GKOS / Glaukos Corporation - Pemfailan SEC, Laporan Tahunan, Penyata Proksi

Glaukos Corporation
US ˙ NYSE ˙ US3773221029

Statistik Asas
LEI 5299004JA1LHE21M6T14
CIK 1192448
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Glaukos Corporation
SEC Filings (Chronological Order)
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August 20, 2025 S-8

As filed with the Securities and Exchange Commission on August 20, 2025

As filed with the Securities and Exchange Commission on August 20, 2025 Registration No.

August 20, 2025 EX-FILING FEES

Table 1: Newly Registered Securities

Calculation of Filing Fee Tables S-8 GLAUKOS Corp Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee 1 Equity Common Stock, par value $0.

August 12, 2025 EX-99.1

Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticipate will or may occur in the future are forward-looking statements. Th

Exhibit 99.1 August 2025 Investor Presentation Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticipate will or may occur in the future are forward-looking statements. These statements are based on management’s current expectations, assumptions, estimates and beliefs. Alth

August 12, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2025 Glaukos Corporati

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2025 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of i

August 4, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-37463 GLAUKOS CORPORATION (Exact n

July 30, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2025 Glaukos Corporation

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2025 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of inc

July 30, 2025 EX-99.2

Glaucoma Corneal Health Retinal Disease

Exhibit 99.2 JULY 30, 2025 GLAUKOS CORPORATION (NYSE: GKOS) SECOND QUARTER 2025 IN REVIEW Important Information This document is intended to be read by investors in advance of regularly scheduled quarterly conference calls and was designed to provide a review of Glaukos Corporation’s recent financial and operational performance and general business outlook. Please see “Forward-Looking Statements”

July 30, 2025 EX-99.1

Glaukos Announces Second Quarter 2025 Financial Results

Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Chris Lewis Vice President, Investor Relations & Corporate Affairs (949) 481-0510 [email protected] Glaukos Announces Second Quarter 2025 Financial Results Aliso Viejo, CA – July 30, 2025 – Glaukos Corporation (NYSE: GKOS), an ophthalmic pharmaceutical and medical technology company focused on novel therapies for the treatment of glaucoma, corneal disor

June 3, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2025 Glaukos Corporation

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2025 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of inco

May 30, 2025 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Glaukos Corporation (Exact name of registrant as specified in its charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of incorporation) File Number) Identification No.) One Glaukos Way Aliso Viejo, California 92656 (Address of principal executiv

May 30, 2025 EX-1.01

Glaukos Corporation Conflict Minerals Report for the Year Ended December 31, 2024

Exhibit 1.01 Glaukos Corporation Conflict Minerals Report for the Year Ended December 31, 2024 Glaukos Corporation (“Glaukos,” “the Company,” “we,” “our,” and “us”) has filed this Conflict Minerals Report (“CMR”) for the year ended December 31, 2024 to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). The Rule imposes certain reporting obligations on U.S. Securities an

May 14, 2025 EX-99.1

Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticipate will or may occur in the future are forward-looking statements. Th

Exhibit 99.1 May 2025 Investor Presentation Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticipate will or may occur in the future are forward-looking statements. These statements are based on management’s current expectations, assumptions, estimates and beliefs. Althoug

May 14, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2025 Glaukos Corporation

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2025 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of inco

May 1, 2025 EX-10.1

Directors’ Compensation Policy adopted March 13, 2025

Exhibit 10.1 GLAUKOS CORPORATION DIRECTORS’ COMPENSATION POLICY (Effective December 13, 2017, Amended and Restated March 13, 2025) Directors of Glaukos Corporation, a Delaware corporation (the “Company”), who are not employed by the Company or one of its subsidiaries (“Non-Employee Directors”) are entitled to the compensation set forth below for their service as a member of the Board of Directors

May 1, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-37463 GLAUKOS CORPORATION (Exact

April 30, 2025 EX-99.2

Glaucoma Corneal Health Retinal Disease

APRIL 30, 2025 GLAUKOS CORPORATION (NYSE: GKOS) FIRST QUARTER 2025 IN REVIEW Important Information This document is intended to be read by investors in advance of regularly scheduled quarterly conference calls and was designed to provide a review of Glaukos Corporation’s recent financial and operational performance and general business outlook.

April 30, 2025 EX-99.1

Glaukos Announces First Quarter 2025 Financial Results

FOR IMMEDIATE RELEASE Contact: Chris Lewis Vice President, Investor Relations & Corporate Affairs (949) 481-0510 clewis@glaukos.

April 30, 2025 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2025 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of in

April 15, 2025 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ⌧ Filed by a Party other than the Registrant ◻ Check the appropriate box: ◻ Preliminary Proxy Statement ◻ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ◻ Definitive Proxy State

April 15, 2025 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi

March 12, 2025 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2025 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of in

March 12, 2025 EX-99.1

Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticipate will or may occur in the future are forward-looking statements. Th

Exhibit 99.1 March 2025 Investor Presentation Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticipate will or may occur in the future are forward-looking statements. These statements are based on management’s current expectations, assumptions, estimates and beliefs. Altho

February 25, 2025 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark one) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File No. 001-37463

February 25, 2025 EX-21

Subsidiaries of Glaukos Corporation as of December 31, 2024

Exhibit 21 Subsidiaries Subsidiary Name State of Incorporation / Formation Country of Incorporation / Formation Glaukos Germany GmbH Germany Glaukos Japan GK Japan Glaukos Australia Pty Ltd Australia Glaukos Canada Inc.

