Statistik Asas
| LEI | 5493004JFG7A5UXA9965 |
| CIK | 1353614 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Invesco CurrencyShares Australian Dollar Trust
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
| August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-32911 Invesco CurrencyShares® |
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| May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-32911 Invesco CurrencyShares |
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| March 26, 2025 |
CALCULATION OF REGISTRATION FEES PURSUANT TO RULE 457(U) Exhibit 107 CALCULATION OF REGISTRATION FEES PURSUANT TO RULE 457(U) 1. Name and address of issuer: Invesco CurrencyShares® Australian Dollar Trust c/o Invesco Specialized Products, LLC 3500 Lacey Road, Suite 700 Downers Grove, Illinois 60515 2. The name of securities: Australian Dollar Shares 3. Securities Act File Number: 333-280633 4. Last day of fiscal year for which this prospectus is filed: |
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| March 26, 2025 |
Filed Pursuant to Rule 424(i) Registration No. 333-280633 PROSPECTUS SUPPLEMENT PURSUANT TO RULE 424(i) FOR FISCAL YEAR ENDING December 31, 2024 (to Prospectus dated August 21, 2024) Invesco CurrencyShares® Australian Dollar Trust (the "Trust") This prospectus supplement filed pursuant to Rule 424(i) of the Securities Act of 1933, as amended (the “Securities Act”), sets forth the registration fee |
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| February 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-32911 Invesco CurrencyShares® Aus |
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| February 26, 2025 |
Insider Trading Policy and Procedures. Exhibit 19.1 AMERICAS INSIDER TRADING Applicable To IAI, ICM, IIA, IMA, and ICL (“Invesco Americas Advisers” or the “Invesco Public Side”), ISSM, IPC, and WLR (“Invesco Private Entities”), and IRE (Invesco Americas Advisers, Invesco Private Entities, and IRE, collectively, the “Invesco Entities”) Departments Impacted All Risk Addressed by Policy To prevent and detect the misuse of material, non-pu |
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| November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-32911 Invesco CurrencySh |
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| August 21, 2024 |
Filed pursuant to Rule 424(b)(3) Registration No. 333-280633 AUSTRALIAN DOLLAR SHARES The Invesco CurrencyShares® Australian Dollar Trust (Trust) issues Australian Dollar Shares (Shares) that represent units of fractional undivided beneficial interest in, and ownership of, the Trust. Invesco Specialized Products, LLC is the sponsor of the Trust (Sponsor) and may be deemed the “issuer” of the Share |
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| August 20, 2024 |
Filed pursuant to Rule 424(b)(3) Registration No. 333-280633 AUSTRALIAN DOLLAR SHARES The Invesco CurrencyShares® Australian Dollar Trust (Trust) issues Australian Dollar Shares (Shares) that represent units of fractional undivided beneficial interest in, and ownership of, the Trust. Invesco Specialized Products, LLC is the sponsor of the Trust (Sponsor) and may be deemed the “issuer” of the Share |
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| August 14, 2024 |
August 14, 2024 Via EDGAR Sandra Hunter Berkheimer Lulu Cheng Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549 Re: Invesco CurrencyShares® Australian Dollar Trust Registration Statement on Form S-1/A File No. |
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| August 14, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Invesco CurrencyShares® Australian Dollar Trust (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Am |
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| August 14, 2024 |
As filed with the Securities and Exchange Commission on August 13, 2024 S-1/A As filed with the Securities and Exchange Commission on August 13, 2024 Registration No. |
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| August 13, 2024 |
August 13, 2024 Via EDGAR Ms. Lulu Cheng Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549 Re: Invesco CurrencyShares® Australian Dollar Trust Pre-Effective Amendment No. 1 on Form S-1 to Form S-3 Registration Statement Filed July 26, 2024 File No. 333-280633 Dear Ms. Cheng: On behalf of the Invesco CurrencyShares® Australian Dollar Trust (the |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-32911 Invesco CurrencyShares® |
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| August 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2024 Invesco CurrencyShares® Australian Dollar Trust Sponsored by Invesco Specialized Products, LLC (Exact name of registrant as specified in its charter) New York 001-32911 |
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| July 26, 2024 |
CORRESP July 26, 2024 Via EDGAR Ms. Lulu Cheng Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549 Re: Invesco CurrencyShares® Australian Dollar Trust Registration Statement on Form S-3 Filed July 1, 2024 File No. 333-280633 Dear Ms. Cheng: On behalf of the Invesco CurrencyShares® Australian Dollar Trust (the “Trust”), set forth below is the Tru |
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| July 26, 2024 |
As filed with the Securities and Exchange Commission on July 26, 2024 As filed with the Securities and Exchange Commission on July 26, 2024 Registration No. |
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| July 26, 2024 |
EX-FILING FEES Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Invesco CurrencyShares® Australian Dollar Trust (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Pr |
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| July 1, 2024 |
As filed with the Securities and Exchange Commission on July 1, 2024 S-3 Table of Contents As filed with the Securities and Exchange Commission on July 1, 2024 Registration No. |
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| July 1, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Invesco CurrencyShares® Australian Dollar Trust (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Am |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-32911 Invesco CurrencyShares |
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| March 22, 2024 |
CALCULATION OF REGISTRATION FEES PURSUANT TO RULE 457(U) Exhibit 107 CALCULATION OF REGISTRATION FEES PURSUANT TO RULE 457(U) 1. Name and address of issuer: Invesco CurrencyShares® Australian Dollar Trust c/o Invesco Specialized Products, LLC 3500 Lacey Road, Suite 700 Downers Grove, Illinois 60515 2. The name of securities: Australian Dollar Shares 3. Securities Act File Number: 333-258363 4. Last day of fiscal year for which this prospectus is filed: |
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| March 22, 2024 |
Filed Pursuant to Rule 424(i) Registration No. 333-258363 PROSPECTUS SUPPLEMENT PURSUANT TO RULE 424(i) FOR FISCAL YEAR ENDING December 31, 2023 (to Prospectus dated August 17, 2021) Invesco CurrencyShares® Australian Dollar Trust (the “Trust”) This prospectus supplement filed pursuant to Rule 424(i) of the Securities Act of 1933, as amended (the “Securities Act”), sets forth the registration fee |
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| February 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-32911 Invesco CurrencyShares® Aus |
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| February 23, 2024 |
Policy Relating to Recovery of Erroneously Awarded Compensation Exhibit 97 Invesco CurrencyShares Australian Dollar Trust (“FXA”), Invesco CurrencyShares British Pound Sterling Trust (“FXB”), Invesco CurrencyShares Canadian Dollar Trust (“FXC”), Invesco CurrencyShares Euro Trust (“FXE”), Invesco CurrencyShares Swiss Franc Trust (“FXF”), Invesco CurrencyShares Japanese Yen Trust (“FXY”) (collectively, the “Funds”) POLICY FOR RECOUPMENT OF INCENTIVE-BASED COMPENSATION 1. |
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| November 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 27, 2023 Invesco CurrencyShares® Australian Dollar Trust Sponsored by Invesco Specialized Products, LLC (Exact name of registrant as specified in its charter) New York 001-32 |
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| November 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-32911 Invesco CurrencySh |
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| August 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-32911 Invesco CurrencyShares® |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-32911 Invesco CurrencyShares |
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| March 24, 2023 |
CALCULATION OF REGISTRATION FEES PURSUANT TO RULE 457(U) EX-FILING FEES Exhibit 107 CALCULATION OF REGISTRATION FEES PURSUANT TO RULE 457(U) 1. |
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| March 24, 2023 |
Filed Pursuant to Rule 424(i) Registration No. 333-258363 PROSPECTUS SUPPLEMENT PURSUANT TO RULE 424(i) FOR FISCAL YEAR ENDING DECEMBER 31, 2022 (to Prospectus dated August 17, 2021) INVESCO CURRENCYSHARES® AUSTRALIAN DOLLAR TRUST (THE “TRUST”) This prospectus supplement filed pursuant to Rule 424(i) of the Securities Act of 1933, as amended (the “Securities Act”), sets forth the registration fee |
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| February 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-32911 Invesco CurrencyShares® Aus |
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| November 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-32911 Invesco CurrencySh |
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| August 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-32911 Invesco CurrencyShares® |
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| May 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-32911 Invesco CurrencyShares |
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| March 31, 2022 |
424I 1 d326992d424i.htm 424I Filed Pursuant to Rule 424(i) Registration No. 333-258363 PROSPECTUS SUPPLEMENT PURSUANT TO RULE 424(i) FOR FISCAL YEAR ENDING DECEMBER 31, 2021 (to Prospectus dated August 17, 2021) INVESCO CURRENCYSHARES® AUSTRALIAN DOLLAR TRUST (THE “TRUST”) This prospectus supplement filed pursuant to Rule 424(i) of the Securities Act of 1933, as amended (the “Securities Act”), set |
