GHLD / Guild Holdings Company - Pemfailan SEC, Laporan Tahunan, Penyata Proksi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39645 GUILD HOLDINGS COMPANY (Exact Name of Registrant as Specified in its Charter) Delaware 85-2453154 (State or other jurisdiction of incorporation or organization) (I.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2025 GUILD HOLDINGS COM

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2025 GUILD HOLDINGS COMPANY (Exact name of Registrant as Specified in Its Charter) Commission file number: 001-39645 Delaware 85-2453154 (State of Incorporation) (IRS Employ

GUILD HOLDINGS COMPANY REPORTS SECOND QUARTER 2025 RESULTS

Exhibit 99.1 GUILD HOLDINGS COMPANY REPORTS SECOND QUARTER 2025 RESULTS •Originations of $7.5 Billion •Net Revenue of $279.4 Million •Net Income Attributable to Guild of $18.7 Million •Adjusted Net Income of $41.4 Million •Return on Average Equity of 6.2% and Adjusted Return on Average Equity of 13.7% •Gain on Sale Margin on Originations of 329 bps •89% of Loan Volume were Purchase Originations SA

Agreement and Plan of Merger, dated as of June 17, 2025, by and among Guild Holdings Company, Gulf MSR HoldCo, LLC and Gulf MSR Merger Sub Corporation

Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among GUILD HOLDINGS COMPANY, GULF MSR HOLDCO, LLC, and GULF MSR MERGER SUB CORPORATION Dated as of June 17, 2025 TABLE OF CONTENTS Page Article I THE MERGER 2 Section 1.1 The Merger 2 Section 1.2 Closing 2 Section 1.3 Effective Time 2 Section 1.4 Effects of the Merger 2 Section 1.5 Organizational Documents of the Surviving Corporation 2 Section 1.6

Support Agreement, dated as of June 17, 2025, by and among Guild Holdings Company, Gulf MSR HoldCo, LLC and McCarthy Capital Mortgage Investors, LLC.

Exhibit 2.2 SUPPORT AGREEMENT This SUPPORT AGREEMENT (this “Agreement”), dated as of June 17, 2025, is made by and among Gulf MSR HoldCo, LLC, a Delaware limited liability company (“Parent”), Guild Holdings Company, a Delaware corporation (the “Company”), and McCarthy Capital Mortgage Investors, LLC (“MCMI”). Parent, the Company and MCMI are each sometimes referred to herein as a “Party” and, coll

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 20, 2025 (June 17, 2025) Gui

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 20, 2025 (June 17, 2025) Guild Holdings Company (Exact name of registrant as specified in its charter) Delaware 001-39645 85-2453154 (State or other jurisdiction of incorporation

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 18, 2025 (June 17, 2025) Gui

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 18, 2025 (June 17, 2025) Guild Holdings Company (Exact name of registrant as specified in its charter) Delaware 001-39645 85-2453154 (State or other jurisdiction of incorporation

Guild Holdings Co. and Bayview Asset Management Sign Definitive Agreement Guild Stockholders to Receive $20 Per Share in Cash Board of Directors Also Intends to Pay Special Dividend of up to $0.25 Per Share in Cash Prior to Closing Transaction streng

Exhibit 99.1 Guild Holdings Co. and Bayview Asset Management Sign Definitive Agreement Guild Stockholders to Receive $20 Per Share in Cash Board of Directors Also Intends to Pay Special Dividend of up to $0.25 Per Share in Cash Prior to Closing Transaction strengthens alignment between Guild Mortgage and Lakeview Loan Servicing and creates compelling mortgage origination and servicing platform for

Certificate of Amendment of Amended and Restated Certificate of Incorporation of Guild Holdings Company

Exhibit 3.1 CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF GUILD HOLDINGS COMPANY Guild Holdings Company (hereinafter called the “Corporation”), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “DGCL”), does hereby certify as follows: 1.The name of the corporation is Guild Holdings Company. The C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2025 GUILD HOLDINGS COMPA

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2025 GUILD HOLDINGS COMPANY (Exact name of Registrant as Specified in Its Charter) Commission file number: 001-39645 Delaware 85-2453154 (State of Incorporation) (IRS Employer

GUILD HOLDINGS COMPANY COMMENTS ON SCHEDULE 13D FILING BY BAYVIEW ASSET MANAGEMENT

Exhibit 99.1 GUILD HOLDINGS COMPANY COMMENTS ON SCHEDULE 13D FILING BY BAYVIEW ASSET MANAGEMENT SAN DIEGO – May 23, 2025 — Guild Holdings Company (NYSE: GHLD) (“Guild”), a growth-oriented mortgage company that employs a relationship-based loan sourcing strategy to execute on its mission of delivering the promise of homeownership, today issued the following statement in response to a Schedule 13D f

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 23, 2025 Guild Holdings Company (Exact name of registrant as specified in its charter) Delaware 001-39645 85-2453154 (State or other jurisdiction of incorporation or organization)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39645 GUILD HOLDINGS COMPANY (Exact Name of Registrant as Specified in its Charter) Delaware 85-2453154 (State or other jurisdiction of incorporation or organization) (I.

GUILD HOLDINGS COMPANY REPORTS FIRST QUARTER 2025 RESULTS

Exhibit 99.1 GUILD HOLDINGS COMPANY REPORTS FIRST QUARTER 2025 RESULTS •Originations of $5.2 Billion •Net Revenue of $198.5 Million •Net Loss Attributable to Guild of $23.9 Million •Adjusted Net Income of $21.6 Million •Return on Average Equity of (7.8%) and Adjusted Return on Average Equity of 7.0% •Gain on Sale Margin on Originations of 376 bps •88% of Loan Volume were Purchase Originations SAN

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2025 GUILD HOLDINGS COMPANY (Exact name of Registrant as Specified in Its Charter) Commission file number: 001-39645 Delaware 85-2453154 (State of Incorporation) (IRS Employer

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

Subsidiaries of Registrant

Exhibit 21.1 Subsidiaries of the Registrant The registrant has the following subsidiaries: Name of Subsidiary State of Organization Ownership Guild Mortgage Company LLC California 100% Guild Financial Express, Inc. California 100% Guild Administration Corp. California 100% Guild Mortgage Co SPE W40, LLC Delaware 100% Guild Mortgage Co SPE W25, LLC Delaware 100% Guild Mortgage Co SPE W70, LLC Delaw

Form of Employee Restricted Stock Unit Agreement adopted March 2025 under the Guild Holdings Company 2020 Omnibus Incentive Plan (incorporated by reference to Exhibit 10.12 to the Company’s Annual Report on Form 10-K for the year ended December 31, 2024, filed on March 7, 2025)

Exhibit 10.12 GUILD HOLDINGS COMPANY RESTRICTED STOCK UNIT AWARD AGREEMENT (EMPLOYEE) This Restricted Stock Unit Award Agreement (this “Agreement”), dated as of [DATE] (the “Grant Date”), is made between Guild Holdings Company, a Delaware corporation (the “Company”), and [NAME] (the “Participant”). WITNESSETH The Guild Holdings Company 2020 Omnibus Incentive Plan (the “Plan”) (any and all capitali

Form of Non-Employee Director Restricted Stock Unit Agreement adopted March 2025 under the Guild Holdings Company 2020 Omnibus Incentive Plan (incorporated by reference to Exhibit 10.13 to the Company’s Annual Report on Form 10-K for the year ended December 31, 2024, filed on March 7, 2025)

Exhibit 10.13 GUILD HOLDINGS COMPANY RESTRICTED STOCK UNIT AWARD AGREEMENT (NON-EMPLOYEE DIRECTOR) This Restricted Stock Unit Award Agreement (this “Agreement”), dated as of [DATE] (the “Grant Date”), is made between Guild Holdings Company, a Delaware corporation (the “Company”), and [NAME] (the “Participant”). WITNESSETH The Guild Holdings Company 2020 Omnibus Incentive Plan (the “Plan”) (any and

Form of Performance Stock Unit Award Agreement adopted March 2025 under the Guild Holdings Company 2020 Omnibus Incentive Plan (incorporated by reference to Exhibit 10.14 to the Company’s Annual Report on Form 10-K for the year ended December 31, 2024, filed on March 7, 2025)

Exhibit 10.14 GUILD HOLDINGS COMPANY PERFORMANCE STOCK UNIT AWARD AGREEMENT This Performance Stock Unit Award Agreement (this “Agreement”), dated as of [DATE] (the “Grant Date”), is made between Guild Holdings Company, a Delaware corporation (the “Company”), and [NAME] (the “Participant”). WITNESSETH The Guild Holdings Company 2020 Omnibus Incentive Plan (the “Plan”) (any and all capitalized terms

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39645 GUILD HOLDINGS COMPANY (Exact Name of Registrant as Specified in its Charter) Delaware 85-2453154 (State or other jurisdiction of incorporation or organization) (I.

Guild Holdings Company Insider Trading and Information Policy

Exhibit 19.1 GUILD HOLDINGS COMPANY INSIDER TRADING AND INFORMATION POLICY (Effective as of November 7, 2024) Federal and state securities laws prohibit any person who is aware of material nonpublic information about a company from trading in securities of that company. These laws also prohibit a person from disclosing material nonpublic information to other persons who may trade on the basis of t

GUILD HOLDINGS COMPANY REPORTS FOURTH QUARTER AND FULL YEAR 2024 RESULTS

Exhibit 99.1 GUILD HOLDINGS COMPANY REPORTS FOURTH QUARTER AND FULL YEAR 2024 RESULTS •Originations of $24.0 Billion in 2024, Including $6.7 Billion in Fourth Quarter •Net Revenue of $1.0 Billion in 2024, Including $373.0 Million in Fourth Quarter •Net Income Attributable to Guild of $97.1 Million in 2024, Including $97.9 Million in Fourth Quarter •Adjusted Net Income of $90.2 Million in 2024, Inc

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2025 GUILD HOLDINGS COMPANY (Exact name of Registrant as Specified in Its Charter) Commission file number: 001-39645 Delaware 85-2453154 (State of Incorporation) (IRS Employe

48,499,632 Shares Guild Holdings Company Class A Common Stock

TABLE OF CONTENTS  Filed pursuant to Rule 424(b)(3)  Registration Number: 333-284165 PROSPECTUS 48,499,632 Shares Guild Holdings Company Class A Common Stock This prospectus relates to the offer and sale from time to time by the selling stockholders (which term as used in this prospectus includes their respective transferees, pledgees, distributees, donees, and successors-in-interest) named herein of up to 48,499,632 shares of our Class A common stock.

Guild Holdings Company 5887 Copley Drive San Diego, CA 92111

Guild Holdings Company 5887 Copley Drive San Diego, CA 92111 January 14, 2025 Via EDGAR and Electronic Mail (CFFinance@sec.

Filed with the Securities and Exchange Commission on January 7, 2025

Filed with the Securities and Exchange Commission on January 7, 2025 Registration No.

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Guild Holdings Company (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit (2) Proposed Maximum Aggregate Offering Price (2) Fee Rate Amount of Registration Fee Fees to be Paid Equity Class A Common Stock, par value $0.

