Statistik Asas
| LEI | 549300YKE0FBCHCMFG06 |
| CIK | 1408970 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to AdvisorShares Trust - AdvisorShares Focused Equity ETF
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
| January 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ADVISORSHARES TRUST (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See Below (I.R.S. Employer Identification No.) 4800 Montgomery Lane, Sui |
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| January 16, 2025 |
Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR January 16, 2025 Ryan Sutcliffe, Esq. Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: AdvisorShares Trust (File Nos. 333-157876 and 811-22110) Dear Mr. Sutcliffe: On behalf of AdvisorShares Trust (the “Trust”), this letter responds to comments relating to the |
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| December 4, 2024 |
SEEL / Seelos Therapeutics, Inc. / AdvisorShares Trust Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Seelos Therapeutics, Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 81577F406 (CUSIP Number) November 30, 2024 (Date of Event Which Requires Filing of the Statement) Check the appropriate box to designate the rule purs |
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| November 12, 2024 |
LSDIF / Lucy Scientific Discovery Inc. / AdvisorShares Trust Passive Investment SC 13G 1 sch13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Lucy Scientific Discovery Inc. (Name of Issuer) Common Shares, no par value (Title of Class of Securities) 54960E203 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of the Statement) Check the appropriate box to d |
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| November 12, 2024 |
INM / InMed Pharmaceuticals Inc. / AdvisorShares Trust Passive Investment SC 13G 1 sch13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) InMed Pharmaceuticals, Inc. (Name of Issuer) Common Shares, no par value (Title of Class of Securities) 457637601 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of the Statement) Check the appropriate box to desi |
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| November 12, 2024 |
ENVB / Enveric Biosciences, Inc. / AdvisorShares Trust Passive Investment SC 13G/A 1 sch13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Enveric Biosciences, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 29405E208 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of the Statement) Check the appropriate box to |
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| November 12, 2024 |
PBM / Psyence Biomedical Ltd. / AdvisorShares Trust Passive Investment SC 13G 1 sch13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Psyence Biomedical Ltd. (Name of Issuer) Common Shares, no par value (Title of Class of Securities) 74449F100 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of the Statement) Check the appropriate box to designat |
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| November 5, 2024 |
SEEL / Seelos Therapeutics, Inc. / AdvisorShares Trust Passive Investment SC 13G 1 sc13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Seelos Therapeutics, Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 81577F406 (CUSIP Number) October 31, 2024 (Date of Event Which Requires Filing of the Statement) Check the appropriate box to design |
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| October 28, 2024 |
Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR October 28, 2024 Christopher R. Bellacicco, Esq. Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: AdvisorShares Trust (File Nos. 333-157876 and 811-22110) Dear Mr. Bellacicco: On behalf of AdvisorShares Trust (the “Trust”), this letter responds to a comment rel |
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| March 7, 2024 |
Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR March 7, 2024 Ken Ellington U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: AdvisorShares Trust (File Nos. 333-157876 and 811-22110) Dear Mr. Ellington: On behalf of AdvisorShares Trust (the “Trust”), this letter responds to comments you provided regarding the |
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| February 14, 2024 |
UGRO / urban-gro, Inc. / AdvisorShares Trust - AMENDMENT NO. 1 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 Urban-Gro Inc (Name of Issuer) common shares, $0.01 par value (Title of Class of Securities) 91704K202 (CUSIP Numbe |
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| February 14, 2024 |
CA:CMND / Clearmind Medicine Inc. / AdvisorShares Trust Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 Clearmind Medicine Inc. (Name of Issuer) common shares, no par value (Title of Class of Securities) 185053402 (CUSIP Number) December |
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| December 7, 2023 |
PW / Power REIT / AdvisorShares Trust Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 POWER REIT (Name of Issuer) common shares, $0.01 par value (Title of Class of Securities) 73933H101 (CUSIP Number) |
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| November 2, 2023 |
Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR November 2, 2023 Daniel Greenspan, Esq. Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: AdvisorShares Trust (File Nos. 333-157876 and 811-22110) Dear Mr. Greenspan: On behalf of AdvisorShares Trust (the “Trust”), this letter responds to comments relating to th |
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| November 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 AdvisorShares Trust (Name of Issuer) Q Dynamic Growth ETF (Title of Class of Securities) 00768Y438 (CUSIP Number) September 29, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is f |
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| October 31, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on November 13, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| October 20, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on October 31, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| September 29, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on October 10, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| September 1, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on September 12, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| June 30, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on July 11, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| June 30, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on July 11, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| May 10, 2023 |
GNLN / Greenlane Holdings Inc - Class A / AdvisorShares Trust - AMENDMENT NO. 1 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 Greenlane Holdings, LLC (Name of Issuer) Common Stock (Title of Class of Securities) 395330103 (CUSIP Number) Decem |
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| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 AdvisorShares North Square McKee Core Reserves ETF (Name of Issuer) common shares, $0.01 par value (Title of Class |
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| April 10, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 21, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| March 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 AdvisorShares North Square McKee Core Reserves ETF (Name of Issuer) common shares, $0.01 par value (Title of Class |
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| February 14, 2023 |
MSOS / AdvisorShares Pure US Cannabis ETF / AdvisorShares Trust - AMENDMENT NO. 1 Passive Investment SC 13G/A 1 schedule13ga.htm AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 AdvisorShares Pure US Cannabis ETF (Name of Issuer) common shares, $0.0 |
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| February 14, 2023 |
US29405E2081 / ENVERIC BIOSCIENCES INC / AdvisorShares Trust Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 Enveric Biosciences, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 29405E208 (CUSIP Number) Dece |
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| February 14, 2023 |
