DYSL / Dynasil Corporation of America - Pemfailan SEC, Laporan Tahunan, Penyata Proksi

Rule 13a-14(a)/15d-14(a) Certifications pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, filed herewith.

EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Holly A. Hicks, certify that: 1. I have reviewed this Form 10-K of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu

Subsidiaries of the Company, filed herewith.

EXHIBIT 21.1 Subsidiaries of the Company Subsidiaries of Dynasil Corporation of America Jurisdiction of Incorporation Hibshman Corporation (Inactive) New Jersey Optometrics Corporation Delaware Evaporated Metal Films Corporation New York Radiation Monitoring Devices, Inc. Delaware RMD Instruments Corporation Delaware Hilger Crystals, Ltd. United Kingdom Dynasil Biomedical Corporation Delaware Xced

Rule 13a-14(a)/15d-14(a) Certifications pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, filed herewith.

EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-K of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums

2019 Stock Incentive Plan, dated December 12, 2019 and filed herewith.

EX-10.29 2 tm1925188d1ex10-29.htm EXHIBIT 10.29 Exhibit 10.29 DYNASIL CORPORATION OF AMERICA 2019 EMPLOYEE, DIRECTOR AND CONSULTANT EQUITY INCENTIVE PLAN 1. DEFINITIONS. Unless otherwise specified or unless the context otherwise requires, the following terms, as used in this Dynasil Corporation of America 2020 Employee, Director and Consultant Equity Incentive Plan, have the following meanings: Ad

Loan Document Modification Agreement to the Line of Credit between the Company and Middlesex Savings Bank, dated December 23, 2019 and filed herewith.

EX-10.30 3 tm1925188d1ex10-30.htm EXHIBIT 10.30 Exhibit 10.30 LOAN DOCUMENT MODIFICATION AGREEMENT This Loan Document Modification Agreement (this "Agreement") is made as of this 23rd day of December, 2019, by and between Middlesex Savings Bank, a banking corporation organized and existing under the laws of Massachusetts, of 6 Main Street, Natick, Massachusetts 01760 (the "Lender"), and Dynasil Co

Equipment Line of Credit Note between the Company and Middlesex Savings Bank, dated December 23, 2019 and filed herewith.

EX-10.31 4 tm1925188d1ex10-31.htm EXHIBIT 10.31 Exhibit 10.31 EQUIPMENT LINE OF CREDIT MASTER NOTE (NON-REVOLVING) $750,000.00 December 23, 2019 FOR VALUE RECEIVED, the undersigned DYNASIL CORPORATION OF AMERICA, a Delaware corporation, with a principal place of business and a mailing address of 313 Washington Street, Suite 403, Newton, Massachusetts 02458 (the "Borrower"), promises to pay to MIDD

Annual Report - FORM 10-K

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 0R 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended September 30, 2019. ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission file number: 001-35011 DYNASIL CORPORATION OF AME

JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)

EXHIBIT 1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D, is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D, shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements.

DYSL / Dynasil Corp. of America / HALE MARTIN M JR - SC 13D Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ) DYNASIL CORPORATION OF AMERICA (Name of Issuer) Common Stock, Par Value $0.0005 Per Share (Title of Class of Securities) 268102209 (CUSIP Number) Martin M. Hale, Jr. 17 State Street, Suite 3230 New York, NY 10004 (212) 751-8800 (Name, Address and Telephone Number of Per

DYSL / Dynasil Corp. of America 15-12B - - 15-12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-35011 DYNASIL CORPORATION OF AMERICA (Exact name of registrant as speci

Employment Letter dated September 27, 2019 between the Company and Holly A. Hicks, filed as Exhibit 10.1 to Form 8-K filed on September 27, 2019 and incorporated herein by reference.

Exhibit 10.1 September 27, 2019 Ms. Holly Hicks Re: Employment with Dynasil Corporation of America Dear Ms. Hicks: It is with great pleasure that I write to confirm the terms under which you will be promoted and continue to be employed with Dynasil Corporation of America (the “Company”). We look forward to your continued leadership in your new role. The principal terms of your employment are set f

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2019 Dynasil Corporation of America (Exact name of registrant as specified in its charter) Delaware 001-35011 22-1734088 (State or other (Commission File Number) (IRS Em

DYSL / Dynasil Corp. of America 15-12B - - 15-12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-35011 DYNASIL CORPORATION OF AMERICA (Exact name of registrant as speci

DYSL / Dynasil Corp. of America S-8 POS - - S-8 POS

As filed with the Securities and Exchange Commission on August 29, 2019 Registration No.

DYSL / Dynasil Corp. of America S-8 POS - - S-8 POS

As filed with the Securities and Exchange Commission on August 29, 2019 Registration No.

DYSL / Dynasil Corp. of America S-8 POS - - S-8 POS

S-8 POS 1 tv528583s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on August 29, 2019 Registration No. 333-46068 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 3 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 DYNASIL CORPORATION OF AMERICA (Exact Name of Registrant as Specified in Its Charter) Delaware

DYSL / Dynasil Corp. of America 25 - - FORM 25

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-35011 DYNASIL CORPORATION OF AMERICA The Nasdaq Stock Market LLC (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registe

Rule 13a-14(a)/15d-14(a) Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums

Rule 13a-14(a)/15d-14(a) Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

EXHIBIT 31.1(b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Robert Bowdring, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu

Note Purchase Agreement between the Company and Massachusetts Capital Resource Company, dated August 6, 2019.

EX-10.02 3 tv526984ex10-02.htm EXHIBIT 10.02 Exhibit 10.02 Execution Copy Dynasil Corporation of America Note Purchase Agreement (as amended, restated and consolidated) Dated as of August 6, 2019 Dynasil Corporation of America Note Purchase Agreement (as amended, restated and consolidated) Dated as of August 6, 2019 INDEX Page BACKGROUND 1 ARTICLE I 1 PURCHASE, SALE AND TERMS OF NOTES 1 1.01. The

Amendment to the loan agreement between the Company and Middlesex Savings Bank, dated August 5, 2019.

Exhibit 10.01 LOAN DOCUMENT MODIFICATION AGREEMENT This Loan Document Modification Agreement (this "Agreement") is made as of this 5th day of August, 2019, by and between Middlesex Savings Bank, a banking corporation organized and existing under the laws of Massachusetts, of 6 Main Street, Natick, Massachusetts 01760 (the "Lender"), and Dynasil Corporation of America of 313 Washington Street, Suit

DYSL / Dynasil Corp. of America 10-Q - Quarterly Report - FORM 10-Q

10-Q 1 tv52698410q.htm FORM 10-Q U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2019 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 001-

Press release, dated August 13, 2019 issued by Dynasil Corporation of America announcing its financial results for the quarter ended June 30, 2019.

Exhibit 99.1 Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: 617.668.6855 [email protected] Dynasil Corporation of America Reports Third Quarter Fiscal 2019 Results Newton, MA, August 13, 2019 – Dynasil Corporation of America (NASDAQ: DYSL), a developer and manufacturer of optics and photonics products, optical detection and analysis technology and components for the

LOAN DOCUMENT MODIFICATION AGREEMENT

EX-99.(B)(IV) 2 tv527143ex99biv.htm EXHIBIT (B)(IV) Exhibit (b)(iv) LOAN DOCUMENT MODIFICATION AGREEMENT This Loan Document Modification Agreement (this "Agreement") is made as of this 5th day of August, 2019, by and between Middlesex Savings Bank, a banking corporation organized and existing under the laws of Massachusetts, of 6 Main Street, Natick, Massachusetts 01760 (the "Lender"), and Dynasil

Dynasil Corporation of America Note Purchase Agreement (as amended, restated and consolidated) Dated as of August 6, 2019 Dynasil Corporation of America Note Purchase Agreement (as amended, restated and consolidated) Dated as of August 6, 2019

Exhibit (b)(v) Execution Copy Dynasil Corporation of America Note Purchase Agreement (as amended, restated and consolidated) Dated as of August 6, 2019 Dynasil Corporation of America Note Purchase Agreement (as amended, restated and consolidated) Dated as of August 6, 2019 INDEX Page BACKGROUND 5 ARTICLE I 5 PURCHASE, SALE AND TERMS OF NOTES 5 1.

