EDOW Pemfailan SEC - First Trust Exchange-Traded Fund - First Trust Dow 30 Equal Weight ETF- Laporan Tahunan, Penyata Proksi, Prospektus

Statistik Asas

LEI	549300MZB4XDLRWOC672
CIK	1329377

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to First Trust Exchange-Traded Fund - First Trust Dow 30 Equal Weight ETF

SEC Filings (Chronological Order)

Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.

August 29, 2025	DEF 14A	As filed with the Securities and Exchange Commission on August 29, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment N As filed with the Securities and Exchange Commission on August 29, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
July 22, 2025	PRE 14A	As filed with the Securities and Exchange Commission on July 22, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. As filed with the Securities and Exchange Commission on July 22, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
July 11, 2025	DEF 14A	As filed with the Securities and Exchange Commission on July 11, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. As filed with the Securities and Exchange Commission on July 11, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
June 25, 2025	8-A12B	Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 First Trust Exchange-Traded Fund (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 120 East Liberty Drive,
May 30, 2025	AW	May 30, 2025 May 30, 2025 Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Form AW – Request for Withdrawal First Trust Exchange-Traded Fund Registration on Form N-1A Post-Effective Amendment No.
May 13, 2025	DEFA14A	As filed with the Securities and Exchange Commission on May 13, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. As filed with the Securities and Exchange Commission on May 13, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
March 28, 2025	8-A12B	Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 First Trust Exchange-Traded Fund (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 120 East Liberty Drive,
March 28, 2025	8-A12B	Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 First Trust Exchange-Traded Fund (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 120 East Liberty Drive,
October 2, 2024	8-A12B	Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 First Trust Exchange-Traded Fund (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 120 East Liberty Drive,
October 2, 2024	8-A12B	Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 First Trust Exchange-Traded Fund (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 120 East Liberty Drive,
August 9, 2024	CORRESP	August 9, 2024 Chapman and Cutler LLP 320 South Canal Street, 27th Floor Chicago, Illinois 60606 T 312.
August 6, 2024	N-14/A	As filed electronically with the Securities and Exchange Commission on August 6, 2024 As filed electronically with the Securities and Exchange Commission on August 6, 2024 Registration No.
August 6, 2024	N-14/A	As filed electronically with the Securities and Exchange Commission on or about August 6, 2024 N-14/A 1 wdwen14a.htm INITIAL REGISTRATION STATEMENT As filed electronically with the Securities and Exchange Commission on or about August 6, 2024 Registration No. 333-280035 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [ X ] Pre-Effective Amendment No. 1 [ ] Post-Effective Amendment No. FIRST TRUST EXCHANG
August 6, 2024	EX-99.14 OTH CONSENT	CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.14 OTH CONSENT 2 exhibit14.htm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Registration Statement on Form N-14 of First Trust Exchange-Traded Fund and to the use of our report dated February 29, 2024 on the financial statements and financial highlights of WCM Developing World
August 6, 2024	CORRESP	August 6, 2024 Chapman and Cutler LLP 320 South Canal Street, 27th Floor Chicago, Illinois 60606 T 312.
August 6, 2024	EX-99.14 OTH CONSENT	CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Registration Statement on Form N-14 of First Trust Exchange-Traded Fund and to the use of our report dated February 29, 2024 on the financial statements and financial highlights of WCM International Equity Fund, a series of shares of Investment Managers Series Trust.
July 12, 2024	EX-99.1	EX-99.1 Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete
June 7, 2024	N-14	As filed electronically with the Securities and Exchange Commission on June 7, 2024 As filed electronically with the Securities and Exchange Commission on June 7, 2024 Registration No.
June 7, 2024	EX-99.12 TAX OPINION	[ ], 2024 Chapman and Cutler LLP 320 South Canal Street, 27th Floor Chicago, Illinois 60606 T 312.
June 7, 2024	EX-99.1 CHARTER	First Trust Exchange–Traded Fund Amended and Restated Establishment and Designation of Series of Shares of Beneficial Interest (Effective as of February 14, 2024) First Trust Exchange–Traded Fund Amended and Restated Establishment and Designation of Series of Shares of Beneficial Interest (Effective as of February 14, 2024) Whereas, pursuant to Section 4.
June 7, 2024	EX-99.14 OTH CONSENT	CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Registration Statement on Form N-14 of First Trust Exchange-Traded Fund and to the use of our report dated February 29, 2024 on the financial statements and financial highlights of WCM International Equity Fund, a series of shares of Investment Managers Series Trust.
June 7, 2024	EX-99.12 TAX OPINION	[ ], 2024 Chapman and Cutler LLP 320 South Canal Street, 27th Floor Chicago, Illinois 60606 T 312.
June 7, 2024	EX-99.16 PWR OF ATTY	First Trust Exchange-Traded Fund Power of Attorney First Trust Exchange-Traded Fund Power of Attorney Know All Men By These Presents, that the undersigned, a trustee of the above-referenced organizations, hereby constitutes and appoints James M.
June 7, 2024	EX-99.16 PWR OF ATTY	First Trust Exchange-Traded Fund Power of Attorney First Trust Exchange-Traded Fund Power of Attorney Know All Men By These Presents, that the undersigned, a trustee of the above-referenced organizations, hereby constitutes and appoints James M.
June 7, 2024	EX-99.11 OPIN COUNSL	June 6, 2024 June 6, 2024 First Trust Exchange-Traded Fund 120 E. Liberty Street Wheaton, Illinois 60187 Re: First Trust Exchange-Traded Fund Ladies and Gentlemen: We have acted as special Massachusetts counsel to First Trust Exchange-Traded Fund (the "Trust") on behalf of its series, First Trust WCM Developing World Equity ETF (the “Acquiring Fund”), in connection with the Trust’s Registration Statement on Fo
June 7, 2024	EX-99.11 OPIN COUNSL	June 6, 2024 June 6, 2024 First Trust Exchange-Traded Fund 120 E. Liberty Street Wheaton, Illinois 60187 Re: First Trust Exchange-Traded Fund Ladies and Gentlemen: We have acted as special Massachusetts counsel to First Trust Exchange-Traded Fund (the "Trust") on behalf of its series, First Trust WCM International Equity ETF (the “Acquiring Fund”), in connection with the Trust’s Registration Statement on Form
June 7, 2024	EX-99.17 (AS APPROP)	First Trust WCM Developing World Equity ETF Proxy Card First Trust WCM Developing World Equity ETF Proxy Card
June 7, 2024	EX-99.14 OTH CONSENT	CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Registration Statement on Form N-14 of First Trust Exchange-Traded Fund and to the use of our report dated February 29, 2024 on the financial statements and financial highlights of WCM Developing World Equity Fund, a series of shares of Investment Managers Series Trust.
June 7, 2024	N-14	As filed electronically with the Securities and Exchange Commission on or about June 7, 2024 As filed electronically with the Securities and Exchange Commission on or about June 7, 2024 Registration No.
June 7, 2024	EX-99.1 CHARTER	First Trust Exchange–Traded Fund Amended and Restated Establishment and Designation of Series of Shares of Beneficial Interest (Effective as of February 14, 2024) First Trust Exchange–Traded Fund Amended and Restated Establishment and Designation of Series of Shares of Beneficial Interest (Effective as of February 14, 2024) Whereas, pursuant to Section 4.
June 7, 2024	EX-99.17 (AS APPROP)	First Trust WCM International Equity ETF Proxy Card First Trust WCM International Equity ETF Proxy Card
February 12, 2024	SC 13G/A	FDM / First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund / BAIRD ROBERT W & CO INC /WI/ - AMENDED SCHEDULE FILED TO REPORT ACQUISITION OF BENEFICIAL OWNERSHIP 12-31-23 Passive Investment SC 13G/A 1 rwbciftdj-sc13ga.htm AMENDED SCHEDULE FILED TO REPORT ACQUISITION OF BENEFICIAL OWNERSHIP 12-31-23 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* First Trust Dow Jones Select MicroCap Index Fund, a series of the First Trust Exchange-Traded Fund (Name of Issuer) Common Shares of Beneficial
February 8, 2024	AW	February 8, 2024 February 8, 2024 Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Form AW – Request for Withdrawal First Trust Exchange-Traded Fund Registration on Form N-1A Post-Effective Amendment No.
February 8, 2024	AW	February 8, 2024 February 8, 2024 Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Form AW – Request for Withdrawal First Trust Exchange-Traded Fund Registration on Form N-1A Post-Effective Amendment No.