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| March 31, 2022 |
EX-FILING FEES 2 d326992dexfilingfees.htm EX-FILING FEES Exhibit 107 CALCULATION OF REGISTRATION FEES PURSUANT TO RULE 457(U) 1. Name and address of issuer: Invesco CurrencyShares® Australian Dollar Trust c/o Invesco Specialized Products, LLC 3500 Lacey Road, Suite 700 Downers Grove, Illinois 60515 2. The name of securities: Australian Dollar Shares 3. Securities Act File Number: 333-258363 4. Las |
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| February 25, 2022 |
3860 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K 3860 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-32911 Invesco CurrencyShar |
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| November 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-32911 Invesco CurrencySh |
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| August 17, 2021 |
Table of Contents Filed pursuant to Rule 424(b)(3) Registration No. 333-258363 AUSTRALIAN DOLLAR SHARES The Invesco CurrencyShares? Australian Dollar Trust (Trust) issues Australian Dollar Shares (Shares) that represent units of fractional undivided beneficial interest in, and ownership of, the Trust. Invesco Specialized Products, LLC is the sponsor of the Trust (Sponsor) and may be deemed the ?is |
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| August 12, 2021 |
CORRESP 1 filename1.htm August 12, 2021 Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Mail Stop 3233 Washington, DC 20549 Attention: John Dana Brown Re: Invesco CurrencyShares® Australian Dollar Trust Registration Statement on Form S-3 Filed August 2, 2021 File No. 333-258363 Dear Mr. Brown: Pursuant to Rule 461 under the Securities Act of 1933, as amended, th |
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| August 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-32911 Invesco CurrencyShares? |
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| August 2, 2021 |
As filed with the Securities and Exchange Commission on August 2, 2021 Table of Contents As filed with the Securities and Exchange Commission on August 2, 2021 Registration No. |
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| May 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-32911 Invesco CurrencyShares |
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| February 26, 2021 |
3860 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 or ? TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-32911 Invesco CurrencyShar |
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| November 24, 2020 |
The date of this prospectus is November 24, 2020. 424B3 Table of Contents Filed pursuant to Rule 424(b)(3) Registration No. 333-250087 6,750,000 Shares Australian Dollar Shares The Invesco CurrencyShares® Australian Dollar Trust (Trust) issues Australian Dollar Shares (Shares) that represent units of fractional undivided beneficial interest in, and ownership of, the Trust. Invesco Specialized Products, LLC is the sponsor of the Trust (Sponsor) an |
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| November 20, 2020 |
CORRESP November 20, 2020 Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Mail Stop 3233 Washington, DC 20549 Attention: Sonia Bednarowski Re: Invesco CurrencyShares® Australian Dollar Trust Registration Statement on Form S-3 Filed November 13, 2020 File No. |
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| November 13, 2020 |
S-3 Table of Contents As filed with the Securities and Exchange Commission on November 13, 2020 Registration No. |
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| November 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-32911 Invesco CurrencySh |
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| October 30, 2020 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 27, 2020 Date of Report (Date of earliest event reported) Invesco CurrencyShares® Australian Dollar Trust Sponsored by Invesco Specialized Products, LLC (Exact name of registrant as specified in its charter) New York 001- |
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| October 23, 2020 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 20, 2020 Date of Report (Date of earliest event reported) Invesco CurrencyShares® Australian Dollar Trust Sponsored by Invesco Specialized Products, LLC (Exact name of registrant as specified in its charter) New York 001- |
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| August 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-32911 Invesco CurrencyShares® |
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| May 19, 2020 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 18, 2020 Date of Report (Date of earliest event reported) Invesco CurrencyShares® Australian Dollar Trust Sponsored by Invesco Specialized Products, LLC (Exact name of registrant as specified in its charter) New York 001-3291 |
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| May 8, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-32911 Invesco CurrencyShares |
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| April 28, 2020 |
FWP Invesco CurrencyShares Australian Dollar Trust Fund Description The Invesco CurrencyShares® Australian Dollar Trust (trust) is designed to track the price of the Australian dollar and trades under the symbol FXA. |
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| April 3, 2020 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 27, 2020 Date of Report (Date of earliest event reported) Invesco CurrencyShares® Australian Dollar Trust Sponsored by Invesco Specialized Products, LLC (Exact name of registrant as specified in its charter) New York 001-32 |
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| February 28, 2020 |
Exhibit 4.8 DESCRIPTION OF SECURITIES REGISTERED UNDER SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following is a summary of the rights of the Common Units of Beneficial Interest (the “Shares”) of the Invesco CurrencyShares® Australian Dollar Trust (the “Trust”), which is the only class of securities of the Trust that is registered under Section 12 of the Securities Exchange Act of 1934. |
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| February 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-32911 Invesco CurrencyShares® Aus |
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| November 8, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-32911 Invesco CurrencySh |
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| August 8, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-32911 Invesco CurrencyShares® |
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| May 10, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 7, 2019 Date of Report (Date of earliest event reported) Invesco CurrencyShares® Australian Dollar Trust Sponsored by Invesco Specialized Products, LLC (Exact name of registrant as specified in its charter) New York 001-32911 |
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| May 9, 2019 |
FXA / CurrencyShares Australian Dollar Trust 10-Q Quarterly Report 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-32911 Invesco CurrencyShares |
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| March 8, 2019 |
FXA / CurrencyShares Australian Dollar Trust 10-KT 10-KT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D. |
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| January 11, 2019 |
EX-4.1 Exhibit 4.1 GLOBAL AMENDMENT to DEPOSITARY TRUST AGREEMENTS This Global Amendment to Depositary Trust Agreements, dated effective as of January 9, 2019 (this “Amendment”), is between Invesco Specialized Products, LLC, a Delaware limited liability company, as sponsor of the Trusts identified below (the “Sponsor”), and The Bank of New York Mellon, a New York banking corporation, in its capaci |
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| January 11, 2019 |
From 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 9, 2019 Date of Report (Date of earliest event reported) Invesco CurrencyShares® Australian Dollar Trust Sponsored by Invesco Specialized Products, LLC (Exact name of registrant as specified in its charter) New York |
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| January 11, 2019 |
EX-4.6 Exhibit 4.6 Form FXA Participant Agreement INVESCO CURRENCYSHARES® AUSTRALIAN DOLLAR TRUST PARTICIPANT AGREEMENT This Participant Agreement (this “Agreement”), dated as of [ ], 20[ ], is entered into by and among [ ] (with respect to this Agreement, the “Authorized Participant”, and with respect to the Trust Agreement referred to below, an “Authorized Participant”), The Bank of New York Mel |
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| January 11, 2019 |
FXA / CurrencyShares Australian Dollar Trust 10-K (Annual Report) 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D. |
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| November 1, 2018 |
The date of this prospectus is November 1, 2018. 424B3 1 d623096d424b3.htm 424B3 Table of Contents Filed pursuant to Rule 424(b)(3) Registration No. 333-227853 5,250,000 Shares Australian Dollar Shares The Invesco CurrencyShares® Australian Dollar Trust (Trust) issues Australian Dollar Shares (Shares) that represent units of fractional undivided beneficial interest in, and ownership of, the Trust. Invesco Specialized Products, LLC is the sponsor |
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| October 29, 2018 |
FXA / CurrencyShares Australian Dollar Trust CORRESP CORRESP October 29, 2018 Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Mail Stop 3233 Washington, DC 20549 Attention: Joshua Lobert Re: Invesco CurrencyShares® Australian Dollar Trust Registration Statement on Form S-1 Filed October 15, 2018 File No. |
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| October 15, 2018 |
Power of Attorney (included on the signature page to this registration statement). S-1 1 d623096ds1.htm S-1 Table of Contents As filed with the Securities and Exchange Commission on October 15, 2018 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Invesco CurrencyShares® Australian Dollar Trust Sponsored by Invesco Specialized Products, LLC (Exact name of registrant as s |
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| September 7, 2018 |