DYSL / Dynasil Corp. of America / Dynasil Corp Of America - SC 13E3/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 RULE 13e-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) Dynasil Corporation of America (Name of the Issuer and Name of Person Filing Statement) Common Stock, $0.0005 par value per share (Title of Class of Securities) 268102100 (CUSIP Number of Class of Securities) Peter Sulick President

Dynasil Corporation of America Announces Results of Special Meeting of Stockholders; Company to Voluntarily Delist Common Stock From Nasdaq

Exhibit 99.1 Dynasil Corporation of America Announces Results of Special Meeting of Stockholders; Company to Voluntarily Delist Common Stock From Nasdaq Newton, MA, August 7, 2019 –Dynasil Corporation of America (NASDAQ:DYSL) (the “Company”), a developer and manufacturer of optics and photonics products, optical detection and analysis technology and components for the homeland security, industrial

Certificate of Amendment, filed August 7, 2019, to effect a 8,000-for-1 forward stock split

Exhibit 3.2 Delaware The First State Page 1 I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF AMENDMENT OF “DYNASIL CORPORATION OF AMERICA”, FILED IN THIS OFFICE ON THE SEVENTH DAY OF AUGUST, A.D. 2019, AT 10:14 O`CLOCK A.M. AND I DO HEREBY FURTHER CERTIFY THAT THE EFFECTIVE DATE OF THE AFORESAID CERT

Entry into a Material Definitive Agreement, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events, Submission of Matters to a Vote of Security Holders

8-K 1 tv5270358k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2019 Dynasil Corporation of America (Exact name of registrant as specified in its charter) Delaware 001-35011 22-1734088 (State or other (Commi

Certificate of Amendment, filed August 7, 2019, to effect a 1-for-8,000 reverse stock split

Exhibit 3.1 Delaware The First State Page 1 4503000 8100 Authentication: 203364345 SR# 20196381950 Date: 08-07-19 You may verify this certificate online at corp.delaware.gov/authver.shtml I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF AMENDMENT OF “DYNASIL CORPORATION OF AMERICA”, FILED IN THIS OFF

DYSL / Dynasil Corp. of America / Dynasil Corp Of America - SC 13E3

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 RULE 13e-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) Dynasil Corporation of America (Name of the Issuer and Name of Person Filing Statement) Common Stock, $0.0005 par value per share (Title of Class of Securities) 268102100 (CUSIP Number of Class of Securities) Peter Sulick President

DYSL / Dynasil Corp. of America DEF 14A - - DEFINITIVE PROXY STATEMENT

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi

DYSL / Dynasil Corp. of America / Christensen Capital, Llc - SCHEDULE 13G DYNASIL CORPORATION OF AMERICA Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* (Amendment No. ) * Dynasil Corporation of America (Name of Issuer) Common Stock, $0.0005 Par Value (Title of Class of Securities) 268102100 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the

DYSL / Dynasil Corp. of America / Christensen Capital, Llc - SCHEDULE 13G DYNASIL CORPORATION OF AMERICA Passive Investment

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DYSL / Dynasil Corp. of America SD - - FORM SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD SPECIALIZED DISCLOSURE REPORT Dynasil Corporation of America (Exact Name of Registrant as Specified in Charter) Delaware 001-35011 22-1734088 (State or Other Jurisdiction of (Commission File Number) (IRS Employer Identification Incorporation) Number) 313 Washington St., Ste 403, Newton, MA 02458 (Address of Principal E

Exhibit 1.01 - Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD.

Exhibit 1.01 Dynasil Corporation of America Conflict Minerals Report For the reporting period from January 1, 2018 to December 31, 2018 This Conflict Minerals Report (the “Report”) of Dynasil Corporation of America (“Dynasil” or the “Company”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934 for the reporting period January 1,

DYSL / Dynasil Corp. of America PRE 14A PRE 14A

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi

1 DRAFT -- CONFIDENTIAL April 26, 2019 Project Midnight Presentation prepared for the Special Committee of the Board of Directors

Exhibit (c)(iii) 1 DRAFT - CONFIDENTIAL April 26, 2019 Project Midnight Presentation prepared for the Special Committee of the Board of Directors 2 DRAFT - CONFIDENTIAL Disclaimer and Limiting Factors 2 • Mirus has relied upon and assumed the accuracy and completeness of all information that was publicly available or provided to us by the Company, and has not independently verified such information.

DYSL / Dynasil Corp. of America / Dynasil Corp Of America - SC 13E3

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 RULE 13e-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Dynasil Corporation of America (Name of the Issuer and Name of Person Filing Statement) Common Stock, $0.0005 par value per share (Title of Class of Securities) 268102100 (CUSIP Number of Class of Securities) Peter Sulick President a

1 DRAFT -- CONFIDENTIAL May 1, 2019 Project Midnight Presentation prepared for the Board of Directors

Exhibit (c)(iv) 1 DRAFT - CONFIDENTIAL May 1, 2019 Project Midnight Presentation prepared for the Board of Directors 2 DRAFT - CONFIDENTIAL Disclaimer 2 • Mirus Capital Advisors (“Mirus”) has relied upon and assumed the accuracy and completeness of all information that was public ly available or provided to us by the Company, and has not independently verified such information.

1 DRAFT -- CONFIDENTIAL April 19, 2019 Project Midnight Presentation prepared for the Special Committee of the Board of Directors

Exhibit (c)(ii) 1 DRAFT - CONFIDENTIAL April 19, 2019 Project Midnight Presentation prepared for the Special Committee of the Board of Directors 2 DRAFT - CONFIDENTIAL Disclaimer and Limiting Factors 2 • Mirus has relied upon and assumed the accuracy and completeness of all information that was publicly available or provided to us by the Company, and has not independently verified such information.

Rule 13a-14(a)/15d-14(a) Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Robert Bowdring, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circ

Press release, dated May 14, 2019 issued by Dynasil Corporation of America announcing its financial results for the quarter ended March 31, 2019.

EX-99.1 6 tv520976ex99-1.htm EXHIBIT 99.1 EXHIBIT 99.1 Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: 617.668.6855 [email protected] Dynasil Corporation of America Reports Second Quarter Fiscal 2019 Results Newton, MA, May 14, 2019 – Dynasil Corporation of America (NASDAQ: DYSL), a developer and manufacturer of optics and photonics products, optical detection and ana

Equipment Line of Credit Term Note between the Company and Middlesex Savings Bank, dated April 30, 2019 and filed as Exhibit 10.01 to Form 10-Q filed on May 14, 2019 and incorporated herein by reference.

EXHIBIT 10.1 EQUIPMENT LINE OF CREDIT TERM NOTE $483,876.14 April 30, 2019 FOR VALUE RECEIVED, the undersigned, with a principal place of business located at, 313 Washington Street, Suite 403, Newton, Massachusetts 02458 (hereinafter called the "Borrower"), promises to pay to MIDDLESEX SAVINGS BANK, a Massachusetts banking corporation, at its principal office at 6 Main Street, Natick, Massachusett

DYSL / Dynasil Corp. of America 10-Q Quarterly Report FORM 10-Q

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2019 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 001-35011 DYNASIL CORPORATION OF AME

Rule 13a-14(a)/15d-14(a) Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums

313 Washington Street Suite 403

EX-99.2 3 tv520469ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 Dynasil 313 Washington Street Suite 403 Newton, MA 02458 To: All Dynasil Employees From: Peter Sulick, President and CEO Date: May 2, 2019 Re: Recent Board Action Dear Employees, Yesterday, the Dynasil Board approved a plan to potentially cease the registration of the Company's stock under federal securities laws and to delist its shares of st

Patty Kehe

Exhibit 99.1 Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: 617.668.6855 [email protected] Dynasil Corporation of America’s Board of Directors Approves Plan to Terminate Registration of Its Common Stock NEWTON, MA, May 2, 2019 – Dynasil Corporation of America (Nasdaq:DYSL) today announced that a Special Committee of independent directors has recommended, and its Boar

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2019 Dynasil Corporation of America (Exact name of registrant as specified in its charter) Delaware 001-35011 22-1734088 (State or other (Commission File Number) (IRS Employer

www.dynasil.com Inspired by Light Annual Meeting of Stockholders Peter Sulick, Chairman, President and CEO February 28, 2019 1 www.dynasil.com Inspired by Light The statements made in this presentation which are not statements of historical fact are

EX-99.1 2 tv514912ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 www.dynasil.com Inspired by Light Annual Meeting of Stockholders Peter Sulick, Chairman, President and CEO February 28, 2019 1 www.dynasil.com Inspired by Light The statements made in this presentation which are not statements of historical fact are forward looking statements within the meaning of Section 27 A of the Securities Act of 1933 and

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 tv5149128k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2019 Dynasil Corporation of America (Exact name of registrant as specified in its charter) Delaware 001-35011 22-1734088 (State or other (Co

Rule 13a-14(a)/15d-14(a) Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

EXHIBIT 31.1(a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumst

Press release, dated February 13, 2019 issued by Dynasil Corporation of America announcing its financial results for the quarter ended December 31, 2018.

