CRTWF / Cartica Acquisition Corp - Equity Warrant - Pemfailan SEC, Laporan Tahunan, Penyata Proksi

Cartica Acquisition Corp - Equity Warrant
US ˙ OTCPK ˙ KYG1995D1170

Statistik Asas
CIK 1848437
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Cartica Acquisition Corp - Equity Warrant
SEC Filings (Chronological Order)
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September 4, 2025 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State

September 4, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2025 Cartica Acquisi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2025 Cartica Acquisition Corp (Exact name of registrant as specified in its charter) Cayman Islands 001-41198 N/A (State or other jurisdiction of incorporation) (Commissi

August 14, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 00

August 13, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 11, 2025 Cartica Acquisiti

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 11, 2025 Cartica Acquisition Corp (Exact name of registrant as specified in its charter) Cayman Islands 001-41198 N/A (State or other jurisdiction of incorporation) (Commission

August 13, 2025 EX-10.1

Promissory Note, dated as of August 11, 2025.

Exhibit 10.1   THIS PROMISSORY NOTE (“NOTE”) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM, SCOPE AND SUBSTANCE TO THE MAKER

May 15, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 ☐ TRANSITION REPORT P

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0

April 28, 2025 EX-16.1

Letter from Marcum LLP to the Securities and Exchange Commission dated April 28, 2025.

Exhibit 16.1 April 28, 2025 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by Cartica Acquisition Corp under Item 4.01 of its Form 8-K dated April 28, 2025. We agree with the statements concerning our Firm in such Form 8-K; we are not in a position to agree or disagree with other statements of Cartica Acquisition Corp cont

April 28, 2025 8-K

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 28, 2025 Cartica Acquisition Corp (Exact name of registrant as specified in its charter) Cayman Islands 001-41198 N/A (State or other jurisdiction of incorporation) (Commission

April 7, 2025 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 1, 2025 Cartica Acquisition Corp (Exact name of registrant as specified in its charter) Cayman Islands 001-41198 N/A (State or other jurisdiction of incorporation) (Commission F

April 7, 2025 EX-10.1

Promissory Note, dated as of April 1, 2025.

Exhibit 10.1 THIS PROMISSORY NOTE (“NOTE”) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM, SCOPE AND SUBSTANCE TO THE MAKER TH

March 31, 2025 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-41

January 17, 2025 8-K/A

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No.1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 3, 2025 Cartica Acquisition Corp (Exact name of registrant as specified in its charter) Cayman Islands 001-41198 N/A (State or other jurisdiction of incorpo

January 10, 2025 EX-10.1

Promissory Note, dated as of January 6, 2025.

Exhibit 10.1 THIS PROMISSORY NOTE (“NOTE”) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM, SCOPE AND SUBSTANCE TO THE MAKER TH

January 10, 2025 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 3, 2025 Cartica Acquisition Corp (Exact name of registrant as specified in its charter) Cayman Islands 001-41198 N/A (State or other jurisdiction of incorporation) (Commission

January 10, 2025 EX-3.1

Amendment to Amended and Restated Memorandum and Articles of Association (14)

Exhibit 3.1 Annex A Article 163(a) of the Articles of the Company be deleted in its entirety and replaced as follows: “In the event that the Company does not consummate an initial Business Combination within 45 months from the consummation of the IPO or such earlier date as determined by the board of Directors, or such later time as the Members may approve in accordance with the Articles, the Comp

January 2, 2025 EX-2.1

Amendment No. 1 to Agreement and Plan of Merger, dated as of December 31, 2024.

Exhibit 2.1 EXECUTION VERSION AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER THIS AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER (this “Amendment”) is entered into as of December 31, 2024, by and among Nidar Infrastructure Limited, a Cayman Islands exempted company (the “Company”), Yotta Data and Cloud Limited, a Cayman Islands exempted company and wholly-owned subsidiary of the Company (“Merger

January 2, 2025 425

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 31, 2024 Cartica Acquisi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 31, 2024 Cartica Acquisition Corp (Exact name of registrant as specified in its charter) Cayman Islands 001-41198 N/A (State or other jurisdiction of incorporation) (Commissi

January 2, 2025 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 31, 2024 Cartica Acquisition Corp (Exact name of registrant as specified in its charter) Cayman Islands 001-41198 N/A (State or other jurisdiction of incorporation) (Commissi

January 2, 2025 EX-2.1

Amendment No. 1 to Agreement and Plan of Merger, dated as of December 31, 2024.

Exhibit 2.1 EXECUTION VERSION AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER THIS AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER (this “Amendment”) is entered into as of December 31, 2024, by and among Nidar Infrastructure Limited, a Cayman Islands exempted company (the “Company”), Yotta Data and Cloud Limited, a Cayman Islands exempted company and wholly-owned subsidiary of the Company (“Merger

December 26, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 20, 2024 Cartica Acquisi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 20, 2024 Cartica Acquisition Corp (Exact name of registrant as specified in its charter) Cayman Islands 001-41198 N/A (State or other jurisdiction of incorporation) (Commissi

December 26, 2024 EX-99.1

Cartica Acquisition Corp Announces Change of Date and Location of Special Meeting of Shareholders

Exhibit 99.1 Cartica Acquisition Corp Announces Change of Date and Location of Special Meeting of Shareholders New York, New York, December 23, 2024 /PRNewswire/ — Cartica Acquisition Corp (Nasdaq: CITE) (the “Company” or “Cartica”) announced today that the extraordinary general meeting of shareholders originally scheduled for December 26, 2024 (the “Special Meeting”) has been postponed to January

December 26, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 23, 2024 Cartica Acquisi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 23, 2024 Cartica Acquisition Corp (Exact name of registrant as specified in its charter) Cayman Islands 001-41198 N/A (State or other jurisdiction of incorporation) (Commissi

December 26, 2024 EX-10.1

Amendment No. 4 to the Promissory Note issued to Cartica Acquisition Partners, LLC, dated December 20, 2024.

EX-10.1 2 tm2432064d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 THE PROMISSORY NOTE TO WHICH THIS AMENDMENT RELATES HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). SUCH PROMISSORY NOTE, AS AMENDED, HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR

December 26, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive

December 10, 2024 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State

December 4, 2024 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 27, 2024 Cartica Acquisition Corp (Exact name of registrant as specified in its charter) Cayman Islands 001-41198 N/A (State or other jurisdiction of incorporation) (Commissi

December 2, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 2, 2024 Cartica Acquisit

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 2, 2024 Cartica Acquisition Corp (Exact name of registrant as specified in its charter) Cayman Islands 001-41198 N/A (State or other jurisdiction of incorporation) (Commissio

December 2, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 2, 2024 Cartica Acquisit

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 2, 2024 Cartica Acquisition Corp (Exact name of registrant as specified in its charter) Cayman Islands 001-41198 N/A (State or other jurisdiction of incorporation) (Commissio

December 2, 2024 EX-99.1

Investor Presentation

Exhibit 99.1 INDIA’S LEADING DATA CENTER PROVIDER FOR AI AND HIGH PERFORMANCE COMPUTE CONFIDENTIAL | 2 DISCLAIMERS This “Presentation” is for informational purposes only. Refer to the Glossary on Slide 58 of this Presentation for certain defined terms used herein. This Presentation shall not constitute an offer to sell, or the solicitation of an offer to buy, any securities, nor shall there be any

December 2, 2024 425

Filed by Nidar Infrastructure Ltd pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Cartica Acquisition Corp (Commission File No.: 001-41198) Date

Filed by Nidar Infrastructure Ltd pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Cartica Acquisition Corp (Commission File No.

December 2, 2024 425

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 2, 2024 Cartica Acquisit

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 2, 2024 Cartica Acquisition Corp (Exact name of registrant as specified in its charter) Cayman Islands 001-41198 N/A (State or other jurisdiction of incorporation) (Commissio

December 2, 2024 EX-99.1

CONFIDENTIAL | 2 DISCLAIMERS This “Presentation” is for informational purposes only. Refer to the Glossary on Slide 58 of this Presentation for certain defined terms used herein. This Presentation shall not constitute an offer to sell, or the solicit

Exhibit 99.1 INDIA’S LEADING DATA CENTER PROVIDER FOR AI AND HIGH PERFORMANCE COMPUTE CONFIDENTIAL | 2 DISCLAIMERS This “Presentation” is for informational purposes only. Refer to the Glossary on Slide 58 of this Presentation for certain defined terms used herein. This Presentation shall not constitute an offer to sell, or the solicitation of an offer to buy, any securities, nor shall there be any

December 2, 2024 EX-99.1

CONFIDENTIAL | 2 DISCLAIMERS This “Presentation” is for informational purposes only. Refer to the Glossary on Slide 58 of this Presentation for certain defined terms used herein. This Presentation shall not constitute an offer to sell, or the solicit

Exhibit 99.1 INDIA’S LEADING DATA CENTER PROVIDER FOR AI AND HIGH PERFORMANCE COMPUTE CONFIDENTIAL | 2 DISCLAIMERS This “Presentation” is for informational purposes only. Refer to the Glossary on Slide 58 of this Presentation for certain defined terms used herein. This Presentation shall not constitute an offer to sell, or the solicitation of an offer to buy, any securities, nor shall there be any

November 29, 2024 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State

November 21, 2024 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 15, 2024 Cartica Acquisition Corp (Exact name of registrant as specified in its charter) Cayman Islands 001-41198 N/A (State or other jurisdiction of incorporation) (Commissi

November 18, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended September 30, 2024 ☐ TRANSITION REPORT PURSUA

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-41

November 14, 2024 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-CEN ¨ Form N-CSR For Period Ended: September 30, 2024 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q For the Transition P

August 21, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-41198 C

August 14, 2024 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-CEN ¨ Form N-CSR For Period Ended: June 30, 2024 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q For the Transition Period

August 1, 2024 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 11, 2024 Cartica Acquisition Corp (Exact name of registrant as specified in its charter) Cayman Islands 001-41198 N/A (State or other jurisdiction of incorporation) (Commission F

June 28, 2024 SC 13G/A

CITE / Cartica Acquisition Corp / Radcliffe Capital Management, L.P. - SC 13G/A Passive Investment

SC 13G/A 1 tm2417765d27sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 1) Cartica Acquisition Corp (Name of Issuer) Class A Ordinary Shares, par value $0.0001 per share (T

June 24, 2024 EX-10.2

Lock-Up and Support Agreement, dated as of June 24, 2024, by and among Cartica Acquisition Corp, Nidar Infrastructure Limited and the shareholders of Nidar Infrastructure Limited.

