Statistik Asas
| LEI | 549300O1NPY4J56QCU04 |
| CIK | 1669811 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Donnelley Financial Solutions, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
| July 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-37728 Donnelley Financial Solutions, Inc. (Exact name of registr |
|
| July 31, 2025 |
Power of Attorney, filed herewith Exhibit 24.1 POWER OF ATTORNEY Each person whose signature appears below hereby severally and individually constitutes and appoints Daniel N. Leib, David A. Gardella and Leah Trzcinski, and each of them severally, the true and lawful attorneys-in-fact and agents of each of us to execute in the name, place and stead of each of us (individually and in any capacity stated below) any and all amendment |
|
| July 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 31, 2025 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-4829638 ( |
|
| July 31, 2025 |
Filing Fee Table, filed herewith Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Donnelley Financial Solutions, Inc. |
|
| July 31, 2025 |
DFIN Reports Second-Quarter 2025 Results Exhibit 99.1 DFIN Reports Second-Quarter 2025 Results CHICAGO – July 31, 2025 – Donnelley Financial Solutions, Inc. (NYSE: DFIN) (the “Company” or “DFIN”) today reported financial results for the second quarter of 2025. Highlights for the second quarter of 2025: • Record quarterly software solutions net sales of $92.2 million, an increase of 7.7% from the second quarter of 2024; Software solutions |
|
| July 31, 2025 |
As filed with the Securities and Exchange Commission on July 31, 2025 As filed with the Securities and Exchange Commission on July 31, 2025 Registration No. |
|
| May 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-4829638 (Commission File Number) (IRS Employer Identification No.) 391 Steel Way Lancaster, Pennsylvania 17601 (Address of Princip |
|
| May 30, 2025 |
Exhibit 1.01 DONNELLEY FINANCIAL SOLUTIONS Conflict Minerals Report For the reporting period from January 1, 2024 to December 31, 2024 This Conflict Minerals Report (the “Report”) of Donnelley Financial Solutions, Inc. (the “Company”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934 for the reporting period January 1, 2024 to D |
|
| May 19, 2025 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 14, 2025 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-4829638 (C |
|
| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-37728 Donnelley Financial Solutions, Inc. (Exact name of regist |
|
| April 30, 2025 |
April 30, 2025 VIA EDGAR Division of Corporation Finance Office of Trade & Services U. |
|
| April 30, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 30, 2025 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-4829638 |
|
| April 30, 2025 |
DFIN Reports First-Quarter 2025 Results Exhibit 99.1 DFIN Reports First-Quarter 2025 Results CHICAGO – April 30, 2025 – Donnelley Financial Solutions, Inc. (NYSE: DFIN) (the “Company” or “DFIN”) today reported financial results for the first quarter of 2025. Highlights for the first quarter of 2025: • Record first-quarter software solutions net sales of $84.6 million, an increase of 5.4%, or 5.8% on an organic basis(a), from the first q |
|
| April 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Section 240. |
|
| April 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to Section 240. |
|
| March 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 13, 2025 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-4829638 |
|
| March 14, 2025 |
Donnelley Financial Solutions appoints Ayman Sayed to Board of Directors Exhibit 99.1 Press Release Donnelley Financial Solutions appoints Ayman Sayed to Board of Directors Chief Executive Officer with Track Record of Software Growth to join Board Chicago – March 14, 2025 /PRNewswire/ – DFIN (NYSE: DFIN), a leading provider of software and tech-enabled solutions for financial reporting and capital markets transactions, is pleased to announce the appointment of Ayman Sa |
|
| March 14, 2025 |
Exhibit 10.1 AMENDED AND RESTATED CREDIT AGREEMENT Dated as of March 13, 2025, among DONNELLEY FINANCIAL SOLUTIONS, INC., as Borrower, THE LENDERS PARTY HERETO, and JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A., BANK OF AMERICA, N.A., THE GOVERNOR AND COMPANY OF THE BANK OF IRELAND CITY NATIONAL BANK, THE HUNTINGTON NATIONAL BANK, KEYBANK NATIONAL ASSOCIATION, PNC BA |
|
| February 18, 2025 |
As filed with the Securities and Exchange Commission on February 18, 2025 As filed with the Securities and Exchange Commission on February 18, 2025 Registration No. |
|
| February 18, 2025 |
DFIN Reports Fourth-Quarter and Full-Year 2024 Results Exhibit 99.1 DFIN Reports Fourth-Quarter and Full-Year 2024 Results CHICAGO – February 18, 2025 – Donnelley Financial Solutions, Inc. (NYSE: DFIN) (the “Company” or “DFIN”) today reported financial results for the fourth quarter and full year of 2024. Highlights: • Fourth-quarter software solutions net sales of $81.6 million, an increase of 10.7%, or 11.6% on an organic basis(a), from the fourth q |
|
| February 18, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 18, 2025 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-48296 |
|
| February 18, 2025 |
Donnelley Financial Solutions, Inc. Insider Trading and Window Period Policy (filed herewith) Exhibit 19.1 DONNELLEY FINANCIAL SOLUTIONS, INC. Company Policy Title: Insider Trading and Window Period Policy Department: Legal Last Review: August 15, 2024 Effective Date: January 1, 2025 Authorization: Chief Legal and Compliance Officer Purpose: This policy relates to any transactions by employees and members of the board of directors of Donnelley Financial Solutions, Inc. (also referred to he |
|
| February 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-37728 Donnelley Financial Solution |
|
| February 18, 2025 |
Power of Attorney, filed herewith Exhibit 24.1 POWER OF ATTORNEY Each person whose signature appears below hereby severally and individually constitutes and appoints Daniel N. Leib, David A. Gardella and Leah Trzcinski, and each of them severally, the true and lawful attorneys-in-fact and agents of each of us to execute in the name, place and stead of each of us (individually and in any capacity stated below) any and all amendment |
|
| February 18, 2025 |
Subsidiaries of the Registrant (filed herewith) Exhibit 21.1 Donnelley Financial Solutions, Inc. Entity Name Entity Type Domestic Jurisdiction Bowne International, L.L.C. Limited Liability Company Delaware DFS International Holdings, Inc. Corporation Delaware Donnelley Financial Data Solutions Deutschland GmbH Limited Liability Company Frankfurt/Main Donnelley Financial Solutions Australia Pty Limited Limited Liability Company Victoria Donnelle |
|
| February 18, 2025 |
Filing Fee Table, filed herewith Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Donnelley Financial Solutions, Inc. |
|
| November 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 19, 2024 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-48296 |
|
| November 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Donnelley Financial Solutions, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 25787G100 (CUSIP Number) September 30, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
|
| October 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 31, 2024 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-482963 |
|
| October 31, 2024 |
DFIN Reports Third-Quarter 2024 Results Exhibit 99.1 DFIN Reports Third-Quarter 2024 Results CHICAGO – October 31, 2024 – Donnelley Financial Solutions, Inc. (NYSE: DFIN) (the “Company” or “DFIN”) today reported financial results for the third quarter of 2024. Highlights for the third quarter of 2024: • Record third-quarter software solutions net sales of $82.2 million, an increase of 12.3%, or 13.6% on an organic basis(a), from the thi |
|
| October 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-37728 Donnelley Financial Solutions, Inc. (Exact name of re |
|
| July 31, 2024 |
DFIN Reports Second-Quarter 2024 Results Exhibit 99.1 DFIN Reports Second-Quarter 2024 Results CHICAGO – July 31, 2024 – Donnelley Financial Solutions, Inc. (NYSE: DFIN) (the “Company” or “DFIN”) today reported financial results for the second quarter of 2024. Second-quarter 2024 Second-quarter 2023 $ Change % Change Net Sales $242.7 million $242.1 million $0.6 million 0.2% Net Earnings $44.1 million $37.7 million $6.4 million 17.0% Adju |
|
| July 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-37728 Donnelley Financial Solutions, Inc. (Exact name of registr |
|
| July 31, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 31, 2024 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-4829638 ( |