February 8, 2024	AW	February 8, 2024 February 8, 2024 Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Form AW – Request for Withdrawal First Trust Exchange-Traded Fund Registration on Form N-1A Post-Effective Amendment No.
January 23, 2024	SC 13G/A	MISL / First Trust Exchange-Traded Fund - First Trust Indxx Aerospace & Defense ETF / J Arnold Wealth Management Co - J ARNOLD WEALTH MANAGEMENT CO Passive Investment SC 13G/A 1 misla112224.htm J ARNOLD WEALTH MANAGEMENT CO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* FIRST TRUST EXCHANGE-TRADED FUND (Name of Issuer) First Trust Indxx Aerospace & Defense ETF (Title of Class of Securities) 33733E831 (CUSIP Number) December 31, 2023 (Date of Event which Requires F
November 14, 2023	SC 13G	MISL / First Trust Exchange-Traded Fund - First Trust Indxx Aerospace & Defense ETF / J Arnold Wealth Management Co - J ARNOLD WEALTH MANAGEMENT CO Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 FIRST TRUST EXCHANGE-TRADED FUND (Name of Issuer) First Trust Indxx Aerospace & Defense ETF (Title of Class of Securities) 33733E831 (CUSIP Number) September 29, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pu
October 10, 2023	EX-99.1	EX-99.1 EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n
August 21, 2023	8-A12B	Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 First Trust Exchange-Traded Fund (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 120 East Liberty Drive,
May 30, 2023	NPORT-EX	Valuation Inputs NPORT-EX 2 265003FT033123.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2023 (Unaudited) Shares Description Value Common Stocks — 99.8% Aerospace & Defense — 0.6% 13,532 National Presto Industries, Inc. $ 975,522 Air Freight & Logistics — 0.4% 98,772 Radiant Logistics, Inc. (a) 647,944 Automobile Components — 2.1% 138,759 Modine Manufacturing Co. (a)
May 30, 2023	NPORT-EX	Valuation Inputs NPORT-EX 2 290049FT033123.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2023 (Unaudited) Shares Description Value Common Stocks — 99.8% Aerospace & Defense — 0.6% 13,532 National Presto Industries, Inc. $ 975,522 Air Freight & Logistics — 0.4% 98,772 Radiant Logistics, Inc. (a) 647,944 Automobile Components — 2.1% 138,759 Modine Manufacturing Co. (a)
May 30, 2023	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2023 (Unaudited) Shares Description Value Common Stocks — 99.
May 30, 2023	NPORT-EX	Valuation Inputs NPORT-EX 2 569547FT033123.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2023 (Unaudited) Shares Description Value Common Stocks — 99.8% Aerospace & Defense — 0.6% 13,532 National Presto Industries, Inc. $ 975,522 Air Freight & Logistics — 0.4% 98,772 Radiant Logistics, Inc. (a) 647,944 Automobile Components — 2.1% 138,759 Modine Manufacturing Co. (a)
May 30, 2023	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2023 (Unaudited) Shares Description Value Common Stocks — 99.
May 30, 2023	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2023 (Unaudited) Shares Description Value Common Stocks — 99.
May 30, 2023	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2023 (Unaudited) Shares Description Value Common Stocks — 99.
May 30, 2023	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2023 (Unaudited) Shares Description Value Common Stocks — 99.
May 30, 2023	NPORT-EX	Valuation Inputs NPORT-EX 2 240213FT033123.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2023 (Unaudited) Shares Description Value Common Stocks — 99.8% Aerospace & Defense — 0.6% 13,532 National Presto Industries, Inc. $ 975,522 Air Freight & Logistics — 0.4% 98,772 Radiant Logistics, Inc. (a) 647,944 Automobile Components — 2.1% 138,759 Modine Manufacturing Co. (a)
May 30, 2023	NPORT-EX	Valuation Inputs NPORT-EX 2 290051FT033123.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2023 (Unaudited) Shares Description Value Common Stocks — 99.8% Aerospace & Defense — 0.6% 13,532 National Presto Industries, Inc. $ 975,522 Air Freight & Logistics — 0.4% 98,772 Radiant Logistics, Inc. (a) 647,944 Automobile Components — 2.1% 138,759 Modine Manufacturing Co. (a)
May 30, 2023	NPORT-EX	Valuation Inputs NPORT-EX 2 240136FT033123.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2023 (Unaudited) Shares Description Value Common Stocks — 99.8% Aerospace & Defense — 0.6% 13,532 National Presto Industries, Inc. $ 975,522 Air Freight & Logistics — 0.4% 98,772 Radiant Logistics, Inc. (a) 647,944 Automobile Components — 2.1% 138,759 Modine Manufacturing Co. (a)
May 30, 2023	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2023 (Unaudited) Shares Description Value Common Stocks — 99.
May 30, 2023	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2023 (Unaudited) Shares Description Value Common Stocks — 99.
May 30, 2023	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2023 (Unaudited) Shares Description Value Common Stocks — 99.
May 30, 2023	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2023 (Unaudited) Shares Description Value Common Stocks — 99.
May 30, 2023	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2023 (Unaudited) Shares Description Value Common Stocks — 99.
May 30, 2023	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2023 (Unaudited) Shares Description Value Common Stocks — 99.
May 30, 2023	NPORT-EX	Valuation Inputs NPORT-EX 2 244359FT033123.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2023 (Unaudited) Shares Description Value Common Stocks — 99.8% Aerospace & Defense — 0.6% 13,532 National Presto Industries, Inc. $ 975,522 Air Freight & Logistics — 0.4% 98,772 Radiant Logistics, Inc. (a) 647,944 Automobile Components — 2.1% 138,759 Modine Manufacturing Co. (a)
May 30, 2023	NPORT-EX	Valuation Inputs NPORT-EX 2 290063FT033123.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2023 (Unaudited) Shares Description Value Common Stocks — 99.8% Aerospace & Defense — 0.6% 13,532 National Presto Industries, Inc. $ 975,522 Air Freight & Logistics — 0.4% 98,772 Radiant Logistics, Inc. (a) 647,944 Automobile Components — 2.1% 138,759 Modine Manufacturing Co. (a)
May 30, 2023	NPORT-EX	Valuation Inputs NPORT-EX 2 265007FT033123.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2023 (Unaudited) Shares Description Value Common Stocks — 99.8% Aerospace & Defense — 0.6% 13,532 National Presto Industries, Inc. $ 975,522 Air Freight & Logistics — 0.4% 98,772 Radiant Logistics, Inc. (a) 647,944 Automobile Components — 2.1% 138,759 Modine Manufacturing Co. (a)
May 30, 2023	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2023 (Unaudited) Shares Description Value Common Stocks — 99.
May 30, 2023	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2023 (Unaudited) Shares Description Value Common Stocks — 99.
May 30, 2023	NPORT-EX	Valuation Inputs NPORT-EX 2 265023FT033123.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2023 (Unaudited) Shares Description Value Common Stocks — 99.8% Aerospace & Defense — 0.6% 13,532 National Presto Industries, Inc. $ 975,522 Air Freight & Logistics — 0.4% 98,772 Radiant Logistics, Inc. (a) 647,944 Automobile Components — 2.1% 138,759 Modine Manufacturing Co. (a)
March 13, 2023	8-A12B	Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 First Trust Exchange-Traded Fund (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 120 East Liberty Drive,
February 9, 2023	SC 13G/A	FDM / First Trust Dow Jones Select MicroCap Index Fund / BAIRD ROBERT W & CO INC /WI/ - AMENDED SCHEDULE FILED TO REPORT ACQUISITION OF BENEFICIAL OWNERSHIP 12-31-22 Passive Investment SC 13G/A 1 rwbciftdj-sc13ga.htm AMENDED SCHEDULE FILED TO REPORT ACQUISITION OF BENEFICIAL OWNERSHIP 12-31-22 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* First Trust Dow Jones Select MicroCap Index Fund, a series of the First Trust Exchange-Traded Fund (Name of Issuer) Common Shares of Beneficial
January 20, 2023	EX-99.25	EX-99.25 NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on January 31, 2023, pursuant to the provisions of Rule 12d2-2 (a).
November 25, 2022	NPORT-EX	Valuation Inputs NPORT-EX 2 265007FT09302022.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 0.6% 13,359 National Presto Industries, Inc. $ 869,003 Air Freight & Logistics — 0.4% 100,162 Radiant Logistics, Inc. (a) 569,922 Auto Components — 1.3% 136,801 Modine Manufacturing Co. (a
November 25, 2022	NPORT-EX	Valuation Inputs NPORT-EX 2 569551FT09302022.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 0.6% 13,359 National Presto Industries, Inc. $ 869,003 Air Freight & Logistics — 0.4% 100,162 Radiant Logistics, Inc. (a) 569,922 Auto Components — 1.3% 136,801 Modine Manufacturing Co. (a
November 25, 2022	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value Common Stocks — 99.