GRWG / GrowGeneration Corp / AdvisorShares Trust - AMENDMENT NO. 1 Passive Investment SC 13G/A 1 schedule13ga.htm AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 GrowGeneration Corp. (Name of Issuer) common shares, $0.01 par value (T |
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| November 22, 2022 |
ADVISORSHARES POSEIDON DYNAMIC CANNABIS ETF ADVISORSHARES POSEIDON DYNAMIC CANNABIS ETF Schedule of Investments September 30, 2022 (Unaudited) Investments Shares Value COMMON STOCKS – 13. |
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| November 22, 2022 |
ADVISORSHARES MANAGED BITCOIN STRATEGY ETF Schedule of Investments September 30, 2022 (Unaudited) Investments Shares/ Principal Value EXCHANGE TRADED FUNDS – 40. |
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| November 22, 2022 |
ADVISORSHARES FOCUSED EQUITY ETF ADVISORSHARES FOCUSED EQUITY ETF Schedule of Investments September 30, 2022 (Unaudited) Investments Shares Value COMMON STOCKS – 99. |
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| November 22, 2022 |
ADVISORSHARES NORTH SQUARE MCKEE CORE RESERVES ETF ADVISORSHARES NORTH SQUARE MCKEE CORE RESERVES ETF Schedule of Investments September 30, 2022 (Unaudited) Investments Principal Value ASSET BACKED SECURITIES – 37. |
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| November 22, 2022 |
ADVISORSHARES RANGER EQUITY BEAR ETF Schedule of Investments September 30, 2022 (Unaudited) Investments Principal/ Shares Value U. |
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| November 22, 2022 |
ADVISORSHARES DORSEY WRIGHT FSM US CORE ETF NPORT-EX 2 314483ADVSH093022.htm ADVISORSHARES DORSEY WRIGHT FSM US CORE ETF Schedule of Investments September 30, 2022 (Unaudited) Investments Shares/ Principal Value EXCHANGE TRADED FUNDS – 99.3% Equity Fund – 99.3% Invesco S&P 500 Equal Weight ETF(a) 278,773 $ 35,482,227 Invesco S&P 500 Low Volatility ETF(a) 634,625 36,700,364 Total Exchange Traded Funds (Cost $83,582,018) 72,182,591 MONEY MARK |
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| November 22, 2022 |
ADVISORSHARES DORSEY WRIGHT MICRO-CAP ETF ADVISORSHARES DORSEY WRIGHT MICRO-CAP ETF Schedule of Investments September 30, 2022 (Unaudited) Investments Shares Value COMMON STOCKS – 99. |
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| November 22, 2022 |
ADVISORSHARES VICE ETF Schedule of Investments September 30, 2022 (Unaudited) Investments Shares Value COMMON STOCKS – 94. |
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| November 22, 2022 |
ADVISORSHARES PURE CANNABIS ETF ADVISORSHARES PURE CANNABIS ETF Schedule of Investments September 30, 2022 (Unaudited) Investments Shares/ Principal Value COMMON STOCKS – 56. |
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| November 22, 2022 |
ADVISORSHARES MSOS 2X DAILY ETF NPORT-EX 2 468368ADVSH093022.htm ADVISORSHARES MSOS 2X DAILY ETF Schedule of Investments September 30, 2022 (Unaudited) Investments Shares Value MONEY MARKET FUND – 163.5% BlackRock Liquidity Funds Treasury Trust Fund Portfolio, Institutional Class, 2.47%(a) (Cost $2,262,368) 2,262,368 $ 2,262,368 Total Investments – 163.5% (Cost $2,262,368) 2,262,368 Liabilities in Excess of Other Assets – (63.5% |
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| November 22, 2022 |
ADVISORSHARES Q DYNAMIC GROWTH ETF ADVISORSHARES Q DYNAMIC GROWTH ETF Schedule of Investments September 30, 2022 (Unaudited) Investments Shares/ Principal Value EXCHANGE TRADED FUNDS – 97. |
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| November 22, 2022 |
ADVISORSHARES DORSEY WRIGHT ADR ETF ADVISORSHARES DORSEY WRIGHT ADR ETF Schedule of Investments September 30, 2022 (Unaudited) Investments Shares Value COMMON STOCKS – 99. |
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| November 22, 2022 |
ADVISORSHARES DORSEY WRIGHT FSM ALL CAP WORLD ETF ADVISORSHARES DORSEY WRIGHT FSM ALL CAP WORLD ETF Schedule of Investments September 30, 2022 (Unaudited) Investments Shares/ Principal Value EXCHANGE TRADED FUNDS – 98. |
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| November 22, 2022 |
ADVISORSHARES PURE US CANNABIS ETF ADVISORSHARES PURE US CANNABIS ETF Schedule of Investments September 30, 2022 (Unaudited) Investments Shares/ Principal Value COMMON STOCKS – 6. |
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| November 22, 2022 |
ADVISORSHARES LET BOB AI POWERED MOMENTUM ETF NPORT-EX 2 107105ADVSH093022.htm ADVISORSHARES LET BOB AI POWERED MOMENTUM ETF Schedule of Investments September 30, 2022 (Unaudited) Investments Shares Value MONEY MARKET FUND – 100.0% BlackRock Liquidity Funds Treasury Trust Fund Portfolio, Institutional Class, 2.47%(a) (Cost $24,901,912) 24,901,912 $ 24,901,912 Total Investments – 100.0% (Cost $24,901,912) 24,901,912 Other Assets in Excess of L |
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| November 22, 2022 |
ADVISORSHARES INSIDER ADVANTAGE ETF ADVISORSHARES INSIDER ADVANTAGE ETF (formerly AdvisorShares DoubleLine Value Equity ETF) Schedule of Investments September 30, 2022 (Unaudited) Investments Shares Value COMMON STOCKS – 97. |
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| November 22, 2022 |
ADVISORSHARES DRONE TECHNOLOGY ETF ADVISORSHARES DRONE TECHNOLOGY ETF Schedule of Investments September 30, 2022 (Unaudited) Investments Shares Value COMMON STOCKS – 92. |
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| November 22, 2022 |
ADVISORSHARES DORSEY WRIGHT SHORT ETF NPORT-EX 2 329353ADVSH093022.htm ADVISORSHARES DORSEY WRIGHT SHORT ETF Schedule of Investments September 30, 2022 (Unaudited) Investments Shares Value EXCHANGE TRADED FUND – 17.3% Debt Fund – 17.3% AdvisorShares North Square McKee Core Reserves ETF† (Cost $9,862,980) 100,000 $ 9,723,000 MONEY MARKET FUND – 80.4% STIT - Government & Agency Portfolio, Institutional Class, 2.88%(a)(b) (Cost $45,249,4 |
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| November 22, 2022 |
ADVISORSHARES Q PORTFOLIO BLENDED ALLOCATION ETF NPORT-EX 2 156898ADVSH093022.htm ADVISORSHARES Q PORTFOLIO BLENDED ALLOCATION ETF Schedule of Investments September 30, 2022 (Unaudited) Investments Shares/ Principal Value EXCHANGE TRADED FUNDS – 97.2% Commodity Fund – 4.7% SPDR Gold Shares* 580 $ 89,709 Debt Fund – 42.4% iShares 1-3 Year Treasury Bond ETF 849 68,947 iShares 20+ Year Treasury Bond ETF 5,435 556,816 Vanguard Long-Term Bond ETF 1,1 |
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| November 22, 2022 |
See accompanying Notes to Schedules of Investments. ADVISORSHARES STAR GLOBAL BUY-WRITE ETF Schedule of Investments September 30, 2022 (Unaudited) Investments Shares Value EXCHANGE TRADED FUNDS – 97. |
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| November 22, 2022 |
ADVISORSHARES ALPHA DNA EQUITY SENTIMENT ETF ADVISORSHARES ALPHA DNA EQUITY SENTIMENT ETF Schedule of Investments September 30, 2022 (Unaudited) Investments Shares Value COMMON STOCKS – 95. |
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| November 22, 2022 |
ADVISORSHARES DORSEY WRIGHT ALPHA EQUAL WEIGHT ETF ADVISORSHARES DORSEY WRIGHT ALPHA EQUAL WEIGHT ETF Schedule of Investments September 30, 2022 (Unaudited) Investments Shares Value COMMON STOCKS – 89. |
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| November 22, 2022 |
ADVISORSHARES HOTEL ETF Schedule of Investments September 30, 2022 (Unaudited) Investments Shares Value COMMON STOCKS – 92. |
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| November 22, 2022 |
ADVISORSHARES GERBER KAWASAKI ETF ADVISORSHARES GERBER KAWASAKI ETF Schedule of Investments September 30, 2022 (Unaudited) Investments Shares Value COMMON STOCKS – 99. |
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| November 22, 2022 |
NPORT-EX 2 952277ADVSH093022.htm ADVISORSHARES RESTAURANT ETF Schedule of Investments September 30, 2022 (Unaudited) Investments Shares/ Principal Value COMMON STOCKS – 78.2% Entertainment – 4.8% RCI Hospitality Holdings, Inc. 2,050 $ 133,947 Retail – 73.4% Arcos Dorados Holdings, Inc., Class A (Brazil) 40,732 296,936 Bloomin’ Brands, Inc. 3,000 54,990 Casey’s General Stores, Inc. 600 121,512 Chee |
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| November 22, 2022 |
