DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Inc. - Pemfailan SEC, Laporan Tahunan, Penyata Proksi

Flaherty & Crumrine Dynamic Preferred and Income Fund Inc.
US ˙ NYSE ˙ US33848W1062

Statistik Asas
LEI 254900BPH613QBWQO237
CIK 1559991
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Flaherty & Crumrine Dynamic Preferred and Income Fund Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
June 23, 2025 DEFA14A

SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934

SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a

June 10, 2025 DEFA14A

SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934

SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a

May 16, 2025 DEFA14A

SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934

SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a

May 7, 2025 DEFA14A

SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934

SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a

April 28, 2025 DEFA14A

SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934

SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a

April 16, 2025 DEFA14A

SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934

fc-proxy041625 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursu

March 17, 2025 DEF 14A

SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934

SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a

March 6, 2025 PRE 14A

SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934

SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☐ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a

March 4, 2024 DEF 14A

SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934

SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-1

March 2, 2023 DEF 14A

SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934

SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-1

October 27, 2022 NPORT-EX

Shares/$ Par

dfp-nq083122 1 Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated PORTFOLIO OF INVESTMENTS August 31, 2022 (Unaudited) Shares/$ Par Value Preferred Stock & Hybrid Preferred Securities§ — 79.

April 28, 2022 NPORT-EX

Shares/$ Par

dfp-nq022822 1 Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated PORTFOLIO OF INVESTMENTS February 28, 2022 (Unaudited) Shares/$ Par Value Preferred Stock & Hybrid Preferred Securities§ — 78.

March 3, 2022 DEF 14A

SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934

DEF 14A 1 dfp-def14a042022.htm DEFINITIVE PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statement ☐ Definitive Additio

October 28, 2021 NPORT-EX

Shares/$ Par

dfp-nq083121 1 Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated PORTFOLIO OF INVESTMENTS August 31, 2021 (Unaudited) Shares/$ Par Value Preferred Stock & Hybrid Preferred Securities§ — 78.

April 30, 2021 POS EX

- POST-EFFECTIVE AMENDMENT

POS EX 1 dfp-posex042221.htm POST-EFFECTIVE AMENDMENT As filed with the Securities and Exchange Commission on April 30, 2021 Securities Act Registration No. 333-252797 Investment Company Registration No. 811-22762 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-2 (Check appropriate box or boxes) ☒ REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☐ Pre-Effectiv

April 30, 2021 424B2

Up to $200,000,000 of Common Shares Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated

PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(2) (To Prospectus dated April 19, 2021) Registration Statement No.

April 30, 2021 EX-99.(L)(2)

Opinion and Consent of Venable LLP

Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated POS EX Exhibit 99.

April 30, 2021 EX-99.(H)

ATM Sales Agreement

Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated POS EX Exhibit 99.

April 27, 2021 NPORT-EX

Shares/$ Par

dfp-nq022821 1 Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated PORTFOLIO OF INVESTMENTS February 28, 2021 (Unaudited) Shares/$ Par ? ? Value ? Preferred Stock & Hybrid Preferred Securities? ? 79.

April 16, 2021 CORRESP

Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated 301 E. Colorado Boulevard, Suite 800 Pasadena, California 91101

CORRESP 1 filename1.htm Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated 301 E. Colorado Boulevard, Suite 800 Pasadena, California 91101 April 16, 2021 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated (the “Registrant”) Registration Statement on Form N-2 Securities Act Fil

March 31, 2021 CORRESP

New York Washington Houston Palo Alto San francisco Chicago Paris London Frankfurt Brussels Milan Rome

787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 March 31, 2021 VIA EDGAR Securities and Exchange Commission 100 F Street, N.

March 4, 2021 DEF 14A

- DEFINITIVE PROXY STATEMENT

DEF 14A 1 dfp-def14a042121.htm DEFINITIVE PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statement ☐ Definitive Additio

October 28, 2020 NPORT-EX

Total Dividends Paid

dfp-nq083120 1 Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated PORTFOLIO OF INVESTMENTS August 31, 2020 (Unaudited) Shares/$ Par Value Preferred Stock & Hybrid Preferred Securities§ — 79.

May 26, 2020 CORRESP

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787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 VIA EDGAR May 26, 2020 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-4720 Re: Flaherty & Crumrine Preferred and Income Fund Incorporated (PFD) (SEC File No.

April 29, 2020 NPORT-EX

Total Dividends Paid

dfp022920 1 Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated PORTFOLIO OF INVESTMENTS February 29, 2020 (Unaudited) Shares/$ Par Value Preferred Stock & Hybrid Preferred Securities§ — 79.