|
| May 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Donnelley Financial Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 1-37728 36-4829638 (State or other jurisdiction of corporation) (Commission File Number) (IRS Employer Identification No.) 35 West Wacker Drive, Chicago, Illinois 60601 (Address of principal |
|
| May 30, 2024 |
Exhibit 1.01 DONNELLEY FINANCIAL SOLUTIONS Conflict Minerals Report For the reporting period from January 1, 2023 to December 31, 2023 This Conflict Minerals Report (the “Report”) of Donnelley Financial Solutions, Inc. (the “Company”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934 for the reporting period January 1, 2023 to D |
|
| May 20, 2024 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 15, 2024 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-4829638 (C |
|
| May 16, 2024 |
SC 13D/A 1 sc13da110790200605162024.htm AMENDMENT NO. 11 TO THE SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 11)1 Donnelley Financial Solutions, Inc. (Name of Issuer) Common Stock, par va |
|
| May 9, 2024 |
SC 13D/A 1 sc13da100790200605092024.htm AMENDMENT NO. 10 TO THE SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 10)1 Donnelley Financial Solutions, Inc. (Name of Issuer) Common Stock, par va |
|
| May 1, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 1, 2024 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-4829638 (Co |
|
| May 1, 2024 |
Exhibit 10.1 FIFTH AMENDMENT TO REAL ESTATE SALE AGREEMENT THIS FIFTH AMENDMENT TO REAL ESTATE SALE AGREEMENT (this "Amendment") is entered into effective as of March 15, 2024, by and between DONNELLEY FINANCIAL, LLC, a Delaware limited liability company ("Seller"), and ASPIRANT PARTNERS LLC, an Arizona limited liability company ("Buyer"). RECITALS: WHEREAS, Buyer and Seller entered into that cert |
|
| May 1, 2024 |
DFIN Reports First-Quarter 2024 Results Exhibit 99.1 DFIN Reports First-Quarter 2024 Results CHICAGO – May 1, 2024 – Donnelley Financial Solutions, Inc. (NYSE: DFIN) (the “Company” or “DFIN”) today reported financial results for the first quarter of 2024. First-quarter 2024 First-quarter 2023 $ Change % Change Net Sales $203.4 million $198.6 million $4.8 million 2.4% Net Earnings $33.3 million $15.8 million $17.5 million 110.8% Adjusted |
|
| May 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-37728 Donnelley Financial Solutions, Inc. (Exact name of regist |
|
| April 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to Section 240. |
|
| April 3, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Section 240. |
|
| March 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 9)1 Donnelley Financial Solutions, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 25787G100 (CUSIP Number) JE |
|
| February 20, 2024 |
DFIN Reports Fourth-Quarter and Full-Year 2023 Results Exhibit 99.1 DFIN Reports Fourth-Quarter and Full-Year 2023 Results CHICAGO – February 20, 2024 – Donnelley Financial Solutions, Inc. (NYSE: DFIN) (the “Company” or “DFIN”) today reported financial results for the fourth quarter and full year of 2023. Highlights: • Fourth-quarter total net sales of $176.5 million, an increase of 5.2%, or 5.4% on an organic basis(a), from the fourth quarter of 2022 |
|
| February 20, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 20, 2024 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-48296 |
|
| February 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-37728 Donnelley Financial Solution |
|
| February 20, 2024 |
Exhibit 10.42 FOURTH AMENDMENT TO REAL ESTATE SALE AGREEMENT THIS FOURTH AMENDMENT TO REAL ESTATE SALE AGREEMENT (this "Amendment") is entered into effective as of November 6, 2023, by and between DONNELLEY FINANCIAL, LLC, a Delaware limited liability company ("Seller"), and ASPIRANT PARTNERS LLC, an Arizona limited liability company ("Buyer"). RECITALS: WHEREAS, Buyer and Seller entered into that |
|
| February 20, 2024 |
Subsidiaries of the Registrant (filed herewith) Exhibit 21.1 Donnelley Financial Solutions, Inc. Entity Name Entity Type Domestic Jurisdiction Bowne International, L.L.C. Limited Liability Company Delaware DFS International Holdings, Inc. Corporation Delaware Donnelley Financial Data Solutions Deutschland GmbH Limited Liability Company Frankfurt/Main Donnelley Financial Solutions Australia Pty Limited Limited Liability Company Victoria Donnelle |
|
| February 20, 2024 |
Exhibit 97.1 DONNELLEY FINANCIAL SOLUTIONS, INC. POLICY FOR THE RECOVERY OF ERRONEOUSLY AWARDED INCENTIVE-BASED COMPENSATION I. BACKGROUND Donnelley Financial Solutions, Inc. (the “Company”) has adopted this policy (this “Policy”) to provide for the recovery or “clawback” of certain incentive compensation in the event of a Restatement. This Policy is intended to comply with, and will be interprete |
|
| February 13, 2024 |
DFIN / Donnelley Financial Solutions, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0779-donnelleyfinancialsol.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)* Name of issuer: Donnelley Financial Solutions Inc Title of Class of Securities: Common Stock CUSIP Number: 25787G100 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropri |
|
| February 12, 2024 |
SC 13G/A 1 donnelleyfinsolutions13g-a7.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7) * DONNELLEY FINANCIAL SOLUTIONS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 25787G100 (CUSIP Number) DECEMBER 31, 2023 (Date of Event Which Requires Filing of this Statement) Check |
|
| November 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 14, 2023 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-48296 |
|
| November 16, 2023 |
EX-3.1 Exhibit 3.1 AMENDED & RESTATED BY-LAWS OF DONNELLEY FINANCIAL SOLUTIONS, INC. AMENDED AND RESTATED ON NOVEMBER 14, 2023 ARTICLE I Stockholders Section 1.1. Annual Meetings. An annual meeting of stockholders shall be held for the election of directors and for the transaction of such other business as may properly come before the meeting, at such date and time as may be designated by Donnelle |
|
| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 8)1 Donnelley Financial Solutions, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 25787G100 (CUSIP Number) JE |
|
| November 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-37728 Donnelley Financial Solutions, Inc. (Exact name of re |
|
| November 1, 2023 |
Exhibit 10.41 THIRD AMENDMENT TO REAL ESTATE SALE AGREEMENT THIS THIRD AMENDMENT TO REAL ESTATE SALE AGREEMENT (this “Amendment”) is entered into effective as of September, 2023, by and between DONNELLEY FINANCIAL, LLC, a Delaware limited liability company (“Seller”), and ASPIRANT PARTNERS LLC, an Arizona limited liability company (“Buyer”). RECITALS: WHEREAS, Buyer and Seller entered into that ce |
|
| November 1, 2023 |
DFIN Reports Third-Quarter 2023 Results Exhibit 99.1 DFIN Reports Third-Quarter 2023 Results CHICAGO – November 1, 2023 – Donnelley Financial Solutions, Inc. (NYSE: DFIN) (the “Company” or "DFIN") today reported financial results for the third quarter of 2023. Highlights: • Record third-quarter software solutions net sales of $73.2 million, an increase of 5.3%, or 6.8% on an organic basis(a), from the third quarter of 2022; Software sol |
|
| November 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 1, 2023 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-482963 |
|
| August 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 7)1 Donnelley Financial Solutions, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 25787G100 (CUSIP Number) JE |
|
| August 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-37728 Donnelley Financial Solutions, Inc. (Exact name of registr |
|
| August 2, 2023 |
Conformed Copy Exhibit 10.1 AMENDED AND RESTATED CREDIT AGREEMENT Dated as of May 27, 2021, as amended pursuant to Amendment No. 1, dated as of May 11, 2023, among DONNELLEY FINANCIAL SOLUTIONS, INC., as Borrower, THE LENDERS PARTY HERETO, and JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A., BANK OF AMERICA, N.A., CAPITAL ONE SECURITIES, INC., CITIZENS BANK, N.A., FIFT |
|
| August 2, 2023 |
DFIN Reports Second-Quarter 2023 Results Exhibit 99.1 DFIN Reports Second-Quarter 2023 Results CHICAGO – August 2, 2023 – Donnelley Financial Solutions, Inc. (NYSE: DFIN) (the “Company” or "DFIN") today reported financial results for the second quarter of 2023. Highlights: • Total net sales of $242.1 million and net earnings of $37.7 million, or $1.24 per diluted share. • Record quarterly software solutions net sales of $75.7 million, an |
|
| August 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 2, 2023 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-4829638 |
|
