ECTYQ / Ecotality, Inc. - Pemfailan SEC, Laporan Tahunan, Penyata Proksi

Ecotality, Inc.
US
SIMBOL INI TIDAK AKTIF LAGI

Statistik Asas
CIK 1301206
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Ecotality, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
June 16, 2014 EX-99

EX-99

ex99-6.htm Exhibit 99.6

June 16, 2014 EX-99

EX-99

ex99-3.htm Exhibit 99.3

June 16, 2014 EX-99

EX-99

ex99-4.htm Exhibit 99.4

June 16, 2014 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 ecty201406128k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 16, 2014 (June 13, 2014) ECOTALITY, INC. (Exact name of Registrant as specified in its charter) Nevada 000-50983 68-0515422 (State of Other Juri

June 16, 2014 EX-99

EX-99

ex99-1.htm Exhibit 99.1

June 16, 2014 EX-99

EX-99

ex99-2.htm Exhibit 99.2

June 16, 2014 EX-99

EX-99

ex99-5.htm Exhibit 99.5

June 10, 2014 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2014 (June 9, 2014) ECOTALITY, INC. (Exact name of Registrant as specified in its charter) Nevada 000-50983 68-0515422 (State of Other Jurisdiction of Incorporation) (Commiss

June 10, 2014 EX-99

EX-99

Exhibit 99.3

June 10, 2014 EX-99

EX-99

Exhibit 99.4

June 10, 2014 EX-99

EX-99

Exhibit 99.2

June 10, 2014 EX-99

EX-99

Exhibit 99.1

June 10, 2014 EX-99

EX-99

Exhibit 99.6

June 10, 2014 EX-99

EX-99

Exhibit 99.5

April 28, 2014 EX-99

EX-99

ex99-6.htm Exhibit 99.6

April 28, 2014 8-K

Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K

ecty201404268k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2014 (April 25, 2014) ECOTALITY, INC. (Exact name of Registrant as specified in its charter) Nevada 000-50983 68-0515422 (State of Other Jurisdiction of I

April 28, 2014 EX-99

EX-99

ex99-3.htm Exhibit 99.3

April 28, 2014 EX-99

EX-99

ex99-1.htm Exhibit 99.1

April 28, 2014 EX-99

EX-99

Exhibit 99.2

April 28, 2014 EX-99

EX-99

ex99-5.htm Exhibit 99.5

April 28, 2014 EX-99

EX-99

ex99-4.htm Exhibit 99.4

March 18, 2014 EX-99

EX-99

ex99-2.htm Exhibit 99.2

March 18, 2014 EX-99

EX-99

ex99-5.htm Exhibit 99.5

March 18, 2014 EX-99

> 90

ex99-1.htm Exhibit 99.1 Ecotality, Inc. Case Number: 2:13-BK-16127 (RJH) Accounts Payable February 28, 2014 1 - 30 31 - 60 61 - 90 > 90 TOTAL ABM - - - 562.50 562.50 ADP 5,536.77 - - - 5,536.77 Akin Gump Strauss Hauer & Feld LLP 66,335.00 - 32,596.10 - 98,931.10 Antenna Group LLC - - - 15,000.00 15,000.00 Aprea & Micheli, Inc. - - 1,250.00 1,875.00 3,125.00 APS 106.37 - - - 106.37 Arrowhead - - 15

March 18, 2014 EX-99

EX-99

ex99-6.htm Exhibit 99.6

March 18, 2014 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 18, 2014 (March 14, 2014) ECOTALITY, INC. (Exact name of Registrant as specified in its charter) Nevada 000-50983 68-0515422 (State of Other Jurisdiction of Incorporation) (Comm

March 18, 2014 EX-16

EX-16

ex16-1.htm Exhibit 16.1

March 18, 2014 EX-99

EX-99

ex99-4.htm Exhibit 99.4

March 18, 2014 EX-99

Page 4B

ex99-3.htm Exhibit 99.3 Exhibit 99.3 Ecotality Stores, Inc Case Number: 2:13-BK-16128 (RJH) Pre-Petition Liabilities February 2014 Page 4B

February 24, 2014 EX-99

EX-99

Exhibit 99.5

February 24, 2014 EX-99

EX-99

Exhibit 99.2

February 24, 2014 EX-99

EX-99

Exhibit 99.6

February 24, 2014 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2014 (February 19, 2014) ECOTALITY, INC. (Exact name of Registrant as specified in its charter) Nevada 000-50983 68-0515422 (State of Other Jurisdiction of Incorporation)

February 24, 2014 EX-99

EX-99

Exhibit 99.4

February 24, 2014 EX-99

EX-99

Exhibit 99.3

February 24, 2014 EX-99

EX-99

Exhibit 99.1

February 13, 2014 SC 13G/A

ECTYQ / Ecotality, Inc. / CAPITAL VENTURES INTERNATIONAL - SC 13G/A Passive Investment

CUSIP No. 27922Y202 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2. (Amendment No. 1)* Ecotality, Inc. (Name of Issuer) Common Stock, $.001 par value per share (Title of Class of Securities) 27922Y202 (CUSIP Number) Decem

