EQH.PRC / Equitable Holdings, Inc. - Preferred Stock - Pemfailan SEC, Laporan Tahunan, Penyata Proksi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2025 Equitable Holding

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2025 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 ☐ TRANSITION REPORT PURSUANT TO S

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————————————— FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2025 Equitable Holdings

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2025 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number) (

Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Othe

Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Other 8 Assets Under Management and Administration 10 Sales Metrics by Segment 11 Select Metrics from Business Segments Individual Retirement Statements o

EQUITABLE HOLDINGS REPORTS SECOND QUARTER 2025 RESULTS

EQUITABLE HOLDINGS REPORTS SECOND QUARTER 2025 RESULTS •Closed Individual Life reinsurance transaction with RGA on July 31st, generating over $2 billion of value and reducing mortality exposure by 75% •Combined NAIC RBC ratio over 500% following the Life reinsurance transaction and $1.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2025 Equitable Holdings,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2025 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of incorporation) (Commission

Equitable Holdings Closes Reinsurance Transaction with RGA

EX-99.1 Exhibit 99.1 Equitable Holdings Closes Reinsurance Transaction with RGA New York, NY, July 31, 2025 — Equitable Holdings, Inc. (the “Company”) (NYSE: EQH), the leading financial services holding company of Equitable, AllianceBernstein and Equitable Advisors, announced today that certain of its insurance subsidiaries1 have successfully closed the transaction with RGA Reinsurance Company (“R

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2025 Equitable Holdings,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2025 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number) (I

dated as of July 29, 2025 EQUITABLE HOLDINGS, INC., as the Company the SUBSIDIARY ACCOUNT PARTIES, as additional Obligors the BANKS party hereto JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A., BARCLAYS BANK PLC, CITIBANK

Execution Version REVOLVING CREDIT AGREEMENT dated as of July 29, 2025 among EQUITABLE HOLDINGS, INC.

Statement of Eligibility under the Trust Indenture Act of 1939, as amended, of The Bank of New York Mellon, as trustee, under the Junior Subordinated Indenture, relating to the junior subordinated debt securities.

EX-25.3 Exhibit 25.3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-516

As filed with the U.S. Securities and Exchange Commission on July 21, 2025

S-3ASR Table of Contents As filed with the U.S. Securities and Exchange Commission on July 21, 2025 Registration No. 333-      UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Equitable Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 6411 90-0226248 (State or Other Jurisdiction of

Filing Fee Table

Calculation of Filing Fee Tables S-3 Equitable Holdings, Inc. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective

Statement of Eligibility under the Trust Indenture Act of 1939, as amended, of The Bank of New York Mellon, as trustee, under the Senior Indenture, relating to the senior debt securities.

EX-25.1 Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-516

POWER OF ATTORNEY

POWER OF ATTORNEY We, the undersigned officers and directors of Equitable Holdings, Inc.

Calculation of Filing Fee Tables (Form Type) Equitable Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities

Exhibit 107 Calculation of Filing Fee Tables S-8 (Form Type) Equitable Holdings, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 90-0226248 (State or oth

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————————————— FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 90-0226248 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 1345 Avenue of the Americas New York, New York

EQUITABLE HOLDINGS, INC. SEVENTH AMENDED AND

EQUITABLE HOLDINGS, INC. SEVENTH AMENDED AND RESTATED BY-LAWS Effective as of May 21, 2025 EQUITABLE HOLDINGS, INC. BY-LAWS Table of Contents Page ARTICLE I MEETINGS OF STOCKHOLDERS Section 1.01. Annual Meetings 1 Section 1.02. Special Meetings 1 Section 1.03. Participation in Meetings by Remote Communication 5 Section 1.04. Notice of Meetings; Waiver of Notice 5 Section 1.05. Proxies 6 Section 1.

THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF EQUITABLE HOLDINGS, INC.

THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF EQUITABLE HOLDINGS, INC.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2025 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number) (I.

AMENDED AND RESTATED EQUITABLE HOLDINGS, INC. 2019 OMNIBUS INCENTIVE PLAN ARTICLE I PURPOSES

AMENDED AND RESTATED EQUITABLE HOLDINGS, INC. 2019 OMNIBUS INCENTIVE PLAN ARTICLE I PURPOSES This Equitable Holdings, Inc. 2019 Omnibus Incentive Plan, as may be amended from time to time (the “Plan”), has the following purposes: (1) To further the growth, development and financial success of Equitable Holdings, Inc. (the “Company”) and its Subsidiaries (as defined herein), by providing additional

MASTER TRANSACTION AGREEMENT dated as of February 23, 2025 EQUITABLE FINANCIAL LIFE INSURANCE COMPANY EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA EQUITABLE FINANCIAL LIFE AND ANNUITY COMPANY (referred to as the Ceding Companies) RGA REINSUR

EXECUTION VERSION CONFIDENTIAL MASTER TRANSACTION AGREEMENT dated as of February 23, 2025 between EQUITABLE FINANCIAL LIFE INSURANCE COMPANY EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA EQUITABLE FINANCIAL LIFE AND ANNUITY COMPANY (referred to as the Ceding Companies) and RGA REINSURANCE COMPANY (referred to as the Reinsurer) CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) PRIVATE OR CONFIDENTIAL.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————————————— FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No.

Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Othe

Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Other 8 Assets Under Management and Administration 9 Sales Metrics by Segment 10 Select Metrics from Business Segments Individual Retirement Statements of

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2025 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number) (

EQUITABLE HOLDINGS REPORTS FIRST QUARTER 2025 RESULTS

EQUITABLE HOLDINGS REPORTS FIRST QUARTER 2025 RESULTS •Positive net flows of $1.6 billion in Retirement1, $2.0 billion in Wealth Management and $2.4 billion in Asset Management •Net income of $63 million, or $0.16 per share •Non-GAAP operating earnings2 of $421 million, or $1.30 per share; adjusting for notable items3, Non-GAAP operating earnings of $434 million, or $1.35 per share •Returned $335

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

(a)(5)(B) Press Release, dated April 10, 2025.

Exhibit (a)(5)(B) EQUITABLE HOLDINGS, INC. ANNOUNCES RESULTS OF TENDER OFFER FOR ANY AND ALL OF ITS SERIES B DEPOSITARY SHARES NEW YORK, April 10, 2025 – Equitable Holdings, Inc. (“Holdings”) (NYSE: EQH) announced today the results of its tender offer for any and all of its 444,333 outstanding shares of depositary shares (the “Series B Depositary Shares”) each representing a 1/25th interest in a s

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) Of the Securities Exchange Act of 1934 (Amendment No. 3) Equitable Holdings, Inc. (Name of Subject Company (

SC TO-I/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) Of the Securities Exchange Act of 1934 (Amendment No. 3) Equitable Holdings, Inc. (Name of Subject Company (issuer)) Equitable Holdings, Inc., as Issuer (Name of Filing Person (identifying status as offeror, issuer or other person)) Depositary Shar

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2025 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of incorporation) (Commission

Press Release issued by Equitable Holdings, Inc., dated April 3, 2025.

EX-99.(a)(5)(vi) Exhibit (a)(5)(vi) Equitable Holdings Announces Final Results of Cash Tender Offer for Units of AllianceBernstein Holding New York, NY, April 3, 2025 — Equitable Holdings, Inc. (NYSE: EQH), the leading financial services holding company of Equitable, AllianceBernstein and Equitable Advisors, today announced the final results of its cash tender offer to purchase up to 46,000,000 un

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4) AllianceBernstein Holding L.P. (Name of Subject Com

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4) AllianceBernstein Holding L.P. (Name of Subject Company (Issuer)) Equitable Holdings, Inc. (Name of Filing Person (Offeror)) Units Representing Assignments of Beneficial Ownership of Limited Partnershi

Equitable Holdings Announces Final Results of Cash Tender Offer for Units of AllianceBernstein Holding

Exhibit 99.1 Equitable Holdings Announces Final Results of Cash Tender Offer for Units of AllianceBernstein Holding New York, NY, April 3, 2025 — Equitable Holdings, Inc. (NYSE: EQH), the leading financial services holding company of Equitable, AllianceBernstein and Equitable Advisors, today announced the final results of its cash tender offer to purchase up to 46,000,000 units (“Units”) represent

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3) AllianceBernstein Holding L.P. (Name of Subject Com

SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3) AllianceBernstein Holding L.P. (Name of Subject Company (Issuer)) Equitable Holdings, Inc. (Name of Filing Person (Offeror)) Units Representing Assignments of Beneficial Ownership of Limited

Equitable Holdings Announces Preliminary Results of Cash Tender Offer for Up to 46,000,000 Units of AllianceBernstein Holding

Exhibit 99.1 Equitable Holdings Announces Preliminary Results of Cash Tender Offer for Up to 46,000,000 Units of AllianceBernstein Holding New York, NY, April 2, 2025 — Equitable Holdings, Inc. (NYSE: EQH), the leading financial services holding company of Equitable, AllianceBernstein and Equitable Advisors, today announced the preliminary results of its previously announced cash tender offer to p

Press Release issued by Equitable Holdings, Inc., dated April 2, 2025.

Exhibit (a)(5)(v) Equitable Holdings Announces Preliminary Results of Cash Tender Offer for Up to 46,000,000 Units of AllianceBernstein Holding New York, NY, April 2, 2025 — Equitable Holdings, Inc.