GHLD / Guild Holdings Company / Adage Capital Management, L.P. - GUILD HOLDINGS COMPANY Passive Investment

SC 13G/A 1 p24-3038sc13ga.htm GUILD HOLDINGS COMPANY SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* Guild Holdings Company (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 40172N107 (CUSIP Number) September 30, 2024** (Date of Event Which Requires Filing of This Sta

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39645 GUILD HOLDINGS COMPANY (Exact Name of Registrant as Specified in its Charter) Delaware 85-2453154 (State or other jurisdiction of incorporation or organization) (I.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2024 GUILD HOLDINGS COMPANY (Exact name of Registrant as Specified in Its Charter) Commission file number: 001-39645 Delaware 85-2453154 (State of Incorporation) (IRS Empl

GUILD HOLDINGS COMPANY REPORTS THIRD QUARTER 2024 RESULTS

Exhibit 99.1 GUILD HOLDINGS COMPANY REPORTS THIRD QUARTER 2024 RESULTS •Originations of $6.9 Billion •Net Revenue of $159.3 Million •Net Loss Attributable to Guild of $66.9 Million •Adjusted Net Income of $31.7 Million •Return on Equity of (22.5%) and Adjusted Return on Equity of 10.6% •Gain on Sale Margin on Originations of 333 bps •88% of Loan Volume were Purchase Originations SAN DIEGO, Califor

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2024 GUILD HOLDINGS COMPANY (Exact name of Registrant as Specified in Its Charter) Commission file number: 001-39645 Delaware 85-2453154 (State of Incorporation) (IRS Employ

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39645 GUILD HOLDINGS COMPANY (Exact Name of Registrant as Specified in its Charter) Delaware 85-2453154 (State or other jurisdiction of incorporation or organization) (I.

GUILD HOLDINGS COMPANY REPORTS SECOND QUARTER 2024 RESULTS

EX-99.1 2 ghld-20240630xex991.htm EX-99.1 Exhibit 99.1 GUILD HOLDINGS COMPANY REPORTS SECOND QUARTER 2024 RESULTS •Originations of $6.5 Billion •Net Revenue of $285.7 Million •Net Income Attributable to Guild of $37.6 Million •Adjusted Net Income of $30.7 Million •Return on Equity of 12.3% and Adjusted Return on Equity of 10.1% •Gain on Sale Margin on Originations of 326 bps •92% of Originations w

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2024 GUILD HOLDINGS COMPANY (Exact name of Registrant as Specified in Its Charter) Commission file number: 001-39645 Delaware 85-2453154 (State of Incorporation) (IRS Employer

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2024 GUILD HOLDINGS COMPANY (Exact name of Registrant as Specified in Its Charter) Commission file number: 001-39645 Delaware 85-2453154 (State of Incorporation) (IRS Employer

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39645 GUILD HOLDINGS COMPANY (Exact Name of Registrant as Specified in its Charter) Delaware 85-2453154 (State or other jurisdiction of incorporation or organization) (I.

GUILD HOLDINGS COMPANY REPORTS FIRST QUARTER 2024 RESULTS

Exhibit 99.1 GUILD HOLDINGS COMPANY REPORTS FIRST QUARTER 2024 RESULTS •Originations of $3.9 Billion •Net Revenue of $231.8 Million •Net Income Attributable to Guild of $28.5 Million •Adjusted Net Income of $8.0 Million •Return on Equity of 9.5% and Adjusted Return on Equity of 2.7% •Gain on Sale Margin on Originations of 364 bps •91% of Originations were Purchase Originations in the First Quarter

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State

Subsidiaries of Registrant

Exhibit 21.1 Subsidiaries of the Registrant The registrant has the following subsidiaries: Name of Subsidiary State of Organization Ownership Guild Mortgage Company LLC California 100% Guild Financial Express, Inc. California 100% Guild Administration Corp. California 100% Guild Mortgage Co SPE W40, LLC Delaware 100% Mission Village Insurance Agency California 100% Blue Granite Mortgage, LLC Delaw

Guild Holdings Company Incentive Compensation Recoupment Policy

Exhibit 97.1 Guild Holdings Company Incentive Compensation Recoupment Policy 1.Introduction The Board of Directors (the “Board”) of Guild Holdings Company, a Delaware corporation (the “Company”), has determined that it is in the best interests of the Company and its stockholders to adopt this Incentive Compensation Recoupment Policy (this “Policy”) providing for the Company’s recoupment of Recover

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39645 GUILD HOLDINGS COMPANY (Exact Name of Registrant as Specified in its Charter) Delaware 85-2453154 (State or other jurisdiction of incorporation or organization) (I.

GUILD HOLDINGS COMPANY REPORTS FOURTH QUARTER AND FULL YEAR 2023 RESULTS

Exhibit 99.1 GUILD HOLDINGS COMPANY REPORTS FOURTH QUARTER AND FULL YEAR 2023 RESULTS •Originations of $15.0 Billion in 2023, Including $3.5 Billion in Fourth Quarter •Net Revenue of $0.7 Billion in 2023, Including $57.2 Million in Fourth Quarter •Net Loss of $39.1 Million in 2023, Including $93.1 Million in Fourth Quarter •Adjusted Net Income of $48.0 Million in 2023, Including $12.5 Million in F

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2024 GUILD HOLDINGS COM

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2024 GUILD HOLDINGS COMPANY (Exact name of Registrant as Specified in Its Charter) Commission file number: 001-39645 Delaware 85-2453154 (State of Incorporation) (IRS Employ

GHLD / Guild Holdings Company / Scott Linda - SC 13G/A Passive Investment

SC 13G/A 1 tm246273d1sc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Guild Holdings Company Name of Issuer Class A Common Stock, par value $0.01 per share Title of Class of Securities 40172N107 CUSIP Number December 31, 2023 Date of Event That Requires Filing of this Statement Check the appropri

GHLD / Guild Holdings Company / McGarry Mary Ann - SC 13G/A Passive Investment

SC 13G/A 1 tm246090d1sc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Guild Holdings Company Name of Issuer Class A Common Stock, par value $0.01 per share Title of Class of Securities 40172N107 CUSIP Number December 31, 2023 Date of Event That Requires Filing of this Statement Check the appropri

Guild Mortgage Strategically Expands with Acquisition of Academy Mortgage National Lender Brings approximately 200 Branches and 1,000+ Team Members to Guild’s Retail Channel; Guild to become 8th largest non-bank retail mortgage lender with 25% increa

EXHIBIT 99.1 FOR IMMEDIATE RELEASE Guild Mortgage Strategically Expands with Acquisition of Academy Mortgage National Lender Brings approximately 200 Branches and 1,000+ Team Members to Guild’s Retail Channel; Guild to become 8th largest non-bank retail mortgage lender with 25% increase to origination volume SAN DIEGO – Feb. 13, 2024 – Guild Mortgage (NYSE: GHLD), a growth-oriented mortgage lendin

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 13, 2024 Guild Holdings Company (Exact name of registrant as specified in its charter) Delaware 001-39645 85-2453154 (State or other jurisdiction of incorporation) (Commissio

GHLD / Guild Holdings Company / ADAGE CAPITAL PARTNERS GP, L.L.C. Passive Investment

SC 13G/A 1 p24-0472sc13ga.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Guild Holdings Company (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 40172N107 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of This Statement) Check the appropri

GHLD / Guild Holdings Company / Bayview Asset Management, Llc - GUILD HOLDINGS CO Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Guild Holdings Company (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 40172N107 (CUSIP Number) January 12, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs

JOINT FILING AGREEMENT

EX-99 2 p24-0219ex99.htm JOINT FILING AGREEMENT EXHIBIT 99.1 JOINT FILING AGREEMENT The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39645 GUILD HOLDINGS COMPANY (Exact Name of Registrant as Specified in its Charter) Delaware 85-2453154 (State or other jurisdiction of incorporation or organization) (I.

GUILD HOLDINGS COMPANY REPORTS THIRD QUARTER 2023 RESULTS

Exhibit 99.1 GUILD HOLDINGS COMPANY REPORTS THIRD QUARTER 2023 RESULTS •Originations of $4.3 Billion in Third Quarter and $11.4 Billion YTD •Net Revenue of $257.3 Million in Third Quarter and $598.0 Million YTD •Net Income of $54.2 Million in Third Quarter and $54.0 Million YTD •Adjusted Net Income of $29.0 Million in Third Quarter and $35.5 Million YTD •Return on Equity of 17.2% and Adjusted Retu

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2023 GUILD HOLDINGS COMPANY (Exact name of Registrant as Specified in Its Charter) Commission file number: 001-39645 Delaware 85-2453154 (State of Incorporation) (IRS Empl

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39645 GUILD HOLDINGS COMPANY (Exact Name of Registrant as Specified in its Charter) Delaware 85-2453154 (State or other jurisdiction of incorporation or organization) (I.

Amended and Restated Executive Compensation Agreement between Guild Mortgage Company LLC and David Neylan, effective as of July 1, 2023 (incorporated by reference to Exhibit 10.2 to the Company's Quarterly Report on Form 10-Q for the period ended June 30, 2023, filed on August 4, 2023)

Exhibit 10.2 AMENDED AND RESTATED EXECUTIVE COMPENSATION AGREEMENT This Amended and Restated Executive Compensation Agreement (this “Agreement”) is entered into effective as of July 1, 2023 (the “Effective Date”), by and between Guild Mortgage Company LLC, a California limited liability company (“Guild”), and David Neylan (“Neylan”), as follows: 1.Term. The term of this Agreement shall commence on

Amended and Restated Bylaws of Guild Holdings Company

Exhibit 3.2 AMENDED AND RESTATED BY-LAWS OF GUILD HOLDINGS COMPANY (the “Corporation”) Incorporated under the Laws of the State of Delaware As amended and restated on August 2, 2023 ARTICLE I OFFICES AND RECORDS SECTION 1.1. Delaware Office. The name and address of the Corporation’s registered office in the State of Delaware shall be as set forth in the Corporation’s Amended and Restated Certifica

Amended and Restated Executive Compensation Agreement between Guild Mortgage Company LLC and Terry Schmidt, effective as of July 1, 2023 (incorporated by reference to Exhibit 10.1 to the Company's Quarterly Report on Form 10-Q for the period ended June 30, 2023, filed on August 4, 2023)

Exhibit 10.1 AMENDED AND RESTATED EXECUTIVE COMPENSATION AGREEMENT This Amended and Restated Executive Compensation Agreement (this “Agreement”) is entered into effective as of July 1, 2023 (the “Effective Date”), by and between Guild Mortgage Company LLC, a California limited liability company (“Guild”), and Terry Schmidt (“Schmidt”), as follows: 1.Term. The term of this Agreement shall commence

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2023 GUILD HOLDINGS COM

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2023 GUILD HOLDINGS COMPANY (Exact name of Registrant as Specified in Its Charter) Commission file number: 001-39645 Delaware 85-2453154 (State of Incorporation) (IRS Employ

GUILD HOLDINGS COMPANY REPORTS SECOND QUARTER 2023 RESULTS

Exhibit 99.1 GUILD HOLDINGS COMPANY REPORTS SECOND QUARTER 2023 RESULTS •Originations of $4.5 Billion in Second Quarter and $7.2 Billion YTD •Net Revenue of $236.8 Million in Second Quarter and $340.7 Million YTD •Net Income of $36.9 Million in Second Quarter and Net Loss of $0.3 Million YTD •Adjusted Net Income of $9.0 Million in Second Quarter and $6.4 Million YTD •Return on Equity of 12.0% and

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39645 GUILD HOLDINGS COMPANY (Exact Name of Registrant as Specified in its Charter) Delaware 85-2453154 (State or other jurisdiction of incorporation or organization) (I.