January 27, 2014 EX-99

EX-99

Exhibit 99.1

January 27, 2014 EX-99

EX-99

Exhibit 99.7

January 27, 2014 EX-99

EX-99

EX-99 4 ex99-3.htm EXHIBIT 99.3 Exhibit 99.3

January 27, 2014 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2014 (January 23, 2014) ECOTALITY, INC. (Exact name of Registrant as specified in its charter) Nevada 000-50983 68-0515422 (State of Other Jurisdiction of Incorporation) (

January 27, 2014 EX-99

EX-99

Exhibit 99.2

January 27, 2014 EX-99

EX-99

Exhibit 99.4

January 27, 2014 EX-99

EX-99

Exhibit 99.6

January 27, 2014 EX-99

EX-99

Exhibit 99.5

December 23, 2013 EX-99

EX-99

ex99-8.htm Exhibit 99.8

December 23, 2013 8-K

Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K

ecty201312188k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 23, 2013 (December 19, 2013) ECOTALITY, INC. (Exact name of Registrant as specified in its charter) Nevada 000-50983 68-0515422 (State of Other Jurisdictio

December 23, 2013 EX-99

EX-99

Exhibit 99.2

December 23, 2013 EX-99

EX-99

Exhibit 99.3

December 23, 2013 EX-99

EX-99

Exhibit 99.5

December 23, 2013 EX-99

EX-99

Exhibit 99.6

December 23, 2013 EX-99

EX-99

Exhibit 99.4

December 23, 2013 EX-99

EX-99

ex99-10.htm Exhibit 99.10

December 23, 2013 EX-99

EX-99

ex99-1.htm Exhibit 99.1

December 23, 2013 EX-99

EX-99

ex99-9.htm Exhibit 99.9

December 23, 2013 EX-99

EX-99

ex99-7.htm Exhibit 99.7

December 10, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - FORM 8-K

ecty201312108k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2013 (December 4, 2013) ECOTALITY, INC. (Exact name of Registrant as specified in its charter) Nevada 000-50983 68-0515422 (State of Other Jurisdiction

November 27, 2013 EX-99

EX-99

ex99-7.htm Exhibit 99.7

November 27, 2013 EX-99

EX-99

ex99-12.htm Exhibit 99.12

November 27, 2013 EX-99

EX-99

ex99-6.htm Exhibit 99.6

November 27, 2013 EX-99

EX-99

ex99-10.htm Exhibit 99.10

November 27, 2013 EX-99

EX-99

ex99-3.htm Exhibit 99.3

November 27, 2013 EX-99

EX-99

ex99-2.htm Exhibit 99.2

November 27, 2013 EX-99

EX-99

ex99-4.htm Exhibit 99.4

November 27, 2013 EX-99

EX-99

ex99-1.htm Exhibit 99.1

November 27, 2013 8-K

Regulation FD Disclosure, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Other Events

8-K 1 ecty201311268k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 27, 2013 (November 21, 2013) ECOTALITY, INC. (Exact name of Registrant as specified in its charter) Nevada 000-50983 68-0515422 (State of Ot

November 27, 2013 EX-99

EX-99

ex99-5.htm Exhibit 99.5

November 27, 2013 EX-99

EX-99

ex99-8.htm Exhibit 99.8

November 27, 2013 EX-99

EX-99

ex99-9.htm Exhibit 99.9

November 27, 2013 EX-99

EX-99

ex99-11.htm Exhibit 99.11

October 17, 2013 EX-10

Asset Purchase Agreement dated as of October 10, 2013 by and among ECOtality, Inc. Electronic Transportation Engineering Corporation ECOtality Stores, Inc. ETEC North, LLC The Clarity Group, Inc. G.H.V. Refrigeration, Inc. as the Sellers Blink Acquis

ex10-3.htm Exhibit 10.3 Asset Purchase Agreement dated as of October 10, 2013 by and among ECOtality, Inc. Electronic Transportation Engineering Corporation ECOtality Stores, Inc. ETEC North, LLC The Clarity Group, Inc. and G.H.V. Refrigeration, Inc. as the Sellers and Blink Acquisition LLC as Buyer Asset PURCHASE AGREEMENT THIS ASSET PURCHASE AGREEMENT is dated as of October 10, 2013 (the “Agreem

October 17, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 8, 2013 ECOTALITY, INC. (Exact name of Registrant as specified in its charter) Nevada 000-50983 68-0515422 (State of Other Jurisdiction of Incorporation) (Commission File Numb

October 17, 2013 EX-10

Asset Purchase Agreement dated as of October 10, 2013 by and among ECOtality, Inc. Electronic Transportation Engineering Corporation ECOtality Stores, Inc. ETEC North, LLC The Clarity Group, Inc. G.H.V. Refrigeration, Inc. as the Sellers Intertek Tes

ex10-1.htm Exhibit 10.1 Asset Purchase Agreement dated as of October 10, 2013 by and among ECOtality, Inc. Electronic Transportation Engineering Corporation ECOtality Stores, Inc. ETEC North, LLC The Clarity Group, Inc. and G.H.V. Refrigeration, Inc. as the Sellers and Intertek Testing Services NA, Inc. as Buyer Asset PURCHASE AGREEMENT THIS ASSET PURCHASE AGREEMENT is dated as of October 10, 2013

