D AND 13G EX-99.4 Exhibit 99.4 POWER OF ATTORNEY FOR EXECUTING FORMS 3, FORMS 4 AND FORMS 5, FORM 144 AND SCHEDULE 13D AND 13G The undersigned hereby constitutes and appoints each of Matt Wilks and Morgan Neff with full power of substitution, as the undersigned’s true and lawful attorney-in-fact to: 1. Execute for and on behalf of the undersigned (a) any Form 3, Form 4 and Form 5 (including amendments there |
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| October 3, 2016 |
EX-99.2 Exhibit 99.2 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the common stock, par value $0.01 per share, of CARBO Ceramics, Inc., a Delaware corporation, and further agree |
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| October 3, 2016 |
POWER OF ATTORNEY FOR EXECUTING FORMS 3, FORMS 4 AND FORMS 5, FORM 144 AND SCHEDULE 13D AND 13G EX-99.3 Exhibit 99.3 POWER OF ATTORNEY FOR EXECUTING FORMS 3, FORMS 4 AND FORMS 5, FORM 144 AND SCHEDULE 13D AND 13G The undersigned hereby constitutes and appoints each of Matt Wilks and Morgan Neff with full power of substitution, as the undersigned’s true and lawful attorney-in-fact to: 1. Execute for and on behalf of the undersigned (a) any Form 3, Form 4 and Form 5 (including amendments there |
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| September 9, 2016 |
crr-corresp20160825.htm September 9, 2016 VIA EDGAR TRANSMISSION John Cash Accounting Branch Chief Office of Manufacturing and Construction Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-4631 Re: CARBO Ceramics Inc. Form 10-K for the Year Ended December 31, 2015 Filed February 29, 2016 File No. 1-15903 Dear Mr. Cash: By letter dated Aug |
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| July 28, 2016 |
$75,000,000 CARBO Ceramics Inc. Common Stock 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-211519 PROSPECTUS SUPPLEMENT (To Prospectus Dated May 31, 2016) $75,000,000 CARBO Ceramics Inc. Common Stock We have entered into a sales agreement with Cowen and Company, LLC, or Cowen, relating to shares of our common stock, $0.01 par value per share, offered by this prospectus supplement. In accordance with the terms |
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| July 28, 2016 |
Exhibit 10.1 CARBO CERAMICS INC. $75,000,000 COMMON STOCK SALES AGREEMENT July 28, 2016 Cowen and Company, LLC 599 Lexington Avenue New York, New York 10022 Ladies and Gentlemen: CARBO Ceramics Inc., a Delaware corporation (the “Company”) confirms its agreement (this “Agreement”) with Cowen and Company, LLC (“Cowen”), as follows: 1. Issuance and Sale of Shares. The Company agrees that, from time t |
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| July 28, 2016 |
8-K 1 crr-8k20160728.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) July 28, 2016 CARBO Ceramics Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15903 72-1100013 (State or Other Jurisdiction of I |
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| July 28, 2016 |
crr-ex99147.htm Exhibit 99.1 NEWS RELEASE #16-08 CARBO? Announces Second Quarter 2016 Results Conference Call Scheduled for Today, 10:30 a.m. Central Time ? Ceramic proppant sales volumes increased as the quarter progressed. ? Continued to significantly reduce cost base. ? Positive trends in KRYPTOSPHERE? and SCALEGUARD? technologies. ? Quarterly revenues of $20.7 million, with GAAP net loss of $2 |
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| July 28, 2016 |
Exhibit 10.2 Execution Version THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THIS NOTE MAY NOT BE OFFERED, SOLD, ASSIGNED, TRANSFERRED OR OTHERWISE DISPOSED OF IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT PERTAINING TO THE NOTE UNDER SUCH ACT AND UNDER ANY APPLICABLE STATE SECURITIES LAWS, UNLESS THE PAYOR HEREOF IS RE |
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| July 28, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 001-15903 CARBO CERAMICS INC. (Ex |
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| July 28, 2016 |
Exhibit 10.1 Amendment to Agreement No. 9600048977.1 Amendment No. 6 to the Proppant Supply Agreement This Amendment No. 6 to the Proppant Supply Agreement is entered into as of April 30, 2016 (the “Effective Date”), by and between Halliburton Energy Services, Inc. (“Halliburton”) and CARBO Ceramics Inc. (“Seller”). WITNESSETH: WHEREAS, Halliburton and Seller entered into a Proppant Supply Agreeme |
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| July 28, 2016 |
