Statistik Asas
| LEI | 549300TPS2RTTJ8O3C08 |
| CIK | 858706 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to The New Germany Fund, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
| July 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidentia |
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| May 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Con |
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| December 12, 2024 |
GF / The New Germany Fund, Inc. / Saba Capital Management, L.P. - FORM SC 13D/A Activist Investment SC 13D/A 1 formsc13da.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* The New Germany Fund, Inc. (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 644465106 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 |
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| November 21, 2024 |
GF / The New Germany Fund, Inc. / Saba Capital Management, L.P. - FORM SC 13D/A Activist Investment SC 13D/A 1 formsc13da.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* The New Germany Fund, Inc. (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 644465106 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 |
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| October 15, 2024 |
GF / The New Germany Fund, Inc. / Saba Capital Management, L.P. - FORM SC 13D/A Activist Investment SC 13D/A 1 formsc13da.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* The New Germany Fund, Inc. (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 644465106 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 |
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| September 9, 2024 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) EX-1 2 exhibit1.htm EXHIBIT 1 EXHIBIT 1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agree |
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| September 9, 2024 |
GF / The New Germany Fund, Inc. / Saba Capital Management, L.P. - FORM SC 13D Activist Investment SC 13D 1 formsc13d.htm FORM SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* The New Germany Fund, Inc. (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 644465106 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attenti |
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| August 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* The New Germany Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 644465106 (CUSIP Number) July 31, 2024 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this |
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| May 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Con |
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| May 10, 2024 |
GF / The New Germany Fund, Inc. / 1607 Capital Partners, LLC Passive Investment SC 13G/A 1 gf-043024a17.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 17)* New Germany Fund, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 644465106 (CUSIP Number) April 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropr |
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| February 14, 2024 |
GF / The New Germany Fund, Inc. / LAZARD ASSET MANAGEMENT LLC Passive Investment r13ga644465106 SCHEDULE 13G/A CUSIP No: 644465106 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o (b) x 3) SEC USE ONLY 4) CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5) SOLE VOTING POWER: 2,073,644 6) SHARED VOTI |
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| February 9, 2024 |
SC 13G/A 1 col13g18751f.htm CITY OF LONDON INVESTMENT MGT CO LTD / THE NEW GERMANY FUND - SCH13G/A(#4) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* The New Germany Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 644465106 (CUSIP Number) December 31, 2023 (Date of Event Which |
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| February 8, 2024 |
GF / The New Germany Fund, Inc. / 1607 Capital Partners, LLC Passive Investment SC 13G/A 1 gf-123123a16.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 16)* New Germany Fund, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 644465106 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appr |
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| January 12, 2024 |
GF / The New Germany Fund, Inc. / Allspring Global Investments Holdings, LLC Passive Investment SC 13G/A 1 NewGermany20231231.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) New Germany Fund (Name of Issuer) COM (Title of Class of Securities) 644465106 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| May 26, 2023 |
NPORT-EX 2 ngfq1.htm SOI The New Germany Fund, Inc. Schedule of Investments as of March 31, 2023 (Unaudited) Shares Value ($) Germany 92.0% Common Stocks 86.4% Aerospace & Defense 1.7% Hensoldt AG 87,443 3,154,517 Automobile Components 1.5% Hella GmbH & Co. KGaA 10,272 894,599 SAF-Holland SE 80,000 1,021,404 Vitesco Technologies Group AG* 10,926 791,282 2,707,285 Automobiles 0.3% Knaus Tabbert AG |
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| May 12, 2023 |
CENTRAL & EASTERN EUROPE FUND, INC. & NEW GERMANY FUND INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant ☒ Filed by a party other than the Registrant ☐ Check the a |
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| March 8, 2023 |
GF / New Germany Fund Inc / LAZARD ASSET MANAGEMENT LLC Passive Investment SC 13G/A 1 r13ganewgerman.htm SCHEDULE 13G/A CUSIP No: 644465106 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 2,192,886 6)SHAR |
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| February 14, 2023 |
GF / New Germany Fund Inc. / 1607 Capital Partners, LLC Passive Investment SC 13G/A 1 gf-123122a15.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 15)* New Germany Fund, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 644465106 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appr |
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| February 13, 2023 |
SC 13G/A 1 col13g18659f.htm CITY OF LONDON INVESTMENT MGT CO LTD / NEW GERMANY FUND - SCH13G/A(#3) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* The New Germany Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 644465106 (CUSIP Number) December 31, 2022 (Date of Event Which Req |
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| January 13, 2023 |
GF / New Germany Fund Inc. / Allspring Global Investments Holdings, LLC Passive Investment SC 13G/A 1 Newgermanyfund644465106.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) New Germany Fund (Name of Issuer) COM (Title of Class of Securities) 644465106 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| November 23, 2022 |
The New Germany Fund, Inc. Schedule of Investments as of September 30, 2022 (Unaudited) Shares Value ($) Germany 89.6% Common Stocks 86.6% Aerospace & Defense 5.9% Hensoldt AG 87,443 1,760,296 Rheinmetall AG 40,034 6,204,178 7,964,474 Airlines 2.9% Deutsche Lufthansa AG (Registered)* 664,089 3,849,905 Auto Components 1.0% Hella GmbH & Co. KGaA 10,272 685,253 SAF-Holland SE 110,807 668,104 1,353,35 |
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| May 24, 2022 |
NPORT-EX 2 ngfq1.htm SOI The New Germany Fund, Inc. Schedule of Investments as of March 31, 2022 (Unaudited) Shares Value ($) Germany 90.2% Common Stocks 87.4% Aerospace & Defense 4.9% Hensoldt AG 87,443 2,577,234 Rheinmetall AG 40,034 8,553,409 11,130,643 Airlines 2.4% Deutsche Lufthansa AG (Registered)*† 664,089 5,434,617 Auto Components 1.4% Hella GmbH & Co. KGaA 26,348 1,706,679 SAF-Holland SE |
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| May 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidentia |
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| February 23, 2022 |
Exhibit 99.1 The New Germany Fund, Inc. (a Maryland corporation) Bylaws (Amended and Restated as of February 18, 2022) ARTICLE I Offices Section 1. Principal Office. The principal office of The New Germany Fund, Inc. (the ?Corporation?) shall be located at such place or places as the Board of Directors may designate. Section 2. Additional Offices. The Corporation may have additional offices at suc |
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| February 23, 2022 |
8-K 1 fm8k022322ngf.htm THE NEW GERMANY FUND, INC. As filed with the Securities and Exchange Commission on February 23, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 18, 2022 THE NEW GERMANY FUND, INC. (Exact name o |
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| February 14, 2022 |
GF / New Germany Fund Inc. / 1607 Capital Partners, LLC Passive Investment SC 13G/A 1 gf-123121a14.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 14)* New Germany Fund, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 644465106 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appr |
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| February 11, 2022 |
SC 13G/A 1 col13g18540f.htm CITY OF LONDON INVESTMENT MGT CO LTD / NEW GERMANY FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* The New Germany Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 644465106 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing o |
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| February 10, 2022 |
GF / New Germany Fund Inc. / LAZARD ASSET MANAGEMENT LLC Passive Investment SC 13G/A 1 r13ganewgerman.htm SCHEDULE 13G/A CUSIP No: 644465106 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 2,203,805 6)SHAR |
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| January 18, 2022 |
