FFND Pemfailan SEC - Northern Lights Fund Trust II - One Global ETF- Laporan Tahunan, Penyata Proksi, Prospektus

Statistik Asas

CIK

1518042

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Northern Lights Fund Trust II - One Global ETF

SEC Filings (Chronological Order)

Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.

August 6, 2025	8-A12B	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Lights Fund Trust II (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.
March 31, 2025	CORRESP	The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 David J.
March 31, 2025	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] [ ] [X] [ ] [ ] Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Defi
March 4, 2025	PRE 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State
September 23, 2024	8-A12B	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Lights Fund Trust II (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.
August 21, 2024	CORRESP	The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 David J.
August 16, 2024	EX-99.14	Consent of Independent Registered Public Accounting Firm Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in this Pre-Effective Amendment No.
August 16, 2024	N-14/A	With a copy to: As filed with the Securities and Exchange Commission on August 16, 2024 Registration No.
August 16, 2024	CORRESP	The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 David J.
July 24, 2024	CORRESP	The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 David J.
July 10, 2024	N-14/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549. FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x [X] Pre-Effective Amendment No. 1 [ ] Post-Effective Amendment No. ___ NORTHERN LIGHTS FUND TRUST II (Exact N As filed with the Securities and Exchange Commission on July 10, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
July 5, 2024	CORRESP	The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 David J.
June 25, 2024	EX-99.14 OTH CONSENT	Consent of Independent Registered Public Accounting Firm Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in this Registration Statement (No.
June 25, 2024	EX-99.12 TAX OPINION	The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 [•], 2024 Essential 40 Stock Fund Northern Lights Fund Trust II 4221 North 203rd Street, Suite 100 Elkhorn, Nebraska 68022 Re: Essential 40 Stock Fund Reorganization Ladies and Gentlemen: We have acted as counsel in connection with the Agreement and Plan of Reorganization (the “Agreement”) dated [•], by Northern Lights Fund Trust II, a Delaware statutory trust (“NLFT II” or the “Trust”), on behalf of its series the Essential 40 Stock Fund (the “Target Fund”) and Essential 40 Stock ETF (the “Acquiring Fund”) and, with respect to paragraph 10.
June 25, 2024	EX-99.16 PWR OF ATTY	POWER OF ATTORNEY POWER OF ATTORNEY We, the undersigned Trustees and officers of Northern Lights Fund Trust II (the “Trust”), hereby severally constitute and appoint KEVIN WOLF AND ALLYSON STEWART and each of them singly, our true and lawful attorneys, with full power to them and each of them, to sign for us, and in our name and in the capacities indicated below, the Registration Statement on Form N-14, relating to the reorganization of the Essential 40 Stock Fund, a series of Trust, into the Essential 40 Stock ETF, a series of the Trust, and any and all amendments (including pre-effective and post-effective amendments) to said Registration Statement, and to file the same with all exhibits thereto, and other documents in connection therewith, with the U.
June 25, 2024	EX-99.6 ADVSER CONTR	INVESTMENT ADVISORY AGREEMENT NORTHERN LIGHTS FUND TRUST II KKM FINANCIAL, LLC INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST II and KKM FINANCIAL, LLC AGREEMENT, made as of [July 31, 2024], between Northern Lights Fund Trust II, a Delaware statutory trust (the "Trust"), and KKM Financial, LLC, a Delaware limited liability company (the "Adviser"), located at 311 South Wacker Drive, Suite 650, Chicago, IL 60606.
June 25, 2024	EX-99.11 OPIN COUNSL	Alston&Bird llp The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 Alston&Bird llp The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-756-3300 Fax:202-756-3333 www.
June 25, 2024	N-14	With a copy to: As filed with the Securities and Exchange Commission on June 25, 2024 Registration No.
April 25, 2024	8-A12B/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Lights Fund Trust II (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.
April 17, 2024	8-A12B	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Lights Fund Trust II (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.
December 18, 2023	EX-99.14 OTH CONSENT	Consent of Independent Registered Public Accounting Firm Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in this Registration Statement on Form N-14 of Northern Lights Fund Trust II, of our report dated July 28, 2023, relating to our audits of the financial statements and financial highlights, which appear in Longboard Fund (formerly, Longboard Alternative Growth Fund) and Longboard Managed Futures Strategy Fund’s May 31, 2023 Annual Report to Shareholders, which are also incorporated by reference into the Registration Statement.
December 18, 2023	EX-99.12 TAX OPINION	March [●], 2024 March [●], 2024 Longboard Fund Northern Lights Fund Trust II 225 Pictoria Drive, Suite 459 Cincinnati, OH 45246 Longboard Managed Futures Strategy Fund Northern Lights Fund Trust II 225 Pictoria Drive, Suite 459 Cincinnati, OH 45246 Ladies and Gentlemen: We have acted as counsel in connection with the Agreement and Plan of Reorganization (the “Agreement”) dated December 15, 2023, by and among Nort
December 18, 2023	EX-99.11 OPIN COUNSL	Alston&Bird llp The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 Alston&Bird llp The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-756-3300 Fax:202-756-3333 www.
December 18, 2023	EX-99.16 PWR OF ATTY	POWER OF ATTORNEY POWER OF ATTORNEY We, the undersigned Trustees and officers of Northern Lights Fund Trust II (the “Trust”), hereby severally constitute and appoint KEVIN WOLF AND ALLYSON STEWART and each of them singly, our true and lawful attorneys, with full power to them and each of them, to sign for us, and in our name and in the capacities indicated below, the Registration Statement on Form N-14, relating to
December 18, 2023	N-14	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549. FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x Pre-Effective Amendment No. ___ Post-Effective Amendment No. ___ NORTHERN LIGHTS FUND TRUST II (Exact Name of Registrant as SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549. FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x Pre-Effective Amendment No. Post-Effective Amendment No. NORTHERN LIGHTS FUND TRUST II (Exact Name of Registrant as Specified in Charter) 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 (Address of Principal Executive Offices) (631) 490-4300 (Registrant’s Telephone Numb
September 19, 2023	8-A12B	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Lights Fund Trust II (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.
September 14, 2023	425	HODGES MUTUAL FUNDS MUTUAL FUND SERVICES HODGES MUTUAL FUNDS Re: Hodges Small Cap Fund Dear Shareholder: We have tried unsuccessfully to contact you, whether by mail or by phone, regarding a very important matter concerning your investment in the Hodges Small Cap Fund.
September 13, 2023	425	REMINDER HODGES MUTUAL FUNDS 2905 Maple Avenue, Dallas, TX REMINDER Dear Valued Shareholder, We need your help.
September 6, 2023	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant  Filed by a party other than the registrant  Check the appropriate box:  Preliminary proxy statement  Confidential, for use of
August 29, 2023	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant  Filed by a party other than the registrant  Check the appropriate box:  Preliminary proxy statement  Confidential, for use of
August 10, 2023	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant  Filed by a party other than the registrant  Check the appropriate box:  Preliminary proxy statement  Confidential, for use of
August 8, 2023	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant  Filed by a party other than the registrant  Check the appropriate box:  Preliminary proxy statement  Confidential, for use of
July 14, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] [ ] [X] [ ] [ ] Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Defi
July 13, 2023	EX-99.14 OTH CONSENT	CONSENT OF ALSTON & BIRD, LLP, COUNSEL FOR THE REGISTRANT Exhibit (14)(b) CONSENT OF ALSTON & BIRD, LLP, COUNSEL FOR THE REGISTRANT We hereby consent to the use of our name and the references to our firm under the caption “Legal Counsel” included in or made a part of Pre-Effective Amendment No.
July 13, 2023	EX-99.11 OPIN COUNSL	Alston & Bird llp The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 Exhibit 11 Alston & Bird llp The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-756-3300 Fax:202-756-3333 www.
July 13, 2023	N-14/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PRE-EFFECTIVE AMENDMENT NO. 1 POST-EFFECTIVE AMENDMENT NO. ____ Northern Lights Fund Trust II (Exact Name of Regis As filed with the Securities and Exchange Commission on July 13, 2023 Registration No.
July 13, 2023	EX-99.14 OTH CONSENT	CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit (14)(a) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Pre-Effective Amendment No.
July 7, 2023	CORRESP	The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 David J.
July 6, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant  Filed by a party other than the registrant  Check the appropriate box:  Preliminary proxy statement  Confidential, for use of
July 5, 2023	CORRESP	The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 David J.
July 3, 2023	CORRESP	The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 David J.