Exhibit 95 MINE SAFETY DISCLOSURE For the three months ended June 30, 2016, the Company has the following mine safety information to report in accordance with Section 1503(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act, in connection with the Eufaula, Alabama processing facility, the McIntyre, Georgia processing facility, the Toomsboro, Georgia processing facility, the Marshfield, Wisconsin processing facility, and the Millen, Georgia processing facility. |
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| July 28, 2016 |
Exhibit 10.3 Execution Version THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THIS NOTE MAY NOT BE OFFERED, SOLD, ASSIGNED, TRANSFERRED OR OTHERWISE DISPOSED OF IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT PERTAINING TO THE NOTE UNDER SUCH ACT AND UNDER ANY APPLICABLE STATE SECURITIES LAWS, UNLESS THE PAYOR HEREOF IS RE |
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| June 29, 2016 |
CRR / Carbo Ceramics Inc. / INTEGRATED CORE STRATEGIES (US) LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 CARBO CERAMICS INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.01 PER SHARE (Title of Class of Securities) 140781105 (CUSIP Number) JUNE 20, 2016 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to which this |
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| June 27, 2016 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-15903 A. Full t |
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| June 9, 2016 |
CRR / Carbo Ceramics Inc. / SNOW CAPITAL MANAGEMENT LP - SC 13G/A Passive Investment SC 13G/A 1 d209606dsc13ga.htm SC 13G/A United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* CARBO CERAMICS, INC. (CRR) (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 140781105 (CUSIP Number) May 11, 2016 (Date of Event Which Requires Filing of this Statement) Check the approp |
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| May 27, 2016 |
CARBO CERAMICS INC. 575 North Dairy Ashford, Suite 300 Houston, Texas 77079 May 27, 2016 VIA EDGAR CORRESPONDENCE Sherry Haywood Division of Corporate Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-7553 Re: CARBO Ceramics Inc. Registration Statement on Form S-3 (File No. 333-211519) Dear Ms. Haywood: Pursuant to Rule 461 under the Securities Act of 1933, as am |
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| May 25, 2016 |
DEL AM May 25, 2016 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| May 20, 2016 |
EX-4.1 Exhibit 4.1 CARBO Ceramics Inc., as Issuer and as Trustee SENIOR DEBT INDENTURE Dated as of Senior Debt Securities Certain Sections of this Indenture relating to Sections 310 through 318, inclusive, of the Trust Indenture Act of 1939: Trust Indenture Act Section Indenture Section ? 310(a)(1) 609 (a)(2) 609 (a)(3) Not Applicable (a)(4) Not Applicable (b) 608 610 ? 311(a) 613 (b) 613 ? 312(a) |
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| May 20, 2016 |
S-3 1 d175582ds3.htm S-3 Table of Contents As filed with the Securities and Exchange Commission on May 20, 2016 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CARBO Ceramics Inc. (Exact name of Registrant as specified in its charter) Delaware 72-1100013 (State or other jurisdiction of in |
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| May 20, 2016 |
EX-12.1 Exhibit 12.1 Statement of Computation of Ratio of Earnings to Fixed Charges Three-Months Ending March 31, 2016 2015 2014 2013 2012 2011 ($ in thousands) Earnings: Consolidated pre-tax income $ (36,785 ) $ (163,749 ) $ 92,871 $ 125,201 $ 158,590 $ 197,450 Add - Fixed Charges 1,362 4,442 874 632 641 318 Amortization of Capitalized Interest 35 68 ? ? ? ? 1,397 4,510 874 632 641 318 Subtract - |
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| May 20, 2016 |
EX-24.1 Exhibit 24.1 POWER OF ATTORNEY The undersigned directors and officers of CARBO CERAMICS, INC. (the ?Company?) hereby constitute and appoint Gary A. Kolstad and Ernesto Bautista III, or either of them acting singly, the true and lawful agents and attorneys-in-fact of the undersigned, with full power and authority in said agents and the attorneys-in-fact to act in the name of and on behalf o |
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| May 20, 2016 |
EX-4.2 Exhibit 4.2 CARBO Ceramics Inc., as Issuer and as Trustee SUBORDINATED DEBT INDENTURE Dated as of Subordinated Debt Securities Certain Sections of this Indenture relating to Sections 310 through 318, inclusive, of the Trust Indenture Act of 1939: Trust Indenture Act Section Indenture Section ? 310(a)(1) 609 (a)(2) 609 (a)(3) Not Applicable (a)(4) Not Applicable (b) 608 610 ? 311(a) 613 (b) |
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| May 20, 2016 |