October 17, 2013 EX-10

SALE AGREEMENT

ex10-2.htm Exhibit 10.2 SALE AGREEMENT THIS SALE AGREEMENT is made, executed and delivered as of October 11, 2013, by ECOtality, Inc., a Nevada corporation, Electronic Transportation Engineering Corporation, an Arizona corporation, ECOtality Stores, Inc., a Nevada corporation, ETEC North, LLC, a Delaware limited liability company, The Clarity Group, Inc., an Arizona corporation, G.H.V. Refrigerati

September 23, 2013 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Other Events - FORM 8-K

ecty20130920b8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 18, 2013 ECOTALITY, INC. (Exact name of Registrant as specified in its charter) Nevada 000-50983 68-0515422 (State of Other Jurisdiction of Incorporation

September 17, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Bankruptcy or Receivership

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 16, 2013 ECOTALITY, INC. (Exact name of Registrant as specified in its charter) Nevada 000-50983 68-0515422 (State of Other Jurisdiction of Incorporation) (Commission File N

September 17, 2013 EX-10

CREDIT AND SECURITY AGREEMENT

ex10-1.htm Exhibit 10.1 CREDIT AND SECURITY AGREEMENT This CREDIT AND SECURITY AGREEMENT (the “Agreement”), dated as of September 16, 2013, is entered into between ECOtality, Inc., a Nevada corporation (“ECOtality”), and Electric Transportation Engineering Corporation, an Arizona corporation (together with ECOtality, “Borrowers” and each, individually, a “Borrower”), and ECOtality Stores Inc., a N

August 23, 2013 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing - FORM 8-K

ecty201308238k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 23, 2013 ECOTALITY, INC. (Exact name of Registrant as specified in its charter) Nevada 000-50983 68-0515422 (State of Other Jurisdiction of Incorporation) (C

August 12, 2013 8-K

Other Events - FORM 8-K

ecty201308128k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2013 ECOTALITY, INC. (Exact name of Registrant as specified in its charter) Nevada 000-50983 68-0515422 (State of Other Jurisdiction of Incorporation) (Co

August 6, 2013 8-K

Other Events - FORM 8-K

ecty201307318k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2013 ECOTALITY, INC. (Exact name of Registrant as specified in its charter) Nevada 000-50983 68-0515422 (State of Other Jurisdiction of Incorporation) (Co

July 29, 2013 S-3

- FORM S-3

ecty20130723s3.htm Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ECOTALITY, INC. (Exact name of registrant as specified in its charter) Nevada 68-0515422 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification Number) One Montgomery Street, Suite 2

July 29, 2013 EX-4

ECOTALITY, INC., Dated as of [●], 20[●] Debt Securities

EX-4 2 ex4-4.htm EXHIBIT 4.4 Exhibit 4.4 ECOTALITY, INC., Issuer AND [●], Trustee INDENTURE Dated as of [●], 20[●] Debt Securities ARTICLE 1 DEFINITIONS 1 Section 1.01 Definitions of Terms 1 ARTICLE 2 ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 5 Section 2.01 Designation and Terms of Securities 5 Section 2.02 Form of Securities and Trustee’s Certificate 8 Section

July 10, 2013 424B3

ECOtality, Inc.

ecty20130710424b3.htm Prospectus Filed Pursuant to Rule 424(b)(3) File No. 333-189745 ECOtality, Inc. 7,685,135 Shares of Common Stock This prospectus relates to the offer and sale from time to time by the Selling Stockholders (as defined herein) of up to 7,685,135 shares of our common stock. The 7,685,135 shares of common stock covered by this prospectus include 5,123,423 shares of common stock i

July 9, 2013 EX-99

ECOtality Appoints Brandon Hurlbut to Board of Directors

Exhibit 99.1 ECOtality Media: Kim Setliff [email protected] (415) 977.1942 ECOtality Investor Relations: Kathy Price [email protected] (212) 481.2050 ECOtality Appoints Brandon Hurlbut to Board of Directors SAN FRANCISCO – July 9, 2013 – ECOtality, Inc. (NASDAQ:ECTY), a leader in clean electric transportation, today announced the appointment of Brandon Hurlbut, the former Chief of Staff

July 9, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events - FORM 8-K

ecty201307098k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 9, 2013 ECOTALITY, INC. (Exact name of Registrant as specified in its charter) Nevada 000-50983 68-0515422 (State of Other Jurisdiction of Incorporation) (Comm

July 1, 2013 S-3

- FORM S-3

ecty20130701s3.htm Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 UNDER THE SECURITIES ACT OF 1933 ECOTALITY, INC. (Exact name of registrant as specified in its charter) Nevada 68-0515422 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification Number) One Montgomery Street, Suite 2525 San Francisco, Cali