June 29, 2023	CORRESP	NORTHERN LIGHTS FUND TRUST I, II, III and Northern Lights Variable Trust NORTHERN LIGHTS FUND TRUST I, II, III and Northern Lights Variable Trust James Colantino Treasurer Direct Telephone: (631) 470-2603 Fax: (631) 470-2701 E-mail: jcolantino@ultimusfundsolutions.
June 23, 2023	PRE 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant  Filed by a party other than the registrant  Check the appropriate box: þ Preliminary proxy statement  Confidential, for use of
June 20, 2023	PRE 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] [ ] [ ] [ ] [ ] Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Defi
June 16, 2023	EX-99.25	EX-99.25 NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on June 27, 2023, pursuant to the provisions of Rule 12d2-2 (a).
June 16, 2023	EX-99.25	EX-99.25 NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on June 27, 2023, pursuant to the provisions of Rule 12d2-2 (a).
June 16, 2023	EX-99.25	EX-99.25 NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on June 27, 2023, pursuant to the provisions of Rule 12d2-2 (a).
June 14, 2023	8-A12B	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Lights Fund Trust II (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.
June 6, 2023	EX-99.16 PWR OF ATTY	POWER OF ATTORNEY POWER OF ATTORNEY We, the undersigned Trustees and officers of Northern Lights Fund Trust II (the “Trust”), hereby severally constitute and appoint KEVIN WOLF AND ALLYSON STEWART and each of them singly, our true and lawful attorneys, with full power to them and each of them, to sign for us, and in our name and in the capacities indicated below, the Registration Statement on Form N-14, relating to
June 6, 2023	EX-99.6 ADVSER CONTR	INVESTMENT ADVISORY AGREEMENT NORTHERN LIGHTS FUND TRUST II HODGES CAPITAL MANAGEMENT, INC. INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST II and HODGES CAPITAL MANAGEMENT, INC.
June 6, 2023	EX-99.14 OTH CONSENT	CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Post-Effective to the Registration Statement on Form N-14 of Northern Lights Fund Trust II with respect to the filing of the Prospectus and Statement of Additional Information for Hodges Fund, Hodges Small Cap Fund, Hodges Small Intrinsic Value Fund and Hodges Blue Chip Equity Income Fund, each a series of Northern Lights Fund Trust II.
June 6, 2023	EX-99.13 OTH CONTRCT	APPENDIX IV-36 LIST OF FUNDS SERVICES & FEES APPENDIX IV-36 LIST OF FUNDS SERVICES & FEES This Appendix IV-36 is part of the Fund Services Agreement (the “Agreement”), dated October 19, 2021, between Northern Lights Fund Trust II (the “Trust”) and Ultimus Fund Solutions, LLC (“UFS”).
June 6, 2023	EX-99.10 12B1 PLAN	NORTHERN LIGHTS FUND TRUST II RETAIL CLASS MASTER DISTRIBUTION AND SHAREHOLDER SERVICING PLAN PURSUANT TO RULE 12B-1 UNDER THE INVESTMENT COMPANY ACT OF 1940 Adopted January 26, 2023 NORTHERN LIGHTS FUND TRUST II RETAIL CLASS MASTER DISTRIBUTION AND SHAREHOLDER SERVICING PLAN PURSUANT TO RULE 12B-1 UNDER THE INVESTMENT COMPANY ACT OF 1940 Adopted January 26, 2023 WHEREAS, Northern Lights Fund Trust II, a Delaware statutory trust (the "Trust"), is registered under the Investment Company Act of 1940, as amended (the "1940 Act"), as an open-end management investment company; and
June 6, 2023	EX-99.11 OPIN COUNSL	Alston&Bird llp The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 David J. Baum Direct Dial: 202-239-3346 E-mail: [email protected] June 5, 2023 Alston&Bird llp The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-756-3300 Fax:202-756-3333 www.
June 6, 2023	EX-99.10 12B1 PLAN	NORTHERN LIGHTS FUND TRUST II RULE 18f-3 MULTIPLE CLASS PLAN NORTHERN LIGHTS FUND TRUST II RULE 18f-3 MULTIPLE CLASS PLAN This Multiple Class Plan (the “Plan”) is adopted in accordance with Rule 18f-3 (the “Rule”) under the Investment Company Act of 1940, as amended (the “Act”), by Northern Lights Fund Trust II (the “Trust”) on behalf of each series of the Trust that has multiple classes of shares (each a “Fund”).
June 6, 2023	N-14	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PRE-EFFECTIVE AMENDMENT NO. ____ POST-EFFECTIVE AMENDMENT NO.____ Northern Lights Fund Trust II (Exact Name of Reg As filed with the Securities and Exchange Commission on June 6, 2023 Registration No.
June 6, 2023	EX-99.12 TAX OPINION	The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 March [●], 2023 Addressees Ladies and Gentlemen: We have acted as counsel in connection with the Agreement and Plan of Reorganization (the “Agreement”) dated [], among Northern Lights Fund Trust II, a Delaware statutory trust (“New Trust”), on behalf of each segregated portfolio of assets listed under the heading “New Funds” on Schedule A attached hereto (“Schedule A”), and Professionally Managed Portfolios, a Massachusetts business trust (“Old Trust”), on behalf of each series thereof listed under the heading “Existing Funds” on Schedule A (each, an “Existing Fund”),and Hodges Capital Management, Inc.
June 6, 2023	EX-99.13 OTH CONTRCT	NORTHERN LIGHTS FUND TRUST II OPERATING EXPENSES LIMITATION AGREEMENT NORTHERN LIGHTS FUND TRUST II OPERATING EXPENSES LIMITATION AGREEMENT THIS OPERATING EXPENSES LIMITATION AGREEMENT (this “Agreement”) is effective as of the day of [] 2023, by and between Northern Lights Fund Trust II, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust listed on Appendix A which may be amended from time to time (each a “Fund” and, collectively, the “Funds”), and the Adviser of the Funds, Hodges Capital Management, Inc.
June 6, 2023	EX-99.17	PROXY CARD VOTER PROFILE: Voter ID: Security ID: Shares to Vote: Household ID: VOTE REGISTERED TO: YOUR VOTE IS IMPORTANT NO MATTER HOW MANY SHARES YOU OWN.
May 2, 2023	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant  Filed by a party other than the registrant  Check the appropriate box:  Preliminary proxy statement  Confidential, for use of
April 21, 2023	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant  Filed by a party other than the registrant  Check the appropriate box:  Preliminary proxy statement  Confidential, for use of
April 13, 2023	8-A12B	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Lights Fund Trust II (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.
April 13, 2023	CORRESP	Northern Lights Fund Trust II 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 Northern Lights Fund Trust II 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 April 13, 2023 VIA E-mail and EDGAR U.
April 11, 2023	CORRESP	ALSTON&BIRD The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 CORRESP 1 filename1.htm ALSTON&BIRD The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 David J. Baum Direct Dial: 202-239-3346 Email: [email protected] April 10, 2023 VIA E-mail and EDGAR United States Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Attn: Asen Parachkevov, Esq. Jaea Hahn, Esq. Re: Northern Lights Fund Tr
March 31, 2023	CORRESP	The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 David J.
March 31, 2023	NPORT-EX	$ 1,443,274,091 NPORT-EX 2 invenomicfundnportex.htm INVENOMIC NPORT EX INVENOMIC FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value COMMON STOCKS — 109.4% ADVERTISING & MARKETING - 0.0%(a) 4,406 Tenerity, Inc.(b),(d) $ – APPAREL & TEXTILE PRODUCTS - 4.4% 3,361,610 Dr. Martens PLC 6,431,800 2,645,846 Hanesbrands, Inc.(c),(e) 22,330,941 917,130 Levi Strauss & Company, Class A(c),(e) 16,875,
March 31, 2023	CORRESP	Alston&Bird llp The Atlantic Building 950 F. Street, N.W. Washington, DC 20004-2601 Fax: 202-239-3333 Alston&Bird llp The Atlantic Building 950 F. Street, N.W. Washington, DC 20004-2601 202-239-3300 Fax: 202-239-3333 www.alston.com David J. Baum Direct Dial: 202-239-3346 E-mail: [email protected] March 31, 2023 VIA EDGAR Filing Desk U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-2521 Re: Northern Lights Fund Trust II (File Nos. 333-174926; 811-22549): Post-Effect
March 13, 2023	EX-99.11 OPIN COUNSL	Consent of Alston & Bird LLP CONSENT OF ALSTON & BIRD, LLP, COUNSEL FOR THE REGISTRANT We hereby consent to the use of our name and the references to our firm under the caption “Legal Counsel” included in or made a part of Pre-Effective Amendment #1 to the Registration Statement on Form N-14 of Northern Lights Fund Trust II under the Securities Act of 1933, as amended.