February 25, 2025 EX-19

Glaukos Corporation Insider Trading Policies and Procedures

EX-19 2 gkos-20241231xex19.htm EX-19 Exhibit 19 Glaukos Corporation Policy on Insider Trading and Tipping INTRODUCTION In the normal course of business, officers, directors and employees of Glaukos Corporation (“Company”) may come into possession of material nonpublic information. This information is considered the property of the Company. In particular, if you are an insider under the law or cove

February 20, 2025 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2025 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of

February 20, 2025 EX-99.2

Glaucoma Corneal Health Retinal Disease

Exhibit 99.2 FEBRUARY 20, 2025 GLAUKOS CORPORATION (NYSE: GKOS) FOURTH QUARTER AND FULL YEAR 2024 IN REVIEW Important Information This document is intended to be read by investors in advance of regularly scheduled quarterly conference calls and was designed to provide a review of Glaukos Corporation’s recent financial and operational performance and general business outlook. Please see “Forward-Lo

February 20, 2025 EX-99.1

Glaukos Announces Fourth Quarter and Full Year 2024 Financial Results

Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Chris Lewis Vice President, Investor Relations & Corporate Affairs (949) 481-0510 [email protected] Glaukos Announces Fourth Quarter and Full Year 2024 Financial Results Aliso Viejo, CA – February 20, 2025 – Glaukos Corporation (NYSE: GKOS), an ophthalmic pharmaceutical and medical technology company focused on novel therapies for the treatment of glauc

January 14, 2025 EX-99.1

Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticipate will or may occur in the future are forward-looking statements. Th

Exhibit 99.1 January 2025 Investor Presentation Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticipate will or may occur in the future are forward-looking statements. These statements are based on management’s current expectations, assumptions, estimates and beliefs. Alt

January 14, 2025 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 14, 2025 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of

December 9, 2024 8-K

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2024 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of

December 3, 2024 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 2, 2024 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of

December 3, 2024 EX-10.1

Form of Capped Call Unwind Agreement, dated as of December 2, 2024, by and between Glaukos Corporation and the applicable call option counterparty

EX-10.1 2 gkos-20241202xex10d1.htm EX-10.1 Exhibit 10.1 UNWIND AGREEMENT dated as of [·], 202 Between Glaukos Corporation and [DEALER] THIS UNWIND AGREEMENT (this “Agreement”) with respect to the Capped Call Confirmations (as defined below) is made as of [·], 202, between Glaukos Corporation (“Company”) and [DEALER] (“Dealer”). WHEREAS, Company issued $287,500,000 aggregate principal amount of 2.7

November 15, 2024 EX-99.1

Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticipate will or may occur in the future are forward-looking statements. Th

Exhibit 99.1 Investor Presentation November 2024 Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticipate will or may occur in the future are forward-looking statements. These statements are based on management’s current expectations, assumptions, estimates and beliefs. Al

November 15, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2024 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of

November 14, 2024 SC 13G/A

GKOS / Glaukos Corporation / BROWN CAPITAL MANAGEMENT LLC Passive Investment

SC 13G/A 1 fp0090934-5sc13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 8)* Glaukos Corporation (Name of Issuer) Common Stock, $0.001 Par Value Per Share (Title of Class of Securities) 377322102 (C

November 5, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-37463 GLAUKOS CORPORATION (Ex

November 4, 2024 EX-99.1

Glaukos Announces Third Quarter 2024 Financial Results

Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Chris Lewis Vice President, Investor Relations & Corporate Affairs (949) 481-0510 [email protected] Glaukos Announces Third Quarter 2024 Financial Results Aliso Viejo, CA – November 4, 2024 – Glaukos Corporation (NYSE: GKOS), an ophthalmic pharmaceutical and medical technology company focused on novel therapies for the treatment of glaucoma, corneal dis

November 4, 2024 EX-99.2

Glaucoma Corneal Health Retinal Disease

Exhibit 99.2 NOVEMBER 4, 2024 GLAUKOS CORPORATION (NYSE: GKOS) THIRD QUARTER 2024 IN REVIEW Important Information This document is intended to be read by investors in advance of regularly scheduled quarterly conference calls and was designed to provide a review of Glaukos Corporation’s recent financial and operational performance and general business outlook. Please see “Forward-Looking Statements

November 4, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2024 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of

October 11, 2024 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 11, 2024 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of

October 11, 2024 EX-99.1

NOTICE OF FULL REDEMPTION GLAUKOS CORPORATION 2.75% Convertible Senior Notes due 2027 CUSIP: 377322 AB8

NOTICE OF FULL REDEMPTION GLAUKOS CORPORATION 2.75% Convertible Senior Notes due 2027 CUSIP: 377322 AB8 NOTICE IS HEREBY GIVEN pursuant to Section 16.02 of the Indenture, dated as of June 11, 2020 (the “Indenture”), by and between Glaukos Corporation, as issuer (the “Company”), and Computershare Trust Company, National Association, as successor to Wells Fargo Bank, National Association, as trustee

August 9, 2024 EX-99.1

Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticipate will or may occur in the future are forward-looking statements. Th

Exhibit 99.1 Investor Presentation August 2024 Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticipate will or may occur in the future are forward-looking statements. These statements are based on management’s current expectations, assumptions, estimates and beliefs. Alth

August 9, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2024 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of in

August 2, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-37463 GLAUKOS CORPORATION (Exact n

August 2, 2024 8-K/A

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2024 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of i

August 2, 2024 EX-99.1

GLAUKOS CORPORATION CONDENSED CONSOLIDATED STATEMENTS OF OPERATIONS (in thousands, except per share amounts)

Exhibit 99.1 GLAUKOS CORPORATION CONDENSED CONSOLIDATED STATEMENTS OF OPERATIONS (unaudited) (in thousands, except per share amounts) Three Months Ended Six Months Ended June 30, June 30, 2024 2023 2024 2023 Net sales $ 95,690 $ 80,399 $ 181,312 $ 154,298 Cost of sales 22,550 20,103 42,808 38,174 Gross profit 73,140 60,296 138,504 116,124 Operating expenses: Selling, general and administrative 66,

July 31, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2024 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of inc

July 31, 2024 EX-99.2

Glaucoma Corneal Health Retinal Disease

Exhibit 99.2 JULY 31, 2024 GLAUKOS CORPORATION (NYSE: GKOS) SECOND QUARTER 2024 IN REVIEW Important Information This document is intended to be read by investors in advance of regularly scheduled quarterly conference calls and was designed to provide a review of Glaukos Corporation’s recent financial and operational performance and general business outlook. Please see “Forward-Looking Statements”