Entry into a Material Definitive Agreement 8-K 1 d175437d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) May 18, 2016 CARBO Ceramics Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-15903 72 |
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| May 18, 2016 |
Submission of Matters to a Vote of Security Holders 8-K 1 d205937d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) May 17, 2016 CARBO Ceramics Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-15903 72 |
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| April 28, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) April 28, 2016 CARBO Ceramics Inc. |
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| April 28, 2016 |
EX-99.1 Exhibit 99.1 NEWS RELEASE #16-05 CARBO Announces First Quarter 2016 Results Conference Call Scheduled for Today, 10:30 a.m. Central Time Continued progress on cash preservation and cost reduction strategy. Reduced debt by $23.0 million. Cash position of $41.5 million at quarter end, excludes income tax refund of $37.4 million received in late April. Quarterly revenues of $33.1 millio |
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| April 28, 2016 |
FOURTH AMENDED AND RESTATED EMPLOYMENT AGREEMENT EX-10.6 Exhibit 10.6 Execution Copy FOURTH AMENDED AND RESTATED EMPLOYMENT AGREEMENT FOURTH AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the “Agreement”), entered into as of May 10, 2006, amended as of January 1, 2008, amended and restated as of October 31, 2008, further amended as of March 19, 2010, and further amended and restated effective as of January 1, 2012, December 16, 2014 and March 15, 20 |
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| April 28, 2016 |
EX-10.5 Exhibit 10.5 GUARANTY AGREEMENT This Guaranty Agreement dated as of April 27, 2016 (as amended, supplemented, amended and restated or otherwise modified from time to time, this “Guaranty”) is executed by each of the undersigned (individually a “Guarantor” and collectively, the “Guarantors”), in favor of Wells Fargo Bank, National Association, as Administrative Agent (as defined below) for |
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| April 28, 2016 |
Exhibit 10.2 AMENDED AND RESTATED PLEDGE AND SECURITY AGREEMENT This AMENDED AND RESTATED PLEDGE AND SECURITY AGREEMENT, dated as of April 27, 2016 (as amended, supplemented, amended and restated or otherwise modified from time to time, this “Security Agreement”), is by and among CARBO CERAMICS INC., a Delaware corporation (the “Borrower”), each Material Domestic Subsidiary of the Borrower party h |
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| April 28, 2016 |
EX-95 Exhibit 95 MINE SAFETY DISCLOSURE For the first quarter of 2016, the Company has the following mine safety information to report in accordance with Section 1503(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act, in connection with the Eufaula, Alabama processing facility, the McIntyre, Georgia processing facility, the Toomsboro, Georgia processing facility, the Marshfield, Wisconsin processing facility, and the Millen, Georgia processing facility. |
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| April 28, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 001-15903 CARB |
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| April 28, 2016 |
EX-10.1 Exhibit 10.1 AGREEMENT AND AMENDMENT NO. 7 TO CREDIT AGREEMENT This AGREEMENT AND AMENDMENT NO. 7 TO CREDIT AGREEMENT (this “Agreement”) dated April 27, 2016 (the “Effective Date”) is among CARBO Ceramics Inc., a Delaware corporation (the “Borrower”), the Lenders (as defined below) and Wells Fargo Bank, National Association, as administrative agent (in such capacity, the “Administrative Ag |
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| April 28, 2016 |
Exhibit 10.3 PATENT AND TRADEMARK SECURITY AGREEMENT This Patent and Trademark Security Agreement dated as of April 27, 2016 (this “Patent and Trademark Security Agreement”) is made by and among CARBO Ceramics Inc., a Delaware corporation (the “Borrower”), certain Material Domestic Subsidiaries of the Borrower party hereto from time to time (collectively with the Borrower, the “Grantors” and indiv |
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| April 28, 2016 |
Exhibit 10.4 WAIVER AGREEMENT This WAIVER AGREEMENT (this “Agreement”) dated April 27, 2016 (the “Effective Date”) is among CARBO Ceramics Inc., a Delaware corporation (the “Borrower”), the Lenders (as defined below) and Wells Fargo Bank, National Association, as administrative agent (in such capacity, the “Administrative Agent”), as swing line lender (the “Swing Line Lender”), and as issuing lend |