FXA / CurrencyShares Australian Dollar Trust 10-Q (Quarterly Report) 10-Q 1 d617076d10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-3 |
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| August 28, 2018 |
8-K 1 d614019d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 27, 2018 Date of Report (Date of earliest event reported) Invesco CurrencyShares® Australian Dollar Trust Sponsored by Invesco Specialized Products, LLC (Exact name of registrant as specified in i |
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| August 17, 2018 |
FWP FXA Invesco CurrencyShares Australian Dollar Trust As of June 30, 2018 Fund Description Growth of $10,000 CurrencyShares Australian Dollar The Invesco CurrencyShares® Australian Dollar Trust $20k Trust (the “trust”) is designed to track the price $9,710 of the Australian dollar and trades under the WM/Reuters Australian Dollar Closing symbol FXA. |
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| July 23, 2018 |
8-K 1 d566581d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 24, 2018 Date of Report (Date of earliest event reported) Invesco CurrencyShares® Australian Dollar Trust Sponsored by Invesco Specialized Products, LLC (Exact name of registrant as specified in its chart |
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| June 11, 2018 |
FXA / CurrencyShares Australian Dollar Trust FORM 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-32911 Inve |
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| June 4, 2018 |
2,350,000 SHARES INVESCO CURRENCYSHARES® AUSTRALIAN DOLLAR TRUST 424B3 1 d567979d424b3.htm FORM 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-222506 Prospectus Supplement No. 2 (to Prospectus dated April 7, 2018) 2,350,000 SHARES INVESCO CURRENCYSHARES® AUSTRALIAN DOLLAR TRUST This Prospectus Supplement No. 2 amends and supplements our prospectus dated April 7, 2018 (the “Prospectus”) and Prospectus Supplement No. 1 dated May 4, 2018 (“Prospectus |
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| June 4, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 d567933d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 4, 2018 Date of Report (Date of earliest event reported) Invesco CurrencyShares® Australian Dollar Trust Sponsored by Invesco Specialized Products, LLC (Exact name of registrant as specified in its chart |
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| June 4, 2018 |
EX-4.1 Exhibit 4.1 GLOBAL AMENDMENT to DEPOSITARY TRUST AGREEMENTS This Global Amendment to Depositary Trust Agreements dated as of June 4, 2018 (this “Amendment”) is between Invesco Specialized Products, LLC, a Delaware limited liability company, as sponsor of the Trusts identified below (the “Sponsor”), and The Bank of New York Mellon, a New York banking corporation, in its capacity as the trust |
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| May 4, 2018 |
2,350,000 SHARES CURRENCYSHARES® AUSTRALIAN DOLLAR TRUST 424B3 1 d575943d424b3.htm 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-222506 Prospectus Supplement No. 1 (to Prospectus dated April 7, 2018) 2,350,000 SHARES CURRENCYSHARES® AUSTRALIAN DOLLAR TRUST This Prospectus Supplement No. 1 amends and supplements our prospectus dated April 7, 2018 (the “Prospectus”), and should be read in conjunction with, and must be delivered with, the Pro |
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| April 20, 2018 |
Changes in Registrant's Certifying Accountant 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 19, 2018 Date of Report (Date of earliest event reported) CurrencyShares® Australian Dollar Trust Sponsored by Invesco Specialized Products, LLC (Exact name of registrant as specified in its charter) New York 001-32911 20-4 |
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| April 9, 2018 |
Letter from Ernst & Young LLP dated April 9, 2018. EX-16.1 Exhibit 16.1 Ernst & Young LLP 1775 Tysons Boulevard Tysons, VA 22102 Tel: 703 747 1000 ey.com April 9, 2018 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Ladies and Gentlemen: We have read Item 4.01 of Form 8-K dated April 9, 2018, of CurrencyShares® Australian Dollar Trust and are in agreement with the statements contained in the “Changes in Registrant’s Cert |
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| April 9, 2018 |
EX-10.1 4 d563078dex101.htm EX-10.1 Exhibit 10.1 LICENSE AGREEMENT THIS LICENSE AGREEMENT (this “Agreement”) is entered into effective as of the 6th day of April, 2018 (the “Effective Date”), by and between The Bank of New York Mellon, a New York banking corporation (“Licensor”), and Guggenheim Specialized Products, LLC, a limited liability company established pursuant to the laws of the State of |
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| April 9, 2018 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 6, 2018 Date of Report (Date of earliest event reported) CurrencyShares® Australian Dollar Trust Sponsored by Invesco Specialized Products, LLC (Exact name of registrant as specified in its charter) New York 001-32911 20-46 |
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| April 9, 2018 |
EX-99.1 5 d563078dex991.htm EX-99.1 Exhibit 99.1 Press Release Invesco expands its ability to meet client needs by completing its acquisition of Guggenheim Investments’ ETF business BulletShares® defined-maturity ETFs’ management fee reduced to 10 bps to provide better value and address a growing market segment Media contacts Invesco Guggenheim Partners Jeaneen Terrio Gerard Carney 212.278.9205 31 |
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| April 9, 2018 |
EX-3.1 2 d563078dex31.htm EX-3.1 Exhibit 3.1 STATE OF DELAWARE CERTIFICATE OF AMENDMENT 1. Name of Limited Liability Company: Guggenheim Specialized Products, LLC. 2. The Certificate of Formation of the limited liability company is hereby amended as follows: FIRST: The name of the limited liability company is Invesco Specialized Products, LLC (the “Company”). IN WITNESS WHEREOF, the undersigned ha |
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| April 9, 2018 |
EX-3.2 Exhibit 3.2 THIRD AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF INVESCO SPECIALIZED PRODUCTS, LLC This Third Amended and Restated Limited Liability Company Agreement (this “Agreement”) of Invesco Specialized Products, LLC (the “Company”), is hereby adopted effective as of April 6, 2018 by Invesco PowerShares Capital Management LLC, in its capacity as the sole member of the Com |
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| April 6, 2018 |
The date of this prospectus is April 7, 2018 424B3 Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-222506 2,400,000 Shares Australian Dollar Shares The CurrencyShares® Australian Dollar Trust (Trust) issues Australian Dollar Shares (Shares) that represent units of fractional undivided beneficial interest in, and ownership of, the Trust. Invesco Specialized Products, LLC is the sponsor of the Trust (Sponsor) and may be |
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| March 12, 2018 |
FXA / CurrencyShares Australian Dollar Trust 10-Q (Quarterly Report) 10-Q 1 d544737d10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commiss |
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| February 7, 2018 |
2,400,000 Shares Australian Dollar Shares 424B3 1 d515097d424b3.htm 424B3 Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-222506 2,400,000 Shares Australian Dollar Shares The CurrencyShares® Australian Dollar Trust (Trust) issues Australian Dollar Shares (Shares) that represent units of fractional undivided beneficial interest in, and ownership of, the Trust. Guggenheim Specialized Products, LLC, d/b/a Guggenheim I |
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| January 11, 2018 |
Power of Attorney (included on the signature page to this registration statement). As filed with the Securities and Exchange Commission on January 11, 2018 Registration No. |
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| January 11, 2018 |
FXA / CurrencyShares Australian Dollar Trust FORM 10-K (Annual Report) Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D. |
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| September 11, 2017 |
EX-4.9 EXHIBIT 4.9 GLOBAL AMENDMENT to PARTICIPANT AGREEMENTS This Global Amendment to Participant Agreements (this “Amendment”), dated as of September 5, 2017, is entered into by Guggenheim Specialized Products, LLC, a Delaware limited liability company d/b/a Guggenheim Investments, as sponsor of the below listed Trusts (the “Sponsor”), and The Bank of New York Mellon, a New York banking corporat |
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| September 11, 2017 |
EX-4.8 2 d453615dex48.htm EX-4.8 EXHIBIT 4.8 GLOBAL AMENDMENT to DEPOSITARY TRUST AGREEMENTS This Global Amendment to Depositary Trust Agreements (this “Amendment”) dated as of September 5, 2017 is between Guggenheim Specialized Products, LLC, a Delaware limited liability company d/b/a Guggenheim Investments, as sponsor of the Trusts identified below (the “Sponsor”), and The Bank of New York Mello |
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| September 11, 2017 |
FXA / CurrencyShares Australian Dollar Trust 10-Q (Quarterly Report) 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D. |
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| August 31, 2017 |
2,450,000 SHARES CURRENCYSHARES? AUSTRALIAN DOLLAR TRUST 424B3 1 d441061d424b3.htm 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-201503 Prospectus Supplement No. 4 (to Prospectus dated February 19, 2015) 2,450,000 SHARES CURRENCYSHARES® AUSTRALIAN DOLLAR TRUST This Prospectus Supplement No. 4 amends and supplements our prospectus dated February 19, 2015 (the “Prospectus”), Prospectus Supplement No. 1 dated March 20, 2015, Prospectus Supple |
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| June 9, 2017 |
FXA / CurrencyShares Australian Dollar Trust FORM 10-Q (Quarterly Report) 10-Q 1 d386133d10q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number |
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| March 13, 2017 |
CurrencyShares Australian Dollar Trust 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-32911 Cu |
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| January 12, 2017 |