| June 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 16, 2023 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-4829638 ( |
|
| May 30, 2023 |
SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Donnelley Financial Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 1-37728 36-4829638 (State or other jurisdiction of corporation) (Commission File Number) (IRS Employer Identification No.) 35 West Wacker Drive, Chicago, Illinois 60601 (Address of princi |
|
| May 30, 2023 |
EX-1.01 2 d481834dex101.htm EX-1.01 Exhibit 1.01 DONNELLEY FINANCIAL SOLUTIONS Conflict Minerals Report For the reporting period from January 1, 2022 to December 31, 2022 This Conflict Minerals Report (the “Report”) of Donnelley Financial Solutions, Inc. (the “Company”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934 for the r |
|
| May 23, 2023 |
EX-24.1 Exhibit 24.1 POWER OF ATTORNEY Each person whose signature appears below hereby severally and individually constitutes and appoints Daniel N. Leib, David A. Gardella and Jennifer B. Reiners, and each of them severally, the true and lawful attorneys-in-fact and agents of each of us to execute in the name, place and stead of each of us (individually and in any capacity stated below) the Regi |
|
| May 23, 2023 |
Donnelley Financial Solutions, Inc. 2023 Employee Stock Purchase Plan. EX-10.1 Exhibit 10.1 DONNELLEY FINANCIAL SOLUTIONS, INC. 2023 EMPLOYEE STOCK PURCHASE PLAN 1. GENERAL; PURPOSE. (a) The Plan provides a means by which Eligible Employees of the Company and of certain Designated Companies may be given an opportunity to purchase shares of Common Stock. The Company, by means of the Plan, seeks to retain the services of Eligible Employees, to secure and retain the ser |
|
| May 23, 2023 |
Calculation of Filing Fee Table EX-FILING FEES Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Donnelley Financial Solutions, Inc. |
|
| May 23, 2023 |
As filed with the U.S. Securities and Exchange Commission on May 23, 2023 S-8 As filed with the U.S. Securities and Exchange Commission on May 23, 2023 Registration No. [•] SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Donnelley Financial Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 36-4829638 (State or other jurisdiction of incorporation or organization) (IRS E |
|
| May 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 17, 2023 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-4829638 (C |
|
| May 19, 2023 |
EX-3.1 Exhibit 3.1 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF DONNELLEY FINANCIAL SOLUTIONS, INC. Donnelley Financial Solutions, Inc. (the “Corporation”), a corporation organized and existing under the General Corporation Law of the State of Delaware, hereby certifies as follows: 1. This Certificate of Amendment amends the provisions of the Corporation’s Amended and Restated Certi |
|
| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 6)1 Donnelley Financial Solutions, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 25787G100 (CUSIP Number) JE |
|
| May 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-37728 Donnelley Financial Solutions, Inc. (Exact name of regist |
|
| May 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 3, 2023 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-4829638 (Co |
|
| May 3, 2023 |
DFIN Reports First-Quarter 2023 Results Exhibit 99.1 DFIN Reports First-Quarter 2023 Results CHICAGO – May 3, 2023 – Donnelley Financial Solutions, Inc. (NYSE: DFIN) (the “Company” or "DFIN") today reported financial results for the first quarter of 2023. Highlights: • Record first-quarter software solutions net sales of $70.1 million, an increase of 0.4%, or 3.7% on an organic basis(a), from the first quarter of 2022; software solution |
|
| April 5, 2023 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to Section 240. |
|
| April 5, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATE MENT SCHEDULE 14A INF ORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Section 240. |
|
| March 22, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATE MENT SCHEDULE 14A INF ORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Section 240. |
|
| February 21, 2023 |
Subsidiaries of the Registrant (filed herewith) Exhibit 21.1 Donnelley Financial Solutions, Inc. Entity Name Entity Type Domestic Jurisdiction Bowne International, L.L.C. Limited Liability Company Delaware DFS International Holdings, Inc. Corporation Delaware Donnelley Financial Data Solutions Deutschland GmbH Limited Liability Company Frankfurt/Main Donnelley Financial Solutions Australia Pty Limited Limited Liability Company Victoria Donnelle |
|
| February 21, 2023 |
DFIN Reports Fourth Quarter and Full Year 2022 Results Exhibit 99.1 DFIN Reports Fourth Quarter and Full Year 2022 Results CHICAGO – February 21, 2023 – Donnelley Financial Solutions, Inc. (NYSE: DFIN) (the “Company” or "DFIN") today reported financial results for the fourth quarter and full year 2022. Highlights for the fourth quarter of 2022: • Software solutions net sales of $68.7 million; software solutions net sales accounted for 41.0% of total n |
|
| February 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-37728 Donnelley Financial Solution |
|
| February 21, 2023 |
Exhibit 10.40 SECOND AMENDMENT TO REAL ESTATE SALE AGREEMENT THIS SECOND AMENDMENT TO REAL ESTATE SALE AGREEMENT (this “Amendment”) is entered into effective as of January 9, 2023, by and between DONNELLEY FINANCIAL, LLC, a Delaware limited liability company (“Seller”), and ASPIRANT PARTNERS LLC, an Arizona limited liability company (“Buyer”). RECITALS: WHEREAS, Buyer and Seller entered into that |
|
| February 21, 2023 |
Powers of Attorney (filed herewith) Exhibit 24.1 POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints David A. Gardella, Jennifer B. Reiners and Kami S. Turner, or any of them, his or her true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, in any and all capacities, to sign the Annual Report on Form 10-K of Donnelley Financia |
|
| February 21, 2023 |
Exhibit 10.39 FIRST AMENDMENT TO REAL ESTATE SALE AGREEMENT THIS FIRST AMENDMENT TO AMENDED AND RESTATED AGREEMENT OF SALE AND PURCHASE (this “Amendment”) is entered into effective as of November 28, 2022, by and between DONNELLEY FINANCIAL, LLC, a Delaware limited liability company (“Seller”), and ASPIRANT PARTNERS LLC, an Arizona limited liability company (“Buyer”). RECITALS: WHEREAS, Buyer and |
|
| February 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 21, 2023 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-48296 |
|
| February 9, 2023 |
DFIN / Donnelley Financial Solutions Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7)* Name of issuer: Donnelley Financial Solutions Inc. Title of Class of Securities: Common Stock CUSIP Number: 25787G100 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Sched |
|
| February 8, 2023 |
SC 13G/A 1 donnelleyfinsolutions13g-a6.htm SC 13G/A United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* DONNELLEY FINANCIAL SOLUTIONS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 25787G100 (CUSIP Number) DECEMBER 31, 2022 (Date of Event Which Requires Filing of this Statement) Check |
|
| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 5)1 Donnelley Financial Solutions, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 25787G100 (CUSIP Number) JE |
|
| November 2, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 2, 2022 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-482963 |
|
| November 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-37728 Donnelley Financial Solutions, Inc. (Exact name of re |
|
| November 2, 2022 |
DFIN Reports Third Quarter 2022 Results Exhibit 99.1 DFIN Reports Third Quarter 2022 Results CHICAGO ? November 2, 2022 ? Donnelley Financial Solutions, Inc. (NYSE: DFIN) (the ?Company? or "DFIN") today reported financial results for the third quarter of 2022. Highlights for the third quarter of 2022: ? Record third-quarter software solutions net sales of $69.5 million; software solutions net sales accounted for 36.8% of total net sales |
|
| November 2, 2022 |
Exhibit 10.42 REAL ESTATE SALE AGREEMENT by and between DONNELLEY FINANCIAL, LLC, as Seller and Aspirant PARTNERS, LLC, as Purchaser 1500 N. Central avenue, Phoenix, Arizona THIS REAL ESTATE SALE AGREEMENT (this ?Agreement?) is made and entered into as of August 30, 2022 (the ?Contract Date?), by and between DONNELLEY FINANCIAL, LLC, a Delaware limited liability company (?Seller?) and ASPIRANT PAR |
|
| October 24, 2022 |
October 24, 2022 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Scott Stringer Adam Phippen Division of Corporation Finance Office of Trade & Services Re: Donnelley Financial Solutions, Inc. Form 10-K for the Fiscal Year Ended December 31, 2021 Filed February 22, 2022 Form 10-Q for the Quarterly Period Ended Ju |