July 31, 2024 EX-99.1

Glaukos Announces Second Quarter 2024 Financial Results

Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Chris Lewis Vice President, Investor Relations & Corporate Affairs (949) 481-0510 [email protected] Glaukos Announces Second Quarter 2024 Financial Results Aliso Viejo, CA – July 31, 2024 – Glaukos Corporation (NYSE: GKOS), an ophthalmic pharmaceutical and medical technology company focused on novel therapies for the treatment of glaucoma, corneal disor

June 28, 2024 8-K

Unregistered Sales of Equity Securities, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2024 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of inc

June 14, 2024 8-K

Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2024 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of inc

June 14, 2024 EX-99.1

Glaukos Announces Agreements to Exchange $230 Million in Principal Amount of Its 2.75% Convertible Senior Notes Due 2027 for Common Stock

FOR IMMEDIATE RELEASE Contact: Chris Lewis Vice President, Investor Relations & Corporate Affairs (949) 481-0510 clewis@glaukos.

June 5, 2024 EX-10.1

Glaukos Corporation Amended and Restated 2015 Omnibus Incentive Compensation Plan

Exhibit 10.1 GLAUKOS CORPORATION AMENDED AND RESTATED 2015 OMNIBUS INCENTIVE COMPENSATION PLAN 1.PURPOSE OF PLAN The purpose of this Amended and Restated 2015 Omnibus Incentive Compensation Plan (this “Plan”) of Glaukos Corporation, a Delaware corporation (the “Corporation”), is to promote the success of the Corporation by providing an additional means through the grant of awards to attract, motiv

June 5, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 30, 2024 Glaukos Corporation

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 30, 2024 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of inco

May 30, 2024 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Glaukos Corporation (Exact name of registrant as specified in its charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of incorporation) File Number) Identification No.) One Glaukos Way Aliso Viejo, California 92656 (Address of principal executiv

May 30, 2024 EX-1.01

Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD

Exhibit 1.01 Glaukos Conflict Minerals Report for the Year Ended December 31, 2023 Glaukos Corporation (“Glaukos,” “the Company,” “we,” “our,” and “us”) has filed this Conflict Minerals Report (“CMR”) for the year ended December 31, 2023 to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). The Rule imposes certain reporting obligations on U.S. Securities and Exchange C

May 20, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2024 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of inco

May 20, 2024 EX-99.1

Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticipate will or may occur in the future are forward-looking statements. Th

Exhibit 99.1 Investor Presentation May 2024 Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticipate will or may occur in the future are forward-looking statements. These statements are based on management’s current expectations, assumptions, estimates and beliefs. Althoug

May 3, 2024 EX-10.1

Directors’ Compensation Policy adopted March 14, 2024

Exhibit 10.1 GLAUKOS CORPORATION DIRECTORS’ COMPENSATION POLICY (Effective December 13, 2017, Amended and Restated March 14, 2024) Directors of Glaukos Corporation, a Delaware corporation (the “Company”), who are not employed by the Company or one of its subsidiaries (“Non-Employee Directors”) are entitled to the compensation set forth below for their service as a member of the Board of Directors

May 3, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-37463 GLAUKOS CORPORATION (Exact

May 1, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2024 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of incor

May 1, 2024 EX-99.2

Glaucoma Corneal Health Retinal Disease

Exhibit 99.2 MAY 1, 2024 GLAUKOS CORPORATION (NYSE: GKOS) FIRST QUARTER 2024 IN REVIEW Important Information This document is intended to be read by investors in advance of regularly scheduled quarterly conference calls and was designed to provide a review of Glaukos Corporation’s recent financial and operational performance and general business outlook. Please see “Forward-Looking Statements” and

May 1, 2024 EX-99.1

Glaukos Announces First Quarter 2024 Financial Results

EXHIBIT 99.1 FOR IMMEDIATE RELEASE Contact: Chris Lewis Vice President, Investor Relations & Corporate Affairs (949) 481-0510 [email protected] Glaukos Announces First Quarter 2024 Financial Results Aliso Viejo, CA – May 1, 2024 – Glaukos Corporation (NYSE: GKOS), an ophthalmic pharmaceutical and medical technology company focused on novel therapies for the treatment of glaucoma, corneal disorder

April 16, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ⌧ Filed by a Party other than the Registrant ◻ Check the appropriate box: ◻ Preliminary Proxy Statement ◻ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ◻ Definitive Proxy State

April 16, 2024 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi

March 15, 2024 EX-FILING FEES

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Glaukos Corporation (Exact Name of Registrant as Specified in its Charter) Table 1—Newly Registered Securities Security type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Share Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, par value $0.

March 15, 2024 S-8

As filed with the Securities and Exchange Commission on March 15, 2024

As filed with the Securities and Exchange Commission on March 15, 2024 Registration No.

February 28, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2024 Glaukos Corpora

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2024 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of

February 28, 2024 EX-99.1

Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticipate will or may occur in the future are forward-looking statements. Th

Exhibit 99.1 Investor Presentation February 2024 Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticipate will or may occur in the future are forward-looking statements. These statements are based on management’s current expectations, assumptions, estimates and beliefs. Al

February 23, 2024 EX-10.23

Third Amendment to Lease dated as of January 25, 2024 between the Registrant and 229 Avenida, LLC.

Exhibit 10.23 THIRD AMENDMENT TO LEASE This Third Amendment To Lease (“Third Amendment”) is dated as of January 25, 2024 and is entered into by and between 229 Avenida, LLC, a California limited liability company (“Lessor”), and Glaukos Corporation, a Delaware corporation (“Lessee”). Recitals A.Lessee and Lessor’s predecessor in interest, 229 Fabricante, LLC, a California limited liability company

February 23, 2024 EX-21

Subsidiaries of Glaukos Corporation as of December 31, 2023

Exhibit 21 Subsidiaries Subsidiary Name State of Incorporation / Formation Country of Incorporation / Formation Glaukos Germany GmbH Germany Glaukos Japan GK Japan Glaukos Australia Pty Ltd Australia Glaukos Canada Inc.