March 13, 2023	EX-99.14 OTH CONSENT	Consent of RSM US LLP Consent of Independent Registered Public Accounting Firm We consent to the references to our firm in this Pre-Effective Amendment No.
March 13, 2023	N-14/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ý PRE-EFFECTIVE AMENDMENT NO. 1 POST-EFFECTIVE AMENDMENT NO.____ Northern Lights Fund Trust II (Exact Name of Regi As filed with the Securities and Exchange Commission on March 13, 2023 Registration No.
March 13, 2023	EX-99.14 OTH CONSENT	Consent of Cohen & Company, Ltd CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated March 24, 2022, relating to the financial statements and financial highlights of Walthausen Small Cap Value Fund, a series of Walthausen Funds, for the year ended January 31, 2022, and to the references to our firm under the headings “Questions and Answers” in the Notice of Special Meeting of Shareholders and “Other Service Providers” in the Combined Prospectus/Proxy Statement.
January 26, 2023	NPORT-EX	$ 95,295,589 WOA ALL ASSET SCHEDULE OF INVESTMENTS (Unaudited) November 30, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 99.
January 23, 2023	N-14	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PRE-EFFECTIVE AMENDMENT NO. ____ POST-EFFECTIVE AMENDMENT NO.____ Northern Lights Fund Trust II (Exact Name of Reg As filed with the Securities and Exchange Commission on January 23, 2023 Registration No.
January 23, 2023	EX-99.6B	(b) Form of Investment Advisory Agreement between the Walthausen Funds and North Star Investment Management Corp., with respect to the Walthausen Small Cap Value Fund.1 INVESTMENT ADVISORY AGREEMENT Between WALTHAUSEN FUNDS and NORTH STAR INVESTMENT MANAGEMENT CORPORATION AGREEMENT, made as of , 2023, between Walthausen Funds, an Ohio business trust (the "Trust"), and North Star Investment Management Corporation, an Illinois corporation (the "Adviser"), located at 20 N.
January 23, 2023	EX-17	Form of Proxy Card
January 23, 2023	EX-99.6D	Amended Appendix A to the Investment Advisory Agreement between the Registrant and North Star Investment Management Corp., with respect to the North Star Small Cap Value Fund NORTHERN LIGHTS FUND TRUST II INVESTMENT ADVISORY AGREEMENT APPENDIX A NAME OF FUND ANNUAL ADVISORY FEE AS A % OF AVERAGE NET ASSETS OF THE FUND North Star Opportunity Fund North Star Dividend Fund North Star Micro Cap Fund North Star Bond Fund North Star Small Cap Value Fund 1.
January 23, 2023	EX-10.B	(b) Rule 18f-3 Plan, as amended December 22, 2022.1 NORTHERN LIGHTS FUND TRUST II RULE 18f-3 MULTIPLE CLASS PLAN This Multiple Class Plan (the “Plan”) is adopted in accordance with Rule 18f-3 (the “Rule”) under the Investment Company Act of 1940, as amended (the “Act”), by Northern Lights Fund Trust II (the “Trust”) on behalf of each series of the Trust that has multiple classes of shares (each a “Fund”).
January 23, 2023	EX-13.C	(c) Form of Fund Services Agreement between the Registrant and Ultimus Fund Solutions, LLC, on behalf of North Star Small Cap Value Fund.1 APPENDIX IV-7 LIST OF FUNDS SERVICES & FEES This Appendix IV-7 is part of the Fund Services Agreement between Northern Lights Fund Trust II and Ultimus Fund Solutions, LLC.
January 23, 2023	EX-12	Form of Opinion of Thompson Hine on Tax Matters1 Form of Tax Opinion , 2023 Northern Lights Fund Trust II 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 Walthausen Funds 2691 Route 9, Suite 102 Mata, NY 12020 Re: AGREEMENT AND PLAN OF REORGANIZATION AND Termination, DATED AS OF , 2023 (THE “AGREEMENT”), AMONG Northern Lights FUND TRUST II (“Acquiring Trust”) on behalf of ITS SERIES, North Star Small Cap Value Fund (THE “Acquiring fund”), Walthausen Funds (“Selling TRUST”) on behalf of ITS SERIES, Walthausen Small Cap Value Fund (THE “Selling FUND”), AND, SOLELY FOR PURPOSES OF Sections 1.
January 23, 2023	EX-14.B	(b) Consent of Cohen & Company, Ltd.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated March 24, 2022, relating to the financial statements and financial highlights of Walthausen Small Cap Value Fund, a series of Walthausen Funds, for the year ended January 31, 2022, and to the references to our firm under the headings “Questions and Answers” in the Notice of Special Meeting of Shareholders and “Other Service Providers” in the Combined Prospectus/Proxy Statement.
January 23, 2023	EX-13.A	(a) Form of Appendix A Expense Limitation Agreement between the Registrant and North Star Investment Management Corp. with respect to the North Star Small Cap Value Fund.1 Appendix A to the Operating Expenses and Services Agreement Fund Operating Expense Limit Expiration Date North Star Opportunity Fund Class A Class I Class R North Star Dividend Fund Class A Class R Class I North Star Value Fund Class A Class R Class I North Star Small Cap Value Fund Institutional Class Investor Class 1.
January 23, 2023	EX-10.A	(a) Investor Class Master Distribution and Shareholder Services Plan Pursuant to Rule 12b-11 NORTHERN LIGHTS FUND TRUST II INVESTOR CLASS MASTER DISTRIBUTION AND SHAREHOLDER SERVICING PLAN PURSUANT TO RULE 12B-1 UNDER THE INVESTMENT COMPANY ACT OF 1940 Adopted January 22, 2013 WHEREAS, Northern Lights Fund Trust II, a Delaware statutory trust (the "Trust"), is registered under the Investment Company Act of 1940, as amended (the "1940 Act"), as an open-end management investment company; an
January 23, 2023	EX-11	Opinion and Consent of Alston & Bird LLP Regarding Legality of Shares to be Issued Alston&Bird llp The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-756-3300 Fax:202-756-3333 www.
January 23, 2023	EX-14.A	(a) Consent of RSM US LLP.1 Consent of Independent Registered Public Accounting Firm We consent to the references to our firm in this Registration Statement on Form N-14 of North Star Small Cap Value Fund, a separate series of Northern Lights Fund Trust II, under the captions “Questions and Answers,” “Other Service Providers” and “Walthausen Board Considerations” in the Combined Proxy Statement and Prospectus and “Independent Registered Public Accounting Firm” and “Portfolio Holdings Information” in the Statement of Additional Information in such Registration Statement.
January 23, 2023	EX-16	Powers of Attorney of the Trustees of the Registrant POWER OF ATTORNEY We, the undersigned Trustees and officers of Northern Lights Fund Trust II (the “Trust”), hereby severally constitute and appoint KEVIN WOLF AND ERIC KANE and each of them singly, our true and lawful attorneys, with full power to them and each of them, to sign for us, and in our name and in the capacities indicated below, the Registration Statement on Form N-14, relating to the p
January 23, 2023	EX-99.6A	(a) Interim Investment Advisory Agreement between the Walthausen Funds and North Star Investment Management Corp., with respect to the Walthausen Small Cap Value Fund.1 INTERIM INVESTMENT ADVISORY AGREEMENT Between WALTHAUSEN FUNDS and NORTH STAR INVESTMENT MANAGEMENT CORPORATION AGREEMENT, made as of December 15, 2022, between Walthausen Funds, an Ohio business trust (the "Trust"), and North Star Investment Management Corporation, an Illinois corporation (the "Adviser"), located at 20 N.
January 10, 2023	NPORT-EX	$ 1,076,633 NPORT-EX 2 lifegoalnport.htm LIFEGOAL NQ 11.30.22 LIFEGOAL HOME DOWN PAYMENT INVESTMENT ETF SCHEDULE OF INVESTMENTS (Unaudited) November 30, 2022 Shares Fair Value COMMON STOCKS — 13.3% ASSET MANAGEMENT - 0.7% 85 Blackstone, Inc. $ 7,780 CHEMICALS - 0.5% 20 Sherwin-Williams Company 4,984 CONSTRUCTION MATERIALS - 0.8% 95 Owens Corning 8,440 ELECTRICAL EQUIPMENT - 0.3% 85 Carrier Global Corporation
January 10, 2023	NPORT-EX	$ 1,076,633 LIFEGOAL HOME DOWN PAYMENT INVESTMENT ETF SCHEDULE OF INVESTMENTS (Unaudited) November 30, 2022 Shares Fair Value COMMON STOCKS — 13.