|
| September 2, 2022 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 30, 2022 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-4829638 |
|
| August 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 17, 2022 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-4829638 |
|
| August 3, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 3, 2022 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-4829638 |
|
| August 3, 2022 |
DFIN Reports Second Quarter 2022 Results Exhibit 99.1 DFIN Reports Second Quarter 2022 Results CHICAGO – August 3, 2022 – Donnelley Financial Solutions, Inc. (NYSE: DFIN) (the “Company” or "DFIN") today reported financial results for the second quarter of 2022. Second-quarter 2022 Second-quarter 2021 $ Change % Change Net Sales $266.2 million $267.5 million ($1.3 million) (0.5%) Net Earnings $46.0 million $42.9 million $3.1 million 7.2% |
|
| August 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-37728 Donnelley Financial Solutions, Inc. (Exact name of registr |
|
| July 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 14, 2022 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-4829638 ( |
|
| July 18, 2022 |
Exhibit 99.1 Donnelley Financial Solutions Appoints Chandar Pattabhiram to Board of Directors NEWS PROVIDED BY Donnelley Financial Solutions g Jul 15, 2022, 07:00 ET Well-rounded software executive with more than 20 years of experience in B2B to join Board CHICAGO, July 15, 2022 /PRNewswire/ ? Donnelley Financial Solutions (NYSE: DFIN), a leading provider of risk and compliance solutions, is pleas |
|
| June 1, 2022 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 25, 2022 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-4829638 (C |
|
| May 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Donnelley Financial Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 1-37728 36-4829638 (State or other jurisdiction of corporation) (Commission File Number) (IRS Employer Identification No.) 35 West Wacker Drive, Chicago, Illinois 60601 (Address of principal |
|
| May 23, 2022 |
EX-1.01 2 d293213dex101.htm EX-1.01 Exhibit 1.01 DONNELLEY FINANCIAL SOLUTIONS Conflict Minerals Report For the reporting period from January 1, 2021 to December 31, 2021 This Conflict Minerals Report (the “Report”) of Donnelley Financial Solutions, Inc. (the “Company”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934 for the r |
|
| May 23, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 18, 2022 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-4829638 (C |
|
| May 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. 4)1 Donnelley Financial Solutions, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 25787G100 (CUSIP Number) JE |
|
| May 5, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 5, 2022 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-4829638 (Co |
|
| May 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-37728 Donnelley Financial Solutions, Inc. (Exact name of regist |
|
| May 5, 2022 |
DFIN Reports First Quarter 2022 Results Exhibit 99.1 DFIN Reports First Quarter 2022 Results CHICAGO ? May 5, 2022 ? Donnelley Financial Solutions, Inc. (NYSE: DFIN), (the ?Company? or "DFIN") today reported financial results for the first quarter of 2022. Highlights for the first quarter of 2022: ? Record first-quarter software solutions net sales of $69.8 million, an increase of 15.8%, from the first quarter of 2021; software solution |
|
| April 4, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Section 240. |
|
| April 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Section 240. |
|
| February 22, 2022 |
Exhibit 10.6 Donnelley Financial Solutions, Inc. Non-Employee Director Compensation Plan Effective as of December 16, 2021 Each director shall receive (A) an annual cash retainer (a ?Cash Retainer?) and (B) an annual equity retainer (an ?Equity Retainer?) to be paid in the form of a grant of Restricted Stock Units (?RSUs?) each on the date of the Company?s Annual Meeting of Stockholders, as descri |
|
| February 22, 2022 |
Exhibit 10.23 ANNEX A RR DONNELLEY Global Headquarters 35 South Wacker Drive Chicago, Illinois 60601-4301 Telephone (312) 326-8000 June 4, 2010 Eric Johnson [redacted] [redacted] Dear Eric: In recognition of your importance to R.R. Donnelley & Sons Company, its officers, directors, subsidiaries, affiliates, and successors or assigns (?Donnelley? or ?Company?) and to further the Company?s interests |
|
| February 22, 2022 |
Exhibit 10.22 WAIVER OF SEVERANCE BENEFITS Waiver of Severance Benefits (?Waiver?) dated as of the date set forth below, by and between Craig Clay (?Executive?) and Donnelley Financial Solutions, Inc., a Delaware corporation (the ?Company?). Recitals WHEREAS, the Company has entered into an employment agreement with Executive, dated March 21, 2016 (the ?Agreement?). A copy of the Agreement is atta |
|
| February 22, 2022 |
Subsidiaries of the Registrant (filed herewith) Exhibit 21.1 Donnelley Financial Solutions, Inc. Entity Name Entity Type Domestic Jurisdiction Bowne International, L.L.C. Limited Liability Company Delaware DFS International Holdings, Inc. Corporation Delaware Donnelley Financial Data Solutions Deutschland GmbH Limited Liability Company Frankfurt/Main Donnelley Financial Solutions Australia Pty Limited Limited Liability Company Victoria Donnelle |
|
| February 22, 2022 |
Exhibit 10.30 DONNELLEY FINANCIAL SOLUTIONS, INC. DIRECTOR RESTRICTED STOCK UNIT AWARD for Directors with Deferral Elections This Restricted Stock Unit Award (?Award?) is granted as of this XXth day of XXXX, 2022 (the ?Grant Date?) by Donnelley Financial Solutions, Inc., a Delaware corporation (the ?Company?), to XXXXXXX (?Grantee?). This Award is made to Grantee pursuant to his or her deferral el |
|
| February 22, 2022 |
Exhibit 10.24 WAIVER OF SEVERANCE BENEFITS Waiver of Severance Benefits ("Waiver"), dated as of the date set forth below, by and between Eric Johnson ("Executive"), and Donnelley Financial Solutions, Inc., a Delaware corporation (the "Company"), Recitals WHEREAS, the Company has entered into an employment agreement with Executive, dated June 4, 2010 (the ?Agreement?). A copy of the Agreement is at |
|
| February 22, 2022 |
Powers of Attorney (filed herewith) Exhibit 24.1 POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints David A. Gardella, Jennifer B. Reiners and Kami S. Turner, or any of them, his or her true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, in any and all capacities, to sign the Annual Report on Form 10-K of Donnelley Financia |
|
| February 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-37728 Donnelley Financial Solution |
|
| February 22, 2022 |
Exhibit 99.1 DFIN Reports Fourth Quarter and Full Year 2021 Results Record Full Year Software Solutions Net Sales, Adjusted EBITDA, Adjusted EBITDA Margin and Free Cash Flow CHICAGO ? February 22, 2022 ? Donnelley Financial Solutions, Inc. (NYSE: DFIN), (the ?Company? or "DFIN") today reported financial results for the fourth quarter and full year 2021. Fourth-quarter 2021 Fourth-quarter 2020 $ Ch |
|
| February 22, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 22, 2022 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-48296 |
|
| February 22, 2022 |
Exhibit 10.21 ANNEX A RR DONNELLEY Global Headquarters 35 South Wacker Drive Chicago, Illinois 60601-4301 Telephone (312) 326-8000 March 21, 2016 Craig Clay [redacted] [redacted] Dear Craig: In recognition of your importance to R.R. Donnelley & Sons Company, its officers, directors, subsidiaries, affiliates, and successors or assigns ("Donnelley" or "Company") and to further the Company's interest |
|
| February 9, 2022 |
DFIN / Donnelley Financial Solutions Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6)* Name of issuer: Donnelley Financial Solutions Inc. Title of Class of Securities: Common Stock CUSIP Number: 25787G100 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Sched |
|
| February 4, 2022 |
United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* DONNELLEY FINANCIAL SOLUTIONS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 25787G100 (CUSIP Number) DECEMBER 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
|
| November 3, 2021 |
Exhibit 10.41 EXECUTION VERSION REAL ESTATE SALE AGREEMENT by and between DONNELLEY FINANCIAL, LLC, as Seller and hsg acquisitions LLC, as Purchaser 1500 N. Central avenue, Phoenix, Arizona THIS REAL ESTATE SALE AGREEMENT (this ?Agreement?) is made and entered into as of August , 2021 (the ?Contract Date?), by and between DONNELLEY FINANCIAL, LLC, a Delaware limited liability company (?Seller?) an |