GUILD HOLDINGS COMPANY REPORTS FIRST QUARTER 2023 RESULTS

Exhibit 99.1 GUILD HOLDINGS COMPANY REPORTS FIRST QUARTER 2023 RESULTS •Originations of $2.7 Billion •Net Revenue of $103.9 Million •Net Loss of $37.2 Million •Adjusted Net Loss of $2.5 Million •Return on Equity of (12.1)% and Adjusted ROE of (0.8)% •Gain on Sale Margin on Originations of 343 bps •Purchase Recapture Rate of 24% •Completed Acquisition Subsequent to Quarter-End Which Expanded Presen

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2023 GUILD HOLDINGS COMPANY (Exact name of Registrant as Specified in Its Charter) Commission file number: 001-39645 Delaware 85-2453154 (State of Incorporation) (IRS Employer

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2023 GUILD HOLDINGS COMPANY (Exact name of Registrant as Specified in Its Charter) Commission file number: 001-39645 Delaware 85-2453154 (State of Incorporation) (IRS Employer

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2023 GUILD HOLDINGS COM

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2023 GUILD HOLDINGS COMPANY (Exact name of Registrant as Specified in Its Charter) Commission file number: 001-39645 Delaware 85-2453154 (State of Incorporation) (IRS Employ

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2023 GUILD HOLDINGS COM

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2023 GUILD HOLDINGS COMPANY (Exact name of Registrant as Specified in Its Charter) Commission file number: 001-39645 Delaware 85-2453154 (State of Incorporation) (IRS Employ

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39645 GUILD HOLDINGS COMPANY (Exact Name of Registrant as Specified in its Charter) Delaware 85-2453154 (State or other jurisdiction of incorporation or organization) (I.

Subsidiaries of Registrant

Exhibit 21.1 Subsidiaries of the Registrant The registrant has the following subsidiaries: Name of Subsidiary State of Organization Guild Mortgage Company LLC California Guild Financial Express, Inc. California Guild Administration Corp. California Guild Mortgage Co SPE W40, LLC Delaware Mission Village Insurance Agency California Residential Mortgage Services Holdings, Inc. Delaware Residential M

GUILD HOLDINGS COMPANY REPORTS FOURTH QUARTER AND FULL YEAR 2022 RESULTS

Exhibit 99.1 GUILD HOLDINGS COMPANY REPORTS FOURTH QUARTER AND FULL YEAR 2022 RESULTS •Originations of $19 Billion in 2022, Including $3 Billion in Fourth Quarter •Net Revenue of $1 Billion in 2022, Including $134 Million in Fourth Quarter •Net Income of $328 Million in 2022, Including a Loss of $15 Million in Fourth Quarter •Adjusted Net Income of $70 Million in 2022, Including a Loss of $0.1 Mil

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2023 GUILD HOLDINGS COMP

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2023 GUILD HOLDINGS COMPANY (Exact name of Registrant as Specified in Its Charter) Commission file number: 001-39645 Delaware 85-2453154 (State of Incorporation) (IRS Employe

GHLD / Guild Holdings Co / ADAGE CAPITAL PARTNERS GP, L.L.C. - GUILD HOLDINGS COMPANY Passive Investment

SC 13G/A 1 p23-0706sc13ga.htm GUILD HOLDINGS COMPANY SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Guild Holdings Company (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 40172N107 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of This Statem

GHLD / Guild Holdings Co / McGarry Mary Ann - SC 13G/A Passive Investment

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GHLD / Guild Holdings Co / Schmidt Terry Lynn - SC 13G/A Passive Investment

ts13ga2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Amendment No. 1) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 Guild Holdings Company (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 40172N107 (CUSIP Number) De

GHLD / Guild Holdings Co / Schmidt Terry Lynn - SC 13G/A Passive Investment

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GHLD / Guild Holdings Co / McGarry Mary Ann - SC 13G/A Passive Investment

SC 13G/A 1 mam13ga2022.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Amendment No. 1) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 Guild Holdings Company (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 40

GHLD / Guild Holdings Co / Scott Linda - SC 13G/A Passive Investment

ls13ga2022 741861790.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Amendment No. 1) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 Guild Holdings Company (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 40172N107 (CUSI

GHLD / Guild Holdings Co / Scott Linda - SC 13G/A Passive Investment

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Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 30, 2022 GUILD HOLDINGS COMPANY (Exact name of Registrant as Specified in Its Charter) Commission file number: 001-39645 Delaware 85-2453154 (State of Incorporation) (IRS Emp

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39645 GUILD HOLDINGS COMPANY (Exact Name of Registrant as Specified in its Charter) Delaware 85-2453154 (State or other jurisdiction of incorporation or organization) (I.

GUILD HOLDINGS COMPANY REPORTS THIRD QUARTER 2022 RESULTS

Exhibit 99.1 GUILD HOLDINGS COMPANY REPORTS THIRD QUARTER 2022 RESULTS $4.4 billion Originations $261 million Net Revenue $77 million Net Income $24 million Adjusted Net Income SAN DIEGO, California - November 3, 2022 – Guild Holdings Company (NYSE: GHLD) (“Guild” or the “Company”), a growth-oriented mortgage company that employs a relationship-based loan sourcing strategy to execute on its missio

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2022 GUILD HOLDINGS C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2022 GUILD HOLDINGS COMPANY (Exact name of Registrant as Specified in Its Charter) Commission file number: 001-39645 Delaware 85-2453154 (State of Incorporation) (IRS Empl

GUILD HOLDINGS COMPANY REPORTS SECOND QUARTER 2022 RESULTS

Exhibit 99.1 GUILD HOLDINGS COMPANY REPORTS SECOND QUARTER 2022 RESULTS $5.7 billion Originations $288 million Net Revenue $58 million Net Income $14 million Adjusted Net Income SAN DIEGO, California - August 4, 2022 ? Guild Holdings Company (NYSE: GHLD) (?Guild? or the ?Company?), a growth-oriented mortgage company that employs a relationship-based loan sourcing strategy to execute on its mission

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2022 GUILD HOLDINGS COMPANY (Exact name of Registrant as Specified in Its Charter) Commission file number: 001-39645 Delaware 85-2453154 (State of Incorporation) (IRS Employ

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39645 GUILD HOLDINGS COMPANY (Exact Name of Registrant as Specified in its Charter) Delaware 85-2453154 (State or other jurisdiction of incorporation or organization) (I.

Form of Restricted Stock Unit Agreement to Non-Employee Directors under the Guild Holdings Company 2020 Omnibus Incentive Plan (incorporated by reference to Exhibit 10.1 to Guild Holdings Company's Quarterly Report on Form 10-Q (File No. 001-39645), filed on August 8, 2022)

Exhibit 10.1 GUILD HOLDINGS COMPANY RESTRICTED STOCK UNIT AGREEMENT (NON-EMPLOYEE DIRECTOR) This Restricted Stock Unit Agreement (this ?Agreement?), dated as of [DATE] (the ?Grant Date?), is made by and between Guild Holdings Company, a Delaware corporation (the ?Company?), and [NAME] (the ?Participant?). W I T N E S S E T H The Company has adopted the Guild Holdings Company 2020 Omnibus Incentive

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2022 GUILD HOLDINGS COMPANY (Exact name of Registrant as Specified in Its Charter) Commission file number: 001-39645 Delaware 85-2453154 (State of Incorporation) (IRS Employ

GUILD HOLDINGS COMPANY REPORTS SECOND QUARTER 2022 RESULTS

Exhibit 99.1 GUILD HOLDINGS COMPANY REPORTS SECOND QUARTER 2022 RESULTS $5.7 billion Originations $288 million Net Revenue $58 million Net Income $14 million Adjusted Net Income SAN DIEGO, California - August 4, 2022 ? Guild Holdings Company (NYSE: GHLD) (?Guild? or the ?Company?), a growth-oriented mortgage company that employs a relationship-based loan sourcing strategy to execute on its mission

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 24, 2022 GUILD HOLDINGS COMPANY (Exact name of Registrant as Specified in Its Charter) Commission file number: 001-39645 Delaware 85-2453154 (State of Incorporation) (IRS Employe

Guild Holdings Company Appoints Gioia Messinger to Its Board of Directors

Exhibit 99.1 Guild Holdings Company Appoints Gioia Messinger to Its Board of Directors SAN DIEGO-(BUSINESS WIRE) June 28, 2022-Guild Holdings Company (NYSE: GHLD) (?Guild? or the ?Company?), a growth-oriented mortgage company that employs a relationship-based loan sourcing strategy to execute on its mission of delivering the promise of homeownership, today announced the appointment of Gioia Messin

Side Letter dated February 28, 2022 by and between Guild Mortgage Company LLC and RMS Shareholder Representative, LLC

Exhibit 10.1 February 28, 2022 Guild Mortgage Company, LLC 5887 Copley Drive San Diego, California 92111 Attention: Legal Department E-mail: [email protected] Ms. McGarry: Reference is hereby made to that certain Merger Agreement dated as of May 10, 2021 (the ?Merger Agreement?), by and among Guild Mortgage Company LLC, a California limited liability company (?Buyer?), Project Regal Merger S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39645 GUILD HOLDINGS COMPANY (Exact Name of Registrant as Specified in its Charter) Delaware 85-2453154 (State or other jurisdiction of incorporation or organization) (I.

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2022 GUILD HOLDINGS COMPANY (Exact name of Registrant as Specified in Its Charter) Commission file number: 001-39645 Delaware 85-2453154 (State of Incorporation) (IRS Employer

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2022 GUILD HOLDINGS COMPANY (Exact name of Registrant as Specified in Its Charter) Commission file number: 001-39645 Delaware 85-2453154 (State of Incorporation) (IRS Employer

GUILD HOLDINGS COMPANY REPORTS FIRST QUARTER 2022 RESULTS

Exhibit 99.1 GUILD HOLDINGS COMPANY REPORTS FIRST QUARTER 2022 RESULTS $6.1 billion Originations $482 million Net Revenue $208 million Net Income $32 million Adjusted Net Income Announces $20.0 Million Share Repurchase Program, Subsequent to Quarter End SAN DIEGO, California May 6, 2022 ? Guild Holdings Company (NYSE: GHLD) (?Guild? or the ?Company?), a growth-oriented mortgage company that employ

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

Form of Restricted Stock Unit Agreement to Employees under the Guild Holdings Company 2020 Omnibus Incentive Plan (incorporated by reference to Exhibit 10.15 to the Company's Annual Report on Form 10-K for the year ended December 31, 2021, filed on March 14, 2022)

Exhibit 10.15 RESTRICTED STOCK UNIT AGREEMENT TO EMPLOYEES This Restricted Stock Unit Agreement (this ?Agreement?), dated as of [DATE] (the ?Grant Date?), is made between Guild Holdings Company (the ?Company?), and [NAME] (the ?Participant?). W I T N E S S E T H The Guild Holdings Company 2020 Omnibus Incentive Plan (the ?Plan?) (any and all capitalized terms used in this Agreement and not defined

Amended and Restated Executive Compensation Agreement between Guild Mortgage Company LLC and Terry Schmidt, effective as of January 1, 2021

Exhibit 10.10 AMENDED AND RESTATED EXECUTIVE COMPENSATION AGREEMENT This Amended and Restated Executive Compensation Agreement (this ?Agreement?) is entered into effective as of January 1, 2021 (the ?Effective Date?), by and between Guild Mortgage Company LLC, a California limited liability company (?Guild?), and Terry Schmidt (?Schmidt?), as follows: 1.Term. The term of this Agreement shall comme