Exhibit 99.1 Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: 617.668.6855 [email protected] Dynasil Corporation of America Reports First Quarter Fiscal 2019 Results Optics Segment Revenue up 16% Newton, MA, February 13, 2019 – Dynasil Corporation of America (NASDAQ: DYSL), a developer and manufacturer of optics and photonics products, optical detection and analysis te

Rule 13a-14(a)/15d-14(a) Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

EXHIBIT 31.1(b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Robert Bowdring, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu

DYSL / Dynasil Corp. of America FORM 10-Q (Quarterly Report)

10-Q 1 tv51267010q.htm FORM 10-Q U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED DECEMBER 31, 2018 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number:

DYSL / Dynasil Corp. of America / Entine Steven M. - SCHEDULE 13D/A Activist Investment

Schedule 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 2) Under the Securities Exchange Act of 1934 Dynasil Corporation of America (Name of Issuer) Common Stock, $0.0005 par value (Title of Class of Securities) 268102100 (CUSIP Number) Steven Entine, Co-Trustee Gerald Entine 1988 Family Trust 6747 Diversity Road Middleton WI 53562 608-203

Joint Filing Agreement

Exhibit 1 to Schedule 13D Joint Filing Agreement In accordance with Rule 13d-1(k), as promulgated under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them a Statement on Schedule 13D (including amendments thereto) with regard to the common stock of Dynasil Corporation of America, Inc.

DYSL / Dynasil Corp. of America / Entine Steven M. - SCHEDULE 13D Activist Investment

Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 2) Under the Securities Exchange Act of 1934 Dynasil Corporation of America (Name of Issuer) Common Stock, $0.0005 par value (Title of Class of Securities) 268102100 (CUSIP Number) Steven Entine, Co-Trustee Gerald Entine 1988 Family Trust 6747 Diversity Road Middleton WI 53562 608-203-8

DYSL / Dynasil Corp. of America DEF 14A

DEF 14A 1 tv510855def14a.htm DEF 14A U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rul

DYSL / Dynasil Corp. of America FORM 10-K (Annual Report)

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended September 30, 2018. ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission file number: 001-35011 DYNASIL CORPORATION OF AME

Equipment Line of Credit Note between the Company and Middlesex Savings Bank, dated August 13, 2018 and filed as Exhibit 10.24 to Form 10-K filed on December 21, 2018 and incorporated herein by reference.

Exhibit 10.24 EQUIPMENT LINE OF CREDIT NOTE (NON-REVOLVING) 1. DEFINED TERMS. As used in this Equipment Line of Credit Note (this "Note"), the following terms shall have the meanings there indicated: 1.1 Borrower: Dynasil Corporation of America a Delaware corporation 313 Washington Street, Suite 403 Newton, MA 01760 1.2 Lender: Middlesex Savings Bank a Massachusetts savings bank 6 Main Street Nati

Loan Document Modification Agreement to the Line of Credit between the Company and Middlesex Savings Bank, dated August 9, 2018 and filed herewith.

Exhibit 10.23 LOAN DOCUMENT MODIFICATION AGREEMENT This Loan Document Modification Agreement (this "Agreement") is made as of this 9th day of August, 2018, by and between Middlesex Savings Bank, a banking corporation organized and existing under the laws of Massachusetts, of 6 Main Street, Natick, Massachusetts 01760 "Lender"), and Dynasil Corporation of America of 313 Washington Street, Suite 403

Subsidiaries of the Company, filed herewith.

EX-21.1 7 tv508705ex21-1.htm EXHIBIT 21.1 Exhibit 21.1 21.1 Subsidiaries of the Company Subsidiaries of Dynasil Corporation of America Jurisdiction of Incorporation Hibshman Corporation (Inactive) New Jersey Optometrics Corporation Delaware Evaporated Metal Films Corporation New York Radiation Monitoring Devices, Inc. Delaware RMD Instruments Corporation Delaware Hilger Crystals, Ltd. United Kingd

Amendment to Note Purchase Agreement between the Company and Massachusetts Capital Resource Company, dated November 27, 2018 and filed as Exhibit 10.25 to Form 10-K filed on December 21, 2018 and incorporated herein by reference.

Exhibit 10.25 AMENDMENT TO NOTE PURCHASE AGREEMENT This Amendment to the Note Purchase Agreement, dated as of July 31, 2012, as amended, (this “Amendment”), is entered into as of November 27, 2018 (subject to the satisfaction of the conditions set forth in Section 3 below, the “Effective Date”), by and between Dynasil Corporation of America, a Delaware corporation (the “Company”), and Massachusett

Equipment Line of Credit Term Note between the Company and Middlesex Savings Bank, dated July 31, 2018 and filed as Exhibit 10.22 to Form 10-K filed on December 21, 2018 and incorporated herein by reference.

Exhibit 10.22 EQUIPMENT LINE OF CREDIT TERM NOTE $752,543.15 July 31, 2018 FOR VALUE RECEIVED, the undersigned, with a principal place of business located at, 313 Washington Street, Suite 403, Newton, Massachusetts 02458 (hereinafter called the "Borrower"), promises to pay to MIDDLESEX SAVINGS BANK, a Massachusetts banking corporation, at its principal office at 6 Main Street, Natick, Massachusett

Rule 13a-14(a)/15d-14(a) Certifications pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, filed herewith.

EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-K of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums

Second Amended and Restated Employee Stock Purchase Plan, dated December 13, 2018, filed as Exhibit 10.14 to Form 10-K filed on December 21, 2018 and incorporated herein by reference.

Exhibit 10.14 DYNASIL CORPORATION OF AMERICA SECOND AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN DECEMBER 13, 2018 I. PURPOSE OF THE PLAN This Second Amended and Restated Employee Stock Purchase Plan is intended to promote the interests of Dynasil Corporation of America by providing eligible employees with the opportunity to acquire a proprietary interest in the Corporation through participat

Rule 13a-14(a)/15d-14(a) Certifications pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, filed herewith.

EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Robert J. Bowdring, certify that: 1. I have reviewed this Form 10-K of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the c

Press release, dated December 21, 2018 issued by Dynasil Corporation of America announcing the filing of its Annual Report on Form 10-K, filed herewith.

Exhibit 99.1 Contact: Patty Kehe Dynasil Corporation of America Phone: 617.668.6855 [email protected] Dynasil Corporation of America Reports Fiscal Year 2018 Financial Results Newton, MA, December 21, 2018 – Dynasil Corporation of America (NASDAQ: DYSL), a developer and manufacturer of optics and photonics products, optical detection and analysis technology and components for the homeland security

Rule 13a-14(a)/15d-14(a) Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

EXHIBIT 31.1(b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Robert Bowdring, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu

DYSL / Dynasil Corp. of America FORM 10-Q (Quarterly Report)

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2018 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 001-35011 DYNASIL CORPORATION OF AMER

Rule 13a-14(a)/15d-14(a) Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

EXHIBIT 31.1(a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumst

Press release, dated August 14, 2018 issued by Dynasil Corporation of America announcing its financial results for the quarter ended June 30, 2018.