|
| November 3, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 3, 2021 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-482963 |
|
| November 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-37728 Donnelley Financial Solutions, Inc. (Exact name of re |
|
| November 3, 2021 |
DFIN Reports Third Quarter 2021 Results Exhibit 99.1 DFIN Reports Third Quarter 2021 Results CHICAGO ? November 3, 2021 ? Donnelley Financial Solutions, Inc. (NYSE: DFIN), (the ?Company? or "DFIN") today reported financial results for the third quarter of 2021. Third-quarter 2021 Third-quarter 2020 $ Change % Change Net Sales $247.7 million $209.5 million $38.2 million 18.2% Net Earnings $42.2 million $7.1 million $35.1 million nm Adjus |
|
| August 24, 2021 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 20, 2021 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-4829638 |
|
| August 4, 2021 |
DFIN Reports Second Quarter 2021 Results Exhibit 99.1 DFIN Reports Second Quarter 2021 Results CHICAGO- August 4, 2021 ? Donnelley Financial Solutions, Inc. (NYSE: DFIN), (the ?Company? or "DFIN") today reported financial results for the second quarter of 2021. Second-quarter 2021 Second-quarter 2020 $ Change % Change Net Sales $267.5 million $254.0 million $13.5 million 5.3% Net Earnings (Loss) $42.9 million ($1.3 million) $44.2 million |
|
| August 4, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 4, 2021 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-4829638 |
|
| August 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-37728 Donnelley Financial Solutions, Inc. (Exact name of registr |
|
| June 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 27, 2021 DONNELLEY FINANCIAL SOLUTIONS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-4829638 (C |
|
| June 1, 2021 |
Exhibit 10.1 AMENDED AND RESTATED CREDIT AGREEMENT Dated as of May 27, 2021, among DONNELLEY FINANCIAL SOLUTIONS, INC., as Borrower, THE LENDERS PARTY HERETO, and JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A., BANK OF AMERICA, N.A., CAPITAL ONE SECURITIES, INC., CITIZENS BANK, N.A., FIFTH THIRD SECURITIES, INC., MUFG BANK, LTD., PNC CAPITAL MARKETS LLC, TRUIST SECURI |
|
| May 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Donnelley Financial Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 1-37728 36-4829638 (State or other jurisdiction of corporation) (Commission File Number) (IRS Employer Identification No.) 35 West Wacker Drive, Chicago, Illinois 60601 (Address of principal |
|
| May 27, 2021 |
Youâve Exceeded the SECâs Traffic Limit U.S. Securities and Exchange Commission Youâve Exceeded the SECâs Traffic Limit Your request rate has exceeded the SECâs maximum allowable requests per second. Your access to SEC.gov will be limited for 10 minutes. Current guidelines limit each user to a total of no more than 10 requests per second, regardless of the number of machines used to submit requests. To ensure that SEC.gov remains |
|
| May 17, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 13, 2021 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-4829638 (C |
|
| May 5, 2021 |
DFIN Reports First-Quarter 2021 Results Exhibit 99.1 DFIN Reports First-Quarter 2021 Results CHICAGO- May 5, 2021 ? Donnelley Financial Solutions, Inc. (NYSE: DFIN), (the ?Company?) today reported financial results for the first quarter of 2021. First-quarter 2021 First-quarter 2020 Net Sales $245.3 million $220.7 million Net Earnings $35.2 million $4.1 million Non-GAAP Adjusted EBITDA(1) $71.1 million $30.1 million Operating Cash Flow |
|
| May 5, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 05, 2021 Donnelley Financial Solutions, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37728 36-4829638 (State or Other Jurisdiction of Incorporation) (C |
|
| May 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-37728 Donnelley Financial Solutions, Inc. (Exact name of regist |
|
| March 29, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Section 240. |
|
| March 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Section 240. |
|
| March 8, 2021 |
United States Securities and Exchange Commission Washington, D.C. 20549 United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* DONNELLEY FINANCIAL SOLUTIONS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 25787G100 (CUSIP Number) FEBRUARY 28, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
|
| February 25, 2021 |
Powers of Attorney (filed herewith) Exhibit 24.1 POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints David A. Gardella, Jennifer B. Reiners and Kami S. Turner, or any of them, his or her true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, in any and all capacities, to sign the Annual Report on Form 10-K of Donnelley Financia |
|
| February 25, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 25, 2021 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-48296 |
|
| February 25, 2021 |
Exhibit 10.31 DONNELLEY FINANCIAL SOLUTIONS, INC. PERFORMANCE UNIT AWARD (2016 PIP) This Performance Unit Award (?Award?) is granted as of XXXX (the ?Grant Date?), by Donnelley Financial Solutions, Inc. (the ?Company?) to XXXX (?Grantee?). 1.Grant of Award. This Award is granted as an incentive for Grantee to remain an employee of the Company and share in the future success of the Company. The Com |
|
| February 25, 2021 |
AOE su UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-37728 Donnelley Financial S |
|
| February 25, 2021 |
Subsidiaries of the Registrant (filed herewith) Exhibit 21.1 Donnelley Financial Solutions, Inc. Entity Name Entity Type Domestic Jurisdiction Al Ghurair Donnelley LLC [Less than 50% owned] Corporation United Arab Emirates Bowne International Ltd. [UK] Limited Liability Company England and Wales Bowne International, L.L.C. Limited Liability Company Delaware DFS International Holdings, Inc. Corporation Delaware Donnelley Financial Data Solutions |
|
| February 25, 2021 |
Exhibit 10.27 DONNELLEY FINANCIAL SOLUTIONS, INC. STOCK UNIT AWARD (2016 PIP) This Stock Unit Award (?Award?) is granted as of XXXXX (the ?Grant Date?) by Donnelley Financial Solutions, Inc., a Delaware corporation (the ?Company?), to XXXXXX (?Grantee?). 1.Grant of Award. This Award is granted as an incentive for Grantee to remain an employee of the Company and share in the future success of the C |
|
| February 25, 2021 |
DFIN Reports Fourth Quarter 2020 Results Exhibit 99.1 DFIN Reports Fourth Quarter 2020 Results CHICAGO- February 25, 2021 – Donnelley Financial Solutions, Inc. (NYSE: DFIN), (the “Company”) today reported financial results for the fourth quarter and full year 2020. Fourth-quarter 2020 Full-year 2020 Net Sales $210.3 million $894.5 million Net Loss (1) ($35.8) million ($25.9) million Non-GAAP Adjusted EBITDA(2) $34.9 million $173.4 millio |
|
| February 25, 2021 |
Exhibit 10.8 Donnelley Financial Solutions, Inc. Non-Employee Director Compensation Plan Each director shall receive (A) an annual cash retainer (a ?Cash Retainer?) and (B) an annual equity retainer (an ?Equity Retainer?) to be paid in the form of a grant of Restricted Stock Units (?RSUs?) each on the date of the Company?s Annual Meeting of Stockholders, as described further below and pursuant to |
|
| February 11, 2021 |
United States Securities and Exchange Commission Washington, D.C. 20549 United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* DONNELLEY FINANCIAL SOLUTIONS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 25787G100 (CUSIP Number) DECEMBER 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
|
| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5)* Name of issuer: Donnelley Financial Solutions Inc. Title of Class of Securities: Common Stock CUSIP Number: 25787G100 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Sched |
|
| December 8, 2020 |
United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* DONNELLEY FINANCIAL SOLUTIONS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 25787G100 (CUSIP Number) NOVEMBER 30, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
|
| November 4, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 04, 2020 Donnelley Financial Solutions, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37728 36-4829638 (State or Other Jurisdiction of Incorporatio |
|
| November 4, 2020 |
Quarterly Report - 10-Q-09302020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-37728 Donnelley Financial Solutions, Inc. (Exact name of re |
|
| November 4, 2020 |
DFIN Reports Third Quarter 2020 Results Exhibit 99.1 DFIN Reports Third Quarter 2020 Results CHICAGO- November 4, 2020 – Donnelley Financial Solutions, Inc. (NYSE: DFIN), (the “Company”) today reported financial results for the third quarter of 2020. Third-quarter 2020 Third-quarter 2019 Net Sales $209.5 million $195.9 million GAAP Net Earnings $7.1 million $14.7 million Non-GAAP Adjusted EBITDA(1) $47.6 million $31.1 million Operating |