CurrencyShares Australian Dollar Trust FORM 10-K (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2016 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-32911 CurrencySh |
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| September 26, 2016 |
8-K 1 d265807d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) September 26, 2016 CurrencyShares® Australian Dollar Trust Sponsored by Guggenheim Specialized Products, LLC, d/b/a Guggenheim Investments (Exact name of re |
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| September 26, 2016 |
3,000,000 SHARES CURRENCYSHARES® AUSTRALIAN DOLLAR TRUST 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-201503 Prospectus Supplement No. 3 (to Prospectus dated February 19, 2015) 3,000,000 SHARES CURRENCYSHARES? AUSTRALIAN DOLLAR TRUST This Prospectus Supplement No. 3 amends and supplements our prospectus dated February 19, 2015 (the ?Prospectus?), Prospectus Supplement No. 1 dated March 20, 2015, and Prospectus Supplement No. 2 dated Janua |
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| September 9, 2016 |
FXA / CurrencyShares Australian Dollar Trust 10-Q - Quarterly Report - FORM 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D. |
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| June 9, 2016 |
FXA / CurrencyShares Australian Dollar Trust 10-Q - Quarterly Report - FORM 10-Q Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2016 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-32911 CurrencyShar |
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| March 11, 2016 |
EX-4.7 Exhibit 4.7 CURRENCYSHARES® AUSTRALIAN DOLLAR TRUST PARTICIPANT AGREEMENT This Participant Agreement (this “Agreement”), dated as of , 2015, is entered into by and between (with respect to this Agreement, the “Authorized Participant”, and with respect to the Trust Agreement referred to below, an “Authorized Participant”), The Bank of New York Mellon, a New York banking corporation, not in i |
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| March 11, 2016 |
FXA / CurrencyShares Australian Dollar Trust 10-Q - Quarterly Report - FORM 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D. |
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| January 15, 2016 |
3,050,000 SHARES CURRENCYSHARES® AUSTRALIAN DOLLAR TRUST 424B3 1 d100556d424b3.htm 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-201503 Prospectus Supplement No. 2 (to Prospectus dated February 19, 2015) 3,050,000 SHARES CURRENCYSHARES® AUSTRALIAN DOLLAR TRUST This Prospectus Supplement No. 2 amends and supplements our prospectus dated February 19, 2015 (the “Prospectus”) and Prospectus Supplement No. 1 dated March 20, 2015, and should be |
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| January 14, 2016 |
FXA / CurrencyShares Australian Dollar Trust 10-K - Annual Report - FORM 10-K Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D. |
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| September 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2015 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-32911 Curre |
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| June 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D. |
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| March 20, 2015 |
4,500,000 SHARES CURRENCYSHARES? AUSTRALIAN DOLLAR TRUST 424B3 1 d892846d424b3.htm 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-201503 Prospectus Supplement No. 1 (to Prospectus dated February 19, 2015) 4,500,000 SHARES CURRENCYSHARES® AUSTRALIAN DOLLAR TRUST This Prospectus Supplement No. 1 amends and supplements our prospectus dated February 9, 2015 (the “Prospectus”) and should be read in conjunction with, and must be delivered with, t |
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| March 12, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D. |
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| February 19, 2015 |
The date of this prospectus is February 19, 2015 424B4 Table of Contents Filed Pursuant to Rule 424(b)(4) Registration No. 333-201503 4,500,000 Shares Australian Dollar Shares The CurrencyShares® Australian Dollar Trust (Trust) issues Australian Dollar Shares (Shares) that represent units of fractional undivided beneficial interest in, and ownership of, the Trust. Guggenheim Specialized Products, LLC, d/b/a Guggenheim Investments, is the sponsor |
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| February 17, 2015 |
FXA / CurrencyShares Australian Dollar Trust CORRESP - - CORRESP 9 filename9.htm ATTORNEYS AT LAW February 17, 2015 321 NORTH CLARK STREET, SUITE 2800 CHICAGO, IL 60654-5313 312.832.4500 TEL 312.832.4700 FAX foley.com WRITER’S DIRECT LINE 312.832.5178 [email protected] EMAIL CLIENT/MATTER NUMBER 058081-0109 BY EDGAR Ms. Sara von Althann Attorney-Advisor Division of Corporation Finance Securities and Exchange Commission 100 F Street, NE Washington, DC |
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| February 17, 2015 |
FXA / CurrencyShares Australian Dollar Trust S-3/A - - S-3/A S-3/A Table of Contents As filed with the Securities and Exchange Commission on February 17, 2015 Registration No. |
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| February 17, 2015 |
FXA / CurrencyShares Australian Dollar Trust CORRESP - - CORRESP Guggenheim Investments 805 King Farm Boulevard, Suite 600 Rockville, Maryland 20850 February 17, 2015 Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549 Attention: Ms. |
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| January 14, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2014 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-32911 CurrencySh |
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| January 14, 2015 |
FXA / CurrencyShares Australian Dollar Trust S-3 - - FORM S-3 FORM S-3 Table of Contents As filed with the Securities and Exchange Commission on January 14, 2015 Registration No. |
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| September 8, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2014 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-32911 Curre |
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| June 9, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2014 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-32911 Curr |
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| March 12, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q 10-Q 1 d687755d10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2014 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commiss |
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| March 5, 2014 |
5,300,000 SHARES CURRENCYSHARES® AUSTRALIAN DOLLAR TRUST 424B3 1 d686240d424b3.htm 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333- 186439 Prospectus Supplement No. 1 (to Prospectus dated February 4, 2013) 5,300,000 SHARES CURRENCYSHARES® AUSTRALIAN DOLLAR TRUST This Prospectus Supplement No. 1 amends and supplements our prospectus dated February 4, 2013 (the “Prospectus”) and should be read in conjunction with, and must be delivered with, t |
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| December 20, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2013 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-32911 CurrencySh |
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| September 6, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2013 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-32911 Curre |
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| June 7, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2013 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-32911 Curr |
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| March 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2013 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-32911 Cu |
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| February 13, 2013 |
Having trouble viewing this email? Click here FWP Filed pursuant to Rule 433 Registration Nos. 333-186439, 333-186018, 333-175503, 333-174640 333-178972, 333-180179, 333-176302 333-182448 and 333-176370. Having trouble viewing this email? Click here The first exchange traded product to provide pure exposure to the Singapore Dollar Currency investors now have access to a new currency investment with the launch of the new CurrencyShares® Singap |
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| February 13, 2013 |
Having trouble viewing this email? Click here FWP 1 d483727dfwp.htm FWP Filed pursuant to Rule 433 Registration Nos. 333-186439, 333-186018, 333-175503, 333-174640 333-178972, 333-180179, 333-176302 333-182448 and 333-176370. Having trouble viewing this email? Click here We’re pleased to announce the expansion of our CurrencyShares® line-up to 9, with the launch of the CurrencyShares® Singapore Dollar Trust (NYSE Arca: FXSG). FXSG is the firs |
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| February 13, 2013 |
Filed pursuant to Rule 433 Registration Nos. 333-186439, 333-186018, 333-175503, 333-174640 333-178972, 333-180179, 333-176302 333-182448 and 333-176370. GUGGENHEIM INVESTMENTS LAUNCHES CURRENCYSHARES® SINGAPORE DOLLAR TRUST FXSG is the first Singapore Dollar ETP in the market New York, NY, February 13, 2013 – Guggenheim Investments, the investment management division of Guggenheim Partners, annou |
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| February 7, 2013 |
FWP Filed pursuant to Rule 433 Registration Nos. 333-186439, 333-186018, 333-175503, 333-178972, 333-180179, 333-182448 and 333-176370. Guggenheim Investments is proud to be a leading participant in Schwab ETF OneSource—an innovative program allowing advisors and investors to trade select ETFs commission free.1 With 40 ETPs in Schwab ETF OneSource, Guggenheim offers the largest line-up within the |
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| February 4, 2013 |
S-3ASR 1 d479219ds3asr.htm FORM S-3 As filed with the Securities and Exchange Commission on February 4, 2013 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CurrencyShares® Australian Dollar Trust Sponsored by Guggenheim Specialized Products, LLC, d/b/a Guggenheim Investments (Exact name |
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| February 4, 2013 |