February 23, 2024 10-K

UNITED STATES

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark one) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File No. 001-37463

February 23, 2024 EX-97

Dodd-Frank Clawback Policy

Exhibit 97 Glaukos Corporation Dodd-Frank Clawback Policy Glaukos Corporation (“Company”) has adopted this clawback policy (this “Policy”) to replace and supersede any other clawback policies in effect now or in the future at the Company.

February 21, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2024 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of

February 21, 2024 EX-99.1

Glaukos Announces Fourth Quarter and Full Year 2023 Financial Results

FOR IMMEDIATE RELEASE Contact: Chris Lewis Vice President, Investor Relations & Corporate Affairs (949) 481-0510 clewis@glaukos.

February 21, 2024 EX-99.2

Glaucoma Corneal Health Retinal Disease

FEBRUARY 21, 2024 GLAUKOS CORPORATION (NYSE: GKOS) FOURTH QUARTER & FULL YEAR 2023 IN REVIEW Important Information This document is intended to be read by investors in advance of regularly scheduled quarterly conference calls and was designed to provide a review of Glaukos Corporation’s recent financial and operational performance and general business outlook.

February 14, 2024 SC 13G/A

GKOS / Glaukos Corporation / BROWN CAPITAL MANAGEMENT LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 7)* Glaukos Corporation (Name of Issuer) Common Stock, $0.001 Par Value Per Share (Title of Class of Securities) 377322102 (CUSIP Number) Eddie C. Brown Brown

February 13, 2024 SC 13G/A

GKOS / Glaukos Corporation / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv01023-glaukoscorp.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: Glaukos Corp Title of Class of Securities: Common Stock CUSIP Number: 377322102 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule

February 13, 2024 SC 13G/A

GKOS / Glaukos Corporation / Burns Thomas William - SC 13G/A Passive Investment

SC 13G/A 1 tmb-20240213xsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 8)* Under the Securities Exchange Act of 1934 GLAUKOS CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 377322102 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to d

January 10, 2024 SC 13G/A

GKOS / Glaukos Corporation / WELLINGTON MANAGEMENT GROUP LLP - SEC SCHEDULE 13G Passive Investment

SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Glaukos Corp (Name of Issuer) Common Stock (Title of Class of Securities) 377322102 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to design

January 9, 2024 EX-99.2

Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticipate will or may occur in the future are forward-looking statements. Th

Exhibit 99.2 Investor Presentation January 2024 Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticipate will or may occur in the future are forward-looking statements. These statements are based on management’s current expectations, assumptions, estimates and beliefs. Alt

January 9, 2024 EX-99.1

Glaukos Announces Preliminary, Unaudited Fourth Quarter and Full Year 2023 Net Sales and Reaffirms 2024 Revenue Guidance

FOR IMMEDIATE RELEASE Investor Contact: Chris Lewis Vice President, Investor Relations & Corporate Affairs (949) 481-0510 clewis@glaukos.

January 9, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 9, 2024 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of i

December 14, 2023 EX-99.2

© 2023 Glaukos Corporation Page 1 FDA Approval CONFERENCE CALL & WEBCAST December 14, 2023 (travoprost intracameral implant 75 mcg)

Exhibit 99.2 © 2023 Glaukos Corporation Page 1 FDA Approval CONFERENCE CALL & WEBCAST December 14, 2023 (travoprost intracameral implant 75 mcg) © 2023 Glaukos Corporation Page 2 © 2023 Glaukos Corporation Page 2 Glaukos Participants Tom Burns Chairman & CEO Joe Gilliam President & COO Alex Thurman Sr. VP & Chief Financial Officer Tomas Navratil, Ph.D. Chief Development Officer Chris Lewis VP, Inv

December 14, 2023 EX-99.1

Glaukos Announces FDA Approval of iDose® TR (travoprost intracameral implant) Revolutionary, micro-invasive, injectable treatment for the full range of glaucoma disease severity iDose TR was designed to usher in a new era of interventional glaucoma b

Exhibit 99.1 FOR IMMEDIATE RELEASE Media Contact – Glaucoma: Stefanie Tuck (978) 390-1394 [email protected] Investor Contact: Chris Lewis Vice President, Investor Relations & Corporate Affairs (949) 481-0510 [email protected] Glaukos Announces FDA Approval of iDose® TR (travoprost intracameral implant) Revolutionary, micro-invasive, injectable treatment for the full range of glaucoma disease sever

December 14, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2023

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2023 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of

November 1, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2023 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of

November 1, 2023 EX-99.1

Glaukos Announces Third Quarter 2023 Financial Results

Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Chris Lewis Vice President, Investor Relations & Corporate Affairs (949) 481-0510 [email protected] Glaukos Announces Third Quarter 2023 Financial Results Aliso Viejo, CA – November 1, 2023 – Glaukos Corporation (NYSE: GKOS), an ophthalmic medical technology and pharmaceutical company focused on novel therapies for the treatment of glaucoma, corneal dis

November 1, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-37463 GLAUKOS CORPORATION (Ex

November 1, 2023 EX-99.2

Glaucoma Corneal Health Retinal Disease

Exhibit 99.2 NOVEMBER 1, 2023 GLAUKOS CORPORATION (NYSE: GKOS) THIRD QUARTER 2023 IN REVIEW Important Information This document is intended to be read by investors in advance of regularly scheduled quarterly conference calls and was designed to provide a review of Glaukos Corporation’s recent financial and operational performance and general business outlook. Please see “Forward-Looking Statements

August 18, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 18, 2023 Glaukos Corporati

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 18, 2023 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of i

August 18, 2023 EX-99.1

Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticipate will or may occur in the future are forward-looking statements. Th

Exhibit 99.1 Investor Presentation August 2023 Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticipate will or may occur in the future are forward-looking statements. These statements are based on management’s current expectations, assumptions, estimates and beliefs. Alth