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 2, 2025 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of incorporation) (Commission

First Supplemental Indenture, dated as of March 26, 2025, between Equitable Holdings, Inc. and The Bank of New York Mellon, as trustee (incorporated by reference to Exhibit 4.1 to our Form 8-K filed on March 26, 2025).

EX-4.1 Exhibit 4.1 FIRST SUPPLEMENTAL INDENTURE between EQUITABLE HOLDINGS, INC. and THE BANK OF NEW YORK MELLON as Trustee Dated as of March 26, 2025 6.700% Fixed-to-Fixed Reset Rate Junior Subordinated Debt Securities due 2055 TABLE OF CONTENTS (continued) Page ARTICLE ONE DEFINITIONS 2 Section 1.01. Definitions 2 ARTICLE TWO GENERAL TERMS AND CONDITIONS OF THE JUNIOR SUBORDINATED DEBT SECURITIE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2025 Equitable Holdings

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2025 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of incorporation or organizat

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) Of the Securities Exchange Act of 1934 (Amendment No. 2) Equitable Holdings, Inc. (Name of Subject Company (

SC TO-I/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) Of the Securities Exchange Act of 1934 (Amendment No. 2) Equitable Holdings, Inc. (Name of Subject Company (issuer)) Equitable Holdings, Inc., as Issuer (Name of Filing Person (identifying status as offeror, issuer or other person)) Depositary Shar

Equitable Holdings Announces Extension of Cash Tender Offer for Up to 46,000,000 Units of AllianceBernstein Holding

Exhibit 99.1 Equitable Holdings Announces Extension of Cash Tender Offer for Up to 46,000,000 Units of AllianceBernstein Holding New York, NY, March 25, 2025 — Equitable Holdings, Inc. (NYSE: EQH), the leading financial services holding company of Equitable, AllianceBernstein and Equitable Advisors, today announced the extension of its previously announced cash tender offer to purchase up to 46,00

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2025 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of incorporation) (Commission

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) AllianceBernstein Holding L.P. (Name of Subject Com

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) AllianceBernstein Holding L.P. (Name of Subject Company (Issuer)) Equitable Holdings, Inc. (Name of Filing Person (Offeror)) Units Representing Assignments of Beneficial Ownership of Limited Partnershi

Press Release issued by Equitable Holdings, Inc., dated March 25, 2025.

Exhibit (a)(5)(iv) Equitable Holdings Announces Extension of Cash Tender Offer for Up to 46,000,000 Units of AllianceBernstein Holding New York, NY, March 25, 2025 — Equitable Holdings, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) AllianceBernstein Holding L.P. (Name of Subject Com

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) AllianceBernstein Holding L.P. (Name of Subject Company (Issuer)) Equitable Holdings, Inc. (Name of Filing Person (Offeror)) Units Representing Assignments of Beneficial Ownership of Limited Partnershi

Underwriting Agreement, dated as of March 12, 2025, among Equitable Holdings, Inc. and Citigroup Global Markets Inc., Morgan Stanley & Co. LLC, Truist Securities, Inc. and Wells Fargo Securities, LLC.

EX-1.1 Exhibit 1.1 EXECUTION VERSION Equitable Holdings, Inc. $500,000,000 6.700% Fixed-to-Fixed Reset Rate Junior Subordinated Debt Securities due 2055 UNDERWRITING AGREEMENT March 12, 2025 March 12, 2025 Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 Truist Securities, Inc. 3333 Peachtree Road NE, 11th F

$500,000,000 Equitable Holdings, Inc. 6.700% Fixed-to-Fixed Reset Rate Junior Subordinated Debt Securities due 2055

Table of Contents Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333-282204 Prospectus Supplement (to Prospectus dated October 4, 2024) $500,000,000 Equitable Holdings, Inc. 6.700% Fixed-to-Fixed Reset Rate Junior Subordinated Debt Securities due 2055 The 6.700% Fixed-to-Fixed Reset Rate Junior Subordinated Debt Securities due 2055, or the “junior subordinated debt securities,” are ou

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2025 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of incorporation or organizat

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) Of the Securities Exchange Act of 1934 Equitable Holdings, Inc. (Name of Subject Company (issuer)) Equitable

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) Of the Securities Exchange Act of 1934 Equitable Holdings, Inc. (Name of Subject Company (issuer)) Equitable Holdings, Inc., as Issuer (Name of Filing Person (identifying status as offeror, issuer or other person)) Depositary Shares each representing a 1/25t

Equitable Holdings, Inc. $500,000,000 6.700% Fixed-to-Fixed Reset Rate Junior Subordinated Debt Securities due 2055 Pricing Term Sheet March 12, 2025 Issuer: Equitable Holdings, Inc. Trade Date: March 12, 2025 Settlement Date: March 26, 2025 (T+10)*

Filed Pursuant to Rule 433 Registration Statement No. 333-282204 Relating to the Preliminary Prospectus Supplement Dated March 12, 2025 (To Prospectus dated October 4, 2024) Equitable Holdings, Inc. $500,000,000 6.700% Fixed-to-Fixed Reset Rate Junior Subordinated Debt Securities due 2055 Pricing Term Sheet March 12, 2025 Issuer: Equitable Holdings, Inc. Trade Date: March 12, 2025 Settlement Date:

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) Of the Securities Exchange Act of 1934 (Amendment No. 1) Equitable Holdings, Inc. (Name of Subject Company (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) Of the Securities Exchange Act of 1934 (Amendment No. 1) Equitable Holdings, Inc. (Name of Subject Company (issuer)) Equitable Holdings, Inc., as Issuer (Name of Filing Person (identifying status as offeror, issuer or other person)) Depositary Shares each re

Subject to Completion Preliminary Prospectus Supplement, dated March 12, 2025

Table of Contents Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333-282204 The information contained in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell nor do they seek an offer to buy the junior subordinated debt securities in any jurisdiction where the offer or

Offer to Purchase, dated March 12, 2025.

Exhibit (a)(1)(A) OFFER TO PURCHASE FOR CASH ANY AND ALL OF THE DEPOSITARY SHARES EACH REPRESENTING A 1/25th INTEREST IN A SHARE OF EQUITABLE HOLDINGS, INC.

Filing Fee Table.

Filing Fee Exhibit Calculation of Filing Fee Table Schedule TO (Form Type) Equitable Holdings, Inc.

Press Release, dated March 12, 2025.

Exhibit (a)(5)(A) Contacts:  For Media:  Laura Yagerman    (212) 314-2010    mediarelations@equitable.

Letter of Transmittal (including Guidelines of the Internal Revenue Service for Certification of Taxpayer Identification Number on IRS Form W-9).

Exhibit (a)(1)(B) LETTER OF TRANSMITTAL TO TENDER ANY AND ALL OF THE DEPOSITARY SHARES EACH REPRESENTING A 1/25TH INTEREST IN A SHARE OF EQUITABLE HOLDINGS, INC.

Press Release issued by Equitable Holdings, Inc., dated February 24, 2025.

EX-99.(a)(5)(i) Exhibit (a)(5)(i) Equitable Holdings Announces Cash Tender Offer for Up to 46,000,000 Units of AllianceBernstein Holding New York, NY, February 24, 2025 — Equitable Holdings, Inc. (NYSE: EQH), the leading financial services holding company of Equitable, AllianceBernstein and Equitable Advisors, today announced that it has commenced a cash tender offer to purchase up to 46,000,000 u

Form of Letter to Clients for Use by Brokers, Dealers, Banks, Trust Companies and Other Nominees.

EX-99.(a)(1)(v) Exhibit (a)(1)(v) Offer to Purchase for Cash Up to 46,000,000 Units in AllianceBernstein Holding L.P. at $38.50 per Unit (For an Aggregate Purchase Price of Up to approximately $1.8 billion) by Equitable Holdings, Inc. THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON MARCH 24, 2025 UNLESS THE OFFER IS EXTENDED (SUCH DATE AND TIME, AS THEY MAY BE EXTE

364-day Term Loan Credit Agreement, dated as of February 21, 2025, among Equitable Holdings, Inc., certain Banks and Barclays Bank plc, as administrative agent, sole lead arranger and bookrunner (incorporated by reference to Exhibit 10.1 to Equitable’s Current Report on Form 8-K, filed on February 24, 2025).

Exhibit 10.1 Execution Version $500,000,000 364- DAY TERM LOAN CREDIT AGREEMENT dated as of February 21, 2025 among EQUITABLE HOLDINGS, INC., as the Company, the BANKS from time to time party hereto BARCLAYS BANK PLC, as Administrative Agent, and BARCLAYS BANK PLC, as Sole Lead Arranger and Bookrunner ARTICLE I DEFINITIONS 1 SECTION 1.01 Definitions 1 SECTION 1.02 Accounting Terms and Determinatio

Excerpt from a transcript of a presentation held by Equitable on February 24, 2025.