ADVISORSHARES PSYCHEDELICS ETF ADVISORSHARES PSYCHEDELICS ETF Schedule of Investments September 30, 2022 (Unaudited) Investments Shares Value COMMON STOCKS – 90. |
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| November 22, 2022 |
ADVISORSHARES NEWFLEET MULTI-SECTOR INCOME ETF NPORT-EX 2 814076ADVSH093022.htm ADVISORSHARES NEWFLEET MULTI-SECTOR INCOME ETF Schedule of Investments September 30, 2022 (Unaudited) Investments Principal Value ASSET BACKED SECURITIES – 36.7% ACC Auto Trust, Class B, Series 2021-A, 1.79%, 04/15/27‡ $ 265,000 $ 252,964 Accelerated LLC, Class A, Series 2021-1H, 1.35%, 10/20/40‡ 175,448 160,047 ACM Auto Trust, Class B, Series 2022-1A, 4.47%, 04/20 |
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| November 4, 2022 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on November 15, 2022, pursuant to the provisions of Rule 12d2-2 (a). |
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| October 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 AdvisorShares North Square McKee Core Reserves ETF (Name of Issuer) common shares, $0.01 par value (Title of Class |
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| September 29, 2022 |
SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. |
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| September 7, 2022 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on September 19, 2022, pursuant to the provisions of Rule 12d2-2 (a). |
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| August 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ADVISORSHARES TRUST (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See Below (I.R.S. Employer Identification No.) 4800 Montgomery Lane, Sui |
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| July 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 AdvisorShares North Square McKee Core Reserves ETF (Name of Issuer) common shares, $0.01 par value (Title of Class |
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| May 20, 2022 |
ADVISORSHARES RESTAURANT ETF Schedule of Investments March 31, 2022 (Unaudited) Investments Shares/ Principal Value COMMON STOCKS – 92. |
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| May 20, 2022 |
ADVISORSHARES Q DYNAMIC GROWTH ETF ADVISORSHARES Q DYNAMIC GROWTH ETF Schedule of Investments March 31, 2022 (Unaudited) Investments Shares Value EXCHANGE TRADED FUNDS – 97. |
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| May 20, 2022 |
ADVISORSHARES POSEIDON DYNAMIC CANNABIS ETF ADVISORSHARES POSEIDON DYNAMIC CANNABIS ETF Schedule of Investments March 31, 2022 (Unaudited) Investments Shares Value MONEY MARKET FUND – 24. |
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| May 20, 2022 |
ADVISORSHARES NEWFLEET MULTI-SECTOR INCOME ETF ADVISORSHARES NEWFLEET MULTI-SECTOR INCOME ETF Schedule of Investments March 31, 2022 (Unaudited) Investments Principal Value ASSET BACKED SECURITIES – 33. |
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| May 20, 2022 |
ADVISORSHARES STAR GLOBAL BUY-WRITE ETF ADVISORSHARES STAR GLOBAL BUY-WRITE ETF Schedule of Investments March 31, 2022 (Unaudited) Investments Shares/ Principal Value EXCHANGE TRADED FUNDS – 94. |
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| May 20, 2022 |
ADVISORSHARES DORSEY WRIGHT ADR ETF ADVISORSHARES DORSEY WRIGHT ADR ETF Schedule of Investments March 31, 2022 (Unaudited) Investments Shares/ Principal Value COMMON STOCKS – 99. |
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| May 20, 2022 |
ADVISORSHARES PSYCHEDELICS ETF ADVISORSHARES PSYCHEDELICS ETF Schedule of Investments March 31, 2022 (Unaudited) Investments Shares/ Principal Value COMMON STOCKS – 85. |
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| May 20, 2022 |
ADVISORSHARES ALPHA DNA EQUITY SENTIMENT ETF ADVISORSHARES ALPHA DNA EQUITY SENTIMENT ETF Schedule of Investments March 31, 2022 (Unaudited) Investments Shares Value COMMON STOCKS – 97. |
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| May 20, 2022 |
ADVISORSHARES RANGER EQUITY BEAR ETF ADVISORSHARES RANGER EQUITY BEAR ETF Schedule of Investments March 31, 2022 (Unaudited) Investments Shares Value EXCHANGE TRADED FUND – 19. |
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| May 20, 2022 |
ADVISORSHARES FOCUSED EQUITY ETF ADVISORSHARES FOCUSED EQUITY ETF Schedule of Investments March 31, 2022 (Unaudited) Investments Shares Value COMMON STOCKS – 99. |
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| May 20, 2022 |
ADVISORSHARES Q PORTFOLIO BLENDED ALLOCATION ETF Schedule of Investments March 31, 2022 (Unaudited) Investments Shares/ Principal Value EXCHANGE TRADED FUNDS – 97. |
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| May 20, 2022 |
ADVISORSHARES HOTEL ETF Schedule of Investments March 31, 2022 (Unaudited) Investments Shares Value COMMON STOCKS – 97. |
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| May 20, 2022 |
ADVISORSHARES DORSEY WRIGHT ALPHA EQUAL WEIGHT ETF ADVISORSHARES DORSEY WRIGHT ALPHA EQUAL WEIGHT ETF Schedule of Investments March 31, 2022 (Unaudited) Investments Shares Value COMMON STOCKS – 70. |
|
| May 20, 2022 |
ADVISORSHARES DORSEY WRIGHT FSM ALL CAP WORLD ETF Schedule of Investments March 31, 2022 (Unaudited) Investments Shares/ Principal Value EXCHANGE TRADED FUNDS – 99. |
|
| May 20, 2022 |
ADVISORSHARES DORSEY WRIGHT MICRO-CAP ETF ADVISORSHARES DORSEY WRIGHT MICRO-CAP ETF Schedule of Investments March 31, 2022 (Unaudited) Investments Shares Value COMMON STOCKS – 99. |
|
| May 20, 2022 |
ADVISORSHARES DORSEY WRIGHT FSM US CORE ETF ADVISORSHARES DORSEY WRIGHT FSM US CORE ETF Schedule of Investments March 31, 2022 (Unaudited) Investments Shares/ Principal Value EXCHANGE TRADED FUNDS – 99. |
|
| May 20, 2022 |
ADVISORSHARES NORTH SQUARE MCKEE ESG CORE BOND ETF ADVISORSHARES NORTH SQUARE MCKEE ESG CORE BOND ETF (formerly AdvisorShares FolioBeyond Smart Core Bond ETF) Schedule of Investments March 31, 2022 (Unaudited) Investments Principal Value CORPORATE BONDS – 29. |
|
| May 20, 2022 |
ADVISORSHARES DOUBLELINE VALUE EQUITY ETF ADVISORSHARES DOUBLELINE VALUE EQUITY ETF Schedule of Investments March 31, 2022 (Unaudited) Investments Shares Value COMMON STOCKS – 97. |
|
| May 20, 2022 |
ADVISORSHARES LET BOB AI POWERED MOMENTUM ETF ADVISORSHARES LET BOB AI POWERED MOMENTUM ETF Schedule of Investments March 31, 2022 (Unaudited) Investments Shares Value COMMON STOCKS – 34. |
|
| May 20, 2022 |
ADVISORSHARES DORSEY WRIGHT SHORT ETF ADVISORSHARES DORSEY WRIGHT SHORT ETF Schedule of Investments March 31, 2022 (Unaudited) Investments Shares Value EXCHANGE TRADED FUND – 33. |
|
| May 20, 2022 |
ADVISORSHARES NORTH SQUARE MCKEE CORE RESERVES ETF ADVISORSHARES NORTH SQUARE MCKEE CORE RESERVES ETF (formerly AdvisorShares Sage Core Reserves ETF) Schedule of Investments March 31, 2022 (Unaudited) Investments Principal Value CORPORATE BONDS – 39. |
|
| May 20, 2022 |
ADVISORSHARES VICE ETF Schedule of Investments March 31, 2022 (Unaudited) Investments Shares Value COMMON STOCKS – 93. |
|
| May 20, 2022 |
ADVISORSHARES GERBER KAWASAKI ETF ADVISORSHARES GERBER KAWASAKI ETF Schedule of Investments March 31, 2022 (Unaudited) Investments Shares/ Principal Value COMMON STOCKS – 94. |
|
| May 20, 2022 |
ADVISORSHARES PURE US CANNABIS ETF ADVISORSHARES PURE US CANNABIS ETF Schedule of Investments March 31, 2022 (Unaudited) Investments Shares/ Principal Value COMMON STOCKS – 16. |
|
| May 20, 2022 |
ADVISORSHARES PURE CANNABIS ETF ADVISORSHARES PURE CANNABIS ETF Schedule of Investments March 31, 2022 (Unaudited) Investments Shares/ Principal Value COMMON STOCKS – 54. |
|
| April 5, 2022 |
AGFY / Agrify Corporation / AdvisorShares Trust - AMENDMENT NO. 1 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 Agrify Corp (Name of Issuer) common shares, $0.01 par value (Title of Class of Securities) 00853E107 (CUSIP Number) |
|
| March 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ADVISORSHARES TRUST (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See Below (I.R.S. Employer Identification No.) 4800 Montgomery Lane, Sui |
|
| March 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ADVISORSHARES TRUST (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See Below (I.R.S. Employer Identification No.) 4800 Montgomery Lane, Sui |