August 2, 2023 EX-99.1

Glaukos Announces Second Quarter 2023 Financial Results

Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Chris Lewis Vice President, Investor Relations & Corporate Affairs (949) 481-0510 [email protected] Glaukos Announces Second Quarter 2023 Financial Results Aliso Viejo, CA – August 2, 2023 – Glaukos Corporation (NYSE: GKOS), an ophthalmic medical technology and pharmaceutical company focused on novel therapies for the treatment of glaucoma, corneal diso

August 2, 2023 EX-99.2

AUGUST 2, 2023 2 SECOND QUARTER 2023 FINANCIAL RESULTS SUMMARY Business Description Ophthalmic medical technology and pharmaceutical company focused on developing and commercializing novel, dropless platform therapies designed to disrupt the conventi

Exhibit 99.2 AUGUST 2, 2023 1 GLAUKOS CORPORATION (NYSE: GKOS) SECOND QUARTER 2023 IN REVIEW Important Information This document is intended to be read by investors in advance of regularly scheduled quarterly conference calls and was designed to provide a review of Glaukos Corporation’s recent financial and operational performance and general business outlook. Please see “Forward-Looking Statement

August 2, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-37463 GLAUKOS CORPORATION (Exact n

August 2, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2023 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of in

June 7, 2023 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2023 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of inco

May 31, 2023 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Glaukos Corporation (Exact name of registrant as specified in its charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of incorporation) File Number) Identification No.) One Glaukos Way Aliso Viejo, California 92656 (Address of principal executiv

May 31, 2023 EX-1.01

Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD

Exhibit 1.01 Glaukos Conflict Minerals Report for the Year Ended December 31, 2022 Glaukos Corporation (“Glaukos,” “the Company,” “we,” “our,” and “us”) has filed this Conflict Minerals Report (“CMR”) for the year ended December 31, 2022 to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). The Rule imposes certain reporting obligations on U.S. Securities and Exchange C

May 17, 2023 EX-99.1

Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticipate will or may occur in the future are forward-looking statements. Th

Exhibit 99.1 Investor Presentation May 2023 Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticipate will or may occur in the future are forward-looking statements. These statements are based on management’s current expectations, assumptions, estimates and beliefs. Althoug

May 17, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2023 Glaukos Corporation

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2023 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of inco

May 4, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-37463 GLAUKOS CORPORATION (Exact

May 3, 2023 EX-99.2

1Q 2023 $73.9 million (+9% reported, +11% constant currency vs. 1Q 2022)

Exhibit 99.2 MAY 3, 2023 GLAUKOS CORPORATION (NYSE: GKOS) FIRST QUARTER 2023 IN REVIEW Important Information This document is intended to be read by investors in advance of regularly scheduled quarterly conference calls and was designed to provide a review of Glaukos Corporation’s recent financial and operational performance and general business outlook. Please see “Forward-Looking Statements” and

May 3, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2023 Glaukos Corporation (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2023 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of incor

May 3, 2023 EX-99.1

Glaukos Announces First Quarter 2023 Financial Results

Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Chris Lewis Vice President, Investor Relations & Corporate Affairs (949) 481-0510 [email protected] Glaukos Announces First Quarter 2023 Financial Results Aliso Viejo, CA – May 3, 2023 – Glaukos Corporation (NYSE: GKOS), an ophthalmic medical technology and pharmaceutical company focused on novel therapies for the treatment of glaucoma, corneal disorder

April 18, 2023 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ⌧ Filed by a Party other than the Registrant ◻ Check the appropriate box: ◻ Preliminary Proxy Statement ◻ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ◻ Definitive Proxy State

April 18, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi

March 10, 2023 EX-FILING FEES

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Glaukos Corporation (Exact Name of Registrant as Specified in its Charter) Table 1—Newly Registered Securities Security type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Share Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, par value $0.

March 10, 2023 S-8

As filed with the Securities and Exchange Commission on March 10, 2023

As filed with the Securities and Exchange Commission on March 10, 2023 Registration No.

March 1, 2023 EX-99.1

Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticipate will or may occur in the future are forward-looking statements. Th

Exhibit 99.1 Investor Presentation March 2023 Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticipate will or may occur in the future are forward-looking statements. These statements are based on management’s current expectations, assumptions, estimates and beliefs. Altho

March 1, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2023 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of inc

February 24, 2023 EX-21

Subsidiaries of Glaukos Corporation as of December 31, 2022

Exhibit 21 Subsidiaries Subsidiary Name State of Incorporation / Formation Country of Incorporation / Formation Glaukos Germany GmbH Germany Glaukos Japan GK Japan Glaukos Australia Pty Ltd Australia Glaukos Canada Inc.

February 24, 2023 EX-10.19

Directors’ Compensation Policy

Exhibit 10.19 GLAUKOS CORPORATION DIRECTORS’ COMPENSATION POLICY (Effective December 13, 2017, Amended and Restated December 15, 2022) Directors of Glaukos Corporation, a Delaware corporation (the “Company”), who are not employed by the Company or one of its subsidiaries (“Non-Employee Directors”) are entitled to the compensation set forth below for their service as a member of the Board of Direct

February 24, 2023 10-K

UNITED STATES

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark one) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File No. 001-37463

February 22, 2023 EX-99.2

FEBRUARY 22, 2023 2 FOURTH QUARTER & FULL YEAR 2022 FINANCIAL RESULTS SUMMARY Business Description Ophthalmic medical technology and pharmaceutical company focused on developing and commercializing novel, dropless platform therapies designed to disru

Exhibit 99.2 Exhibit 99.2 FEBRUARY 22, 2023 1 GLAUKOS CORPORATION (NYSE: GKOS) FOURTH QUARTER & FULL YEAR 2022 IN REVIEW Important Information This document is intended to be read by investors in advance of regularly scheduled quarterly conference calls and was designed to provide a review of Glaukos Corporation’s recent financial and operational performance and general business outlook. Please se