Exhibit 10.2 Confidential CERTAIN INFORMATION IN THIS EXHIBIT HAS BEEN EXCLUDED BECAUSE SUCH INFORMATION IS NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. EXCLUDED INFORMATION IS MARKED AS [***] BELOW. LOCK-UP AND SUPPORT AGREEMENT LOCK-UP AND SUPPORT AGREEMENT (this “Agreement”) is made and entered into as of June 24, 2024, by and among Nidar Infrastructure Li

June 24, 2024 EX-10.1

Amendment No. 3 to the Promissory Note issued to Cartica Acquisition Partners, LLC, dated June 24, 2024.

Exhibit 10.1 THE PROMISSORY NOTE TO WHICH THIS AMENDMENT RELATES HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). SUCH PROMISSORY NOTE, AS AMENDED, HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTOR

June 24, 2024 EX-99.2

Proprietary and Confidential. Do not reproduce or distribute without permission. INDIA’S LEADING DATA CENTER PROVIDER FOR AI AND HIGH PERFORMANCE COMPUTE CONFIDENTIAL | 2 DISCLAIMER This “Presentation” is for informational purposes only. This Present

Exhibit 99.2 Proprietary and Confidential. Do not reproduce or distribute without permission. INDIA’S LEADING DATA CENTER PROVIDER FOR AI AND HIGH PERFORMANCE COMPUTE CONFIDENTIAL | 2 DISCLAIMER This “Presentation” is for informational purposes only. This Presentation shall not constitute an offer to sell, or the solicitation of an offer to buy, any securities, nor shall there be any sale of secur

June 24, 2024 8-K

Entry into a Material Definitive Agreement, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 17, 2024 Cartica Acquisition Corp (Exact name of registrant as specified in its charter) Cayman Islands 001-41198 N/A (State or other jurisdiction of incorporation) (Commission F

June 24, 2024 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 24, 2024 Cartica Acquisition Corp (Exact name of registrant as specified in its charter) Cayman Islands 001-41198 N/A (State or other jurisdiction of incorporation) (Commission F

June 24, 2024 EX-99.1

LEADING DATA CENTER PROVIDER FOR AI – NIDAR INFRASTRUCTURE LIMITED – TO BECOME A U.S.-LISTED COMPANY VIA BUSINESS COMBINATION WITH CARTICA ACQUISITION CORP Yotta Designs, Builds, and Operates Tier III and IV Data Centers Positioned at the Forefront o

Exhibit 99.1 LEADING DATA CENTER PROVIDER FOR AI – NIDAR INFRASTRUCTURE LIMITED – TO BECOME A U.S.-LISTED COMPANY VIA BUSINESS COMBINATION WITH CARTICA ACQUISITION CORP Yotta Designs, Builds, and Operates Tier III and IV Data Centers Positioned at the Forefront of Global AI New York, NY, June 24, 2024 — Nidar Infrastructure Limited (“Nidar”) and Cartica Acquisition Corp (Nasdaq: "CITE", "CITEU", "

June 24, 2024 EX-10.1

Lock-Up and Support Agreement, dated as of June 24, 2024, by and among Cartica Acquisition Partners, LLC, Cartica Acquisition Corp and Nidar Infrastructure Limited.

Exhibit 10.1 Confidential CERTAIN INFORMATION IN THIS EXHIBIT HAS BEEN EXCLUDED BECAUSE SUCH INFORMATION IS NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. EXCLUDED INFORMATION IS MARKED AS [***] BELOW. LOCK-UP AND SUPPORT AGREEMENT LOCK-UP AND SUPPORT AGREEMENT (this “Agreement”) is made and entered into as of June 24, 2024, by and among Nidar Infrastructure Li

June 24, 2024 EX-2.1

Agreement and Plan of Merger, dated as of June 24, 2024, by and among Nidar Infrastructure Limited, Yotta Data and Cloud Limited and Cartica Acquisition Corp.

Exhibit 2.1 CERTAIN INFORMATION IN THIS EXHIBIT HAS BEEN EXCLUDED BECAUSE SUCH INFORMATION IS NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. EXCLUDED INFORMATION IS MARKED AS [***] BELOW. AGREEMENT AND PLAN OF MERGER by and among Nidar Infrastructure Limited, Yotta Data and Cloud Limited, and Cartica Acquisition Corp dated as of June 24, 2024 Table of Contents

May 15, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT T

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-41198

April 19, 2024 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 16, 2024 Cartica Acquisition Corp (Exact name of registrant as specified in its charter) Cayman Islands 001-41198 N/A (State or other jurisdiction of incorporation) (Commission

April 8, 2024 EX-10.2

Amendment No. 2 to the Promissory Note issued to Cartica Acquisition Partners, LLC, dated April 4, 2024. (1)

Exhibit 10.2 THE PROMISSORY NOTE TO WHICH THIS AMENDMENT RELATES HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). SUCH PROMISSORY NOTE, AS AMENDED, HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTOR

April 8, 2024 EX-3.1

Amendment to the Amended and Restated Memorandum and Articles of Association. (1)

Exhibit 3.1 Article 163(a) of the Articles of the Company be deleted in its entirety and replaced as follows: “In the event that the Company does not consummate an initial Business Combination within 36 months from the consummation of the IPO or such earlier date as determined by the board of Directors, or such later time as the Members may approve in accordance with the Articles, the Company shal

April 8, 2024 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 3, 2024 Cartica Acquisition Corp (Exact name of registrant as specified in its charter) Cayman Islands 001-41198 N/A (State or other jurisdiction of incorporation) (Commission F

April 8, 2024 EX-10.1

Promissory Note, dated as of April 4, 2024.

Exhibit 10.1 THIS PROMISSORY NOTE (“NOTE”) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM, SCOPE AND SUBSTANCE TO THE MAKER TH

April 2, 2024 8-K

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 1, 2024 Cartica Acquisition Corp (Exact name of registrant as specified in its charter) Cayman Islands 001-41198 N/A (State or other jurisdiction of incorporation) (Commission F

April 1, 2024 EX-99.2

Compensation Committee Charter, amended and restated on November 30, 2023

Exhibit 99.2 CARTICA ACQUISITION CORP COMPENSATION COMMITTEE CHARTER Adopted and effective on January 4, 2022 Amended and restated on November 30, 2023 I. Purpose The Compensation Committee (the “Committee”) of the Board of Directors of Cartica Acquisition Corp, a Cayman Islands exempted company (the “Company”), shall have responsibility for the compensation of the Company’s executive officers, in

April 1, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUA

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-41

April 1, 2024 EX-97

Policy Related to Recovery of Erroneously Awarded Compensation, adopted November 30, 2023

Exhibit 97 CARTICA ACQUISITION CORP EXECUTIVE COMPENSATION CLAWBACK POLICY Adopted as of October 2, 2023 The Board of Directors (the “Board”) of Cartica Acquisition Corp (the “Company”) has adopted the following executive compensation clawback policy (this “Policy”).

April 1, 2024 EX-99.1

Audit Committee Charter, amended and restated on November 30, 2023

Exhibit 99.1 CARTICA ACQUISITION CORP AUDIT COMMITTEE CHARTER Adopted and effective on January 4, 2022 Amended and restated on November 30, 2023 I. Purpose The Audit Committee (the “Committee”) of the Board of Directors (the “Board”) of Cartica Acquisition Corp, a Cayman Islands exempted company (the “Company”), shall provide assistance to the Board in fulfilling its legal and fiduciary obligation

April 1, 2024 EX-19

Insider Trading Policies and Procedures, adopted November 30, 2023

Exhibit 19 INSIDER TRADING COMPLIANCE MANUAL CARTICA ACQUISITION CORP Adopted: November 30, 2023 In order to take an active role in the prevention of insider trading violations by its officers, directors, employees, consultants, attorneys, advisors and other related individuals, the Board of Directors (the “Board”) of Cartica Acquisition Corp, a Cayman Islands exempted company (the “Company”), has adopted the policies and procedures described in this Insider Trading Compliance Manual.

March 25, 2024 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 22, 2024 Cartica Acquisition Corp (Exact name of registrant as specified in its charter) Cayman Islands 001-41198 N/A (State or other jurisdiction of incorporation) (Commission

March 25, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive

March 25, 2024 EX-99.1

CARTICA ACQUISITION CORP ANNOUNCES CONTRIBUTION TO TRUST ACCOUNT FOR EXTENSION AMENDMENT

Exhibit 99.1 CARTICA ACQUISITION CORP ANNOUNCES CONTRIBUTION TO TRUST ACCOUNT FOR EXTENSION AMENDMENT March 22, 2024 (PRNewswire) - Cartica Acquisition Corp (“Cartica” or the “Company”) (Nasdaq: “CITE”, “CITEU”, “CITEW”) announced today that Cartica Acquisition Partners, LLC (the “Sponsor”) will make a cash contribution of an aggregate of $40,000 to Cartica’s trust account for each month (as furth

March 6, 2024 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi

February 23, 2024 EX-10.1

Amendment to Promissory Note issued to Cartica Acquisition Partners, LLC, dated February 16 2024.