Participation Agreement Exhibit 4.4 CURRENCYSHARESSM AUSTRALIAN DOLLAR TRUST PARTICIPANT AGREEMENT This Participant Agreement (this “Agreement”), dated as of March 25, 2010, is entered into by and between Knight Clearing Services, LLC (with respect to this Agreement, the “Authorized Participant”, and with respect to the Trust Agreement referred to below, an “Authorized Participant”), The Bank of N |
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| January 25, 2013 |
4,400,000 SHARES CURRENCYSHARES® AUSTRALIAN DOLLAR TRUST Filed Pursuant to Rule 424(b)(3) Registration No. 333-180181 Prospectus Supplement No. 4 (to Prospectus dated March 16, 2012) 4,400,000 SHARES CURRENCYSHARES® AUSTRALIAN DOLLAR TRUST This Prospectus Supplement No. 4 amends and supplements our prospectus dated March 16, 2012 (the “Prospectus”) and should be read in conjunction with, and must be delivered with, the Prospectus, Prospectus Supplement |
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| December 21, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2012 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-32911 CurrencySh |
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| December 21, 2012 |
CURRENCYSHARESSM AUSTRALIAN DOLLAR TRUST PARTICIPANT AGREEMENT EX-4.4 3 d449294dex44.htm PARTICIPANT AGREEMENT Exhibit 4.4 CURRENCYSHARESSM AUSTRALIAN DOLLAR TRUST PARTICIPANT AGREEMENT This Participant Agreement (this “Agreement”), dated as of March 25, 2010, is entered into by and between Knight Clearing Services, LLC (with respect to this Agreement, the “Authorized Participant”, and with respect to the Trust Agreement referred to below, an “Authorized Part |
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| December 21, 2012 |
Exhibit 3.2 STATE OF DELAWARE CERTIFICATE OF AMENDMENT 1. Name of Limited Liability Company: Rydex Specialized Products, LLC 2. The Certificate of Formation of the limited liability company is hereby amended as follows: FIRST: The name of the limited liability company is Guggenheim Specialized Products, LLC (the ?Company?). 3. The Amendment of the Certificate of Formation of the limited liability |
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| September 10, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2012 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-32911 Curre |
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| July 17, 2012 |
6,850,000 SHARES CURRENCYSHARES® AUSTRALIAN DOLLAR TRUST 424B3 1 d381350d424b3.htm PROSPECTUS SUPPLEMENT NO. 3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-180181 Prospectus Supplement No. 3 (to Prospectus dated March 16, 2012) 6,850,000 SHARES CURRENCYSHARES® AUSTRALIAN DOLLAR TRUST This Prospectus Supplement No. 3 amends and supplements our prospectus dated March 16, 2012 (the “Prospectus”) and should be read in conjunction with, and must be |
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| June 11, 2012 |
CURRENCYSHARESSM AUSTRALIAN DOLLAR TRUST PARTICIPANT AGREEMENT EX-4.1 2 d358752dex41.htm PARTICIPANT AGREEMENT Exhibit 4.1 CURRENCYSHARESSM AUSTRALIAN DOLLAR TRUST PARTICIPANT AGREEMENT This Participant Agreement (this “Agreement”), dated as of March 25, 2010, is entered into by and between Knight Clearing Services, LLC (with respect to this Agreement, the “Authorized Participant”, and with respect to the Trust Agreement referred to below, an “Authorized Part |
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| June 11, 2012 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2012 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-32911 Curr |
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| March 30, 2012 |
8,150,000 SHARES CURRENCYSHARES® AUSTRALIAN DOLLAR TRUST 424B3 1 d324486d424b3.htm PROSPECTUS SUPPLEMENT NO. 2 Filed Pursuant to Rule 424(b)(3) Registration No. 333-180181 Prospectus Supplement No. 2 (to Prospectus dated March 16, 2012) 8,150,000 SHARES CURRENCYSHARES® AUSTRALIAN DOLLAR TRUST This Prospectus Supplement No. 2 amends and supplements our prospectus dated March 16, 2012 (the “Prospectus”) and should be read in conjunction with, and must be |
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| March 30, 2012 |
Financial Statements and Exhibits, Other Events - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 30, 2012 CurrencyShares® Australian Dollar Trust Sponsored by Guggenheim Specialized Products, LLC, d/b/a Guggenheim Investments (Exact name of registrant as specified in its charter) New York 001-32911 20-4685355 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No. |
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| March 30, 2012 |
GUGGENHEIM INVESTMENTS TO RENAME RYDEX SPECIALIZED PRODUCTS GUGGENHEIM SPECIALIZED PRODUCTS Press Release Exhibit 99.1 FOR IMMEDIATE RELEASE GUGGENHEIM INVESTMENTS TO RENAME RYDEX SPECIALIZED PRODUCTS GUGGENHEIM SPECIALIZED PRODUCTS NEW YORK – March 30, 2012 – Guggenheim Investments, the investment management division of Guggenheim Partners, LLC, today announced that effective Friday, March 30, 2012 Rydex Specialized Products LLC, the sponsor of the firm’s CurrencyShares® product line-up |
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| March 20, 2012 |
8,200,000 SHARES CURRENCYSHARES® AUSTRALIAN DOLLAR TRUST 424B3 1 d318911d424b3.htm PROSPECTUS SUPPLEMENT NO. 1 Filed Pursuant to Rule 424(b)(3) Registration No. 333-180181 Prospectus Supplement No. 1 (to Prospectus dated March 16, 2012) 8,200,000 SHARES CURRENCYSHARES® AUSTRALIAN DOLLAR TRUST This Prospectus Supplement No. 1 amends and supplements our prospectus dated March 16, 2012 (the “Prospectus”) and should be read in conjunction with, and must be |
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| March 16, 2012 |
Form S-3 Table of Contents As filed with the Securities and Exchange Commission on March 16, 2012 Registration No. |
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| March 12, 2012 |
10-Q 1 d309916d10q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2012 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numb |
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| March 12, 2012 |
Exhibit 4.1 GLOBAL AMENDMENT to DEPOSITARY TRUST AGREEMENTS This Global Amendment to Depositary Trust Agreements (this “Amendment”), dated as of March 6, 2012, between RYDEX SPECIALIZED PRODUCTS LLC, d/b/a “RYDEX INVESTMENTS”, as Sponsor (the “Sponsor”), and THE BANK OF NEW YORK MELLON, as Trustee (the “Trustee”), WITNESSES, that WHEREAS the Sponsor and the Trustee have entered into the following |
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| December 28, 2011 |
Filed Pursuant To Rule 433 Registration Nos. 333-163068, 333-164343, 333-175503, 333-174640, 333-177395, 333-173158, 333-159961, 333-176300, 333-159964 and 333-176370 Historically, a well-diversified investment portfolio, with exposure across the traditional asset classes of cash, stocks and bonds, has helped reduce investment risk. However, in today’s volatile markets, an investor’s portfolio may |
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| December 23, 2011 |
CURRENCYSHARESSM AUSTRALIAN DOLLAR TRUST PARTICIPANT AGREEMENT EX-4.3 2 d269798dex43.htm EX-4.3 Exhibit 4.3 CURRENCYSHARESSM AUSTRALIAN DOLLAR TRUST PARTICIPANT AGREEMENT This Participant Agreement (this “Agreement”), dated as of March 25, 2010, is entered into by and between Knight Clearing Services, LLC (with respect to this Agreement, the “Authorized Participant”, and with respect to the Trust Agreement referred to below, an “Authorized Participant”), The |
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| December 23, 2011 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2011 October 31, 2011 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001 |
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| October 3, 2011 |
Filed Pursuant To Rule 433 Registration Nos. 333-163068, 333-164343, 333-175503, 333-174640, 333-175502, 333-173158, 333-159961, 333-150687, 333-159964 and 333-176370 INTELLIGENT INSIGHTS: CURRENCY AS AN ASSET CLASS For many years, Foreign Exchange (Forex), or currency trading, has been a valuable tool for hedge funds and institutions. Forex trading allows institutions to hedge their global exposu |
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| October 3, 2011 |
Rydex CurrencyShares ® Currency as an Asset Class This presentation is provided for informational purposes only. |
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| October 3, 2011 |
Filed Pursuant To Rule 433 Registration Nos. 333-163068, 333-164343, 333-175503, 333-174640, 333-175502, 333-173158, 333-159961, 333-150687, 333-159964 and 333-176370 INTELLIGENT INSIGHTS: CHINA–AN EMERGING SUPERPOWER China: The Emergence of a Global Superpower The Great Wall of China was originally built by the Chinese people to keep out their enemies. It has become one of the Eight Wonders of th |
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| September 14, 2011 |
6,500,000 SHARES CURRENCYSHARES® AUSTRALIAN DOLLAR TRUST Filed Pursuant to Rule 424(b)(3) Registration No. 333-163068 Prospectus Supplement No. 2 (to Prospectus dated December 31, 2010) 6,500,000 SHARES CURRENCYSHARES® AUSTRALIAN DOLLAR TRUST This Prospectus Supplement No. 2 amends and supplements our prospectus dated December 31, 2010 (the “Prospectus”) and should be read in conjunction with, and must be delivered with, the Prospectus and Prospectus Su |
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| September 9, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2011 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-32911 Curre |
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| August 16, 2011 |
FWP 1 dfwp.htm FREE WRITING PROSPECTUS RYDEX|SGI CURRENCYSHARES® CROSS $4 BILLION IN ASSETS Increasing Awareness Driving Demand For Financial Industry’s First Suite of Currency-Based ETFs NEW YORK— August 16, 2011 — Rydex|SGI, a leading asset manager, today announced that assets in its CurrencyShares® product lineup reached an all-time high of $4 billion, as of August 9, 2011. Rydex|SGI, the first |
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| June 20, 2011 |
Filed Pursuant To Rule 433 Registration Nos. 333-163068, 333-164343, 333-173145, 333-171714, 333-173158, 333-159961, 333-150687, 333-159964, and 333-168006 INTELLIGENT INSIGHTS This content is provided for informational purposes only. The contents are neither designed nor intended and should not be considered as, or relied upon as, investment, legal, tax or accounting advice or as a recommendation |