GF / New Germany Fund Inc. / Allspring Global Investments Holdings, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) New Germany Fund (Name of Issuer) COM (Title of Class of Securities) 644465106 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed |
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| December 9, 2021 |
GF / New Germany Fund Inc. / Allspring Global Investments Holdings, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) New Germany Fund (Name of Issuer) COM (Title of Class of Securities) 644465106 (CUSIP Number) November 30, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed |
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| December 8, 2021 |
GF / New Germany Fund Inc. / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) NEW GERMANY FD INC (Name of Issuer) COM (Title of Class of Securities) 644465106 (CUSIP Number) November 30, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fi |
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| November 17, 2021 |
The New Germany Fund, Inc. Schedule of Investments as of September 30, 2021 (Unaudited) Shares Value ($) Germany 89.5% Common Stocks 83.8% Aerospace & Defense 0.1% Hensoldt AG 30,414 481,471 Airlines 0.6% Deutsche Lufthansa AG (Registered)*† 280,510 1,930,668 Auto Components 4.4% Hella GmbH & Co. KGaA* 129,000 9,035,665 SAF-Holland SE* 454,753 6,129,164 15,164,829 Automobiles 1.5% Knaus Tabbert AG |
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| June 10, 2021 |
GF / New Germany Fund Inc. / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) NEW GERMANY FD INC (Name of Issuer) COM (Title of Class of Securities) 644465106 (CUSIP Number) May 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ |
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| May 26, 2021 |
The New Germany Fund, Inc. Schedule of Investments as of March 31, 2021 (Unaudited) Shares Value ($) Germany 85.1% Common Stocks 75.3% Aerospace & Defense 1.0% Hensoldt AG* 235,306 3,621,331 Airlines 1.2% Deutsche Lufthansa AG (Registered)* 316,801 4,207,470 Auto Components 4.5% Hella GmbH & Co. KGaA* 139,895 7,859,152 SAF-Holland SE* 548,422 7,989,149 15,848,301 Automobiles 1.6% Knaus Tabbert AG* |
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| May 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidentia |
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| May 12, 2021 |
As filed with the Securities and Exchange Commission on May 12, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 12, 2021 |
Exhibit 99.1 The New Germany Fund, Inc. (a Maryland corporation) Bylaws (Amended and Restated as of May 7, 2021) ARTICLE I Offices Section 1. Principal Office. The principal office of The New Germany Fund, Inc. (the ?Corporation?) shall be located at such place or places as the Board of Directors may designate. Section 2. Additional Offices. The Corporation may have additional offices at such plac |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* The New Germany Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 644465106 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which |
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| February 10, 2021 |
r13gaNew Germany Fund Inc SCHEDULE 13G/A CUSIP No: 644465106 1)NAME OF REPORTING PERSON S. |
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| November 25, 2020 |
The New Germany Fund, Inc. Schedule of Investments as of September 30, 2020 (Unaudited) Shares Value ($) Germany 87.7% Common Stocks 81.7% Airlines 1.0% Deutsche Lufthansa AG (Registered)* † 346,992 2,994,657 Auto Components 4.4% Hella GmbH & Co. KGaA* 153,227 7,729,575 SAF-Holland SE* 726,357 5,868,394 13,597,969 Automobiles 1.4% Knaus Tabbert AG* 57,956 4,247,450 Banks 0.7% Commerzbank AG 420,87 |
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| October 27, 2020 |
As filed with the Securities and Exchange Commission on October 27, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| September 25, 2020 |
As filed with the Securities and Exchange Commission on September 25, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| June 30, 2020 |
As filed with the Securities and Exchange Commission on June 30, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 27, 2020 |
The New Germany Fund, Inc. Schedule of Investments as of March 31, 2020 (Unaudited) Shares Value ($) Germany 84.5% Common Stocks 82.3% Auto Components 2.0% Hella GmbH & Co. KGaA 114,942 3,350,208 SAF-Holland SE 245,839 994,962 4,345,170 Banks 1.3% Commerzbank AG 752,191 2,731,016 Biotechnology 1.1% MorphoSys AG* 24,464 2,417,554 Chemicals 7.2% Evonik Industries AG 125,368 2,623,629 LANXESS AG 59,2 |
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| May 15, 2020 |
- CENTRAL & EASTERN EUROPE FUND, INC. & NEW GERMANY FUND INC CENTRAL & EASTERN EUROPE FUND, INC. & NEW GERMANY FUND INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant ☒ Filed by a party other than the Registrant ☐ Check the a |
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| February 14, 2020 |
GF / New Germany Fund, Inc. / 1607 Capital Partners, LLC - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 12, 2020 |
GF / New Germany Fund, Inc. / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gaNew Germany Fund Inc SCHEDULE 13G/A CUSIP No: 644465106 1)NAME OF REPORTING PERSON S. |
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| November 26, 2019 |
GF / New Germany Fund, Inc. NPORT-EX - - SOI The New Germany Fund, Inc. Schedule of Investments as of September 30, 2019 (Unaudited) Shares Value ($) Germany 84.2% Common Stocks 81.0% Auto Components 2.0% Hella GmbH & Co. KGaA 114,942 5,139,264 Banks 1.7% Commerzbank AG 752,191 4,363,445 Biotechnology 1.1% MorphoSys AG* 24,464 2,695,908 Chemicals 6.2% Evonik Industries AG 125,368 3,095,148 K+S AG (Registered) 55,344 767,032 LANXESS AG 59,215 |
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| May 29, 2019 |
GF / New Germany Fund, Inc. NPORT-EX - - SX COMPLIANT SOIS The New Germany Fund, Inc. Schedule of Investments as of March 31, 2019 (Unaudited) Shares Value ($) Germany 82.5% Common Stocks 78.0% Aerospace & Defense 3.3% MTU Aero Engines AG 37,106 8,406,767 Auto Components 0.8% Hella GmbH & Co. KGaA 33,000 1,452,325 Leoni AG† 30,503 595,190 2,047,515 Banks 2.5% Commerzbank AG* 840,127 6,508,153 Biotechnology 0.9% MorphoSys AG* 24,464 2,228,844 Chemicals 7.3 |
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| May 20, 2019 |
THE CENTRAL AND EASTERN EUROPE FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ |
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| February 14, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 13, 2019 |
GF / New Germany Fund, Inc. / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gaNew Germany Fund Inc SCHEDULE 13G/A CUSIP No: 644465106 1)NAME OF REPORTING PERSON S. |
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| November 29, 2018 |
GF / New Germany Fund, Inc. THE NEW GERMANY FUND, INC. (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-05983 The New Germany Fund, Inc. |
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| November 29, 2018 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Hepsen Uzcan, certify that: 1. I have reviewed this report on Form N-Q of The New Germany Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| July 31, 2018 |
Exhibit 99.1 The New Germany Fund, Inc. (a Maryland corporation) Bylaws (Amended and Restated as of May 4, 2018) ARTICLE I Offices Section 1. Principal Office. The principal office of The New Germany Fund, Inc. (the “Corporation”) shall be located at such place or places as the Board of Directors may designate. Section 2. Additional Offices. The Corporation may have additional offices at such plac |
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| July 31, 2018 |
As filed with the Securities and Exchange Commission on July 31, 2018 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| July 31, 2018 |
THE NEW GERMANY FUND, INC. ARTICLES OF RESTATEMENT Exhibit 99.2 THE NEW GERMANY FUND, INC. ARTICLES OF RESTATEMENT The New Germany Fund, Inc., a Maryland corporation (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation (the “SDAT”) that: 1. The Corporation desires to restate in its entirety the charter of the Corporation (the “Charter”) as is currently in effect pursuant to Section 2-608 of the Maryland General |
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| May 29, 2018 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Hepsen Uzcan, certify that: 1. I have reviewed this report on Form N-Q of The New Germany Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| May 29, 2018 |
GF / New Germany Fund, Inc. THE NEW GERMANY FUND, INC. (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-05983 The New Germany Fund, Inc. |
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| May 29, 2018 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Hepsen Uzcan, certify that: 1. I have reviewed this report on Form N-Q of The New Germany Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| May 29, 2018 |
GF / New Germany Fund, Inc. THE NEW GERMANY FUND, INC. (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-05983 The New Germany Fund, Inc. |
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| May 9, 2018 |
CEE / The Central Europe, Russia and Turkey Fund, Inc. THE CENTRAL AND EASTERN EUROPE FUND, INC. THE CENTRAL AND EASTERN EUROPE FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ |
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| May 8, 2018 |