Amended and Restated Executive Compensation Agreement between Guild Mortgage Company LLC and Mary Ann McGarry, effective as of January 1, 2021

Exhibit 10.9 AMENDED AND RESTATED EXECUTIVE COMPENSATION AGREEMENT This Amended and Restated Executive Compensation Agreement (this ?Agreement?) is entered into effective as of January 1, 2021 (the ?Effective Date?), by and between Guild Mortgage Company LLC, a California limited liability company (?Guild?), and Mary Ann McGarry (?McGarry?), as follows: 1.Term. The term of this Agreement shall com

Amended and Restated Executive Compensation Agreement between Guild Mortgage Company LLC and Amber Kramer, effective as of January 1, 2021 (incorporated by reference to Exhibit 10.13 to the Company's Annual Report on Form 10-K for the year ended December 31, 2021, filed on March 14, 2022)

DocuSign Envelope ID: 2E372C60-57A5-45DC-AD01-1EF05522E78B Exhibit 10.13 AMENDED AND RESTATED EXECUTIVE COMPENSATION AGREEMENT This Amended and Restated Executive Compensation Agreement (this ?Agreement?) is entered into effective as of January 1, 2021 (the ?Effective Date?), by and between Guild Mortgage Company LLC, a California limited liability company (?Guild?), and Amber Kramer (formerly Amb

Amended and Restated Executive Compensation Agreement between Guild Mortgage Company LLC and Barr

Exhibit 10.11 AMENDED AND RESTATED EXECUTIVE COMPENSATION AGREEMENT This Amended and Restated Executive Compensation Agreement (this ?Agreement?) is entered into effective as of January 1, 2021 (the ?Effective Date?), by and between Guild Mortgage Company LLC, a California limited liability company (?Guild?), and Barry Horn (?Horn?), as follows: 1.Term. The term of this Agreement shall commence on

Subsidiaries of Registrant

Exhibit 21.1 Subsidiaries of the Registrant The registrant has the following subsidiaries: Name of Subsidiary State of Organization Guild Mortgage Company LLC California Guild Financial Express, Inc. California Guild Administration Corp. California Guild Mortgage Co SPE W40, LLC Delaware Mission Village Insurance Agency California Residential Mortgage Services Holdings, Inc. Delaware Residential M

Amended and Restated Executive Compensation Agreement between Guild Mortgage Company LLC and Lisa Klika, effective as of January 1, 2021

Exhibit 10.14 AMENDED AND RESTATED EXECUTIVE COMPENSATION AGREEMENT This Amended and Restated Executive Compensation Agreement (this ?Agreement?) is entered into effective as of January 1, 2021 (the ?Effective Date?), by and between Guild Mortgage Company LLC, a California limited liability company (?Guild?), and Lisa Klika (?Klika?), as follows: 1.Term. The term of this Agreement shall commence o

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39645 GUILD HOLDINGS COMPANY (Exact Name of Registrant as Specified in its Charter) Delaware 85-2453154 (State or other jurisdiction of incorporation or organization) (I.

Amended and Restated Executive Compensation Agreement between Guild Mortgage Company LLC and David Neylan, effective as of January 1, 2021

Exhibit 10.12 AMENDED AND RESTATED EXECUTIVE COMPENSATION AGREEMENT This Amended and Restated Executive Compensation Agreement (this ?Agreement?) is entered into effective as of January 1, 2021 (the ?Effective Date?), by and between Guild Mortgage Company LLC, a California limited liability company (?Guild?), and David Neylan (?Neylan?), as follows: 1.Term. The term of this Agreement shall commenc

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2022 GUILD HOLDINGS COMPANY (Exact name of Registrant as Specified in Its Charter) Commission file number: 001-39645 Delaware 85-2453154 (State of Incorporation) (IRS Employ

GUILD HOLDINGS COMPANY REPORTS FOURTH QUARTER AND FULL YEAR 2021 RESULTS - Reported Originations of $9 Billion and $37 Billion in the Fourth Quarter and Full Year 2021, Respectively - - Servicing Portfolio UPB up 18% Year-over-Year to $71 Billion - -

Exhibit 99.1 GUILD HOLDINGS COMPANY REPORTS FOURTH QUARTER AND FULL YEAR 2021 RESULTS - Reported Originations of $9 Billion and $37 Billion in the Fourth Quarter and Full Year 2021, Respectively - - Servicing Portfolio UPB up 18% Year-over-Year to $71 Billion - - Net Income of $42 Million and $284 Million in the Fourth Quarter and Full Year 2021, Respectively - - Fourth Quarter Adjusted Net Income

GHLD / Guild Holdings Co / ADAGE CAPITAL PARTNERS GP, L.L.C. - GUILD HOLDINGS COMPANY Passive Investment

SC 13G/A 1 p22-0553sc13ga.htm GUILD HOLDINGS COMPANY SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Guild Holdings Company (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 40172N107 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of This Statem

GHLD / Guild Holdings Co / Cherry Theresa - SC 13G/A Passive Investment

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GHLD / Guild Holdings Co / Cherry Theresa - SC 13G/A Passive Investment

741861760.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Amendment No. 1) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2 Guild Holdings Company (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 40172N107 (CUSIP Number) D

996,644 Shares Guild Holdings Company Class A Common Stock

Table of Contents Filed pursuant to Rule 424(b)(3) Registration No. 333-261855 PROSPECTUS 996,644 Shares Guild Holdings Company Class A Common Stock This prospectus relates to the resale of 996,644 shares of our Class A common stock by certain of our stockholders, whom we refer to in this prospectus as the selling stockholders. The prices at which the selling stockholders may sell the shares will

GUILD HOLDINGS COMPANY 5887 Copley Drive San Diego, California 92111 (858) 560-6330

GUILD HOLDINGS COMPANY 5887 Copley Drive San Diego, California 92111 (858) 560-6330 January 20, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.

As filed with the Securities and Exchange Commission on December 22, 2021

Table of Contents As filed with the Securities and Exchange Commission on December 22, 2021 Registration No.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-39645 GUILD HOLDINGS COMPANY (Exact Name of Registrant as Specified in its Charter) Delaware 85-2453154 (State or other jurisdiction of incorporation or organization) (I.

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2021 GUILD HOLDINGS COMPANY (Exact name of Registrant as Specified in Its Charter) Commission file number: 001-39645 Delaware 85-2453154 (State of Incorporation) (IRS Emp

GUILD HOLDINGS COMPANY REPORTS THIRD QUARTER 2021 RESULTS - Reported Originations of $10 Billion in Third Quarter - - Net Income of $72 Million in Third Quarter - - Third Quarter Adjusted Net Income and Adjusted EBITDA of $77 Million and $108 Million

Exhibit 99.1 GUILD HOLDINGS COMPANY REPORTS THIRD QUARTER 2021 RESULTS - Reported Originations of $10 Billion in Third Quarter - - Net Income of $72 Million in Third Quarter - - Third Quarter Adjusted Net Income and Adjusted EBITDA of $77 Million and $108 Million, Respectively - - Results Reinforce Resilient and Differentiated Business Model - - Declares Special Cash Dividend of $1.00 Per Share -

PRO FORMA FINANCIAL INFORMATION

Exhibit 99.3 PRO FORMA FINANCIAL INFORMATION On July 1, 2021, Guild Holdings Company, a Delaware corporation (the ?Company?, ?Guild?) and Guild Mortgage Company LLC, a wholly-owned subsidiary of the Company, consummated the previously announced business combination pursuant to a definitive merger agreement (the ?merger agreement?), dated May 10, 2021, by and among the Company, Guild Mortgage Compa

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2021 GUILD HOLDINGS COMPANY (Exact name of Registrant as Specified in Its Charter) Commission file number: 001-39645 Delaware 85-2453154 (State of Incorpor

Independent Auditor’s Report

Exhibit 99.1 Independent Auditor?s Report Stockholders Residential Mortgage Services Holdings, Inc. and Subsidiary Report on the Financial Statements We have audited the accompanying consolidated financial statements of Residential Mortgage Services Holdings, Inc. and Subsidiary (the Company), which comprise the consolidated balance sheets as of December 31, 2020 and 2019, the related consolidated

June 30, 2021

Exhibit 99.2 Residential Mortgage Services Holdings, Inc. and Subsidiary Condensed Consolidated Balance Sheets (unaudited) June 30, 2021 and December 31, 2020 June 30, 2021 December 31, 2020 Assets Cash and cash equivalents $ 84,746,044 $ 74,777,346 Restricted cash 2,021,322 7,484,324 Mortgage loans held for sale, at fair value 420,209,942 411,282,272 Construction loans 36,915,397 31,397,955 Deriv

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-39645 GUILD HOLDINGS COMPANY (Exact Name of Registrant as Specified in its Charter) Delaware 85-2453154 (State or other jurisdiction of incorporation or organization) (I.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2021 GUILD HOLDINGS COMPANY (Exact name of Registrant as Specified in Its Charter) Commission file number: 001-39645 Delaware 85-2453154 (State of Incorporation) (IRS Emplo

GUILD HOLDINGS COMPANY REPORTS SECOND QUARTER 2021 RESULTS - Generated Originations of $18 Billion Year-To-Date, up 23% Year-Over-Year - - Net Income of $170 Million Year-To-Date, Representing a 54% Increase Year-Over-Year - - Adjusted Net Income and

Exhibit 99.1 GUILD HOLDINGS COMPANY REPORTS SECOND QUARTER 2021 RESULTS - Generated Originations of $18 Billion Year-To-Date, up 23% Year-Over-Year - - Net Income of $170 Million Year-To-Date, Representing a 54% Increase Year-Over-Year - - Adjusted Net Income and Adjusted EBITDA of $52 Million and $75 Million, Respectively - - Results Reinforce Resilient and Differentiated Business Model - - Paid

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2021 GUILD HOLDINGS COMPANY (Exact name of Registrant as Specified in Its Charter) Commission file number: 001-39645 Delaware 85-2453154 (State of Incorporation) (IRS Employer

Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2021 GUILD HOLDINGS COMPANY (Exact name of Registrant as Specified in Its Charter) Commission file number: 001-39645 Delaware 85-2453154 (State of Incorporation) (IRS Employer

GHLD / Guild Holdings Co / Cherry Theresa - SC 13G Passive Investment

ghld13gcherry 741861760.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 Guild Holdings Company (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 40172N107 (CUSIP Number) Decem

GHLD / Guild Holdings Co / Blocker Catherine - SC 13G Passive Investment

ghld13gblocker 741861760.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 Guild Holdings Company (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 40172N107 (CUSIP Number) Dece

GHLD / Guild Holdings Co / Blocker Catherine - SC 13G Passive Investment

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GHLD / Guild Holdings Co / Scott Linda - SC 13G Passive Investment

741861790.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2 Guild Holdings Company (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 40172N107 (CUSIP Number) December 31, 2020 (

GHLD / Guild Holdings Co / Cherry Theresa - SC 13G Passive Investment

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GHLD / Guild Holdings Co / Rish Michael - SC 13G Passive Investment

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GHLD / Guild Holdings Co / Scott Linda - SC 13G Passive Investment

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GHLD / Guild Holdings Co / Rish Michael - SC 13G Passive Investment

ghld13grish 741418811.2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 Guild Holdings Company (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 40172N107 (CUSIP Number) Decembe