Exhibit 10.1 THE PROMISSORY NOTE TO WHICH THIS AMENDMENT RELATES HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). SUCH PROMISSORY NOTE, AS AMENDED, HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTOR

February 23, 2024 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 16, 2024 Cartica Acquisition Corp (Exact name of registrant as specified in its charter) Cayman Islands 001-41198 N/A (State or other jurisdiction of incorporation) (Commissi

February 21, 2024 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State

February 20, 2024 8-K

Other Events, Shareholder Director Nominations

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 16, 2024 Cartica Acquisition Corp (Exact name of registrant as specified in its charter) Cayman Islands 001-41198 N/A (State or other jurisdiction of incorporation) (Commissi

February 12, 2024 EX-99.1

Joint Filing Agreement, dated as of February 12, 2024, by and among the Reporting Persons

EX-99.1 2 ea193059ex99-1cartica.htm JOINT FILING AGREEMENT, DATED AS OF FEBRUARY 12, 2024, BY AND AMONG THE REPORTING PERSONS EXHIBIT 99.1 JOINT FILING AGREEMENT Each of the undersigned hereby acknowledges and agrees, in compliance with the provisions of Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, that the Schedule 13G to which this Agreement is attached as

February 12, 2024 SC 13G/A

KYG1995D1097 / Cartica Acquisition Corp. / CANTOR FITZGERALD SECURITIES - AMENDMENT NO. 2 TO SCHEDULE 13G Passive Investment

SC 13G/A 1 ea193059-13ga2cantorcartica.htm AMENDMENT NO. 2 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 2)* Under the Securities Exchange Act of 1934 Cartica Acquisition Corp (Name of Issuer) Class A Ordinary Shares, par value $0.0001 per share (Titles of Class of Securities) G1995D109 (CUSIP Number) December 31, 2023 (Date of

February 7, 2024 SC 13G/A

KYG1995D1097 / Cartica Acquisition Corp. / ADAGE CAPITAL PARTNERS GP, L.L.C. - CARTICA ACQUISITION CORP Passive Investment

SC 13G/A 1 p24-0589sc13ga.htm CARTICA ACQUISITION CORP SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Cartica Acquisition Corp (Name of Issuer) Class A Ordinary Shares, par value $0.0001 per share (Title of Class of Securities) G1995D109 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of Th

February 7, 2024 SC 13G/A

KYG1995D1097 / Cartica Acquisition Corp. / Saba Capital Management, L.P. - FORM SC 13G/A Passive Investment

SC 13G/A 1 formsc13ga.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Cartica Acquisition Corp (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) G1995D109 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check th

January 31, 2024 SC 13G/A

KYG1995D1097 / Cartica Acquisition Corp. / Harraden Circle Investments, LLC - SC 13G/A Passive Investment

SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Cartica Acquisition Corp (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) G1995D109 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate b

January 31, 2024 EX-99.1

JOINT FILING AGREEMENT

EX-99.1 2 d719876dex991.htm EX-99.1 SCHEDULE 13G CUSIP No. G1995D109 Page 11 of 11 Pages EXHIBIT 1 JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13G with respect to the Units of Cartica Acquisition Corp dated as of January 31, 2024, is, and any amendments thereto (including amendments on Schedule 13D) signed by each of the undersigned shall be, filed on behalf

November 14, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended September 30, 2023 ☐ TRANSITION REPORT PURSUA

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-41198

October 11, 2023 SC 13D/A

KYG1995D1097 / Cartica Acquisition Corp. / Cartica Acquisition Partners, LLC - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Cartica Acquisition Corp (Name of Issuer) Ordinary shares, par value $0.0001 per share (Title of Class of Securities) G1995D 109 (CUSIP Number) Suresh Guduru 1345 Avenue of the Americas, 11th Floor New York, NY 10105 Telephone: (202)741-3677 (Name, Addre

October 11, 2023 EX-99.1

Joint Filing Agreement, dated October 10, 2023.

Exhibit 99.1 JOINT FILING AGREEMENT AGREEMENT dated as of October 10, 2023 by and among the undersigned (the “Parties”). Each Party hereto represents to each other Party that it is eligible to use Schedule 13D to report its beneficial ownership of ordinary shares, $0.0001 par value per share, of Cartica Acquisition Corp. Each Party hereto agrees that the Schedule 13D dated as of the date hereof, r

September 29, 2023 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 29, 2023 (September 25, 2023) Cartica Acquisition Corp (Exact name of registrant as specified in its charter) Cayman Islands 001-41198 N/A (State or other jurisdiction of in

September 28, 2023 SC 13G

KYG1995D1097 / Cartica Acquisition Corp. / Radcliffe Capital Management, L.P. - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. ) Cartica Acquisition Corp (Name of Issuer) Class A Ordinary Shares, par value $0.0001 per share (Title of Class of Securities) G1995D109 (CUSI

September 5, 2023 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 5, 2023 (August 31, 2023) Cartica Acquisition Corp (Exact name of registrant as specified in its charter) Cayman Islands 001-41198 N/A (State or other jurisdiction of incorp

September 5, 2023 EX-10.1

Promissory Note issued to Cartica Acquisition Partners, LLC, dated August 31, 2023.

Exhibit 10.1 THIS PROMISSORY NOTE (“NOTE”) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM, SCOPE AND SUBSTANCE TO THE MAKER TH

September 1, 2023 SC 13G

KYG1995D1097 / Cartica Acquisition Corp. / Harraden Circle Investments, LLC - SC 13G Passive Investment

SC 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Cartica Acquisition Corp G1995D109 (CUSIP Number) August 22, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☐ Rule 13d-1(b) ☒ Rule 13d-1(c) ☐ Rule 13d-1(d) *

September 1, 2023 EX-99.1

JOINT FILING AGREEMENT

EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13G with respect to the Units of Cartica Acquisition Corp dated as of September 1, 2023 is, and any amendments thereto (including amendments on Schedule 13D) signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(

August 21, 2023 CORRESP

CARTICA ACQUISITION CORP c/o Ellenoff Grossman & Schole LLP 1345 Avenue of the Americas New York, NY 10105

CARTICA ACQUISITION CORP c/o Ellenoff Grossman & Schole LLP 1345 Avenue of the Americas New York, NY 10105 VIA EDGAR August 21, 2023 U.

August 18, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-41198 CART

August 15, 2023 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-CEN ¨ Form N-CSR For Period Ended: June 30, 2023 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q For the Transition Period

July 12, 2023 8-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 23, 2023

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 23, 2023 Cartica Acquisition Corp (Exact name of registrant as specified in its charter) Cayman Islands 001-41198 N/A (State or other jurisdiction of incorpora

July 6, 2023 EX-3.1

Amendment to Amended and Restated Memorandum and Articles of Association

Exhibit 3.1 AMENDMENT TO THE AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF CARTICA ACQUISITION CORP [•], 2023 RESOLVED, as special resolutions, that: (i) Article 163(a) of the Articles of the Company be deleted in its entirety and replaced as follows: “In the event that the Company does not consummate an initial Business Combination within 27 months from the consummation of the IP

July 6, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 30, 2023 Cartica Acquisition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 30, 2023 Cartica Acquisition Corp (Exact name of registrant as specified in its charter) Cayman Islands 001-41198 N/A (State or other jurisdiction of incorporation) (Commission F

June 27, 2023 EX-10.1

Form of Non-Redemption Agreement.

Exhibit 10.1 FORM OF NON-REDEMPTION AGREEMENT This Non-Redemption Agreement (“Agreement”) dated June 26, 2023, by and among the entities listed on Exhibit A (collectively, the “Holder”), and Cartica Acquisition Corp, a Cayman Islands exempted company (the “Company”). RECITALS: A. The Company will hold an extraordinary general meeting in lieu of an annual meeting of its shareholders (the “Meeting”)

June 27, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 26, 2023 Cartica Acquisition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 26, 2023 Cartica Acquisition Corp (Exact name of registrant as specified in its charter) Cayman Islands 001-41198 N/A (State or other jurisdiction of incorporation) (Commission F

June 27, 2023 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive

June 20, 2023 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 16, 2023 Cartica Acquisition Corp (Exact name of registrant as specified in its charter) Cayman Islands 001-41198 N/A (State or other jurisdiction of incorporation) (Commission F

June 20, 2023 EX-10.1

Form of Non-Redemption Agreement.

Exhibit 10.1 FORM OF NON-REDEMPTION AGREEMENT This Non-Redemption Agreement (“Agreement”) dated June16, 2023, by and among the entities listed on Exhibit A (collectively, the “Holder”), and Cartica Acquisition Corp, a Cayman Islands exempted company (the “Company”). RECITALS: A. The Company will hold an extraordinary general meeting in lieu of an annual meeting of its shareholders (the “Meeting”)

June 16, 2023 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 16, 2023 Cartica Acquisition Corp (Exact name of registrant as specified in its charter) Cayman Islands 001-41198 N/A (State or other jurisdiction of incorporation) (Commission F

June 16, 2023 EX-99.1

Cartica Acquisition Corp Announces New Date for Extraordinary General Meeting in lieu of an Annual Meeting

EX-99.1 2 tm2319008d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Cartica Acquisition Corp Announces New Date for Extraordinary General Meeting in lieu of an Annual Meeting New York, New York, June 16, 2023 — Cartica Acquisition Corp (the “Company”) (Nasdaq: CITE) today announced that its extraordinary general meeting in lieu of an annual meeting (the “Meeting”) will be rescheduled from 1:00 p.m. Eastern

June 16, 2023 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Amendment No. 1 ) (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Amendment No. 1 ) (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of Commission Only (as permitted by Rule 14a-6(e

June 12, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi

June 9, 2023 PRER14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

    UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549       SCHEDULE 14A       Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1)   Filed by the Registrant   x Filed by a party other than the Registrant   ¨   Check the appropriate box: x   Preliminary Proxy Statement ¨   Confidential, for Use of the Commission Only (as permitted

May 30, 2023 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

    UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549       SCHEDULE 14A       Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934   Filed by the Registrant   x Filed by a party other than the Registrant   ¨   Check the appropriate box: x   Preliminary Proxy Statement ¨   Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(

May 26, 2023 8-K

Other Events, Shareholder Director Nominations

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 26, 2023 Cartica Acquisition Corp (Exact name of registrant as specified in its charter) Cayman Islands 001-41198 N/A (State or other jurisdiction of incorporation) (Commission Fi

May 25, 2023 EX-10.2

Termination Agreement, dated May 23, 2023, by and among the Company and Cartica Funds

Exhibit 10.2 mutual termination AGREEMENT This Mutual Termination Agreement (the “Agreement”) is dated as of May 23, 2023 (the “Effective Date”) by and between Cartica Acquisition Corp (the “Company”) and Cartica Investors, L.P. and Cartica Investors II, L.P. (collectively, the “Purchasers”). Capitalized terms used and not otherwise defined herein shall have the meanings set forth in that certain

May 25, 2023 EX-10.1

Amendment to the Administrative Support Agreement, dated May 23, 2023, by and between the Company and the Sponsor.