Exhibit 99.1 Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: 617.668.6855 [email protected] Dynasil Corporation of America Reports Third Quarter Fiscal 2018 Revenue Increase of 19% Newton, MA, August 14, 2018 – Dynasil Corporation of America (NASDAQ: DYSL), a developer and manufacturer of optics and photonics products, optical detection and analysis technology and com

Dynasil Corporation of America Conflict Minerals Report For the reporting period from January 1, 2017 to December 31, 2017

Exhibit 1.01 Dynasil Corporation of America Conflict Minerals Report For the reporting period from January 1, 2017 to December 31, 2017 This Conflict Minerals Report (the “Report”) of Dynasil Corporation of America (“Dynasil” or the “Company”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934 for the reporting period January 1,

DYSL / Dynasil Corp. of America FORM SD

SD 1 tv495247sd.htm FORM SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD SPECIALIZED DISCLOSURE REPORT Dynasil Corporation of America (Exact Name of Registrant as Specified in Charter) Delaware 001-35011 22-1734088 (State or Other Jurisdiction of (Commission File Number) (IRS Employer Identification Incorporation) Number) 313 Washington St., Ste 403, Newton, MA 0

Rule 13a-14(a)/15d-14(a) Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

EXHIBIT 31.1(b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Robert Bowdring, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu

Rule 13a-14(a)/15d-14(a) Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

EXHIBIT 31.1(a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumst

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2018 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 001-35011 DYNASIL CORPORATION OF AME

Press release, dated May 14, 2018 issued by Dynasil Corporation of America announcing its financial results for the quarter ended March 31, 2018.

EX-99.1 5 tv493118ex99-1.htm EXHIBIT 99.1 EXHIBIT 99.1 Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: 617.668.6855 [email protected] Dynasil Corporation of America Reports Second Quarter Fiscal 2018 Net Income of $1.3 Million Newton, MA, May 14, 2018 – Dynasil Corporation of America (NASDAQ: DYSL), a developer and manufacturer of optics and photonics products, optica

Dynasil Corporation of America Annual Meeting of Stockholders Peter Sulick, Chairman, President and CEO February 22, 2018 2 Forward - Looking Statements The statements made in this presentation which are not statements of historical fact are forward

Exhibit 99.1 Dynasil Corporation of America Annual Meeting of Stockholders Peter Sulick, Chairman, President and CEO February 22, 2018 2 Forward - Looking Statements The statements made in this presentation which are not statements of historical fact are forward looking statements within the meaning of Section 27 A of the Securities Act of 1933 and Section 21 E of the Securities Exchange Act of 19

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2018 Dynasil Corporation of America (Exact name of registrant as specified in its charter) Delaware 001-35011 22-1734088 (State or other (Commission File Number) (IRS Emp

31.1(b) Rule 13a-14(a)/15d-14(a) Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

EXHIBIT 31.1(b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Robert Bowdring, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu

Second Amendment to Note Purchase Agreement between the Company and Massachusetts Capital Resource Company, dated January 3, 2018, filed as Exhibit 10.01 to Form 10-Q filed on February 13, 2018 and incorporated herein by reference.

EX-10.01 2 tv485142ex10-01.htm EXHIBIT 10.01 Exhibit 10.01 AMENDMENT TO NOTE PURCHASE AGREEMENT This Amendment to the Note Purchase Agreement, dated as of July 31, 2012, as amended, (this “Amendment”), is entered into as of January 3, 2018 (subject to the satisfaction of the conditions set forth in Section 3 below, the “Effective Date”), by and between Dynasil Corporation of America, a Delaware co

99.1 Press release, dated February 13, 2017 issued by Dynasil Corporation of America announcing its financial results for the quarter ended December 31, 2017.

Exhibit 99.1 Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: 617.668.6855 [email protected] Dynasil Corporation of America Reports First Quarter Fiscal 2018 Results Optics Segment Revenue up 12% Newton, MA, February 13, 2018 – Dynasil Corporation of America (NASDAQ: DYSL), a developer and manufacturer of optics and photonics products, optical detection and analysis te

DYSL / Dynasil Corp. of America FORM 10-Q (Quarterly Report)

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED DECEMBER 31, 2017 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 001-35011 DYNASIL CORPORATION OF

31.1(a) Rule 13a-14(a)/15d-14(a) Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

EXHIBIT 31.1(a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumst

DYSL / Dynasil Corp. of America DEF 14A

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Sta

Subsidiaries of the Company, filed herewith.

EXHIBIT 21.1 Subsidiaries of the Company Subsidiaries of Dynasil Corporation of America Jurisdiction of Incorporation Hibshman Corporation (Inactive) New Jersey Optometrics Corporation Delaware Evaporated Metal Films Corporation New York Radiation Monitoring Devices, Inc. Delaware RMD Instruments Corporation Delaware Hilger Crystals, Ltd. United Kingdom Dynasil Biomedical Corporation Delaware Xced

Rule 13a-14(a)/15d-14(a) Certifications pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, filed herewith.

EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-K of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums

Rule 13a-14(a)/15d-14(a) Certifications pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, filed herewith.

EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Robert J. Bowdring, certify that: 1. I have reviewed this Form 10-K of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the c

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K

10-K 1 tv48126810k.htm FORM 10-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 0R 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended September 30, 2017. ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission file number: 001

Press release, dated December 20, 2017 issued by Dynasil Corporation of America announcing the filing of its Annual Report on Form 10-K, filed herewith.

Exhibit 99.1 Contact: Patty Kehe Dynasil Corporation of America Phone: 617.668.6855 [email protected] Dynasil Corporation of America Reports Fiscal Year 2017 Financial Results Newton, MA, December 20, 2017 – Dynasil Corporation of America (NASDAQ: DYSL), a developer and manufacturer of optics and photonics products, optical detection and analysis technology and components for the homeland security

CERTIFICATION PURSUANT TO RULE 13a?14(a)/15d-14(a) and

EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums

CERTIFICATION PURSUANT TO RULE 13a?14(a)/15d-14(a) and

EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Robert Bowdring, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circ

Line of Credit by and between Middlesex Savings Bank, as Lender, and the Company, as Borrower, dated as of May 16, 2017, filed as Exhibit 10.02 to Form 10-Q filed on August 14, 2017 and incorporated herein by reference.

Exhibit 10.02 LINE OF CREDIT AGREEMENT FOR THE ACQUISITION OF EQUIPMENT ($1,000,000.00 Line) May 16, 2017 Dynasil Corporation of America 313 Washington Street, Suite 403 Newton, MA 02458 Gentlemen: We (the "Lender") are pleased to advise you (the "Borrower") that Lender has established a line of credit of up to One Million and 00/100 ($1,000,000.00) Dollars (subject to limitations contained herein

Dynasil Corporation of America Reports Third Quarter Fiscal 2017 Results

Exhibit 99.1 Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: 617.668.6855 [email protected] Dynasil Corporation of America Reports Third Quarter Fiscal 2017 Results Newton, MA, August 14, 2017 – Dynasil Corporation of America (NASDAQ: DYSL), a developer and manufacturer of optics and photonics products, optical detection and analysis technology and components for the

Third Amendment to the Loan and Security Agreement between the Company and Middlesex Savings Bank, dated May 16, 2017, filed as Exhibit 10.01 to Form 10-Q filed on August 14, 2017 and incorporated herein by reference.

Exhibit 10.01 LOAN DOCUMENT MODIFICATION AGREEMENT This Loan Document Modification Agreement (this "Agreement") is made as of this 16 day of May, 2017, by and between Middlesex Savings Bank, a banking corporation organized and existing under the laws of Massachusetts, of 6 Main Street, Natick, Massachusetts 01760 "Lender"), and Dynasil Corporation of America of 313 Washington Street, Suite 403, Ne

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2017 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 001-35011 DYNASIL CORPORATION OF AMER

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2017 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 001-35011 DYNASIL CORPORATION OF AME

EXHIBIT 31.1 (a)

EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums

Dynasil Corporation of America Reports Second Quarter Fiscal 2017 Gross Margin Improves 2%, Up to 38% from 36% in 2016

Exhibit 99.1 Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: 617.668.6855 [email protected] Dynasil Corporation of America Reports Second Quarter Fiscal 2017 Gross Margin Improves 2%, Up to 38% from 36% in 2016 Newton, MA, May 15, 2017 – Dynasil Corporation of America (NASDAQ: DYSL), a developer and manufacturer of optics and photonics products, optical detection and

EXHIBIT 31.1 (b)

EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Robert Bowdring, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circ

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 v4601708k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2017 - Dynasil Corporation of America - (Exact name of registrant as specified in its charter) Delaware 001-35011 22-1734088 - - - (State or

Dynasil Corporation of America Annual Meeting of Stockholders Peter Sulick, Chairman, President and CEO February 23, 2017