EX-99.(a)(5)(iii) Exhibit (a)(5)(iii) The following is an excerpt from a transcript of a presentation held by Equitable on February 24, 2025 Robin Raju – Chief Financial Officer Now I will spend a minute reviewing the terms of the tender offer for units of AllianceBernstein Holding, which are outlined on slide 11. • We announced the tender this morning and are offering to purchase up to $1.8 billi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 AllianceBernstein Holding L.P. (Name of Subject Company (Issuer)) Equ

SC TO-T UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 AllianceBernstein Holding L.P. (Name of Subject Company (Issuer)) Equitable Holdings, Inc. (Name of Filing Person (Offeror)) Units Representing Assignments of Beneficial Ownership of Limited Partnership Interest

Equitable’s growth strategy is focused on three core markets Retirement Asset management Wealth Management □ High return on capital businesses ü □ Attractive secular growth dynamics ü □ Strong synergies across businesses ü □ Market leading positions

EX-99.2 Exhibit 99.2 Equitable Holdings Individual Life Strategic Transaction Review February 24, 2025 Equitable Disclaimers This presentation contains forward-looking statements. Words such as “expects,” “believes,” “anticipates,” “forecasts,” “intends,” “seeks,” “aims,” “plans,” “assumes,” “estimates,” “projects,” “should,” “would,” “could,” “may,” “will,” “shall” or variations of such words are

Form of Letter to Brokers, Dealers, Banks, Trust Companies and Other Nominees.

EX-99.(a)(1)(iv) Exhibit (a)(1)(iv) Offer to Purchase for Cash Up to 46,000,000 Units in AllianceBernstein Holding L.P. at $38.50 per Unit (For an Aggregate Purchase Price of Up to approximately $1.8 billion) by Equitable Holdings, Inc. THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON MARCH 24, 2025 UNLESS THE OFFER IS EXTENDED (SUCH DATE AND TIME, AS THEY MAY BE EX

Form of Notice of Guaranteed Delivery.

EX-99.(a)(1)(iii) Exhibit (a)(1)(iii) Notice of Guaranteed Delivery for Tender of Units of AllianceBernstein Holding L.P. THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON MARCH 24, 2025 UNLESS THE OFFER IS EXTENDED (SUCH DATE AND TIME, AS THEY MAY BE EXTENDED, THE “EXPIRATION TIME”). This Notice of Guaranteed Delivery, or a form substantially equivalent hereto, must

Text of Summary Advertisement, as published in the Wall Street Journal on February 24, 2025.

EX-99.(a)(1)(vi) Exhibit (a)(1)(vi) This announcement is neither an offer to purchase nor a solicitation of an offer to sell Units (as defined below) in AllianceBernstein Holding L.P. The Offer (as defined below) is made solely by the Offer to Purchase, dated February 24, 2025, and the related Letter of Transmittal, and any amendments or supplements thereto. We are not aware of any jurisdiction wh

Excerpt from a presentation held by Equitable on February 24, 2025.

EX-99.(a)(5)(ii) Exhibit (a)(5)(ii) Exhibit (a)(5)(ii) Equitable Holdings Individual Life Strategic Transaction Review February 24, 2025 Disclaimers This presentation contains forward-looking statements. Words such as “expects,” “believes,” “anticipates,” “forecasts,” “intends,” “seeks,” “aims,” “plans,” “assumes,” “estimates,” “projects,” “should,” “would,” “could,” “may,” “will,” “shall” or vari

Filing Fee Table.

Exhibit 107 Calculation of Filing Fee Table Table 1: Transaction Valuation  Transaction  Valuation Fee  rate   Amount of  Filing Fee Fees to Be Paid $ 1,800,000,000.

Offer to Purchase, dated February 24, 2025.

EX-99.(a)(1)(i) Exhibit (a)(1)(i) Offer to Purchase for Cash Up to 46,000,000 Units in AllianceBernstein Holding L.P. at $38.50 per Unit (For an Aggregate Purchase Price of Up to approximately $1.8 billion) by Equitable Holdings, Inc. THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON MARCH 24, 2025 UNLESS THE OFFER IS EXTENDED (SUCH DATE AND TIME, AS THEY MAY BE EXTE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2025 Equitable Holdi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2025 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of incorporation) (Commiss

LIST OF SUBSIDIARIES - AS OF DECEMBER 31, 2024 Entity Name State or other jurisdiction of incorporation or organization Equitable Holdings, Inc. DE Alpha Units Holdings, Inc. DE Alpha Units Holdings II, Inc. DE 787 Holdings, LLC DE 1285 Holdings, LLC

Exhibit 21.1 LIST OF SUBSIDIARIES - AS OF DECEMBER 31, 2024 Entity Name State or other jurisdiction of incorporation or organization Equitable Holdings, Inc. DE Alpha Units Holdings, Inc. DE Alpha Units Holdings II, Inc. DE 787 Holdings, LLC DE 1285 Holdings, LLC DE Equitable Financial Services, LLC DE CS Life Re Company AZ Equitable Financial Investment Management, LLC DE Equitable Investment Man

Form of Letter of Transmittal (including IRS Form W-9).

EX-99.(a)(1)(ii) Exhibit (a)(1)(ii) Letter of Transmittal to Tender Units in AllianceBernstein Holding L.P. at $38.50 per Unit, in Cash (For an Aggregate Purchase Price of Up to approximately $1.8 billion) Pursuant to the Offer to Purchase dated February 24, 2025 by Equitable Holdings, Inc. THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON MARCH 24, 2025 UNLESS THE O

Equitable Holdings Announces Cash Tender Offer for Up to 46,000,000 Units of AllianceBernstein Holding

EX-99.1 Exhibit 99.1 Equitable Holdings Announces Cash Tender Offer for Up to 46,000,000 Units of AllianceBernstein Holding New York, NY, February 24, 2025 — Equitable Holdings, Inc. (NYSE: EQH), the leading financial services holding company of Equitable, AllianceBernstein and Equitable Advisors, today announced that it has commenced a cash tender offer to purchase up to 46,000,000 units (“Units”

EQUITABLE HOLDINGS, INC. INSIDER TRADING POLICY

EQUITABLE HOLDINGS, INC. INSIDER TRADING POLICY This Insider Trading Policy (the “Policy”) of Equitable Holdings, Inc. (the “Company”) concerns trading in the securities of the Company or its subsidiaries1 as well as trading in securities of other companies, provided that this Policy shall not apply to trading in the securities of AB if an individual or entity is otherwise subject to AB’s Personal

EQUITABLE HOLDINGS, INC. CLAWBACK AND FORFEITURE POLICY

EQUITABLE HOLDINGS, INC. CLAWBACK AND FORFEITURE POLICY The Board of Directors (the “Board”) of Equitable Holdings, Inc. (the “Company”) has determined that it is in the best interests of the Company to adopt this policy (the “Policy”) providing for the recoupment of Incentive Compensation and Variable Compensation (each, as defined below) paid to, awarded to, or Received (as defined below) by Cov

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTI

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————————————— FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-3

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2025 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of incorporation) (Commiss

Equitable Holdings Reinsures 75% of its Individual Life Block with RGA, Enhancing Focus on Growth in Retirement, Asset Management, and Wealth Management Transaction will free over $2 billion of deployable capital Capital will be redeployed for increm

EX-99.1 Exhibit 99.1 Equitable Holdings Reinsures 75% of its Individual Life Block with RGA, Enhancing Focus on Growth in Retirement, Asset Management, and Wealth Management Transaction will free over $2 billion of deployable capital Capital will be redeployed for incremental share repurchases and to increase Equitable Holdings’ ownership stake in AllianceBernstein (“AB”) Increases the percentage

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2025 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number)

Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Othe

Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Other 8 Assets Under Management and Administration 10 Sales Metrics by Segment 11 Select Metrics from Business Segments Individual Retirement Statements o

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Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2025 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number)

AB / AllianceBernstein Holding L.P. - Limited Partnership / Equitable Holdings, Inc. - SC 13D Activist Investment

SC 13D 1 abhlp13-d11.6.24.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 30) ALLIANCEBERNSTEIN HOLDING L.P. (f/k/a Alliance Capital Management Holding L.P.) (Name of Issuer) Units Representing Assignments of Beneficial Ownership of Limited Partnership Interests (Title of Class of Securities) 0

US01854VVX18 / AllianceBernstein, LP / Equitable Holdings, Inc. - SC 13D Activist Investment

SC 13D 1 ablp13-d11.6.24.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 22) ALLIANCEBERNSTEIN L.P. (f/k/a Alliance Capital Management L.P.) (Name of Issuer) Units of Limited Partnership Interest (Title of Class of Securities) N/A (CUSIP Number) Robin M. Raju Chief Financial Officer Equitable H

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 ☐ TRANSITION REPORT PURSUANT

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————————————— FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File

Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Othe

Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Other 8 Assets Under Management and Administration 10 Sales Metrics by Segment 11 Select Metrics from Business Segments Individual Retirement Statements o

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2024 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number)

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[Equitable Holdings, Inc. Letterhead] October 1, 2024

[Equitable Holdings, Inc. Letterhead] October 1, 2024 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Equitable Holdings, Inc. Registration Statement on Form S-3 (File No. 333-282204) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended (the “Securities Act”), Equitable Holdings, Inc. (the

As filed with the U.S. Securities and Exchange Commission on September 18, 2024

S-3 Table of Contents As filed with the U.S. Securities and Exchange Commission on September 18, 2024 Registration No. 333-    UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Equitable Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 6411 90-0226248 (State or Other Jurisdiction of

Statement of Eligibility under the Trust Indenture Act of 1939, as amended, of The Bank of New York Mellon, as trustee, under the Junior Subordinated Indenture, relating to the junior subordinated debt securities.

Exhibit 25.3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (Ju

Statement of Eligibility under the Trust Indenture Act of 1939, as amended, of The Bank of New York Mellon, as trustee, under the Senior Indenture, relating to the senior debt securities.

Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (Ju

Form of Subordinated Indenture.