November 25, 2022	NPORT-EX	Valuation Inputs NPORT-EX 2 290063FT09302022.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 0.6% 13,359 National Presto Industries, Inc. $ 869,003 Air Freight & Logistics — 0.4% 100,162 Radiant Logistics, Inc. (a) 569,922 Auto Components — 1.3% 136,801 Modine Manufacturing Co. (a
November 25, 2022	NPORT-EX	Valuation Inputs NPORT-EX 2 265023FT09302022.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 0.6% 13,359 National Presto Industries, Inc. $ 869,003 Air Freight & Logistics — 0.4% 100,162 Radiant Logistics, Inc. (a) 569,922 Auto Components — 1.3% 136,801 Modine Manufacturing Co. (a
November 25, 2022	NPORT-EX	Valuation Inputs NPORT-EX 2 290028FT09302022.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 0.6% 13,359 National Presto Industries, Inc. $ 869,003 Air Freight & Logistics — 0.4% 100,162 Radiant Logistics, Inc. (a) 569,922 Auto Components — 1.3% 136,801 Modine Manufacturing Co. (a
November 25, 2022	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value Common Stocks — 99.
November 25, 2022	NPORT-EX	Valuation Inputs NPORT-EX 2 290050FT09302022.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 0.6% 13,359 National Presto Industries, Inc. $ 869,003 Air Freight & Logistics — 0.4% 100,162 Radiant Logistics, Inc. (a) 569,922 Auto Components — 1.3% 136,801 Modine Manufacturing Co. (a
November 25, 2022	NPORT-EX	Valuation Inputs NPORT-EX 2 265004FT09302022.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 0.6% 13,359 National Presto Industries, Inc. $ 869,003 Air Freight & Logistics — 0.4% 100,162 Radiant Logistics, Inc. (a) 569,922 Auto Components — 1.3% 136,801 Modine Manufacturing Co. (a
November 25, 2022	NPORT-EX	Valuation Inputs NPORT-EX 2 265001FT09302022.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 0.6% 13,359 National Presto Industries, Inc. $ 869,003 Air Freight & Logistics — 0.4% 100,162 Radiant Logistics, Inc. (a) 569,922 Auto Components — 1.3% 136,801 Modine Manufacturing Co. (a
November 25, 2022	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value Common Stocks — 99.
November 25, 2022	NPORT-EX	Valuation Inputs NPORT-EX 2 265030FT09302022.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 0.6% 13,359 National Presto Industries, Inc. $ 869,003 Air Freight & Logistics — 0.4% 100,162 Radiant Logistics, Inc. (a) 569,922 Auto Components — 1.3% 136,801 Modine Manufacturing Co. (a
November 25, 2022	NPORT-EX	Valuation Inputs NPORT-EX 2 847257FT09302022.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 0.6% 13,359 National Presto Industries, Inc. $ 869,003 Air Freight & Logistics — 0.4% 100,162 Radiant Logistics, Inc. (a) 569,922 Auto Components — 1.3% 136,801 Modine Manufacturing Co. (a
November 25, 2022	NPORT-EX	Valuation Inputs NPORT-EX 2 265003FT09302022.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 0.6% 13,359 National Presto Industries, Inc. $ 869,003 Air Freight & Logistics — 0.4% 100,162 Radiant Logistics, Inc. (a) 569,922 Auto Components — 1.3% 136,801 Modine Manufacturing Co. (a
November 25, 2022	NPORT-EX	Valuation Inputs NPORT-EX 2 569547FT09302022.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 0.6% 13,359 National Presto Industries, Inc. $ 869,003 Air Freight & Logistics — 0.4% 100,162 Radiant Logistics, Inc. (a) 569,922 Auto Components — 1.3% 136,801 Modine Manufacturing Co. (a
November 25, 2022	NPORT-EX	Valuation Inputs NPORT-EX 2 290051FT09302022.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 0.6% 13,359 National Presto Industries, Inc. $ 869,003 Air Freight & Logistics — 0.4% 100,162 Radiant Logistics, Inc. (a) 569,922 Auto Components — 1.3% 136,801 Modine Manufacturing Co. (a
November 25, 2022	NPORT-EX	Valuation Inputs NPORT-EX 2 290040FT09302022.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 0.6% 13,359 National Presto Industries, Inc. $ 869,003 Air Freight & Logistics — 0.4% 100,162 Radiant Logistics, Inc. (a) 569,922 Auto Components — 1.3% 136,801 Modine Manufacturing Co. (a
November 25, 2022	NPORT-EX	Valuation Inputs NPORT-EX 2 265002FT09302022.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 0.6% 13,359 National Presto Industries, Inc. $ 869,003 Air Freight & Logistics — 0.4% 100,162 Radiant Logistics, Inc. (a) 569,922 Auto Components — 1.3% 136,801 Modine Manufacturing Co. (a
November 25, 2022	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value Common Stocks — 99.
November 25, 2022	NPORT-EX	Valuation Inputs NPORT-EX 2 290041FT09302022.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 0.6% 13,359 National Presto Industries, Inc. $ 869,003 Air Freight & Logistics — 0.4% 100,162 Radiant Logistics, Inc. (a) 569,922 Auto Components — 1.3% 136,801 Modine Manufacturing Co. (a
November 25, 2022	NPORT-EX	Valuation Inputs NPORT-EX 2 244359FT09302022.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 0.6% 13,359 National Presto Industries, Inc. $ 869,003 Air Freight & Logistics — 0.4% 100,162 Radiant Logistics, Inc. (a) 569,922 Auto Components — 1.3% 136,801 Modine Manufacturing Co. (a
November 25, 2022	NPORT-EX	Valuation Inputs NPORT-EX 2 265006FT09302022.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 0.6% 13,359 National Presto Industries, Inc. $ 869,003 Air Freight & Logistics — 0.4% 100,162 Radiant Logistics, Inc. (a) 569,922 Auto Components — 1.3% 136,801 Modine Manufacturing Co. (a
October 25, 2022	8-A12B	Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 First Trust Exchange-Traded Fund (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 120 East Liberty Drive,
October 25, 2022	8-A12B	Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 First Trust Exchange-Traded Fund (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 120 East Liberty Drive,
May 26, 2022	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value Common Stocks — 99.
May 26, 2022	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value Common Stocks — 99.
May 26, 2022	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value Common Stocks — 99.
May 26, 2022	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value Common Stocks — 99.
May 26, 2022	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value Common Stocks — 99.
May 26, 2022	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value Common Stocks — 99.
May 26, 2022	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value Common Stocks — 99.
May 26, 2022	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value Common Stocks — 99.
May 26, 2022	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value Common Stocks — 99.
May 26, 2022	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value Common Stocks — 99.
May 26, 2022	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value Common Stocks — 99.
May 26, 2022	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value Common Stocks — 99.
May 26, 2022	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value Common Stocks — 99.
May 26, 2022	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value Common Stocks — 99.
May 26, 2022	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value Common Stocks — 99.
May 26, 2022	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value Common Stocks — 99.
May 26, 2022	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value Common Stocks — 99.
May 26, 2022	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value Common Stocks — 99.
May 26, 2022	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value Common Stocks — 99.
May 26, 2022	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value Common Stocks — 99.
May 26, 2022	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value Common Stocks — 99.
May 26, 2022	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value Common Stocks — 99.
April 29, 2022	8-A12B	Securities and Exchange Commission Washington, D.C. Amendment to Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Securities and Exchange Commission Washington, D.C. Amendment to Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 First Trust Exchange-Traded Fund (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 120 East L
February 14, 2022	SC 13G/A	FDM / First Trust Dow Jones Select MicroCap Index Fund / BAIRD ROBERT W & CO INC /WI/ - AMENDED SCHEDULE FILED TO REPORT ACQUISITION OF BENEFICIAL OWNERSHIP 12-31-21 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* First Trust Dow Jones Select MicroCap Index Fund, a series of the First Trust Exchange-Traded Fund (Name of Issuer) Common Shares of Beneficial Interests (Title of Class of Securities) 33718M105 (CUSIP Number) December 31, 2021 (Date of Event Which Requ
November 24, 2021	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value Common Stocks — 99.
November 24, 2021	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value Common Stocks — 99.