EX-99.1 2 v460170ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Dynasil Corporation of America Annual Meeting of Stockholders Peter Sulick, Chairman, President and CEO February 23, 2017 2 Forward - Looking Statements The statements made in this presentation which are not statements of historical fact are forward looking statements within the meaning of Section 27 A of the Securities Act of 1933 and Section

EXHIBIT 31.1 (b)

EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Robert Bowdring, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circ

NOTE PURCHASE AGREEMENT

Exhibit 10.02 AMENDMENT TO NOTE PURCHASE AGREEMENT This Amendment to the Note Purchase Agreement, dated as of July 31, 2012, as amended, (this ?Amendment?), is entered into as of December 31, 2016 (subject to the satisfaction of the conditions set forth in Section 3 below, the ?Effective Date?), by and between Dynasil Corporation of America, a Delaware corporation (the ?Company?), and Massachusett

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

10-Q 1 v45843210q.htm FORM 10-Q U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED DECEMBER 31, 2016 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 0

December 2, 2016

EX-10.01 2 v458432ex10-01.htm EXHIBIT 10.01 Exhibit 10.01 December 2, 2016 Dynasil Corporation of America 44 Hunt Street Watertown, MA 02472 Attn: Robert Bowdring, Chief Financial Officer Re: Second Amendment of Loan Agreement Gentlemen: Reference is made to that certain Loan and Security Agreement dated May 1, 2014, as amended by a certain Line of Credit Modification dated September 29, 2015, as

EXHIBIT 31.1 (a)

EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums

Dynasil Corporation of America Reports First Quarter Fiscal 2017 Recognition of Deferred Tax Asset Benefit of $2.7 million

EX-99.1 7 v458432ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: 617.668.6855 [email protected] Dynasil Corporation of America Reports First Quarter Fiscal 2017 Recognition of Deferred Tax Asset Benefit of $2.7 million Newton, MA, February 13, 2017 – Dynasil Corporation of America (NASDAQ: DYSL), a developer and manufacturer of opt

Dynasil of America DEF 14A

DEF 14A 1 v456130def14a.htm DEF 14A U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule

CERTIFICATION PURSUANT TO RULE 13a?14(a)/15d-14(a) and

EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-K of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums

Subsidiaries of the Company

EXHIBIT 21.1 Subsidiaries of the Company Subsidiaries of Dynasil Corporation of America Jurisdiction of Incorporation Hibshman Corporation (Inactive) New Jersey Optometrics Corporation Delaware Evaporated Metal Films Corporation New York Radiation Monitoring Devices, Inc. Delaware RMD Instruments Corporation Delaware Hilger Crystals, Ltd. United Kingdom Dynasil Biomedical Corporation Delaware Xced

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K

10-K 1 v45495210k.htm FORM 10-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 0R 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended September 30, 2016. ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission file number: 001-

Dynasil Corporation of America Reports Fiscal Year 2016 Financial Results Revenue increases $2.9 million year over year; Net Income rises $690,000

Exhibit 99.1 Contact: Patty Kehe Dynasil Corporation of America Phone: 617.668.6855 [email protected] Dynasil Corporation of America Reports Fiscal Year 2016 Financial Results Revenue increases $2.9 million year over year; Net Income rises $690,000 Newton, MA, December 21, 2016 ? Dynasil Corporation of America (NASDAQ: DYSL), a developer and manufacturer of optics and photonics products, optical d

CERTIFICATION PURSUANT TO RULE 13a?14(a)/15d-14(a) and

EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Robert J. Bowdring, certify that: 1. I have reviewed this Form 10-K of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the c

Regulation FD Disclosure, Financial Statements and Exhibits, Other Events

8-K 1 v4534438k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2016 - Dynasil Corporation of America (Exact name of registrant as specified in its charter) Delaware 000-27503 22-1734088 (State or other (C

Dynasil Corporation of America Xcede Conference Call November 21, 2016

EX-99.2 3 v453443ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 Dynasil Corporation of America Xcede Conference Call November 21, 2016 2 Forward - Looking Statements The statements made in this presentation which are not statements of historical fact are forward looking statements within the meaning of Section 27 A of the Securities Act of 1933 and Section 21 E of the Securities Exchange Act of 1934 . Forwa

Dynasil Corporation and Cook Biotech Inc. Join Together to Advance Xcede Technologies Patch through First in Human Trials

Exhibit 99.1 Contacts: Patty Kehe Dynasil Corp of America Phone: 617.668.6855 [email protected] Dennis Abbott Director, Global Business Development Cook Biotech Inc. 1425 Innovation Place West Lafayette, IN 47906 Phone: 765.807.1925 [email protected] Dynasil Corporation and Cook Biotech Inc. Join Together to Advance Xcede Technologies Patch through First in Human Trials Rochester, Minn., Nov

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2016 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 001-35011 DYNASIL CORPORATION OF AMER

Dynasil Corporation of America Reports Year to Date Revenue is up 11% Over the Same 2015 Period

Exhibit 99.1 Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: 617.668.6855 [email protected] Dynasil Corporation of America Reports Year to Date Revenue is up 11% Over the Same 2015 Period Newton, MA, August 11, 2016 ? Dynasil Corporation of America (NASDAQ: DYSL), a developer and manufacturer of optics and photonics products, optical detection and analysis technology

EXHIBIT 31.1 (a)

EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums

EXHIBIT 31.1 (b)

EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Robert Bowdring, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circ

Dynasil of America FORM SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD SPECIALIZED DISCLOSURE REPORT Dynasil Corporation of America (Exact Name of Registrant as Specified in Charter) Delaware 001-35011 22-1734088 (State or Other Jurisdiction of (Commission File Number) (IRS Employer Identification Incorporation) Number) 313 Washington St., Ste 403, Newton, MA 02458 (Address of Principal E

Dynasil Corporation of America Conflict Minerals Report For the reporting period from January 1, 2015 to December 31, 2015

EX-1.01 2 v440840ex1-01.htm EXHIBIT 1.01 Exhibit 1.01 Dynasil Corporation of America Conflict Minerals Report For the reporting period from January 1, 2015 to December 31, 2015 This Conflict Minerals Report (the “Report”) of Dynasil Corporation of America (“Dynasil” or the “Company”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of

EXHIBIT 31.1 (b)

EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Robert Bowdring, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circ

Dynasil Corporation of America Reports Continued Revenue Growth in its Optics Business for Fiscal 2016’s Second Quarter at 23%

Exhibit 99.1 Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: 617.668.6855 [email protected] Dynasil Corporation of America Reports Continued Revenue Growth in its Optics Business for Fiscal 2016?s Second Quarter at 23% Newton, MA, May 12, 2016 ? Dynasil Corporation of America (NASDAQ: DYSL), a developer and manufacturer of optics and photonics products, optical detect

EXHIBIT 31.1 (a)

EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2016 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 000-27503 DYNASIL CORPORATION OF AME

Dynasil Corporation of America Annual Meeting of Stockholders Peter Sulick, Chairman, President and CEO February 25, 2016

Exhibit 99.1 Dynasil Corporation of America Annual Meeting of Stockholders Peter Sulick, Chairman, President and CEO February 25, 2016 2 Forward - Looking Statements The statements made in this presentation which are not statements of historical fact are forward looking statements within the meaning of Section 27 A of the Securities Act of 1933 and Section 21 E of the Securities Exchange Act of 19

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2016 - Dynasil Corporation of America - (Exact name of registrant as specified in its charter) Delaware 000-27503 22-1734088 - - - (State or other (Commission File Number

EXHIBIT 31.1 (b)

EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Robert Bowdring, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circ

Dynasil Corporation of America Reports First Quarter Fiscal 2016 Profit

Exhibit 99.1 Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: 617.668.6855 [email protected] Dynasil Corporation of America Reports First Quarter Fiscal 2016 Profit Newton, MA, February 11, 2016 – Dynasil Corporation of America (NASDAQ: DYSL), a developer and manufacturer of optics and photonics products, optical detection and analysis technology and components for the

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED DECEMBER 31, 2015 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 000-27503 DYNASIL CORPORATION OF

EXHIBIT 31.1 (a)

EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums

Term Note Agreement between the Company and Middlesex Savings Bank, dated February 1, 2016, filed as Exhibit 10.1 to Form 10-Q filed on February 11, 2016 and incorporated herein by reference.