As filed with the Securities and Exchange Commission on May 8, 2018 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 8, 2018 |
Exhibit 99.1 The New Germany Fund, Inc. (a Maryland corporation) Bylaws (Amended and Restated as of May 4, 2018) ARTICLE I Offices Section 1. Principal Office. The principal office of The New Germany Fund, Inc. (the “Corporation”) shall be located at such place or places as the Board of Directors may designate. Section 2. Additional Offices. The Corporation may have additional offices at such plac |
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| May 8, 2018 |
THE NEW GERMANY FUND, INC. ARTICLES OF RESTATEMENT Exhibit 99.2 THE NEW GERMANY FUND, INC. ARTICLES OF RESTATEMENT The New Germany Fund, Inc., a Maryland corporation (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation (the “SDAT”) that: 1. The Corporation desires to restate in its entirety the charter of the Corporation (the “Charter”) as is currently in effect pursuant to Section 2-608 of the Maryland General |
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| March 16, 2018 |
GF / New Germany Fund, Inc. CORRESP March 16, 2018 Securities and Exchange Commission Division of Investment Management, Disclosure Review Office 100 F Street, N. |
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| February 26, 2018 |
PricewaterhouseCoopers LLP, 101 Seaport Boulevard, Suite 500, Boston, MA 02210 T: (617)530 5000, F: (617) 530 5001, www. |
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| February 26, 2018 |
Item 77Q2 and Sub-Item 102P2 The New Germany Fund, Inc. (the "Fund") Item 77Q2 and Sub-Item 102P2 The New Germany Fund, Inc. (the "Fund") Based on a review of reports filed by the Fund's directors and executive officers, the investment advisor, officers and directors of the investment advisor, affiliated persons of the investment advisor and beneficial holders of 10% or more of the Fund's outstanding shares, and written representations by the Reporting Persons that |
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| February 14, 2018 |
GF / New Germany Fund, Inc. / 1607 Capital Partners, LLC - 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 8, 2018 |
GF / New Germany Fund, Inc. / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gaNew Germany Fund Inc SCHEDULE 13G/A CUSIP No: 644465106 1)NAME OF REPORTING PERSON S. |
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| November 29, 2017 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Brian E. Binder, certify that: 1. I have reviewed this report on Form N-Q of The New Germany Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| November 29, 2017 |
New Germany Fund Inc - THE NEW GERMANY FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-05983 The New Germany Fund, Inc. |
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| August 28, 2017 |
Item 77Q1(a): The New Germany Fund, Inc. The New Germany Fund, Inc. (a Maryland corporation) Bylaws (Amended and Restated as of April 28, 2017) ARTICLE I Offices Section 1. Principal Office. The principal office of The New Germany Fund, Inc. (the "Corporation") shall be located at such place or places as the Board of Directors may designate. Section 2. Additional Offices. The Corporation may have |
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| May 26, 2017 |
New Germany Fund Inc - THE NEW GERMANY FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-05983 The New Germany Fund, Inc. |
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| May 26, 2017 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Brian E. Binder, certify that: 1. I have reviewed this report on Form N-Q of The New Germany Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| May 22, 2017 |
Central Europe, Russia and Turkey Fund THE CENTRAL EUROPE, RUSSIA AND TURKEY FUND, INC. The Central Europe, Russia and Turkey Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant ? Filed by a party other than the Registrant ? Check the appropriate |
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| May 1, 2017 |
Exhibit 99.1 The New Germany Fund, Inc. (a Maryland corporation) Bylaws (Amended and Restated as of April 28, 2017) ARTICLE I Offices Section 1. Principal Office. The principal office of The New Germany Fund, Inc. (the ?Corporation?) shall be located at such place or places as the Board of Directors may designate. Section 2. Additional Offices. The Corporation may have additional offices at such p |
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| May 1, 2017 |
As filed with the Securities and Exchange Commission on May 1, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| March 1, 2017 |
Report of Independent Registered Public Accounting Firm auditorletter.htm Report of Independent Registered Public Accounting Firm To the Board of Directors and Shareholders of The New Germany Fund, Inc.: In planning and performing our audit of the financial statements of The New Germany Fund, Inc. (the "Fund"), as of and for the year ended December 31, 2016, in accordance with the standards of the Public Company Accounting Oversight Board (United State |
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| March 1, 2017 |
Item 77Q2 and Sub-Item 102P2 The New Germany Fund, Inc. (the “Fund”) ex77q.htm Item 77Q2 and Sub-Item 102P2 The New Germany Fund, Inc. (the ?Fund?) Based on a review of reports filed by the Fund?s directors and executive officers, the investment advisor, officers and directors of the investment advisor, affiliated persons of the investment advisor and beneficial holders of 10% or more of the Fund?s outstanding shares, and written representations by the Reporting Pe |
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| February 24, 2017 |
Item 77Q2 and Sub-Item 102P2 The European Equity Fund, Inc. (the “Fund”) ex77q.htm Item 77Q2 and Sub-Item 102P2 The European Equity Fund, Inc. (the ?Fund?) Based on a review of reports filed by the Fund?s directors and executive officers, the investment advisor, officers and directors of the investment advisor, affiliated persons of the investment advisor and beneficial holders of 10% or more of the Fund?s outstanding shares, and written representations by the Reportin |
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| February 13, 2017 |
GF / New Germany Fund, Inc. / 1607 Capital Partners, LLC - 13G/A Passive Investment SC 13G/A 1 gf123116a9.htm 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 9)* New Germany Fund, Inc. (Name of Issuer) Closed End Mutual Fund (Title of Class of Securities) 644465106 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| February 10, 2017 |
GF / New Germany Fund, Inc. / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gaNew Germany Fund Inc SCHEDULE 13G/A CUSIP No: 644465106 1)NAME OF REPORTING PERSON S. |
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| November 25, 2016 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Brian E. Binder, certify that: 1. I have reviewed this report on Form N-Q of The New Germany Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| November 25, 2016 |
New Germany Fund THE NEW GERMANY FUND, INC. (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-05983 The New Germany Fund, Inc. |
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| May 26, 2016 |
New Germany Fund THE NEW GERMANY FUND, INC. (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-05983 The New Germany Fund, Inc. |
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| May 26, 2016 |
CERTIFICATIONS I, Brian E. Binder, certify that: 1. I have reviewed this report on Form N-Q of The New Germany Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period |
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| May 23, 2016 |
New Germany Fund THE CENTRAL EUROPE, RUSSIA AND TURKEY FUND, INC. The Central Europe, Russia and Turkey Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant x Filed by a party other than the Registrant ? Check the appropriate |
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| February 26, 2016 |
Report of Independent Registered Public Accounting Firm ex77b.htm Report of Independent Registered Public Accounting Firm To the Board of Directors and Shareholders of The New Germany Fund, Inc.: In planning and performing our audit of the financial statements of The New Germany Fund, Inc. (the "Fund"), as of and for the year ended December 31, 2015, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we c |
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| February 16, 2016 |
GF / New Germany Fund, Inc. / 1607 Capital Partners, LLC - 13G AMENDMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 10, 2016 |
GF / New Germany Fund, Inc. / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gaNew Germany Fund Inc SCHEDULE 13G/A CUSIP No: 644465106 1)NAME OF REPORTING PERSON S. |
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| November 25, 2015 |
New Germany Fund THE NEW GERMANY FUND, INC (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-05983 The New Germany Fund, Inc. |
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| November 25, 2015 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Brian E. Binder, certify that: 1. I have reviewed this report on Form N-Q of The New Germany Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| August 26, 2015 |