June 20, 2013 EX-99

ECOtality Closes $8.2 Million Private Placement

ecty201306188kex99-1.htm Exhibit 99.1 ECOtality Media: Kim Setliff [email protected] (415) 977.1942 ECOtality Investor Relations: Kathy Price [email protected] (212) 481.2050 ECOtality Closes $8.2 Million Private Placement SAN FRANCISCO – June 19, 2013 – ECOtality, Inc. (NASDAQ:ECTY), a leader in clean electric transportation, today announced that it has closed its previously announced

June 20, 2013 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits - FORM 8-K

ecty201306188k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2013 ECOTALITY, INC. (Exact name of Registrant as specified in its charter) Nevada 000-50983 68-0515422 (State or Other Jurisdiction of Incorporation) (Com

June 13, 2013 EX-10

REGISTRATION RIGHTS AGREEMENT

ex10-3.htm Exhibit 10.3 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of June , 2013, by and among ECOtality, Inc., a Nevada corporation (the “Company”), and each of the several purchasers signatory hereto (each, an “Investor” and collectively, the “Investors”). RECITALS WHEREAS, this Agreement is made pursuant to the Securities Pur

June 13, 2013 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

8-K 1 ecty201306128k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2013 ECOTALITY, INC. (Exact name of Registrant as specified in its charter) Nevada 000-50983 68-0515422 (State or Other Jurisdiction of Inco

June 13, 2013 EX-10

ECOTALITY, INC.

ex10-2.htm Exhibit 10.2 NEITHER THIS SECURITY NOR THE SECURITIES ISSUABLE UPON EXERCISE OF THIS SECURITY HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFE

June 13, 2013 EX-99

ECOtality Raises $8.19 Million in Private Placement

ecty201306128kex99-1.htm Exhibit 99.1 ECOtality Media: ECOtality Investor Relations: Kim Setliff Brandi Floberg or Kathy Price [email protected] [email protected] (415) 977.1942 (212) 481.2050 ECOtality Raises $8.19 Million in Private Placement SAN FRANCISCO – Thursday, June 13, 2013 – ECOtality, Inc. (NASDAQ:ECTY), a leader in clean electric transportation, today announced that it has

June 13, 2013 EX-10

SECURITIES PURCHASE AGREEMENT

ecty201306128kex10-1.htm Exhibit 10.1 Execution Version SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of June 12, 2013, by and among ECOtality, Inc., a Nevada corporation (the “Company”), and each investor identified on the signature pages hereto (each, including its successors and assigns, an “Investor” and collectively, the “Investors”). WHEREAS,

May 24, 2013 8-K

- FORM 8-K

ecty201305238k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2013 ECOTALITY, INC. (Exact name of Registrant as specified in its charter) Nevada 000-50983 68-0515422 (State or Other Jurisdiction of Incorporation) (Comm

May 22, 2013 SC 13G

ECTYQ / Ecotality, Inc. / CAPITAL VENTURES INTERNATIONAL - SC 13G Passive Investment

CUSIP No. 27922Y202 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2. (Amendment No. )* Ecotality Inc. (Name of Issuer) Common Stock, $.001 par value per share (Title of Class of Securities) 27922Y202 (CUSIP Number) May 14,

May 15, 2013 10-Q

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-50983 Ecotality, Inc. (Exac

May 15, 2013 EX-99

ECOtality Reports 2013 First Quarter Financial Results Generates Record Quarterly Revenue of $15.9 Million

ecty201305158kex99-1.htm Exhibit 99.1 Media: Kim Setliff Antenna Group for ECOtality [email protected] Tel: (415) 977-1942 Investor Relations: Brandi Floberg or Kathy Price The Piacente Group [email protected] Tel: (212) 481-2050 ECOtality Reports 2013 First Quarter Financial Results Generates Record Quarterly Revenue of $15.9 Million SAN FRANCISCO - May 15, 2013 – ECOtality, Inc. (NASD

May 15, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 ecty201305158k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2013 ECOTALITY, INC. (Exact name of Registrant as specified in its charter) Nevada 000-50983 68-0515422 (State of Other Jurisdiction of Incor

May 3, 2013 8-K

Other Events

ecty201305028k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2013 ECOTALITY, INC. (Exact name of Registrant as specified in its charter) Nevada 000-50983 68-0515422 (State of Other Jurisdiction of Incorporation) (Commi

April 30, 2013 8-K

Financial Statements and Exhibits, Other Events - FORM 8-K

ecty201304308k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2013 ECOTALITY, INC. (Exact name of Registrant as specified in its charter) Nevada 000-50983 68-0515422 (State of Other Jurisdiction of Incorporation) (Co