Exhibit 10.1 TERM NOTE $2,000,000.00 February 1, 2016 FOR VALUE RECEIVED, Dynasil Corporation of America, a duly organized Delaware corporation with a mailing address at 313 Washington Street, Suite 403, Newton, MA 02458 (the “Borrower”), promises to pay to MIDDLESEX SAVINGS BANK (the “Lender”), a Massachusetts banking corporation, at its principal office at 6 Main Street, Natick, Massachusetts 01

Dynasil of America FORM DEF 14A

DEF 14A 1 v428204def14a.htm FORM DEF 14A U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by

Subsidiaries of Dynasil Corporation of America

EX-21.1 4 v426455ex21-1.htm EXHIBIT 21.1 EXHIBIT 21.1 Subsidiaries of the Company Subsidiaries of Dynasil Corporation of America Jurisdiction of Incorporation Dynasil International, Inc (Inactive) New Jersey Hibshman Corporation (Inactive) California Optometrics Corporation Delaware Evaporated Metal Films Corporation New York Radiation Monitoring Devices, Inc. Delaware RMD Instruments Corporation

CERTIFICATION PURSUANT TO RULE 13a?14(a)/15d-14(a) and

EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Thomas C. Leonard, certify that: 1. I have reviewed this Form 10-K of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the ci

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 0R 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended September 30, 2015. ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission file number: 000-27503 DYNASIL CORPORATION OF AME

Loan Document Modification Agreement between the Company and Middlesex Savings Bank, dated September 29, 2015, filed as Exhibit 10.04 to Form 10-K filed on December 17, 2015 and incorporated herein by reference.

EX-10.04 2 v426455ex10-04.htm EXHIBIT 10.04 Exhibit 10.04 LOAN DOCUMENT MODIFICATION AGREEMENT This Loan Document Modification Agreement (this “Agreement”) is made as of this 29th day of September, 2015 by and between MIDDLESEX SAVINGS BANK, a Banking Corporation organized and existing under the laws of Massachusetts, of 6 Main Street, Natick, Massachusetts 01760 "Lender"), and Dynasil Corporation

Dynasil Corporation of America Reports Fiscal Year 2015 Financial Results Optics segment continues double digit growth in 2015

EX-99.1 9 v426455ex99-1.htm EXHIBIT 99.1 EXHIBIT 99.1 Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: 617.668.6855 [email protected] Dynasil Corporation of America Reports Fiscal Year 2015 Financial Results Optics segment continues double digit growth in 2015 Newton, MA, December 17, 2015 – Dynasil Corporation of America (NASDAQ: DYSL), a developer and manufacturer of

Amendment to Note Purchase Agreement between the Company and Massachusetts Capital Resource Company, dated October 1, 2015, filed as Exhibit 10.07 to Form 10-K filed on December 17, 2015 and incorporated herein by reference.

EX-10.07 3 v426455ex10-07.htm EXHIBIT 10.07 Exhibit 10.07 Execution Copy AMENDMENT TO NOTE PURCHASE AGREEMENT This Amendment to the Note Purchase Agreement, dated as of July 31, 2012, as amended, (this "Amendment"), is entered into as of October 1,2015 (subject to the satisfaction of the conditions set forth in Section 3 below, the "Effective Date"), by and between Dynasil Corporation of America,

EXHIBIT 31.1 (b)

EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Thomas Leonard, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE — ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2015 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE — ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 000-27503 DYNASIL CORPORATION OF

Dynasil Corporation of America Reports Third Quarter Fiscal 2015 Financial Results Operating Income for the Quarter increases 300%

EX-99.1 5 v417249ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: (617) 668-6855 [email protected] Dynasil Corporation of America Reports Third Quarter Fiscal 2015 Financial Results Operating Income for the Quarter increases 300% Newton, MA, August 12, 2015 – Dynasil Corporation of America (NASDAQ: DYSL), a developer and manufacture

EXHIBIT 31.1 (a)

EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums

Dynasil Corporation of America Conflict Minerals Report For the reporting period from January 1, 2014 to December 31, 2014

Exhibit 1.01 Dynasil Corporation of America Conflict Minerals Report For the reporting period from January 1, 2014 to December 31, 2014 This Conflict Minerals Report (the ?Report?) of Dynasil Corporation of America (the ?Company?) has been prepared pursuant to Rule 13p-1 and Form SD (the ?Rule?) promulgated under the Securities Exchange Act of 1934 for the reporting period January 1, 2014 to Decem

Dynasil of America FORM SD

OMB APPROVAL OMB Number: 3235-0697 Expires: May 31, 2016 Estimated average burden hours per response.

Dynasil Corporation of America Reports Second Quarter Fiscal 2015 Financial Results Company to Host Earnings Conference Call at 5:00 p.m. (ET) Today

Exhibit 99.1 Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: (617) 668-6855 [email protected] Dynasil Corporation of America Reports Second Quarter Fiscal 2015 Financial Results Company to Host Earnings Conference Call at 5:00 p.m. (ET) Today Newton, MA, May 13, 2015 ? Dynasil Corporation of America (NASDAQ: DYSL), a developer and manufacturer of optics and photonics

CERTIFICATION PURSUANT TO RULE 13a?14(a)/15d-14(a) and

EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Thomas Leonard, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2015 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 000-27503 DYNASIL CORPORATION OF AME

CERTIFICATION PURSUANT TO RULE 13a?14(a)/15d-14(a) and

EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums

DYSL / Dynasil Corp. of America / Entine Gerald - SC 13D/A Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Dynasil Corporation of America (Name of Issuer) Common Stock, $0.0005 par value (Title of Class of Securities) 268102100 (CUSIP Number) Gerald Entine Gerald Entine 1988 Family Trust 100 Belvidere Street, Unit 10B Boston, Massachusetts 02199 617-529-4786 (Name, Address

Dynasil Corporation of America Annual Meeting of Stockholders Peter Sulick, Chairman, President and CEO February 26, 2015 2 Forward - Looking Statements The statements made in this presentation which are not statements of historical fact are forward

Exhibit 99.1 Dynasil Corporation of America Annual Meeting of Stockholders Peter Sulick, Chairman, President and CEO February 26, 2015 2 Forward - Looking Statements The statements made in this presentation which are not statements of historical fact are forward looking statements within the meaning of Section 27 A of the Securities Act of 1933 and Section 21 E of the Securities Exchange Act of 19

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2015 - Dynasil Corporation of America - (Exact name of registrant as specified in its charter) Delaware 000-27503 22-1734088 - - - (State or other (Commission File Number

EXHIBIT 31.1 (b)

EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Thomas Leonard, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED DECEMBER 31, 2014 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 000-27503 DYNASIL CORPORATION OF

Dynasil Corporation of America Reports First Quarter Fiscal 2015 Financial Results Company to Host Earnings Conference Call at 5:00 p.m. (ET) Today

Exhibit 99.1 Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: (617) 668-6855 [email protected] Dynasil Corporation of America Reports First Quarter Fiscal 2015 Financial Results Company to Host Earnings Conference Call at 5:00 p.m. (ET) Today Newton, MA, February 17, 2015 ? Dynasil Corporation of America (NASDAQ: DYSL), a developer and manufacturer of optics and photon

EXHIBIT 31.1 (a)

EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums

DYSL / Dynasil Corp. of America DEF 14A - - DEF 14A

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Sta

CERTIFICATION PURSUANT TO RULE 13a?14(a)/15d-14(a) and

EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Thomas C. Leonard, certify that: 1. I have reviewed this Form 10-K of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the ci

Subsidiaries of Dynasil Corporation of America

EXHIBIT 21.1 Subsidiaries of the Company Subsidiaries of Dynasil Corporation of America Jurisdiction of Incorporation Dynasil International, Inc (Inactive) New Jersey Hibshman Corporation (Inactive) California Optometrics Corporation Delaware Evaporated Metal Films Corporation New York Radiation Monitoring Devices, Inc. Delaware RMD Instruments Corporation Delaware Hilger Crystals, Ltd. United Kin

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K/A (Amendment No. 1)

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K/A (Amendment No. 1) (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 0R 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended September 30, 2014. ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission file number: 000-27503 DYNAS

CERTIFICATION PURSUANT TO RULE 13a?14(a)/15d-14(a) and

EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-K of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums

CERTIFICATION PURSUANT TO RULE 13a?14(a)/15d-14(a) and

EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-K of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums