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| April 21, 2016 |
Carbo Ceramics 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) April 20, 2016 CARBO Ceramics Inc. |
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| April 21, 2016 |
EX-99.1 Exhibit 99.1 April 20, 2016 Dear Mr. Dalfred Jones: In response to your request for a statement on our recent WARN notification: COMPANY STATEMENT ?Consistent with the Company?s previous announcements regarding adjusting operations to meet reduced demand for our products, we have had to make the difficult decision to idle the majority of the production activities at our New Iberia, LA plan |
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| April 8, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) April 8, 2016 CARBO Ceramics Inc. |
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| April 1, 2016 |
Carbo Ceramics DEFINITIVE PROXY STATEMENT DEFINITIVE PROXY STATEMENT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 23, 2016 |
CRR / Carbo Ceramics Inc. / Wilks Brothers, LLC - SC 13G/A Passive Investment SC 13G/A 1 d156354dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 3)* CARBO Ceramics Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 140781105 (CUSIP Number) March 18, 2016 (Date of Event Which Requires Filing o |
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| March 23, 2016 |
IDENTIFICATION OF MEMBERS OF THE GROUP EX-99.1 Exhibit 99.1 IDENTIFICATION OF MEMBERS OF THE GROUP Dan H. Wilks Staci Wilks Kwell Holdings, LP Wilks Brothers, LLC |
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| March 18, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) March 14, 2016 CARBO Ceramics Inc. |
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| February 29, 2016 |
EX-10.37 Exhibit 10.37 Execution Copy AGREEMENT AND AMENDMENT NO. 6 This AGREEMENT AND AMENDMENT NO. 6 (the “Agreement”) dated effective as of February 26, 2016 (the “Effective Date”) is among CARBO Ceramics Inc., a Delaware corporation (the “Borrower”), the Lenders (as defined below) and Wells Fargo Bank, National Association, as administrative agent (in such capacity, the “Administrative Agent”) |
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| February 29, 2016 |
EX-95 Exhibit 95 MINE SAFETY DISCLOSURE For the year ended December 31, 2015, the Company has the following mine safety information to report in accordance with Section 1503(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act, in connection with the Eufaula, Alabama processing facility, the McIntyre, Georgia processing facility, the Toomsboro, Georgia processing facility, the Marshfield, Wisconsin processing facility, and the Millen, Georgia processing facility. |
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| February 29, 2016 |
EX-21 Exhibit 21 CARBO CERAMICS INC. SUBSIDIARIES NAME OF ENTITY JURISDICTION OF ORGANIZATION PERCENTAGE OWNED CARBO Ceramics (Mauritius) Inc. Mauritius 100 % CARBO Ceramics (China) Company Ltd. China 100 % CARBO Ceramics Cyprus Ltd. Cyprus 100 % CARBO Ceramics (Eurasia) LLC Russia 100 % CARBO International, Inc. Delaware, USA 100 % Falcon Technologies and Services, Inc. Delaware, USA 100 % Strata |
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| February 29, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 29, 2016 |
EX-10.1 Exhibit 10.1 Confidential portions of this exhibit have been omitted and filed separately with the Securities and Exchange Commission under a confidential treatment request. The redacted terms have been marked in this exhibit at the appropriate place with “XXX”. AMENDED AND RESTATED MINING AGREEMENT THIS AMENDED AND RESTATED AGREEMENT (herein called this “Agreement”) is made and effective |
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| February 29, 2016 |
EX-10.10 Exhibit 10.10 Amendment No. 5 to Proppant Supply Agreement Agreement No. 9600048977 Confidential portions of this exhibit have been omitted and filed separately with the Securities and Exchange Commission under a confidential treatment request. The redacted terms have been marked in this exhibit at the appropriate place with “XXX”. Amendment No. 5 to the Proppant Supply Agreement This Ame |
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| February 16, 2016 |
CRR / Carbo Ceramics Inc. / DEPRINCE RACE & ZOLLO INC - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 12, 2016 |