April 30, 2013 EX-99

Sent via Electronic Delivery to: [email protected]

ecty201304308kex99-1.htm Exhibit 99.1 Sent via Electronic Delivery to: [email protected]; [email protected] Martin T. Felli, Esq. General Counsel Ecotality, Inc. One Montgomery Street, Suite 2525 San Francisco, CA Re: Ecotality, Inc. (the “Company”) Nasdaq Security: Common Stock Nasdaq Symbol: ECTY Dear Mr. Felli: On May 10, 2012, Staff notified the Company that its common stock failed to

April 15, 2013 EX-99

ECOtality Reports Fourth Quarter and Fiscal 2012 Results Full Year 2012 Revenue up 93% to Record $54.7 Million

ecty201304158kex99-1.htm Exhibit 99.1 Media: Kim Setliff Antenna Group for ECOtality [email protected] Tel: (415) 977-1942 Investor Relations: Ronald Both Liolios Group [email protected] Tel: (949) 574-3860 ECOtality Reports Fourth Quarter and Fiscal 2012 Results Full Year 2012 Revenue up 93% to Record $54.7 Million SAN FRANCISCO - Monday, April 15, 2013 – ECOtality, Inc. (NASDAQ:ECTY), a l

April 15, 2013 10-K

Annual Report - FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50983 ECOTALITY, INC

April 15, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

ecty201304158k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2013 ECOTALITY, INC. (Exact name of Registrant as specified in its charter) Nevada 000-50983 68-0515422 (State of Other Jurisdiction of Incorporation) (Co

April 15, 2013 EX-21.1

SUBSIDIARIES OF THE COMPANY as of December 31, 2012

Exhibit 21.1 SUBSIDIARIES OF THE COMPANY as of December 31, 2012 Subsidiary Name State or Country of Incorporation Electric Transportation Engineering Corporation; DBA ECOtality North America Arizona Portable Energy De Mexico, S.A. DE C.V. Mexico Ecotality Stores, Inc.; DBA Fuel Cell Store Nevada ETEC North, LLC Delaware G.H.V. Refrigeration, Inc. California The Clarity Group, Inc. Arizona Ecotali

March 29, 2013 NT 10-K

- FORM NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 Commission File Number 000-50983 CUSIP Number 27922Y202 NOTIFICATION OF LATE FILING (Check One): x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: December 31, 2012 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-

March 18, 2013 8-K

Financial Statements and Exhibits, Other Events - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2013 ECOTALITY, INC. (Exact name of Registrant as specified in its charter) Nevada 000-50983 68-0515422 (State of Other Jurisdiction of Incorporation) (Commission File Numbe

March 18, 2013 EX-99.1

March 12, 2013

EX-99.1 2 v338538ex99-1.htm EXHIBIT 99.1 March 12, 2013 Matin T. Felli, Esq. General Counsel Ecotality, Inc. One Montgomery Street, Suite 2525 San Francisco, CA Re: Ecotality, Inc. (the “Company”) Nasdaq Security: Common Stock Nasdaq Symbol: ECTY Dear Mr. Felli: As we discussed, we have determined that Ecotality had failed to comply with the audit committee composition requirement set forth in Lis

March 8, 2013 8-K

Financial Statements and Exhibits, Other Events

8-K 1 v3376158k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2013 ECOTALITY, INC. (Exact name of Registrant as specified in its charter) Nevada 000-50983 68-0515422 (State of Other Jurisdiction of Incorpora

March 8, 2013 EX-99.1

ECOtality and ChargePoint Establish Interoperability Company, Collaboratev, LLC Collaboratev provides drivers access to EV charging stations on any affiliated network.

ECOtality Media: Jan Helbing [email protected] (415) 977-1912 ECOtality Investor Relations: Ronald A. Both [email protected] (949) 574-3860 ChargePoint Media: Anne Smith [email protected] (408) 313-8089 ECOtality and ChargePoint Establish Interoperability Company, Collaboratev, LLC Collaboratev provides drivers access to EV charging stations on any affiliated network. SAN FRANCISCO and C

February 13, 2013 SC 13G

ECTYQ / Ecotality, Inc. / GRUBER & MCBAINE CAPITAL MANAGEMENT LLC Passive Investment

ecty13g123112 OMB APPROVAL OMB Number: 3235-0145 Expires: January 31, 2014 Estimated average burden hours per response.

January 17, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 v3324008k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 11, 2013 ECOTALITY, INC. (Exact name of Registrant as specified in its charter) Nevada 000-50983 68-0515422 (State of Other Jurisdiction of Incorp

December 21, 2012 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2012 ECOTALITY, INC. (Exact name of Registrant as specified in its charter) Nevada 000-50983 68-0515422 (State of Other Jurisdiction of Incorporation) (Commission File Nu

December 21, 2012 EX-10.1

THE DECEMBER 20, 2012 AMENDMENT AND RESTATEMENT OF THE MARCH 12, 2012 ECOTALITY/USABB “BLINK LICENSE AGREEMENT” - EXECUTION VERSION -

THE DECEMBER 20, 2012 AMENDMENT AND RESTATEMENT OF THE MARCH 12, 2012 ECOTALITY/USABB “BLINK LICENSE AGREEMENT” - EXECUTION VERSION - Effective December 20, 2012 (the “Amendment Effective Date”), ECOtality, Inc.