CERTIFICATION PURSUANT TO RULE 13a?14(a)/15d-14(a) and

EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Thomas C. Leonard, certify that: 1. I have reviewed this Form 10-K of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the ci

Dynasil Corporation of America Reports Fiscal Year 2014 Financial Results Company reports $2.0 million of net income for fiscal 2014

Exhibit 99.1 Contacts: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: 617.668.6855 [email protected] Dynasil Corporation of America Reports Fiscal Year 2014 Financial Results Company reports $2.0 million of net income for fiscal 2014 Newton, MA, December 16, 2014 Dynasil Corporation of America (NASDAQ: DYSL), a developer and manufacturer of optics and photonics products, opti

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 0R 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended September 30, 2014. ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission file number: 000-27503 DYNASIL CORPORATION OF AME

Subsidiaries of Dynasil Corporation of America

Exhibit 21.1 21.1 Subsidiaries of the Company Subsidiaries of Dynasil Corporation of America Jurisdiction of Incorporation Dynasil International, Inc (Inactive) New Jersey Hibshman Corporation (Inactive) California Optometrics Corporation Delaware Evaporated Metal Films Corporation New York Radiation Monitoring Devices, Inc. Delaware RMD Instruments Corporation Delaware Hilger Crystals, Ltd. Unite

EXHIBIT 31.1 (b)

EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Thomas Leonard, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu

EXHIBIT 31.1 (a)

EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums

Dynasil Corporation of America Reports Third Quarter Fiscal 2014 Financial Results Company Reports Third Consecutive Quarter of Profitability

Exhibit 99.1 Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: (617) 668-6855 [email protected] Dynasil Corporation of America Reports Third Quarter Fiscal 2014 Financial Results Company Reports Third Consecutive Quarter of Profitability Watertown, MA, August 13, 2014 ? Dynasil Corporation of America (NASDAQ: DYSL), a developer and manufacturer of optics and photonics p

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2014 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 000-27503 DYNASIL CORPORATION OF AMER

ASSET PURCHASE AGREEMENT BY AND AMONG EVAPORATED METAL FILMS CORPORATION (?Buyer?), DYNASIL CORPORATION OF AMERICA (?Dynasil?), DICHROTEC THIN FILMS, LLC (?Seller?) SYNCROLITE, LLC (?Parent?) June 26, 2014 TABLE OF CONTENTS

Exhibit 10.1 Execution Version ASSET PURCHASE AGREEMENT BY AND AMONG EVAPORATED METAL FILMS CORPORATION (?Buyer?), DYNASIL CORPORATION OF AMERICA (?Dynasil?), DICHROTEC THIN FILMS, LLC (?Seller?) AND SYNCROLITE, LLC (?Parent?) June 26, 2014 TABLE OF CONTENTS Page Article 1 SALE AND PURCHASE OF ASSETS 1 1.1 Purchased Assets 1 1.2 Assets Excluded from Sale 2 1.3 Liabilities 3 1.4 Purchase Price 4 1.

Dynasil Corporation of America Conflict Minerals Report For the reporting period from January 1, 2013 to December 31, 2013

Exhibit 1.01 Dynasil Corporation of America Conflict Minerals Report For the reporting period from January 1, 2013 to December 31, 2013 This Conflict Minerals Report (the “Report”) of Dynasil Corporation of America (the “Company”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934 for the reporting period January 1, 2013 to Decem

- FORM SD

SD 1 v379962sd.htm FORM SD OMB APPROVAL OMB Number: 3235-0697 Expires: May 31, 2016 Estimated average burden hours per response....480.61 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD SPECIALIZED DISCLOSURE REPORT Dynasil Corporation of America (Exact Name of Registrant as Specified in Charter) DELAWARE 000-27503 22-1734088 (State or Other Jurisdiction of (Commiss

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2014 Dynasil Corporation of America (Exact name of registrant as specified in its charter) Delaware 000-27503 22-1734088 (State or other (Commission File Number) (IRS Employer

EXHIBIT 31.1 (a)

EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2014 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 000-27503 DYNASIL CORPORATION OF AME

Dynasil Corporation of America Reports Second Quarter Fiscal 2014 Financial Results Company Regains Bank Compliance and Records Second Quarter of Profitability

Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: (617) 668-6855 pkehe@dynasil.

EXHIBIT 31.1 (b)

EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Thomas Leonard, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu

Dynasil Corporation of America Reports First Quarter Fiscal 2014 Financial Results Company Sells Instruments Businesses and Returns to Profitability

Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: (617) 668-6855 pkehe@dynasil.

ASSET PURCHASE AGREEMENT BY AND AMONG DILON TECHNOLOGIES, INC., AS BUYER, RMD INSTRUMENTS CORP. D/B/A DYNASIL PRODUCTS, AS SELLER, DYNASIL CORPORATION OF AMERICA, AS PARENT Dated December 23, 2013 Table of Contents

Execution Version ASSET PURCHASE AGREEMENT BY AND AMONG DILON TECHNOLOGIES, INC., AS BUYER, RMD INSTRUMENTS CORP. D/B/A DYNASIL PRODUCTS, AS SELLER, AND DYNASIL CORPORATION OF AMERICA, AS PARENT Dated December 23, 2013 Table of Contents Page ARTICLE I PURCHASE AND SALE 1 1.1 Agreement to Purchase and Sell 1 1.2 Excluded Assets 2 1.3 Assumption of Assumed Liabilities 2 1.4 Purchase Price 3 1.5 Cont

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED DECEMBER 31, 2013 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 000-27503 DYNASIL CORPORATION OF

EXHIBIT 31.1 (b)

EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Thomas Leonard, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu

EXHIBIT 31.1 (a)

EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums

- DEF 14A

DEF 14A 1 v364164def14a.htm DEF 14A U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule

Dynasil Corporation of America Reports Fiscal Year 2013 Financial Results Filing of Annual Report on Form 10-K

Ex 99.1 v363155ex 99.htm EXHIBIT 99.1 Contacts: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: 617.668.6855 [email protected] Dynasil Corporation of America Reports Fiscal Year 2013 Financial Results Filing of Annual Report on Form 10-K Watertown, MA, December 19, 2013 ? Dynasil Corporation of America (NASDAQ: DYSL), a developer of sensing, detection and analysis technology f

CERTIFICATION PURSUANT TO RULE 13a?14(a)/15d-14(a) and

EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Thomas C. Leonard, certify that: 1. I have reviewed this Form 10-K of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the ci

Amendment No. 1 to Note Purchase Agreement between the Company and Massachusetts Capital Resource Company, dated September 26, 2013, filed as Exhibit 10.19 to Form 10-K filed on December 20, 2013 and incorporated herein by reference.

EXECUTION VERSION CONSENT, LIMITED WAIVER AND AMENDMENT NO. 1 TO NOTE PURCHASE AGREEMENT Consent, Limited Waiver and Amendment No. 1 to Note Purchase Agreement, dated as of September 26, 2013 (the ?Amendment?), is by and between DYNASIL CORPORATION OF AMERICA, a Delaware corporation (the ?Borrower?), and MASSACHUSETTS CAPITAL RESOURCE COMPANY (the ?Lender?), with an address at 420 Boylston Street,

CONSENT, LIMITED WAIVER AND AMENDMENT NO. 4 TO LOAN AND SECURITY AGREEMENT

EXECUTION VERSION CONSENT, LIMITED WAIVER AND AMENDMENT NO. 4 TO LOAN AND SECURITY AGREEMENT Consent, Limited Waiver and Amendment No. 4 to Loan and Security Agreement, dated as of September 26, 2013 (the ?Amendment?), is by and between DYNASIL CORPORATION OF AMERICA, a Delaware corporation (the ?Borrower?), and SOVEREIGN BANK, N.A., a national banking association (the ?Lender?), with an address a

a) (1) The financial statements are included under Part II, Item 8 of this Report. (2) Schedules are omitted because they are not applicable, or are not required, or because the information is included in the consolidated financial statements and t

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 0R 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended September 30, 2013. ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission file number: 000-27503 DYNASIL CORPORATION OF AM

Subsidiaries of Dynasil Corporation of America

21.1 Subsidiaries of the Company Subsidiaries of Dynasil Corporation of America Jurisdiction of Incorporation Dynasil International, Inc (Inactive) New Jersey Hibshman Corporation (Inactive) California Optometrics Corporation Delaware Evaporated Metal Films Corporation New York Radiation Monitoring Devices, Inc. Delaware RMD Instruments Corporation Delaware Hilger Crystals, Ltd. United Kingdom Dyn

CERTIFICATION PURSUANT TO RULE 13a?14(a)/15d-14(a) and

EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-K of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums

ASSET PURCHASE AGREEMENT

ASSET PURCHASE AGREEMENT THIS ASSET PURCHASE AGREEMENT, dated as of November 7, 2013, is among Protec Instrument Corporation, a Delaware corporation (the ?Purchaser?), which is a wholly owned subsidiary of Laboratoires Protec S.