February 22, 2023 EX-99.1

Glaukos Announces Fourth Quarter and Full Year 2022 Financial Results

Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Chris Lewis Vice President, Investor Relations & Corporate Affairs (949) 481-0510 [email protected] Glaukos Announces Fourth Quarter and Full Year 2022 Financial Results Aliso Viejo, CA – February 22, 2023 – Glaukos Corporation (NYSE: GKOS), an ophthalmic medical technology and pharmaceutical company focused on novel therapies for the treatment of glauc

February 22, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2023 Glaukos Corpora

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2023 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of

February 14, 2023 SC 13G/A

GKOS / Glaukos Corp / BROWN CAPITAL MANAGEMENT LLC Passive Investment

SC 13G/A 1 fp0081789-1sc13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 6)* Glaukos Corporation (Name of Issuer) Common Stock, $0.001 Par Value Per Share (Title of Class of Securities) 377322102 (C

February 14, 2023 SC 13G/A

GKOS / Glaukos Corp / Burns Thomas William - SC 13G/A Passive Investment

SC 13G/A 1 tm236668d1sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 7)* Under the Securities Exchange Act of 1934 GLAUKOS CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 377322102 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desi

February 9, 2023 SC 13G/A

GKOS / Glaukos Corp / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv0988-glaukoscorp.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Glaukos Corp. Title of Class of Securities: Common Stock CUSIP Number: 377322102 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule

February 6, 2023 SC 13G/A

GKOS / Glaukos Corp / WELLINGTON MANAGEMENT GROUP LLP - SEC SCHEDULE 13G Passive Investment

SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Glaukos Corp (Name of Issuer) Common Stock (Title of Class of Securities) 377322102 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to design

January 10, 2023 EX-99.1

Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticipate will or may occur in the future are forward - looking statements .

Exhibit 99.1 Investor Presentation January 2023 Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticipate will or may occur in the future are forward - looking statements .. These statements are based on management’s current expectations, assumptions, estimates and beliefs

January 10, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 10, 2023 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of

December 21, 2022 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): December 15, 2022 Glaukos Corporation (Exact name of registrant as specified in its charter) ? Delaware 001-37463 33-0945406 (State or other jurisdiction ? (Commission ? (I.

December 21, 2022 EX-3.1

Amended and Restated Bylaws of the Registrant

EX-3.1 2 gkos-20221215xex3d1.htm EX-3.1 Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF GLAUKOS CORPORATION (amended and restated as of December 15, 2022) ARTICLE I — CORPORATE OFFICES 4 1.1 REGISTERED OFFICE 4 1.2 OTHER OFFICES 4 ARTICLE II — MEETINGS OF STOCKHOLDERS 4 2.1 PLACE OF MEETINGS 4 2.2 ANNUAL MEETING 4 2.3 SPECIAL MEETING 4 2.4 ADVANCE NOTICE PROCEDURES 4 2.5 NOTICE OF STOCKHOLDERS’ MEETING

November 15, 2022 EX-99.1

2 © 2022 Glaukos Corporation Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticipate will or may occur in the future are f

Exhibit 99.1 Investor Presentation NOVEMBER 2022 2 ? 2022 Glaukos Corporation Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticipate will or may occur in the future are forward - looking statements .. These statements are based on management?s current expectations, assum

November 15, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2022 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of

November 4, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

November 2, 2022 EX-99.1

Glaukos Corporation Announces Third Quarter 2022 Financial Results

FOR IMMEDIATE RELEASE Contact: Chris Lewis Vice President, Investor Relations & Corporate Affairs (949) 481-0510 clewis@glaukos.

November 2, 2022 EX-99.2

3Q 2022 $71.3 million (-4.6% vs. 3Q 2021; -1.6% constant currency vs. 3Q 2021) (-1.9% vs. 2Q 2022; -0.7% constant currency vs. 2Q 2022)

Exhibit 99.2 ? NOVEMBER 2, 2022 ? GLAUKOS CORPORATION (NYSE: GKOS) THIRD QUARTER 2022 IN REVIEW ? Important Information This document is intended to be read by investors in advance of regularly scheduled quarterly conference calls and was designed to provide a review of Glaukos Corporation?s recent financial and operational performance and general business outlook. Please see ?Forward-Looking Stat

November 2, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): November 2, 2022 Glaukos Corporation (Exact name of registrant as specified in its charter) ? Delaware 001-37463 33-0945406 (State or other jurisdiction ? (Commission ? (I.R.S

September 7, 2022 EX-99.1

2 © 2022 Glaukos Corporation Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticipate will or may occur in the future are f

Exhibit 99.1 Investor Presentation SEPTEMBER 2022 2 ? 2022 Glaukos Corporation Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticipate will or may occur in the future are forward - looking statements .. These statements are based on management?s current expectations, assu

September 7, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): September 7, 2022 Glaukos Corporation (Exact name of registrant as specified in its charter) ? Delaware 001-37463 33-0945406 (State or other jurisdiction ? (Commission ? (I.

August 5, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

August 3, 2022 EX-99.2

2Q 2022 $72.7 million (-7% vs. 2Q 2021; -5% constant currency vs. 2Q 2021) (+7% vs. 1Q 2022; +9% constant currency vs. 1Q 2022)

Exhibit 99.2 ? AUGUST 3, 2022 ? GLAUKOS CORPORATION (NYSE: GKOS) SECOND QUARTER 2022 IN REVIEW ? Important Information ? This document is intended to be read by investors in advance of regularly scheduled quarterly conference calls and was designed to provide a review of Glaukos Corporation?s recent financial and operational performance and general business outlook. Please see ?Forward-Looking Sta

August 3, 2022 EX-99.1

Glaukos Corporation Announces Second Quarter 2022 Financial Results

Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Chris Lewis Vice President, Investor Relations & Corporate Affairs (949) 481-0510 [email protected] Glaukos Corporation Announces Second Quarter 2022 Financial Results Aliso Viejo, CA ? August 3, 2022 ? Glaukos Corporation (NYSE: GKOS), an ophthalmic medical technology and pharmaceutical company focused on novel therapies for the treatment of glaucoma,

August 3, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): August 3, 2022 Glaukos Corporation (Exact name of registrant as specified in its charter) ? Delaware 001-37463 33-0945406 (State or other jurisdiction ? (Commission ? (I.R.S.