November 24, 2021	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 1.4% 15,331 Ducommun, Inc. (a) $ 771,916 88,654 PAE, Inc. (a) 530,151 16,664 Vectrus, Inc. (a) 837,866 2,139,933 Air Freight & Logistics — 1.1% 37,859 Echo Global Logistics, Inc. (a) 1,806,253 Airli
November 24, 2021	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value Common Stocks — 99.
November 24, 2021	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 1.4% 15,331 Ducommun, Inc. (a) $ 771,916 88,654 PAE, Inc. (a) 530,151 16,664 Vectrus, Inc. (a) 837,866 2,139,933 Air Freight & Logistics — 1.1% 37,859 Echo Global Logistics, Inc. (a) 1,806,253 Airli
November 24, 2021	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 1.4% 15,331 Ducommun, Inc. (a) $ 771,916 88,654 PAE, Inc. (a) 530,151 16,664 Vectrus, Inc. (a) 837,866 2,139,933 Air Freight & Logistics — 1.1% 37,859 Echo Global Logistics, Inc. (a) 1,806,253 Airli
November 24, 2021	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value Common Stocks — 99.
November 24, 2021	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value Common Stocks — 99.
November 24, 2021	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 1.4% 15,331 Ducommun, Inc. (a) $ 771,916 88,654 PAE, Inc. (a) 530,151 16,664 Vectrus, Inc. (a) 837,866 2,139,933 Air Freight & Logistics — 1.1% 37,859 Echo Global Logistics, Inc. (a) 1,806,253 Airli
November 24, 2021	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value Common Stocks — 99.
November 24, 2021	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value Common Stocks — 99.
November 24, 2021	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value Common Stocks — 99.
November 24, 2021	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 1.4% 15,331 Ducommun, Inc. (a) $ 771,916 88,654 PAE, Inc. (a) 530,151 16,664 Vectrus, Inc. (a) 837,866 2,139,933 Air Freight & Logistics — 1.1% 37,859 Echo Global Logistics, Inc. (a) 1,806,253 Airli
November 24, 2021	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 1.4% 15,331 Ducommun, Inc. (a) $ 771,916 88,654 PAE, Inc. (a) 530,151 16,664 Vectrus, Inc. (a) 837,866 2,139,933 Air Freight & Logistics — 1.1% 37,859 Echo Global Logistics, Inc. (a) 1,806,253 Airli
November 24, 2021	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value Common Stocks — 99.
November 24, 2021	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value Common Stocks — 99.
November 24, 2021	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 1.4% 15,331 Ducommun, Inc. (a) $ 771,916 88,654 PAE, Inc. (a) 530,151 16,664 Vectrus, Inc. (a) 837,866 2,139,933 Air Freight & Logistics — 1.1% 37,859 Echo Global Logistics, Inc. (a) 1,806,253 Airli
November 24, 2021	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 1.4% 15,331 Ducommun, Inc. (a) $ 771,916 88,654 PAE, Inc. (a) 530,151 16,664 Vectrus, Inc. (a) 837,866 2,139,933 Air Freight & Logistics — 1.1% 37,859 Echo Global Logistics, Inc. (a) 1,806,253 Airli
November 24, 2021	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value Common Stocks — 99.
November 24, 2021	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value Common Stocks — 99.
November 24, 2021	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value Common Stocks — 99.
November 24, 2021	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value Common Stocks — 99.
May 25, 2021	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value Common Stocks — 99.
May 25, 2021	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value Common Stocks — 99.
May 25, 2021	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value Common Stocks — 99.
May 25, 2021	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value Common Stocks — 99.
May 25, 2021	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value Common Stocks — 99.
May 25, 2021	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value Common Stocks — 99.
May 25, 2021	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value Common Stocks — 99.
May 25, 2021	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value Common Stocks — 99.
May 25, 2021	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value Common Stocks — 99.8% Aerospace & Defense — 1.0% 30,582 Vectrus, Inc. (a) $ 1,634,302 Air Freight & Logistics — 0.5% 118,296 Radiant Logistics, Inc. (a) 822,157 Auto Components — 0.7% 50,129 Motorcar Parts of America, Inc. (a) 1,127,903 Banks — 1
May 25, 2021	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value Common Stocks — 99.
May 25, 2021	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value Common Stocks — 99.
May 25, 2021	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value Common Stocks — 99.8% Aerospace & Defense — 1.0% 30,582 Vectrus, Inc. (a) $ 1,634,302 Air Freight & Logistics — 0.5% 118,296 Radiant Logistics, Inc. (a) 822,157 Auto Components — 0.7% 50,129 Motorcar Parts of America, Inc. (a) 1,127,903 Banks — 1
May 25, 2021	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value Common Stocks — 99.
May 25, 2021	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value Common Stocks — 99.
May 25, 2021	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value Common Stocks — 99.8% Aerospace & Defense — 1.0% 30,582 Vectrus, Inc. (a) $ 1,634,302 Air Freight & Logistics — 0.5% 118,296 Radiant Logistics, Inc. (a) 822,157 Auto Components — 0.7% 50,129 Motorcar Parts of America, Inc. (a) 1,127,903 Banks — 1
May 25, 2021	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value Common Stocks — 99.
May 25, 2021	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value Common Stocks — 99.
May 25, 2021	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value Common Stocks — 99.8% Aerospace & Defense — 1.0% 30,582 Vectrus, Inc. (a) $ 1,634,302 Air Freight & Logistics — 0.5% 118,296 Radiant Logistics, Inc. (a) 822,157 Auto Components — 0.7% 50,129 Motorcar Parts of America, Inc. (a) 1,127,903 Banks — 1
May 25, 2021	NPORT-EX	Valuation Inputs First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value Common Stocks — 99.
May 25, 2021	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value Common Stocks — 99.8% Aerospace & Defense — 1.0% 30,582 Vectrus, Inc. (a) $ 1,634,302 Air Freight & Logistics — 0.5% 118,296 Radiant Logistics, Inc. (a) 822,157 Auto Components — 0.7% 50,129 Motorcar Parts of America, Inc. (a) 1,127,903 Banks — 1
May 25, 2021	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value Common Stocks — 99.8% Aerospace & Defense — 1.0% 30,582 Vectrus, Inc. (a) $ 1,634,302 Air Freight & Logistics — 0.5% 118,296 Radiant Logistics, Inc. (a) 822,157 Auto Components — 0.7% 50,129 Motorcar Parts of America, Inc. (a) 1,127,903 Banks — 1
May 25, 2021	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value Common Stocks — 99.8% Aerospace & Defense — 1.0% 30,582 Vectrus, Inc. (a) $ 1,634,302 Air Freight & Logistics — 0.5% 118,296 Radiant Logistics, Inc. (a) 822,157 Auto Components — 0.7% 50,129 Motorcar Parts of America, Inc. (a) 1,127,903 Banks — 1
April 2, 2021	AW	- WITHDRAWAL OF AMENDMENT April 2, 2021 Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Form AW - Request for Withdrawal First Trust Exchange-Traded Fund Registration on Form N-1A Post-Effective Amendment No.
March 2, 2021	CORRESP	March 2, 2021 Morrison C. Warren Partner 111 West Monroe Street Chicago, Illinois 60603-4080 T 312.845.3000 D 312.845.3484 F 312.516.1484 [email protected] March 2, 2021 VIA EDGAR CORRESPONDENCE Yoon Choo United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: First Trust Exchange-Traded Fund (the ?Trust?) File Nos. 333-125751; 811-21774 Dear Ms. Choo: This letter respond
March 2, 2021	8-A12B	- REGISTRATION OF CERTAIN CLASSES OF SECURITIES Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 First Trust Exchange-Traded Fund (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 120 East Liberty Drive,
February 18, 2021	SC 13G/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* First Trust Dow Jones Select MicroCap Index Fund, a series of the First Trust Exchange-Traded Fund (Nam UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* First Trust Dow Jones Select MicroCap Index Fund, a series of the First Trust Exchange-Traded Fund (Name of Issuer) Common Shares of Beneficial Interests (Title of Class of Securities) 33718M105 (CUSIP Number) December 31, 2020 (Date of Event Which Requ
February 12, 2021	SC 13G	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* First Trust Dow Jones Select MicroCap Index Fund, a series of the First Trust Exchange-Traded Fund (Name o UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* First Trust Dow Jones Select MicroCap Index Fund, a series of the First Trust Exchange-Traded Fund (Name of Issuer) Common Shares of Beneficial Interests (Title of Class of Securities) 33718M105 (CUSIP Number) December 31, 2020 (Date of Event Which Require
January 20, 2021	8-A12B	- REGISTRATION OF CERTAIN CLASSES OF SECURITIES Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 First Trust Exchange-Traded Fund (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 120 East Liberty Drive,
January 15, 2021	CORRESP	January 19, 2021 Morrison C. Warren Partner 111 West Monroe Street Chicago, Illinois 60603-4080 T 312.845.3000 F 312.701.2361 www.chapman.com January 19, 2021 VIA EDGAR CORRESPONDENCE Yoon Choo United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: First Trust Exchange-Traded Fund (the ?Trust?) File Nos. 333-125751; 811-21774 Dear Ms. Choo: This letter responds to your comme
January 15, 2021	CORRESP	January 15, 2021 Morrison C. Warren Partner 111 West Monroe Street Chicago, Illinois 60603-4080 T 312.845.3000 F 312.701.2361 www.chapman.com January 15, 2021 VIA EDGAR CORRESPONDENCE Yoon Choo United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: First Trust Exchange-Traded Fund (the ?Trust?) File Nos. 333-125751; 811-21774 Dear Ms. Choo: This letter responds to your comme
December 14, 2020	EX-99.25	EX-99.25 NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on December 25, 2020, pursuant to the provisions of Rule 12d2-2 (a).