January 10, 2023	NPORT-EX	$ 1,076,633 NPORT-EX 2 lifegoalnport.htm LIFEGOAL NQ 11.30.22 LIFEGOAL HOME DOWN PAYMENT INVESTMENT ETF SCHEDULE OF INVESTMENTS (Unaudited) November 30, 2022 Shares Fair Value COMMON STOCKS — 13.3% ASSET MANAGEMENT - 0.7% 85 Blackstone, Inc. $ 7,780 CHEMICALS - 0.5% 20 Sherwin-Williams Company 4,984 CONSTRUCTION MATERIALS - 0.8% 95 Owens Corning 8,440 ELECTRICAL EQUIPMENT - 0.3% 85 Carrier Global Corporation
January 5, 2023	AW	Northern Lights Fund Trust II 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 Northern Lights Fund Trust II 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 January 5, 2023 Filing Desk U.
December 20, 2022	8-A12B	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Lights Fund Trust II (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.
December 19, 2022	25	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. OMB APPROVAL OMB Number: 3235-0080 Expires: May 31, 2024 Estimated average burden hours per response: 1.
November 29, 2022	NPORT-EX	$ 90,955,974 DYNAMIC INTERNATIONAL OPPORTUNITY FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 50.
November 29, 2022	NPORT-EX	$ 420,843 ACCLIVITY MID CAP MULTI-STYLE FUND SCHEDULE OF INVESTMENTS September 30, 2022 (Unaudited) Shares Value COMMON STOCKS — 96.
November 29, 2022	NPORT-EX	$ 12,785,831 ACCLIVITY SMALL CAP VALUE FUND SCHEDULE OF INVESTMENTS September 30, 2022 (Unaudited) Shares Value COMMON STOCKS — 98.
November 29, 2022	NPORT-EX	AL FRANK FUND AL FRANK FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2022 Shares Fair Value COMMON STOCKS — 96.
November 29, 2022	NPORT-EX	$ 90,955,974 DYNAMIC INTERNATIONAL OPPORTUNITY FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 50.
November 1, 2022	CORRESP	NORTHERN LIGHTS FUND TRUST I, II, III, IV and Northern Lights Variable Trust CORRESP 1 filename1.htm NORTHERN LIGHTS FUND TRUST I, II, III, IV and Northern Lights Variable Trust James Colantino Treasurer Direct Telephone: (631) 470-2603 Fax: (631) 470-2701 E-mail: [email protected] October 10, 2022 VIA EDGAR (Correspondence Filing) U.S. Securities and Exchange Commission Division of Investment Management – Office of the Chief Accountant 100 F Street, NE W
October 31, 2022	NPORT-EX	AMBERWAVE INVEST USA JSG FUND AMBERWAVE INVEST USA JSG FUND SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2022 Shares Fair Value COMMON STOCKS — 98.
October 28, 2022	NPORT-EX	$ 14,931,258 LONGBOARD MANAGED FUTURES STRATEGY CONSOLIDATED SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2022 Principal Amount ($) Coupon Rate (%) Maturity Fair Value U.
October 28, 2022	NPORT-EX	$ 106,229,205 LONGBOARD ALTERNATIVE GROWTH FUND SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2022 Principal Amount ($) Coupon Rate (%) Maturity Fair Value U.
October 28, 2022	NPORT-EX	FORMULAFOLIOS US EQUITY FUND FORMULAFOLIOS US EQUITY FUND SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2022 Shares Fair Value COMMON STOCKS — 95.
October 28, 2022	NPORT-EX	THE FUTURE FUND ACTIVE ETF THE FUTURE FUND ACTIVE ETF SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2022 Shares Fair Value COMMON STOCKS — 99.
October 26, 2022	NPORT-EX	$ 33,578,129 ESSENTIAL 40 STOCK FUND SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2022 Shares Fair Value COMMON STOCKS — 99.
October 25, 2022	NPORT-EX	$ 141,042,043 NORTH STAR OPPORTUNITY FUND SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2022 Shares Fair Value COMMON STOCKS — 76.
October 25, 2022	NPORT-EX	$ 141,042,043 NORTH STAR OPPORTUNITY FUND SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2022 Shares Fair Value COMMON STOCKS — 76.
October 25, 2022	NPORT-EX	$ 141,042,043 NORTH STAR OPPORTUNITY FUND SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2022 Shares Fair Value COMMON STOCKS — 76.
October 25, 2022	NPORT-EX	$ 141,042,043 NORTH STAR OPPORTUNITY FUND SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2022 Shares Fair Value COMMON STOCKS — 76.
September 28, 2022	NPORT-EX	$ 1,134,438,697 INVENOMIC FUND SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2022 Shares Fair Value COMMON STOCKS — 115.
July 28, 2022	NPORT-EX	$ 127,681,000 WOA ALL ASSET SCHEDULE OF INVESTMENTS (Unaudited) May 31, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 88.
July 8, 2022	NPORT-EX	$ 1,581,884 LIFEGOAL HOME DOWN PAYMENT INVESTMENT ETF SCHEDULE OF INVESTMENTS (Unaudited) May 31, 2022 Shares Fair Value COMMON STOCKS — 10.
July 8, 2022	NPORT-EX	$ 1,581,884 LIFEGOAL HOME DOWN PAYMENT INVESTMENT ETF SCHEDULE OF INVESTMENTS (Unaudited) May 31, 2022 Shares Fair Value COMMON STOCKS — 10.
July 8, 2022	NPORT-EX	$ 1,581,884 LIFEGOAL HOME DOWN PAYMENT INVESTMENT ETF SCHEDULE OF INVESTMENTS (Unaudited) May 31, 2022 Shares Fair Value COMMON STOCKS — 10.
June 29, 2022	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a?101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant ? Filed by a party other than the registrant ? Check the appropriate box: ? Preliminary proxy statement ? Confidential, for use of
May 25, 2022	NPORT-EX	$ 105,423,845 DYNAMIC INTERNATIONAL OPPORTUNITY FUND SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 55.
May 25, 2022	NPORT-EX	$ 105,423,845 DYNAMIC INTERNATIONAL OPPORTUNITY FUND SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 55.
May 25, 2022	NPORT-EX	$ 77,795,136 AL FRANK FUND SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2022 Shares Fair Value COMMON STOCKS — 98.
May 25, 2022	NPORT-EX	$ 337,527 ACCLIVITY MID CAP MULTI-STYLE FUND SCHEDULE OF INVESTMENTS March 31, 2022 (Unaudited) Shares Value COMMON STOCKS — 95.
May 25, 2022	NPORT-EX	$ 337,527 ACCLIVITY MID CAP MULTI-STYLE FUND SCHEDULE OF INVESTMENTS March 31, 2022 (Unaudited) Shares Value COMMON STOCKS — 95.
May 20, 2022	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 DEF 14A 1 def14awoa.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant  Filed by a party other than the registrant  Check the appropriate box:  Preliminary proxy stat
May 19, 2022	CORRESP	The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 David J.
May 6, 2022	CORRESP	Alston&Bird llp The Atlantic Building 950 F. Street, N.W. Washington, DC 20004-2601 Fax: 202-239-3333 Alston&Bird llp The Atlantic Building 950 F. Street, N.W. Washington, DC 20004-2601 202-239-3300 Fax: 202-239-3333 www.alston.com David J. Baum Direct Dial: 202-239-3346 E-mail: [email protected] May 6, 2022 VIA EDGAR Filing Desk U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-2521 Re: Northern Lights Fund Trust II (File Nos. 333-174926; 811-22549): Preliminary Pr
May 6, 2022	PRE 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a?101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant ? Filed by a party other than the registrant ? Check the appropriate box: ? Preliminary proxy statement ? Confidential, for use of
April 28, 2022	NPORT-EX	$ 36,304,873 LONGBOARD MANAGED FUTURES STRATEGY CONSOLIDATED SCHEDULE OF INVESTMENTS (Unaudited) February 28, 2022 Principal Amount ($) Coupon Rate (%) Maturity Fair Value U.
April 28, 2022	NPORT-EX	$ 36,304,873 LONGBOARD MANAGED FUTURES STRATEGY CONSOLIDATED SCHEDULE OF INVESTMENTS (Unaudited) February 28, 2022 Principal Amount ($) Coupon Rate (%) Maturity Fair Value U.
April 28, 2022	NPORT-EX	INSTITUTIONAL FINANCIAL SERVICES babys NORTH STAR BOND FUND SCHEDULE OF INVESTMENTS (Unaudited) February 28, 2022 Shares Fair Value PREFERRED STOCKS — 8.
April 28, 2022	NPORT-EX	INSTITUTIONAL FINANCIAL SERVICES babys NORTH STAR BOND FUND SCHEDULE OF INVESTMENTS (Unaudited) February 28, 2022 Shares Fair Value PREFERRED STOCKS — 8.