CRR / Carbo Ceramics Inc. / SOUTHERNSUN ASSET MANAGEMENT, LLC - SCHEDULE 13G Passive Investment SC 13G 1 sc13g0116southerncarbo.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 CARBO Ceramics Inc. (Name of Issuer) Common (Title of Class of Securities) 140781105 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| February 12, 2016 |
CRR / Carbo Ceramics Inc. / BALYASNY ASSET MANAGEMENT LLC - SC 13G Passive Investment SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 CARBO CERAMICS INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 140781105 (CUSIP Number) January 29, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ¨ Rule 13d- |
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| February 10, 2016 |
CRR / Carbo Ceramics Inc. / VANGUARD GROUP INC Passive Investment carboceramicsinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3 )* Name of issuer: CARBO Ceramics Inc Title of Class of Securities: Common Stock CUSIP Number: 140781105 Date of Event Which Requires Filing of this Statement: December 31, 2015 Check the appropriate box |
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| February 5, 2016 |
CRR / Carbo Ceramics Inc. / HEARTLAND ADVISORS INC - SCHEDULE 13G Passive Investment SC 13G 1 heartlandcarbo13g.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* CARBO CERAMICS INC. (Name of Issuer) Common Stock (Title of Class of Securities) 140781105 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to de |
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| January 28, 2016 |
EX-99.1 Exhibit 99.1 NEWS RELEASE #16-02 CARBO Announces Fourth Quarter and Fiscal Year 2015 Results Conference Call Scheduled for Today, 10:30 a.m. Central Time ? Quarterly ceramic proppant sales volumes outperformed rig count decline. ? Completed first well with KRYPTOSPHERE? LD. ? Completed first Gulf of Mexico water injection well with FUSIONTM. ? Continued to make progress on cash preservatio |
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| January 28, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 d120939d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) January 28, 2016 CARBO Ceramics Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15903 72-1100013 (State or Other Jurisdiction of In |
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| January 26, 2016 |
CRR / Carbo Ceramics Inc. / MORRIS WILLIAM C - SC 13G/A Passive Investment SC 13G/A 1 d17299dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 15)* CARBO Ceramics Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 140781108 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate b |
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| January 25, 2016 |
CRR / Carbo Ceramics Inc. / Wilks Brothers, LLC - SC 13G/A Passive Investment SC 13G/A 1 d142044dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 2)* CARBO Ceramics Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 140781105 (CUSIP Number) January 21, 2016 (Date of Event Which Requires Filing |
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| January 25, 2016 |
IDENTIFICATION OF MEMBERS OF THE GROUP EX-99.1 Exhibit 99.1 IDENTIFICATION OF MEMBERS OF THE GROUP Dan H. Wilks Staci Wilks Kwell Holdings, LP Wilks Brothers, LLC |
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| January 21, 2016 |
CRR / Carbo Ceramics Inc. / Wilks Brothers, LLC - SC 13G/A Passive Investment SC 13G/A 1 d125373dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 1)* CARBO Ceramics Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 140781105 (CUSIP Number) January 15, 2016 (Date of Event Which Requires Filing |
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| January 21, 2016 |
IDENTIFICATION OF MEMBERS OF THE GROUP EX-99.1 Exhibit 99.1 IDENTIFICATION OF MEMBERS OF THE GROUP Dan H. Wilks Staci Wilks Kwell Holdings, LP Wilks Brothers, LLC |
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| January 14, 2016 |
POWER OF ATTORNEY FOR EXECUTING FORMS 3, FORMS 4 AND FORMS 5, FORM 144 AND SCHEDULE 13D AND 13G EX-99.5 Exhibit 99.5 POWER OF ATTORNEY FOR EXECUTING FORMS 3, FORMS 4 AND FORMS 5, FORM 144 AND SCHEDULE 13D AND 13G The undersigned hereby constitutes and appoints each of Matt Wilks and Morgan Neff with full power of substitution, as the undersigned’s true and lawful attorney-in-fact to: 1. Execute for and on behalf of the undersigned (a) any Form 3, Form 4 and Form 5 (including amendments there |
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| January 14, 2016 |
POWER OF ATTORNEY FOR EXECUTING FORMS 3, FORMS 4 AND FORMS 5, FORM 144 AND SCHEDULE 13D AND 13G EX-99.3 Exhibit 99.3 POWER OF ATTORNEY FOR EXECUTING FORMS 3, FORMS 4 AND FORMS 5, FORM 144 AND SCHEDULE 13D AND 13G The undersigned hereby constitutes and appoints each of Matt Wilks and Morgan Neff with full power of substitution, as the undersigned’s true and lawful attorney-in-fact to: 1. Execute for and on behalf of the undersigned (a) any Form 3, Form 4 and Form 5 (including amendments there |