|
| March 22, 2022 |
Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR March 22, 2022 Valerie J. Lithotomos, Esq. Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: AdvisorShares Trust (File Nos. 333-157876 and 811-22110) Dear Ms. Lithotomos: On behalf of AdvisorShares Trust (the “Trust”), this letter responds to additional comments |
|
| March 3, 2022 |
HOLD / AdvisorShares Sage Core Reserves ETF / AdvisorShares Trust Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 AdvisorShares North Square McKee Core Reserves ETF (Name of Issuer) common shares, $0.01 par value (Title of Class |
|
| February 28, 2022 |
Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR February 28, 2022 Valerie J. Lithotomos, Esq. Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: AdvisorShares Trust (File Nos. 333-157876 and 811-22110) Dear Ms. Lithotomos: On behalf of AdvisorShares Trust (the “Trust”), this letter responds to comments relatin |
|
| February 14, 2022 |
MSOS / AdvisorShares Pure US Cannabis ETF / AdvisorShares Trust Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 AdvisorShares Pure US Cannabis ETF (Name of Issuer) common shares, $0.01 par value (Title of Class of Securities) 00768Y453 (CUSIP Nu |
|
| February 14, 2022 |
HOLD / AdvisorShares Sage Core Reserves ETF / AdvisorShares Trust Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 AdvisorShares North Square McKee Core Reserves ETF (Name of Issuer) common shares, $0.01 par value (Title of Class of Securities) 007 |
|
| February 14, 2022 |
GRWG / GrowGeneration Corp / AdvisorShares Trust Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 GrowGeneration Corp (Name of Issuer) common shares, $0.01 par value (Title of Class of Securities) 39986L109 (CUSIP Number) December |
|
| February 14, 2022 |
UGRO / urban-gro Inc / AdvisorShares Trust Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 Urban-Gro Inc (Name of Issuer) common shares, $0.01 par value (Title of Class of Securities) 91704K202 (CUSIP Number) December 31, 20 |
|
| January 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ADVISORSHARES TRUST (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) 4800 Montgomery Lane, Sui |
|
| January 4, 2022 |
AGFY / Agrify Corporation / AdvisorShares Trust Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 Agrify Corp (Name of Issuer) common shares, $0.01 par value (Title of Class of Securities) 00853E107 (CUSIP Number) December 31, 2021 |
|
| December 2, 2021 |
PW / Power REIT / AdvisorShares Trust Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 POWER REIT (Name of Issuer) common shares, $0.01 par value (Title of Class of Securities) 73933H101 (CUSIP Number) |
|
| November 18, 2021 |
ADVISORSHARES PURE CANNABIS ETF Schedule of Investments September 30, 2021 (Unaudited) Investments Shares/ Principal Value COMMON STOCKS – 57. |
|
| November 18, 2021 |
ADVISORSHARES DORSEY WRIGHT MICRO-CAP ETF ADVISORSHARES DORSEY WRIGHT MICRO-CAP ETF Schedule of Investments September 30, 2021 (Unaudited) . |
|
| November 18, 2021 |
ADVISORSHARES FOCUSED EQUITY ETF ADVISORSHARES FOCUSED EQUITY ETF Schedule of Investments September 30, 2021 (Unaudited) Investments Shares Value COMMON STOCKS – 98. |
|
| November 18, 2021 |
ADVISORSHARES DORSEY WRIGHT SHORT ETF ADVISORSHARES DORSEY WRIGHT SHORT ETF Schedule of Investments September 30, 2021 (Unaudited) Investments Shares Value EXCHANGE TRADED FUND – 34. |
|
| November 18, 2021 |
ADVISORSHARES DORSEY WRIGHT FSM ALL CAP WORLD ETF ADVISORSHARES DORSEY WRIGHT FSM ALL CAP WORLD ETF Schedule of Investments September 30, 2021 (Unaudited) Investments Shares/Principal Value EXCHANGE TRADED FUNDS – 99. |
|
| November 18, 2021 |
ADVISORSHARES PURE US CANNABIS ETF ADVISORSHARES PURE US CANNABIS ETF Schedule of Investments September 30, 2021 (Unaudited) Investments Shares/ Principal Value COMMON STOCKS – 12. |
|
| November 18, 2021 |
ADVISORSHARES FOLIOBEYOND SMART CORE BOND ETF Schedule of Investments September 30, 2021 (Unaudited) Investments Shares/ Principal Value EXCHANGE TRADED FUNDS – 99. |
|
| November 18, 2021 |
ADVISORSHARES DORSEY WRIGHT ALPHA EQUAL WEIGHT ETF ADVISORSHARES DORSEY WRIGHT ALPHA EQUAL WEIGHT ETF Schedule of Investments September 30, 2021 (Unaudited) Investments Shares Value COMMON STOCKS – 99. |
|
| November 18, 2021 |
ADVISORSHARES SAGE CORE RESERVES ETF ADVISORSHARES SAGE CORE RESERVES ETF Schedule of Investments September 30, 2021 (Unaudited) Investments Principal Value CORPORATE BONDS – 52. |
|
| November 18, 2021 |
ADVISORSHARES Q DYNAMIC GROWTH ETF ADVISORSHARES Q DYNAMIC GROWTH ETF Schedule of Investments September 30, 2021 (Unaudited) Investments Shares/ Principal Value EXCHANGE TRADED FUNDS – 97. |
|
| November 18, 2021 |
ADVISORSHARES GERBER KAWASAKI ETF ADVISORSHARES GERBER KAWASAKI ETF Schedule of Investments September 30, 2021 (Unaudited) Investments Shares Value COMMON STOCKS – 90. |
|
| November 18, 2021 |
ADVISORSHARES NEWFLEET MULTI-SECTOR INCOME ETF Schedule of Investments September 30, 2021 (Unaudited) Investments Principal Value ASSET BACKED SECURITIES – 33. |
|
| November 18, 2021 |
ADVISORSHARES DORSEY WRIGHT FSM US CORE ETF ADVISORSHARES DORSEY WRIGHT FSM US CORE ETF Schedule of Investments September 30, 2021 (Unaudited) Investments Shares/Principal Value EXCHANGE TRADED FUNDS – 99. |
|
| November 18, 2021 |
ADVISORSHARES STAR GLOBAL BUY-WRITE ETF ADVISORSHARES STAR GLOBAL BUY-WRITE ETF Schedule of Investments September 30, 2021 (Unaudited) Investments Shares Value EXCHANGE TRADED FUNDS – 93. |
|
| November 18, 2021 |
ADVISORSHARES RANGER EQUITY BEAR ETF ADVISORSHARES RANGER EQUITY BEAR ETF Schedule of Investments September 30, 2021 (Unaudited) Investments Shares Value EXCHANGE TRADED FUND – 30. |
|
| November 18, 2021 |
ADVISORSHARES PSYCHEDELICS ETF ADVISORSHARES PSYCHEDELICS ETF Schedule of Investments September 30, 2021 (Unaudited) Investments Shares Value COMMON STOCKS – 70. |
|
| November 18, 2021 |
ADVISORSHARES ALPHA DNA EQUITY SENTIMENT ETF ADVISORSHARES ALPHA DNA EQUITY SENTIMENT ETF Schedule of Investments September 30, 2021 (Unaudited) Investments Shares Value COMMON STOCKS – 96. |
|
| November 18, 2021 |
ADVISORSHARES HOTEL ETF Schedule of Investments September 30, 2021 (Unaudited) Investments Shares Value COMMON STOCKS – 93. |
|
| November 18, 2021 |
ADVISORSHARES RESTAURANT ETF Schedule of Investments September 30, 2021 (Unaudited) Investments Shares Value COMMON STOCKS – 99. |
|
| November 18, 2021 |
ADVISORSHARES VICE ETF Schedule of Investments September 30, 2021 (Unaudited) Investments Shares Value COMMON STOCKS – 98. |
|
| November 18, 2021 |
ADVISORSHARES DORSEY WRIGHT ADR ETF ADVISORSHARES DORSEY WRIGHT ADR ETF Schedule of Investments September 30, 2021 (Unaudited) Investments Shares Value COMMON STOCKS – 99. |
|
| November 18, 2021 |
ADVISORSHARES Q PORTFOLIO BLENDED ALLOCATION ETF ADVISORSHARES Q PORTFOLIO BLENDED ALLOCATION ETF Schedule of Investments September 30, 2021 (Unaudited) Investments Shares/ Principal Value EXCHANGE TRADED FUNDS – 97. |
|
| November 18, 2021 |
ADVISORSHARES DOUBLELINE VALUE EQUITY ETF ADVISORSHARES DOUBLELINE VALUE EQUITY ETF Schedule of Investments September 30, 2021 (Unaudited) Investments Shares Value COMMON STOCKS – 98. |
|
| November 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ADVISORSHARES TRUST (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) 4800 Montgomery Lane, Sui |
|
| November 10, 2021 |
Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR November 10, 2021 Valerie J. Lithotomos, Esq. Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: AdvisorShares Trust (File Nos. 333-157876 and 811-22110) Dear Ms. Lithotomos: On behalf of AdvisorShares Trust (the “Trust”), this letter responds to additional comme |
|
| October 28, 2021 |
Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR October 28, 2021 Daniel Greenspan, Esq. Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: AdvisorShares Trust (File Nos. 333-157876 and 811-22110) Dear Mr. Greenspan: On behalf of AdvisorShares Trust (the “Trust”), this letter responds to comments relating to th |
|
| October 22, 2021 |
Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR October 22, 2021 Valerie J. Lithotomos, Esq. Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: AdvisorShares Trust (File Nos. 333-157876 and 811-22110) Dear Ms. Lithotomos: On behalf of AdvisorShares Trust (the “Trust”), this letter responds to comments relating |
|
| September 29, 2021 |
Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR September 29, 2021 Megan F. Miller U.S. Securities and Exchange Commission Division of Investment Management 3 World Financial Center New York, NY 10281 Re: AdvisorShares Trust (File Nos. 333-157876 and 811-22110) Dear Ms. Miller: On behalf of AdvisorShares Trust (the ?Trust?), this letter responds to comments you provided reg |
|
| September 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ADVISORSHARES TRUST (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) 4800 Montgomery Lane, Sui |
|
| June 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ADVISORSHARES TRUST (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See Below (I.R.S. Employer Identification No.) 4800 Montgomery Lane, Sui |
|
| June 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ADVISORSHARES TRUST (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See Below (I.R.S. Employer Identification No.) 4800 Montgomery Lane, Sui |
|
| June 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 333-157876 Issuer: AdvisorShares Trust Exchange: NYSE Arca, Inc. (Exact name of Issuer as specified in its charter and name of Exchange where securities are listed and/or registere |
|
| May 24, 2021 |
ADVISORSHARES DORSEY WRIGHT ALPHA EQUAL WEIGHT ETF ADVISORSHARES DORSEY WRIGHT ALPHA EQUAL WEIGHT ETF Schedule of Investments March 31, 2021 (Unaudited) Investments Shares Value COMMON STOCKS – 99. |
|
| May 24, 2021 |
ADVISORSHARES VICE ETF Schedule of Investments March 31, 2021 (Unaudited) Investments Shares/ Principal Value COMMON STOCKS – 98. |
|
| May 24, 2021 |
ADVISORSHARES DORSEY WRIGHT SHORT ETF ADVISORSHARES DORSEY WRIGHT SHORT ETF Schedule of Investments March 31, 2021 (Unaudited) Investments Shares Value EXCHANGE TRADED FUND – 37. |
|
| May 24, 2021 |
ADVISORSHARES DORSEY WRIGHT FSM US CORE ETF ADVISORSHARES DORSEY WRIGHT FSM US CORE ETF Schedule of Investments March 31, 2021 (Unaudited) Investments Shares Value EXCHANGE TRADED FUNDS – 99. |
|
| May 24, 2021 |
ADVISORSHARES STAR GLOBAL BUY-WRITE ETF Schedule of Investments March 31, 2021 (Unaudited) Investments Shares Value EXCHANGE TRADED FUNDS – 93. |
|
| May 24, 2021 |
ADVISORSHARES DOUBLELINE VALUE EQUITY ETF ADVISORSHARES DOUBLELINE VALUE EQUITY ETF Schedule of Investments March 31, 2021 (Unaudited) Investments Shares/ Principal Value COMMON STOCKS – 98. |
|
| May 24, 2021 |
ADVISORSHARES RANGER EQUITY BEAR ETF ADVISORSHARES RANGER EQUITY BEAR ETF Schedule of Investments March 31, 2021 (Unaudited) Investments Shares Value EXCHANGE TRADED FUND – 36. |
|
| May 24, 2021 |
ADVISORSHARES PURE US CANNABIS ETF ADVISORSHARES PURE US CANNABIS ETF Schedule of Investments March 31, 2021 (Unaudited) Investments Shares/ Principal Value COMMON STOCKS – 15. |
|
| May 24, 2021 |
ADVISORSHARES DORSEY WRIGHT FSM ALL CAP WORLD ETF ADVISORSHARES DORSEY WRIGHT FSM ALL CAP WORLD ETF Schedule of Investments March 31, 2021 (Unaudited) Investments Shares/ Principal Value EXCHANGE TRADED FUNDS – 100. |
|
| May 24, 2021 |
ADVISORSHARES FOCUSED EQUITY ETF ADVISORSHARES FOCUSED EQUITY ETF Schedule of Investments March 31, 2021 (Unaudited) Investments Shares Value COMMON STOCKS – 98. |
|
| May 24, 2021 |
ADVISORSHARES PURE CANNABIS ETF ADVISORSHARES PURE CANNABIS ETF Schedule of Investments March 31, 2021 (Unaudited) Investments Shares Value COMMON STOCKS – 67. |
|
| May 24, 2021 |
ADVISORSHARES DORSEY WRIGHT MICRO-CAP ETF Schedule of Investments March 31, 2021 (Unaudited) Investments Shares Value COMMON STOCKS – 98. |
|
| May 24, 2021 |
ADVISORSHARES DORSEY WRIGHT ADR ETF ADVISORSHARES DORSEY WRIGHT ADR ETF Schedule of Investments March 31, 2021 (Unaudited) Investments Shares/ Principal Value COMMON STOCKS – 98. |
|
| May 24, 2021 |
ADVISORSHARES Q DYNAMIC GROWTH ETF ADVISORSHARES Q DYNAMIC GROWTH ETF Schedule of Investments March 31, 2021 (Unaudited) Investments Shares/ Principal Value EXCHANGE TRADED FUNDS – 97. |
|
| May 24, 2021 |
ADVISORSHARES SAGE CORE RESERVES ETF ADVISORSHARES SAGE CORE RESERVES ETF Schedule of Investments March 31, 2021 (Unaudited) Investments Principal Value CORPORATE BONDS – 57. |
|
| May 24, 2021 |
ADVISORSHARES NEWFLEET MULTI-SECTOR INCOME ETF Schedule of Investments March 31, 2021 (Unaudited) Investments Principal Value ASSET BACKED SECURITIES – 33. |
|
| May 24, 2021 |
ADVISORSHARES ALPHA DNA EQUITY SENTIMENT ETF ADVISORSHARES ALPHA DNA EQUITY SENTIMENT ETF Schedule of Investments March 31, 2021 (Unaudited) Investments Shares Value COMMON STOCKS – 96. |
|
| May 24, 2021 |
ADVISORSHARES FOLIOBEYOND SMART CORE BOND ETF ADVISORSHARES FOLIOBEYOND SMART CORE BOND ETF Schedule of Investments March 31, 2021 (Unaudited) Investments Shares/ Principal Value EXCHANGE TRADED FUNDS – 99. |
|
| May 24, 2021 |
ADVISORSHARES Q PORTFOLIO BLENDED ALLOCATION ETF ADVISORSHARES Q PORTFOLIO BLENDED ALLOCATION ETF Schedule of Investments March 31, 2021 (Unaudited) Investments Shares Value EXCHANGE TRADED FUNDS – 98. |
|
| April 13, 2021 |
Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR April 13, 2021 Valerie J. Lithotomos, Esq. Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: AdvisorShares Trust (File Nos. 333-157876 and 811-22110) Dear Ms. Lithotomos: On behalf of AdvisorShares Trust (the “Trust”), this letter responds to comments relating t |
|
| March 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ADVISORSHARES TRUST (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See Below (I.R.S. Employer Identification No.) 4800 Montgomery Lane, Sui |
|
| February 25, 2021 |
SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. |
|
| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 Greenlane Holdings, LLC (Name of Issuer) Common Stock (Title of Class of Securities) 395330103 (CUSIP Number) December 31, 2020 (Date |
|
| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 POWER REIT (Name of Issuer) common shares, $0.01 par value (Title of Class of Securities) 73933H101 (CUSIP Number) December 31, 2020 |
|
| January 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ADVISORSHARES TRUST (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See Below (I.R.S. Employer Identification No.) 4800 Montgomery Lane, Sui |
|
| January 4, 2021 |
Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR January 4, 2021 Valerie J. Lithotomos, Esq. Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: AdvisorShares Trust (File Nos. 333-157876 and 811-22110) Dear Ms. Lithotomos: On behalf of AdvisorShares Trust (the ?Trust?), this letter responds to comments relating |
|
| December 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A (Amendment No. 1) FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ADVISORSHARES TRUST (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See Below (I.R.S. Employer Identification No.) 4800 Mo |
|
| December 14, 2020 |
AdvisorShares Trust 4800 Montgomery Lane, Suite 150 Bethesda, Maryland 20814 VIA EDGAR December 14, 2020 U. |
|
| December 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ADVISORSHARES TRUST (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See Below (I.R.S. Employer Identification No.) 4800 Montgomery Lane, Sui |
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| November 24, 2020 |
ADVISORSHARES DORSEY WRIGHT MICRO-CAP ETF Schedule of Investments September 30, 2020 (Unaudited) Investments Shares Value COMMON STOCKS – 99. |
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| November 24, 2020 |
ADVISORSHARES RANGER EQUITY BEAR ETF ADVISORSHARES RANGER EQUITY BEAR ETF Schedule of Investments September 30, 2020 (Unaudited) Investments Shares Value EXCHANGE TRADED FUND – 45. |
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| November 24, 2020 |
ADVISORSHARES DORSEY WRIGHT ALPHA EQUAL WEIGHT ETF ADVISORSHARES DORSEY WRIGHT ALPHA EQUAL WEIGHT ETF Schedule of Investments September 30, 2020 (Unaudited) Investments Shares Value COMMON STOCKS – 100. |
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| November 24, 2020 |