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| June 15, 2011 |
8,300,000 SHARES CURRENCYSHARES? AUSTRALIAN DOLLAR TRUST 424B3 1 d424b3.htm PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(3) Registration No. 333-163068 Prospectus Supplement No. 1 dated June 15, 2011 (to Prospectus dated December 31, 2010) 8,300,000 SHARES CURRENCYSHARES® AUSTRALIAN DOLLAR TRUST This Prospectus Supplement No. 1 amends and supplements our prospectus dated December 31, 2010 (the “Prospectus”) and should be read in conjunction with, |
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| June 9, 2011 |
10-Q 1 d10q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2011 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission |
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| June 6, 2011 |
Rydex CurrencyShares ® Currency as an Asset Class This presentation is provided for informational purposes only. |
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| March 11, 2011 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2011 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-32911 Cu |
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| March 10, 2011 |
Letter to the S.E.C. SGI Security Global InvestorsSM 805 King Farm Boulevard, Suite 600 Rockville, Maryland 20850 March 10, 2011 DELIVERED VIA EDGAR Mr. Kevin Woody, Accounting Branch Chief Stacie Gorman, Esq., Attorney-Advisor Division of Corporation Finance Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: CurrencyShares® Australian Dollar Trust (File No. 1-32911) – Fo |
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| March 10, 2011 |
Form 10-K/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D. |
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| March 10, 2011 |
CURRENCYSHARESSM AUSTRALIAN DOLLAR TRUST PARTICIPANT AGREEMENT EX-4.3 3 dex43.htm PARTICIPANT AGREEMENT Exhibit 4.3 CURRENCYSHARESSM AUSTRALIAN DOLLAR TRUST PARTICIPANT AGREEMENT This Participant Agreement (this “Agreement”), dated as of March 25, 2010, is entered into by and between Knight Clearing Services, LLC (with respect to this Agreement, the “Authorized Participant”, and with respect to the Trust Agreement referred to below, an “Authorized Participant |
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| March 10, 2011 |
EX-4.5 5 dex45.htm AMENDMENT TO PARTICIPANT AGREEMENTS Exhibit 4.5 AMENDMENT TO PARTICIPANT AGREEMENTS THIS AMENDMENT TO PARTICIPANT AGREEMENTS (this “Amendment”) is made as of the 15 day of January, 2011 by and between The Bank of New York Mellon, a New York banking corporation, not in its individual capacity but solely as trustee (the “Trustee”) of the CurrencyShares Trusts set forth on Schedule |
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| March 10, 2011 |
EX-10.3 7 dex103.htm SUBLICENSE AGREEMENT Exhibit 10.3 SUBLICENSE AGREEMENT This Sublicense Agreement (this “Agreement”) is entered into as of June 9, 2006 (the “Effective Date”), by and between PADCO Advisors II, Inc., a Maryland corporation (“Licensor”), and Rydex Specialized Products LLC, a Delaware limited liability company wholly-owned by Licensor (“Licensee”). WHEREAS, Licensor and The Bank |
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| March 10, 2011 |
Exhibit 4.1 RYDEX SPECIALIZED PRODUCTS LLC, d/b/a ?RYDEX INVESTMENTS?, as Sponsor, THE BANK OF NEW YORK, as Trustee, ALL REGISTERED OWNERS AND BENEFICIAL OWNERS OF AUSTRALIAN DOLLAR SHARES ISSUED HEREUNDER and ALL DEPOSITORS Depositary Trust Agreement CurrencySharesSM Australian Dollar Trust Dated as of June 8, 2006 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS AND RULES OF CONSTRUCTION 6 Section 1 |
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| March 10, 2011 |
Exhibit 4.4 AMENDMENT TO PARTICIPANT AGREEMENTS THIS AMENDMENT TO PARTICIPANT AGREEMENTS (this ?Amendment?) is made as of the 9th day of December, 2010 by and between The Bank of New York Mellon, a New York banking corporation, not in its individual capacity but solely as trustee (the ?Trustee?) of the CurrencyShares Trusts set forth on Schedule A hereto (the ?Trusts?) and Rydex Specialized Produc |
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| March 10, 2011 |
Exhibit 10.1 GLOBAL ACCOUNT TERMS DEPOSIT ACCOUNT AGREEMENT The Bank of New York, in its capacity as trustee of the CurrencyShares Australian Dollar Trust, a trust formed under New York law (the ?Customer? or ?Trust?) and the London Branch of JPMorgan Chase Bank, N.A. (the ?Bank?) undertake to comply with and be bound by the following Global Account Terms of this Deposit Account Agreement (the ?Ag |
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| January 3, 2011 |
The date of this prospectus is December 31, 2010. Table of Contents Filed Pursuant to Rule 424(b)(4) Registration No. 333-163068 11,650,000 Shares Australian Dollar Shares The CurrencyShares? Australian Dollar Trust (Trust) issues Australian Dollar Shares (Shares) that represent units of fractional undivided beneficial interest in, and ownership of, the Trust. Rydex Specialized Products LLC, d/b/a Rydex Investments, is the sponsor of the Trust (S |
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| December 29, 2010 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2010 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-32911 CurrencySh |
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| December 7, 2010 |
CONFIDENTIAL | PROPERTY OF NEXT INV LLC | PATENT # 7813987 FOR FINANCIAL PROFESSIONAL USE ONLY. |
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| September 17, 2010 |
12,800,000 SHARES CURRENCYSHARES? AUSTRALIAN DOLLAR TRUST Filed Pursuant to Rule 424(b)(3) Registration No. 333-163068 Prospectus Supplement No. 5 dated September 17, 2010 (to Prospectus dated November 12, 2009) 12,800,000 SHARES CURRENCYSHARES® AUSTRALIAN DOLLAR TRUST This Prospectus Supplement No. 5 amends and supplements our prospectus dated November 12, 2009 (the “Prospectus”) and should be read in conjunction with, and must be delivered with, the Pr |
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| September 9, 2010 |
EXHIBIT 10.1 AMENDMENT TO DEPOSIT ACCOUNT AGREEMENT THIS AMENDMENT TO DEPOSIT ACCOUNT AGREEMENT (this ?Amendment?) is made as of the 13th day of November, 2008 by and between The Bank of New York Mellon, in its capacity as trustee of the CurrencySharesSM Australian Dollar Trust, a trust formed under New York law (the ?Trust?) and the London Branch of JPMorgan Chase Bank, N.A. (the ?Bank?). W I T N |
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| September 9, 2010 |
EXHIBIT 4.1 AMENDMENT TO DEPOSITARY TRUST AGREEMENT THIS AMENDMENT TO DEPOSITARY TRUST AGREEMENT (this “Amendment”) is made as of the 13th day of November, 2008 by and between Rydex Specialized Products LLC, a Delaware limited liability company d/b/a “Rydex Investments” (the “Sponsor”) in its capacity as sponsor of the CurrencyShares Australian Dollar Trust, a trust formed under New York law (the |
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| September 9, 2010 |
10-Q 1 d10q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2010 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission F |
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| July 27, 2010 |
For financial professional use only. Do not distribute to the public FWP 1 dfwp.htm FREE WRITING PROSPECTUS For financial professional use only. Do not distribute to the public Currencies as Currencies as an Asset Class an Asset Class John Labuszewski, Moderator Managing Director, Research & Product Development CME Group David Fingold*, Panelist Vice President and Portfolio Manager Dundee Wealth Carl Resnick, Panelist Managing Director, Portfolio Strategist Rydex|S |
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| July 7, 2010 |
13,350,000 SHARES CURRENCYSHARES? AUSTRALIAN DOLLAR TRUST Filed Pursuant to Rule 424(b)(3) Registration No. 333-163068 Prospectus Supplement No. 4 dated July 7, 2010 (to Prospectus dated November 12, 2009) 13,350,000 SHARES CURRENCYSHARES® AUSTRALIAN DOLLAR TRUST This Prospectus Supplement No. 4 amends and supplements our prospectus dated November 12, 2009 (the “Prospectus”) and should be read in conjunction with, and must be delivered with, the Prospect |
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| June 9, 2010 |
10-Q 1 d10q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2010 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission |
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| April 27, 2010 |
13,700,000 SHARES CURRENCYSHARESSM AUSTRALIAN DOLLAR TRUST 424B3 1 d424b3.htm PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(3) Registration No. 333-163068 Prospectus Supplement No. 3 dated April 27, 2010 (to Prospectus dated November 12, 2009) 13,700,000 SHARES CURRENCYSHARESSM AUSTRALIAN DOLLAR TRUST This Prospectus Supplement No. 3 amends and supplements our prospectus dated November 12, 2009 (the “Prospectus”) and should be read in conjunction wi |
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| March 12, 2010 |
10-Q 1 d10q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2010 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commissio |
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| February 19, 2010 |
13,500,000 SHARES CURRENCYSHARESSM AUSTRALIAN DOLLAR TRUST 424B3 1 d424b3.htm PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(3) Registration No. 333-163068 Prospectus Supplement No. 2 dated February 19, 2010 (to Prospectus dated November 12, 2009) 13,500,000 SHARES CURRENCYSHARESSM AUSTRALIAN DOLLAR TRUST This Prospectus Supplement No. 2 amends and supplements our prospectus dated November 12, 2009 (the “Prospectus”). This Prospectus Supplement No. 2 |
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| January 22, 2010 |
Letter from PricewaterhouseCoopers LLP dated January 22, 2010 Exhibit 16.1 January 22, 2010 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by CurrencySharesSM Australian Dollar Trust (copy attached), which we understand will be filed with the Securities and Exchange Commission, pursuant to Item 4.01 of Form 8-K, as part of |