GHLD / Guild Holdings Co / Schmidt Terry Lynn - SC 13G Passive Investment

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GHLD / Guild Holdings Co / McGarry Mary Ann - SC 13G Passive Investment

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GHLD / Guild Holdings Co / Schmidt Terry Lynn - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2 Guild Holdings Company (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 40172N107 (CUSIP Number) December 31, 2020 (Date of Even

GHLD / Guild Holdings Co / McGarry Mary Ann - SC 13G Passive Investment

741418758.3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2 Guild Holdings Company (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 40172N107 (CUSIP Number) December 31, 2020 (

Registration Rights Agreement by and among Guild Holdings Company and the other holders named therein

Execution Version Exhibit 10.1 Certain identified information has been excluded from this exhibit because it is both (i) not material and (ii) would likely cause competitive harm to the Company if publicly disclosed. Information that was omitted has been noted in this document with ?[***].? REGISTRATION RIGHTS AGREEMENT BY AND AMONG GUILD HOLDINGS COMPANY AND THE HOLDERS NAMED HEREIN This REGISTRA

Merger Agreement, dated as of May 10, 2021, by and among Guild Mortgage Company LLC, Project Regal Merger Sub, Inc., Residential Mortgage Services Holdings, Inc., RMS Shareholder Representative, LLC, and as to certain sections identified therein, Guild Holdings Company (incorporated by reference to Exhibit 2.1 to the Company’s Current Report on Form 8-K (File No. 001-39645), filed on May 14, 2021)

EXECUTION VERSION Exhibit 2.1 Certain identified information has been excluded from this exhibit because it is both (i) not material and (ii) would likely cause competitive harm to the Company if publicly disclosed. Information that was omitted has been noted in this document with ?[***].? MERGER AGREEMENT dated as of May 10, 2021 by and among GUILD MORTGAGE COMPANY LLC (?Buyer?), PROJECT REGAL ME

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2021 GUILD HOLDINGS COMPANY (Exact name of Registrant as Specified in Its Charter) Commission file number: 001-39645 Delaware 85-2453154 (State of Incorporation) (IRS Employer

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-39645 GUILD HOLDINGS COMPANY (Exact Name of Registrant as Specified in its Charter) Delaware 85-2453154 (State or other jurisdiction of incorporation or organization) (I.

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2021 GUILD HOLDINGS COMPANY (Exact name of Registrant as Specified in Its Charter) Commission file number: 001-39645 Delaware 85-2453154 (State of Incorporation) (IRS Employer

GUILD HOLDINGS COMPANY STRATEGICALLY EXPANDS INTO NORTHEAST WITH ACQUISITION OF RESIDENTIAL MORTGAGE SERVICES HOLDINGS

Exhibit 99.1 GUILD HOLDINGS COMPANY STRATEGICALLY EXPANDS INTO NORTHEAST WITH ACQUISITION OF RESIDENTIAL MORTGAGE SERVICES HOLDINGS SAN DIEGO, California May 11, 2021 ? Guild Holdings Company (?Guild? or the ?Company?) (NYSE: GHLD), a growth-oriented mortgage company that employs a relationship-based loan sourcing strategy to execute on its mission of delivering the promise of homeownership, and R

GUILD HOLDINGS COMPANY REPORTS FIRST QUARTER 2021 RESULTS - Generated Originations of $9.8 Billion, Representing Year-Over-Year Growth of 70% - - Net Revenue Increased 209% Year-Over-Year to $526 Million - - Net Income of $161 Million Compared to a L

Exhibit 99.1 GUILD HOLDINGS COMPANY REPORTS FIRST QUARTER 2021 RESULTS - Generated Originations of $9.8 Billion, Representing Year-Over-Year Growth of 70% - - Net Revenue Increased 209% Year-Over-Year to $526 Million - - Net Income of $161 Million Compared to a Loss of $13 Million in the First Quarter of 2020 - - Adjusted Net Income Increased 84% Year-Over-Year to $106 Million - - Declares Special

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2021 GUILD HOLDINGS COMPANY (Exact name of Registrant as Specified in Its Charter) Commission file number: 001-39645 Delaware 85-2453154 (State of Incorporation) (IRS Employer

First Quarter 2021 Investor Presentation MAY 2021 Disclaimer 2 Forward-Looking Statements This presentation contains forward-looking statements. These forward-looking statements reflect our current views with respect to, among other things, future ev

First Quarter 2021 Investor Presentation MAY 2021 Disclaimer 2 Forward-Looking Statements This presentation contains forward-looking statements.

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2021 GUILD HOLDINGS COMPANY (Exact name of Registrant as Specified in Its Charter) Commission file number: 001-39645 Delaware 85-2453154 (State of Incorporation) (IRS Employer

- DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

Executive Compensation Agreement between Guild Mortgage Co. and Mary Ann McGarry, effective as of January 1, 2020

Exhibit 10.74 EXECUTIVE COMPENSATION AGREEMENT This Executive Compensation Agreement (this “Agreement”) is entered into effective as of January 1, 2020 (the “Effective Date”), by and between Guild Mortgage Company, a California corporation (“Guild”), and Mary Ann McGarry (“McGarry”), as follows: 1.Term. The term of this Agreement shall commence on the Effective Date, and continue until the first a

Description of Registrant’s Securities (incorporated herein by reference to Exhibit 4.1 to the Company's Annual Report on Form 10-K (File No. 001-39645 ), filed on March 24, 2021)

EX-4.1 2 ghld-ex41919.htm EX-4.1 Exhibit 4.1 DESCRIPTION OF CAPITAL STOCK The following description summarizes certain important terms of capital stock of Guild Holdings Company (“Guild,” the “Company,” “we,” “us,” “our”) as well as provisions included in our amended and restated certificate of incorporation and amended and restated bylaws. This description is not complete and is qualified by refe

Executive Compensation Agreement between Guild Mortgage Co. and Terry Schmidt, effective as of January 1, 2020

EX-10.75 4 ghld-ex1075778.htm EX-10.75 Exhibit 10.75 EXECUTIVE COMPENSATION AGREEMENT This Executive Compensation Agreement (this “Agreement”) is entered into effective as of January 1, 2020 (the “Effective Date”), by and between Guild Mortgage Company, a California corporation (“Guild”), and Terry Schmidt (“Schmidt”), as follows: 1.Term. The term of this Agreement shall commence on the Effective

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-39645 GUILD HOLDINGS COMPANY (Exact Name of Registrant as Specified in its Charter) Delaware 85-2453154 (State or other jurisdiction of incorporation or organization) (I.

Subsidiaries of Guild Holdings Company (incorporated herein by reference to Exhibit 21.1 to the Company’s Annual Report on Form 10-K (File No. 001-39645) filed on March 24, 2021)

EX-21.1 5 ghld-ex211917.htm EX-21.1 Exhibit 21.1 Subsidiaries of the Registrant The registrant has the following subsidiaries: Name of Subsidiary State of Organization Guild Mortgage Company LLC California Guild Financial Express, Inc. California Guild Administration Corp. California Guild Mortgage Co SPE W40, LLC Delaware Mission Village Insurance Agency California

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2021 GUILD HOLDINGS COMPANY (Exact name of Registrant as Specified in Its Charter) Commission file number: 001-39645 Delaware 85-2453154 (State of Incorporation) (IRS Employ

GUILD HOLDINGS COMPANY REPORTS FOURTH QUARTER AND FULL YEAR 2020 RESULTS - Delivered Record Originations of $10.6 Billion, Representing Year-Over-Year Growth of 75% - - Net Revenue Increased 77% Year-Over-Year to $454 Million - - Net Income Increased

Exhibit 99.1 GUILD HOLDINGS COMPANY REPORTS FOURTH QUARTER AND FULL YEAR 2020 RESULTS - Delivered Record Originations of $10.6 Billion, Representing Year-Over-Year Growth of 75% - - Net Revenue Increased 77% Year-Over-Year to $454 Million - - Net Income Increased 76% Year-Over-Year to $78 Million - - Adjusted Net Income More Than Tripled Year-Over-Year to $90 Million - Fourth Quarter 2020 Highligh

SIGNATURES

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Guild Holdings Company (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 40172N107 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) and (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) Guild Holdings Company

SC 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) and (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) Guild Holdings Company (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 40172N107 (CUSIP Number) December 31, 2020 (Da

Joint Filing Agreement

EX-99.A Exhibit A Joint Filing Agreement The undersigned hereby agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, and that all subsequent amendments to this statement on Schedule 13G may be filed on behalf of each of the undersigned without the ne

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39645 GUILD HOLDINGS COMPANY (Exact Name of Registrant as Specified in its Charter) Delaware 85-2453154 ( State or other jurisdiction of incorporation or organization) (I.

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 2, 2020 GUILD HOLDINGS COMPANY (Exact name of Registrant as Specified in Its Charter) Commission file number: 001-39645 Delaware 85-2453154 (State of Incorporation) (IRS Empl

- Delivered Record Originations of $10 Billion, Representing Year-Over-Year Growth of 41% - - Net Revenue More Than Doubled Year-Over-Year to $564 Million - - Net Income Increased Year-Over-Year to $182 Million - - Adjusted Net Income More Than Tripl

Exhibit 99.1 GUILD HOLDINGS COMPANY REPORTS THIRD QUARTER 2020 RESULTS - Delivered Record Originations of $10 Billion, Representing Year-Over-Year Growth of 41% - - Net Revenue More Than Doubled Year-Over-Year to $564 Million - - Net Income Increased Year-Over-Year to $182 Million - - Adjusted Net Income More Than Tripled Year-Over-Year to $195 Million - Third Quarter 2020 Highlights Year-over-Yea

GHLD / Guild Holdings Company / ADAGE CAPITAL PARTNERS GP, L.L.C. - GUILD HOLDINGS COMPANY Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Guild Holdings Company (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 40172N107 (CUSIP Number) November 17, 2020 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pur

- S-8

S-8 As filed with the Securities and Exchange Commission on October 26, 2020 Registration No.