December 14, 2020	EX-99.25	EX-99.25 NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on December 28, 2020, pursuant to the provisions of Rule 12d2-2 (a).
December 2, 2020	CORRESP	December 2, 2020 Morrison C. Warren Partner 111 West Monroe Street Chicago, Illinois 60603-4080 T 312.845.3000 F 312.701.2361 www.chapman.com December 2, 2020 VIA EDGAR CORRESPONDENCE Yoon Choo United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: First Trust Exchange-Traded Fund (the ?Trust?) File Nos. 333-125751; 811-21774 Dear Ms. Choo: This letter responds to your comme
November 24, 2020	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 1.1% 29,384 Vectrus, Inc. (a) $ 1,116,592 Air Freight & Logistics — 0.6% 112,418 Radiant Logistics, Inc. (a) 577,829 Auto Components — 0.8% 48,099 Motorcar Parts of America, Inc. (a) 748,420 Banks —
November 24, 2020	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 1.1% 29,384 Vectrus, Inc. (a) $ 1,116,592 Air Freight & Logistics — 0.6% 112,418 Radiant Logistics, Inc. (a) 577,829 Auto Components — 0.8% 48,099 Motorcar Parts of America, Inc. (a) 748,420 Banks —
November 24, 2020	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 1.1% 29,384 Vectrus, Inc. (a) $ 1,116,592 Air Freight & Logistics — 0.6% 112,418 Radiant Logistics, Inc. (a) 577,829 Auto Components — 0.8% 48,099 Motorcar Parts of America, Inc. (a) 748,420 Banks —
November 24, 2020	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 1.1% 29,384 Vectrus, Inc. (a) $ 1,116,592 Air Freight & Logistics — 0.6% 112,418 Radiant Logistics, Inc. (a) 577,829 Auto Components — 0.8% 48,099 Motorcar Parts of America, Inc. (a) 748,420 Banks —
November 24, 2020	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 1.1% 29,384 Vectrus, Inc. (a) $ 1,116,592 Air Freight & Logistics — 0.6% 112,418 Radiant Logistics, Inc. (a) 577,829 Auto Components — 0.8% 48,099 Motorcar Parts of America, Inc. (a) 748,420 Banks —
November 24, 2020	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 1.1% 29,384 Vectrus, Inc. (a) $ 1,116,592 Air Freight & Logistics — 0.6% 112,418 Radiant Logistics, Inc. (a) 577,829 Auto Components — 0.8% 48,099 Motorcar Parts of America, Inc. (a) 748,420 Banks —
November 24, 2020	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 1.1% 29,384 Vectrus, Inc. (a) $ 1,116,592 Air Freight & Logistics — 0.6% 112,418 Radiant Logistics, Inc. (a) 577,829 Auto Components — 0.8% 48,099 Motorcar Parts of America, Inc. (a) 748,420 Banks —
November 24, 2020	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 1.1% 29,384 Vectrus, Inc. (a) $ 1,116,592 Air Freight & Logistics — 0.6% 112,418 Radiant Logistics, Inc. (a) 577,829 Auto Components — 0.8% 48,099 Motorcar Parts of America, Inc. (a) 748,420 Banks —
November 24, 2020	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 1.1% 29,384 Vectrus, Inc. (a) $ 1,116,592 Air Freight & Logistics — 0.6% 112,418 Radiant Logistics, Inc. (a) 577,829 Auto Components — 0.8% 48,099 Motorcar Parts of America, Inc. (a) 748,420 Banks —
November 24, 2020	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 1.1% 29,384 Vectrus, Inc. (a) $ 1,116,592 Air Freight & Logistics — 0.6% 112,418 Radiant Logistics, Inc. (a) 577,829 Auto Components — 0.8% 48,099 Motorcar Parts of America, Inc. (a) 748,420 Banks —
November 24, 2020	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 1.1% 29,384 Vectrus, Inc. (a) $ 1,116,592 Air Freight & Logistics — 0.6% 112,418 Radiant Logistics, Inc. (a) 577,829 Auto Components — 0.8% 48,099 Motorcar Parts of America, Inc. (a) 748,420 Banks —
November 24, 2020	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 1.1% 29,384 Vectrus, Inc. (a) $ 1,116,592 Air Freight & Logistics — 0.6% 112,418 Radiant Logistics, Inc. (a) 577,829 Auto Components — 0.8% 48,099 Motorcar Parts of America, Inc. (a) 748,420 Banks —
November 24, 2020	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 1.1% 29,384 Vectrus, Inc. (a) $ 1,116,592 Air Freight & Logistics — 0.6% 112,418 Radiant Logistics, Inc. (a) 577,829 Auto Components — 0.8% 48,099 Motorcar Parts of America, Inc. (a) 748,420 Banks —
November 24, 2020	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 1.1% 29,384 Vectrus, Inc. (a) $ 1,116,592 Air Freight & Logistics — 0.6% 112,418 Radiant Logistics, Inc. (a) 577,829 Auto Components — 0.8% 48,099 Motorcar Parts of America, Inc. (a) 748,420 Banks —
November 24, 2020	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 1.1% 29,384 Vectrus, Inc. (a) $ 1,116,592 Air Freight & Logistics — 0.6% 112,418 Radiant Logistics, Inc. (a) 577,829 Auto Components — 0.8% 48,099 Motorcar Parts of America, Inc. (a) 748,420 Banks —
November 24, 2020	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 1.1% 29,384 Vectrus, Inc. (a) $ 1,116,592 Air Freight & Logistics — 0.6% 112,418 Radiant Logistics, Inc. (a) 577,829 Auto Components — 0.8% 48,099 Motorcar Parts of America, Inc. (a) 748,420 Banks —
November 24, 2020	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 1.1% 29,384 Vectrus, Inc. (a) $ 1,116,592 Air Freight & Logistics — 0.6% 112,418 Radiant Logistics, Inc. (a) 577,829 Auto Components — 0.8% 48,099 Motorcar Parts of America, Inc. (a) 748,420 Banks —
November 24, 2020	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 1.1% 29,384 Vectrus, Inc. (a) $ 1,116,592 Air Freight & Logistics — 0.6% 112,418 Radiant Logistics, Inc. (a) 577,829 Auto Components — 0.8% 48,099 Motorcar Parts of America, Inc. (a) 748,420 Banks —
November 24, 2020	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 1.1% 29,384 Vectrus, Inc. (a) $ 1,116,592 Air Freight & Logistics — 0.6% 112,418 Radiant Logistics, Inc. (a) 577,829 Auto Components — 0.8% 48,099 Motorcar Parts of America, Inc. (a) 748,420 Banks —
November 24, 2020	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 1.1% 29,384 Vectrus, Inc. (a) $ 1,116,592 Air Freight & Logistics — 0.6% 112,418 Radiant Logistics, Inc. (a) 577,829 Auto Components — 0.8% 48,099 Motorcar Parts of America, Inc. (a) 748,420 Banks —
November 24, 2020	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value Common Stocks — 99.9% Aerospace & Defense — 1.1% 29,384 Vectrus, Inc. (a) $ 1,116,592 Air Freight & Logistics — 0.6% 112,418 Radiant Logistics, Inc. (a) 577,829 Auto Components — 0.8% 48,099 Motorcar Parts of America, Inc. (a) 748,420 Banks —
October 9, 2020	CORRESP	- 111 West Monroe Street Chicago, Illinois 60603-4080 T 312.845.3000 F 312.701.2361 www.chapman.com October 9, 2020 VIA EDGAR CORRESPONDENCE United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Filings for First Trust Funds listed in Exhibit A attached hereto Ladies and Gentlemen: This letter responds to comments, provided by Ken Ellington and Christina DiAn
September 9, 2020	COVER	September 9, 2020 111 West Monroe Street Chicago, Illinois 60603-4080 T 312.845.3000 F 312.701.2361 www.chapman.com September 9, 2020 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: First Trust Exchange-Traded Fund (Registration Nos. 333-125751 and 811-21774) Ladies and Gentlemen: On behalf of First Trust Exchange-Traded Fund (the “Registrant”), we are transmitting for electronic fili
September 9, 2020	COVER	September 9, 2020 111 West Monroe Street Chicago, Illinois 60603-4080 T 312.845.3000 F 312.701.2361 www.chapman.com September 9, 2020 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: First Trust Exchange-Traded Fund (Registration Nos. 333-125751 and 811-21774) Ladies and Gentlemen: On behalf of First Trust Exchange-Traded Fund (the “Registrant”), we are transmitting for electronic fili
July 30, 2020	AW	- WITHDRAWAL OF AMENDMENT TO REGISTRATION 111 West Monroe Street Chicago, Illinois 60603-4080 T 312.845.3000 F 312.701.2361 www.chapman.com July 30, 2020 VIA EDGAR TRANSMISSION Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Division of Investment Management Re: Form AW - Request for Withdrawal First Trust Exchange-Traded Fund Registration on Form N-14 Pre-Effective Amendment No. 1 (Registration Statement Fi
July 30, 2020	AW	- WITHDRAWAL OF AMENEDMENT TO REGISTRATION 111 West Monroe Street Chicago, Illinois 60603-4080 T 312.845.3000 F 312.701.2361 www.chapman.com July 30, 2020 VIA EDGAR TRANSMISSION Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Division of Investment Management Re: Form AW - Request for Withdrawal First Trust Exchange-Traded Fund Registration on Form N-14 Pre-Effective Amendment No. 1 (Registration Statement Fi
July 22, 2020	CORRESP	- First Trust Exchange-Traded Fund 120 East Liberty Drive Wheaton, Illinois 60187 July 22, 2020 Via EDGAR Correspondence Securities and Exchange Commission 100 F Street, N.