April 28, 2022	NPORT-EX	$ 12,632,778 THE FUTURE FUND ACTIVE ETF SCHEDULE OF INVESTMENTS (Unaudited) February 28, 2022 Shares Fair Value COMMON STOCKS — 100.
April 28, 2022	NPORT-EX	INSTITUTIONAL FINANCIAL SERVICES babys NORTH STAR BOND FUND SCHEDULE OF INVESTMENTS (Unaudited) February 28, 2022 Shares Fair Value PREFERRED STOCKS — 8.
April 28, 2022	NPORT-EX	$ 104,617,484 FORMULAFOLIOS US EQUITY FUND SCHEDULE OF INVESTMENTS (Unaudited) February 28, 2022 Shares Fair Value COMMON STOCKS — 96.
April 28, 2022	NPORT-EX	INSTITUTIONAL FINANCIAL SERVICES babys NORTH STAR BOND FUND SCHEDULE OF INVESTMENTS (Unaudited) February 28, 2022 Shares Fair Value PREFERRED STOCKS — 8.
April 25, 2022	NPORT-EX	$ 870,359 AMBERWAVE INVEST USA JSG FUND SCHEDULE OF INVESTMENTS (Unaudited) February 28, 2022 Shares Fair Value COMMON STOCKS — 98.
April 25, 2022	NPORT-EX	$ 33,582,810 ESSENTIAL 40 STOCK FUND SCHEDULE OF INVESTMENTS (Unaudited) February 28, 2022 Shares Fair Value COMMON STOCKS — 100.
April 21, 2022	NPORT-EX	$ 8,625,162 CERTEZA CONVEX CORE FUND SCHEDULE OF INVESTMENTS (Unaudited) February 28, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 69.
March 31, 2022	NPORT-EX	$ 533,364,757 INVENOMIC FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2022 Shares Fair Value CLOSED END FUNDS — 0.
February 15, 2022	EX-99.25	EX-99.25 NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on February 28, 2022, pursuant to the provisions of Rule 12d2-2 (a).
February 15, 2022	EX-99.25	EX-99.25 NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on February 28, 2022, pursuant to the provisions of Rule 12d2-2 (a).
January 31, 2022	NPORT-EX	$ 730,339 LIFEGOAL HOME DOWN PAYMENT INVESTMENT ETF SCHEDULE OF INVESTMENTS (Unaudited) November 30, 2021 Shares Fair Value COMMON STOCKS — 10.
January 31, 2022	NPORT-EX	$ 730,339 LIFEGOAL HOME DOWN PAYMENT INVESTMENT ETF SCHEDULE OF INVESTMENTS (Unaudited) November 30, 2021 Shares Fair Value COMMON STOCKS — 10.
January 31, 2022	NPORT-EX	$ 730,339 LIFEGOAL HOME DOWN PAYMENT INVESTMENT ETF SCHEDULE OF INVESTMENTS (Unaudited) November 30, 2021 Shares Fair Value COMMON STOCKS — 10.
January 31, 2022	NPORT-EX	$ 730,339 LIFEGOAL HOME DOWN PAYMENT INVESTMENT ETF SCHEDULE OF INVESTMENTS (Unaudited) November 30, 2021 Shares Fair Value COMMON STOCKS — 10.
January 31, 2022	NPORT-EX	$ 730,339 LIFEGOAL HOME DOWN PAYMENT INVESTMENT ETF SCHEDULE OF INVESTMENTS (Unaudited) November 30, 2021 Shares Fair Value COMMON STOCKS — 10.
January 31, 2022	NPORT-EX	$ 156,412,919 WOA ALL ASSET SCHEDULE OF INVESTMENTS (Unaudited) November 30, 2021 Shares Value EXCHANGE-TRADED FUNDS — 81.
January 19, 2022	CORRESP	The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 David J.
December 28, 2021	8-A12B	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 8-A12B 1 amberwave8a12b.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Lights Fund Trust II (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.R.S. Employer
December 13, 2021	CORRESP	The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 David J.
November 30, 2021	CORRESP	The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 David J.
November 22, 2021	NPORT-EX	$ 115,713,551 DYNAMIC INTERNATIONAL OPPORTUNITY FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2021 Shares Fair Value EXCHANGE-TRADED FUNDS — 74.
November 22, 2021	8-A12B/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Lights Fund Trust II (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.
November 22, 2021	NPORT-EX	First American Treasury Obligations Fund, Class X, 0.01% ACCLIVITY MID CAP MULTI-STYLE FUND SCHEDULE OF INVESTMENTS September 30, 2021 (Unaudited) Shares Value COMMON STOCKS — 96.
November 22, 2021	NPORT-EX	First American Treasury Obligations Fund, Class X, 0.01% ACCLIVITY MID CAP MULTI-STYLE FUND SCHEDULE OF INVESTMENTS September 30, 2021 (Unaudited) Shares Value COMMON STOCKS — 96.
November 22, 2021	NPORT-EX	$ 1,118,600 AL FRANK FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2021 Shares Fair Value COMMON STOCKS — 97.
November 22, 2021	NPORT-EX	$ 115,713,551 DYNAMIC INTERNATIONAL OPPORTUNITY FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2021 Shares Fair Value EXCHANGE-TRADED FUNDS — 74.
November 2, 2021	8-A12B/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 8-A12B/A 1 lifegoal8a12b.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Lights Fund Trust II (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.R.S. Employer
October 29, 2021	NPORT-EX	$ 2,798,403 CERTEZA CONVEX CORE FUND SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2021 Shares Fair Value EXCHANGE-TRADED FUNDS — 72.
October 29, 2021	NPORT-EX	$ 2,557,924 FORMULAFOLIOS US EQUITY FUND SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2021 Shares Fair Value COMMON STOCKS — 95.
October 28, 2021	NPORT-EX	$ 141,288 THE FUTURE FUND ACTIVE ETF SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2021 Shares Fair Value COMMON STOCKS — 98.
October 28, 2021	NPORT-EX	$ 1,355,280 NORTH STAR OPPORTUNITY FUND SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2021 Shares Fair Value COMMON STOCKS — 78.
October 28, 2021	NPORT-EX	$ 39,142,338 LONGBOARD MANAGED FUTURES STRATEGY CONSOLIDATED SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2021 Principal Amount ($) Coupon Rate (%) Maturity Fair Value U.
October 28, 2021	NPORT-EX	$ 1,355,280 NORTH STAR OPPORTUNITY FUND SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2021 Shares Fair Value COMMON STOCKS — 78.
October 28, 2021	NPORT-EX	$ 1,355,280 NORTH STAR OPPORTUNITY FUND SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2021 Shares Fair Value COMMON STOCKS — 78.
October 28, 2021	NPORT-EX	$ 1,355,280 NORTH STAR OPPORTUNITY FUND SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2021 Shares Fair Value COMMON STOCKS — 78.
October 28, 2021	NPORT-EX	Longboard Alternative Growth Fund Longboard Alternative Growth Fund PORTFOLIO OF INVESTMENTS (Unaudited) August 31, 2021 Interest Maturity Principal ($) Rate ^ Date Fair Value SHORT-TERM INVESTMENT - 41.
October 25, 2021	CORRESP	Alston&Bird llp The Atlantic Building 950 F. Street, N.W. Washington, DC 20004-2601 Fax: 202-239-3333 Alston&Bird llp The Atlantic Building 950 F. Street, N.W. Washington, DC 20004-2601 202-239-3300 Fax: 202-239-3333 www.alston.com David J. Baum Direct Dial: 202-239-3346 E-mail: [email protected] October 25, 2021 VIA EDGAR Filing Desk U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-2521 Re: Northern Lights Fund Trust II (File Nos. 333-174926; 811-22549): Post-Effe
October 19, 2021	NPORT-EX	$ 36,591,824 ESSENTIAL 40 STOCK FUND SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2021 Shares Fair Value COMMON STOCKS — 99.
September 28, 2021	NPORT-EX	$ 1,348,023 INVENOMIC FUND SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2021 Shares Fair Value CLOSED END FUNDS — 0.
September 24, 2021	CORRESP	Alston&Bird llp The Atlantic Building 950 F. Street, N.W. Washington, DC 20004-2601 Fax: 202-239-3333 Alston&Bird llp The Atlantic Building 950 F. Street, N.W. Washington, DC 20004-2601 202-239-3300 Fax: 202-239-3333 www.alston.com David J. Baum Direct Dial: 202-239-3346 E-mail: [email protected] September 24, 2021 VIA EDGAR Filing Desk U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-2521 Re: Northern Lights Fund Trust II (File Nos. 333-174926; 811-22549): Post-Ef
August 10, 2021	8-A12B	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Lights Fund Trust II (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.