EX-24

POWER OF ATTORNEY The undersigned hereby constitutes and appoints Lisa Klika as the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as a stockholder of Guild Holdings Company (the "Company"), Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended, and the rules thereunde

EX-24

POWER OF ATTORNEY The undersigned hereby constitutes and appoints Lisa Klika as the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as a director and/or officer of Guild Holdings Company (the "Company"), Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended, and the rul

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Amendment to Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2020 (October 21, 2020) GUILD HOLDINGS COMPANY (Exact name of registrant as specified in its charter) Commission file number: 333-249225 Delaware 85-2453154 (State of inco

Guild Holdings Company Code of Business Conduct and Ethics

EX-14.1 Exhibit 14.1 Guild Holdings Company Code of Business Conduct and Ethics (Effective as of October 21, 2020) Introduction Guild Holdings Company and its subsidiaries, including but not limited to Guild Mortgage Company LLC and Guild Administration Corporation, (collectively “we”, “our”, “Guild Holdings” or the “Company”) have a responsibility to our customers, communities and each other as a

Amended and Restated Certificate of Incorporation of Guild Holdings Company (incorporated herein by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K (File No. 001-39645) filed on October 26, 2020)

EX-3.1 Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF GUILD HOLDINGS COMPANY Guild Holdings Company (the “Corporation”), a corporation organized and existing under the General Corporation Law of the State of Delaware (the “DGCL”), does hereby certify as follows: (1) The name of the Corporation is Guild Holdings Company. The original Certificate of Incorporation of the Corporation

Guild Holdings Company Supplemental Code of Ethics for Chief Executive Officer and Senior Financial Officers

EX-14.2 Exhibit 14.2 GUILD HOLDINGS COMPANY SUPPLEMENTAL CODE OF ETHICS FOR CHIEF EXECUTIVE OFFICER AND SENIOR FINANCIAL OFFICERS (Effective as of October 21, 2020) Guild Holdings Company (the “Company”) has a Code of Business Conduct and Ethics applicable to all directors, officers and employees. The Company’s Chief Executive Officer (“CEO”), President (“President”), Chief Financial Officer (“CFO

Amended and Restated Bylaws of Guild Holdings Company (incorporated herein by reference to Exhibit 3.2 to the Company’s Current Report on Form 8-K (File No. 001-39645) filed on October 26, 2020)

EX-3.2 Exhibit 3.2 AMENDED AND RESTATED BY-LAWS OF GUILD HOLDINGS COMPANY (the “Corporation”) Incorporated under the Laws of the State of Delaware ARTICLE I OFFICES AND RECORDS SECTION 1.1. Delaware Office. The name and address of the Corporation’s registered office in the State of Delaware shall be Corporation Trust Company, 1209 Orange Street in the City of Wilmington, County of New Castle, Stat

Registration Rights Agreement, dated October 21, 2020, by and among Guild Holdings Company and the holders listed on Schedule I thereto (incorporated herein by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K (File No. 001-39645) filed on October 26, 2020)

EX-10.1 Exhibit 10.1 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT, dated as of October 21, 2020 (this “Agreement”), is made by and among Guild Holdings Company, a Delaware corporation (“Guild”), and the holders listed on Schedule I hereto (each, a “Holder” and collectively, the “Holders”). W I T N E S S E T H: WHEREAS, the Holders are offering and selling shares of Guild’s Clas

GUILD HOLDINGS COMPANY ANNOUNCES CLOSING OF INITIAL PUBLIC

EX-99.1 7 d60299dex991.htm EX-99.1 Exhibit 99.1 GUILD HOLDINGS COMPANY ANNOUNCES CLOSING OF INITIAL PUBLIC OFFERING SAN DIEGO—(BUSINESS WIRE)—Guild Holdings Company (NYSE: GHLD) (“Guild” or the “Company”), an originator and servicer of residential mortgages, today announced the closing of its initial public offering of 6,500,000 shares of its Class A common stock at a price to the public of $15.00

6,500,000 Shares Guild Holdings Company Class A Common Stock

424B4 Table of Contents Filed Pursuant to Rule 424(b)(4) Registration No. 333-249225 6,500,000 Shares Guild Holdings Company Class A Common Stock This is the initial public offering of shares of Class A common stock of Guild Holdings Company. The selling stockholders identified in this prospectus are offering 6,500,000 shares of our Class A common stock. All of the shares of Class A common stock b

Guild Holdings Company FREE WRITING PROSPECTUS

FWP Filed Pursuant to Rule 433 of the Securities Act of 1933 Issuer Free Writing Prospectus dated October 20, 2020 Relating to Preliminary Prospectus dated October 15, 2020 Registration No.

Form 8-A

8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 GUILD HOLDINGS COMPANY (Exact name of registrant as specified in its charter) Delaware 85-2453154 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identificati

Second Amendment to Master Repurchase Agreement, dated as of October 8, 2020, by and among Guild Mortgage Co. and Guild Investors, LLC, as Sellers, and Western Alliance Bank, as Buyer+

EX-10.69 Exhibit 10.69 EXECUTION VERSION CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. SECOND AMENDMENT This Second Amendment (this “Amendment”) is entered into as of October 8, 2020 among GUILD MORTGAGE COMPANY, a

Form S-1

Amendment No. 3 to Form S-1 Table of Contents As filed with the Securities and Exchange Commission on October 20, 2020. Registration No. 333-249225 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 3 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Guild Holdings Company (Exact name of registrant as specified in its charter) Delaware 6162 85-2

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October 19, 2020 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.

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Guild Holdings Company 5887 Copley Drive San Diego, California 92111 October 19, 2020 VIA EDGAR AND E-MAIL Ms.

Fourteenth Amendment to the Amended and Restated Master Repurchase Agreement and Pricing Letter, dated as of October 8, 2020, by and between Guild Mortgage Co., as Seller, and TIAA, FSB, as Buyer+

EX-10.48 Exhibit 10.48 EXECUTION VERSION CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. TIAA BANK 100 Summer Street, Suite 3232 Boston, MA 02110 Guild Mortgage Company 5898 Copley Drive San Diego, California 92111 At

Amendment No. 1 to Fifth Amended and Restated Loan and Security Agreement, dated as of October 8, 2020, by and among Guild Mortgage Co., as Borrower, Guild Holdings Company, the Lenders from time to time party thereto, and Texas Capital Bank, National Association, as Administrative Agent+

EX-10.31 Exhibit 10.31 EXECUTION VERSION CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDMENT NO. 1 TO FIFTH AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This AMENDMENT NO. 1 TO FIFTH AMENDED AND RESTATED LOA

Form of Underwriting Agreement

EX-1.1 Exhibit 1.1 FORM FINAL GUILD HOLDINGS COMPANY [●] Shares of Class A Common Stock UNDERWRITING AGREEMENT Dated: October [•], 2020 Table of Contents Page SECTION 1. Representations and Warranties 2 SECTION 2. Sale and Delivery to Underwriters; Closing 17 SECTION 3. Covenants of the Company 18 SECTION 4. Payment of Expenses 22 SECTION 5. Conditions of Underwriters’ Obligations 24 SECTION 6. In

Second Amendment to Master Repurchase Agreement, dated as of October 8, 2020, by and among Guild Mortgage Co. and Guild Investors, LLC, as Sellers, and Western Alliance Bank, as Buyer+

EX-10.69 Exhibit 10.69 EXECUTION VERSION SECOND AMENDMENT This Second Amendment (this “Amendment”) is entered into as of October 8, 2020 among GUILD MORTGAGE COMPANY, a California corporation (“GMC”) GUILD INVESTORS, LLC, a Delaware limited liability company (“GILLC”), GUILD HOLDINGS COMPANY, a Delaware corporation (“GHC”), and WESTERN ALLIANCE BANK, an Arizona corporation (“Buyer”). RECITALS: A.

Fourteenth Amendment to Master Repurchase Agreement, dated as of October 8, 2020, by and among Guild Mortgage Co. and Guild Investors, LLC, as Sellers, and U.S. Bank National Association, as Buyer+

EX-10.66 Exhibit 10.66 EXECUTION VERSION CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. FOURTEENTH AMENDMENT TO MASTER REPURCHASE AGREEMENT THIS FOURTEENTH AMENDMENT, dated as of October 8, 2020, amends and modifies

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[Letterhead of Wachtell, Lipton, Rosen & Katz] October 15, 2020 VIA EDGAR AND FEDERAL EXPRESS Ms.

Amendment No. 1 to Master Loan Purchase and Servicing Agreement (EBO Program), dated as of October 8, 2020, by and between Texas Capital Bank, National Association, as Purchaser, and Guild Mortgage Co., as Seller

EX-10.33 Exhibit 10.33 EXECUTION VERSION AMENDMENT NO. 1 TO MASTER LOAN PURCHASE AND SERVICING AGREEMENT (EBO PROGRAM) This AMENDMENT NO. 1 TO MASTER LOAN PURCHASE AND SERVICING AGREEMENT (EBO PROGRAM) (this “Amendment”) is made and entered into as of October 8, 2020, by and between Texas Capital Bank, National Association (“Purchaser”) and Guild Mortgage Company (“Seller”). This Amendment amends

Sixth Amendment to First Amended and Restated Master Repurchase Agreement, dated as of October 8, 2020, by and between Guild Mortgage Co., as Seller, and JPMorgan Chase Bank, N.A., as Buyer+

EX-10.26 Exhibit 10.26 EXECUTION VERSION CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. SIXTH AMENDMENT TO FIRST AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT Dated as of October 8, 2020 Between: GUILD MORTGAGE CO

Amendment No. 2 to Amended and Restated Loan and Security Agreement, dated as of October 8, 2020, by and between Guild Mortgage Co., as Seller, and TIAA, FSB, as Buyer+

EX-10.51 Exhibit 10.51 EXECUTION VERSION CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDMENT NO. 2 TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This AMENDMENT NO. 2 TO AMENDED AND RESTATED LOAN AND SECURI

Omnibus Amendment to Principal Agreements, dated as of October 8, 2020, by and among Guild Holdings Company, Guild Mortgage Co., Guild Mortgage CO SPE W40, LLC and Bank of America, N.A.+

EX-10.13 Exhibit 10.13 EXECUTION VERSION CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. OMNIBUS AMENDMENT TO PRINCIPAL AGREEMENTS AMENDMENT NO. 1 TO AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT AMENDMENT NO. 1 TO

Amendment No. 1 to Mortgage Warehouse Agreement, dated as of October 8, 2020, by and among Guild Mortgage Co., as Seller, Guild Holdings Company and Texas Capital Bank, National Association+

EX-10.29 Exhibit 10.29 EXECUTION VERSION CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDMENT NO. 1 TO MORTGAGE WAREHOUSE AGREEMENT This AMENDMENT NO. 1 TO MORTGAGE WAREHOUSE AGREEMENT (this “Amendment”) is made

Amendment No. 1 to Amended and Restated Term Loan Agreement, dated as of October 8, 2020, by and among Guild Mortgage Co. and Guild Investors, LLC, as Borrowers, the Lenders party thereto, and The Bank of New York Mellon, as Administrative Agent+

EX-10.19 Exhibit 10.19 EXECUTION VERSION CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDMENT NO. 1 TO AMENDED AND RESTATED TERM LOAN AGREEMENT THIS AMENDMENT NO. 1 TO AMENDED AND RESTATED TERM LOAN AGREEMENT (th

First Amendment to the Amended and Restated Loan and Security Agreement, dated as of August 14, 2020, by and among Guild Mortgage Co., as Borrower, and TIAA, FSB+

EX-10.50 Exhibit 10.50 EXECUTION VERSION CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. TIAA BANK 100 Summer Street, Suite 3232 Boston, MA 02110 Guild Mortgage Company 5898 Copley Drive San Diego, California 92111 At

Form of Class A Common Stock Certificate of Guild Holdings Company

EX-4.1 Exhibit 4.1 Class A Common Stock Class A Common Stock PAR VALUE $0.01 Certificate Shares Number * * 000000 ****************** * * * 000000 ***************** ZQ00000000 **** 000000 **************** GUILD HOLDINGS COMPANY ***** 000000 *************** ****** 000000 ************** INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE ** Mr. Alexander David Sample **** Mr. Alexander David Sample

Thirteenth Amendment to the Master Repurchase Agreement, dated as of September 11, 2020, by and among Guild Mortgage Co. and Guild Investors, LLC, as Sellers, and U.S. Bank National Association, as Buyer

EX-10.65 Exhibit 10.65 THIRTEENTH AMENDMENT TO MASTER REPURCHASE AGREEMENT THIS THIRTEENTH AMENDMENT, dated as of September 11, 2020, amends and modifies a certain Master Repurchase Agreement, dated as of March 24, 2015, as amended by Amendments dated as of June 24, 2015, March 15, 2016, April 20, 2016, June 20, 2016, June 16, 2017, August 18, 2017, September 28, 2018, August 29, 2019, September 1

Thirteenth Amendment to the Amended and Restated Master Repurchase Agreement and Pricing Letter, dated as of August 14, 2020, by and between Guild Mortgage Co., as Seller, and TIAA, FSB, as Buyer+#

EX-10.47 Exhibit 10.47 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. TIAA BANK 100 Summer Street, Suite 3232 Boston, MA 02110 Guild Mortgage Company 5898 Copley Drive San Diego, California 92111 Attention: Terry L.