Exhibit 10.1 AMENDMENT TO ADMINISTRATIVE SUPPORT AGREEMENT THIS AMENDMENT TO ADMINISTRATIVE SUPPORT AGREEMENT (“Amendment”) is made and entered into as of May 23, 2023 (the “Amendment Effective Date”) by and between Cartica Acquisition Corp, a Cayman Islands exempted company (the “Company”), and Cartica Acquisition Partners, LLC, a Delaware limited liability company (the “Sponsor”) (each, individu

May 25, 2023 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 23, 2023 Cartica Acquisition Corp (Exact name of registrant as specified in its charter) Cayman Islands 001-41198 N/A (State or other jurisdiction of incorporation) (Commission Fi

May 15, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT T

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-41198 CAR

April 20, 2023 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 14, 2023 Cartica Acquisition Corp (Exact name of registrant as specified in its charter) Cayman Islands 001-41198 N/A (State or other jurisdiction of incorporation) (Commission

April 10, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 5, 2023 Cartica Acquisition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 5, 2023 Cartica Acquisition Corp (Exact name of registrant as specified in its charter) Cayman Islands 001-41198 N/A (State or other jurisdiction of incorporation) (Commission F

March 31, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUA

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-41198

March 20, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 14, 2023 Cartica Acquisitio

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 14, 2023 Cartica Acquisition Corp (Exact name of registrant as specified in its charter) Cayman Islands 001-41198 N/A (State or other jurisdiction of incorporation) (Commission

February 14, 2023 SC 13G/A

KYG1995D1097 / Cartica Acquisition Corp. / Saba Capital Management, L.P. - FORM SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Cartica Acquisition Corp (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) G1995D109 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule

February 14, 2023 SC 13G/A

KYG1995D1097 / Cartica Acquisition Corp. / CANTOR FITZGERALD SECURITIES - AMENDMENT NO. 1 TO SCHEDULE 13G Passive Investment

SC 13G/A 1 ea173489-13ga1cantorcartica.htm AMENDMENT NO. 1 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 1)* Under the Securities Exchange Act of 1934 Cartica Acquisition Corp (Name of Issuer) Class A Ordinary Shares, par value $0.0001 per share (Titles of Class of Securities) G1995D109 (CUSIP Number) December 31, 2022 (Date of

February 14, 2023 EX-99.1

JOINT FILING AGREEMENT

EXHIBIT 99.1 JOINT FILING AGREEMENT Each of the undersigned hereby acknowledges and agrees, in compliance with the provisions of Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, that the Schedule 13G to which this Agreement is attached as an Exhibit, and any amendments thereto, will be filed with the Securities and Exchange Commission jointly on behalf of the und

December 5, 2022 SC 13G

KYG1995D1097 / Cartica Acquisition Corp. / CANTOR FITZGERALD SECURITIES - SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. )* Under the Securities Exchange Act of 1934 Cartica Acquisition Corp (Name of Issuer) Class A Ordinary Shares, par value $0.0001 per share (Titles of Class of Securities) G1995D109 (CUSIP Number) November 21, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to

December 5, 2022 EX-99.1

JOINT FILING AGREEMENT

EXHIBIT 99.1 JOINT FILING AGREEMENT Each of the undersigned hereby acknowledges and agrees, in compliance with the provisions of Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, that the Schedule 13G to which this Agreement is attached as an Exhibit, and any amendments thereto, will be filed with the Securities and Exchange Commission jointly on behalf of the und

November 9, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended September 30, 2022 ☐ TRANSITION REPORT PURSUA

Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

October 19, 2022 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 19, 2022 Cartica Acquisition Corp (Exact name of registrant as specified in its charter) Cayman Islands 001-41198 N/A (State or other jurisdiction of incorporation) (Commissio

August 10, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended June 30, 2022 ☐ TRANSITION REPORT PURSUANT TO

Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

May 16, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended March 31, 2022 ☐ TRANSITION REPORT PURSUANT T

Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

March 28, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ☐ TRANSITION REPORT PURSUA

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-41198 CARTICA ACQUISITI

March 28, 2022 EX-4.5

Description of Registered Securities (3)

Exhibit 4.5 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED As of March 25, 2022, Cartica Acquisition Corp (we,? ?our,? ?us? or the ?Company?) had the following three classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): (i) its units, consisting of o

February 22, 2022 EX-99.1

Cartica Acquisition Corp Announces the Separate Trading of its Class A Ordinary Shares and Warrants, Commencing February 25, 2022

Exhibit 99.1 Cartica Acquisition Corp Announces the Separate Trading of its Class A Ordinary Shares and Warrants, Commencing February 25, 2022 NEW YORK, NY, February 22, 2022 - Cartica Acquisition Corp (NASDAQ: CITEU) (the ?Company?) announced that, commencing February 25, 2022, holders of the units sold in the Company?s initial public offering may elect to separately trade the Company?s Class A o

February 22, 2022 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 22, 2022 Cartica Acquisition Corp (Exact name of registrant as specified in its charter) Cayman Islands 001-41198 N/A (State or other jurisdiction of incorporation) (Commissi

January 18, 2022 SC 13G

CITE / Cartica Acquisition Corp - Class A / ADAGE CAPITAL PARTNERS GP, L.L.C. - CARTICA ACQUISITION CORP Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Cartica Acquisition Corp (Name of Issuer) Class A Ordinary Shares, par value $0.0001 per share (Title of Class of Securities) G1995D125** (CUSIP Number) January 7, 2022 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the r

January 14, 2022 SC 13D

Cartica Acquisition Partners, LLC - SCHEDULE 13D

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Cartica Acquisition Corp (Name of Issuer) Ordinary shares, par value $0.0001 per share (Title of Class of Securities) G1995D 109 (CUSIP Number) Steven J. Quamme Cartica Management, LLC 1775 I Street NW, Suite 900 Washington, D.C. 20006 +1 202 367 3003 (Na

January 14, 2022 EX-99.1

JOINT FILING AGREEMENT

Exhibit 99.1 JOINT FILING AGREEMENT AGREEMENT dated as of January 4, 2022 by and among the undersigned (the ?Parties?). Each Party hereto represents to each other Party that it is eligible to use Schedule 13D to report its beneficial ownership of ordinary shares, $0.0001 par value per share, of Cartica Acquisition Corp. Each Party hereto agrees that the Schedule 13D dated as of the date hereof, re

January 13, 2022 SC 13G

Saba Capital Management, L.P. - FORM SC 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Cartica Acquisition Corp (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) G1995D125 (CUSIP Number) January 5, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu

January 13, 2022 EX-99.1

CARTICA ACQUISITION CORPORATION Index to Financial Statement

Exhibit 99.1 CARTICA ACQUISITION CORPORATION Index to Financial Statement Page Report of Independent Registered Public Accounting Firm F-2 Balance Sheet as of January 7, 2022 F-3 Notes to Financial Statement F-4 F-1 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of Cartica Acquisition Corp Opinion on the Financial Statement We have audited the ac

January 13, 2022 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 7, 2022 CARTICA ACQUISITION CORP (Exact name of registrant as specified in its charter) Cayman Islands 001-41198 N/A (State or other jurisdiction of incorporation) (Commission

January 10, 2022 EX-1.1

Underwriting Agreement, dated January 4, 2022, by and between the Company and J.P. Morgan Securities LLC, as representative of the several underwriters listed in Schedule 1 thereto (2)

Exhibit 1.1 Execution Copy CARTICA ACQUISITION CORP 20,000,000 Units UNDERWRITING AGREEMENT January 4, 2022 J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 Ladies and Gentlemen: Cartica Acquisition Corp, a Cayman Islands exempted company (the ?Company?), proposes to issue and sell to the several underwriters listed in Schedule 1 hereto (collectively, the ?Underwriters?), for

January 10, 2022 EX-99.1

Cartica Acquisition Corp Announces Pricing of $200 Million Initial Public Offering

Exhibit 99.1 Cartica Acquisition Corp Announces Pricing of $200 Million Initial Public Offering New York, NY, January 4, 2022 ? Cartica Acquisition Corp (?Cartica? or the ?Company?), a blank check company formed for the purpose of entering into a merger, share exchange, asset acquisition, share purchase, reorganization or similar business combination with one or more businesses, today announced th

January 10, 2022 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 4, 2022 CARTICA ACQUISITION CORP (Exact name of registrant as specified in its charter) Cayman Islands 001-41198 N/A (State or other jurisdiction of incorporation) (Commission

January 10, 2022 EX-10.6

Administrative Support Agreement, dated January 4, 2022, by and between the Company and the Sponsor (2)