Exhibit 4.6 EQUITABLE HOLDINGS, INC., ISSUER AND [ ], TRUSTEE SUBORDINATED INDENTURE DATED AS OF [ ] PROVIDING FOR ISSUANCE OF SUBORDINATED DEBT SECURITIES IN SERIES CROSS-REFERENCE TABLE(1) TRUST INDENTURE ACT SECTION SECTION OF INDENTURE 310(a) 7.09 310(b) 7.08 311(a) 7.13 311(b) 7.13 312(a) 5.01; 5.02(a) 312(b) 5.02(c) 312(c) 5.01(d) 313(a) 5.04(a) 313(b) 5.04(b) 313(c) 5.04(b) 313(d) 5.04(c) 3

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Tables FORM S-3 (Form Type) Equitable Holdings, Inc.

Junior Subordinated Indenture, dated as of September 18, 2024, between Equitable Holdings, Inc. and The Bank of New York Mellon, as trustee (incorporated by reference to Exhibit 4.8 to our Registration Statement on Form S-3 filed on October 4, 2024).

Exhibit 4.8 EQUITABLE HOLDINGS, INC., ISSUER AND THE BANK OF NEW YORK MELLON, TRUSTEE JUNIOR SUBORDINATED INDENTURE DATED AS OF SEPTEMBER 18, 2024 PROVIDING FOR ISSUANCE OF SUBORDINATED DEBT SECURITIES IN SERIES CROSS-REFERENCE TABLE(1) TRUST INDENTURE ACT SECTION SECTION OF INDENTURE 310(a) 7.09 310(b) 7.08 311(a) 7.13 311(b) 7.13 312(a) 5.01; 5.02(a) 312(b) 5.02(c) 312(c) 5.01(d) 313(a) 5.04(a)

SIXTH AMENDMENT TO REIMBURSEMENT AGREEMENT

SIXTH AMENDMENT TO REIMBURSEMENT AGREEMENT SIXTH AMENDMENT, dated as of June 20, 2024 (this “Sixth Amendment”), to the Reimbursement Agreement, dated as of February 16, 2018 (as amended, restated, supplemented or otherwise modified from time to time, the “Reimbursement Agreement”), by and among EQUITABLE HOLDINGS, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO S

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————————————— FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0

AMENDMENT NO. 5 TO REIMBURSEMENT AGREEMENT

Execution Version CONFIDENTIAL AMENDMENT NO. 5 TO REIMBURSEMENT AGREEMENT AMENDMENT NO. 5 TO REIMBURSEMENT AGREEMENT, dated as of June 20, 2024 (this “Amendment”), is entered into by and among EQUITABLE HOLDINGS, INC. (f/k/a AXA Equitable Holdings, Inc.), a Delaware corporation (the “Guarantor”), the Subsidiary Account Parties party hereto and COMMERZBANK AG, NEW YORK BRANCH, as LC Issuer (the “LC

EQUITABLE HOLDINGS REPORTS SECOND QUARTER 2024 RESULTS

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Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Othe

Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Other 8 Assets Under Management and Administration 10 Sales Metrics by Segment 11 Select Metrics from Business Segments Individual Retirement Statements o

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2024 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number) (I

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2024 Equitable Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38469 90-0226248 (State or Other Jurisdiction of Incorporation) (Commission

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 17, 2024 Equitable Holdings,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 17, 2024 Equitable Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38469 90-0226248 (State or Other Jurisdiction of Incorporation) (Commission

Equitable Holdings Announces Pricing Terms of Cash Tender Offer for Certain of its Debt Securities

EX-99.2 Exhibit 99.2 Equitable Holdings Announces Pricing Terms of Cash Tender Offer for Certain of its Debt Securities New York, NY, June 17, 2024 — Equitable Holdings, Inc. (the “Company”) (NYSE: EQH), the leading financial services holding company of Equitable, AllianceBernstein and Equitable Advisors, today announced the pricing terms for its previously announced cash tender offer (the “Tender

Equitable Holdings Announces Early Results and Upsizing of Cash Tender Offer of its Debt Securities

EX-99.1 Exhibit 99.1 Equitable Holdings Announces Early Results and Upsizing of Cash Tender Offer of its Debt Securities New York, NY, June 17, 2024 — Equitable Holdings, Inc. (the “Company”) (NYSE: EQH), the leading financial services holding company of Equitable, AllianceBernstein and Equitable Advisors, today announced the early results of its previously announced cash tender offer (the “Tender

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2024 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of incorporation or organizati

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2024 Equitable Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38469 90-0226248 (State or Other Jurisdiction of Incorporation) (Commission F

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————————————— FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No.

Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Othe

Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Other 8 Assets Under Management and Administration 9 Sales Metrics by Segment 10 Select Metrics from Business Segments Individual Retirement Statements of

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2024 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number) (

EQUITABLE HOLDINGS REPORTS FIRST QUARTER 2024 RESULTS

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒       Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

LIST OF SUBSIDIARIES - AS OF DECEMBER 31, 2023

Exhibit 21.1 LIST OF SUBSIDIARIES - AS OF DECEMBER 31, 2023 Entity Name State or other jurisdiction of incorporation or organization Equitable Holdings, Inc. DE Alpha Units Holdings, Inc. DE Alpha Units Holdings II, Inc. DE 787 Holdings, LLC DE 1285 Holdings, LLC DE Equitable Financial Services, LLC DE CS Life Re Company AZ Equitable Financial Investment Management, LLC DE Equitable Investment Man

Exhibit 4.12

EX-4.12 2 eqh-123123exhibit412.htm EX-4.12 Exhibit 4.12 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 References to “Holdings” herein are, unless the context otherwise indicates, only to Equitable Holdings, Inc. and not to any of its subsidiaries. “Board” refers to Holdings’ Board of Directors. As of February 26, 2024, Holdings

EQUITABLE HOLDINGS, INC. 2024 LONG-TERM INCENTIVE COMPENSATION PROGRAM RESTRICTED STOCK UNIT AGREEMENT

EQUITABLE HOLDINGS, INC. 2024 LONG-TERM INCENTIVE COMPENSATION PROGRAM RESTRICTED STOCK UNIT AGREEMENT This Restricted Stock Unit Agreement (the “Agreement”), by and between Equitable Holdings, Inc., a Delaware corporation (the “Company”), and the individual who has signed this Agreement electronically (the “Service Provider”), is being entered into pursuant to the Equitable Holdings, Inc. 2019 Om

REIMBURSEMENT AGREEMENT dated as of January 23, 2024 EQUITABLE HOLDINGS, INC. as the Guarantor the SUBSIDIARY ACCOUNT PARTIES party hereto MUFG BANK, LTD., as LC Issuer

Execution Version REIMBURSEMENT AGREEMENT dated as of January 23, 2024 among EQUITABLE HOLDINGS, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTI

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————————————— FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-3

EQUITABLE HOLDINGS, INC. CLAWBACK AND FORFEITURE POLICY

EQUITABLE HOLDINGS, INC. CLAWBACK AND FORFEITURE POLICY The Board of Directors (the “Board”) of Equitable Holdings, Inc. (the “Company”) has determined that it is in the best interests of the Company to adopt this policy (the “Policy”) providing for the recoupment of Incentive Compensation and Variable Compensation (each, as defined below) paid to, awarded to, or Received (as defined below) by Cov

EQUITABLE HOLDINGS, INC. 2024 LONG-TERM INCENTIVE COMPENSATION PROGRAM PERFORMANCE SHARES AGREEMENT

EQUITABLE HOLDINGS, INC. 2024 LONG-TERM INCENTIVE COMPENSATION PROGRAM PERFORMANCE SHARES AGREEMENT This Performance Shares Agreement (the “Agreement”), by and between Equitable Holdings, Inc., a Delaware corporation (the “Company”), and the employee who has signed this Agreement electronically (the “Employee”), is being entered into pursuant to the Equitable Holdings, Inc. 2019 Omnibus Incentive

EQH / Equitable Holdings, Inc. / CANADA PENSION PLAN INVESTMENT BOARD - SC 13G Passive Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b),(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) Equitable Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 29452E101 (CUSIP Number) December 31, 2023 (Date of Event W

EQH / Equitable Holdings, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6)* Name of issuer: Equitable Holdings Inc Title of Class of Securities: Common Stock CUSIP Number: 29452E101 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pursuant to which this Schedule is filed

EQH / Equitable Holdings, Inc. / WELLINGTON MANAGEMENT GROUP LLP - SEC SCHEDULE 13G Passive Investment

SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* AXA Equitable Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 29452E101 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropria

EQH / Equitable Holdings, Inc. / PZENA INVESTMENT MANAGEMENT LLC - SC 13G Passive Investment

SC 13G 1 equitableholdings13gd.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Equitable Holdings Inc (Name of Issuer) COMMON STOCK (Title of Class of Securities) 29452E101 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule

EQUITABLE HOLDINGS REPORTS FULL YEAR AND FOURTH QUARTER 2023 RESULTS

EQUITABLE HOLDINGS REPORTS FULL YEAR AND FOURTH QUARTER 2023 RESULTS •Solid business results with full year cash flow1 of $1.