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE — ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2013 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE — ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 000-27503 DYNASIL CORPORATION OF

EXHIBIT 31.1 (a)

EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums

Dynasil Corporation of America Reports Third Quarter Fiscal 2013 Financial Results Navigator 2.0? medical probe for cancer surgery is approved and began shipping in the Third Quarter ended June, 2013

Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: (617) 668-6855 pkehe@dynasil.

EXHIBIT 31.1 (b)

EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Thomas Leonard, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu

RESTRICTED STOCK AWARD AGREEMENT

RESTRICTED STOCK AWARD AGREEMENT THIS RESTRICTED STOCK AWARD AGREEMENT (?Agreement?) is made effective and entered into as of June 10, 2013 (the ?Grant Date?), by and between Dynasil Corporation of America, a Delaware corporation (the ?Company?), and Peter Sulick (the ?Grantee?).

EXHIBIT 31.1 (a)

EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums

Dynasil Corporation of America Reports Second Quarter Fiscal 2013 Financial Results

Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: (617) 668-6855 pkehe@dynasil.

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2013 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 000-27503 DYNASIL CORPORATION OF AME

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K/A (Amendment No. 1)

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K/A (Amendment No. 1) (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 0R 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended September 30, 2012. ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission file number: 000-27503 DYNAS

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE — ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED DECEMBER 31, 2012 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE — ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 000-27503 DYNASIL CORPORATION

Dynasil Corporation of America Reports First Quarter Fiscal 2013 Financial Results Company to Host Earnings Conference Call at 5:00 p.m. (ET) Today

Contacts: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: (617) 668-6855 pkehe@dynasil.

- FORM DEF 14A

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant (x) Filed by a Party other than the Registrant ( ) Check the appropriate box: ( ) Preliminary Proxy Statement ( ) Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) (X) Definitive

Dynasil Corporation of America Reports Fiscal Year 2012 Financial Results Filing of Annual Report on Form 10-K Company to Host Earnings Conference Call at 5:00 p.m. (ET) Today

Contacts: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: (617) 668-6855 pkehe@dynasil.

CERTIFICATION PURSUANT TO RULE 13a?14(a)/15d-14(a) and

EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-K of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums

Subsidiaries of Dynasil Corporation of America

21.1 Subsidiaries of the Company Subsidiaries of Dynasil Corporation of America Jurisdiction of Incorporation Dynasil International, Inc (Inactive) New Jersey Hibshman Corporation (Inactive) California Optometrics Corporation Massachusetts Evaporated Metal Films Corporation New York Radiation Monitoring Devices, Inc. Massachusetts RMD Instruments Corporation Massachusetts Hilger Crystals, Ltd. Uni

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 0R 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended September 30, 2012. ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission file number: 000-27503 DYNASIL CORPORATION OF AM

SEPARATION AGREEMENT AND GENERAL RELEASE

SEPARATION AGREEMENT AND GENERAL RELEASE This Separation Agreement and General Release (this ?Agreement?), dated as of July 6, 2012, is entered into by and between Dynasil Corporation of America for itself and/or on behalf of any of its wholly-owned subsidiaries (collectively, the ?Company?) and Steven Ruggieri, individually (the ?Executive?).

CERTIFICATION PURSUANT TO RULE 13a?14(a)/15d-14(a) and

EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Richard A. Johnson, certify that: 1. I have reviewed this Form 10-K of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the c

January 4, 2013

January 4, 2013 Thomas C. Leonard 19 Dix Street Winchester, MA 01890 Re: Employment with Dynasil Corporation of America Dear Tom: It is with great pleasure that I write to confirm the terms under which you have agreed to become employed with Dynasil Corporation of America (the “Company”). We look forward to your arrival and leadership. The principal terms of your employment are set forth in this l

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 v3318238k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 4, 2013 Dynasil Corporation of America (Exact name of registrant as specified in its charter) Delaware 000-27503 22-1734088 (State or other (Commi

Dynasil Names Thomas Leonard as Chief Financial Officer

Contacts: Patty Kehe Dynasil Corporation of America Phone: 617.668.6855 Email: [email protected] David Calusdian Executive Vice President and Partner Sharon Merrill 617.542.5300 [email protected] Dynasil Names Thomas Leonard as Chief Financial Officer WATERTOWN, Mass. – January 10, 2013 – Dynasil Corporation of America (NASDAQ: DYSL) today announced the appointment of Thomas C. Leonard as

- FORM 12B-25

NT 10-K 1 v331223nt10k.htm FORM 12B-25 UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number.................. 3235-0058 Expires.................... August 31, 2015 Washington, D.C. 20549 Estimated average burden Hours per response..................... 2.50 FORM 12b-25 SEC FILE NUMBER CUSIP NUMBER NOTIFICATION OF LATE FILING (Check one): x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ For

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2012 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 000-27503 DYNASIL CORPORATION OF AMER

EXHIBIT 31.1 (a)

EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums

EXHIBIT 31.1 (b)

EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Richard Johnson, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circ

Dynasil Corporation of America Reports Third Quarter Fiscal 2012 Results - Company Hosts Conference Call at 5:00 p.m. (ET) Today

Contacts: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: (617) 668-6855 pkehe@dynasil.

EXHIBIT 31.1 (b)

EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Richard Johnson, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circ

EXHIBIT 31.1 (a)

EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Steven Ruggieri, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circ

Dynasil Corporation of America Reports Results for the Second Quarter Fiscal 2012 - Company Hosts Earnings Conference Call at 5:00 p.m. (ET) Today

Contacts: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: (617) 668-6855 pkehe@dynasil.

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE — ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2012 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE — ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 000-27503 DYNASIL CORPORATION OF

Other Events

8-K 1 v3047778k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 27, 2012 - Dynasil Corporation of America - (Exact name of registrant as specified in its charter) Delaware 000-27503 22-1734088 - - - (State or other Comm

EXHIBIT 31.1 (b)

EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Richard Johnson, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circ

Dynasil Corporation of America Reports Record Net Revenue for the First Quarter Fiscal 2012 -Revenue of $12.4 Million, Up 7% From First Quarter 2011 - Company Hosts Earnings Conference Call at 5:00 p.m. (ET) Today

Contacts: Patty Kehe Dynasil Corporation of America Phone: (617) 668-6855 pkehe@dynasil.

SEPARATION AGREEMENT

SEPARATION AGREEMENT This Separation Agreement (this ?Agreement?), dated as of November 16, 2011, is entered into by and between Dynasil Corporation of America for itself and/or on behalf of any of its wholly-owned subsidiaries (collectively, the ?Company?) and Dr.

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED DECEMBER 31, 2011 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 000-27503 DYNASIL CORPORATION OF

INDEMNIFICATION AGREEMENT

INDEMNIFICATION AGREEMENT This Indemnification Agreement ("Agreement") is made as of , 20 by and between Dynasil Corporation of America, a Delaware corporation (the "Company"), and ("Indemnitee").

EXHIBIT 31.1 (a)

EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Steven Ruggieri, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circ

- FORM DEFA14A

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commi

Amended and Restated Employee Stock Purchase Plan, dated December 16, 2011, filed as Appendix A to Definitive Proxy Statement filed January 11, 2012 and incorporated herein by reference.

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Sta

CERTIFICATION PURSUANT TO RULE 13a?14(a)/15d-14(a) and

EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Richard A. Johnson, certify that: 1. I have reviewed this Form 10-K of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the c

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 0R 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended September 30, 2011. ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission file number: 000-27503 DYNASIL CORPORATION OF AM

CERTIFICATION PURSUANT TO RULE 13a?14(a)/15d-14(a) and

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