|
| August 5, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-37728 Donnelley Financial Solutions, Inc. (Exact name of registr |
|
| August 5, 2020 |
DFIN Reports Second Quarter 2020 Results Exhibit 99.1 DFIN Reports Second Quarter 2020 Results CHICAGO- August 5, 2020 – Donnelley Financial Solutions, Inc. (NYSE: DFIN), (the “Company”) today reported financial results for the second quarter 2020. Highlights: Second-quarter 2020 Second-quarter 2019 Net Sales $254.0 million $258.9 million GAAP Net Earnings (Loss) ($1.3) million $17.3 million Non-GAAP Adjusted EBITDA(1) $60.8 million $56. |
|
| August 5, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 05, 2020 Donnelley Financial Solutions, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37728 36-4829638 (State or Other Jurisdiction of Incorporation) |
|
| July 22, 2020 |
Costs Associated with Exit or Disposal Activities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 22, 2020 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-4829638 ( |
|
| July 20, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 15, 2020 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-4829638 ( |
|
| July 20, 2020 |
EX-10.2 3 d908284dex102.htm EX-10.2 EXHIBIT 10.2 AMENDMENT TO EMPLOYMENT AGREEMENT Amendment dated as of July 15, 2020 (the “Amendment”) to that amended and restated employment agreement between Donnelley Financial Solutions, Inc., a Delaware corporation (“Donnelley Financial”) and Daniel N. Leib (the “Executive”), dated July 11, 2017 (the “Employment Agreement”). Capitalized terms used but not de |
|
| July 20, 2020 |
EX-10.1 2 d908284dex101.htm EX-10.1 EXHIBIT 10.1 DONNELLEY FINANCIAL SOLUTIONS, INC. EXECUTIVE SEVERANCE PLAN (As Amended and Restated, effective as of July 15, 2020) 1. Purpose. The purpose of the Donnelley Financial Solutions, Inc. Executive Severance Plan, as amended and restated, effective as of the Effective Date (the “Plan”) is to retain certain senior executives of the Company by providing |
|
| June 26, 2020 |
EX-10.1 Exhibit 10.1 AGREEMENT THIS AGREEMENT IS by and between Thomas F. Juhase (“you” or “Employee”) on behalf of himself, his agents, representatives, heirs, executors, attorneys, administrators, assigns and anyone claiming through him/her, and Donnelley Financial Solutions, Inc., a Delaware corporation, its subsidiaries, affiliates, predecessors, successors and assigns (the “Company”) in conne |
|
| June 26, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 22, 2020 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-4829638 ( |
|
| May 22, 2020 |
SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Donnelley Financial Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 1-37728 36-4829638 (State or other jurisdiction of corporation) (Commission File Number) (IRS Employer Identification No.) 35 West Wacker Drive, Chicago, Illinois 60601 (Address of princi |
|
| May 22, 2020 |
Youâve Exceeded the SECâs Traffic Limit U.S. Securities and Exchange Commission Youâve Exceeded the SECâs Traffic Limit Your request rate has exceeded the SECâs maximum allowable requests per second. Your access to SEC.gov will be limited for 10 minutes. Current guidelines limit each user to a total of no more than 10 requests per second, regardless of the number of machines used to submit requests. To ensure that SEC.gov remains |
|
| May 19, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 18, 2020 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-4829638 (C |
|
| May 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-37728 Donnelley Financial Solutions, Inc. (Exact name of regist |
|
| May 7, 2020 |
DFIN Reports First Quarter 2020 Results Exhibit 99.1 DFIN Reports First Quarter 2020 Results CHICAGO- May 7, 2020 – Donnelley Financial Solutions, Inc. (NYSE: DFIN), (the “Company”) today reported financial results for the first quarter 2020. Highlights: First-quarter 2020 First-quarter 2019 Net Sales $220.7 million $229.6 million GAAP Net Earnings (Loss) $4.1 million ($1.4 million) Non-GAAP Adjusted EBITDA(1) $30.1 million $23.7 millio |
|
| May 7, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 07, 2020 Donnelley Financial Solutions, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37728 36-4829638 (State or Other Jurisdiction of Incorporation) (C |
|
| May 7, 2020 |
Exhibit 22.1 List of Issuer and Guarantor Subsidiaries As of March 31, 2020, the following subsidiaries of the Registrant guarantee the Registrant’s 8.25% Senior Notes due October 15, 2024 (the “Notes”): Entity Name Entity Type Domestic Jurisdiction Notes Donnelley Financial Solutions, Inc. Corporation Delaware Issuer DFS International Holdings, Inc. Corporation Delaware Guarantor Donnelley Financ |
|
| April 13, 2020 |
DFIN / Donnelley Financial Solutions DEF 14A - - DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Section 240. |
|
| March 6, 2020 |
EX-10.1 Exhibit 10.1 DONNELLEY FINANCIAL SOLUTIONS, INC. PERFORMANCE CASH AWARD (2016 PIP)(adopted on March 2, 2020) This Performance Cash Award (“Award”) is granted as of XXXX (the “Grant Date”), by Donnelley Financial Solutions, Inc. (the “Company”) to XXXX (“Grantee”). 1. Grant of Award. This Award is granted as an incentive for Grantee to remain an employee of the Company and share in the futu |
|
| March 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 2, 2020 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-4829638 ( |
|
| March 6, 2020 |
EX-10.2 3 d832034dex102.htm EX-10.2 Exhibit 10.2 DONNELLEY FINANCIAL SOLUTIONS, INC. PERFORMANCE RESTRICTED STOCK UNIT AWARD (2016 PIP) This Performance Restricted Stock Unit Award (“Award”) is granted as of [●], 20 (the “Grant Date”) by Donnelley Financial Solutions, Inc., a Delaware corporation (the “Company”), to XXXXXX (“Grantee”). 1. Grant of Award. This Award is granted as an incentive for G |
|
| February 26, 2020 |
Donnelley Financial Solutions, Inc. Non-Employee Director Compensation Plan (filed herewith)* Exhibit 10.8 Donnelley Financial Solutions, Inc. Non-Employee Director Compensation Plan Each director shall receive (A) an annual cash retainer (a “Cash Retainer”) and (B) an annual equity retainer (an “Equity Retainer”) to be paid in the form of a grant of Restricted Stock Units (“RSUs”) each on the date of the Company’s Annual Meeting of Stockholders, as described further below and pursuant to |
|
| February 26, 2020 |
Power of Attorney (filed herewith) Exhibit 24.1 POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints David A. Gardella, Jennifer B. Reiners and Kami S. Turner, or any of them, his or her true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, in any and all capacities, to sign the Annual Report on Form 10-K of Donnelley Financia |
|
| February 26, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 26, 2020 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-48296 |
|
| February 26, 2020 |
Subsidiaries of the Registrant (filed herewith) Exhibit 21.1 Donnelley Financial Solutions, Inc. Entity Name Entity Type Domestic Jurisdiction Al Ghurair Donnelley LLC [Less than 50% owned] Corporation United Arab Emirates Bowne International Ltd. [UK] Limited Liability Company England and Wales Bowne International, L.L.C. Limited Liability Company Delaware DFS International Holdings, Inc. Corporation Delaware Donnelley Financial Data Solutions |
|
| February 26, 2020 |
AOE su UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-37728 Donnelley Financial S |
|
| February 26, 2020 |
DFIN Reports Fourth-Quarter and Full-Year 2019 Results EX-99.1 2 dfin-ex9916.htm EX-99.1 Exhibit 99.1 DFIN Reports Fourth-Quarter and Full-Year 2019 Results CHICAGO- February 26, 2020 – Donnelley Financial Solutions, Inc. (NYSE: DFIN), (the “Company”) today reported financial results for the fourth quarter and full year 2019. Fourth-quarter and full-year highlights: Fourth-quarter 2019 Full-year 2019 Net Sales $190.3 million $874.7 million GAAP Net Ea |
|
| February 26, 2020 |
EX-4.2 2 dfin-ex42579.htm EX-4.2 Exhibit 4.2 DONNELLEY FINANCIAL SOLUTIONS, INC. Description of THE SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following description is a summary of the terms of our common stock is qualified in its entirety by reference to our Amended and Restated Certificate of Incorporation (“Certificate”) and Amended and Restated Byla |
|
| February 12, 2020 |
DFIN / Donnelley Financial Solutions / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4)* Name of issuer: Donnelley Financial Solutions Inc Title of Class of Securities: Common Stock CUSIP Number: 25787G100 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedu |
|
| February 11, 2020 |
United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* DONNELLEY FINANCIAL SOLUTIONS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 25787G100 (CUSIP Number) DECEMBER 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
|
| December 2, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3)1 Donnelley Financial Solutions, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 25787G100 (CUSIP Number) JE |
|
| November 5, 2019 |
DFIN Reports Third Quarter 2019 Results Exhibit 99.1 DFIN Reports Third Quarter 2019 Results CHICAGO- November 5, 2019 – Donnelley Financial Solutions (NYSE: DFIN) today reported financial results for the third quarter 2019. Highlights: • Third-quarter net sales of $195.9 million • Third-quarter GAAP net earnings of $14.7 million, or $0.43 per diluted share • Third-quarter Non-GAAP adjusted EBITDA of $31.1 million, or 15.9% of net sales |
|
| November 5, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 5, 2019 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-482963 |
|
| November 5, 2019 |
EX-10.39 2 dfin-ex1039682.htm EX-10.39 Exhibit 10.39 AMENDED AND RESTATED AGREEMENT OF SALE AND PURCHASE between DONNELLEY FINANCIAL, LLC, a Delaware limited liability company “Seller” and SECA-NJ LLC, a Delaware limited liability company “Buyer” with Escrow Instructions for CHICAGO TITLE INSURANCE COMPANY as Escrow Agent Table of Contents AND List of exhibits and SCHEDULES Page ARTICLE 1 CERTAIN |
|
| November 5, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-37728 Donnelley Financial Solutions, Inc. (Exact name of re |
|
| November 5, 2019 |
EX-10.41 4 dfin-ex1041683.htm EX-10.41 Exhibit 10.41 SECOND AMENDMENT TO AMENDED AND RESTATED AGREEMENT OF SALE AND PURCHASE THIS SECOND AMENDMENT TO AMENDED AND RESTATED AGREEMENT OF SALE AND PURCHASE (this “Amendment”) is entered into effective as of September 26, 2019, by and between DONNELLEY FINANCIAL, LLC, a Delaware limited liability company (“Seller”), and SECA-NJ LLC, a Delaware limited l |
|
| November 5, 2019 |
Exhibit 10.40 FIRST AMENDMENT TO AMENDED AND RESTATED AGREEMENT OF SALE AND PURCHASE THIS FIRST AMENDMENT TO AMENDED AND RESTATED AGREEMENT OF SALE AND PURCHASE (this “Amendment”) is entered into effective as of September 25, 2019, by and between DONNELLEY FINANCIAL, LLC, a Delaware limited liability company (“Seller”), and SECA-NJ LLC, a Delaware limited liability company (“Buyer”). RECITALS: WHE |
|
| September 12, 2019 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 6, 2019 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-48296 |
|
| August 1, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 1, 2019 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-4829638 |
|
| August 1, 2019 |
Exhibit 99.1 DFIN REPORTS SECOND-QUARTER 2019 RESULTS Chicago, August 1, 2019 – Donnelley Financial Solutions (NYSE: DFIN) today reported financial results for the second quarter 2019. Highlights: • Second-quarter net sales of $258.9 million • U.S. Investment Markets net sales increased by 3.7% from the second quarter of 2018 due to continued strong demand for proxy and prospectus solutions • SaaS |
|
| August 1, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-37728 Donnelley Financial Solutions, Inc. (Exact name of registr |
|
| August 1, 2019 |
Exhibit 10.7 SECOND AMENDMENT TO THE DONNELLEY FINANCIAL SOLUTIONS, INC. AMENDED AND RESTATED 2016 PERFORMANCE INCENTIVE PLAN THIS SECOND AMENDMENT TO THE DONNELLEY FINANCIAL SOLUTIONS, INC. AMENDED AND RESTATED 2016 PERFORMANCE INCENTIVE PLAN (this “Amendment”), is made and adopted as of June 27, 2019, by the Board of Directors (the “Board”) of Donnelley Financial Solutions, Inc. (the “Company”). |
|
| May 30, 2019 |
Power of Attorney, filed herewith EX-24.1 Exhibit 24.1 POWER OF ATTORNEY Each person whose signature appears below hereby severally and individually constitutes and appoints Daniel N. Leib, David A. Gardella and Jennifer B. Reiners, and each of them severally, the true and lawful attorneys-in-fact and agents of each of us to execute in the name, place and stead of each of us (individually and in any capacity stated below) any and |
|
| May 30, 2019 |
DFIN / Donnelley Financial Solutions S-8 - - S-8 S-8 As filed with the Securities and Exchange Commission on May 30, 2019 Registration No. |
|
| May 30, 2019 |
Submission of Matters to a Vote of Security Holders 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 30, 2019 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-482963 |
|
| May 30, 2019 |
EX-1.01 Exhibit 1.01 DONNELLEY FINANCIAL SOLUTIONS Conflict Minerals Report For the reporting period from January 1, 2018 to December 31, 2018 This Conflict Minerals Report (the “Report”) of Donnelley Financial Solutions, Inc. (the “Company”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934 for the reporting period January 1, 2 |
|
| May 30, 2019 |
DFIN / Donnelley Financial Solutions SD - - SD SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Donnelley Financial Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 1-37728 36-4829638 (State or other jurisdiction of corporation) (Commission File Number) (IRS Employer Identification No.) 35 West Wacker Drive, Chicago, Illinois 60601 (Address of princi |
|
| May 2, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 2, 2019 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-4829638 (Co |
|
| May 2, 2019 |
EX-99.1 2 dfin-ex9916.htm EX-99.1 Exhibit 99.1 DFIN REPORTS FIRST-QUARTER 2019 RESULTS Chicago, May 2, 2019 – Donnelley Financial Solutions (NYSE: DFIN) today reported financial results for the first quarter 2019. Highlights: • First-quarter net sales of $229.6 million, in line with guidance • U.S. Investment Markets net sales increased by 4.0% from the first quarter of 2018 as a result of a speci |
|
| May 2, 2019 |
Exhibit 10.25 DONNELLEY FINANCIAL SOLUTIONS, INC. PERFORMANCE UNIT AWARD (2016 PIP)(adopted on March 5, 2019) This Performance Unit Award (“Award”) is granted as of XXXX (the “Grant Date”), by Donnelley Financial Solutions, Inc. (the “Company”) to XXXX (“Grantee”). 1.Grant of Award. This Award is granted as an incentive for Grantee to remain an employee of the Company and share in the future succe |
|
| May 2, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-37728 Donnelley Financial Solutions, Inc. (Exact name of regist |
|
| April 22, 2019 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Section 240. |
|
| February 27, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 27, 2019 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-48296 |
|
| February 27, 2019 |
Exhibit 99.1 DONNELLEY FINANCIAL REPORTS FOURTH-QUARTER 2018 RESULTS Chicago, February 27, 2019 – Donnelley Financial Solutions (NYSE: DFIN) today reported financial results for the fourth quarter 2018. Highlights: Fourth-quarter 2018 Full-year 2018(1) Net sales $200.3 million $963.0 million GAAP Net earnings (loss) ($1.0) million $73.6 million Non-GAAP Adjusted EBITDA(2) $19.4 million $154.9 mill |
|
| February 27, 2019 |
E su UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-37728 Donnelley Financial Sol |
|
| February 27, 2019 |
Power of Attorney (filed herewith) Exhibit 24.1 POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints David A. Gardella, Jennifer B. Reiners and Kami S. Turner, or any of them, his or her true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, in any and all capacities, to sign the Annual Report on Form 10-K of Donnelley Financia |
|
| February 27, 2019 |
Subsidiaries of the Registrant (filed herewith) Exhibit 21.1 Entity Name Entity Type Domestic Jurisdiction Al Ghurair Donnelley LLC [Less than 50% owned] Corporation United Arab Emirates Bowne International Ltd. [UK] Limited Liability Company England and Wales Bowne International, L.L.C. Limited Liability Company Delaware DFS International Holdings, Inc. Corporation Delaware Donnelley Financial Data Solutions Deutschland GmbH Limited Liability |
|
| February 19, 2019 |
EX-10.1 Exhibit 10.1 EXECUTION VERSION AGREEMENT This Agreement (this “Agreement”), dated as of February 17, 2019, is by and among Simcoe Capital Management, LLC (“Investor”), Donnelley Financial Solutions, Inc. (the “Company”), and, solely for purposes of Section 2(g) hereof, Jeffrey Jacobowitz (the “Investor Nominee”). In consideration of and reliance upon the mutual covenants and agreements con |
|
| February 19, 2019 |
DFIN to Nominate Jeffrey Jacobowitz for Election to Board of Directors at 2019 Annual Meeting EX-99.1 Exhibit 99.1 DFIN to Nominate Jeffrey Jacobowitz for Election to Board of Directors at 2019 Annual Meeting CHICAGO, FEBRUARY 19, 2019 – DFIN (NYSE: DFIN), a leading global provider of risk and compliance solutions, today announced that it would nominate Jeffrey Jacobowitz, Founder and Managing Member of Simcoe Capital Management, LLC (“Simcoe”), for election to the Company’s Board of Direc |