Exhibit 10.6 CARTICA ACQUISITION CORP 1775 I Street NW, Suite 910 Washington, D.C. 20006 January 4, 2022 Cartica Acquisition Partners, LLC 1775 I Street NW, Suite 910 Washington, D.C. 20006 Re: Administrative Support Agreement Ladies and Gentlemen: This letter agreement by and between Cartica Acquisition Corp (the ?Company?) and Cartica Acquisition Partners, LLC (?Sponsor?), dated as of the date h

January 10, 2022 EX-10.4

Letter Agreement, dated January 4, 2022, by and among the Company, its directors and executive officers and the Sponsor (2)

Exhibit 10.4 January 4, 2022 Cartica Acquisition Corp 1775 I Street NW, Suite 910 Washington, D.C. 20006 Re: Initial Public Offering Ladies and Gentlemen: This letter (this ?Letter Agreement?) is being delivered to you in accordance with the Underwriting Agreement (the ?Underwriting Agreement?) entered into by and among Cartica Acquisition Corp, a Cayman Islands exempted company (the ?Company?), a

January 10, 2022 EX-99.2

Cartica Acquisition Corp Closes $230 Million Initial Public Offering

Exhibit 99.2 Cartica Acquisition Corp Closes $230 Million Initial Public Offering New York, NY, January 7, 2022 ? Cartica Acquisition Corp (?Cartica? or the ?Company?), a blank check company formed for the purpose of entering into a merger, share exchange, asset acquisition, share purchase, reorganization or similar business combination with one or more businesses, today announced the closing of i

January 10, 2022 EX-3.1

Amended and Restated Memorandum and Articles of Association (2)

Exhibit 3.1 THE COMPANIES ACT (AS AMENDED) COMPANY LIMITED BY SHARES AMENDED AND RESTATED Memorandum OF association of cartica acquisition corp (ADOPTED BY SPECIAL RESOLUTION DATED 4 jANUARY 2022) 1 THE COMPANIES act (AS AMENDED) COMPANY LIMITED BY SHARES amended and restated MEMORANDUM of ASSOCIATION OF cartica acquisition corp (ADOPTED BY SPECIAL RESOLUTION DATED 4 jANUARY 2022) 1. The name of t

January 10, 2022 EX-10.5

Forward Purchase Agreement, dated January 4, 2022, by and among the Company, Cartica Investors, LP and Cartica Investors II, LP (2)

Exhibit 10.5 FORWARD PURCHASE AGREEMENT This Forward Purchase Agreement (this ?Agreement?) is entered into as of January 4, 2022, by and among Cartica Acquisition Corp, a Cayman Islands exempted company (the ?Company?) and Cartica Investors, L.P., Cartica Investors II, L.P., and any other purchasers as provided in Section 1(a)(v) of this Agreement (the ?Purchasers?). Recitals WHEREAS, the Company

January 10, 2022 EX-10.3

Private Placement Warrants Purchase Agreement, dated January 4, 2022, by and between the Company and the Sponsor (2)

Exhibit 10.3 PRIVATE PLACEMENT WARRANTS PURCHASE AGREEMENT THIS PRIVATE PLACEMENT WARRANTS PURCHASE AGREEMENT (as it may from time to time be amended and including all exhibits referenced herein, this ?Agreement?), dated as of January 4, 2022, is entered into by and between Cartica Acquisition Corp, a Cayman Islands exempted company (the ?Company?), and Cartica Acquisition Partners, LLC, a Delawar

January 10, 2022 EX-10.2

Registration and Shareholder Rights Agreement, dated January 4, 2022, by and among the Company, the Sponsor and the other securities holders signatory thereto (2)

Exhibit 10.2 REGISTRATION AND SHAREHOLDER RIGHTS AGREEMENT THIS REGISTRATION AND SHAREHOLDER RIGHTS AGREEMENT (this ?Agreement?), dated as of January 4, 2022, is made and entered into by and among Cartica Acquisition Corp, a Cayman Islands exempted company (the ?Company?), Cartica Acquisition Partners, LLC, a Delaware limited liability company (the ?Sponsor?), and the undersigned parties listed un

January 10, 2022 EX-4.1

Warrant Agreement, dated January 4, 2022, by and between the Company and Continental Stock Transfer & Trust Company, as warrant agent (2)

Exhibit 4.1 WARRANT AGREEMENT between CARTICA ACQUISITION CORP and CONTINENTAL STOCK TRANSFER & TRUST COMPANY Dated January 4, 2022 THIS WARRANT AGREEMENT (this ?Agreement?), dated January 4, 2022, is by and between Cartica Acquisition Corp, a Cayman Islands exempted company (the ?Company?), and Continental Stock Transfer & Trust Company, a New York limited purpose trust company, as warrant agent

January 10, 2022 EX-10.1

Investment Management Trust Agreement, January 4, 2022, by and between the Company and Continental Stock Transfer & Trust Company, as trustee (2)

Exhibit 10.1 INVESTMENT MANAGEMENT TRUST AGREEMENT This Investment Management Trust Agreement (this ?Agreement?) is made effective as of January 4, 2022, by and between Cartica Acquisition Corp, a Cayman Islands exempted company (the ?Company?), and Continental Stock Transfer & Trust Company, a New York limited purpose trust company (the ?Trustee?). WHEREAS, the Company?s registration statement on

January 6, 2022 424B4

Book-Running Manager J.P. MORGAN The date of this prospectus is January 4, 2022.

TABLE OF CONTENTS ?Filed Pursuant to Rule 424(b)(4)? ?Registration No. 333-261094? Prospectus $200,000,000 Cartica Acquisition Corp 20,000,000 Units Cartica Acquisition Corp (?we? or the ?Company?) is a newly organized blank check company incorporated as a Cayman Islands exempted company for the purpose of effecting a merger, share exchange, asset acquisition, share purchase, reorganization or sim

January 4, 2022 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Cartica Acquisition Corp (Exact name of regis

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Cartica Acquisition Corp (Exact name of registrant as specified in its charter) Cayman Islands N.A. (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification

January 3, 2022 CORRESP

CARTICA ACQUISITION CORP 1775 I Street NW, Suite 910 Washington, D.C. 20006 January 3, 2022

CARTICA ACQUISITION CORP 1775 I Street NW, Suite 910 Washington, D.C. 20006 January 3, 2022 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Mail Stop 3030 Washington, D.C. 20549 Attention: Nicholas Lamparski, Esq. Re: Cartica Acquisition Corp Registration Statement on Form S-1, as amended Originally Filed as of November 16, 2021 File No. 333-261094 Dear Mr. Lamparski: Pursuant

January 3, 2022 CORRESP

[Signature Page Follows]

J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 January 3, 2022 VIA EMAIL & EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street NE Washington, D.C. 20549-3561 Re: Cartica Acquisition Corp (the “Company”) Registration Statement on Form S-1 (Registration No. 333-261094) Ladies and Gentlemen: In accordance with Rule 461 of the General Rules and

December 20, 2021 CORRESP

CARTICA ACQUISITION CORP 1775 I Street NW, Suite 910 Washington, D.C. 20006

CARTICA ACQUISITION CORP 1775 I Street NW, Suite 910 Washington, D.C. 20006 VIA EDGAR December 20, 2021 U.S. Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F Street, N.E. Washington, D.C. 20549 Attention: Nicholas Lamparski and Lilyanna Peyser Re: Cartica Acquisition Corp Amendment No. 2 to Registration Statement on Form S-1 Filed December 15, 202

December 20, 2021 S-1/A

As filed with the U.S. Securities and Exchange Commission on December 20, 2021.

TABLE OF CONTENTS As filed with the U.S. Securities and Exchange Commission on December 20, 2021. Registration No. 333-261094? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? AMENDMENT NO. 3 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933? ? CARTICA ACQUISITION CORP (Exact name of registrant as specified in its charter) ? Cayman Islands ? ? 6770 ?

December 15, 2021 S-1/A

As filed with the U.S. Securities and Exchange Commission on December 15, 2021.

TABLE OF CONTENTS As filed with the U.S. Securities and Exchange Commission on December 15, 2021. Registration No. 333-261094 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 2 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CARTICA ACQUISITION CORP (Exact name of registrant as specified in its charter) Cayman Islands 6770 N.A. (State or oth

December 9, 2021 S-1/A

As filed with the U.S. Securities and Exchange Commission on December 8, 2021.

TABLE OF CONTENTS As filed with the U.S. Securities and Exchange Commission on December 8, 2021. Registration No. 333-261094 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CARTICA ACQUISITION CORP (Exact name of registrant as specified in its charter) Cayman Islands 6770 N.A. (State or othe

December 9, 2021 EX-3.2

Form of Amended and Restated Memorandum and Articles of Association.

EX-3.2 2 tm217622d12ex3-2.htm EXHIBIT 3.2 Exhibit 3.2 THE COMPANIES ACT (AS AMENDED) COMPANY LIMITED BY SHARES AMENDED AND RESTATED Memorandum OF association of cartica acquisition corp (ADOPTED BY SPECIAL RESOLUTION DATED ) 1 THE COMPANIES act (AS AMENDED) COMPANY LIMITED BY SHARES amended and restated MEMORANDUM of ASSOCIATION OF cartica acquisition corp (ADOPTED BY SPECIAL RESOLUTION DATED ) 1.