ex77q1.htm The New Germany Fund, Inc. (a Maryland corporation) Bylaws (Amended and Restated as of May 1, 2015) ARTICLE I Offices Section 1. Principal Office. The principal office of The New Germany Fund, Inc. (the ?Corporation?) shall be located at such place or places as the Board of Directors may designate. Section 2. Additional Offices. The Corporation may have additional offices at such places |
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| June 22, 2015 |
defa14a062215multi.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant x Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy |
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| May 27, 2015 |
New Germany Fund THE NEW GERMANY FUND, INC. (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-05983 The New Germany Fund, Inc. |
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| May 27, 2015 |
ex-99cert.htm CERTIFICATIONS I, Brian E. Binder, certify that: 1. I have reviewed this report on Form N-Q of The New Germany Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| May 26, 2015 |
Central Europe, Russia and Turkey Fund THE CENTRAL EUROPE, RUSSIA AND TURKEY FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidentia |
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| May 1, 2015 |
ex99-1ngf.htm Exhibit 99.1 The New Germany Fund, Inc. (a Maryland corporation) Bylaws (Amended and Restated as of May 1, 2015) ARTICLE I Offices Section 1. Principal Office. The principal office of The New Germany Fund, Inc. (the “Corporation”) shall be located at such place or places as the Board of Directors may designate. Section 2. Additional Offices. The Corporation may have additional office |
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| May 1, 2015 |
New Germany Fund FORM 8-K - THE NEW GERMANY FUND, INC. (Current Report/Significant Event) fm8k050115ngf.htm As filed with the Securities and Exchange Commission on May 1, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2015 THE NEW GERMANY FUND, INC. (Exact name of registrant as specified in its charter) Mar |
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| April 24, 2015 |
ex99-1.htm Exhibit 99.1 Press Release FOR IMMEDIATE RELEASE For additional information: Deutsche Bank Press Office (212) 250-5536 Shareholder Account Information (800) 294-4366 Deutsche Closed-End Funds (800) 349-4281 or 00- 800-2287-2750 from outside the US The Central Europe, Russia and Turkey Fund, Inc., The European Equity Fund, Inc. and The New Germany Fund, Inc. Issue Announcement Regarding |
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| April 24, 2015 |
New Germany Fund FORM 8-K - THE NEW GERMANY FUND, INC. (Current Report/Significant Event) fm8k042415ngf.htm As filed with the Securities and Exchange Commission on April 24, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2015 THE NEW GERMANY FUND, INC. (Exact name of registrant as specified in its charte |
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| March 3, 2015 |
GF / New Germany Fund, Inc. CORRESP - - March 3, 2015 Ms. Sheila Stout U.S. Securities and Exchange Commission Division of Investment Management Office of Disclosure and Review 100 F Street, NE Washington DC, 20549-4720 Re: SEC Sarbanes-Oxley Review of the Deutsche Family of Funds. Dear Ms. Sheila Stout: Further to our conference call on December 10, 2014 and January 14, 2015, please find enclosed a spreadsheet setting forth the issues |
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| February 26, 2015 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Directors and Shareholders of The New Germany Fund, Inc. |
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| February 17, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 9, 2015 |
GF / New Germany Fund, Inc. / LAZARD ASSET MANAGEMENT LLC Passive Investment SC 13G/A 1 r13ganewgerman.htm SCHEDULE 13G/A CUSIP No: 644465106 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 2,758,052 6)SHAR |
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| November 25, 2014 |
New Germany Fund Inc - THE NEW GERMANY FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-05983 The New Germany Fund, Inc. |
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| November 25, 2014 |
CERTIFICATIONS I, Brian E. Binder, certify that: 1. I have reviewed this report on Form N-Q of The New Germany Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period |
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| November 3, 2014 |
GF / New Germany Fund, Inc. / LAZARD ASSET MANAGEMENT LLC Activist Investment r13daNew Germany Fund Inc SCHEDULE 13D/A CUSIP No: 644465106 1)NAME OF REPORTING PERSON Lazard Asset Management LLC I. |
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| November 3, 2014 |
r13danewgermanyfund SCHEDULE 13D/A CUSIP No: 644465106 TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS Date of Transaction Shares Purchased(Sold) Price per Share 7/22/2014 (9,400) 17. |
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| November 3, 2014 |
GF / New Germany Fund, Inc. / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gaNew Germany Fund Inc SCHEDULE 13G/A CUSIP No: 644465106 1)NAME OF REPORTING PERSON S. |
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| June 26, 2014 |
r13danewgermanyfund SCHEDULE 13D/A CUSIP No: 644465106 TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS Date of Transaction Shares Purchased(Sold) Price per Share 5/1/2014 (74,120) 18. |
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| June 26, 2014 |
GF / New Germany Fund, Inc. / LAZARD ASSET MANAGEMENT LLC Activist Investment r13daNew Germany Fund Inc SCHEDULE 13D/A CUSIP No: 644465106 1)NAME OF REPORTING PERSON Lazard Asset Management LLC I. |
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| May 27, 2014 |
Quarterly Schedule of Portfolio Holdings - THE NEW GERMANY FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-05983 The New Germany Fund, Inc. |
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| May 27, 2014 |
EX-99.CERT 2 ex-99cert.htm CERTIFICATION CERTIFICATIONS I, Brian E. Binder, certify that: 1. I have reviewed this report on Form N-Q of The New Germany Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| May 21, 2014 |
- CENTRAL EUROPE, RUSSIA & TURKEY FUND, INC DEF 14A 1 d730297ddef14a.htm CENTRAL EUROPE, RUSSIA & TURKEY FUND, INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant x Filed by a party other than the Registrant ¨ |
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| February 28, 2014 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Directors and Shareholders of The New Germany Fund, Inc. |
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| February 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| November 26, 2013 |
EX-99.CERT 2 ex-99cert.htm CERTIFICATION CERTIFICATIONS I, Robert Kendall, certify that: 1. I have reviewed this report on Form N-Q of The New Germany Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, n |
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| November 26, 2013 |
Quarterly Schedule of Portfolio Holdings - THE NEW GERMANY FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-05983 The New Germany Fund, Inc. |
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| September 5, 2013 |
r13dmsemergingmarketsfund SCHEDULE 13D/A CUSIP No: 61744G107 TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS Date of Transaction Shares Purchased(Sold) Price per Share 8/25/2013 1,200 19. |
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| September 5, 2013 |
GF / New Germany Fund, Inc. / LAZARD ASSET MANAGEMENT LLC Activist Investment r13daNew Germany Fund SCHEDULE 13D/A CUSIP No: 644465106 1)NAME OF REPORTING PERSON Lazard Asset Management LLC I. |
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| September 4, 2013 |
- SC-TO-I/A FILING - THE NEW GERMANY FUND, INC. As filed with the Securities and Exchange Commission on September 4, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 29, 2013 |
- SC-TO-I/A FILING - THE NEW GERMANY FUND, INC. As filed with the Securities and Exchange Commission on August 29, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 31, 2013 |
Form of Letter of Transmittal Exhibit (a)(1)(ii) LETTER OF TRANSMITTAL To Accompany Shares of Common Stock, $0. |
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| July 31, 2013 |
The New Germany Fund, Inc. As filed with the Securities and Exchange Commission on July 31, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 The New Germany Fund, Inc. (Name of Subject Company (Issuer)) The New Germany Fund, Inc. (Name of Filing Person (Offeror)) |
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| July 31, 2013 |
- SC TO-C FILING - THE NEW GERMANY FUND, INC. As filed with the Securities and Exchange Commission on July 31, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| July 31, 2013 |
Form of Letter to Clients Exhibit (a)(1)(v) Notice to Repurchase for Cash up to 801,417 of the Issued and Outstanding Shares of The New Germany Fund, Inc. |
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| July 31, 2013 |
EX-99.(A)(1)(III) 4 d565848dex99a1iii.htm FORM OF NOTICE OF GUARANTEED DELIVERY Exhibit (a)(1)(iii) NOTICE OF GUARANTEED DELIVERY Regarding the Offer to Repurchase by THE NEW GERMANY FUND, INC. To Repurchase for Cash up to 801,417 of Its Issued and Outstanding Shares at 98% of the Net Asset Value Per Share This form must be used to accept the Offer to Repurchase (as defined below) if a stockholder |
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| July 31, 2013 |