December 11, 2012 8-K

Other Events - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 10, 2012 ECOTALITY, INC. (Exact name of Registrant as specified in its charter) Nevada 000-50983 68-0515422 (State of Other Jurisdiction of Incorporation) (Commission File Nu

December 7, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2012 ECOTALITY, INC. (Exact name of Registrant as specified in its charter) Nevada 000-50983 68-0515422 (State of Other Jurisdiction of Incorporation) (Commission File Num

December 7, 2012 EX-10.1

EXECUTIVE MANAGEMENT EMPLOYMENT AGREEMENT

Exhibit 10.1 EXECUTIVE MANAGEMENT EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) between Ecotality, Inc., a Nevada corporation (the “Company”), and H. Ravi Brar (“Employee”), is entered into with effect as of September 12, 2012 (the “Effective Date”). AGREEMENT In consideration of the mutual benefits derived from this Agreement, and the agreements, covenants and provisions hereo

December 4, 2012 8-K

Submission of Matters to a Vote of Security Holders - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 28, 2012 ECOTALITY, INC. (Exact name of Registrant as specified in its charter) Nevada 000-50983 68-0515422 (State of Other Jurisdiction of Incorporation) (Commission File Nu

November 19, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2012 ECOTALITY, INC. (Exact name of Registrant as specified in its charter) Nevada 000-50983 68-0515422 (State of Other Jurisdiction of Incorporation) (Commission File Nu

November 19, 2012 EX-99.1

ECOtality Reports Third Quarter 2012 Results Quarterly Revenue up 52% year-over-year to $14.4 Million

Media: Jan Helbing Antenna Group for ECOtality [email protected] (415) 977-1912 Investor Relations: Ronald Both Liolios Group [email protected] (949) 574-3860 ECOtality Reports Third Quarter 2012 Results Quarterly Revenue up 52% year-over-year to $14.4 Million SAN FRANCISCO- Monday, November 19, 2012 – ECOtality, Inc. (NASDAQ:ECTY), a leader in clean electric transportation and storage technolog

November 19, 2012 10-Q

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2012 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-50983 Ecotality Inc. (E

November 15, 2012 NT 10-Q

- NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 Commission File Number 000-50983 CUSIP Number 27922Y202 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: September 30, 2012 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11

November 9, 2012 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2012 ECOTALITY, INC. (Exact name of Registrant as specified in its charter) Nevada 000-50983 68-0515422 (State or Other Jurisdiction of Incorporation) (Commission File Num

October 17, 2012 DEF 14A

- DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin

September 24, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 21, 2012 ECOTALITY, INC. (Exact name of Registrant as specified in its charter) Nevada 000-50983 68-0515422 (State of Other Jurisdiction of Incorporation) (Commission File N

September 13, 2012 EX-10.2

SEPARATION AGREEMENT AND RELEASE OF CLAIMS

SEPARATION AGREEMENT AND RELEASE OF CLAIMS This Separation Agreement and Release of Claims (this “Agreement”) is made and entered into as of September 12, 2012 (the “Separation Date”) by and between Jonathan Read (“Read”) and ECOtality, Inc.

September 13, 2012 EX-99.1

H. Ravi Brar Named New ECOtality CEO

Media: Caitlin Cieslik-Miskimen Antenna Group for ECOtality [email protected] (201) 294-0199 Ashley Robinson Mercury Public Affairs [email protected] (916)307-7311 Investor Relations: Ronald Both Liolios Group [email protected] (949) 574-3860 H. Ravi Brar Named New ECOtality CEO San Francisco – ECOtality, Inc. (NASDAQ: ECTY), a leader in clean electric transportation and storage techn

September 13, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits, Other Events - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2012 ECOTALITY, INC. (Exact name of Registrant as specified in its charter) Nevada 000-50983 68-0515422 (State of Other Jurisdiction of Incorporation) (Commission File N

September 13, 2012 EX-10.1

FIRST AMENDMENT TO EXECUTIVE MANAGEMENT EMPLOYMENT AGREEMENT

FIRST AMENDMENT TO EXECUTIVE MANAGEMENT EMPLOYMENT AGREEMENT THIS FIRST AMENDMENT TO EXECUTIVE MANAGEMENT EMPLOYMENT AGREEMENT (this “Amendment”) is entered into as of September 12, 2012 by and between Ecotality, Inc.