June 8, 2022 8-K

Submission of Matters to a Vote of Security Holders

? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): June 2, 2022 Glaukos Corporation (Exact name of registrant as specified in its charter) ? Delaware 001-37463 33-0945406 (State or other jurisdiction ? (Commission ? (I.R.S.

May 27, 2022 EX-1.01

Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD

Exhibit 1.01 Glaukos Conflict Minerals Report for the Year Ended December 31, 2021 Glaukos Corporation (?Glaukos,? ?the Company,? ?we,? ?our,? and ?us?) has filed this Conflict Minerals Report (?CMR?) for the year ended December 31, 2021 to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the ?Rule?). The Rule imposes certain reporting obligations on U.S. Securities and Exchange C

May 27, 2022 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Glaukos Corporation (Exact name of registrant as specified in its charter)

? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Glaukos Corporation (Exact name of registrant as specified in its charter) ? Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of incorporation) File Number) Identification No.) ? 229 Avenida Fabricante San Clemente, California 92672 (Address of pr

May 23, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2022 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of inco

May 23, 2022 EX-99.1

Investor Presentation MAY 2022

EX-99.1 2 tm2216565d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Investor Presentation MAY 2022 2 © 2022 Glaukos Corporation Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticipate will or may occur in the future are forward - looking statements . These statements are based on m

May 5, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

May 5, 2022 EX-10.1

Alex R. Thurman Executive Severance and Change in Control Agreement dated April 1, 2022 (incorporated by reference to Exhibit 10.1 to the Quarterly Report on Form 10-Q (File No. 001-37463) filed on May 5, 2022).

? Exhibit 10.1 EXECUTIVE SEVERANCE & CHANGE IN CONTROL AGREEMENT THIS EXECUTIVE SEVERANCE AND CHANGE IN CONTROL AGREEMENT (the ?Agreement?) is made by and between Glaukos Corporation (the ?Company?), and Alex Thurman (?Executive?) as of April 1, 2022. In consideration of the mutual promises, covenants and obligations contained herein, the Company and Executive agree as follows: 1.At-Will Employmen

May 5, 2022 EX-10.2

Tomas Navratil Executive Severance and Change in Control Agreement dated April 1, 2022 (incorporated by reference to Exhibit 10.2 to the Quarterly Report on Form 10-Q (File No. 001-37463) filed on May 5, 2022).

? Exhibit 10.2 EXECUTIVE SEVERANCE & CHANGE IN CONTROL AGREEMENT THIS EXECUTIVE SEVERANCE AND CHANGE IN CONTROL AGREEMENT (the ?Agreement?) is made by and between Glaukos Corporation (the ?Company?), and Tomas Navratil (?Executive?) as of April 1, 2022. This Agreement amends, restates, replaces and supersedes in its entirety that certain Executive Severance and Change in Control Agreement dated as

May 4, 2022 EX-99.1

Glaukos Corporation Announces First Quarter 2022 Financial Results

Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Chris Lewis Vice President, Investor Relations & Corporate Affairs (949) 481-0510 [email protected] ? Glaukos Corporation Announces First Quarter 2022 Financial Results San Clemente, CA ? May 4, 2022 ? Glaukos Corporation (NYSE: GKOS), an ophthalmic medical technology and pharmaceutical company focused on novel therapies for the treatment of glaucoma, c

May 4, 2022 EX-99.2

1Q 2022 $67.7 million (flat vs. 1Q 2021; +1% constant currency vs. 1Q 2021)

? Exhibit 99.2 ? ? MAY 4, 2022 ? GLAUKOS CORPORATION (NYSE: GKOS) FIRST QUARTER 2022 IN REVIEW Important Information This document is intended to be read by investors in advance of regularly scheduled quarterly conference calls and was designed to provide a review of Glaukos Corporation?s recent financial and operational performance and general business outlook. Please see ?Forward-Looking Stateme

May 4, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): May 4, 2022 Glaukos Corporation (Exact name of registrant as specified in its charter) ? Delaware 001-37463 33-0945406 (State or other jurisdiction ? (Commission ? (I.R.S. Emp

April 19, 2022 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 ? Filed by the Registrant ? Filed by a Party other than the Registrant ? ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

April 19, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 ? Filed by the Registrant ? Filed by a Party other than the Registrant ? ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy

March 18, 2022 S-8 POS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Glaukos Corporation (Exact name of registrant as specified in its charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 33-0945406 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 229 Avenida Fabricante San Clement

March 8, 2022 S-8

Power of Attorney (included in the Original Filing under “Signatures”).

As filed with the Securities and Exchange Commission on March 8, 2022 Registration No.

March 8, 2022 EX-FILING FEES

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Glaukos Corporation (Exact Name of Registrant as Specified in its Charter) Table 1—Newly Registered Securities Security type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Share Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, par value $0.

March 2, 2022 EX-99.1

Investor Presentation MARCH 2022 2 © 2022 Glaukos Corporation Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticipate will

Exhibit 99.1 Investor Presentation MARCH 2022 2 ? 2022 Glaukos Corporation Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticipate will or may occur in the future are forward - looking statements .. These statements are based on management?s current expectations, assumpti

March 2, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): March 2, 2022 Glaukos Corporation (Exact name of registrant as specified in its charter) ? Delaware 001-37463 33-0945406 (State or other jurisdiction ? (Commission ? (I.R.S.

February 28, 2022 EX-21

Subsidiaries of Glaukos Corporation as of December 31, 2021

Exhibit 21 Subsidiaries Subsidiary Name State of Incorporation / Formation Country of Incorporation / Formation Glaukos Germany GmbH ? Germany Glaukos Japan GK ? Japan Glaukos Australia Pty Ltd ? Australia Glaukos Canada Inc.