|
| February 19, 2019 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 17, 2019 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-4 |
|
| February 19, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 Donnelley Financial Solutions, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 25787G100 (CUSIP Number) JE |
|
| February 19, 2019 |
EX-99.2 3 ex992to13da207902006021919.htm JOINT FILING AGREEMENT Exhibit 99.2 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, $0.01 par v |
|
| February 19, 2019 |
Exhibit 99.1 AGREEMENT This Agreement (this “Agreement”), dated as of February 17, 2019, is by and among Simcoe Capital Management, LLC (“Investor”), Donnelley Financial Solutions, Inc. (the “Company”), and, solely for purposes of Section 2(g) hereof, Jeffrey Jacobowitz (the “Investor Nominee”). In consideration of and reliance upon the mutual covenants and agreements contained herein, and for oth |
|
| February 11, 2019 |
DFIN / Donnelley Financial Solutions / VANGUARD GROUP INC Passive Investment donnelleyfinancialsolutionsi.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3 )* Name of issuer: Donnelley Financial Solutions Inc Title of Class of Securities: Common Stock CUSIP Number: 25787G100 Date of Event Which Requires Filing of this Statement: December 31, 2018 |
|
| February 11, 2019 |
United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* DONNELLEY FINANCIAL SOLUTIONS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 25787G100 (CUSIP Number) DECEMBER 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
|
| December 31, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 Donnelley Financial Solutions, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 25787G100 (CUSIP Number) JE |
|
| December 18, 2018 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 18, 2018 DONNELLEY FINANCIAL SOLUTIONS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-4 |
|
| December 18, 2018 |
EX-10.1 Exhibit 10.1 Execution Version AMENDMENT NO. 2 TO CREDIT AGREEMENT AMENDMENT NO. 2 TO CREDIT AGREEMENT (this “Amendment No. 2”), dated as of December 18, 2018, by and among Donnelley Financial Solutions, Inc. (the “Borrower”), the other Loan Parties, JPMORGAN CHASE BANK, N.A. (“JPM”), as administrative agent (in such capacity, including any permitted successor thereto, the “Administrative |
|
| November 26, 2018 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, $0.01 par value, of Donnelley Financial Solutions, Inc., a Delaware corpora |
|
| November 26, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 Donnelley Financial Solutions, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 25787G100 (CUSIP Number) JEF |
|
| November 7, 2018 |
EX-99.1 2 dfin-ex9916.htm EX-99.1 Exhibit 99.1 DONNELLEY FINANCIAL REPORTS THIRD-QUARTER 2018 RESULTS Chicago, November 7, 2018 – Donnelley Financial Solutions (NYSE: DFIN) today reported financial results for the third quarter 2018. Highlights: • Completed the sale of Language Solutions business on July 22, 2018 for $77.5 million in cash • Third-quarter net sales of $216.9 million decreased 2.6% |
|
| November 7, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 7, 2018 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-482963 |
|
| November 7, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-37728 Donnelley Financial Solutions, Inc. (Exact name of re |
|
| October 11, 2018 |
Donnelley Financial Solutions Appoints Juliet S. Ellis to Board of Directors EX-99.1 Exhibit 99.1 Donnelley Financial Solutions Appoints Juliet S. Ellis to Board of Directors CHICAGO—(BUSINESS WIRE)—Donnelley Financial Solutions (NYSE: DFIN), a leading provider of risk and compliance solutions, today announced the appointment of Juliet S. Ellis, chief investment officer of US Growth Equities for Invesco, Inc., to its board of directors effective Oct. 11, 2018. Ellis will s |
|
| October 11, 2018 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 8, 2018 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 3 |
|
| October 10, 2018 |
DFIN / Donnelley Financial Solutions / VANGUARD GROUP INC Passive Investment donnelleyfinancialsolutionsi.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2 )* Name of issuer: Donnelley Financial Solutions Inc Title of Class of Securities: Common Stock CUSIP Number: 25787G100 Date of Event Which Requires Filing of this Statement: September 28, 201 |
|
| August 2, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 2, 2018 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-4829638 |
|
| August 2, 2018 |
Exhibit 99.1 DONNELLEY FINANCIAL REPORTS SECOND-QUARTER 2018 RESULTS Chicago, August 2, 2018 – Donnelley Financial Solutions (NYSE: DFIN) today reported financial results for the second quarter 2018. Highlights: • Second-quarter net sales of $290.6 million increased 0.1% from the second quarter of 2017 • Second-quarter GAAP net earnings of $18.9 million, or $0.56 per diluted share, compared to GAA |
|
| August 2, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-37728 Donnelley Financial Solutions, Inc. (Exact name of registr |
|
| May 30, 2018 |
DFIN / Donnelley Financial Solutions SD SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Donnelley Financial Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 1-37728 36-4829638 (State or other jurisdiction of corporation) (Commission File Number) (IRS Employer Identification No.) 35 West Wacker Drive, Chicago, Illinois 60601 (Address of princi |
|
| May 30, 2018 |
Youâve Exceeded the SECâs Traffic Limit U.S. Securities and Exchange Commission Youâve Exceeded the SECâs Traffic Limit Your request rate has exceeded the SECâs maximum allowable requests per second. Your access to SEC.gov will be limited for 10 minutes. Current guidelines limit each user to a total of no more than 10 requests per second, regardless of the number of machines used to submit requests. To ensure that SEC.gov remains |
|
| May 24, 2018 |
Submission of Matters to a Vote of Security Holders 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 24, 2018 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-482963 |
|
| May 2, 2018 |
EX-99.1 2 dfin-ex9919.htm EX-99.1 Exhibit 99.1 DONNELLEY FINANCIAL REPORTS FIRST-QUARTER 2018 RESULTS Chicago, May 2, 2018 – Donnelley Financial Solutions (NYSE: DFIN) today reported financial results for the first quarter 2018. Highlights: • First-quarter net sales of $255.2 million declined 4.5% from the first quarter of 2017 • First-quarter GAAP net earnings of $7.7 million, or $0.23 per dilute |
|
| May 2, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 2, 2018 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-4829638 (Co |
|
| May 2, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-37728 Donnelley Financial Solutions, Inc. (Exact name of regist |
|
| April 16, 2018 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 10, 2018 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-4829 |
|
| April 16, 2018 |
EX-10.1 2 d560619dex101.htm EX-10.1 Exhibit 10.1 April 10, 2018 Daniel N. Leib [Address] Re: Side Letter to the Employment Agreement Dear Dan: The purpose of this side letter is to amend the employment agreement, by and between you and Donnelley Financial Solutions, Inc. (the “Company”), dated as of July 11, 2017 (the “Employment Agreement”), pursuant to Section 6(g) of the Employment Agreement. A |
|
| April 13, 2018 |
DFIN / Donnelley Financial Solutions DEF 14A DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Section 240. |
|
| March 13, 2018 |
EX-10.1 2 d484618dex101.htm EX-10.1 Exhibit 10.1 Donnelley Financial Solutions Annual Incentive Plan (Effective March 2, 2018) OVERVIEW The Donnelley Financial Solutions Annual Incentive Plan (the “Annual Incentive Plan” or the “Plan”) is designed to promote the growth and profitability of Donnelley Financial Solutions, Inc. (“Donnelley Financial” or the “Company”) and its subsidiaries with incent |
|
| March 13, 2018 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 2, 2018 Donnelley Financial Solutions, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-37728 36-48296 |
|
| February 28, 2018 |
dfin-ex9916.htm Exhibit 99.1 DONNELLEY FINANCIAL REPORTS FOURTH-QUARTER AND FULL-YEAR 2017 RESULTS AND ISSUES 2018 GUIDANCE Chicago, February 28, 2018 ? Donnelley Financial Solutions (NYSE: DFIN) today reported financial results for the fourth quarter and full year 2017. Highlights: Fourth-quarter 2017 Full-year 2017 Net Sales $224.8 million $1,004.9 million GAAP Net earnings (loss)(1) ($23.7) mil |