August 20, 2012 EX-99.1

ECOtality Reports Second Quarter 2012 Results Roll-out of Blink Electric Vehicle Charging Network Drives Revenues up 116% Versus Prior Year

Exhibit 99.1 Media: Investor Relations: Caitlin Cieslik-Miskimen Ronald Both Antenna Group for ECOtality Liolios Group [email protected] [email protected] (201) 294-0199 (949) 574-3860 ECOtality Reports Second Quarter 2012 Results Roll-out of Blink Electric Vehicle Charging Network Drives Revenues up 116% Versus Prior Year SAN FRANCISCO, August 14, 2012 – ECOtality, Inc. (NASDAQ:ECTY), a lea

August 20, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 v3220478k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2012 ECOTALITY, INC. (Exact name of Registrant as specified in its charter) Nevada 000-50983 68-0515422 (State of Other Jurisdiction of Incorporatio

August 14, 2012 10-Q

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2012 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-50983 Ecotality Inc. (Exact

June 28, 2012 EX-10.1

EQUITY JOINT VENTURE CONTRACT CHANGCHUN ECO-POWER TECHNOLOGY CO, LTD ECOTALITY ASIA PACIFIC LTD FOR THE ESTABLISHMENT OF Tianjin Eco-Power Technology Co., Ltd June 27, 2012 Tianjin Municipality, People’s Republic of China TABLE OF CONTENTS

EQUITY JOINT VENTURE CONTRACT between CHANGCHUN ECO-POWER TECHNOLOGY CO, LTD and ECOTALITY ASIA PACIFIC LTD FOR THE ESTABLISHMENT OF Tianjin Eco-Power Technology Co.

June 28, 2012 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2012 ECOTALITY, INC. (Exact name of Registrant as specified in its charter) Nevada 000-50983 68-0515422 (State of Other Jurisdiction of Incorporation) (Commission File Number

June 28, 2012 EX-99.1

ECOtality Taps China’s Electric Vehicle Market with New Joint Venture Newly-formed Tianjin Eco-Power Technology to Manufacture and Distribute ECOtality EV Charging Products in China

EX-99.1 3 v317176ex99-1.htm EXHIBIT 99.1 Media: Investor Relations: Caitlin Cieslik-Miskimen Ronald A. Both Antenna Group for ECOtality Liolios Group [email protected] [email protected] (201) 294-0199 (949) 574-3860 ECOtality Taps China’s Electric Vehicle Market with New Joint Venture Newly-formed Tianjin Eco-Power Technology to Manufacture and Distribute ECOtality EV Charging Products in Ch

June 22, 2012 424B3

ECOtality, Inc. 3,937,007 Shares of Common Stock

Prospectus Filed Pursuant to Rule 424(b)(3) File No. 333 - 181374 ECOtality, Inc. 3,937,007 Shares of Common Stock This prospectus relates to the offer and sale from time to time by the selling stockholder of up to 3,937,007 shares of our common stock issuable upon conversion of a $5,000,000 unsecured convertible note held by the selling stockholder at a conversion price of $1.27 per share. The se

June 20, 2012 CORRESP

-

June 20, 2012 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.

June 11, 2012 S-3/A

- FORM S-3/A

Registration No. 333 - 181374 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3/A (Amendment No. 1) REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ECOTALITY, INC. (Exact name of registrant as specified in its charter) Nevada 68-0515422 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification Number) Post Montgomery Cente

June 11, 2012 CORRESP

-

June 11, 2012 VIA EDGAR AND COURIER United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.

May 21, 2012 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q S QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012 or £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-50983 Ecotality Inc. (Exact

May 17, 2012 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2012 ECOTALITY, INC. (Exact name of Registrant as specified in its charter) Nevada 000-50983 68-0515422 (State or Other Jurisdiction of Incorporation) (Commission File Number)

May 16, 2012 NT 10-Q

- FORM NT 10-Q

NT 10-Q 1 v313572nt10q.htm FORM NT 10-Q SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 Commission File Number 000-50983 NOTIFICATION OF LATE FILING (Check One): o Form 10-K o Form 11-K o Form 20-F x Form 10-Q o Form N-SAR For Period Ended: March 31, 2012 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on

May 14, 2012 S-3

- FORM S-3

S-3 1 v312620s3.htm FORM S-3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ECOTALITY, INC. (Exact name of registrant as specified in its charter) Nevada 68-0515422 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification Number) Post Montgomery Center One Montgomery Stre

April 19, 2012 EX-99.1

ECOtality Announces Fourth Quarter and Fiscal Year 2011 Results

ECOtality Announces Fourth Quarter and Fiscal Year 2011 Results SAN FRANCISCO – April 16, 2012 – ECOtality, Inc.

April 19, 2012 8-K

Other Events - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2012 ECOTALITY, INC. (Exact name of Registrant as specified in its charter) Nevada 000-50983 68-0515422 (State of Other Jurisdiction of Incorporation) (Commission File Numbe

April 16, 2012 10-K

Annual Report - ANNUAL REPORT FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2011 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50983 ECOTALITY, INC

March 30, 2012 NT 10-K

- NT 10-K

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 Commission File Number 000-50983 NOTIFICATION OF LATE FILING (Check One): x Form 10-K o Form 11-K o Form 20-F o Form 10-Q o Form N-SAR For Period Ended: December 31, 2011 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report on Form

March 28, 2012 EX-99.1

SCHEDULE 13D JOINT FILING AGREEMENT

EXHIBIT 99.1 SCHEDULE 13D JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing on behalf of them of a Statement on Schedule 13D and any and all amendments thereto, with respect to the above referenced securities and that this Agreement be included as an Exhibit to such filing. This Agreement