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| January 22, 2010 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) January 15, 2010 CurrencySharesSM Australian Dollar Trust Sponsored by Rydex Specialized Products LLC, d/b/a Rydex Investments (Exact name of registrant as specified in its charter) NEW YORK 001-32911 20-4685355 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No. |
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| January 22, 2010 |
13,500,000 SHARES CURRENCYSHARESSM AUSTRALIAN DOLLAR TRUST Filed Pursuant to Rule 424(b)(3) Registration No. 333-163068 Prospectus Supplement No. 1 dated January 22, 2010 (to Prospectus dated November 12, 2009) 13,500,000 SHARES CURRENCYSHARESSM AUSTRALIAN DOLLAR TRUST This Prospectus Supplement No. 1 amends and supplements our prospectus dated November 12, 2009 (the “Prospectus”) and should be read in conjunction with, and must be delivered with, the Pro |
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| January 14, 2010 |
Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D. |
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| November 12, 2009 |
As filed with the Securities and Exchange Commission on November 12, 2009 Form S-3ASR Table of Contents As filed with the Securities and Exchange Commission on November 12, 2009 Registration No. |
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| October 23, 2009 |
Source: Bespoke Investment Group Filed Pursuant to Rule 433 Registration Nos.: 333-160369 333-132363 333-132362 333-138881 333-132361 333-159964 333-159961 333-150687 333-132364 Each of the CurrencySharesSM Australian Dollar Trust, CurrencySharesSM British Pound Sterling Trust, CurrencySharesSM Canadian Dollar Trust, CurrencySharesSM Euro Trust, CurrencySharesSM Japanese Yen Trust, CurrencySharesSM Mexican Peso Trust, CurrencySha |
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| September 9, 2009 |
10-Q 1 d10q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2009 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission F |
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| June 9, 2009 |
Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D. |
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| March 12, 2009 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2009 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-32911 Cu |
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| January 14, 2009 |
10-K 1 d10k.htm FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2008 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File N |
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| November 6, 2008 |
13,500,000 SHARES CURRENCYSHARESSM AUSTRALIAN DOLLAR TRUST 424B3 1 cmw3829.htm SUPPLEMENT NO. 3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-132362 Prospectus Supplement No. 3 dated November 6, 2008 (to Prospectus dated February 8, 2008) 13,500,000 SHARES CURRENCYSHARESSM AUSTRALIAN DOLLAR TRUST This Prospectus Supplement No. 3 amends and supplements our prospectus dated February 8, 2008 (the “Prospectus”) and supersedes and replaces in its entir |
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| October 21, 2008 |
13,500,000 SHARES CURRENCYSHARESSM AUSTRALIAN DOLLAR TRUST 424B3 1 cmw3809.htm PROSPECTUS SUPPLEMENT NO. 2 Filed Pursuant to Rule 424(b)(3) Registration No. 333-132362 Prospectus Supplement No. 2 dated October 21, 2008 (to Prospectus dated February 8, 2008) 13,500,000 SHARES CURRENCYSHARESSM AUSTRALIAN DOLLAR TRUST This Prospectus Supplement No. 2 amends and supplements our prospectus dated February 8, 2008 (the “Prospectus”) and supersedes and replaces i |
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| October 17, 2008 |
13,500,000 SHARES CURRENCYSHARESSM AUSTRALIAN DOLLAR TRUST Filed Pursuant to Rule 424(b)(3) Registration No. 333-132362 Prospectus Supplement No. 1 dated October 17, 2008 (to Prospectus dated February 8, 2008) 13,500,000 SHARES CURRENCYSHARESSM AUSTRALIAN DOLLAR TRUST This Prospectus Supplement No. 1 amends and supplements our prospectus dated February 8, 2008 (the “Prospectus”) and should be read in conjunction with, and must be delivered with, the Prosp |
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| September 15, 2008 |
10-Q 1 cmw3716.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2008 or TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number |
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| June 13, 2008 |
10-Q 1 cmw3585.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2008 or TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe |
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| March 14, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2008 or TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-32911 CurrencySharesSM Austr |
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| February 13, 2008 |
Filed Pursuant to Rule 433 Registration No.: 333-132362 The CurrencySharesSM Australian Dollar Trust has filed a registration statement (including a prospectus) with the SEC for the offering to which this communication relates. Before you invest, you should read the prospectus in that registration statement and other documents the issuer has filed with the SEC for more complete information about t |
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| February 8, 2008 |
As filed with the Securities and Exchange Commission on February 8, 2008 Registration No. |
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| January 29, 2008 |
424B3 1 cmw3242.htm PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(3) Registration No. 333-132362 Prospectus Supplement No. 8 dated January 29, 2008 (to Prospectus dated June 23, 2006) 13,500,000 SHARES CURRENCYSHARESSM AUSTRALIAN DOLLAR TRUST This Prospectus Supplement No. 8 amends and supplements our prospectus dated June 23, 2006 (the “Prospectus”) and should be read in conjunction with, a |
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| January 29, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K X ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2007 or TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-32911 CurrencySharesSM Australian Do |
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| January 2, 2008 |
Issuer Free Writing Prospectus Filed by CurrencySharesSM Australian Dollar Trust Pursuant to Rule 433 under the Securities Act of 1933 Registration Statement No. |
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| October 30, 2007 |
13,500,000 SHARES CURRENCYSHARESSM AUSTRALIAN DOLLAR TRUST Filed Pursuant to Rule 424(b)(3) Registration No. 333-132362 Prospectus Supplement No. 7 dated October 30, 2007 (to Prospectus dated June 23, 2006) 13,500,000 SHARES CURRENCYSHARESSM AUSTRALIAN DOLLAR TRUST This Prospectus Supplement No. 7 amends and supplements our prospectus dated June 23, 2006 (the ?Prospectus?). This Prospectus Supplement No. 7 should be read in conjunction with, and must be d |
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| October 26, 2007 |
8-A12B 1 cmw3061.htm FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 CurrencySharesSM Australian Dollar Trust Sponsored by Rydex Specialized Products LLC, d/b/a Rydex Investments (Exact name of Registrant as specified in its charter) Ne |
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| October 22, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-32911 Issuer: CurrencySharesSM Australian Dollar Trust, Sponsored by Rydex Specialized Products LLC, d/b/a Rydex Investments Exchange: New York Stock Exchange (Exact name of Is |
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| October 12, 2007 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) Ocvtober 9, 2007 CurrencySharesSM Australian Dollar Trust Sponsored by Rydex Specialized Products LLC, d/b/a Rydex Investments (Exact name of registrant as specified in its charter) NEW YORK 001-32911 20-4685355 (State or other jurisdiction (Commission File Number) (IRS Employer of incorporation) Identification No. |
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| September 14, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2007 or TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-32911 CurrencySharesSM Australi |
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| September 14, 2007 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-132362 Prospectus Supplement No. 6 dated September 14, 2007 (to Prospectus dated June 23, 2006) 13,500,000 SHARES CURRENCYSHARESSM AUSTRALIAN DOLLAR TRUST This Prospectus Supplement No. 6 amends and supplements our prospectus dated June 23, 2006 (the “Prospectus”). This Prospectus Supplement No. 6 should be read in conjunction with, and must be |
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| August 27, 2007 |
Using Currency ETFs to Do Carry Trades Filed Pursuant to Rule 433 Registration No.: 333-132362 The CurrencySharesSM Australian Dollar Trust (the “Trust”) has filed a registration statement (including a prospectus) with the SEC for the offering to which this communication relates. Before you invest, you should read the prospectus in that registration statement and other documents the issuer has filed with the SEC for more complete infor |
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| June 14, 2007 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-132362 Prospectus Supplement No. 5 dated June 14, 2007 (to Prospectus dated June 23, 2006) 13,500,000 SHARES CURRENCYSHARESSM AUSTRALIAN DOLLAR TRUST This Prospectus Supplement No. 5 amends and supplements our prospectus dated June 23, 2006 (the “Prospectus”). This Prospectus Supplement No. 5 should be read in conjunction with, and must be deli |
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| June 14, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2007 or TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-32911 CurrencySharesSM Austral |
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| March 19, 2007 |
13,500,000 SHARES CURRENCYSHARESSM AUSTRALIAN DOLLAR TRUST Prospectus Supplement Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. |
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| March 19, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2007 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-32911 Cu |
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| February 28, 2007 |