Second Amendment to Amended and Restated Master Repurchase Agreement, dated as of October 8, 2020, by and among Guild Mortgage Co. and Guild Investors, LLC, as Sellers, The Bank of New York Mellon, as Agent, and the financial institutions listed on the signature pages thereto, as Buyers+

EX-10.16 Exhibit 10.16 EXECUTION VERSION CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. SECOND AMENDMENT TO AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT THIS SECOND AMENDMENT TO AMENDED AND RESTATED MASTER REPURC

- AMENDMENT NO.2 TO FORM S-1

Amendment No.2 to Form S-1 Table of Contents As filed with the Securities and Exchange Commission on October 15, 2020. Registration No. 333-249225 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Guild Holdings Company (Exact name of registrant as specified in its charter) Delaware 6162 85-24

Consent of Director Nominee - Junior Bryant

EX-99.1(b) Exhibit 99.1(b) Consent of Director Nominee Guild Holdings Company is filing a Registration Statement on Form S-1 (SEC File No. 333-249225) with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”), in connection with the initial public offering of its Class A Common Stock. In connection therewith, I hereby consent, pursuant to Rule

Amended and Restated Master Repurchase Agreement, dated as of October 24, 2019, by and among Guild Mortgage Co. and Guild Investors, LLC, as Sellers, the Buyers party thereto, and The Bank of New York Mellon, as Agent for the Buyers from time to time party thereto+ #

EX-10.14 Exhibit 10.14 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT among The Bank of New York Mellon, as the Agent for the Buyers from time to time party hereto the

Eighth Amendment to the Amended and Restated Master Repurchase Agreement and Pricing Letter, dated as of February 12, 2020, by and between Guild Mortgage Co., as Seller, and TIAA, FSB, as Buyer+ #

EX-10.42 Exhibit 10.42 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. TIAA BANK 100 Summer Street, Suite 3232 Boston, MA 02110 Guild Mortgage Company 5898 Copley Drive San Diego, California 92111 Attention: Terry L.

Seventh Amendment to the Amended and Restated Master Repurchase Agreement and Pricing Letter, dated as of August 22, 2019, by and between Guild Mortgage Co., as Seller, and TIAA, FSB, as Buyer+ #

EX-10.41 Exhibit 10.41 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED TIAA BANK 100 Summer Street, Suite 3232 Boston, MA 02110 Guild Mortgage Company 5898 Copley Drive San Diego, California 92111 Attention: Terry L. S

Guild Holdings Company 2020 Omnibus Incentive Plan (incorporated herein by reference to Exhibit 10.1 to the Company’s Registration Statement on Form S-1 (File No. 333-249225), filed on October 9, 2020)

EX-10.1 Exhibit 10.1 GUILD HOLDINGS COMPANY 2020 OMNIBUS INCENTIVE PLAN SECTION 1. Purpose; Definitions The purpose of this Plan is to give the Company a competitive advantage in attracting, retaining and motivating officers, employees, directors and/or consultants of the Company and its Subsidiaries and Affiliates and to enable the Company to provide incentives for future performance of services

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[Letterhead of Wachtell, Lipton, Rosen & Katz] October 9, 2020 VIA EDGAR AND FEDERAL EXPRESS Ms.

Form of Registration Rights Agreement, by and among Guild and certain of its stockholders

EX-4.2 Exhibit 4.2 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT, dated as of [●], 2020 (this “Agreement”), is made by and among Guild Holdings Company, a Delaware corporation (“Guild”), and the holders listed on Schedule I hereto (each, a “Holder” and collectively, the “Holders”). W I T N E S S E T H: WHEREAS, the Holders are offering and selling shares of Guild’s Class A Commo

- AMENDMENT NO.1 TO FORM S-1

Amendment No.1 to Form S-1 Table of Contents As filed with the Securities and Exchange Commission on October 9, 2020. Registration No. 333-249225 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Guild Holdings Company (Exact name of registrant as specified in its charter) Delaware 6162 85-245

Consent of Director Nominee - Martha Marcon

EX-99.1(a) Exhibit 99.1(a) Consent of Director Nominee Guild Holdings Company is filing a Registration Statement on Form S-1 (SEC File No. 333-249225) with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”), in connection with the initial public offering of its Class A Common Stock. In connection therewith, I hereby consent, pursuant to Rule

Compensation Deferral Plan for Executives (incorporated by reference to Exhibit 10.7 to the Company’s Registration Statement on Form S-1 (File No. 333-249225), filed on October 9, 2020)

EX-10.7 Exhibit 10.7 GUILD MORTGAGE COMPANY LLC COMPENSATION DEFERRAL PLAN FOR EXECUTIVES Establishment of Plan Effective as of April 1, 1999, the Board of Directors (the “Board”) of Guild Mortgage Company LLC (formerly known as Guild Mortgage Company) (the “Company”), established the Compensation Deferral Plan for Executives (the “Plan”). The Plan was amended and restated effective May 1, 2001 an

Ninth Amendment to the Amended and Restated Master Repurchase Agreement and Pricing Letter, dated as of March 20, 2020, by and between Guild Mortgage Co., as Seller, and TIAA, FSB, as Buyer+ #

EX-10.36 Exhibit 10.36 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. TIAA BANK 100 Summer Street, Suite 3232 Boston, MA 02110 Guild Mortgage Company 5898 Copley Drive San Diego, California 92111 Attention: Terry L.

Amended and Restated Master Repurchase Agreement, dated as of September 1, 2020, by and among Bank of America, N.A., as Buyer, Guild Mortgage Co. SPE W40, LLC, as Seller, and Guild Mortgage Company and Guild Investors, LLC as collective Guarantor and Pledgor+ #

EX-10.12 Exhibit 10.12 EXECUTION VERSION CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT (the “Agreement”) between BANK OF AMERICA, N.A. (“Buyer”) and GUILD MORTGAGE CO

Fourth Amendment to the First Amended and Restated Master Repurchase Agreement, dated as of June 23, 2020, by and between Guild Mortgage Co., as Seller, and JPMorgan Chase Bank, N.A., as Buyer+ #

EX-10.21 Exhibit 10.21 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. FOURTH AMENDMENT TO FIRST AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT Dated as of June 23, 2020 Between: GUILD MORTGAGE COMPANY, as Seller an

Fifth Amendment to the Amended and Restated Master Repurchase Agreement and Pricing Letter, dated as of March 29, 2019, by and between Guild Mortgage Co., as Seller, and TIAA, FSB, as Buyer+ #

EX-10.32 Exhibit 10.32 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. TIAA BANK 100 Summer Street, Suite 3232 Boston, MA 02110 Guild Mortgage Company 5898 Copley Drive San Diego, California 92111 Attention: Terry L.

Employment Agreement between Guild Mortgage Co. and David Neylan, dated as of January 1, 2016†

EX-10.6 Exhibit 10.6 GUILD MORTGAGE COMPANY’S SENIOR VICE PRESIDENT EMPLOYMENT AGREEMENT This SENIOR VICE PRESIDENT EMPLOYMENT AGREEMENT (“Agreement”), dated as of January 1, 2016 (“Effective Date”), between Guild Mortgage Company (“Company”) and David Neylan (“Employee”) (collectively, the “Parties”). WHEREAS, the Parties desire to set forth their agreement with respect to such employment in this

Subsidiaries of Guild Holdings Company

EX-21.1 Exhibit 21.1 Subsidiaries of the Registrant The registrant currently has no subsidiaries. Assuming the completion of the reorganization transactions described in this registration statement, the registrant would have the following subsidiaries: Name of Subsidiary State of Organization Guild Mortgage Company LLC California Guild Financial Express, Inc. California Guild Administration Corp.

Form of Amended and Restated Certificate of Incorporation of Guild Holdings Company

EX-3.1 Exhibit 3.1 FORM OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF GUILD HOLDINGS COMPANY Guild Holdings Company (the “Corporation”), a corporation organized and existing under the General Corporation Law of the State of Delaware (the “DGCL”), does hereby certify as follows: (1) The name of the Corporation is Guild Holdings Company. The original Certificate of Incorporation of the Cor

Form of Restricted Stock Unit Agreement for IPO Grants to Employees under the Guild Holdings Company 2020 Omnibus Incentive Plan (incorporated by reference to Exhibit 10.56 to the Company’s Registration Statement on Form S-1 (File No. 333-249225), filed on October 1, 2020)

EX-10.56 Exhibit 10.56 RESTRICTED STOCK UNIT AGREEMENT IPO GRANTS TO EMPLOYEES This Restricted Stock Unit Agreement (this “Agreement”), dated as of [DATE] (the “Grant Date”), is made between Guild Holdings Company (the “Company”), and [NAME] (the “Participant”). WITNESSETH The Guild Holdings Company 2020 Omnibus Incentive Plan (the “Plan”) (any and all capitalized terms used in this Agreement and

Eighth Amendment to the Amended and Restated Master Repurchase Agreement and Pricing Letter, dated as of February 12, 2020, by and between Guild Mortgage Co., as Seller, and TIAA, FSB, as Buyer+ #

EX-10.35 Exhibit 10.35 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. TIAA BANK 100 Summer Street, Suite 3232 Boston, MA 02110 Guild Mortgage Company 5898 Copley Drive San Diego, California 92111 Attention: Terry L.

Fourth Amendment to the Amended and Restated Master Repurchase Agreement and Pricing Letter, dated as of July 19, 2018, by and between Guild Mortgage Co., as Seller, and TIAA, FSB, as Buyer+ #

EX-10.31 Exhibit 10.31 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. TIAA BANK 100 Summer Street, Suite 3232 Boston, MA 02110 Guild Mortgage Company 5898 Copley Drive San Diego, California 92111 Attention: Terry L.

Third Amendment to the Amended and Restated Master Repurchase Agreement and Pricing Letter, dated as of July 26, 2017, by and between Guild Mortgage Co., as Seller, and TIAA, FSB, as Buyer+ #

EX-10.30 Exhibit 10.30 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. TIAA, FSB 100 Summer Street, Suite 3232 Boston, MA 02110 Guild Mortgage Company 5898 Copley Drive San Diego, California 92111 Attention: Terry L.

Second Amendment to the Amended and Restated Master Repurchase Agreement and Pricing Letter, dated as of January 11, 2017, by and between Guild Mortgage Co., as Seller, and EverBank, as Buyer+ #

EX-10.29 Exhibit 10.29 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. EVERBANK 100 Summer Street, Suite 3232 Boston, MA 02110 Guild Mortgage Company 5898 Copley Drive San Diego, California 92111 Attention: Terry L. S

Power of attorney (included on the signature page to this registration statement)

S-1 Table of Contents As filed with the Securities and Exchange Commission on October 1, 2020.