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2024 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number)

Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 6 Consolidated Balance Sheets 7 Consolidated Capital Structure 8 Operating Earnings (Loss) by Segment and Corporate and Othe

Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 6 Consolidated Balance Sheets 7 Consolidated Capital Structure 8 Operating Earnings (Loss) by Segment and Corporate and Other 9 Assets Under Management and Administration 10 Sales Metrics by Segment 11 Select Metrics from Business Segments Individual Retirement Statements o

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2024 Equitable Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38469 90-0226248 (State or Other Jurisdiction of Incorporation) (Commissi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————————————— FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File

Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Othe

Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Other 8 Assets Under Management and Administration 10 Sales Metrics by Segment 11 Select Metrics from Business Segments Individual Retirement Statements o

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2023 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number)

EQUITABLE HOLDINGS REPORTS THIRD QUARTER 2023 RESULTS

EQUITABLE HOLDINGS REPORTS THIRD QUARTER 2023 RESULTS •Momentum in Retirement1 and Wealth Management leading to combined net inflows of $3.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO S

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————————————— FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0

EQUITABLE HOLDINGS REPORTS SECOND QUARTER 2023 RESULTS

EQUITABLE HOLDINGS REPORTS SECOND QUARTER 2023 RESULTS •Integrated business model delivering strong results including record net inflows of $1.

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2023 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number) (

Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Othe

Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Other 8 Assets Under Management and Administration 10 Sales Metrics by Segment 11 Select Metrics from Business Segments Individual Retirement Statements o

July 25, 2023

July 25, 2023 Via EDGAR and E-mail Lori Empie Robert Klein Division of Corporation Finance Office of Finance U.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2023 Equitable Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38469 90-0226248 (State or Other Jurisdiction of Incorporation) (Commission F

(in millions)

The 2022 Annual Report is being revised to reflect the impact on previously filed financial statements and other disclosures therein of the two actions taken by Equitable described in Item 8.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2023 Equitable Holdings,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2023 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number) (I.

Amendment No. 3 to Reimbursement Agreement by and among Equitable Holdings, Inc., the Subsidiary Account Parties (as defined therein) party thereto and HSBC Bank USA, National Association.

Exhibit 10.3 Execution Version CONFIDENTIAL AMENDMENT NO. 3 TO REIMBURSEMENT AGREEMENT AMENDMENT NO. 3 TO REIMBURSEMENT AGREEMENT, dated as of May 12, 2023 (this “Agreement”), is entered into by and among EQUITABLE HOLDINGS, INC. (f/k/a AXA Equitable Holdings, Inc.), a Delaware corporation (the “Guarantor”), the Subsidiary Account Parties party hereto and HSBC BANK USA, NATIONAL ASSOCIATION, as LC

Amendment No. 3 to Reimbursement Agreement by and among Equitable Holdings, Inc., the Subsidiary Account Parties (as defined therein) party thereto and Natixis, New York Branch.

Exhibit 10.2 Execution Version CONFIDENTIAL AMENDMENT NO. 3 TO REIMBURSEMENT AGREEMENT AMENDMENT NO. 3 TO REIMBURSEMENT AGREEMENT, dated as of May 12, 2023 (this “Agreement”), is entered into by and among EQUITABLE HOLDINGS, INC. (f/k/a AXA Equitable Holdings, Inc.), a Delaware corporation (the “Guarantor”), the Subsidiary Account Parties party hereto and NATIXIS, NEW YORK BRANCH, as LC Issuer. PR

Amendment No. 1 to Amended and Restated Revolving Credit Agreement, dated as of May 12, 2023, among Equitable Holdings, Inc., certain Subsidiary Account Parties, certain Banks and JPMorgan Chase Bank, N.A., as administrative agent.

Exhibit 10.1 Execution Version AMENDMENT NO. 1 TO AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT AMENDMENT NO. 1 TO AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT, dated as of May 12, 2023 (this “Agreement”), is entered into by and among EQUITABLE HOLDINGS, INC. (f/k/a AXA Equitable Holdings, Inc.), a Delaware corporation (the “Company”), the Subsidiary Account Parties party hereto, JPMORGAN CHA

Fifth Amendment to Reimbursement Agreement by and among Equitable Holdings, Inc., the Subsidiary Account Parties (as defined therein) party thereto and Landesbank Hessen-Thüringen Girozentrale, acting through its New York Branch.

Exhibit 10.8 Execution Version CONFIDENTIAL FIFTH AMENDMENT TO REIMBURSEMENT AGREEMENT FIFTH AMENDMENT, dated as of May 12, 2023 (this “Fifth Amendment”), to the Reimbursement Agreement, dated as of February 16, 2018 (as amended, restated, supplemented or otherwise modified from time to time, the “Reimbursement Agreement”), by and among Equitable Holdings, Inc. (f/k/a AXA Equitable Holdings, Inc.)

Amendment No. 3 to Reimbursement Agreement by and among Equitable Holdings, Inc., the Subsidiary Account Parties (as defined therein) party thereto and Barclays Bank PLC.

Exhibit 10.6 Execution Version CONFIDENTIAL AMENDMENT NO. 3 TO REIMBURSEMENT AGREEMENT AMENDMENT NO. 3 TO REIMBURSEMENT AGREEMENT, dated as of May 12, 2023 (this “Agreement”), is entered into by and among EQUITABLE HOLDINGS, INC. (f/k/a AXA Equitable Holdings, Inc.), a Delaware corporation (the “Guarantor”), the Subsidiary Account Parties party hereto and BARCLAYS BANK PLC, as LC Issuer. PRELIMINA

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2023 Equitable Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38469 90-0226248 (State or Other Jurisdiction of Incorporation) (Commission F

Amendment No. 4 to Reimbursement Agreement by and among Equitable Holdings, Inc., the Subsidiary Account Parties (as defined therein) party thereto and Commerzbank AG, New York Branch.

Exhibit 10.9 Execution Version CONFIDENTIAL AMENDMENT NO. 4 TO REIMBURSEMENT AGREEMENT AMENDMENT NO. 4 TO REIMBURSEMENT AGREEMENT, dated as of May 12, 2023 (this “Agreement”), is entered into by and among EQUITABLE HOLDINGS, INC. (f/k/a AXA Equitable Holdings, Inc.), a Delaware corporation (the “Guarantor”), the Subsidiary Account Parties party hereto and COMMERZBANK AG, NEW YORK BRANCH, as LC Iss

Amendment No. 3 to Reimbursement Agreement by and among Equitable Holdings, Inc., the Subsidiary Account Parties (as defined therein) party thereto and Credit Agricole Corporate and Investment Bank.

Exhibit 10.5 Execution Version CONFIDENTIAL AMENDMENT NO. 3 TO REIMBURSEMENT AGREEMENT AMENDMENT NO. 3 TO REIMBURSEMENT AGREEMENT, dated as of May 12, 2023 (this “Agreement”), is entered into by and among EQUITABLE HOLDINGS, INC. (f/k/a AXA Equitable Holdings, Inc.), a Delaware corporation (the “Guarantor”), the Subsidiary Account Parties party hereto and CREDIT AGRICOLE CORPORATE AND INVESTMENT B

Amendment No. 3 to Reimbursement Agreement by and among Equitable Holdings, Inc., the Subsidiary Account Parties (as defined therein) party thereto and Citibank Europe PLC.

Exhibit 10.4 Execution Version CONFIDENTIAL AMENDMENT NO. 3 TO REIMBURSEMENT AGREEMENT AMENDMENT NO. 3 TO REIMBURSEMENT AGREEMENT, dated as of May 12, 2023 (this “Agreement”), is entered into by and among EQUITABLE HOLDINGS, INC. (f/k/a AXA Equitable Holdings, Inc.), a Delaware corporation (the “Guarantor”), the Subsidiary Account Parties party hereto and CITIBANK EUROPE PLC, as LC Issuer. PRELIMI

Amendment No. 3 to Reimbursement Agreement by and among Equitable Holdings, Inc., the Subsidiary Account Parties (as defined therein) party thereto and JPMorgan Chase Bank, N.A.

Exhibit 10.7 Execution Version CONFIDENTIAL AMENDMENT NO. 3 TO REIMBURSEMENT AGREEMENT AMENDMENT NO. 3 TO REIMBURSEMENT AGREEMENT, dated as of May 12, 2023 (this “Agreement”), is entered into by and among EQUITABLE HOLDINGS, INC. (f/k/a AXA Equitable Holdings, Inc.), a Delaware corporation (the “Guarantor”), the Subsidiary Account Parties party hereto and JPMORGAN CHASE BANK, N.A., as LC Issuer. P

Equitable’s Next Chapter Investor Day | May 10, 2023 RETIREMENT 2 Note Regarding Forward-Looking and Non-GAAP Financial Measures This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act

slidepresentationexhibit Equitable’s Next Chapter Investor Day | May 10, 2023 RETIREMENT 2 Note Regarding Forward-Looking and Non-GAAP Financial Measures This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2023 Equitable Holdings,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2023 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number) (I.

Equitable Holdings Announces New Financial Guidance at 2023 Investor Day _______________________________________ New York, NY, May 10, 2023 — Equitable Holdings, Inc. (the “Company”) (NYSE: EQH) announced today that it plans to achieve a Non-GAAP ope

pressreleaseexhibit991 Equitable Holdings Announces New Financial Guidance at 2023 Investor Day New York, NY, May 10, 2023 — Equitable Holdings, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————————————— FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No.

EQUITABLE HOLDINGS REPORTS FIRST QUARTER 2023 RESULTS

EQUITABLE HOLDINGS REPORTS FIRST QUARTER 2023 RESULTS •Strong results across Retirement1, Asset and Wealth Management businesses with $3.

Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Othe

Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Other 8 Assets Under Management and Administration 9 Sales Metrics by Segment 10 Select Metrics from Business Segments Individual Retirement Statements of

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2023 Equitable Holdings, I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2023 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number) (I.R

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 2 0 5 4 9 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 2 0 5 4 9 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule

Equitable Equitable Holdings Long-duration Targeted Improvements (LDTI) and Resegmentation Supplement April 4, 2023 LDTI and Resegmentation Supplement Note Regarding Forward-Looking and Non-GAAP Financial Measures This presentation contains forward-l

investorssupplement2022r Equitable Equitable Holdings Long-duration Targeted Improvements (LDTI) and Resegmentation Supplement April 4, 2023 LDTI and Resegmentation Supplement Note Regarding Forward-Looking and Non-GAAP Financial Measures This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2023 Equitable Holdings,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2023 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number) (I

Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Othe

Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Other 8 Assets Under Management and Administration 9 Sales Metrics by Segment 10 Select Metrics from Business Segments Individual Retirement Statements of

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTI

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————————————— FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-3

LIST OF SUBSIDIARIES – AS OF DECEMBER 31, 2022

Exhibit 21.1 LIST OF SUBSIDIARIES – AS OF DECEMBER 31, 2022 Entity Name State or other jurisdiction of incorporation or organization Equitable Holdings, Inc. DE Alpha Units Holdings, Inc. DE AllianceBernstein Corporation DE SEE LISTING A CS Life Re Company AZ Alpha Units Holdings II, Inc. DE 787 Holdings, LLC DE 1285 Holdings, LLC DE AXA Strategic Ventures US, LLC DE Equitable Financial Services,

DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934

Exhibit 4.11 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 References to “Holdings” herein are, unless the context otherwise indicates, only to Equitable Holdings, Inc. and not to any of its subsidiaries. “Board” refers to Holdings’ Board of Directors. As of February 17, 2023, Holdings has three classes of securities registered

10.40† #

Exhibit 10.40 EQUITABLE HOLDINGS, INC. 2023 LONG-TERM INCENTIVE COMPENSATION PROGRAM RESTRICTED STOCK UNIT AGREEMENT This Restricted Stock Unit Agreement (the “Agreement”), by and between Equitable Holdings, Inc., a Delaware corporation (the “Company”), and the individual who has signed this Agreement electronically (the “Service Provider”), is being entered into pursuant to the Equitable Holdings

EQUITABLE HOLDINGS, INC. 2023 LONG-TERM INCENTIVE COMPENSATION PROGRAM PERFORMANCE SHARES AGREEMENT

Exhibit 10.39 EQUITABLE HOLDINGS, INC. 2023 LONG-TERM INCENTIVE COMPENSATION PROGRAM PERFORMANCE SHARES AGREEMENT This Performance Shares Agreement (the “Agreement”), by and between Equitable Holdings, Inc., a Delaware corporation (the “Company”), and the employee who has signed this Agreement electronically (the “Employee”), is being entered into pursuant to the Equitable Holdings, Inc. 2019 Omni

Mr. Mark Pearson

Exhibit 10.2.6 February 14, 2023 Mr. Mark Pearson President and Chief Executive Officer Equitable Holdings, Inc. Chief Executive Officer Equitable Financial Life Insurance Company 1290 Avenue of the Americas, 16th floor New York, New York 10104 Dear Mr. Pearson: This letter confirms our understanding regarding the amendment of your employment agreement dated March 9, 2011 (the “Agreement”). Please

EQH / AXA Equitable Holdings, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5)* Name of issuer: Equitable Holdings Inc. Title of Class of Securities: Common Stock CUSIP Number: 29452E101 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is file

EQUITABLE HOLDINGS REPORTS FULL YEAR AND FOURTH QUARTER 2022 RESULTS

EQUITABLE HOLDINGS REPORTS FULL YEAR AND FOURTH QUARTER 2022 RESULTS •Solid full year results, consistent cash flow generation1 and $1.

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2023 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number)

Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Othe

Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Other 9 Assets Under Management and Administration 10 Sales Metrics by Segment 11 Select Metrics from Business Segments Individual Retirement Statements o

EQH / AXA Equitable Holdings, Inc. / WELLINGTON MANAGEMENT GROUP LLP - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Equitable Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 29452E101 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

EQH / AXA Equitable Holdings, Inc. / PZENA INVESTMENT MANAGEMENT LLC - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G AMENDMENT NO 1 Under the Securities Exchange Act of 1934 EQUITABLE HOLDINGS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 29452E101 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc

Underwriting Agreement, dated as of January 4, 2023, among the Company and BNP Paribas Securities Corp., Citigroup Global Markets Inc. and J.P. Morgan Securities LLC, as representatives of the several underwriters named in Schedule I of the Underwriting Agreement.

Exhibit 1.1 EXECUTION VERSION Equitable Holdings, Inc. 5.594% Senior Notes due 2033 UNDERWRITING AGREEMENT January 4, 2023 January 4, 2023 BNP Paribas Securities Corp. Citigroup Global Markets Inc. J.P. Morgan Securities LLC As Representatives of the several Underwriters named in Schedule I hereto, c/o BNP Paribas Securities Corp. 787 Seventh Avenue New York, New York 10019 c/o Citigroup Global Ma

Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 11, 2023 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of incorporation or organiz

Third Supplemental Indenture, dated as of January 11, 2023, between the Company and the Trustee.

Exhibit 4.1 THIRD SUPPLEMENTAL INDENTURE between EQUITABLE HOLDINGS, INC. and THE BANK OF NEW YORK MELLON, as Trustee Dated as of January 11, 2023 TABLE OF CONTENTS Page ARTICLE I SENIOR NOTES 1 SECTION 1.01 Definitions 1 SECTION 1.02 Establishment 2 SECTION 1.03 Payment of Principal and Interest 3 SECTION 1.04 Denominations 4 SECTION 1.05 Global Securities 4 SECTION 1.06 Transfer 5 SECTION 1.07 D

Equitable Holdings, Inc. $500,000,000 5.594% Senior Notes due 2033

424B2 Table of Contents Filed Pursuant to Rule 424(b)(2) Registration Statement No.

Equitable Holdings, Inc. $500,000,000 5.594% Senior Notes due 2033 Pricing Term Sheet January 4, 2023 Issuer: Equitable Holdings, Inc. Trade Date: January 4, 2023 Settlement Date: January 11, 2023 (T+5)* Securities: 5.594% Senior Notes due 2033 (the

Filed Pursuant to Rule 433 Registration Statement No. 333-268815 Relating to the Preliminary Prospectus Supplement Dated January 4, 2023 (To Prospectus dated December 22, 2022) Equitable Holdings, Inc. $500,000,000 5.594% Senior Notes due 2033 Pricing Term Sheet January 4, 2023 Issuer: Equitable Holdings, Inc. Trade Date: January 4, 2023 Settlement Date: January 11, 2023 (T+5)* Securities: 5.594%

Subject to Completion Preliminary Prospectus Supplement, dated January 4, 2023

424B2 Table of Contents The information contained in this preliminary prospectus supplement is not complete and may be changed.

[Equitable Holdings, Inc. Letterhead] December 19, 2022

[Equitable Holdings, Inc. Letterhead] December 19, 2022 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Equitable Holdings, Inc. Registration Statement on Form S-3 (File No. 333-268815) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended (the “Securities Act”), Equitable Holdings, Inc. (t

[Equitable Holdings, Inc. Letterhead] December 16, 2022

[Equitable Holdings, Inc. Letterhead] December 16, 2022 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Equitable Holdings, Inc. Registration Statement on Form S-3 (File No. 333-268815) Ladies and Gentlemen: We are filing this letter in order to provide the staff of the Division of Corporation Finance sufficient time to per

As filed with the U.S. Securities and Exchange Commission on December 15, 2022

Table of Contents As filed with the U.S. Securities and Exchange Commission on December 15, 2022 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Equitable Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 6411 90-0226248 (State or Other Jurisdiction of Incorpo

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Tables FORM S-3 (Form Type) Equitable Holdings, Inc.

Statement of Eligibility under the Trust Indenture Act of 1939, as amended, of The Bank of New York Mellon, as trustee, under the Senior Indenture, relating to the senior debt securities.

Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ? CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (Ju

Form of Subordinated Indenture.

Exhibit 4.6 EQUITABLE HOLDINGS, INC., ISSUER AND [ ], TRUSTEE SUBORDINATED INDENTURE DATED AS OF [ ] PROVIDING FOR ISSUANCE OF SUBORDINATED DEBT SECURITIES IN SERIES CROSS-REFERENCE TABLE(1) TRUST INDENTURE ACT SECTION SECTION OF INDENTURE 310(a) 7.09 310(b) 7.08 311(a) 7.13 311(b) 7.13 312(a) 5.01; 5.02(a) 312(b) 5.02(c) 312(c) 5.01(d) 313(a) 5.04(a) 313(b) 5.04(b) 313(c) 5.04(b) 313(d) 5.04(c) 3

Form of Junior Subordinated Indenture.

Exhibit 4.8 EQUITABLE HOLDINGS, INC., ISSUER AND [ ], TRUSTEE JUNIOR SUBORDINATED INDENTURE DATED AS OF [ ] PROVIDING FOR ISSUANCE OF SUBORDINATED DEBT SECURITIES IN SERIES CROSS-REFERENCE TABLE(1) TRUST INDENTURE ACT SECTION SECTION OF INDENTURE 310(a) 7.09 310(b) 7.08 311(a) 7.13 311(b) 7.13 312(a) 5.01; 5.02(a) 312(b) 5.02(c) 312(c) 5.01(d) 313(a) 5.04(a) 313(b) 5.04(b) 313(c) 5.04(b) 313(d) 5.