Offer to Repurchase, dated July 31, 2013 Table of Contents Exhibit (a)(1)(i) THE NEW GERMANY FUND, INC. |
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| July 31, 2013 |
Form of Letter to Brokers, Dealers Exhibit (a)(1)(iv) THE NEW GERMANY FUND, INC. 345 PARK AVENUE NEW YORK, NEW YORK 10154 (800) 349-4281 To Purchase for Cash up to 801,417 of its Issued and Outstanding Shares at 98% of the Net Asset Value Per Share To Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees: We are enclosing herewith the material listed below relating to the offer of |
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| July 31, 2013 |
Press Release issued by the Fund dated July 31, 2013 Deutsche Asset & Wealth Management Press Release FOR IMMEDIATE RELEASE For additional information: Deutsche Bank Press Office (212) 250-5536 Shareholder Account Information (800) 294-4366 DWS Closed-End Funds (800) 349-4281 or 00-800-2287-2750 from outside the US The Central Europe, Russia and Turkey Fund, Inc. |
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| July 31, 2013 |
GUIDELINES FOR CERTIFICATION OF TAXPAYER IDENTIFICATION NUMBER ON SUBSTITUTE FORM W-9 Guidelines for Certification of Taxpayer Identification Number Exhibit (a)(1)(vii) GUIDELINES FOR CERTIFICATION OF TAXPAYER IDENTIFICATION NUMBER ON SUBSTITUTE FORM W-9 GUIDELINES FOR DETERMINING THE PROPER NAME AND IDENTIFICATION NUMBER TO GIVE THE PAYER. |
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| July 31, 2013 |
THE NEW GERMANY FUND, INC. 345 Park Avenue, New York, NY 10154 Text of Letter to Stockholders of the Fund dated July 31, 2013 Exhibit (a)(1)(vi) THE NEW GERMANY FUND, INC. |
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| June 25, 2013 |
- SC TO-C FILING - THE NEW GERMANY FUND, INC. As filed with the Securities and Exchange Commission on June 25, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| June 17, 2013 |
- SC TO-C FILING - THE NEW GERMANY FUND, INC. As filed with the Securities and Exchange Commission on June 17, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| June 10, 2013 |
r13danewgermany SCHEDULE 13D/A CUSIP No: 644465106 TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS Date of Transaction Shares Purchased(Sold) Price per Share 4/1/2013 1,407 16.84 4/2/2013 1,293 17.03 5/13/2013 (899) 17.80 5/14/2013 (4,700) 17.87 6/4/213 (4,083) 17.71 * Tender Offer |
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| June 10, 2013 |
GF / New Germany Fund, Inc. / LAZARD ASSET MANAGEMENT LLC Activist Investment r13daNew Germany Fund SCHEDULE 13D/A CUSIP No: 644465106 1)NAME OF REPORTING PERSON Lazard Asset Management LLC I. |
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| May 28, 2013 |
Quarterly Schedule of Portfolio Holdings - THE NEW GERMANY FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-05983 The New Germany Fund, Inc. |
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| May 28, 2013 |
EX-99.CERT 2 ex-99cert.htm CERTIFICATION CERTIFICATIONS I, W. Douglas Beck, certify that: 1. I have reviewed this report on Form N-Q of The New Germany Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| May 20, 2013 |
The New Germany Fund, Inc. SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary proxy statement. ¨ Confidential, for use of the Commission only (as permitted by Rule 1 |
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| February 28, 2013 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Directors and Shareholders of The New Germany Fund, Inc. |
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| February 14, 2013 |
SC 13G/A 1 GF123112a5.htm SCHEDULE 13G HOLDINGS REPORT AMENDMENT SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* The New Germany Fund, Inc. (Name of Issuer) Closed End Mutual Fund (Title of Class of Securities) 644465106 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check |
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| February 8, 2013 |
r13danewgermany SCHEDULE 13D/A CUSIP No: 644465106 TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS Date of Transaction Shares Purchased(Sold) Price per Share 12/27/2012 7,346 16. |
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| February 8, 2013 |
GF / New Germany Fund, Inc. / LAZARD ASSET MANAGEMENT LLC Activist Investment r13daNew Germany Fund SCHEDULE 13D/A CUSIP No: 644465106 1)NAME OF REPORTING PERSON Lazard Asset Management LLC I. |
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| February 6, 2013 |
GF / New Germany Fund, Inc. / CHINA INVESTMENT CORP - FORM SC 13G/A Passive Investment SC 13G/A 1 dp36004sc13ga-germany.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) * The New Germany Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 644465106 (CUSIP Number) December 31, 2012 (Date of the Event Which Requires Filing of this Statement) Check the a |
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| November 28, 2012 |
Quarterly Schedule of Portfolio Holdings - THE NEW GERMANY FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-05983 The New Germany Fund, Inc. |
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| November 28, 2012 |
EX-99.CERT 2 ex-99cert.htm CERTIFICATION CERTIFICATIONS I, W. Douglas Beck, certify that: 1. I have reviewed this report on Form N-Q of The New Germany Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| October 9, 2012 |
GF / New Germany Fund, Inc. / LAZARD ASSET MANAGEMENT LLC Activist Investment SC 13D/A 1 r13dagermany.htm SCHEDULE 13D/A CUSIP No: 644465106 1)NAME OF REPORTING PERSON Lazard Asset Management LLC I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: 05-0530199 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a)o (b)o 3)SEC USE ONLY: 4)SOURCE OF FUNDS:OO 5)CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e): o 6)CITIZENSHIP OR PLACE OF ORGANIZATI |
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| October 9, 2012 |
r13danewgermany SCHEDULE 13D/A CUSIP No: 644465106 TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS Date of Transaction Shares Purchased(Sold) Price per Share 7/2/2012 1,800 13. |
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| September 7, 2012 |
CORRESP 1 filename1.htm September 7, 2012 Ms. Christina DiAngelo Senior Staff Accountant U.S. Securities and Exchange Commission Division of Investment Management Office of Disclosure and Review 100 F Street, NE Washington DC, 20549-4720 Re: SEC Sarbanes-Oxley Review of the DWS Family of Funds. Dear Ms. DiAngelo: Further to our conference call on May 22, 2012, please find enclosed a spreadsheet se |
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| August 28, 2012 |
- SC-TO-I/A FILING - THE NEW GERMAN FUND, INC. As filed with the Securities and Exchange Commission on August 28, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 28, 2012 |
Exhibit (a)(5)(ii) Press Release FOR IMMEDIATE RELEASE For additional information: Deutsche Bank Press Office (212) 250-5536 Shareholder Account Information (800) 437-6269 DWS Closed-End Funds (800) 349-4281 or 00-800-2287-2750 from outside the US The European Equity Fund, Inc. |
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| August 28, 2012 |
Item 77Q1 The New Germany Fund, Inc. INVESTMENT ADVISORY AGREEMENT AGREEMENT dated as of February 1, 2012, between The New Germany Fund, Inc., a Maryland corporation (the “Fund”), and Deutsche Asset Management International GmbH, a German corporation (“DeAMI”). WHEREAS, the Fund is a diversified closed-end management company registered under the Investment Company Act of 1940, as amended (the “Inv |
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| August 23, 2012 |
Exhibit (a)(5)(i) Press Release FOR IMMEDIATE RELEASE For additional information: Deutsche Bank Press Office (212) 250-5536 Shareholder Account Information (800) 437-6269 DWS Closed-End Funds (800) 349-4281 or 00-800-2287-2750 from outside the US The European Equity Fund, Inc. |
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| August 23, 2012 |
- SC-TO-I/A FILING - THE NEW GERMAN FUND, INC. As filed with the Securities and Exchange Commission on August 23, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 25, 2012 |
Form of Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Exhibit (a)(1)(iv) THE NEW GERMANY FUND, INC. |
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| July 25, 2012 |
EX-99.(A)(1)(II) 3 d384699dex99a1ii.htm FORM OF LETTER OF TRANSMITTAL Exhibit (a)(1)(ii) LETTER OF TRANSMITTAL To Accompany Shares of Common Stock, $0.001 Par Value of THE NEW GERMANY FUND, INC. (the “Fund”) Tendered Pursuant to the Offer to Repurchase Dated July 25, 2012 THE OFFER WILL EXPIRE AT 5:00 P.M., EASTERN TIME, ON AUGUST 22, 2012 UNLESS THE OFFER IS EXTENDED The Depositary: The Colbent C |
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| July 25, 2012 |
EX-99.(A)(1)(V) 6 d384699dex99a1v.htm FORM OF LETTER TO CLIENTS Exhibit (a)(1)(v) Offer to Repurchase for Cash up to 863,598 of the Issued and Outstanding Shares of The New Germany Fund, Inc. at 98% of its Net Asset Value Per Share To Our Clients: Pursuant to your request, enclosed for your consideration are the Offer to Repurchase, dated July 25, 2012, of The New Germany Fund, Inc. (the “Fund”) a |
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| July 25, 2012 |
GUIDELINES FOR CERTIFICATION OF TAXPAYER IDENTIFICATION NUMBER ON SUBSTITUTE FORM W-9 Guidelines for Certification of Taxpayer Identification Number Exhibit (a)(1)(vii) GUIDELINES FOR CERTIFICATION OF TAXPAYER IDENTIFICATION NUMBER ON SUBSTITUTE FORM W-9 GUIDELINES FOR DETERMINING THE PROPER NAME AND IDENTIFICATION NUMBER TO GIVE THE PAYER. |