March 28, 2012 SC 13D/A

ECTYQ / Ecotality, Inc. / ABB LTD - SC 13D/A Activist Investment

SC 13D/A 1 a12-73432sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Ecotality, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 01374J203 (CUSIP Number) Yuqing Xu 12167 Kate Dr. Los Altos Hills, CA 94022 650-209-5007 with a copy to: Thoma

March 14, 2012 EX-10.4

“THE 2012 AMENDED AND RESTATED COLLABORATION AND STRATEGIC SUPPLIER RELATIONSHIP FRAMEWORK AGREEMENT” ABB INC. ECOtality, INC. March 13, 2012

“THE 2012 AMENDED AND RESTATED COLLABORATION AND STRATEGIC SUPPLIER RELATIONSHIP FRAMEWORK AGREEMENT” between ABB INC.

March 14, 2012 EX-10.2

REGISTRATION RIGHTS AGREEMENT

EXECUTION VERSION REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of March 13, 2012, by and among ECOtality, Inc.

March 14, 2012 EX-4.1

ECOTALITY, INC. UNSECURED CONVERTIBLE NOTE

NEITHER THIS SECURITY NOR THE SECURITIES ISSUABLE UPON CONVERSION OF THIS SECURITY HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STA

March 14, 2012 EX-10.5

BLINK LICENSE AGREEMENT

BLINK LICENSE AGREEMENT EXECUTION VERSION This Blink License Agreement (this “Agreement”) is entered into as of March 13, 2012, to be effective on the Effective Date (as defined below), by and between ECOtality, Inc.

March 14, 2012 EX-10.1

CONVERTIBLE NOTE PURCHASE AGREEMENT

EXECUTION VERSION CONVERTIBLE NOTE PURCHASE AGREEMENT This Convertible Note Purchase Agreement (this “Agreement”) is dated as of March 13, 2012, by and among ECOtality, Inc.

March 14, 2012 EX-99.1

ABB Signs Licensing Agreement With ECOtality to Utilize the Blink® EV Charging Network Licensing agreement includes additional venture capital investment in ECOtality

Media: Caitlin Cieslik-Miskimen Antenna Group for ECOtality [email protected] (415) 977-1922 Investor Relations: Maria Riley The Blueshirt Group for ECOtality [email protected] (415) 217-2631 ABB: Barry Dillon Director, Media & Community Relations [email protected] (919) 829-4379 ABB Signs Licensing Agreement With ECOtality to Utilize the Blink® EV Charging Network Licensing ag

March 14, 2012 EX-10.3

AMENDMENT TO WARRANT

EXECUTION VERSION AMENDMENT TO WARRANT This Amendment to Warrant (this “Amendment”) is entered into on March 13, 2012, by and between ECOtality, Inc.

March 14, 2012 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2012 ECOTALITY, INC. (Exact name of Registrant as specified in its charter) Nevada 000-50983 68-0515422 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

February 17, 2012 SC 13G/A

ECTYQ / Ecotality, Inc. / GRUBER & MCBAINE CAPITAL MANAGEMENT LLC Passive Investment

ecty13g123111a OMB APPROVAL OMB Number: 3235-0145 Expires: January 31, 2013 Estimated average burden hours per response.

February 14, 2012 SC 13G

ECTYQ / Ecotality, Inc. / GRUBER & MCBAINE CAPITAL MANAGEMENT LLC Passive Investment

ecty13g123111 OMB APPROVAL OMB Number: 3235-0145 Expires: January 31, 2013 Estimated average burden hours per response.

February 10, 2012 SC 13G/A

ECTYQ / Ecotality, Inc. / ARDSLEY ADVISORY PARTNERS - ECOTALITY, INC. Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3) * Ecotality, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 27922Y202 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to w

January 18, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 16, 2012 ECOTALITY, INC. (Exact name of Registrant as specified in its charter) Nevada 000-50983 68-0515422 (State of Other Jurisdiction of Incorporation) (Commission File Num

January 6, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 5, 2012 ECOTALITY, INC. (Exact name of Registrant as specified in its charter) Nevada 000-50983 68-0515422 (State of Other Jurisdiction of Incorporation) (Commission File Numb

January 6, 2012 EX-99.1

Murray Jones Joins ECOtality as Chief Operating Officer

Media: Caitlin Cieslik-Miskimen Antenna Group for ECOtality [email protected] (415) 977-1922 Investor Relations: The Blueshirt Group for ECOtality Maria Riley [email protected] (415) 217-2631 Murray Jones Joins ECOtality as Chief Operating Officer SAN FRANCISCO – Thursday, January 5, 2012 – ECOtality, Inc. (NASDAQ:ECTY), a leader in clean electric transportation and storage technolog

January 6, 2012 EX-10.1

EXECUTIVE MANAGEMENT EMPLOYMENT AGREEMENT

EXECUTIVE MANAGEMENT EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) between Ecotality, Inc.

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