COINSURANCE AND MODIFIED COINSURANCE AGREEMENT EQUITABLE FINANCIAL LIFE INSURANCE COMPANY (referred to as the Ceding Company) FIRST ALLMERICA FINANCIAL LIFE INSURANCE COMPANY (referred to as the Reinsurer)

Exhibit 10.2 EXECUTION VERSION COINSURANCE AND MODIFIED COINSURANCE AGREEMENT Between EQUITABLE FINANCIAL LIFE INSURANCE COMPANY (referred to as the Ceding Company) and FIRST ALLMERICA FINANCIAL LIFE INSURANCE COMPANY (referred to as the Reinsurer) CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) PRIVATE OR CONFIDENTIAL. SUCH EXCLUDED

MASTER TRANSACTION AGREEMENT dated as of August 16, 2022 EQUITABLE FINANCIAL LIFE INSURANCE COMPANY (referred to as the Ceding Company) FIRST ALLMERICA FINANCIAL LIFE INSURANCE COMPANY (referred to as the Reinsurer)

Exhibit 10.1 Execution Version MASTER TRANSACTION AGREEMENT dated as of August 16, 2022 between EQUITABLE FINANCIAL LIFE INSURANCE COMPANY (referred to as the Ceding Company) and FIRST ALLMERICA FINANCIAL LIFE INSURANCE COMPANY (referred to as the Reinsurer) CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) PRIVATE OR CONFIDENTIAL. SUCH

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 ☐ TRANSITION REPORT PURSUANT

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ??????????????? FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2022 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number)

EQUITABLE HOLDINGS REPORTS THIRD QUARTER 2022 RESULTS

EQUITABLE HOLDINGS REPORTS THIRD QUARTER 2022 RESULTS ?Solid performance through continued market headwinds ?Net income of $273m; Net income per share of $0.

Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Othe

Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Other 9 Assets Under Management and Administration 10 Sales Metrics by Segment 11 Select Metrics from Business Segments Individual Retirement Statements o

Equitable Holdings Closes Reinsurance Transaction with Global Atlantic

Exhibit 99.1 Equitable Holdings Closes Reinsurance Transaction with Global Atlantic New York, NY, October 3, 2022 ? Equitable Holdings, Inc. (the ?Company?) (NYSE: EQH) announced today that it has successfully closed the transaction between the Company?s principal operating subsidiary Equitable Financial Life Insurance Company and Global Atlantic Financial Group subsidiary, First Allmerica Financi

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 3, 2022 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of incorporation) (Commissio

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2022 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of incorporation) (Commissio

Equitable Holdings Mitigates Remaining Redundant Reserves Associated with New York’s Regulation 213 Through Proceeds of Reinsurance Transaction

EX-99.1 Exhibit 99.1 Equitable Holdings Mitigates Remaining Redundant Reserves Associated with New York’s Regulation 213 Through Proceeds of Reinsurance Transaction New York, NY, August 16, 2022 — Equitable Holdings, Inc. (the “Company”) (NYSE: EQH) announced today that it has mitigated the remaining $1 billion of redundant reserves associated with New York’s Regulation 213 (“Reg. 213”). The Compa

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 ☐ TRANSITION REPORT PURSUANT TO S

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ??????????????? FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0

EQUITABLE HOLDINGS REPORTS SECOND QUARTER 2022 RESULTS

EQUITABLE HOLDINGS REPORTS SECOND QUARTER 2022 RESULTS ?Results demonstrate strong balance sheet and resilient business model; economic management and fair value hedging support 440% combined RBC ratio, above 375-400% target ?Net income of $1.

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2022 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number) (

Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Othe

Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Other 9 Assets Under Management and Administration 10 Sales Metrics by Segment 11 Select Metrics from Business Segments Individual Retirement Statements o

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 11, 2022 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number) (I

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2022 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number) (I.

Third Amendment to Reimbursement Agreement by and among Equitable Holdings, Inc. and Commerzbank AG, New York Branch.

Exhibit 10.1 Execution Version AMENDMENT NO. 3 TO REIMBURSEMENT AGREEMENT AMENDMENT NO. 3 TO REIMBURSEMENT AGREEMENT, dated as of June 9, 2022 (this ?Amendment?), is entered into by and among EQUITABLE HOLDINGS, INC. (f/k/a AXA Equitable Holdings, Inc.), a Delaware corporation (the ?Guarantor?), the Subsidiary Account Parties party hereto and COMMERZBANK AG, NEW YORK BRANCH, as LC Issuer. PRELIMIN

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2022 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number) (I.

Second Amended and Restated Certificate of Incorporation of Equitable Holdings, Inc. (incorporated by reference to Exhibit 3.1 to Equitable Holdings, Inc.’s Form 8-K, as filed on May 20, 2022).

SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF EQUITABLE HOLDINGS, INC.

Equitable Holdings, Inc. Fifth Amended and Restated By-laws, effective May 19, 2022.

EQUITABLE HOLDINGS, INC. FIFTH AMENDED AND RESTATED BY-LAWS Effective as of May 19, 2022 EQUITABLE HOLDINGS, INC. BY-LAWS Table of Contents ARTICLE I MEETINGS OF STOCKHOLDERS Section 1.01.Annual Meetings1 Section 1.02.Special Meetings1 Section 1.03.Participation in Meetings by Remote Communication1 Section 1.04.Notice of Meetings; Waiver of Notice2 Section 1.05.Proxies3 Section 1.06.Voting Lists3

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2022 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number) (I.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ☐ TRANSITION REPORT PURSUANT TO

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ??????????????? FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No.

Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Othe

Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Other 8 Assets Under Management and Administration 9 Sales Metrics by Segment 10 Select Metrics from Business Segments Individual Retirement Statements of

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2022 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number) (I.R

EQUITABLE HOLDINGS REPORTS FIRST QUARTER 2022 RESULTS

EQUITABLE HOLDINGS REPORTS FIRST QUARTER 2022 RESULTS ?Strong net inflows of $12bn supporting AUM growth of 4% year-over-year ?Net income of $573m; Net income per share of $1.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defini

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a

EQH / AXA Equitable Holdings, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4)* Name of issuer: Equitable Holdings Inc. Title of Class of Securities: Common Stock CUSIP Number: 29452E101 Date of Event Which Requires Filing of this Statement: February 28, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is file

LIST OF SUBSIDIARIES – AS OF DECEMBER 31, 2021

Exhibit 21.1 LIST OF SUBSIDIARIES ? AS OF DECEMBER 31, 2021 Entity Name State or other jurisdiction of incorporation or organization Equitable Holdings, Inc. DE Alpha Units Holdings, Inc. DE AllianceBernstein Corporation DE SEE LISTING A CS Life Re Company AZ Alpha Units Holdings II, Inc. DE 787 Holdings, LLC DE 1285 Holdings, LLC DE AXA Strategic Ventures US, LLC DE Equitable Financial Services,

EQUITABLE HOLDINGS, INC. 2022 LONG-TERM INCENTIVE COMPENSATION PROGRAM RESTRICTED STOCK UNIT AGREEMENT

Exhibit 10.38 EQUITABLE HOLDINGS, INC. 2022 LONG-TERM INCENTIVE COMPENSATION PROGRAM RESTRICTED STOCK UNIT AGREEMENT This Restricted Stock Unit Agreement (the ?Agreement?), by and between Equitable Holdings, Inc., a Delaware corporation (the ?Company?), and the individual who has signed this Agreement electronically (the ?Service Provider?), is being entered into pursuant to the Equitable Holdings

Exhibit 4.9

Exhibit 4.9 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 References to ?Holdings? herein are, unless the context otherwise indicates, only to Equitable Holdings, Inc. and not to any of its subsidiaries. ?Board? refers to Holdings? Board of Directors. ?AXA? refers to AXA, S.A., Holdings? former majority owner. As of February 24,

EQUITABLE HOLDINGS, INC. 2022 LONG-TERM INCENTIVE COMPENSATION PROGRAM PERFORMANCE SHARES AGREEMENT

Exhibit 10.37 EQUITABLE HOLDINGS, INC. 2022 LONG-TERM INCENTIVE COMPENSATION PROGRAM PERFORMANCE SHARES AGREEMENT This Performance Shares Agreement (the ?Agreement?), by and between Equitable Holdings, Inc., a Delaware corporation (the ?Company?), and the employee who has signed this Agreement electronically (the ?Employee?), is being entered into pursuant to the Equitable Holdings, Inc. 2019 Omni

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTI

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ??????????????? FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-3

EQH / AXA Equitable Holdings, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)* Name of issuer: Equitable Holdings Inc. Title of Class of Securities: Common Stock CUSIP Number: 29452E101 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is file

Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Othe

Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Other 8 Assets Under Management and Administration 10 Sales Metrics by Segment 11 Select Metrics from Business Segments Individual Retirement Statements o

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2022 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number

EQUITABLE HOLDINGS REPORTS FULL YEAR AND FOURTH QUARTER 2021 RESULTS

EQUITABLE HOLDINGS REPORTS FULL YEAR AND FOURTH QUARTER 2021 RESULTS Record full year results supported by $25 billion of net inflows, driven by AllianceBernstein and Structured Capital Strategies offsetting legacy VA outflows, and AUM up 12% year-over-year Business model drives strong capital return of $1.