Ninth Amendment to the Master Repurchase Agreement, dated as of September 13, 2019, by and among Guild Mortgage Co. and Guild Investors, LLC, as Sellers, and U.S. Bank National Association, as Buyer

EX-10.50 Exhibit 10.50 NINTH AMENDMENT TO MASTER REPURCHASE AGREEMENT THIS NINTH AMENDMENT, dated as of September 13, 2019, amends and modifies a certain Master Repurchase Agreement, dated as of March 24, 2015, as amended by Amendments dated as of June 24, 2015, March 15, 2016, April 20, 2016, June 20, 2016, June 16, 2017, August 18, 2017, September 28, 2018 and August 29, 2019 (as so amended, the

Sixth Amendment to the Master Repurchase Agreement, dated as of August 18, 2017 by and among Guild Mortgage Co. and Guild Investors, LLC, as Sellers, and U.S. Bank National Association, as Buyer+ #

EX-10.47 Exhibit 10.47 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. SIXTH AMENDMENT TO MASTER REPURCHASE AGREEMENT THIS SIXTH AMENDMENT, dated as of August 18, 2017, amends and modifies a certain Master Repurchase

First Amendment to the Amended and Restated Master Repurchase Agreement and Pricing Letter, dated as of July 27, 2016, by and between Guild Mortgage Co., as Seller, and EverBank, as Buyer+ #

EX-10.28 Exhibit 10.28 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. EVERBANK 100 Summer Street, Suite 3232 Boston, MA 02110 Guild Mortgage Company 5898 Copley Drive San Diego, California 92111 Attention: Terry L. S

Form of Indemnification Agreement (incorporated by reference to Exhibit 10.2 to the Company’s Registration Statement on Form S-1 (File No. 333-249225), filed on October 1, 2020)

EX-10.2 Exhibit 10.2 FORM OF INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT is made and entered into as of , 2020 by and between Guild Holdings Company, a Delaware corporation (the “Company”), and the undersigned (the “Indemnitee”). WHEREAS, it is essential to the Company to retain and attract as directors and officers the most capable persons available; WHEREAS, the Indemnitee is a dire

Eighth Amendment to the Master Repurchase Agreement, dated as of August 29, 2019, by and among Guild Mortgage Co. and Guild Investors, LLC, as Sellers, and U.S. Bank National Association, as Buyer+

EX-10.49 Exhibit 10.49 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. EIGHTH AMENDMENT TO MASTER REPURCHASE AGREEMENT THIS EIGHTH AMENDMENT, dated as of August 29, 2019, amends and modifies a certain Master Repurchas

Seventh Amendment to the Master Repurchase Agreement, dated as of September 28, 2018, by and among Guild Mortgage Co. and Guild Investors, LLC, as Sellers, and U.S. Bank National Association, as Buyer+ #

EX-10.48 Exhibit 10.48 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. SEVENTH AMENDMENT TO MASTER REPURCHASE AGREEMENT THIS SEVENTH AMENDMENT, dated as of September 28, 2018, amends and modifies a certain Master Repu

Fourth Amendment to the Master Repurchase Agreement, dated as of June 20, 2016, by and among Guild Mortgage Co. and Guild Investors, LLC, as Sellers, and U.S. Bank National Association, as Buyer+ #

EX-10.45 Exhibit 10.45 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. FOURTH AMENDMENT TO MASTER REPURCHASE AGREEMENT THIS FOURTH AMENDMENT, dated as of June 20, 2016, amends and modifies a certain Master Repurchase

Second Amendment to the Master Repurchase Agreement, dated as of October 27, 2015, by and among Guild Mortgage Co. and Guild Investors, LLC, as Sellers, and U.S. Bank National Association, as Buyer+

EX-10.43 Exhibit 10.43 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. October 27, 2015 Guild Mortgage Company, LLC Guild Mortgage Company 5898 Copley Drive, 5th Floor San Diego, CA 92111 Attention: Terry Schmidt Chie

Mortgage Warehouse Agreement, dated as of April 13, 2020, by and between Guild Mortgage Co., as Seller, and Texas Capital Bank, National Association+ #

EX-10.23 Exhibit 10.23 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. MORTGAGE WAREHOUSE AGREEMENT by and between GUILD MORTGAGE COMPANY, A CALIFORNIA CORPORATION, and TEXAS CAPITAL BANK, NATIONAL ASSOCIATION AGREEME

Third Amendment to the First Amended and Restated Master Repurchase Agreement, dated as of February 21, 2020, by and between Guild Mortgage Co., as Seller, and JPMorgan Chase Bank, N.A., as Buyer+ #

EX-10.20 Exhibit 10.20 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. THIRD AMENDMENT TO FIRST AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT Dated as of February 21, 2020 Between: GUILD MORTGAGE COMPANY, as Seller

First Amended and Restated Master Repurchase Agreement, dated as of December 14, 2018, by and between Guild Mortgage Co., as Seller, and JPMorgan Chase Bank, N.A., as Buyer+ #

EX-10.17 Exhibit 10.17 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. FIRST AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT Dated as of December 14, 2018 Between: GUILD MORTGAGE COMPANY, as Seller and JPMORGAN CHASE

Waiver No. 1 to the Amended and Restated Term Loan Agreement, dated as of April 29, 2020, by and among Guild Mortgage Co. and Guild Investors, LLC, as Borrowers, the Lenders party thereto, and The Bank of New York Mellon, as Administrative Agent+

EX-10.16 Exhibit 10.16 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. WAIVER NO. 1 TO AMENDED AND RESTATED TERM LOAN AGREEMENT THIS WAIVER NO. 1 TO AMENDED AND RESTATED TERM LOAN AGREEMENT (the “Waiver”) is made and

Amended and Restated Term Loan Agreement, dated as of September 30, 2019, by and among Guild Mortgage Co. and Guild Investors, LLC, as Borrowers, the Lenders party thereto, and The Bank of New York Mellon, as Administrative Agent+ #

EX-10.15 Exhibit 10.15 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDED AND RESTATED TERM LOAN AGREEMENT by and among GUILD MORTGAGE COMPANY and GUILD MORTGAGE COMPANY, LLC the Borrowers THE LENDERS PARTY HERET

First Amendment to the First Amended and Restated Master Repurchase Agreement, dated as of June 21, 2019, by and between Guild Mortgage Co., as Seller, and JPMorgan Chase Bank, N.A., as Buyer+

EX-10.18 Exhibit 10.18 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. FIRST AMENDMENT TO FIRST AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT Dated as of June 21, 2019 Between: GUILD MORTGAGE COMPANY, as Seller and

Second Amendment to the First Amended and Restated Master Repurchase Agreement, dated as of December 13, 2019, by and between Guild Mortgage Co., as Seller, and JPMorgan Chase Bank, N.A., as Buyer+ #

EX-10.19 Exhibit 10.19 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. SECOND AMENDMENT TO SIDE LETTER February 21, 2020 Guild Mortgage Company 5898 Copley Drive, Suite 400 & 500 San Diego, CA 92111 Re: First Amended

Fifth Amendment to the First Amended and Restated Master Repurchase Agreement, dated as of July 24, 2020, by and between Guild Mortgage Co., as Seller, and JPMorgan Chase Bank, N.A., as Buyer+ #

EX-10.22 Exhibit 10.22 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. FIFTH AMENDMENT TO FIRST AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT Dated as of July 24, 2020 Between: GUILD MORTGAGE COMPANY, as Seller and

Sixth Amendment to the Amended and Restated Master Repurchase Agreement and Pricing Letter, dated as of July 18, 2019, by and between Guild Mortgage Co., as Seller, and TIAA, FSB, as Buyer+ #

EX-10.33 Exhibit 10.33 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. TIAA BANK 100 Summer Street, Suite 3232 Boston, MA 02110 Guild Mortgage Company 5898 Copley Drive San Diego, California 92111 Attention: Terry L.

Eleventh Amendment to the Amended and Restated Master Repurchase Agreement and Pricing Letter, dated as of May 19, 2020, by and between Guild Mortgage Co., as Seller, and TIAA, FSB, as Buyer+ #

EX-10.38 Exhibit 10.38 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. TIAA BANK 100 Summer Street, Suite 3232 Boston, MA 02110 Guild Mortgage Company 5898 Copley Drive San Diego, California 92111 Attention: Terry L.

Executive Compensation Agreement between Guild Mortgage Co. and Terry Schmidt, effective as of January 1, 2019†

EX-10.4 Exhibit 10.4 EXECUTIVE COMPENSATION AGREEMENT This Executive Compensation Agreement (this “Agreement”) is entered into effective as of January 1, 2019 (the “Effective Date”), by and between Guild Mortgage Company, a California corporation (“Guild”), and Terry Schmidt (“Schmidt”), as follows: 1. Term. The term of this Agreement shall commence on the Effective Date, and continue until the fi

Third Amendment to the Master Repurchase Agreement, dated as of April 20, 2016, by and among Guild Mortgage Co. and Guild Investors, LLC, as Sellers, and U.S. Bank National Association, as Buyer#

EX-10.44 Exhibit 10.44 THIRD AMENDMENT TO MASTER REPURCHASE AGREEMENT THIS THIRD AMENDMENT, dated as of April 20, 2016, amends and modifies a certain Master Repurchase Agreement, dated as of March 24, 2015, as amended by Amendments dated as of June 24, 2015 and March 15, 2016 (as so amended, the “Repurchase Agreement”), between GUILD MORTGAGE COMPANY and GUILD MORTGAGE COMPANY, LLC (the “Sellers”)

Eleventh Amendment to the Master Repurchase Agreement, dated as of April 1, 2020, by and among Guild Mortgage Co. and Guild Investors, LLC, as Sellers, and U.S. Bank National Association, as Buyer

EX-10.52 Exhibit 10.52 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. ELEVENTH AMENDMENT TO MASTER REPURCHASE AGREEMENT THIS ELEVENTH AMENDMENT, dated as of April 1, 2020, amends and modifies a certain Master Repurch

Executive Nonqualified Excess Plan Adoption Agreement, dated as of November 6, 2017 (incorporated by reference to Exhibit 10.9 to the Company’s Registration Statement on Form S-1 (File No. 333-249225) filed on October 1, 2020)

EX-10.9 Exhibit 10.9 NOTE: Execution of this Adoption Agreement creates a legal liability of the Employer with significant tax consequences to the Employer and Participants. Principal Life Insurance Company disclaims all liability for the legal and tax consequences which result from the elections made by the Employer in this Adoption Agreement. Principal Life Insurance Company, Raleigh, NC 27612 A

Executive Compensation Agreement between Guild Mortgage Co. and Mary Ann McGarry, effective as of January 1, 2019†

EX-10.3 Exhibit 10.3 EXECUTIVE COMPENSATION AGREEMENT This Executive Compensation Agreement (this “Agreement”) is entered into effective as of January 1, 2019 (the “Effective Date”), by and between Guild Mortgage Company, a California corporation (“Guild”), and Mary Ann McGarry (“McGarry”), as follows: 1. Term. The term of this Agreement shall commence on the Effective Date, and continue until the

Master Repurchase Agreement, dated as of July 29, 2015, by and between Guild Mortgage Co., as Seller, and EverBank, as Buyer+ #

EX-10.27 Exhibit 10.27 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. MASTER REPURCHASE AGREEMENT Between: EVERBANK, as Buyer and GUILD MORTGAGE COMPANY, as Seller Dated as of July 29, 2015 TABLE OF CONTENTS Page SEC