March 5, 2020 DEF 14A

DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated DEF 14A - - DEFINITIVE PROXY STATEMENT

SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-1

October 24, 2019 NPORT-EX

DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated NPORT-EX - -

NPORT-EX 1 FlahertyCrumrineDynPrefInc.htm dfp-quarterlyreport083119 1 Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated PORTFOLIO OF INVESTMENTS August 31, 2019 (Unaudited) Shares/$ Par Value Preferred Stock & Hybrid Preferred Securities§ — 81.0% Banking — 48.9% Bank of America Corporation: 25,000 6.00%, Series EE $ 658,625 *(1) $ 4,760,000 5.875% to 03/15/28 then 3ML + 2.931%, Se

April 29, 2019 N-Q

DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated N-Q (Quarterly Schedule of Portfolio Holdings) QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS

dfp-nq022819 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22762 Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 Pasadena, CA 91101 (A

April 29, 2019 EX-99.CERT

Certifications pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act of 2002 are attached hereto.

Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated N-Q EX 99 CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R.

March 12, 2019 DEF 14A

DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated DEFINITIVE PROXY STATEMENT

SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-1

October 26, 2018 N-Q

DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS (Quarterly Schedule of Portfolio Holdings)

dfp-nq083118 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22762 Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 Pasadena, CA 91101 (A

October 26, 2018 EX-99.CERT

Certifications pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act of 2002 are attached hereto.

Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated N-Q EX 99 CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R.

April 27, 2018 EX-99.CERT

Certifications pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act of 2002 are attached hereto.

Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated N-Q EX 99 CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R.

April 27, 2018 N-Q

DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS (Quarterly Schedule of Portfolio Holdings)

N-Q 1 dfp-nq022818.htm QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS dfp-nq022818 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22762 Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated (Exact name of registrant as specified in cha

March 6, 2018 DEF 14A

DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated DEFINITIVE PROXY STATEMENT

SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t

October 24, 2017 EX-99.CERT

Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act

EX-99.CERT 2 d434713dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. Eric Chadwick, certify that: 1. I have reviewed this report on Form N-Q of Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or

October 24, 2017 N-Q

Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - FLAHERTY & CRUMRINE DYNAMIC PREFERRED AND INCOME FUND INCORPORATED

Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

September 15, 2017 CORRESP

PFD / Flaherty & Crumrine Preferred Income Fund, Inc. ESP

September 14, 2017 Kathy Churko Senior Staff Accountant U.S. Securities and Exchange Commission Division of Investment Management Office of Disclosure and Review 100 F Street, NE Washington, DC 20549 Re: Flaherty & Crumrine Preferred Income Fund Incorporated (PFD) (SEC File No. 811-06179) Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated (PFO) (SEC File No. 811-06495) Flaherty & C

April 28, 2017 EX-99.CERT

Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act

302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R.

April 28, 2017 N-Q

Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - FLAHERTY & CRUMRINE DYNAMIC PREFERRED AND INCOME FUND INCORPORATED

Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

March 10, 2017 DEF 14A

Flaherty & Crumrine Dynamic Preferred and Income Fund DEFINITIVE PROXY STATEMENT

DEF 14A 1 fandcdfp3217187-def14a.htm DEFINITIVE PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] De

October 27, 2016 N-Q

Flaherty & Crumrine Dynamic Preferred and Income Fund FLAHERTY & CRUMRINE DYNAMIC PREFERRED AND INCOME FUND INCORPORATED (Quarterly Schedule of Portfolio Holdings)

Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

October 27, 2016 EX-99.CERT

Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act

EX-99.CERT 2 d243152dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. Eric Chadwick, certify that: 1. I have reviewed this report on Form N-Q of Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or

April 28, 2016 N-Q

Flaherty & Crumrine Dynamic Preferred and Income Fund FLAHERTY & CRUMRINE DYNAMIC PREFERRED AND INCOME FUND INCORPORATED (Quarterly Schedule of Portfolio Holdings)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22762 Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 Pasadena, CA 91101 (Address of pri

April 28, 2016 EX-99.CERT

Certifications

EX-99.CERT 2 d123508dex99cert.htm 302 CERTIFICATIONS Certifications I, R. Eric Chadwick, certify that: 1. I have reviewed this report on Form N-Q of Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the

March 8, 2016 DEF 14A

Flaherty & Crumrine Dynamic Preferred and Income Fund DEFINITIVE PROXY STATEMENT

DEF 14A 1 fandcdpifidef14a.htm DEFINITIVE PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definiti

November 13, 2015 8-K

Flaherty & Crumrine Dynamic Preferred and Income Fund CURRENT REPORT (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 13, 2015 FLAHERTY & CRUMRINE DYNAMIC PREFERRED AND INCOME FUND INCORPORATED (Exact name of Registrant as specified in its charter) Maryland 811-22762 46-2415311 (State or oth

October 29, 2015 N-Q

Flaherty & Crumrine Dynamic Preferred and Income Fund FLAHERTY & CRUMRINE DYNAMIC PREFERRED AND INCOME FUND INCORPORATED (Quarterly Schedule of Portfolio Holdings)

Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

October 29, 2015 EX-99.CERT

Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act

EX-99.CERT 2 d57704dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. Eric Chadwick, certify that: 1. I have reviewed this report on Form N-Q of Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or

June 4, 2015 8-K

Flaherty & Crumrine Dynamic Preferred and Income Fund CURRENT REPORT (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 4, 2015 FLAHERTY & CRUMRINE DYNAMIC PREFERRED AND INCOME FUND INCORPORATED (Exact name of Registrant as specified in its charter) Maryland 811-22762 46-2415311 (State or other ju

April 28, 2015 N-Q

Flaherty & Crumrine Dynamic Preferred and Income Fund FLAHERTY & CRUMRINE DYNAMIC PREFERRED AND INCOME FUND INCORPORATED (Quarterly Schedule of Portfolio Holdings)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22762 Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 Pasadena, CA 91101 (Address of pri

April 28, 2015 EX-99.CERT

Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act

302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R.