December 8, 2021 CORRESP

CARTICA ACQUISITION CORP 1775 I Street NW, Suite 910 Washington, D.C. 20006

CARTICA ACQUISITION CORP 1775 I Street NW, Suite 910 Washington, D.C. 20006 VIA EDGAR December 8, 2021 U.S. Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F Street, N.E. Washington, D.C. 20549 Attention: Nicholas Lamparski and Lilyanna Peyser Re: Cartica Acquisition Corp Registration Statement on Form S-1 Filed November 16, 2021 File No. 333-26109

November 16, 2021 EX-99.4

Consent of Mr. Keki M. Mistry.*

EX-99.4 27 tm217622d5ex99-4.htm EXHIBIT 99.4 Exhibit 99.4 CONSENT OF DIRECTOR NOMINEE Cartica Acquisition Corp intends to file a registration statement on Form S-1 (together with any amendments or supplements thereto, the "Registration Statement") registering securities for offer ad sale in its initial public offering. As required by Rule 438 under the Securities Act of 1933, as amended, the under

November 16, 2021 EX-3.1

Memorandum and Articles of Association.*

EX-3.1 3 tm217622d5ex3-1.htm EXHIBIT 3.1 Exhibit 3.1 THE COMPANIES ACT (AS AMENDED) COMPANY LIMITED BY SHARES Memorandum OF association of Cartica Acquisition Corp THE COMPANIES ACT (AS AMENDED) COMPANY LIMITED BY SHARES MEMORANDUM of ASSOCIATION OF Cartica Acquisition Corp 1. The name of the company is Cartica Acquisition Corp (the "Company"). 2. The registered office of the Company will be situa

November 16, 2021 EX-10.5.2

Second Amendment to Promissory Note, dated as of November 15, 2021, between the Registrant and the Sponsor.*

Exhibit 10.5.2 THIS PROMISSORY NOTE (?NOTE?) TO WHICH THIS AMENDMENT RELATES HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?). SUCH NOTE, AS AMENDED, HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTO

November 16, 2021 EX-1.1

Form of Underwriting Agreement.*

EX-1.1 2 tm217622d5ex1-1.htm EXHIBIT 1.1 Exhibit 1.1 CARTICA ACQUISITION CORP 20,000,000 Units UNDERWRITING AGREEMENT [●], 2021 J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 Ladies and Gentlemen: Cartica Acquisition Corp, a Cayman Islands exempted company (the “Company”), proposes to issue and sell to the several underwriters listed in Schedule 1 hereto (collectively, the

November 16, 2021 EX-10.7

Form of Letter Agreement between the Registrant, the Sponsor and each director and executive officer of the Registrant.*

EX-10.7 19 tm217622d5ex10-7.htm EXHIBIT 10.7 Exhibit 10.7 , 2021 Cartica Acquisition Corp 1775 I Street NW, Suite 910 Washington, D.C. 20006 Re: Initial Public Offering Ladies and Gentlemen: This letter (this “Letter Agreement”) is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into by and among Cartica Acquisition Corp, a Cayman Islands

November 16, 2021 EX-99.2

Form of Compensation, Nominating and Corporate Governance Committee Charter.*

EX-99.2 25 tm217622d5ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 CARTICA ACQUISITION CORP COMPENSATION, NOMINATING AND CORPORATE GOVERNANCE COMMITTEE CHARTER (Adopted on [ ], 2021) I. PURPOSE OF THE COMMITTEE The purposes of the Compensation, Nominating and Corporate Governance Committee (the “Committee”) of the Board of Directors (the “Board”) of Cartica Acquisition Corp (the “Company”) shall be as foll

November 16, 2021 S-1

Power of Attorney (included on signature page of Registration Statement).*

S-1 1 tm217622d5s1.htm S-1 As filed with the U.S. Securities and Exchange Commission on November 15, 2021. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CARTICA ACQUISITION CORP (Exact name of registrant as specified in its charter) Cayman Islands 6770 N.A. (State or other jurisdiction

November 16, 2021 EX-99.6

Consent of Mr. Asif Ramji.*

EX-99.6 29 tm217622d5ex99-6.htm EXHIBIT 99.6 Exhibit 99.6 CONSENT OF DIRECTOR NOMINEE Cartica Acquisition Corp intends to file a registration statement on Form S-1 (together with any amendments or supplements thereto, the "Registration Statement") registering securities for offer ad sale in its initial public offering. As required by Rule 438 under the Securities Act of 1933, as amended, the under

November 16, 2021 EX-4.2

Specimen Class A Ordinary Share Certificate.*

EX-4.2 6 tm217622d5ex4-2.htm EXHIBIT 4.2 Exhibit 4.2 SPECIMEN CLASS A ORDINARY SHARE CERTIFICATE NUMBER SHARES CARTICA ACQUISITION CORP INCORPORATED UNDER THE LAWS OF THE CAYMAN ISLANDS CLASS A ORDINARY SHARES SEE REVERSE FOR CERTAIN ABBREVIATIONS CUSIP G1995D 109 This Certifies that is the owner of FULLY PAID AND NON-ASSESSABLE CLASS A ORDINARY SHARES OF THE PAR VALUE OF US$0.0001 EACH OF CARTICA

November 16, 2021 EX-10.8

Form of Forward Purchase Agreement by and among the Registrant, Cartica Investors, LP and Cartica Investors II, LP.*

EX-10.8 20 tm217622d5ex10-8.htm EXHIBIT 10.8 Exhibit 10.8 FORWARD PURCHASE AGREEMENT This Forward Purchase Agreement (this “Agreement”) is entered into as of , 2021, by and among Cartica Acquisition Corp, a Cayman Islands exempted company (the “Company”) and Cartica Investors, LP, Cartica Investors II, LP, and any other purchasers as provided in Section 1(a)(v) of this Agreement (the “Purchasers”)

November 16, 2021 EX-4.1

Specimen Unit Certificate.*

EX-4.1 5 tm217622d5ex4-1.htm EXHIBIT 4.1 Exhibit 4.1 SPECIMEN UNIT CERTIFICATE NUMBER UNITS U- SEE REVERSE FOR CERTAIN ABBREVIATIONS CARTICA ACQUISITION CORP CUSIP G1995D 125 UNITS CONSISTING OF ONE CLASS A ORDINARY SHARE AND ONE-HALF OF ONE REDEEMABLE WARRANT TO PURCHASE ONE CLASS A ORDINARY SHARE THIS CERTIFIES THAT is the owner of Units. Each Unit (“Unit”) consists of one (1) Class A ordinary s

November 16, 2021 EX-4.3

Specimen Warrant Certificate.*

Exhibit 4.3 [FACE] Number Warrants THIS WARRANT SHALL BE VOID IF NOT EXERCISED PRIOR TO THE EXPIRATION OF THE EXERCISE PERIOD PROVIDED FOR IN THE WARRANT AGREEMENT DESCRIBED BELOW CARTICA ACQUISITION CORP Incorporated Under the Laws of the Cayman Islands CUSIP G1995D 117 Warrant Certificate This Warrant Certificate certifies that [ ], or registered assigns, is the registered holder of [ ] warrant(

November 16, 2021 EX-99.3

Consent of Mr. Subramanian Ramadorai.*

EX-99.3 26 tm217622d5ex99-3.htm EXHIBIT 99.3 Exhibit 99.3 CONSENT OF DIRECTOR NOMINEE Cartica Acquisition Corp intends to file a registration statement on Form S-1 (together with any amendments or supplements thereto, the "Registration Statement") registering securities for offer ad sale in its initial public offering. As required by Rule 438 under the Securities Act of 1933, as amended, the under

November 16, 2021 EX-10.5

Promissory Note, dated as of February 9, 2021, between the Registrant and the Sponsor.*

EX-10.5 15 tm217622d5ex10-5.htm EXHIBIT 10.5 Exhibit 10.5 THIS PROMISSORY NOTE (“NOTE”) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY

November 16, 2021 EX-10.5.1

Amendment to Promissory Note, dated as of September 20, 2021, between the Registrant and the Sponsor.*

EX-10.5.1 16 tm217622d5ex10d5-1.htm EXHIBIT 10.5.1 Exhibit 10.5.1 THIS PROMISSORY NOTE (“NOTE”) TO WHICH THIS AMENDMENT RELATES HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). SUCH NOTE, AS AMENDED, HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES

November 16, 2021 EX-10.6

Securities Subscription Agreement, dated as of February 9, 2021, between the Registrant and the Sponsor.*

Exhibit 10.6 Cartica Acquisition Corp 1775 I Street NW, Suite 910 Washington, DC 20006 Cartica Acquisition Partners, LLC February 9, 2021 1775 I Street NW, Suite 910 Washington, DC 20006 RE: Securities Subscription Agreement Gentlemen: This agreement (this ?Agreement?) is entered into on February 9, 2021 by and between Cartica Acquisition Partners, LLC, a Delaware limited liability company (the ?S

November 16, 2021 EX-10.1

Form of Investment Management Trust Agreement between Continental Stock Transfer & Trust Company and the Registrant.*

EX-10.1 11 tm217622d5ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 INVESTMENT MANAGEMENT TRUST AGREEMENT This Investment Management Trust Agreement (this “Agreement”) is made effective as of [ ], 2021 by and between Cartica Acquisition Corp, a Cayman Islands exempted company (the “Company”), and Continental Stock Transfer & Trust Company, a New York limited purpose trust company (the “Trustee”). WHEREAS, t

November 16, 2021 EX-3.2

Form of Amended and Restated Memorandum and Articles of Association.*

EX-3.2 4 tm217622d5ex3-2.htm EXHIBIT 3.2 Exhibit 3.2 THE COMPANIES ACT (AS AMENDED) COMPANY LIMITED BY SHARES AMENDED AND RESTATED Memorandum OF association of cartica acquisition corp (ADOPTED BY SPECIAL RESOLUTION DATED ) 1 THE COMPANIES act (AS AMENDED) COMPANY LIMITED BY SHARES amended and restated MEMORANDUM of ASSOCIATION OF cartica acquisition corp (ADOPTED BY SPECIAL RESOLUTION DATED ) 1.