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| July 25, 2012 |
The New Germany Fund, Inc. As filed with the Securities and Exchange Commission on July 25, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 The New Germany Fund, Inc. (Name of Subject Company (Issuer)) The New Germany Fund, Inc. (Name of Filing Person (Offeror)) |
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| July 25, 2012 |
Press Release issued by the Fund dated July 25, 2012 Exhibit(a)(5) Press Release FOR IMMEDIATE RELEASE For additional information: Deutsche Bank Press Office (212) 250-5536 Shareholder Account Information (800) 437-6269 DWS Closed-End Funds (800) 349-4281 or 00-800-2287-2750 from outside the US The European Equity Fund, Inc. |
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| July 25, 2012 |
EX-99.(A)(1)(III) 4 d384699dex99a1iii.htm FORM OF NOTICE OF GUARANTEED DELIVERY Exhibit (a)(1)(iii) NOTICE OF GUARANTEED DELIVERY Regarding the Offer to Repurchase by THE NEW GERMANY FUND, INC. To Repurchase for Cash up to 863,598 Of Its Issued and Outstanding Shares at 98% of the Net Asset Value Per Share This form must be used to accept the Offer to Repurchase (as defined below) if a stockholder |
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| July 25, 2012 |
THE NEW GERMANY FUND, INC. 345 Park Avenue, New York, NY 10154 EX-99.(A)(1)(VI) 7 d384699dex99a1vi.htm TEXT OF LETTER TO STOCKHOLDERS OF THE FUND DATED JULY 25, 2012 Exhibit (a)(1)(vi) THE NEW GERMANY FUND, INC. 345 Park Avenue, New York, NY 10154 July 25, 2012 Dear Stockholder: The New Germany Fund, Inc. (the “Fund”) is offering to repurchase up to 863,598 of its issued and outstanding shares of common stock, which is equal to approximately 5% of the Fund’s |
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| July 25, 2012 |
The New Germany Fund, Inc. As filed with the Securities and Exchange Commission on July 25, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 The New Germany Fund, Inc. (Name of Subject Company (Issuer)) The New Germany Fund, Inc. (Name of Filing Person (Offeror)) |
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| July 25, 2012 |
EX-99.(A)(1)(I) 2 d384699dex99a1i.htm OFFER TO REPURCHASE, DATED JULY 25, 2012 Table of Contents Exhibit (a)(1)(i) THE NEW GERMANY FUND, INC. 345 PARK AVENUE NEW YORK, NEW YORK 10154 (800) 349-4281 OFFER TO REPURCHASE FOR CASH UP TO 863,598 OF ITS ISSUED AND OUTSTANDING SHARES AT 98% OF NET ASSET VALUE PER SHARE THE OFFER TO REPURCHASE WILL EXPIRE AT 5:00 P.M. EASTERN TIME ON AUGUST 22, 2012 UNLES |
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| June 25, 2012 |
- SC TO-C FILING - THE NEW GERMANY FUND, INC. As filed with the Securities and Exchange Commission on June 25, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 29, 2012 |
Quarterly Schedule of Portfolio Holdings - THE NEW GERMANY FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-05983 The New Germany Fund, Inc. |
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| May 29, 2012 |
- SC TO-C FILING - THE NEW GERMANY FUND, INC. As filed with the Securities and Exchange Commission on May 29, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 29, 2012 |
EX-99.CERT 2 ex-99cert.htm CERTIFICATION CERTIFICATIONS I, W. Douglas Beck, certify that: 1. I have reviewed this report on Form N-Q of The New Germany Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| May 18, 2012 |
The New Germany Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Pr |
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| February 29, 2012 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Directors and Shareholders of The New Germany Fund, Inc. |
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| February 13, 2012 |
GF / New Germany Fund, Inc. / CHINA INVESTMENT CORP - SCHEDULE 13G Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* The New Germany Fund, Inc. (Name of issuer) Common Stock (Title of class of securities) 644465106 (CUSIP number) December 31, 2011 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuan |
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| February 13, 2012 |
EX-99.A 2 d298630dex99a.htm EXHIBIT A Exhibit A JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, each of the undersigned hereby agrees that (i) a statement on Schedule 13G with respect to the shares in The New Germany Fund, Inc. (including amendments thereto) filed herewith shall be filed on behalf of each of the undersigned, and (ii) t |
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| November 28, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-05983 The New Germany Fund, Inc. |
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| November 28, 2011 |
CERTIFICATIONS I, W. Douglas Beck, certify that: 1. I have reviewed this report on Form N-Q of The New Germany Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period |
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| August 9, 2011 |
SCHEDULE 13D/A CUSIP No: 644465106 TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS Date of Transaction Shares Purchased(Sold) Price per Share 7/19/2011 43,990 17.17 8/1/2011 6.265 16.71 8/2/2011 11,865 16.42 8/8/2011 22,045 13.76 |
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| August 9, 2011 |
SCHEDULE 13D/A CUSIP No: 644465106 1)NAME OF REPORTING PERSON Lazard Asset Management LLC I. |
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| June 7, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05983 The New Germany Fund, Inc. |
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| June 7, 2011 |
EX-99.CERT 2 ex-99cert.htm CERTIFICATION CERTIFICATIONS I, Michael G. Clark, certify that: 1. I have reviewed this report on Form N-Q of The New Germany Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| May 27, 2011 |
CERTIFICATIONS I, Michael G. Clark, certify that: 1. I have reviewed this report on Form N-Q of The New Germany Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the perio |
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| May 27, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05983 The New Germany Fund, Inc. |
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| May 17, 2011 |
DEF 14A 1 y91339def14a.htm DEF 14A Table of Contents SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a party other than the Registrant o Check the appropriate box: o Preliminary proxy statement. o Confidential, for use of the Commission on |
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| March 1, 2011 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Directors and Shareholders of The New Germany Fund, Inc. |
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| March 1, 2011 |
Item 77Q2 and Sub-Item 102P2 The New Germany Fund, Inc. (the “Fund”) Item 77Q2 and Sub-Item 102P2 The New Germany Fund, Inc. (the ?Fund?) Based on a review of reports filed by the Fund?s directors and executive officers, the investment advisor, officers and directors of the investment advisor, affiliated persons of the investment advisor and beneficial holders of 10% or more of the Fund?s outstanding stock, and written representations by the Reporting Persons that |
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| January 11, 2011 |
SCHEDULE 13D/A CUSIP No: 644465106 1)NAME OF REPORTING PERSON Lazard Asset Management LLC I. |
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| January 11, 2011 |
SCHEDULE 13D/A CUSIP No: 644465106 TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS Date of Transaction Shares Purchased(Sold) Price per Share 11/15/2010 (7,930) 15. |
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| December 10, 2010 |
SCHEDULE 13D/A CUSIP No: 644465106 TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS Date of Transaction Shares Purchased(Sold) Price per Share 11/8/2010 13,090 15. |
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| December 10, 2010 |
SCHEDULE 13D/A CUSIP No: 644465106 1)NAME OF REPORTING PERSON Lazard Asset Management LLC I. |
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| December 7, 2010 |
r13danewgermany SCHEDULE 13D/A CUSIP No: 644465106 TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS Date of Transaction Shares Purchased(Sold) Price per Share 11/8/2010 13,090 15. |
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| December 7, 2010 |
SC 13D/A 1 r13dagermany.htm SCHEDULE 13D/A CUSIP No: 644465106 1)NAME OF REPORTING PERSON Lazard Asset Management LLC I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: 05-0530199 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a)o (b)o 3)SEC USE ONLY: 4)SOURCE OF FUNDS:OO 5)CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e): o 6)CITIZENSHIP OR PLACE OF ORGANIZATI |
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| November 29, 2010 |
EX-99.CERT 2 ex-99cert.htm CERTIFICATION CERTIFICATIONS I, Michael G. Clark, certify that: 1. I have reviewed this report on Form N-Q of The New Germany Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| November 29, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-5983 The New Germany Fund, Inc. |
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| November 9, 2010 |
SCHEDULE 13D/A CUSIP No: 644465106 1)NAME OF REPORTING PERSON Lazard Asset Management LLC I. |
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| November 9, 2010 |