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| January 14, 2016 |
EX-99.2 Exhibit 99.2 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the common stock, par value $0.01 per share, of CARBO Ceramics, Inc., a Delaware corporation, and further agree |
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| January 14, 2016 |
POWER OF ATTORNEY FOR EXECUTING FORMS 3, FORMS 4 AND FORMS 5, FORM 144 AND SCHEDULE 13D AND 13G EX-99.6 Exhibit 99.6 POWER OF ATTORNEY FOR EXECUTING FORMS 3, FORMS 4 AND FORMS 5, FORM 144 AND SCHEDULE 13D AND 13G The undersigned hereby constitutes and appoints each of Matt Wilks and Morgan Neff with full power of substitution, as the undersigned’s true and lawful attorney-in-fact to: 1. Execute for and on behalf of the undersigned (a) any Form 3, Form 4 and Form 5 (including amendments there |
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| January 14, 2016 |
CRR / Carbo Ceramics Inc. / Wilks Brothers, LLC - SC 13G Passive Investment SC 13G 1 d117984dsc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. )* CARBO Ceramics Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 140781105 (CUSIP Number) January 7, 2016 (Date of Event Which Requires Filing of thi |
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| January 14, 2016 |
POWER OF ATTORNEY FOR EXECUTING FORMS 3, FORMS 4 AND FORMS 5, FORM 144 AND SCHEDULE 13D AND 13G EX-99.4 Exhibit 99.4 POWER OF ATTORNEY FOR EXECUTING FORMS 3, FORMS 4 AND FORMS 5, FORM 144 AND SCHEDULE 13D AND 13G The undersigned hereby constitutes and appoints each of Matt Wilks and Morgan Neff with full power of substitution, as the undersigned’s true and lawful attorney-in-fact to: 1. Execute for and on behalf of the undersigned (a) any Form 3, Form 4 and Form 5 (including amendments there |
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| January 14, 2016 |
IDENTIFICATION OF MEMBERS OF THE GROUP EX-99.1 Exhibit 99.1 IDENTIFICATION OF MEMBERS OF THE GROUP Dan H. Wilks Staci Wilks Kwell Holdings, LP Wilks Brothers, LLC |
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| January 12, 2016 |
CRR / Carbo Ceramics Inc. / SNOW CAPITAL MANAGEMENT LP - SC 13G/A Passive Investment SC 13G/A 1 d117623dsc13ga.htm SC 13G/A United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* CARBO CERAMICS, INC. (CRR) (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 140781105 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the a |
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| November 10, 2015 |
CRR / Carbo Ceramics Inc. / Neuberger Berman Group LLC - NONE Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 07)* Carbo Ceramics Inc. (Name of Issuer) Common (Title of Class of Securities) 140781105 (CUSIP Number) October 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| November 5, 2015 |
CRR / Carbo Ceramics Inc. / BROWN CAPITAL MANAGEMENT LLC Passive Investment SC 13G/A 1 fp0016688sc13ga.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 4)* CARBO Ceramics Inc. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 140781105 (CUSIP Number) |
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| October 29, 2015 |
Exhibit 10.2 Execution Version AGREEMENT AND AMENDMENT NO. 5 This AGREEMENT AND AMENDMENT NO. 5 (the “Agreement”) dated effective as of July 27, 2015 (the “Effective Date”) is among CARBO Ceramics Inc., a Delaware corporation (the “Borrower”), the Lenders (as defined below) and Wells Fargo Bank, National Association, as administrative agent (in such capacity, the “Administrative Agent”), as swing |
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| October 29, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 001-15903 |
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| October 29, 2015 |
Exhibit 95 MINE SAFETY DISCLOSURE For the third quarter of 2015, the Company has the following mine safety information to report in accordance with Section 1503(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act, in connection with the Eufaula, Alabama processing facility, the McIntyre, Georgia processing facility, the Toomsboro, Georgia processing facility, the Marshfield, Wisconsin processing facility, and the Millen, Georgia processing facility. |
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| October 29, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) October 29, 2015 CARBO Ceramics Inc. |