EQH / AXA Equitable Holdings, Inc. / Invesco Ltd. - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Equitable Holdings Inc (Name of Issuer) Common Stock (Title of Class of Securities) 29452E101 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

EQH / AXA Equitable Holdings, Inc. / PZENA INVESTMENT MANAGEMENT LLC - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 EQUITABLE HOLDINGS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 29452E101 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 15, 2021 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number

Fourth Amendment to Reimbursement Agreement by and among Equitable Holdings, Inc. and Landesbank Hessen-Thüringen Girozentrale, acting through its New York Branch.

Execution Copy FOURTH AMENDMENT TO REIMBURSEMENT AGREEMENT FOURTH AMENDMENT, dated as of December 15, 2021 (this ?Fourth Amendment?), to the Reimbursement Agreement, dated as of February 16, 2018 (as amended, restated, supplemented or otherwise modified from time to time, the ?Reimbursement Agreement?), by and among Equitable Holdings, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ☐ TRANSITION REPORT PURSUANT

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ??????????????? FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File

EQUITABLE HOLDINGS REPORTS THIRD QUARTER 2021 RESULTS

EQUITABLE HOLDINGS REPORTS THIRD QUARTER 2021 RESULTS Strong results in retirement and asset management; $7.

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2021 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number)

Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Othe

Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Other 8 Assets Under Management and Administration 10 Sales Metrics by Segment 11 Select Metrics from Business Segments Individual Retirement Statements o

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 2021 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ☐ TRANSITION REPORT PURSUANT TO S

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ??????????????? FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0

Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Othe

Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Other 8 Assets Under Management and Administration 10 Sales Metrics by Segment 11 Select Metrics from Business Segments Individual Retirement Statements o

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2021 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number) (

EQUITABLE HOLDINGS REPORTS SECOND QUARTER 2021 RESULTS Strong second quarter results evidenced by c. $6.1bn of net flows and AUM up 22% Net income of $123m; net income per share of $0.23 Non-GAAP operating earnings1 of $758m, or $1.71 per share Succe

EQUITABLE HOLDINGS REPORTS SECOND QUARTER 2021 RESULTS Strong second quarter results evidenced by c.

Amendment No. 2 to Reimbursement Agreement by and among Equitable Holdings, Inc., the Subsidiary Account Parties (as defined therein) party thereto and Natixis, New York Branch.

EXHIBIT 10.2 Execution Version AMENDMENT NO. 2 TO REIMBURSEMENT AGREEMENT AMENDMENT NO. 2 TO REIMBURSEMENT AGREEMENT, dated as of June 25, 2021 (this ?Agreement?), is entered into by and among EQUITABLE HOLDINGS, INC. (f/k/a AXA Equitable Holdings, Inc.), a Delaware corporation (the ?Guarantor?), the Subsidiary Account Parties party hereto and NATIXIS, NEW YORK BRANCH, as LC Issuer. PRELIMINARY ST

Amendment No. 2 to Reimbursement Agreement by and among Equitable Holdings, Inc., the Subsidiary Account Parties (as defined therein) party thereto and HSBC Bank USA, National Association.

EXHIBIT 10.3 Execution Version AMENDMENT NO. 2 TO REIMBURSEMENT AGREEMENT AMENDMENT NO. 2 TO REIMBURSEMENT AGREEMENT, dated as of June 25, 2021 (this ?Agreement?), is entered into by and among EQUITABLE HOLDINGS, INC. (f/k/a AXA Equitable Holdings, Inc.), a Delaware corporation (the ?Guarantor?), the Subsidiary Account Parties party hereto and HSBC BANK USA, NATIONAL ASSOCIATION, as LC Issuer. PRE

Amendment No. 2 to Reimbursement Agreement by and among Equitable Holdings, Inc., the Subsidiary Account Parties (as defined therein) party thereto and Citibank Europe PLC.

EXHIBIT 10.4 Execution Version AMENDMENT NO. 2 TO REIMBURSEMENT AGREEMENT AMENDMENT NO. 2 TO REIMBURSEMENT AGREEMENT, dated as of June 25, 2021 (this ?Agreement?), is entered into by and among EQUITABLE HOLDINGS, INC. (f/k/a AXA Equitable Holdings, Inc.), a Delaware corporation (the ?Guarantor?), the Subsidiary Account Parties party hereto and CITIBANK EUROPE PLC, as LC Issuer. PRELIMINARY STATEME

Amendment No. 2 to Reimbursement Agreement by and among Equitable Holdings, Inc., the Subsidiary Account Parties (as defined therein) party thereto and Barclays Bank PLC.

EXHIBIT 10.6 Execution Version AMENDMENT NO. 2 TO REIMBURSEMENT AGREEMENT AMENDMENT NO. 2 TO REIMBURSEMENT AGREEMENT, dated as of June 25, 2021 (this ?Agreement?), is entered into by and among EQUITABLE HOLDINGS, INC. (f/k/a AXA Equitable Holdings, Inc.), a Delaware corporation (the ?Guarantor?), the Subsidiary Account Parties party hereto and BARCLAYS BANK PLC, as LC Issuer. PRELIMINARY STATEMENT

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 24, 2021 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number) (I

Amendment No. 2 to Reimbursement Agreement by and among Equitable Holdings, Inc., the Subsidiary Account Parties (as defined therein) party thereto and Commerzbank AG, New York Branch.

EXHIBIT 10.9 Execution Version AMENDMENT NO. 2 TO REIMBURSEMENT AGREEMENT AMENDMENT NO. 2 TO REIMBURSEMENT AGREEMENT, dated as of June 25, 2021 (this ?Agreement?), is entered into by and among EQUITABLE HOLDINGS, INC. (f/k/a AXA Equitable Holdings, Inc.), a Delaware corporation (the ?Guarantor?), the Subsidiary Account Parties party hereto and COMMERZBANK AG, NEW YORK BRANCH, as LC Issuer. PRELIMI

Amendment No. 2 to Reimbursement Agreement by and among Equitable Holdings, Inc., the Subsidiary Account Parties (as defined therein) party thereto and JPMorgan Chase Bank, N.A.

EXHIBIT 10.7 Execution Version AMENDMENT NO. 2 TO REIMBURSEMENT AGREEMENT AMENDMENT NO. 2 TO REIMBURSEMENT AGREEMENT, dated as of June 25, 2021 (this ?Agreement?), is entered into by and among EQUITABLE HOLDINGS, INC. (f/k/a AXA Equitable Holdings, Inc.), a Delaware corporation (the ?Guarantor?), the Subsidiary Account Parties party hereto and JPMORGAN CHASE BANK, N.A., as LC Issuer. PRELIMINARY S

Third Amendment to Reimbursement Agreement by and among Equitable Holdings, Inc., the Subsidiary Account Parties (as defined therein) party thereto and Landesbank Hessen-Thüringen Girozentrale, acting through its New York Branch.

EXHIBIT 10.8 Execution Version THIRD AMENDMENT TO REIMBURSEMENT AGREEMENT THIRD AMENDMENT, dated as of June 25, 2021 (this ?Third Amendment?), to the Reimbursement Agreement, dated as of February 16, 2018 (as amended by that certain First Amendment to Reimbursement Agreement, dated as of April 4, 2018 and by that certain Second Amendment to Reimbursement Agreement, dated as of March 22, 2021, and

Amendment No. 2 to Reimbursement Agreement by and among Equitable Holdings, Inc., the Subsidiary Account Parties (as defined therein) party thereto and Credit Agricole Corporate and Investment Bank.

EXHIBIT 10.5 Execution Version AMENDMENT NO. 2 TO REIMBURSEMENT AGREEMENT AMENDMENT NO. 2 TO REIMBURSEMENT AGREEMENT, dated as of June 25, 2021 (this ?Agreement?), is entered into by and among EQUITABLE HOLDINGS, INC. (f/k/a AXA Equitable Holdings, Inc.), a Delaware corporation (the ?Guarantor?), the Subsidiary Account Parties party hereto and CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK, as LC I

Amended and Restated Revolving Credit Agreement, dated as of June 24, 2021, by and among the Company, the Subsidiary Account Parties party thereto, the banks party thereto and JPMorgan Chase Bank, N.A., as Administrative Agent.

EXHIBIT 10.1 EXECUTION VERSION AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT dated as of June 24, 2021 among EQUITABLE HOLDINGS, INC., as the Company the SUBSIDIARY ACCOUNT PARTIES, as additional Obligors the BANKS party hereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent $1,500,000,000 JPMORGAN CHASE BANK, N.A., CITIGROUP GLOBAL MARKETS INC., BARCLAYS BANK PLC, BOFA SECURITIES, INC.,

COINSURANCE AND MODIFIED COINSURANCE AGREEMENT EQUITABLE FINANCIAL LIFE INSURANCE COMPANY (referred to as the Ceding Company) CORPORATE SOLUTIONS LIFE REINSURANCE COMPANY (referred to as the Reinsurer)

Exhibit 99.2 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) PRIVATE OR CONFIDENTIAL. SUCH EXCLUDED INFORMATION IS IDENTIFIED HEREIN WITH ?[***].? SCHEDULES AND EXHIBITS HAVE BEEN OMITTED PURSUANT TO ITEM 601(A)(5) OF REGULATION S-K. Execution Version COINSURANCE AND MODIFIED COINSURANCE AGREEMENT Between EQUITABLE FINANCIAL LIFE INSU