July 29, 2021	NPORT-EX	$ 624,190 WOA ALL ASSET SCHEDULE OF INVESTMENTS (Unaudited) May 31, 2021 Shares Value EXCHANGE-TRADED FUNDS — 92.
July 26, 2021	8-A12B	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Lights Fund Trust II (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.
July 13, 2021	CORRESP	The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 David J.
July 13, 2021	CORRESP	The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 David J.
July 7, 2021	CORRESP	The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 David J.
June 11, 2021	CORRESP	The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 CORRESP 1 filename1.htm The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 David J. Baum Direct Dial: 202-239-3346 Email: [email protected] June 11, 2021 VIA E-mail and EDGAR United States Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Attn: Alberto Zapata, Esq. Re: Northern Lights Fund Trust II (the “Trust” or “Registr
May 28, 2021	NPORT-EX	The Dynamic Funds PORTFOLIO OF INVESTMENTS (Unaudited) (Continued) March 31, 2021 DYNAMIC INTERNATIONAL OPPORTUNITY FUND SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2021 Shares Fair Value EXCHANGE-TRADED FUNDS — 63.
May 28, 2021	NPORT-EX	The Dynamic Funds PORTFOLIO OF INVESTMENTS (Unaudited) (Continued) March 31, 2021 DYNAMIC INTERNATIONAL OPPORTUNITY FUND SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2021 Shares Fair Value EXCHANGE-TRADED FUNDS — 63.
May 27, 2021	NPORT-EX	Acclivity Funds SCHEDULES OF INVESTMENTS (Unaudited)(Continued) March 31, 2021 ACCLIVITY MID CAP MULTI-STYLE FUND SCHEDULE OF INVESTMENTS March 31, 2021 (Unaudited) Shares Value COMMON STOCKS — 98.
May 27, 2021	NPORT-EX	Acclivity Funds SCHEDULES OF INVESTMENTS (Unaudited)(Continued) March 31, 2021 ACCLIVITY MID CAP MULTI-STYLE FUND SCHEDULE OF INVESTMENTS March 31, 2021 (Unaudited) Shares Value COMMON STOCKS — 98.
May 27, 2021	NPORT-EX	$ 79,393,814 AL FRANK FUND SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2021 Shares Fair Value COMMON STOCKS — 97.
May 7, 2021	CORRESP	Alston&Bird llp The Atlantic Building 950 F. Street, N.W. Washington, DC 20004-2601 Fax: 202-239-3333 Alston&Bird llp The Atlantic Building 950 F. Street, N.W. Washington, DC 20004-2601 202-239-3300 Fax: 202-239-3333 www.alston.com David J. Baum Direct Dial: 202-239-3346 E-mail: [email protected] May 7, 2021 VIA EDGAR Filing Desk U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-2521 Re: Northern Lights Fund Trust II (File Nos. 333-174926; 811-22549): Post-Effective
April 28, 2021	NPORT-EX	The following is a summary of significant accounting policies followed by the Fund in preparation of its financial statements. The policies are in conformity with accounting principles generally accepted in the United States of America (“GAAP”). The Longboard Managed Futures Strategy Fund CONSOLIDATED PORTFOLIO OF INVESTMENTS (Unaudited) February 28, 2021 Principal ($) Fair Value SHORT-TERM INVESTMENT - 45.
April 28, 2021	NPORT-EX	CERTEZA CONVEX CORE FUND PORTFOLIO OF INVESTMENTS (Unaudited) February 28, 2021 CERTEZA CONVEX CORE FUND PORTFOLIO OF INVESTMENTS (Unaudited) February 28, 2021 Shares Fair Value EXCHANGE TRADED FUND - 76.
April 28, 2021	NPORT-EX	NORTH STAR OPPORTUNITY 2.28.21 North Star Opportunity Fund PORTFOLIO OF INVESTMENTS (Unaudited) February 28, 2021 Shares Fair Value COMMON STOCK - 75.
April 28, 2021	NPORT-EX	The following is a summary of significant accounting policies followed by the Fund in preparation of its financial statements. The policies are in conformity with accounting principles generally accepted in the United States of America (“GAAP”). The Longboard Managed Futures Strategy Fund CONSOLIDATED PORTFOLIO OF INVESTMENTS (Unaudited) February 28, 2021 Principal ($) Fair Value SHORT-TERM INVESTMENT - 45.
April 28, 2021	NPORT-EX	NORTH STAR DIVIDEND 2.28.21 North Star Opportunity Fund PORTFOLIO OF INVESTMENTS (Unaudited) February 28, 2021 Shares Fair Value COMMON STOCK - 75.
April 28, 2021	NPORT-EX	NORTH STAR MICRO CAP 2.28.21 North Star Opportunity Fund PORTFOLIO OF INVESTMENTS (Unaudited) February 28, 2021 Shares Fair Value COMMON STOCK - 75.
April 28, 2021	NPORT-EX	NORTH STAR BOND 2.28.21 North Star Opportunity Fund PORTFOLIO OF INVESTMENTS (Unaudited) February 28, 2021 Shares Fair Value COMMON STOCK - 75.
April 27, 2021	NPORT-EX	FORMULAFOLIOS US EQUITY FUND PORTFOLIO OF INVESTMENTS (Unaudited) (Continued) February 28, 2021 FORMULAFOLIOS US EQUITY FUND PORTFOLIO OF INVESTMENTS (Unaudited) February 28, 2021 Shares Fair Value COMMON STOCK - 95.
April 13, 2021	CORRESP	NORTHERN LIGHTS FUND TRUST I, II, III and IV NORTHERN LIGHTS FUND TRUST I, II, III and IV James Colantino Treasurer Direct Telephone: (631) 470-2603 Fax: (631) 470-2701 E-mail: jcolantino@ultimusfundsolutions.
April 12, 2021	CORRESP	Alston&Bird llp The Atlantic Building 950 F. Street, N.W. Washington, DC 20004-2601 Fax: 202-239-3333 David J. Baum Direct Dial: 202-239-3346 E-mail: [email protected] April 12, 2021 CORRESP 7 filename7.htm Alston&Bird llp The Atlantic Building 950 F. Street, N.W. Washington, DC 20004-2601 202-239-3300 Fax: 202-239-3333 www.alston.com David J. Baum Direct Dial: 202-239-3346 E-mail: [email protected] April 12, 2021 VIA EDGAR Filing Desk U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-2521 Re: Northern Lights Fund Trust II (File Nos. 333-174926;
April 5, 2021	NPORT-EX	The following is a summary of significant accounting policies followed by the Fund. These policies are in conformity with accounting principles generally accepted in the United States of America (“GAAP”). The Fund is an investment company and accordi Essential 40 Stock Fund PORTFOLIO OF INVESTMENTS (Unaudited) February 28, 2021 Shares Fair Value COMMON STOCK - 100.
March 31, 2021	NPORT-EX	F/m Investments European L/S Small Cap Fund F/m Investments European L/S Small Cap Fund PORTFOLIO OF INVESTMENTS (Unaudited) January 31, 2021 Shares Fair Value COMMON STOCK - 0.
March 31, 2021	NPORT-EX	Invenomic Fund Invenomic Fund PORTFOLIO OF INVESTMENTS (Unaudited) January 31, 2021 Shares Fair Value COMMON STOCK - 102.
March 11, 2021	N-14/A	- N-14/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x PRE-EFFECTIVE AMENDMENT NO.
March 10, 2021	EX-14	Consent of RSM US LLP EX-14 4 ex14.htm Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in this Pre-Effective Amendment No. 2 Registration Statement on Form N-14/A of North Star Opportunity Fund of our report dated January 29, 2021, relating to our audit of the financial statements and financial highlights, which appear in the November 30, 2020 Annual Report to Share
March 10, 2021	EX-18	Form of Proxy Card EX-18 6 ex18.htm
March 10, 2021	EX-15	Consent of Cohen & Company Ltd. CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated May 28, 2020, relating to the financial statements and financial highlights of Two Oaks Diversified Growth and Income Fund, a series of Northern Lights Fund Trust II, for the year ended March 31, 2020, and to the references to our firm under the headings “Questions and Answers”, “Other Service Providers” and “Financial Highlights” in the Combined Prospectus/Proxy Statement.