July 21, 2020	CORRESP	- 111 West Monroe Street Chicago, Illinois 60603-4080 T 312.845.3000 F 312.701.2361 www.chapman.com July 21, 2020 VIA EDGAR CORRESPONDENCE Valerie Lithotomos Christina DiAngelo Fettig Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: First Trust Exchange-Traded Fund, on behalf of First Trust Dow 30 Equal Weight ETF, a series of the Regis
July 20, 2020	N-14/A	- AMENDMENT TO FORM N-14 As filed electronically with the Securities and Exchange Commission on or about July 20, 2020 Registration No.
July 20, 2020	N-14/A	- AMENDMENT TO FORM N-14 As filed electronically with the Securities and Exchange Commission on or about July 20, 2020 Registration No.
July 20, 2020	EX-14	Consent of Independent Registered Public Accounting Firm for First Trust Value Line® Dividend Index Fund. CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Registration Statement on Form N-14 of our report dated February 24, 2020, relating to the financial statements and financial highlights of First Trust Value Line® Dividend Index Fund (“FVD”), a series of First Trust Exchange-Traded Fund, appearing in the Statement of Additional Information, which is part of suc
July 20, 2020	EX-14	Consent of Independent Registered Public Accounting Firm for First Trust Value Line® Dividend Index Fund. EX-14 3 exhibit14b.htm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FIRST TRUST VALUE LINE DIVIDEND INDEX FUND CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Registration Statement on Form N-14 of our report dated February 24, 2020, relating to the financial statements and financial highlights of First Trust Value Line® Dividend Index Fund (“
July 20, 2020	EX-14	Consent of Independent Registered Public Accounting Firm for First Trust Mega Cap AlphaDEX® Fund. CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Registration Statement on Form N-14 of our report dated September 24, 2019, relating to the financial statements and financial highlights of First Trust Mega Cap AlphaDEX® Fund (“FMK”), a series of First Trust Exchange-Traded AlphaDEX® Fund, appearing in the Statement of Additional Information, which is part of
July 20, 2020	N-14/A	- AMENDMENT TO FORM N-14 As filed electronically with the Securities and Exchange Commission on or about July 20, 2020 Registration No.
July 20, 2020	EX-14	Consent of Independent Registered Public Accounting Firm for First Trust Dow 30 Equal Weight ETF. EX-14 3 exhibit14b.htm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FIRST TRUST DOW 30 EQUAL WEIGHT ETF CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Registration Statement on Form N-14 of our report dated February 24, 2020, relating to the financial statements and financial highlights of First Trust Dow 30 Equal Weight ETF (“EDOW”), a serie
July 20, 2020	N-14/A	- AMENDMENT TO FORM N-14 As filed electronically with the Securities and Exchange Commission on or about July 20, 2020 Registration No.
July 20, 2020	EX-14	Consent of Independent Registered Public Accounting Firm for First Trust Value Line® 100 Exchange-Traded Fund. CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Registration Statement on Form N-14 of our report dated February 24, 2020, relating to the financial statements and financial highlights of First Trust Value Line® 100 Exchange-Traded Fund (“FVL”), a series of First Trust Exchange-Traded Fund, appearing in the Statement of Additional Information, which is part o
July 20, 2020	EX-14	Consent of Independent Registered Public Accounting Firm for First Trust Mega Cap AlphaDEX® Fund. CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Registration Statement on Form N-14 of our report dated September 24, 2019, relating to the financial statements and financial highlights of First Trust Mega Cap AlphaDEX® Fund (“FMK”), a series of First Trust Exchange-Traded AlphaDEX® Fund, appearing in the Statement of Additional Information, which is part of
July 20, 2020	EX-14	Consent of Independent Registered Public Accounting Firm for First Trust Value Line® 100 Exchange-Traded Fund. CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Registration Statement on Form N-14 of our report dated February 24, 2020, relating to the financial statements and financial highlights of First Trust Value Line® 100 Exchange-Traded Fund (“FVL”), a series of First Trust Exchange-Traded Fund, appearing in the Statement of Additional Information, which is part o
July 20, 2020	EX-14	Consent of Independent Registered Public Accounting Firm for First Trust Dow 30 Equal Weight ETF. CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Registration Statement on Form N-14 of our report dated February 24, 2020, relating to the financial statements and financial highlights of First Trust Dow 30 Equal Weight ETF (“EDOW”), a series of First Trust Exchange-Traded Fund, appearing in the Statement of Additional Information, which is part of such Regis
July 17, 2020	CORRESP	- 111 West Monroe Street Chicago, Illinois 60603-4080 T 312.845.3000 F 312.701.2361 www.chapman.com July 17, 2020 VIA EDGAR CORRESPONDENCE Valerie Lithotomos Christina DiAngelo Fettig Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: First Trust Exchange-Traded Fund, on behalf of First Trust Dow 30 Equal Weight ETF, a series of the Regis
May 26, 2020	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2020 (Unaudited) Shares Description Value Common Stocks — 100.0% Aerospace & Defense — 3.1% 19,823 Ducommun, Inc. (a) $ 492,602 9,389 National Presto Industries, Inc. 664,835 36,325 Park Aerospace Corp. 457,695 21,446 Vectrus, Inc. (a) 888,079 2,503,211 Air Freight & Logistics — 1.1% 50,
May 26, 2020	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2020 (Unaudited) Shares Description Value Common Stocks — 100.0% Aerospace & Defense — 3.1% 19,823 Ducommun, Inc. (a) $ 492,602 9,389 National Presto Industries, Inc. 664,835 36,325 Park Aerospace Corp. 457,695 21,446 Vectrus, Inc. (a) 888,079 2,503,211 Air Freight & Logistics — 1.1% 50,
May 26, 2020	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2020 (Unaudited) Shares Description Value Common Stocks — 100.0% Aerospace & Defense — 3.1% 19,823 Ducommun, Inc. (a) $ 492,602 9,389 National Presto Industries, Inc. 664,835 36,325 Park Aerospace Corp. 457,695 21,446 Vectrus, Inc. (a) 888,079 2,503,211 Air Freight & Logistics — 1.1% 50,
May 26, 2020	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2020 (Unaudited) Shares Description Value Common Stocks — 100.0% Aerospace & Defense — 3.1% 19,823 Ducommun, Inc. (a) $ 492,602 9,389 National Presto Industries, Inc. 664,835 36,325 Park Aerospace Corp. 457,695 21,446 Vectrus, Inc. (a) 888,079 2,503,211 Air Freight & Logistics — 1.1% 50,