424B3 1 cmw2715.htm PROSPECTUS SUPPLEMENT NO. 3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-132362 Prospectus Supplement No. 3 dated February 28, 2007 (to Prospectus dated June 23, 2006) 13,500,000 SHARES CURRENCYSHARESSM AUSTRALIAN DOLLAR TRUST This Prospectus Supplement No. 3 amends and supplements our prospectus dated June 23, 2006 (the “Prospectus”) and supersedes and replaces in its |
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| February 28, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q/A Amendment No. 1 X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2006 or TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-32911 Currenc |
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| February 20, 2007 |
Yen fund begins trading on U.S. stock exchange Filed Pursuant to Rule 433 Registration No.: 333-132362 The CurrencySharesSM Australian Dollar Trust has filed a registration statement (including a prospectus) with the SEC for the offering to which this communication relates. Before you invest, you should read the prospectus in that registration statement and other documents the issuer has filed with the SEC for more complete information about t |
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| February 20, 2007 |
FWP 1 cmw2661.htm FWP Filed Pursuant to Rule 433 Registration No.: 333-132362 The CurrencySharesSM Australian Dollar Trust has filed a registration statement (including a prospectus) with the SEC for the offering to which this communication relates. Before you invest, you should read the prospectus in that registration statement and other documents the issuer has filed with the SEC for more comple |
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| February 15, 2007 |
Filed Pursuant to Rule 433 Registration No.: 333-132362 The CurrencySharesSM Australian Dollar Trust has filed a registration statement (including a prospectus) with the SEC for the offering to which this communication relates. Before you invest, you should read the prospectus in that registration statement and other documents the issuer has filed with the SEC for more complete information about t |
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| February 5, 2007 |
Rydex Specialized Products LLC 9601 Blackwell Road, Suite 500 Rockville, MD 20850 CORRESP 1 filename1.htm Rydex Specialized Products LLC 9601 Blackwell Road, Suite 500 Rockville, MD 20850 February 5, 2007 Securities and Exchange Commission Division of Corporation Finance 450 Fifth Street, N.W. Washington, D.C. 20549-0308 Mail Stop 3720 Attn: Terry French Gopal Dharia Re: CurrencySharesSM British Pound Trust (File No. 1-32906) CurrencySharesSM Australian Dollar Trust (File No. 1 |
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| February 5, 2007 |
Securities and Exchange Commission FOLEY & LARDNER LLP ATTORNEYS AT LAW ONE DETROIT CENTER 500 WOODWARD AVENUE, SUITE 2700 DETROIT, MICHIGAN 48226-3489 313. |
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| January 29, 2007 |
424B3 1 cmw2549.htm PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(3) Registration No. 333-132362 Prospectus Supplement No. 2 dated January 29, 2007 (to Prospectus dated June 23, 2006) 13,500,000 SHARES CURRENCYSHARESSM AUSTRALIAN DOLLAR TRUST This Prospectus Supplement No. 2 amends and supplements our prospectus dated June 23, 2006 (the “Prospectus”). This Prospectus Supplement No. 2 should |
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| January 29, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K X ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2006 or TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-32911 CurrencySharesSM Australian Do |
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| January 22, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) January 16, 2007 CurrencySharesSM Australian Dollar Trust Sponsored by Rydex Specialized Products LLC, d/b/a Rydex Investments (Exact name of registrant as specified in its charter) NEW YORK 001-32911 20-4685355 (State or other jurisdiction (Commission File Number) (IRS Employer of incorporation) Identification No. |
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| September 14, 2006 |
10-Q 1 dbk214.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2006 or TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number |
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| September 14, 2006 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-132362 Prospectus Supplement No. 1 dated September 14, 2006 (to Prospectus dated June 23, 2006) 13,500,000 SHARES CURRENCYSHARESSM AUSTRALIAN DOLLAR TRUST This Prospectus Supplement No. 1 amends and supplements our prospectus dated June 23, 2006 (the "Prospectus"). This Prospectus Supplement No. 1 should be read in conjunction with, and must be |
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| June 26, 2006 |
13,500,000 Shares Australian Dollar Shares Table of Contents Filed Pursuant to Rule 424(b)(4) Registration Number 333-132362 13,500,000 Shares Australian Dollar Shares The CurrencySharesSM Australian Dollar Trust (Trust) issues Australian Dollar Shares (Shares) that represent units of fractional undivided beneficial interest in, and ownership of, the Trust. |
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| June 14, 2006 |
June 14, 2006 ATTORNEYS AT LAW ONE DETROIT CENTER 500 WOODWARD AVENUE, SUITE 2700 DETROIT, MI 48226-3489 313. |
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| June 14, 2006 |
Rydex Specialized Products LLC 9601 Blackwell Road, Suite 500 Rockville, MD 20850 June 14, 2006 Table of Contents Rydex Specialized Products LLC 9601 Blackwell Road, Suite 500 Rockville, MD 20850 June 14, 2006 Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Mail Stop 4569 Washington, DC 20549-4561 Attention: Christian N. |
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| June 13, 2006 |
Rydex Specialized Products LLC 9601 Blackwell Road, Suite 500 Rockville, MD 20850 June 13, 2006 Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Mail Stop 4569 Washington, DC 20549-4561 Attention: Christian N. |
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| June 13, 2006 |
As filed with the Securities and Exchange Commission on June 13, 2006 Table of Contents As filed with the Securities and Exchange Commission on June 13, 2006 Registration No. |
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| June 13, 2006 |
ATTORNEYS AT LAW ONE DETROIT CENTER 500 WOODWARD AVENUE, SUITE 2700 DETROIT, MI 48226-3489 June 13, 2006 313. |
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| June 9, 2006 |
As filed with the Securities and Exchange Commission on June 8, 2006 As filed with the Securities and Exchange Commission on June 8, 2006 Registration No. |
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| June 9, 2006 |
CURRENCYSHARES(SM) AUSTRALIAN DOLLAR TRUST FORM OF PARTICIPANT AGREEMENT This Participant Agreement (this "Agreement"), dated as of [], 2006, is entered into by and between (with respect to this Agreement, the "Authorized Participant", and with respect to the Trust Agreement referred to below, an "Authorized Participant"), The Bank of New York, a New York banking corporation, not in its individual capacity but solely as trustee (the "Trustee") of the CurrencyShares Australian Dollar Trust (the "Trust"), and Rydex Specialized Products LLC, d/b/a Rydex Investments, as sponsor (the "Sponsor") of the Trust. |
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| June 9, 2006 |
EXHIBIT 4.1 RYDEX SPECIALIZED PRODUCTS LLC, d/b/a "RYDEX INVESTMENTS", as Sponsor, THE BANK OF NEW YORK, as Trustee, ALL REGISTERED OWNERS AND BENEFICIAL OWNERS OF AUSTRALIAN DOLLAR SHARES ISSUED HEREUNDER and ALL DEPOSITORS - Depositary Trust Agreement CurrencyShares(SM) Australian Dollar Trust - Dated as of , 2006 TABLE OF CONTENTS Page - ARTICLE 1 DEFINITIONS AND RULES OF CONSTRUCTION.......... |
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| June 9, 2006 |
EXHIBIT 3.2 LIMITED LIABILITY COMPANY AGREEMENT OF RYDEX SPECIALIZED PRODUCTS LLC This Limited Liability Company Agreement (the ‘‘Agreement’’) of Rydex Specialized Products LLC (the ‘‘Company’’) is entered into as of September 14, 2005 by PADCO Advisors II, Inc., a Maryland corporation (‘‘PADCO II’’). WHEREAS, Tim Meyer (the ‘‘Forming Person’’), caused the Company to be formed as a Delaware limite |
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| June 9, 2006 |
EXHIBIT 3.1 CERTIFICATE OF FORMATION OF RYDEX SPECIALIZED PRODUCTS LLC The undersigned, an authorized natural person, for the purpose of forming a limited liability company under the provisions and subject to the requirements of Chapter 18, Title 6 of the Delaware Code (the ‘‘Delaware Limited Liability Company Act’’) and the acts amendatory thereof and supplemental thereto, hereby certifies that: |
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| June 9, 2006 |
EXHIBIT 10.1 GLOBAL ACCOUNT TERMS DEPOSIT ACCOUNT AGREEMENT The Bank of New York, in its capacity as trustee of the CurrencyShares Australian Dollar Trust, a trust formed under New York law (the "Customer" or "Trust") and the London Branch of JPMorgan Chase Bank, N.A. (the "Bank") undertake to comply with and be bound by the following Global Account Terms of this Deposit Account Agreement (the "Ag |
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| June 9, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 CURRENCYSHARES AUSTRALIAN DOLLAR TRUST SPONSORED BY RYDEX SPECIALIZED PRODUCTS LLC, D/B/A RYDEX INVESTMENTS (Exact name of Registrant as specified in its charter) NEW YORK 20-4685355 - - (State o |
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| June 9, 2006 |
EX-10.2 7 file7.htm FORM OF SUBLICENSE AGREEMENT EXHIBIT 10.2 FORM OF SUBLICENSE AGREEMENT This Sublicense Agreement (this ‘‘Agreement’’) is entered into as of [ ], 2006 (the ‘‘Effective Date’’), by and between PADCO Advisors II, Inc., a Maryland corporation (‘‘Licensor’’), and Rydex Specialized Products LLC, a Delaware limited liability company wholly-owned by Licensor (‘‘Licensee’’). WHEREAS, Li |
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| March 13, 2006 |
As filed with the Securities and Exchange Commission on March 10, 2006 As filed with the Securities and Exchange Commission on March 10, 2006 Registration No. |