ADVISORSHARES FOCUSED EQUITY ETF ADVISORSHARES FOCUSED EQUITY ETF Schedule of Investments September 30, 2020 (Unaudited) Investments Shares Value COMMON STOCKS – 99. |
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| November 24, 2020 |
ADVISORSHARES DORSEY WRIGHT FSM ALL CAP WORLD ETF Schedule of Investments September 30, 2020 (Unaudited) Investments Shares/ Principal Value EXCHANGE TRADED FUNDS – 99. |
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| November 24, 2020 |
ADVISORSHARES VICE ETF Schedule of Investments September 30, 2020 (Unaudited) Investments Shares Value COMMON STOCKS – 96. |
|
| November 24, 2020 |
ADVISORSHARES STAR GLOBAL BUY-WRITE ETF ADVISORSHARES STAR GLOBAL BUY-WRITE ETF Schedule of Investments September 30, 2020 (Unaudited) Investments Shares/ Contracts Value EXCHANGE TRADED FUNDS – 95. |
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| November 24, 2020 |
ADVISORSHARES DORSEY WRIGHT FSM US CORE ETF ADVISORSHARES DORSEY WRIGHT FSM US CORE ETF Schedule of Investments (continued) September 30, 2020 (Unaudited) Investments Shares/ Principal Value EXCHANGE TRADED FUNDS – 99. |
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| November 24, 2020 |
ADVISORSHARES DORSEY WRIGHT SHORT ETF ADVISORSHARES DORSEY WRIGHT SHORT ETF Schedule of Investments September 30, 2020 (Unaudited) Investments Shares Value EXCHANGE TRADED FUND – 23. |
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| November 24, 2020 |
ADVISORSHARES DORSEY WRIGHT ADR ETF Schedule of Investments September 30, 2020 (Unaudited) Investments Shares Value COMMON STOCKS – 99. |
|
| November 24, 2020 |
ADVISORSHARES DOUBLELINE VALUE EQUITY ETF ADVISORSHARES DOUBLELINE VALUE EQUITY ETF Schedule of Investments September 30, 2020 (Unaudited) Investments Shares Value COMMON STOCKS – 95. |
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| November 24, 2020 |
ADVISORSHARES PURE US CANNABIS ETF Schedule of Investments September 30, 2020 (Unaudited) Investments Shares/ Principal Value COMMON STOCKS – 41. |
|
| November 24, 2020 |
ADVISORSHARES FOLIOBEYOND SMART CORE BOND ETF ADVISORSHARES FOLIOBEYOND SMART CORE BOND ETF Schedule of Investments September 30, 2020 (Unaudited) Investments Shares/Principal Value EXCHANGE TRADED FUNDS – 100. |
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| November 24, 2020 |
ADVISORSHARES PURE CANNABIS ETF Schedule of Investments September 30, 2020 (Unaudited) Investments Shares/ Principal Value COMMON STOCKS – 72. |
|
| November 24, 2020 |
ADVISORSHARES SAGE CORE RESERVES ETF ADVISORSHARES SAGE CORE RESERVES ETF Schedule of Investments September 30, 2020 (Unaudited) Investments Principal Value CORPORATE BONDS – 55. |
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| November 24, 2020 |
ADVISORSHARES NEWFLEET MULTI-SECTOR INCOME ETF ADVISORSHARES NEWFLEET MULTI-SECTOR INCOME ETF Schedule of Investments September 30, 2020 (Unaudited) Investments Principal Value ASSET BACKED SECURITIES – 31. |
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| October 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 333-157876 Issuer: AdvisorShares Trust Exchange: NASDAQ Stock Market LLC (Exact name of Issuer as specified in its charter and name of Exchange where securities are listed and/or r |
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| October 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A (Amendment No. 2) FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ADVISORSHARES TRUST (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See Below (I.R.S. Employer Identification No.) 4800 Mo |
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| October 28, 2020 |
Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR October 28, 2020 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: AdvisorShares Trust (File Nos. 333–157876 and 811–22110) Ladies and Gentlemen: On behalf of AdvisorShares Trust (the “Trust”), we are filing, pursuant to Rule 485(a) under the Securities Act of 1933 and to the Investment Company |
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| August 31, 2020 |
Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR August 31, 2020 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: AdvisorShares Trust (File Nos. 333–157876 and 811–22110) Ladies and Gentlemen: On behalf of AdvisorShares Trust (the “Trust”), we are filing, pursuant to Rule 485(a) under the Securities Act of 1933 and to the Investment Company A |
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| July 1, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ADVISORSHARES TRUST (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See Below (I.R.S. Employer Identification No.) 4800 Montgomery Lane, Sui |
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| May 27, 2020 |
ADVISORSHARES FOLIOBEYOND SMART CORE BOND ETF Schedule of Investments March 31, 2020 (Unaudited) Investments Shares/ Principal Value EXCHANGE TRADED FUNDS – 99. |
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| May 27, 2020 |
ADVISORSHARES SAGE CORE RESERVES ETF ADVISORSHARES SAGE CORE RESERVES ETF Schedule of Investments March 31, 2020 (Unaudited) Investments Principal Value CORPORATE BONDS – 57. |
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| May 27, 2020 |
ADVISORSHARES DORSEY WRIGHT FSM US CORE ETF ADVISORSHARES DORSEY WRIGHT FSM US CORE ETF Schedule of Investments March 31, 2020 (Unaudited) Investments Shares/ Principal Value EXCHANGE TRADED FUNDS – 99. |
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| May 27, 2020 |
ADVISORSHARES CORNERSTONE SMALL CAP ETF ADVISORSHARES CORNERSTONE SMALL CAP ETF Schedule of Investments March 31, 2020 (Unaudited) Investments Shares Value COMMON STOCKS – 98. |
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| May 27, 2020 |
ADVISORSHARES DORSEY WRIGHT MICRO-CAP ETF ADVISORSHARES DORSEY WRIGHT MICRO-CAP ETF Schedule of Investments March 31, 2020 (Unaudited) Investments Shares Value COMMON STOCKS – 98. |
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| May 27, 2020 |
ADVISORSHARES RANGER EQUITY BEAR ETF ADVISORSHARES RANGER EQUITY BEAR ETF Schedule of Investments March 31, 2020 (Unaudited) Investments Shares Value EXCHANGE TRADED FUND – 45. |
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| May 27, 2020 |
ADVISORSHARES STAR GLOBAL BUY-WRITE ETF Schedule of Investments March 31, 2020 (Unaudited) Investments Shares/ Contracts Value EXCHANGE TRADED FUNDS – 90. |
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| May 27, 2020 |
ADVISORSHARES NEWFLEET MULTI-SECTOR INCOME ETF ADVISORSHARES NEWFLEET MULTI-SECTOR INCOME ETF Schedule of Investments March 31, 2020 (Unaudited) Investments Principal Value ASSET BACKED SECURITIES – 31. |
|
| May 27, 2020 |
ADVISORSHARES FOCUSED EQUITY ETF ADVISORSHARES FOCUSED EQUITY ETF Schedule of Investments March 31, 2020 (Unaudited) Investments Shares Value COMMON STOCKS – 99. |
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| May 27, 2020 |
ADVISORSHARES DOUBLELINE VALUE EQUITY ETF ADVISORSHARES DOUBLELINE VALUE EQUITY ETF Schedule of Investments March 31, 2020 (Unaudited) Investments Shares Value COMMON STOCKS – 95. |
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| May 27, 2020 |
ADVISORSHARES DORSEY WRIGHT ALPHA EQUAL WEIGHT ETF ADVISORSHARES DORSEY WRIGHT ALPHA EQUAL WEIGHT ETF Schedule of Investments March 31, 2020 (Unaudited) Investments Shares Value MONEY MARKET FUND – 110. |
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| May 27, 2020 |
ADVISORSHARES PURE CANNABIS ETF Schedule of Investments March 31, 2020 (Unaudited) Investments Shares/ Principal Value COMMON STOCKS – 75. |
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| May 27, 2020 |
ADVISORSHARES VICE ETF Schedule of Investments March 31, 2020 (Unaudited) Investments Shares Value COMMON STOCKS – 93. |
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| May 27, 2020 |
ADVISORSHARES DORSEY WRIGHT ADR ETF ADVISORSHARES DORSEY WRIGHT ADR ETF Schedule of Investments March 31, 2020 (Unaudited) Investments Shares/ Principal Value COMMON STOCKS – 99. |
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| May 27, 2020 |