SCHEDULE 13D/A CUSIP No: 644465106 TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS Date of Transaction Shares Purchased(Sold) Price per Share 9/9/2010 17,900 13.12 9/10/2010 6,500 13.11 11/8/2010 13,090 15.96 |
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| August 27, 2010 |
ITEM 77C – The New Germany Fund, Inc. EX-99.77C VOTES 2 ngf77c.htm 06.30.10 NEW GERMANY FUND, INC. EX. 77.C ITEM 77C – The New Germany Fund, Inc. Registrant incorporates by reference to the Proxy Statement filed on May 21, 2010 (SEC Accession No. [0000950123-10-051859) for The New Germany Fund, Inc. (the “Fund”). The Annual Meeting of Stockholders of the “Fund” was held on June 28, 2010. The record date for the meeting was May 14, 201 |
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| May 28, 2010 |
CERTIFICATIONS I, Michael G. Clark, certify that: 1. I have reviewed this report on Form N-Q of The New Germany Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the perio |
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| May 28, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-5983 The New Germany Fund, Inc. |
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| May 21, 2010 |
DEF 14A 1 y84658def14a.htm DEF 14A Table of Contents SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a party other than the Registrant o Check the appropriate box: o Preliminary proxy statement. o Confidential, for use of the Commission on |
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| May 3, 2010 |
SCHEDULE 13D/A CUSIP No: 644465106 1)NAME OF REPORTING PERSON Lazard Asset Management LLC I. |
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| May 3, 2010 |
EX-1 3 r13dangermanytran.htm SCHEDULE 13D/A CUSIP No: 644465106 TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS Date of Transaction Shares Purchased(Sold) Price per Share 4/23/2010 13,600 13.03 4/26/2010 13,761 13.27 4/27/2010 15,800 13.08 4/28/2010 63,732 13.07 4/29/2010 41,908 13.05 4/30/2010 9,850 12.93 |
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| April 28, 2010 |
PRE 14A 1 pre14a042810ngf.htm PRE 14A FILING - THE NEW GERMANY FUND, INC. SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ X] Preliminary proxy statement. [ ] Confidential |
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| March 1, 2010 |
Report of Independent Registered Public Accounting Firm EX-99.77B ACCT LTTR 2 ngfauditletter.htm DEUTSCHE NEW GERMANY FUND AUDIT LETTER 12/31/09 Report of Independent Registered Public Accounting Firm To the Board of Directors and Shareholders of The New Germany Fund, Inc.: In planning and performing our audit of the financial statements of The New Germany Fund, Inc. (the “Fund”), as of and for the year ended December 31, 2009 in accordance with the st |
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| March 1, 2010 |
Item 77Q2 and Sub-Item 102P2 The New Germany Fund, Inc. (the “Fund”) EX-99.77Q2 ITEM 405 3 ngf77q2.htm DEUTSCHE NEW GERMANY FUND EXHIBIT 77Q2 ITEM 405 Item 77Q2 and Sub-Item 102P2 The New Germany Fund, Inc. (the “Fund”) Based on a review of reports filed by the Fund’s directors and executive officers, the investment advisor, officers and directors of the investment advisor, affiliated persons of the investment advisor and beneficial holders of 10% or more of the Fu |
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| February 5, 2010 |
SC 13D/A 1 r13dangermany.htm SCHEDULE 13D/A CUSIP No: 644465106 1)NAME OF REPORTING PERSON Lazard Asset Management LLC I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: 05-0530199 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a)o (b)o 3)SEC USE ONLY: 4)SOURCE OF FUNDS:OO 5)CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e): o 6)CITIZENSHIP OR PLACE OF ORGANIZAT |
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| February 5, 2010 |
SCHEDULE 13D/A CUSIP No: 644465106 TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS Date of Transaction Shares Purchased(Sold) Price per Share |
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| November 25, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-5983 The New Germany Fund, Inc. |
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| November 25, 2009 |
CERTIFICATIONS I, Michael G. Clark, certify that: 1. I have reviewed this report on Form N-Q of The New Germany Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the perio |
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| September 22, 2009 |
SCHEDULE 13D CUSIP No: 644465106 TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS Date of Transaction Shares Purchased(Sold) Price per Share 7/23/2009 25,100 9. |
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| September 22, 2009 |
SC 13D 1 r13dngermany.htm SCHEDULE 13D CUSIP No: 644465106 1)NAME OF REPORTING PERSON Lazard Asset Management LLC I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: 05-0530199 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a)o (b)o 3)SEC USE ONLY: 4)SOURCE OF FUNDS:* OO 5)CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e): o 6)CITIZENSHIP OR PLACE OF ORGANIZATION |
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| September 1, 2009 |
May 19 , 2009 Ms. Christina DiAngelo Senior Staff Accountant U.S. Securities and Exchange Commission Division of Investment Management Office of Disclosure and Review 100 F Street, NE Washington DC, 20549-4720 Re: SEC Sarbanes-Oxley Review of the DWS Family of Funds. Dear Ms. DiAngelo: Further to our conference call on March 17, 2009, please find enclosed a spreadsheet setting forth the issues rai |
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| May 29, 2009 |
CERTIFICATIONS I, Michael G. Clark, certify that: 1. I have reviewed this report on Form N-Q of The New Germany Fund, a series of New Germany Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislea |
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| May 29, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-5983 New Germany Fund, Inc. |
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| May 22, 2009 |
Table of Contents SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant o Check the appropriate box: o Preliminary proxy statement. |
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| March 2, 2009 |
Report of Independent Registered Public Accounting Firm To the Board of Directors and Shareholders of The New Germany Fund, Inc. |
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| February 10, 2009 |
SCHEDULE 13G/A CUSIP No: 644465106 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 2,941,991 6)SHARED VOTING POWER: - 7)SOLE DISP |
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| November 26, 2008 |
CERTIFICATIONS I, Michael G. Clark, certify that: 1. I have reviewed this report on Form N-Q of The New Germany Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the perio |
|
| November 26, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-5983 The New Germany Fund, Inc. |
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| September 8, 2008 |
SCHEDULE 13G/A CUSIP No: 644465106 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 2,260,821 6)SHARED VOTING POWER: - 7)SOLE DISP |
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| August 29, 2008 |
Exhibit 77Q1(a) The New Germany Fund, Inc. (a Maryland corporation) Bylaws (Amended and Restated as of July 21, 2008) ARTICLE I Offices Section 1. Principal Office. The principal office of The New Germany Fund, Inc. (the "Corporation") shall be located at such place or places as the Board of Directors may designate. Section 2. Additional Offices. The Corporation may have additional offices at such |
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| August 29, 2008 |
ITEM 77E – The New Germany Fund, Inc. EX-99.77E LEGAL 3 legal77e.htm NG LEGAL PROCEEDINGS ITEM 77E – The New Germany Fund, Inc. 0n June 6, 2005, Robert H. Daniels, an alleged shareholder of the Fund, filed a putative class action complaint on behalf of all Fund shareholders against the Fund and its Directors, in the Circuit Court for Baltimore City, Maryland. This litigation arises out of an attempt in 2005 by a shareholder of the Fun |
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| August 29, 2008 |
ITEM 77C – The New Germany Fund, Inc. Registrant incorporates by reference to the Proxy Statement filed on May 20, 2008 (Accession No. 0000950123-08-005944). The Annual Meeting of Stockholders of The New Germany Fund, Inc. was held on June 20, 2008. At the Meeting, the following matters were voted upon by the stockholders (the resulting votes are presented below): 1. To elect six Directors to serv |
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| May 28, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-5983 The New Germany Fund, Inc. |
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| May 28, 2008 |
EX-99.CERT 2 certifications.htm CERTIFICATIONS CERTIFICATIONS I, Michael G. Clark, certify that: 1. I have reviewed this report on Form N-Q of The New Germany Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| May 20, 2008 |
Table of Contents SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant o Check the appropriate box: o Preliminary proxy statement. |
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| March 10, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No(7.)* New Germany Fund (Name of Issuer) Closed End Mutual Fund (Title of Class of Securities) 644465106 (CUSIP Number) 2/29/2008 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