March 10, 2021	CORRESP	Alston&Bird llp The Atlantic Building 950 F. Street, N.W. Washington, DC 20004-2601 Fax: 202-239-3333 David J. Baum Direct Dial: 202-239-3346 E-mail: [email protected] March 10, 2021 Alston&Bird llp The Atlantic Building 950 F. Street, N.W. Washington, DC 20004-2601 202-239-3300 Fax: 202-239-3333 www.alston.com David J. Baum Direct Dial: 202-239-3346 E-mail: [email protected] March 10, 2021 VIA EDGAR Filing Desk Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-2521 Re: Northern Lights Fund Trust II: North Star Opportunity Fund N-14 (File No. 333-252
March 10, 2021	EX-11	Consent of Alston & Bird LLP EX-11 3 ex11.htm CONSENT OF ALSTON & BIRD, LLP, COUNSEL FOR THE REGISTRANT We hereby consent to the use of our name and the references to our firm under the caption “Legal Counsel” included in or made a part of Pre-Effective Amendment #2 to the Registration Statement on Form N-14 of Northern Lights Fund Trust II under the Securities Act of 1933, as amended. Alston & Bird LLP By: /s/ David J. Baum
March 10, 2021	N-14/A	Pre-Effective Amendment No. 2 to the Registrant’s Registration Statement on Form N-14 (File No. 333-252794) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x PRE-EFFECTIVE AMENDMENT NO.
March 5, 2021	CORRESP	The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 David J.
March 5, 2021	N-14/A	- N-14/A N-14/A 1 northstartwooaks-n14a.htm N-14/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x PRE-EFFECTIVE AMENDMENT NO. 2  POST-EFFECTIVE AMENDMENT NO. Northern Lights Fund Trust II (Exact Name of Registrant as Specified in Charter) 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 Attention: Brian Nielsen (A
March 3, 2021	CORRESP	The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 David J.
February 17, 2021	NPORT-EX	The following is a summary of significant accounting policies followed by the Fund. The policies are in conformity with accounting principles generally accepted in the U.S.A. (“GAAP”). The Fund is an investment company and accordingly follows the inv Two Oaks Diversified Growth and Income Fund SCHEDULE OF INVESTMENTS (Unaudited) December 31, 2020 Shares Security Fair Value COMMON STOCK - 61.
February 8, 2021	CORRESP	- CORRESP 1 filename1.htm NORTHERN LIGHTS FUND TRUST I, II, III and NORTHERN LIGHTS VARIABLE TRUST James Colantino Treasurer Direct Telephone: (631) 470-2603 Fax: (631) 470-2701 E-mail: [email protected] November 27, 2020 VIA EDGAR (Correspondence Filing) U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Attn: Christina DiAngelo Fettig (202) 551-6963 R
February 5, 2021	EX-17	Powers of Attorney EX-17 7 ex17.htm POWER OF ATTORNEY We, the undersigned Trustees and officers of Northern Lights Fund Trust II (the “Trust”), hereby severally constitute and appoint KEVIN WOLF AND RICHARD MALINOWSKI and each of them singly, our true and lawful attorneys, with full power to them and each of them, to sign for us, and in our name and in the capacities indicated below, the Registration Statement on Fo
February 5, 2021	EX-14	Consent of RSM US LLP Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in this Registration Statement on Form N-14 of North Star Opportunity Fund of our report dated January 29, 2021, relating to our audit of the financial statements and financial highlights, which appear in the November 30, 2020 Annual Report to Shareholders, which are also incorporated by reference into the Registration Statement.
February 5, 2021	EX-15	Consent of Cohen & Company Ltd. CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated May 28, 2020, relating to the financial statements and financial highlights of Two Oaks Diversified Growth and Income Fund, a series of Northern Lights Fund Trust II, for the year ended March 31, 2020, and to the references to our firm under the headings “Questions and Answers”, “Other Service Providers” and “Financial Highlights” in the Combined Prospectus/Proxy Statement.
February 5, 2021	EX-18	Form of Proxy Card EX-18 8 ex18.htm
February 5, 2021	CORRESP	Alston&Bird llp The Atlantic Building 950 F. Street, N.W. Washington, DC 20004-2601 Fax: 202-239-3333 Alston&Bird llp The Atlantic Building 950 F. Street, N.W. Washington, DC 20004-2601 202-239-3300 Fax: 202-239-3333 www.alston.com David J. Baum Direct Dial: 202-239-3346 E-mail: [email protected] February 5, 2021 VIA EDGAR Filing Desk Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-2521 Re: Northern Lights Fund Trust II: North Star Opportunity Fund N-14 Ladies and Gent
February 5, 2021	EX-11	(a) Opinion of Counsel Regarding Legality of Shares to be Issued. EX-11 3 ex11.htm CONSENT OF ALSTON & BIRD, LLP, COUNSEL FOR THE REGISTRANT We hereby consent to the use of our name and the references to our firm under the caption “Legal Counsel” included in or made a part of the Registration Statement on Form N-14 of Northern Lights Fund Trust II under the Securities Act of 1933, as amended. Alston & Bird LLP By: /s/ David J. Baum A Partner Washington, DC Febru
February 5, 2021	N-14	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PRE-EFFECTIVE AMENDMENT NO. POST-EFFECTIVE AMENDMENT NO. Northern Lights Fund Trust II (Exact Name of Registrant a UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PRE-EFFECTIVE AMENDMENT NO.
February 5, 2021	EX-12	Form of Opinion of Counsel on Tax Matters. The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 [ ], 2021 North Star Opportunity Fund Northern Lights Fund Trust II 17645 Wright Street, Suite 200 Omaha, NE 68130 Two Oaks Diversified Growth and Income Fund Northern Lights Fund Trust II 17645 Wright Street, Suite 200 Omaha, NE 68130 Ladies and Gentlemen: We have acted as counsel in connection with
January 27, 2021	NPORT-EX	CFC Net Assets at PCS Commodity Strategy Fund CONSOLIDATED PORTFOLIO OF INVESTMENTS (Unaudited) November 30, 2020 Shares Fair Value SHORT TERM INVESTMENTS - 86.
January 27, 2021	NPORT-EX	Valuation of Fund of Funds - The Fund may invest in portfolios of open-end or closed-end investment companies (the “Underlying Funds”). The Underlying Funds value securities in their portfolios for which market quotations are readily available at the WOA All Asset I PORTFOLIO OF INVESTMENTS (Unaudited) November 30, 2020 Shares Value EXCHANGE TRADED FUNDS - 93.
January 19, 2021	DEF 14A	- DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant  Filed by a party other than the registrant  Check the appropriate box:  Preliminary proxy statement  Confidential, for use of
January 15, 2021	CORRESP	- CORRESP 1 filename1.htm The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 Helena Gu Direct Dial: 774-267-7171 Email: [email protected] January 15, 2021 VIA E-mail and EDGAR United States Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Attn: Jaea F. Hahn Re: Northern Lights Fund Trust II (the “Trust” or “Registrant”) Prel
December 29, 2020	PRE 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant  Filed by a party other than the registrant  Check the appropriate box: þ Preliminary proxy statement  Confidential, for use of
December 29, 2020	CORRESP	Alston&Bird llp The Atlantic Building 950 F. Street, N.W. Washington, DC 20004-2601 Fax: 202-239-3333 Alston&Bird llp The Atlantic Building 950 F. Street, N.W. Washington, DC 20004-2601 202-239-3300 Fax: 202-239-3333 www.alston.com David J. Baum Direct Dial: 202-239-3346 E-mail: [email protected] December 29, 2020 VIA EDGAR Filing Desk U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-2521 Re: Northern Lights Fund Trust II (File Nos. 333-174926; 811-22549): Prelimin
December 10, 2020	CORRESP	- CORRESP 1 filename1.htm The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 Helena Gu Direct Dial: 774-267-7171 Email: [email protected] December 10, 2020 VIA E-mail and EDGAR United States Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Attn: Patrick Scott Re: Northern Lights Fund Trust II (the “Trust” or “Registrant”) Po
December 7, 2020	CORRESP	- CORRESP 1 filename1.htm NORTHERN LIGHTS FUND TRUST I, II and III James Colantino Treasurer Direct Telephone: (631) 470-2603 Fax: (631) 470-2701 E-mail: [email protected] July 2, 2020 VIA EDGAR (Correspondence Filing) U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Attn: Christina DiAngelo Fettig (202) 551-6963 RE: Northern Lights Fund Trust (the “R
November 24, 2020	NPORT-EX	Acclivity Funds SCHEDULES OF INVESTMENTS (Unaudited)(Continued) September 30, 2020 ACCLIVITY MID CAP MULTI-STYLE FUND SCHEDULE OF INVESTMENTS September 30, 2020 (Unaudited) Shares Value COMMON STOCKS — 96.
November 24, 2020	NPORT-EX	Al Frank Fund Al Frank Fund SCHEDULE OF INVESTMENTS at September 30, 2020 (Unaudited) Shares Value COMMON STOCKS - 97.