November 16, 2021 EX-99.5

Consent of Ms. Parul Bhandari.*

EX-99.5 28 tm217622d5ex99-5.htm EXHIBIT 99.5 Exhibit 99.5 CONSENT OF DIRECTOR NOMINEE Cartica Acquisition Corp intends to file a registration statement on Form S-1 (together with any amendments or supplements thereto, the "Registration Statement") registering securities for offer ad sale in its initial public offering. As required by Rule 438 under the Securities Act of 1933, as amended, the under

November 16, 2021 EX-10.9

Form of Administrative Support Agreement between the Registrant and the Sponsor.*

EX-10.9 21 tm217622d5ex10-9.htm EXHIBIT 10.9 Exhibit 10.9 CARTICA ACQUISITION CORP 1775 I Street NW, Suite 910 Washington, D.C. 20006 [ ], 2021 Cartica Acquisition Partners, LLC 1775 I Street NW, Suite 910 Washington, D.C. 20006 Re: Administrative Support Agreement Ladies and Gentlemen: This letter agreement by and between Cartica Acquisition Corp (the “Company”) and Cartica Acquisition Partners,

November 16, 2021 EX-10.4

Form of Indemnity Agreement.*

Exhibit 10.4 INDEMNITY AGREEMENT THIS INDEMNITY AGREEMENT (this ?Agreement?) is made as of [], 2021, by and between Cartica Acquisition Corp, a Cayman Islands exempted company (the ?Company?), and [] (?Indemnitee?). WHEREAS, highly competent persons have become more reluctant to serve publicly-held companies and corporations as directors, officers or in other capacities unless they are provided wi

November 16, 2021 EX-10.3

Form of Private Placement Warrants Purchase Agreement between the Registrant and the Sponsor.*

EX-10.3 13 tm217622d5ex10-3.htm EXHIBIT 10.3 Exhibit 10.3 PRIVATE PLACEMENT WARRANTS PURCHASE AGREEMENT THIS PRIVATE PLACEMENT WARRANTS PURCHASE AGREEMENT (as it may from time to time be amended and including all exhibits referenced herein, this “Agreement”), dated as of [ ], 2021, is entered into by and between Cartica Acquisition Corp, a Cayman Islands exempted company (the “Company”), and Carti

November 16, 2021 EX-4.4

Form of Warrant Agreement between Continental Stock Transfer & Trust Company and the Registrant.*

EX-4.4 8 tm217622d5ex4-4.htm EXHIBIT 4.4 Exhibit 4.4 WARRANT AGREEMENT between CARTICA ACQUISITION CORP and CONTINENTAL STOCK TRANSFER & TRUST COMPANY Dated [ ], 2021 THIS WARRANT AGREEMENT (this “Agreement”), dated [ ], 2021, is by and between Cartica Acquisition Corp, a Cayman Islands exempted company (the “Company”), and Continental Stock Transfer & Trust Company, a New York limited purpose tru

November 16, 2021 EX-14

Form of Code of Ethics.*

Exhibit 14 CARTICA ACQUISITION CORP Code of Conduct and Ethics I. Introduction The Company requires the highest standards of professional and ethical conduct from its employees, officers and directors. Our reputation for honesty and integrity is key to the success of its business. The Company intends that its business practices will comply with the laws of all of the jurisdictions in which it oper

November 16, 2021 EX-10.2

Form of Registration and Shareholder Rights Agreement among the Registrant, the Sponsor and the Holders signatory thereto.*

EX-10.2 12 tm217622d5ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 REGISTRATION AND SHAREHOLDER RIGHTS AGREEMENT THIS REGISTRATION AND SHAREHOLDER RIGHTS AGREEMENT (this “Agreement”), dated as of [ ], 2021, is made and entered into by and among Cartica Acquisition Corp, a Cayman Islands exempted company (the “Company”), Cartica Acquisition Partners, LLC, a Delaware limited liability company (the “Sponsor”)

November 16, 2021 EX-99.1

Form of Audit Committee Charter.*

EX-99.1 24 tm217622d5ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 CARTICA ACQUISITION CORP AUDIT COMMITTEE CHARTER I. Purpose The Audit Committee (the “Committee”) of the Board of Directors (the “Board”) of Cartica Acquisition Corp, a Cayman Islands exempted company (the “Company”), shall provide assistance to the Board in fulfilling its legal and fiduciary obligations to oversee: (a) the integrity of the

November 15, 2021 CORRESP

CARTICA ACQUISITION CORP 1775 I Street NW, Suite 910 Washington, D.C. 20006

CARTICA ACQUISITION CORP 1775 I Street NW, Suite 910 Washington, D.C. 20006 VIA EDGAR November 15, 2021 U.S. Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F Street, N.E. Washington, D.C. 20549 Attention: Nicholas Lamparski and Lilyanna Peyser Re: Cartica Acquisition Corp Amendment No. 2 to Draft Registration Statement on Form S-1 Submitted Septem

September 20, 2021 DRS/A

This is a confidential draft submission to the United States Securities and Exchange Commission made on September 20, 2021, constitutes Amendment No. 2 to the original confidential draft submission dated March 3, 2021 and accepted by the Commission a

This is a confidential draft submission to the United States Securities and Exchange Commission made on September 20, 2021, constitutes Amendment No.

September 20, 2021 EX-10.5(1)

AMENDMENT TO PROMISSORY NOTE

Exhibit 10.5.1 THIS PROMISSORY NOTE (?NOTE?) TO WHICH THIS AMENDMENT RELATES HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?). SUCH NOTE, AS AMENDED, HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTO

June 2, 2021 EX-10.2

REGISTRATION AND SHAREHOLDER RIGHTS AGREEMENT

EX-10.2 10 filename10.htm Exhibit 10.2 REGISTRATION AND SHAREHOLDER RIGHTS AGREEMENT THIS REGISTRATION AND SHAREHOLDER RIGHTS AGREEMENT (this “Agreement”), dated as of [ ], 2021, is made and entered into by and among Cartica Acquisition Corp, a Cayman Islands exempted company (the “Company”), Cartica Acquisition Partners, LLC, a Delaware limited liability company (the “Sponsor”), and the undersign

June 2, 2021 EX-99.3

CONSENT OF DIRECTOR NOMINEE

EX-99.3 19 filename19.htm Exhibit 99.3 CONSENT OF DIRECTOR NOMINEE Cartica Acquisition Corp intends to file a registration statement on Form S-1 (together with any amendments or supplements thereto, the "Registration Statement") registering securities for offer ad sale in its initial public offering. As required by Rule 438 under the Securities Act of 1933, as amended, the undersigned hereby conse

June 2, 2021 EX-1.1

CARTICA ACQUISITION CORP 25,000,000 Units UNDERWRITING AGREEMENT

EX-1.1 2 filename2.htm Exhibit 1.1 CARTICA ACQUISITION CORP 25,000,000 Units UNDERWRITING AGREEMENT [●], 2021 J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 Ladies and Gentlemen: Cartica Acquisition Corp, a Cayman Islands exempted company (the “Company”), proposes to issue and sell to the several underwriters listed in Schedule 1 hereto (collectively, the “Underwriters”), f

June 2, 2021 EX-4.3

Warrants THIS WARRANT SHALL BE VOID IF NOT EXERCISED PRIOR TO THE EXPIRATION OF THE EXERCISE PERIOD PROVIDED FOR IN THE WARRANT AGREEMENT DESCRIBED BELOW CARTICA ACQUISITION CORP Incorporated Under the Laws of the Cayman Islands

EX-4.3 6 filename6.htm Exhibit 4.3 [FACE] Number Warrants THIS WARRANT SHALL BE VOID IF NOT EXERCISED PRIOR TO THE EXPIRATION OF THE EXERCISE PERIOD PROVIDED FOR IN THE WARRANT AGREEMENT DESCRIBED BELOW CARTICA ACQUISITION CORP Incorporated Under the Laws of the Cayman Islands CUSIP G1995D 117 Warrant Certificate This Warrant Certificate certifies that [ ], or registered assigns, is the registered

June 2, 2021 EX-10.3

PRIVATE PLACEMENT WARRANTS PURCHASE AGREEMENT

Exhibit 10.3 PRIVATE PLACEMENT WARRANTS PURCHASE AGREEMENT THIS PRIVATE PLACEMENT WARRANTS PURCHASE AGREEMENT (as it may from time to time be amended and including all exhibits referenced herein, this ?Agreement?), dated as of [ ], 2021, is entered into by and between Cartica Acquisition Corp, a Cayman Islands exempted company (the ?Company?), and Cartica Acquisition Partners, LLC, a Delaware limi

June 2, 2021 DRS/A

This is a confidential draft submission to the United States Securities and Exchange Commission made on June 2, 2021, constitutes Amendment No. 1 to the original confidential draft submission dated March 3, 2021 and accepted by the Commission as of M

DRS/A 1 filename1.htm This is a confidential draft submission to the United States Securities and Exchange Commission made on June 2, 2021, constitutes Amendment No. 1 to the original confidential draft submission dated March 3, 2021 and accepted by the Commission as of March 4, 2021, and is not being filed under the Securities Act of 1933, as amended. Registration No. 333- UNITED STATES SECURITIE

June 2, 2021 EX-10.9

CARTICA ACQUISITION CORP 1775 I Street NW, Suite 910 Washington, DC 20006

Exhibit 10.9 CARTICA ACQUISITION CORP 1775 I Street NW, Suite 910 Washington, DC 20006 [ ], 2021 Cartica Acquisition Partners, LLC 1775 I Street NW, Suite 910 Washington, DC 20006 Re: Administrative Support Agreement Ladies and Gentlemen: This letter agreement by and between Cartica Acquisition Corp (the ?Company?) and Cartica Acquisition Partners, LLC (?Sponsor?), dated as of the date hereof, wil

June 2, 2021 EX-4.2

SPECIMEN CLASS A ORDINARY SHARE CERTIFICATE

EX-4.2 5 filename5.htm Exhibit 4.2 SPECIMEN CLASS A ORDINARY SHARE CERTIFICATE NUMBER SHARES CARTICA ACQUISITION CORP INCORPORATED UNDER THE LAWS OF THE CAYMAN ISLANDS CLASS A ORDINARY SHARES SEE REVERSE FOR CERTAIN ABBREVIATIONS CUSIP G1995D 109 This Certifies that is the owner of FULLY PAID AND NON-ASSESSABLE CLASS A ORDINARY SHARES OF THE PAR VALUE OF US$0.0001 EACH OF CARTICA ACQUISITION CORP