May 26, 2020	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2020 (Unaudited) Shares Description Value Common Stocks — 100.0% Aerospace & Defense — 3.1% 19,823 Ducommun, Inc. (a) $ 492,602 9,389 National Presto Industries, Inc. 664,835 36,325 Park Aerospace Corp. 457,695 21,446 Vectrus, Inc. (a) 888,079 2,503,211 Air Freight & Logistics — 1.1% 50,
May 26, 2020	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2020 (Unaudited) Shares Description Value Common Stocks — 100.0% Aerospace & Defense — 3.1% 19,823 Ducommun, Inc. (a) $ 492,602 9,389 National Presto Industries, Inc. 664,835 36,325 Park Aerospace Corp. 457,695 21,446 Vectrus, Inc. (a) 888,079 2,503,211 Air Freight & Logistics — 1.1% 50,
May 26, 2020	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2020 (Unaudited) Shares Description Value Common Stocks — 100.0% Aerospace & Defense — 3.1% 19,823 Ducommun, Inc. (a) $ 492,602 9,389 National Presto Industries, Inc. 664,835 36,325 Park Aerospace Corp. 457,695 21,446 Vectrus, Inc. (a) 888,079 2,503,211 Air Freight & Logistics — 1.1% 50,
May 26, 2020	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2020 (Unaudited) Shares Description Value Common Stocks — 100.0% Aerospace & Defense — 3.1% 19,823 Ducommun, Inc. (a) $ 492,602 9,389 National Presto Industries, Inc. 664,835 36,325 Park Aerospace Corp. 457,695 21,446 Vectrus, Inc. (a) 888,079 2,503,211 Air Freight & Logistics — 1.1% 50,
May 26, 2020	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2020 (Unaudited) Shares Description Value Common Stocks — 100.0% Aerospace & Defense — 3.1% 19,823 Ducommun, Inc. (a) $ 492,602 9,389 National Presto Industries, Inc. 664,835 36,325 Park Aerospace Corp. 457,695 21,446 Vectrus, Inc. (a) 888,079 2,503,211 Air Freight & Logistics — 1.1% 50,
May 26, 2020	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2020 (Unaudited) Shares Description Value Common Stocks — 100.0% Aerospace & Defense — 3.1% 19,823 Ducommun, Inc. (a) $ 492,602 9,389 National Presto Industries, Inc. 664,835 36,325 Park Aerospace Corp. 457,695 21,446 Vectrus, Inc. (a) 888,079 2,503,211 Air Freight & Logistics — 1.1% 50,
May 26, 2020	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2020 (Unaudited) Shares Description Value Common Stocks — 100.0% Aerospace & Defense — 3.1% 19,823 Ducommun, Inc. (a) $ 492,602 9,389 National Presto Industries, Inc. 664,835 36,325 Park Aerospace Corp. 457,695 21,446 Vectrus, Inc. (a) 888,079 2,503,211 Air Freight & Logistics — 1.1% 50,
May 26, 2020	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2020 (Unaudited) Shares Description Value Common Stocks — 100.0% Aerospace & Defense — 3.1% 19,823 Ducommun, Inc. (a) $ 492,602 9,389 National Presto Industries, Inc. 664,835 36,325 Park Aerospace Corp. 457,695 21,446 Vectrus, Inc. (a) 888,079 2,503,211 Air Freight & Logistics — 1.1% 50,
May 26, 2020	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2020 (Unaudited) Shares Description Value Common Stocks — 100.0% Aerospace & Defense — 3.1% 19,823 Ducommun, Inc. (a) $ 492,602 9,389 National Presto Industries, Inc. 664,835 36,325 Park Aerospace Corp. 457,695 21,446 Vectrus, Inc. (a) 888,079 2,503,211 Air Freight & Logistics — 1.1% 50,
May 26, 2020	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2020 (Unaudited) Shares Description Value Common Stocks — 100.0% Aerospace & Defense — 3.1% 19,823 Ducommun, Inc. (a) $ 492,602 9,389 National Presto Industries, Inc. 664,835 36,325 Park Aerospace Corp. 457,695 21,446 Vectrus, Inc. (a) 888,079 2,503,211 Air Freight & Logistics — 1.1% 50,
May 26, 2020	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2020 (Unaudited) Shares Description Value Common Stocks — 100.0% Aerospace & Defense — 3.1% 19,823 Ducommun, Inc. (a) $ 492,602 9,389 National Presto Industries, Inc. 664,835 36,325 Park Aerospace Corp. 457,695 21,446 Vectrus, Inc. (a) 888,079 2,503,211 Air Freight & Logistics — 1.1% 50,
May 26, 2020	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2020 (Unaudited) Shares Description Value Common Stocks — 100.0% Aerospace & Defense — 3.1% 19,823 Ducommun, Inc. (a) $ 492,602 9,389 National Presto Industries, Inc. 664,835 36,325 Park Aerospace Corp. 457,695 21,446 Vectrus, Inc. (a) 888,079 2,503,211 Air Freight & Logistics — 1.1% 50,
May 26, 2020	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2020 (Unaudited) Shares Description Value Common Stocks — 100.0% Aerospace & Defense — 3.1% 19,823 Ducommun, Inc. (a) $ 492,602 9,389 National Presto Industries, Inc. 664,835 36,325 Park Aerospace Corp. 457,695 21,446 Vectrus, Inc. (a) 888,079 2,503,211 Air Freight & Logistics — 1.1% 50,
May 26, 2020	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2020 (Unaudited) Shares Description Value Common Stocks — 100.0% Aerospace & Defense — 3.1% 19,823 Ducommun, Inc. (a) $ 492,602 9,389 National Presto Industries, Inc. 664,835 36,325 Park Aerospace Corp. 457,695 21,446 Vectrus, Inc. (a) 888,079 2,503,211 Air Freight & Logistics — 1.1% 50,
May 26, 2020	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2020 (Unaudited) Shares Description Value Common Stocks — 100.0% Aerospace & Defense — 3.1% 19,823 Ducommun, Inc. (a) $ 492,602 9,389 National Presto Industries, Inc. 664,835 36,325 Park Aerospace Corp. 457,695 21,446 Vectrus, Inc. (a) 888,079 2,503,211 Air Freight & Logistics — 1.1% 50,
May 26, 2020	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2020 (Unaudited) Shares Description Value Common Stocks — 100.0% Aerospace & Defense — 3.1% 19,823 Ducommun, Inc. (a) $ 492,602 9,389 National Presto Industries, Inc. 664,835 36,325 Park Aerospace Corp. 457,695 21,446 Vectrus, Inc. (a) 888,079 2,503,211 Air Freight & Logistics — 1.1% 50,
May 26, 2020	NPORT-EX	Valuation Inputs Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments March 31, 2020 (Unaudited) Shares Description Value Common Stocks — 100.0% Aerospace & Defense — 3.1% 19,823 Ducommun, Inc. (a) $ 492,602 9,389 National Presto Industries, Inc. 664,835 36,325 Park Aerospace Corp. 457,695 21,446 Vectrus, Inc. (a) 888,079 2,503,211 Air Freight & Logistics — 1.1% 50,
April 30, 2020	EX-16	Powers of Attorney for Messrs. Bowen, Erickson, Kadlec, Keith and Nielson authorizing James A. Bowen, W. Scott Jardine, James M. Dykas, Kristi A. Maher and Eric F. Fess to execute the Registration Statement. (10) First Trust Exchange-Traded Fund Power of Attorney Know All Men By These Presents, that the undersigned, a trustee of the above-referenced organizations, hereby constitutes and appoints James M.