November 24, 2020	NPORT-EX	Acclivity Funds SCHEDULES OF INVESTMENTS (Unaudited)(Continued) September 30, 2020 ACCLIVITY MID CAP MULTI-STYLE FUND SCHEDULE OF INVESTMENTS September 30, 2020 (Unaudited) Shares Value COMMON STOCKS — 96.
November 24, 2020	NPORT-EX	The Dynamic Funds PORTFOLIO OF INVESTMENTS (Unaudited) (Continued) September 30, 2020 DYNAMIC INTERNATIONAL OPPORTUNITY FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2020 Shares Value EXCHANGE-TRADED FUNDS — 80.
November 24, 2020	NPORT-EX	The Dynamic Funds PORTFOLIO OF INVESTMENTS (Unaudited) (Continued) September 30, 2020 DYNAMIC INTERNATIONAL OPPORTUNITY FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2020 Shares Value EXCHANGE-TRADED FUNDS — 80.
November 4, 2020	DEFR14A	- DEF 14A DEFR14A 1 woaallassetdef14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant  Filed by a party other than the registrant  Check the appropriate box:  Preliminary pr
October 30, 2020	CORRESP	The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 The Atlantic Building 950 F Street, NW Washington, DC 20004-1404 202-239-3300 \| Fax: 202-239-3333 David J.
October 30, 2020	DEF 14A	- DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant  Filed by a party other than the registrant  Check the appropriate box:  Preliminary proxy statement  Confidential, for use of
October 29, 2020	NPORT-EX	Security Valuation – Securities listed on an exchange are valued at the last reported sale price at the close of the regular trading session of the exchange on the business day the value is being determined, or in the case of securities listed on NAS Orchard Small Cap Value Fund PORTFOLIO OF INVESTMENTS (Unaudited) August 31, 2020 Shares Fair Value COMMON STOCK - 95.
October 29, 2020	NPORT-EX	The following is a summary of significant accounting policies followed by the Fund in preparation of its financial statements. The policies are in conformity with accounting principles generally accepted in the United States of America (“GAAP”). The Longboard Managed Futures Strategy Fund CONSOLIDATED PORTFOLIO OF INVESTMENTS (Unaudited) August 31, 2020 Principal ($) Fair Value SHORT-TERM INVESTMENTS - 52.
October 29, 2020	NPORT-EX	The following is a summary of significant accounting policies followed by the Fund in preparation of its financial statements. The policies are in conformity with accounting principles generally accepted in the United States of America (“GAAP”). The Longboard Managed Futures Strategy Fund CONSOLIDATED PORTFOLIO OF INVESTMENTS (Unaudited) August 31, 2020 Principal ($) Fair Value SHORT-TERM INVESTMENTS - 52.
October 22, 2020	NPORT-EX	FORMULAFOLIOS US EQUITY FUND PORTFOLIO OF INVESTMENTS (Unaudited) (Continued) August 31, 2020 FORMULAFOLIOS US EQUITY FUND PORTFOLIO OF INVESTMENTS (Unaudited) August 31, 2020 Shares Fair Value COMMON STOCK - 77.
October 21, 2020	NPORT-EX	Security Valuation – Securities listed on an exchange are valued at the last reported sale price at the close of the regular trading session of the primary exchange on the business day the value is being determined, or in the case of securities liste North Star Opportunity Fund PORTFOLIO OF INVESTMENTS (Unaudited) August 31, 2020 Shares Fair Value COMMON STOCK - 70.
October 21, 2020	NPORT-EX	Security Valuation – Securities listed on an exchange are valued at the last reported sale price at the close of the regular trading session of the primary exchange on the business day the value is being determined, or in the case of securities liste North Star Opportunity Fund PORTFOLIO OF INVESTMENTS (Unaudited) August 31, 2020 Shares Fair Value COMMON STOCK - 70.
October 21, 2020	NPORT-EX	Security Valuation – Securities listed on an exchange are valued at the last reported sale price at the close of the regular trading session of the primary exchange on the business day the value is being determined, or in the case of securities liste North Star Opportunity Fund PORTFOLIO OF INVESTMENTS (Unaudited) August 31, 2020 Shares Fair Value COMMON STOCK - 70.
October 21, 2020	NPORT-EX	Security Valuation – Securities listed on an exchange are valued at the last reported sale price at the close of the regular trading session of the primary exchange on the business day the value is being determined, or in the case of securities liste North Star Opportunity Fund PORTFOLIO OF INVESTMENTS (Unaudited) August 31, 2020 Shares Fair Value COMMON STOCK - 70.
October 20, 2020	NPORT-EX	The following is a summary of significant accounting policies followed by the Fund. These policies are in conformity with accounting principles generally accepted in the United States of America (“GAAP”). The Fund is an investment company and accordi Essential 40 Stock Fund PORTFOLIO OF INVESTMENTS (Unaudited) August 31, 2020 Shares Fair Value COMMON STOCK - 99.
October 16, 2020	CORRESP	Alston&Bird llp The Atlantic Building 950 F. Street, N.W. Washington, DC 20004-2601 Fax: 202-239-3333 Alston&Bird llp The Atlantic Building 950 F. Street, N.W. Washington, DC 20004-2601 202-239-3300 Fax: 202-239-3333 www.alston.com David J. Baum Direct Dial: 202-239-3346 E-mail: [email protected] October 16, 2020 VIA EDGAR Filing Desk U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-2521 Re: Northern Lights Fund Trust II (File Nos. 333-174926; 811-22549): Prelimina
October 16, 2020	PRE 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant  Filed by a party other than the registrant  Check the appropriate box: þ Preliminary proxy statement  Confidential, for use of
October 13, 2020	CORRESP	Alston&Bird llp The Atlantic Building 950 F. Street, N.W. Washington, DC 20004-2601 Fax: 202-239-3333 Alston&Bird llp The Atlantic Building 950 F. Street, N.W. Washington, DC 20004-2601 202-239-3300 Fax: 202-239-3333 www.alston.com David J. Baum Direct Dial: 202-239-3346 E-mail: [email protected] October 13, 2020 VIA EDGAR Filing Desk U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-2521 Re: Northern Lights Fund Trust II (File Nos. 333-174926; 811-22549): Post-Effe
October 13, 2020	DEFA14A	- DEFA14A DEFA14A 1 ffusequityfunddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant  Filed by a party other than the registrant  Check the appropriate box:  Preliminar
September 28, 2020	NPORT-EX	Invenomic Fund Invenomic Fund PORTFOLIO OF INVESTMENTS (Unaudited) July 31, 2020 Shares Fair Value COMMON STOCK - 108.
September 28, 2020	NPORT-EX	F/m Investments European L/S Small Cap Fund F/m Investments European L/S Small Cap Fund PORTFOLIO OF INVESTMENTS (Unaudited) July 31, 2020 Shares Fair Value COMMON STOCK - 87.
September 24, 2020	DEFA14A	- DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant ◻ Filed by a party other than the registrant ◻ Check the appropriate box: ◻ Preliminary proxy statement ◻ Confidential, for use of
September 14, 2020	DEFA14A	- DEFA14A DEFA14A 1 ffusequityfunddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant X Filed by a party other than the registrant  Check the appropriate box:  Preliminar
August 25, 2020	DEFA14A	- DEFA14A DEFA14A 1 defa14aformulafolios.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant X Filed by a party other than the registrant  Check the appropriate box:  Preliminary
August 25, 2020	NPORT-EX	The following is a summary of significant accounting policies followed by the Fund. The policies are in conformity with accounting principles generally accepted in the U.S.A. (“GAAP”). The Fund is an investment company and accordingly follows the inv Two Oaks Diversified Growth and Income Fund SCHEDULE OF INVESTMENTS (Unaudited) June 30, 2020 Shares Security Fair Value COMMON STOCK - 51.
July 29, 2020	NPORT-EX	- PCS NQ PCS Commodity Strategy Fund CONSOLIDATED PORTFOLIO OF INVESTMENTS (Unaudited) May 31, 2020 SHORT TERM INVESTMENTS - 80.
July 29, 2020	NPORT-EX	Valuation of Fund of Funds - The Fund may invest in portfolios of open-end or closed-end investment companies (the “Underlying Funds”). The Underlying Funds value securities in their portfolios for which market quotations are readily available at the WOA All Asset I PORTFOLIO OF INVESTMENTS (Unaudited) May 31, 2020 Shares Value EXCHANGE TRADED FUNDS - 92.

FFND / Northern Lights Fund Trust II - One Global ETF - Pemfailan SEC, Laporan Tahunan, Penyata Proksi

Statistik Asas

SEC Filings

SEC Filings (Chronological Order)