ADVISORSHARES DORSEY WRIGHT FSM ALL CAP WORLD ETF Schedule of Investments March 31, 2020 (Unaudited) Investments Shares/ Principal Value EXCHANGE TRADED FUNDS – 99. |
|
| May 27, 2020 |
ADVISORSHARES DORSEY WRIGHT SHORT ETF ADVISORSHARES DORSEY WRIGHT SHORT ETF Schedule of Investments March 31, 2020 (Unaudited) Investments Shares Value EXCHANGE TRADED FUND – 17. |
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| April 24, 2020 |
W. John McGuire Partner +1.202.373.6799 [email protected] VIA EDGAR April 24, 2020 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: AdvisorShares Trust (File Nos. 333-157876 and 811-22110) Ladies and Gentlemen: On behalf of AdvisorShares Trust (the “Trust”), we are filing, pursuant to Rule 485(b) under the Securities Act of 1933 (the “1933 Act”) and to t |
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| April 16, 2020 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 27, 2020, pursuant to the provisions of Rule 12d2-2 (a). |
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| December 30, 2019 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on January 10, 2020, pursuant to the provisions of Rule 12d2-2 (a). |
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| December 20, 2019 |
KOR / AdvisorShares KIM Korea Equity E CORRESP - - Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR December 20, 2019 Valerie J. Lithotomos, Esq. Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: AdvisorShares Trust (File Nos. 333-157876 and 811-22110) Dear Ms. Lithotomos: On behalf of AdvisorShares Trust (the “Trust”), this letter responds to comments relatin |
|
| December 20, 2019 |
KOR / AdvisorShares KIM Korea Equity E 8-A12B - - 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ADVISORSHARES TRUST (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See Below (I.R.S. Employer Identification No.) 4800 Montgomery Lane, Sui |
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| November 21, 2019 |
FWDB / AdvisorShares FolioBeyond Smart Core Bond ETF NPORT-EX - - NPORT-EX 2 236725ADSFOLIOBYNDSMTCRBND.htm ADVISORSHARES FOLIOBEYOND SMART CORE BOND ETF Schedule of Investments September 30, 2019 (Unaudited) Investments Shares Value EXCHANGE TRADED FUNDS – 99.8% Debt Fund – 72.7% Invesco Senior Loan ETF(a) 8,900 $ 201,051 iShares 0-5 Year High Yield Corporate Bond ETF(a) 10,986 510,739 iShares 20+ Year Treasury Bond ETF 3,907 559,014 SPDR Bloomberg Barclays Sho |
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| November 21, 2019 |
DWSH / AdvisorShares Dorsey Wright Short ETF NPORT-EX - - ADVISORSHARES DORSEY WRIGHT SHORT ETF Schedule of Investments September 30, 2019 (Unaudited) Investments Shares Value EXCHANGE TRADED FUND – 9. |
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| November 21, 2019 |
CWS / AdvisorShares Focused Equity ETF NPORT-EX - - ADVISORSHARES FOCUSED EQUITY ETF Schedule of Investments September 30, 2019 (Unaudited) Investments Shares Value COMMON STOCKS – 99. |
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| November 21, 2019 |
DWMC / AdvisorShares Dorsey Wright Micro-Cap ETF NPORT-EX - - ADVISORSHARES DORSEY WRIGHT MICRO-CAP ETF Schedule of Investments September 30, 2019 (Unaudited) Investments Shares Value COMMON STOCKS – 99. |
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| November 21, 2019 |
DBLV / AdvisorShares DoubleLine Value Equity ETF NPORT-EX - - ADVISORSHARES DOUBLELINE VALUE EQUITY ETF Schedule of Investments September 30, 2019 (Unaudited) Investments Shares Value COMMON STOCKS – 97. |
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| November 21, 2019 |
FLRT / AdvisorShares Pacific Asset Enhanced Floating Rate ETF NPORT-EX - - ADVISORSHARES PACIFIC ASSET ENHANCED FLOATING RATE ETF Schedule of Investments September 30, 2019 (Unaudited) Investments Principal Value TERM LOANS – 88. |
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| November 21, 2019 |
FNG / ADVISORSHARES NEW TECH AND MEDIA ETF NPORT-EX - - ADVISORSHARES NEW TECH AND MEDIA ETF Schedule of Investments September 30, 2019 (Unaudited) Investments Shares/ Principal Value COMMON STOCKS – 94. |
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| November 21, 2019 |
AADR / AdvisorShares Dorsey Wright ADR ETF NPORT-EX - - ADVISORSHARES DORSEY WRIGHT ADR ETF Schedule of Investments September 30, 2019 (Unaudited) Investments Shares Value COMMON STOCKS – 99. |
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| November 20, 2019 |
BKCH / AdvisorShares Sabretooth ETF NPORT-EX - - ADVISORSHARES SABRETOOTH ETF Schedule of Investments September 30, 2019 (Unaudited) Investments Value Other Assets in Excess of Liabilities – 100.0% $ 1,261,033 Net Assets – 100.0% $ 1,261,033 |
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| November 20, 2019 |
VEGA / AdvisorShares STAR Global Buy-Write ETF NPORT-EX - - ADVISORSHARES STAR GLOBAL BUY-WRITE ETF Schedule of Investments September 30, 2019 (Unaudited) Investments Shares/ Contracts Value EXCHANGE TRADED FUNDS – 91. |
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| November 20, 2019 |
ADVISORSHARES VICE ETF Schedule of Investments September 30, 2019 (Unaudited) Investments Shares Value COMMON STOCKS – 99. |
|
| November 20, 2019 |
MINC / AdvisorShares Newfleet Multi-Sector Income ETF NPORT-EX - - ADVISORSHARES NEWFLEET MULTI-SECTOR INCOME ETF Schedule of Investments September 30, 2019 (Unaudited) Investments Principal Value MORTGAGE BACKED SECURITIES – 32. |
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| November 20, 2019 |
YOLO / AdvisorShares Pure Cannabis ETF NPORT-EX - - ADVISORSHARES PURE CANNABIS ETF Schedule of Investments September 30, 2019 (Unaudited) Investments Shares Value COMMON STOCKS – 81. |
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| November 20, 2019 |
HOLD / AdvisorShares Sage Core Reserves ETF NPORT-EX - - ADVISORSHARES SAGE CORE RESERVES ETF Schedule of Investments September 30, 2019 (Unaudited) Investments Principal Value CORPORATE BONDS – 67. |
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| November 20, 2019 |
HDGE / AdvisorShares Ranger Equity Bear ETF NPORT-EX - - ADVISORSHARES RANGER EQUITY BEAR ETF Schedule of Investments September 30, 2019 (Unaudited) Investments Shares Value EXCHANGE TRADED FUND – 50. |
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| November 20, 2019 |
SCAP / AdvisorShares Cornerstone Small Cap ETF NPORT-EX - - ADVISORSHARES CORNERSTONE SMALL CAP ETF Schedule of Investments September 30, 2019 (Unaudited) Investments Shares Value COMMON STOCKS – 100. |
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| October 29, 2019 |
KOR / AdvisorShares KIM Korea Equity E CORRESP - - CORRESP 1 filename1.htm Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR October 29, 2019 Valerie J. Lithotomos, Esq. Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: AdvisorShares Trust (File Nos. 333-157876 and 811-22110) Dear Ms. Lithotomos: On behalf of AdvisorShares Trust (the “Trust”), this letter respo |
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| October 15, 2019 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on October 28, 2019, pursuant to the provisions of Rule 12d2-2 (a). |
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| October 11, 2019 |
Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR October 11, 2019 US Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: AdvisorShares Trust (File Nos. 333–157876 and 811–22110) Ladies and Gentlemen: On behalf of AdvisorShares Trust (the “Trust”), we are filing, pursuant to Rule 485(a) under the Securities Act of 1933 and to the |
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| September 27, 2019 |
KOR / AdvisorShares KIM Korea Equity E 25 - - 25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 333-157876 Issuer: AdvisorShares Trust Exchange: NASDAQ Stock Market LLC (Exact name of Issuer as specified in its charter and name of Exchange where securities are listed and/or r |
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| August 28, 2019 |
Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR August 28, 2019 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: AdvisorShares Trust (File Nos. 333?157876 and 811?22110) Ladies and Gentlemen: On behalf of AdvisorShares Trust (the ?Trust?), we are filing, pursuant to Rule 485(a) under the Securities Act of 1933 and to the Investment Company A |