April 30, 2020	EX-12	Opinion and Consent of Chapman and Cutler LLP dated April 30, 2020. (10) Paul D. Carman Partner 111 West Monroe Street Chicago, Illinois 60603-4080 T 312.845.3000 F 312.701.2361 www.chapman.com April 30, 2020 First Trust Exchange-Traded Fund, on behalf of First Trust Value Line® Dividend Index Fund c/o First Trust Advisors L.P. 120 East Liberty Drive Suite 400 Wheaton, Illinois 60187 First Trust Exchange-Traded Fund, on behalf of First Trust Value Line® 100 Exchange-Tr
April 30, 2020	EX-14	Consent of Independent Registered Public Accounting Firm for First Trust Value Line® 100 Exchange-Traded Fund. CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Registration Statement on Form N-14 of our report dated February 24, 2020, relating to the financial statements and financial highlights of First Trust Value Line® 100 Exchange-Traded Fund (“FVL”), a series of First Trust Exchange-Traded Fund, appearing in the Statement of Additional Information, which is part o
April 30, 2020	N-14	As filed electronically with the Securities and Exchange Commission on or about April 30, 2020 As filed electronically with the Securities and Exchange Commission on or about April 30, 2020 Registration No.
April 30, 2020	EX-16	Powers of Attorney for Messrs. Bowen, Erickson, Kadlec, Keith and Nielson authorizing James A. Bowen, W. Scott Jardine, James M. Dykas, Kristi A. Maher and Eric F. Fess to execute the Registration Statement. (10) First Trust Exchange-Traded Fund Power of Attorney Know All Men By These Presents, that the undersigned, a trustee of the above-referenced organizations, hereby constitutes and appoints James M.
April 30, 2020	EX-14	Consent of Independent Registered Public Accounting Firm for First Trust Value Line® Dividend Index Fund. CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Registration Statement on Form N-14 of our report dated February 24, 2020, relating to the financial statements and financial highlights of First Trust Value Line® Dividend Index Fund (“FVD”), a series of First Trust Exchange-Traded Fund, appearing in the Statement of Additional Information, which is part of suc
April 30, 2020	EX-12	Opinion and Consent of Chapman and Cutler LLP dated April 30, 2020. (10) Paul D. Carman Partner 111 West Monroe Street Chicago, Illinois 60603-4080 T 312.845.3000 F 312.701.2361 www.chapman.com April 30, 2020 First Trust Exchange-Traded Fund, on behalf of First Trust Dow 30 Equal Weight ETF c/o First Trust Advisors L.P. 120 East Liberty Drive Suite 400 Wheaton, Illinois 60187 First Trust Exchange-Traded AlphaDEX® Fund, on behalf of First Trust Mega Cap AlphaDEX® Fund c
April 30, 2020	N-14	As filed electronically with the Securities and Exchange Commission on or about April 30, 2020 As filed electronically with the Securities and Exchange Commission on or about April 30, 2020 Registration No.
April 30, 2020	COVER	April 30, 2020 COVER 16 filename16.htm 111 West Monroe Street Chicago, Illinois 60603-4080 T 312.845.3000 F 312.701.2361 www.chapman.com VIA EDGAR April 30, 2020 United States Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: First Trust Exchange-Traded Fund Ladies and Gentlemen: On behalf of First Trust Exchange-Traded Fund (the “Registrant”), we are transmitting for electronic fili
April 30, 2020	EX-14	Consent of Independent Registered Public Accounting Firm for First Trust Dow 30 Equal Weight ETF. CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Registration Statement on Form N-14 of our report dated February 24, 2020, relating to the financial statements and financial highlights of First Trust Dow 30 Equal Weight ETF (“EDOW”), a series of First Trust Exchange-Traded Fund, appearing in the Statement of Additional Information, which is part of such Regis
April 30, 2020	EX-14	Consent of Independent Registered Public Accounting Firm for First Trust Mega Cap AlphaDEX® Fund. CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Registration Statement on Form N-14 of our report dated September 24, 2019, relating to the financial statements and financial highlights of First Trust Mega Cap AlphaDEX® Fund (“FMK”), a series of First Trust Exchange-Traded AlphaDEX® Fund, appearing in the Statement of Additional Information, which is part of
April 30, 2020	COVER	April 30, 2020 COVER 11 filename11.htm 111 West Monroe Street Chicago, Illinois 60603-4080 T 312.845.3000 F 312.701.2361 www.chapman.com VIA EDGAR April 30, 2020 United States Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: First Trust Exchange-Traded Fund Ladies and Gentlemen: On behalf of First Trust Exchange-Traded Fund (the “Registrant”), we are transmitting for electronic fili
April 30, 2020	EX-11	Opinion and Consent of Morgan, Lewis & Bockius LLP dated April 30, 2020. (10) April 30, 2020 First Trust Exchange-Traded Fund 120 E. Liberty Street Wheaton, Illinois 60187 Re: First Trust Exchange-Traded Fund Ladies and Gentlemen: We have acted as special Massachusetts counsel to First Trust Exchange-Traded Fund (the "Trust") on behalf of its series, First Trust Value Line® Dividend Index Fund (the “Acquiring Fund”), in connection with the Trust’s Registration Statement on
April 30, 2020	EX-11	Opinion and Consent of Morgan, Lewis & Bockius LLP dated April 30, 2020. (10) EX-11 2 exhibit11.htm OPINION AND CONSENT OF MORGAN, LEWIS & BOCKIUS LLP April 30, 2020 First Trust Exchange-Traded Fund 120 E. Liberty Street Wheaton, Illinois 60187 Re: First Trust Exchange-Traded Fund Ladies and Gentlemen: We have acted as special Massachusetts counsel to First Trust Exchange-Traded Fund (the "Trust") on behalf of its series, First Trust Dow 30 Equal Weight ETF (the “Acquiring
November 27, 2019	NPORT-EX	FCTR / First Trust Lunt U.S. Factor Rotation ETF NPORT-EX - - Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2019 (Unaudited) Shares Description Value Common Stocks — 98.9% Aerospace & Defense — 2.8% 24,068 Ducommun, Inc. (a) $ 1,020,483 11,425 National Presto Industries, Inc. 1,017,853 44,163 Park Aerospace Corp. 775,502 26,102 Vectrus, Inc. (a) 1,061,047 3,874,885 Air Freight & Logistics
November 27, 2019	NPORT-EX	FRI / First Trust S&P REIT Index Fund NPORT-EX - - Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2019 (Unaudited) Shares Description Value Common Stocks — 98.9% Aerospace & Defense — 2.8% 24,068 Ducommun, Inc. (a) $ 1,020,483 11,425 National Presto Industries, Inc. 1,017,853 44,163 Park Aerospace Corp. 775,502 26,102 Vectrus, Inc. (a) 1,061,047 3,874,885 Air Freight & Logistics
November 27, 2019	NPORT-EX	TUSA / First Trust Total US Market AlphaDEX ETF NPORT-EX - - Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2019 (Unaudited) Shares Description Value Common Stocks — 98.9% Aerospace & Defense — 2.8% 24,068 Ducommun, Inc. (a) $ 1,020,483 11,425 National Presto Industries, Inc. 1,017,853 44,163 Park Aerospace Corp. 775,502 26,102 Vectrus, Inc. (a) 1,061,047 3,874,885 Air Freight & Logistics
November 27, 2019	NPORT-EX	FIW / First Trust Water ETF NPORT-EX - - Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2019 (Unaudited) Shares Description Value Common Stocks — 98.9% Aerospace & Defense — 2.8% 24,068 Ducommun, Inc. (a) $ 1,020,483 11,425 National Presto Industries, Inc. 1,017,853 44,163 Park Aerospace Corp. 775,502 26,102 Vectrus, Inc. (a) 1,061,047 3,874,885 Air Freight & Logistics
November 26, 2019	NPORT-EX	FDM / First Trust Dow Jones Select MicroCap Index Fund NPORT-EX - - Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2019 (Unaudited) Shares Description Value Common Stocks — 98.9% Aerospace & Defense — 2.8% 24,068 Ducommun, Inc. (a) $ 1,020,483 11,425 National Presto Industries, Inc. 1,017,853 44,163 Park Aerospace Corp. 775,502 26,102 Vectrus, Inc. (a) 1,061,047 3,874,885 Air Freight & Logistics
November 26, 2019	NPORT-EX	QCLN / First Trust Nasdaq Clean Edge Green Energy Index Fund NPORT-EX - - Proof - etf1nport.htm First Trust Dow Jones Select MicroCap Index Fund (FDM) Portfolio of Investments September 30, 2019 (Unaudited) Shares Description Value Common Stocks — 98.9% Aerospace & Defense — 2.8% 24,068 Ducommun, Inc. (a) $ 1,020,483 11,425 National Presto Industries, Inc. 1,017,853 44,163 Park Aerospace Corp. 775,502 26,102 Vectrus, Inc. (a) 1,061,047 3,874,885 Air Freight & Logistics

EDOW / First Trust Exchange-Traded Fund - First Trust Dow 30 Equal Weight ETF - Pemfailan SEC, Laporan Tahunan, Penyata Proksi

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