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| March 4, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 21) New Germany Fund Inc. (GF) (Name of Issuer) Common Stock (Title of Class of Securities) 644465106 (CUSIP Number) George W. Karpus, President Karpus Management, Inc., d/b/a Karpus Investment Management 183 Sully's Trail Pittsford, New York 14534 (585) 5 |
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| February 29, 2008 |
Attachment Q.77E 0n June 6, 2005, Robert H. Daniels, an alleged shareholder of the Fund, filed a putative class action complaint on behalf of all Fund shareholders against the Fund and its Directors, in the Circuit Court for Baltimore City, Maryland. This litigation arises out of an attempt in 2005 by a shareholder of the Fund to nominate and elect directors who were not qualified as Directors pur |
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| February 29, 2008 |
Item 77D – The New Germany Fund, Inc. EX-99.77D POLICIES 4 item77d.htm POLICY ATTACHMENT Item 77D – The New Germany Fund, Inc. At a meeting held on October 26, 2007, the Board of Directors of The New Germany Fund, Inc. (the “Fund”) elected to convert the fund from a non-diversified fund to a diversified fund. |
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| February 29, 2008 |
Sub-Item 102P2 Based on a review of reports filed by the Fund’s directors and executive officers, the investment adviser, officers and directors of the investment adviser, affiliated persons of the investment adviser and beneficial holders of 10% or more of the Fund’s outstanding stock, and written representations by the Reporting Persons that no year-end reports were required for such persons, all filings required by Section 16(a) of the Securities and Exchange Act of 1934 for the fiscal year ended December 31, 2007 were timely, except that Richard Karl Goeltz filed a Form 4 twenty days late. |
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| February 29, 2008 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Directorsand Shareholders of The New Germany Fund, Inc. |
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| February 7, 2008 |
As filed with the Securities and Exchange Commission on February 7, 2008. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Amendment No. 3 THE NEW GERMANY FUND, INC. (Name of Subject Company (issuer)) THE NEW GERMANY FUND, INC. (Name of Filing Person (offeror)) COMMON STOCK, $0.001 |
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| February 7, 2008 |
SC 13G/A 1 r13ganewgerman.htm SCHEDULE 13G/A CUSIP No: 644465106 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 1,875,768 6)SHAR |
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| February 7, 2008 |
THE NEW GERMANY FUND, INC. ANNOUNCES FINAL RESULTS OF TENDER OFFER EX-99.A.5.III 2 y47949a3exv99waw5wiii.htm EX-99.A.5.III: PRESS RELEASE Exhibit (a)(5)(iii) The New Germany Fund, Inc. Press Release FOR IMMEDIATE RELEASE For additional information: Deutsche Bank Press Office 212.250.7171, Media Christopher Ferreira 800.349.4281, Investors THE NEW GERMANY FUND, INC. ANNOUNCES FINAL RESULTS OF TENDER OFFER NEW YORK, NY, February 6, 2008 — The New Germany Fund, Inc. |
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| February 4, 2008 |
THE NEW GERMANY FUND, INC. ANNOUNCES EXPIRATION AND PRELIMINARY RESULTS OF TENDER OFFER EX-99.A.5.II The New Germany Fund, Inc. Press Release FOR IMMEDIATE RELEASE For additional information: Deutsche Bank Press Office 212.250.7171, Media Christopher Ferreira 800.349.4281, Investors THE NEW GERMANY FUND, INC. ANNOUNCES EXPIRATION AND PRELIMINARY RESULTS OF TENDER OFFER NEW YORK, NY, February 4, 2008 — The New Germany Fund, Inc. (the “Fund”) (NYSE: GF) today announced the preliminary |
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| February 4, 2008 |
As filed with the Securities and Exchange Commission on February 4, 2008. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Amendment No. 2 THE NEW GERMANY FUND, INC. (Name of Subject Company (issuer)) THE NEW GERMANY FUND, INC. (Name of Filing Person (offeror)) COMMON STOCK, $0.001 |
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| February 1, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No(6.)* New Germany Fund (Name of Issuer) Closed End Mutual Fund (Title of Class of Securities) 644465106 (CUSIP Number) 12/31/2007 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche |
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| January 16, 2008 |
As filed with the Securities and Exchange Commission on January 15, 2008. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Amendment No. 1 THE NEW GERMANY FUND, INC. (Name of Subject Company (issuer)) THE NEW GERMANY FUND, INC. (Name of Filing Person (offeror)) COMMON STOCK, $0.001 |
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| January 16, 2008 |
THE NEW GERMANY FUND, INC. RELEASES PORTFOLIO HOLDINGS EX-99.A.5.I 2 y46686a1exv99waw5wi.htm EX-99.A.5.I: PRESS RELEASE FOR IMMEDIATE RELEASE For additional information: Deutsche Bank Press Office 212.250.7171, Media Christopher Ferreira 800.349.4281, Investors THE NEW GERMANY FUND, INC. RELEASES PORTFOLIO HOLDINGS NEW YORK, NY, January 15, 2008 — The New Germany Fund, Inc. (the “Fund”) (NYSE: GF) today released a schedule of its portfolio holdings as |
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| January 3, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 13) New Germany Fund Inc. (GF) (Name of Issuer) Common Stock (Title of Class of Securities) 644465106 (CUSIP Number) George W. Karpus, President Karpus Management, Inc., d/b/a Karpus Investment Management 183 Sully's Trail Pittsford, New York 14534 (585) 5 |
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| December 21, 2007 |
EX-99.A.1.II 3 y44828exv99waw1wii.htm EX-99.A.1.II: FORM OF LETTER OF TRANSMITTAL Exhibit (A)(1)(ii) LETTER OF TRANSMITTAL To Accompany Shares of Common Stock of THE NEW GERMANY FUND, INC. Tendered Pursuant to the Offer to Repurchase dated December 21, 2007 THE OFFER TO REPURCHASE WILL EXPIRE AT 5:00 P.M., EASTERN TIME, ON FEBRUARY 1, 2008, UNLESS THE OFFER IS EXTENDED. The Depositary for the Offe |
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| December 21, 2007 |
THE NEW GERMANY FUND, INC. ANNOUNCES COMMENCEMENT OF TENDER OFFER EX-99.1 The New Germany Fund, Inc. Press Release FOR IMMEDIATE RELEASE For additional information: Deutsche Bank Press Office (212) 250-7171, Media Christopher Ferreira (800) 349-4281, Investors FOR IMMEDIATE RELEASE THE NEW GERMANY FUND, INC. ANNOUNCES COMMENCEMENT OF TENDER OFFER NEW YORK, NY, December 21, 2007 — The New Germany Fund, Inc. (the “Fund”) (NYSE: GF) today commenced an in-kind tende |
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| December 21, 2007 |
EX-99.A.1.I 2 y44828exv99waw1wi.htm EX-99.A.1.I: OFFER TO REPURCHASE Table of Contents EXHIBIT (A)(1)(i) OFFER TO REPURCHASE Up to 4,960,940 of the Issued and Outstanding Shares of Common Stock of THE NEW GERMANY FUND, INC. at 96% of Net Asset Value Per Share by THE NEW GERMANY FUND, INC. in Exchange for Portfolio Securities of THE NEW GERMANY FUND, INC. THE OFFER TO REPURCHASE WILL EXPIRE AT 5:00 |
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| December 21, 2007 |
As filed with the Securities and Exchange Commission on December 21, 2007. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 THE NEW GERMANY FUND, INC. (Name of Subject Company (issuer)) THE NEW GERMANY FUND, INC. (Name of Filing Person (offeror)) COMMON STOCK, $0.001 PAR VALUE PER |
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| December 21, 2007 |
As filed with the Securities and Exchange Commission on December 21, 2007. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 THE NEW GERMANY FUND, INC. (Name of Subject Company (issuer)) THE NEW GERMANY FUND, INC. (Name of Filing Person (offeror)) COMMON STOCK, $0.001 PAR VALUE PER |
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| December 21, 2007 |
EX-99.A.1.III 4 y44828exv99waw1wiii.htm EX-99.A.1.III: FORM OF LETTER TO BROKERS EXHIBIT (A)(1)(iii) OFFER TO REPURCHASE up to 4,960,940 of the Issued and Outstanding Shares of Common Stock of THE NEW GERMANY FUND, INC. at 96% OF NET ASSET VALUE PER SHARE by THE NEW GERMANY FUND, INC. in Exchange for Portfolio Securities of THE NEW GERMANY FUND, INC. THE OFFER TO REPURCHASE WILL EXPIRE AT 5:00 P.M |
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| December 21, 2007 |
EX-99.A.1.V 6 y44828exv99waw1wv.htm EX-99.A.1.V: FORM OF LETTER TO CLIENTS EXHIBIT (A)(1)(v) Offer to Repurchase up to 4,960,940 of the Issued and Outstanding Shares of Common Stock of THE NEW GERMANY FUND, INC. at 96% of Net Asset Value Per Share by THE NEW GERMANY FUND, INC. in Exchange for Portfolio Securities of THE NEW GERMANY FUND, INC. THE OFFER TO REPURCHASE WILL EXPIRE AT 5:00 P.M., EASTE |
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| December 21, 2007 |
NOTICE OF GUARANTEED DELIVERY FOR TENDER OF SHARES OF COMMON STOCK OF THE NEW GERMANY FUND, INC. EX-99.A.1.IV 5 y44828exv99waw1wiv.htm EX-99.A.1.IV: FORM OF NOTICE OF GUARANTEED DELIVERY EXHIBIT (A)(1)(iv) NOTICE OF GUARANTEED DELIVERY FOR TENDER OF SHARES OF COMMON STOCK OF THE NEW GERMANY FUND, INC. This form, or one substantially equivalent hereto, must be used to accept the Offer (as defined below) if a shareholder’s certificates for shares of common stock, par value $0.001 per share (the |