April 23, 2015 EX-99.1

DFP, FFC AND FLC ANNOUNCE RESULTS OF ANNUAL ELECTION OF OFFICERS

DFP, FFC AND FLC ANNOUNCE RESULTS OF ANNUAL ELECTION OF OFFICERS PASADENA, CALIFORNIA ? April 21, 2015 The Boards of Directors of Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated (NYSE: DFP), Flaherty & Crumrine Preferred Securities Income Fund Incorporated (NYSE: FFC) and Flaherty & Crumrine Total Return Fund Incorporated (NYSE: FLC) today elected the following new officers of the funds.

April 23, 2015 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 fandcdpif8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 21, 2015 FLAHERTY & CRUMRINE DYNAMIC PREFERRED AND INCOME FUND INCORPORATED (Exact name of Registrant as specified in its charter) Maryland

March 9, 2015 DEF 14A

Flaherty & Crumrine Dynamic Preferred and Income Fund DEFINITIVE PROXY STATEMENT

SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t

October 29, 2014 EX-99.CERT

Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act

302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Donald F.

October 29, 2014 N-Q

Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - FLAHERTY & CRUMRINE DYNAMIC PREFERRED & INCOME FUND

Flaherty & Crumrine Dynamic Preferred & Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

May 23, 2014 CORRESP

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Flaherty & Crumrine Dynamic Preferred and Income Fund Inc. May 23, 2014 Christina DiAngelo Senior Staff Accountant U.S. Securities and Exchange Commission Division of Investment Management Office of Disclosure and Review 100 F Street, NE Washington, DC 20549 Re: Flaherty & Crumrine Preferred Income Fund Incorporated (PFD) (SEC File No. 811-06179) Flaherty & Crumrine Preferred Income Opportunity Fu

April 28, 2014 EX-99.CERT

Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act

302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Donald F.

April 28, 2014 N-Q

Quarterly Schedule of Portfolio Holdings - FLAHERTY & CRUMRINE DYNAMIC PREFERRED AND INCOME FUND INCORPORATED

Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

March 21, 2014 DEF 14A

- DEFINITIVE PROXY STATEMENT

DEF 14A 1 fcdpifidef14a.htm DEFINITIVE PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive

March 6, 2014 PRE 14A

- PRELIMINARY PROXY STATEMENT

SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [ ] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t

October 28, 2013 EX-99.CERT

Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act

302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Donald F.

October 28, 2013 N-Q

Quarterly Schedule of Portfolio Holdings - FLAHERTY & CRUMRINE DYNAMIC PREFERRED & INCOME FUND

Flaherty & Crumrine Dynamic Preferred & Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

June 4, 2013 EX-99.(K)(I)

SERVICE AGREEMENT TRANSFER AGENT SERVICES FLAHERTY & CRUMRINE DYNAMIC PREFERRED AND INCOME FUND INCORPORATED

SERVICE AGREEMENT FOR TRANSFER AGENT SERVICES TO FLAHERTY & CRUMRINE DYNAMIC PREFERRED AND INCOME FUND INCORPORATED THIS SERVICE AGREEMENT FOR TRANSFER AGENT SERVICES (this “Agreement”) between Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated, a Maryland corporation, (“Client” or the “Fund”) and BNY Mellon Investment Servicing (US) Inc.

June 4, 2013 POS EX

- POST-EFFECTIVE AMENDMENT FILED SOLELY TO ADD EXHIBITS TO A REGISTRATION

As filed with the Securities and Exchange Commission on June 4, 2013 Securities Act Registration No.

June 4, 2013 EX-99.(H)(2)

DISTRIBUTION AGREEMENT

DISTRIBUTION AGREEMENT This Agreement is made as of April 17, 2013, by and among Flaherty & Crumrine Incorporated, a California Corporation (the “Adviser”), and Destra Capital Investments LLC, a Delaware limited liability company (“Destra”).

May 20, 2013 8-A12B

Registration Statement on Form 8-A

FORM 8-A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated (Exact name of registrant as specifies in its charter) Maryland 46-2415311 (State of incorporation) (I.R.S. Employer Identification No.) 301 E.

October 25, 2012 N-8A

- FLAHERTY & CRUMRINE PREFERRED AND INCOME ALLOCATION FUND INCORPORATED

Flaherty & Crumrine Preferred and Income Allocation Fund Incorporated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

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