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| August 19, 2019 |
Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR August 19, 2019 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: AdvisorShares Trust (File Nos. 333–157876 and 811–22110) Ladies and Gentlemen: On behalf of AdvisorShares Trust (the “Trust”), we are filing, pursuant to Rule 485(a) under the Securities Act of 1933 and to the |
|
| July 24, 2019 |
KOR / AdvisorShares KIM Korea Equity E CORRESP - - CORRESP 1 filename1.htm Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR July 24, 2019 Megan F. Miller U.S. Securities and Exchange Commission Division of Investment Management 3 World Financial Center New York, NY 10281 Re: AdvisorShares Trust (File Nos. 333-157876 and 811-22110) Dear Ms. Miller: On behalf of AdvisorShares Trust (the “Trust”), this letter responds to commen |
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| May 24, 2019 |
KOR / AdvisorShares KIM Korea Equity E NPORT-EX - - ADVISORSHARES CORNERSTONE SMALL CAP ETF Schedule of Investments March 31, 2019 (Unaudited) Investments Shares Value COMMON STOCKS — 101. |
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| April 15, 2019 |
KOR / AdvisorShares KIM Korea Equity E FORM 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ADVISORSHARES TRUST (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See Below (I.R.S. Employer Identification No.) 4800 Montgomery Lane, Sui |
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| April 11, 2019 |
KOR / AdvisorShares KIM Korea Equity E CORRESP Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR April 11, 2019 Lisa Larkin, Esq. Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: AdvisorShares Trust (the “Registrant) File Nos. 333-157876 and 811-22110 Dear Ms. Larkin: This letter responds to additional comments relating to the Registrant’s Post-Effective A |
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| March 29, 2019 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 9, 2019, pursuant to the provisions of Rule 12d2-2 (a). |
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| March 29, 2019 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 9, 2019, pursuant to the provisions of Rule 12d2-2 (a). |
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| March 27, 2019 |
KOR / AdvisorShares KIM Korea Equity E CORRESP Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR March 27, 2019 Lisa Larkin, Esq. Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: AdvisorShares Trust (the “Registrant) File Nos. 333-157876 and 811-22110 Dear Ms. Larkin: This letter responds to comments relating to the Registrant’s Post-Effective Amendment No |
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| January 28, 2019 |
Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR January 28, 2019 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: AdvisorShares Trust (File Nos. 333?157876 and 811?22110) Ladies and Gentlemen: On behalf of AdvisorShares Trust (the ?Trust?), we are filing, pursuant to Rule 485(a) under the Securities Act of 1933 and to th |
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| January 7, 2019 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on January 18, 2019, pursuant to the provisions of Rule 12d2-2 (a). |
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| December 31, 2018 |
KOR / AdvisorShares KIM Korea Equity E 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ADVISORSHARES TRUST (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See Below (I.R.S. Employer Identification No.) 4800 Montgomery Lane, Sui |
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| December 27, 2018 |
KOR / AdvisorShares KIM Korea Equity E DEF 14C SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 15, 2018 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Noah Hamman, certify that: 1. I have reviewed this report on Form N-Q of AdvisorShares Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumst |
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| November 15, 2018 |
KOR / AdvisorShares KIM Korea Equity E N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 s113544nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22110 AdvisorShares Trust (Exact name of registrant as specified in charter) 4800 Montgomery Lane, Suite 150 Bethesda, Maryland 20814 (Address of principal executive offic |
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| October 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on October 22, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| September 27, 2018 |
KOR / AdvisorShares KIM Korea Equity E AW AdvisorShares Trust 4800 Montgomery Lane, Suite 150 Bethesda, Maryland 20814 VIA EDGAR September 27, 2018 U. |
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| June 27, 2018 |
KOR / AdvisorShares KIM Korea Equity E 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ADVISORSHARES TRUST (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See Below (I.R.S. Employer Identification No.) 4800 Montgomery Lane, Sui |
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| June 6, 2018 |
KOR / AdvisorShares KIM Korea Equity E CORRESP - - Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR June 6, 2018 Valerie J. Lithotomos, Esq. Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: AdvisorShares Trust (File Nos. 333-157876 and 811-22110) Dear Ms. Lithotomos: On behalf of AdvisorShares Trust (the “Registrant”), this letter responds to comments relatin |
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| May 17, 2018 |
KOR / AdvisorShares KIM Korea Equity E N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 s109825nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22110 AdvisorShares Trust (Exact name of registrant as specified in charter) 4800 Montgomery Lane, Suite 150 Bethesda, Maryland 20814 (Address of principal executive offic |
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| May 17, 2018 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 s109825ex99cert.htm EX-99.CERT EX-99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Noah Hamman, certify that: 1. I have reviewed this report on Form N-Q of AdvisorShares Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make t |
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| April 6, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 17, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 3, 2018 |
KOR / AdvisorShares KIM Korea Equity E DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| April 3, 2018 |
KOR / AdvisorShares KIM Korea Equity E CORRESP CORRESP 1 filename1.htm Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR April 3, 2018 Valerie J. Lithotomos, Esq. Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: AdvisorShares Trust (File No. 811-22110) Dear Ms. Lithotomos: On behalf of AdvisorShares Trust (the “Trust”), this letter responds to comments you |
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| March 26, 2018 |
Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR March 26, 2018 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: AdvisorShares Trust (File Nos. 333-157876 and 811-22110) Ladies and Gentlemen: On behalf of AdvisorShares Trust (the ?Trust?), we are filing, pursuant to Rule 485(a) under the Securities Act of 1933, as amended, and to the Investme |
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| March 13, 2018 |
Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR March 13, 2018 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: AdvisorShares Trust (File No. 811-22110) Ladies and Gentlemen: On behalf of AdvisorShares Trust (the “Trust”), we are filing, pursuant to the Securities Exchange Act of 1934 and the Investment Company Act of 1940, a preliminary pro |
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| March 13, 2018 |
PRE 14A 1 s109331pre14a.htm PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as pe |
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| February 22, 2018 |
KOR / AdvisorShares KIM Korea Equity E DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