June 2, 2021 EX-4.4

WARRANT AGREEMENT CARTICA ACQUISITION CORP CONTINENTAL STOCK TRANSFER & TRUST COMPANY Dated [ ], 2021

EX-4.4 7 filename7.htm Exhibit 4.4 WARRANT AGREEMENT between CARTICA ACQUISITION CORP and CONTINENTAL STOCK TRANSFER & TRUST COMPANY Dated [ ], 2021 THIS WARRANT AGREEMENT (this “Agreement”), dated [ ], 2021, is by and between Cartica Acquisition Corp, a Cayman Islands exempted company (the “Company”), and Continental Stock Transfer & Trust Company, a New York limited purpose trust company, as war

June 2, 2021 EX-99.1

CARTICA ACQUISITION CORP AUDIT COMMITTEE CHARTER

EX-99.1 17 filename17.htm Exhibit 99.1 CARTICA ACQUISITION CORP AUDIT COMMITTEE CHARTER I. Purpose The Audit Committee (the “Committee”) of the Board of Directors (the “Board”) of Cartica Acquisition Corp, a Cayman Islands exempted company (the “Company”), shall provide assistance to the Board in fulfilling its legal and fiduciary obligations to oversee: (a) the integrity of the financial statemen

June 2, 2021 DRSLTR

CARTICA ACQUISITION CORP 1775 I Street NW, Suite 910 Washington, D.C. 20006

CARTICA ACQUISITION CORP 1775 I Street NW, Suite 910 Washington, D.C. 20006 VIA EDGAR June 2, 2021 U.S. Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F Street, N.E. Washington, D.C. 20549 Attention: Nicholas Lamparski and Lilyanna Peyser Re: Cartica Acquisition Corp Draft Registration Statement on Form S-1 Submitted March 4, 2021 CIK No. 00018484

June 2, 2021 EX-4.1

SPECIMEN UNIT CERTIFICATE

EX-4.1 4 filename4.htm Exhibit 4.1 SPECIMEN UNIT CERTIFICATE NUMBER UNITS U- SEE REVERSE FOR CERTAIN ABBREVIATIONS CARTICA ACQUISITION CORP CUSIP G1995D 125 UNITS CONSISTING OF ONE CLASS A ORDINARY SHARE AND ONE-HALF OF ONE REDEEMABLE WARRANT TO PURCHASE ONE CLASS A ORDINARY SHARE THIS CERTIFIES THAT is the owner of Units. Each Unit (“Unit”) consists of one (1) Class A ordinary share, par value $0

June 2, 2021 EX-99.6

CONSENT OF DIRECTOR NOMINEE

EX-99.6 22 filename22.htm Exhibit 99.6 CONSENT OF DIRECTOR NOMINEE Cartica Acquisition Corp intends to file a registration statement on Form S-1 (together with any amendments or supplements thereto, the "Registration Statement") registering securities for offer ad sale in its initial public offering. As required by Rule 438 under the Securities Act of 1933, as amended, the undersigned hereby conse

June 2, 2021 EX-10.1

INVESTMENT MANAGEMENT TRUST AGREEMENT

EX-10.1 9 filename9.htm Exhibit 10.1 INVESTMENT MANAGEMENT TRUST AGREEMENT This Investment Management Trust Agreement (this “Agreement”) is made effective as of [ ], 2021 by and between Cartica Acquisition Corp, a Cayman Islands exempted company (the “Company”), and Continental Stock Transfer & Trust Company, a New York limited purpose trust company (the “Trustee”). WHEREAS, the Company’s registra

June 2, 2021 EX-10.4

INDEMNITY AGREEMENT

EX-10.4 12 filename12.htm Exhibit 10.4 INDEMNITY AGREEMENT THIS INDEMNITY AGREEMENT (this “Agreement”) is made as of [], 2021, by and between Cartica Acquisition Corp, a Cayman Islands exempted company (the “Company”), and [] (“Indemnitee”). WHEREAS, highly competent persons have become more reluctant to serve publicly-held companies and corporations as directors, officers or in other capacities u

June 2, 2021 EX-14

CARTICA ACQUISITION CORP Code of Conduct and Ethics

EX-14 16 filename16.htm Exhibit 14 CARTICA ACQUISITION CORP Code of Conduct and Ethics I. Introduction The Company requires the highest standards of professional and ethical conduct from its employees, officers and directors. Our reputation for honesty and integrity is key to the success of its business. The Company intends that its business practices will comply with the laws of all of the jurisd

June 2, 2021 EX-99.5

CONSENT OF DIRECTOR NOMINEE

EX-99.5 21 filename21.htm Exhibit 99.5 CONSENT OF DIRECTOR NOMINEE Cartica Acquisition Corp intends to file a registration statement on Form S-1 (together with any amendments or supplements thereto, the "Registration Statement") registering securities for offer ad sale in its initial public offering. As required by Rule 438 under the Securities Act of 1933, as amended, the undersigned hereby conse

June 2, 2021 EX-10.7

[Signature Page Follows]

EX-10.7 13 filename13.htm Exhibit 10.7 , 2021 Cartica Acquisition Corp 1775 I Street NW, Suite 910 Washington, D.C. 20006 Re: Initial Public Offering Ladies and Gentlemen: This letter (this “Letter Agreement”) is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into by and among Cartica Acquisition Corp, a Cayman Islands exempted company (

June 2, 2021 EX-10.8

FORWARD PURCHASE AGREEMENT

Exhibit 10.8 FORWARD PURCHASE AGREEMENT This Forward Purchase Agreement (this ?Agreement?) is entered into as of , 2021, by and among Cartica Acquisition Corp, a Cayman Islands exempted company (the ?Company?) and Cartica Investors, LP, Cartica Investors II, LP, and any other purchasers as provided in Section 1(a)(v) of this Agreement (the ?Purchasers?). Recitals WHEREAS, the Company was incorpora

June 2, 2021 EX-99.2

CARTICA ACQUISITION CORP COMPENSATION, NOMINATING AND CORPORATE GOVERNANCE COMMITTEE CHARTER (Adopted on [ ], 2021)

EX-99.2 18 filename18.htm Exhibit 99.2 CARTICA ACQUISITION CORP COMPENSATION, NOMINATING AND CORPORATE GOVERNANCE COMMITTEE CHARTER (Adopted on [ ], 2021) I. PURPOSE OF THE COMMITTEE The purposes of the Compensation, Nominating and Corporate Governance Committee (the “Committee”) of the Board of Directors (the “Board”) of Cartica Acquisition Corp (the “Company”) shall be as follows: 1. to oversee

June 2, 2021 EX-99.4

CONSENT OF DIRECTOR NOMINEE

EX-99.4 20 filename20.htm Exhibit 99.4 CONSENT OF DIRECTOR NOMINEE Cartica Acquisition Corp intends to file a registration statement on Form S-1 (together with any amendments or supplements thereto, the "Registration Statement") registering securities for offer ad sale in its initial public offering. As required by Rule 438 under the Securities Act of 1933, as amended, the undersigned hereby conse

June 2, 2021 EX-3.2

THE COMPANIES ACT (AS AMENDED) COMPANY LIMITED BY SHARES AMENDED AND RESTATED Memorandum OF association cartica acquisition corp (ADOPTED BY SPECIAL RESOLUTION DATED _____________)

EX-3.2 3 filename3.htm Exhibit 3.2 THE COMPANIES ACT (AS AMENDED) COMPANY LIMITED BY SHARES AMENDED AND RESTATED Memorandum OF association of cartica acquisition corp (ADOPTED BY SPECIAL RESOLUTION DATED ) 1 THE COMPANIES act (AS AMENDED) COMPANY LIMITED BY SHARES amended and restated MEMORANDUM of ASSOCIATION OF cartica acquisition corp (ADOPTED BY SPECIAL RESOLUTION DATED ) 1. The name of the co

March 4, 2021 DRS

This is a confidential draft submission to the United States Securities and Exchange Commission made on March 3, 2021 and is not being filed under the Securities Act of 1933, as amended.

DRS 1 filename1.htm This is a confidential draft submission to the United States Securities and Exchange Commission made on March 3, 2021 and is not being filed under the Securities Act of 1933, as amended. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CARTICA ACQUISITION CORP (Exact na

March 4, 2021 EX-10.6

Cartica Acquisition Corp 1775 I Street NW, Suite 910 Washington, DC 20006

Exhibit 10.6 Cartica Acquisition Corp 1775 I Street NW, Suite 910 Washington, DC 20006 Cartica Acquisition Partners, LLC February 9, 2021 1775 I Street NW, Suite 910 Washington, DC 20006 RE: Securities Subscription Agreement Gentlemen: This agreement (this ?Agreement?) is entered into on February 9, 2021 by and between Cartica Acquisition Partners, LLC, a Delaware limited liability company (the ?S

March 4, 2021 EX-3.1

THE COMPANIES ACT (AS AMENDED) COMPANY LIMITED BY SHARES Memorandum OF association Cartica Acquisition Corp

EX-3.1 2 filename2.htm Exhibit 3.1 THE COMPANIES ACT (AS AMENDED) COMPANY LIMITED BY SHARES Memorandum OF association of Cartica Acquisition Corp THE COMPANIES ACT (AS AMENDED) COMPANY LIMITED BY SHARES MEMORANDUM of ASSOCIATION OF Cartica Acquisition Corp 1. The name of the company is Cartica Acquisition Corp (the "Company"). 2. The registered office of the Company will be situated at the offices

March 4, 2021 EX-10.5

PROMISSORY NOTE

Exhibit 10.5 THIS PROMISSORY NOTE (?NOTE?) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM, SCOPE AND SUBSTANCE TO THE COMPANY

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