February 28, 2022 10-K

UNITED STATES

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 10-K ? (Mark one) ? ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the fiscal year ended December 31, 2021 ? OR ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the transition period from: to ? Commission Fi

February 28, 2022 EX-10.22

Directors’ Compensation Policy

? Exhibit 10.22 GLAUKOS CORPORATION DIRECTORS? COMPENSATION POLICY (Effective December 13, 2017, Amended and Restated December 16, 2021) Directors of Glaukos Corporation, a Delaware corporation (the ?Company?), who are not employed by the Company or one of its subsidiaries (?Non-Employee Directors?) are entitled to the compensation set forth below for their service as a member of the Board of Dire

February 22, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 22, 2022 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (IRS Employer of inc

February 22, 2022 EX-99.1

Glaukos Corporation Announces Fourth Quarter and Full Year 2021 Financial Results

Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Chris Lewis Vice President, Investor Relations & Corporate Affairs (949) 481-0510 [email protected] Glaukos Corporation Announces Fourth Quarter and Full Year 2021 Financial Results San Clemente, CA ? February 22, 2022 ? Glaukos Corporation (NYSE: GKOS), an ophthalmic medical technology and pharmaceutical company focused on novel therapies for the treat

February 22, 2022 EX-99.2

4Q 2021 $73.2 million (flat vs. 4Q 2020)

Exhibit 99.2 FEBRUARY 22, 2022 GLAUKOS CORPORATION (NYSE: GKOS) FOURTH QUARTER AND FULL YEAR 2021 IN REVIEW Important Information This document is intended to be read by investors in advance of regularly scheduled quarterly conference calls and was designed to provide a review of Glaukos Corporation?s recent financial and operational performance and general business outlook. Please see ?Forward-Lo

February 14, 2022 SC 13G/A

GKOS / Glaukos Corp / Burns Thomas William - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 6)* Under the Securities Exchange Act of 1934 GLAUKOS CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 377322102 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch

February 14, 2022 SC 13G/A

GKOS / Glaukos Corp / BROWN CAPITAL MANAGEMENT LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 5)* Glaukos Corporation (Name of Issuer) Common Stock, $0.001 Par Value Per Share (Title of Class of Securities) 377322102 (CUSIP Number) Eddie C. Brown Brown

February 10, 2022 SC 13G

GKOS / Glaukos Corp / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Glaukos Corp. Title of Class of Securities: Common Stock CUSIP Number: 377322102 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ??Rule 13d-1(b) ??Rule 13d-

February 7, 2022 EX-99.1

Glaukos Announces Executive Leadership Changes

? FOR IMMEDIATE RELEASE Media Contact: Cassandra Dump (619) 971-1887 Cassy@pascalecommunications.

February 7, 2022 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

\ ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): February 4, 2022 Glaukos Corporation (Exact name of registrant as specified in its charter) ? Delaware 001-37463 33-0945406 (State or other jurisdiction ? (Commission ? (I.R

January 11, 2022 EX-99.1

Investor Presentation JANUARY 2022 2 © 2022 Glaukos Corporation Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticipate wi

Exhibit 99.1 Investor Presentation JANUARY 2022 2 ? 2022 Glaukos Corporation Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticipate will or may occur in the future are forward - looking statements .. These statements are based on management?s current expectations, assump

January 11, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): January 11, 2022 Glaukos Corporation (Exact name of registrant as specified in its charter) ? Delaware 001-37463 33-0945406 (State or other jurisdiction ? (Commission ? (I.R

January 10, 2022 SC 13G

GKOS / Glaukos Corp / WELLINGTON MANAGEMENT GROUP LLP - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Glaukos Corp (Name of Issuer) Common Stock (Title of Class of Securities) 377322102 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is

December 20, 2021 EX-99.1

Glaukos Announces Retirement of William J. Link, Ph.D., as Chairman of the Board and Election of Thomas W. Burns as New Chairman and Mark J. Foley as Lead Independent Director

? FOR IMMEDIATE RELEASE ? Contact: Chris Lewis Sr. Director, Investor Relations & Corporate Strategy & Development (949) 481-0510 [email protected] ? Glaukos Announces Retirement of William J. Link, Ph.D., as Chairman of the Board and Election of Thomas W. Burns as New Chairman and Mark J. Foley as Lead Independent Director ? San Clemente, CA ? December 20, 2021 ? Glaukos Corporation (NYSE: GKOS)

December 20, 2021 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

\ ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): December 16, 2021 Glaukos Corporation (Exact name of registrant as specified in its charter) ? Delaware 001-37463 33-0945406 (State or other jurisdiction ? (Commission ? (I.

November 22, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): November 22, 2021 Glaukos Corporation (Exact name of registrant as specified in its charter) ? Delaware 001-37463 33-0945406 (State or other jurisdiction ? (Commission ? (I.

November 22, 2021 EX-99.1

1 © 2021 Glaukos Corporation Investor Relations Presentation NOVEMBER 2021 2 © 2021 Glaukos Corporation Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments

Exhibit 99.1 1 ? 2021 Glaukos Corporation Investor Relations Presentation NOVEMBER 2021 2 ? 2021 Glaukos Corporation Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticipate will or may occur in the future are forward-looking statements. These statements are based on manag

November 8, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

November 4, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): November 4, 2021 Glaukos Corporation (Exact name of registrant as specified in its charter) ? Delaware 001-37463 33-0945406 (State or other jurisdiction ? (Commission ? (I.R.S

November 4, 2021 EX-99.1

Glaukos Corporation Announces Third Quarter 2021 Financial Results

? ? ? Exhibit 99.1 ? ? ? ? FOR IMMEDIATE RELEASE Contact: Chris Lewis Sr. Director, Investor Relations & Corporate Strategy & Development (949) 481-0510 [email protected] ? Glaukos Corporation Announces Third Quarter 2021 Financial Results San Clemente, CA ? November 4, 2021 ? Glaukos Corporation (NYSE: GKOS), an ophthalmic medical technology and pharmaceutical company focused on novel therapies

November 3, 2021 8-K

Regulation FD Disclosure

\ ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): November 2, 2021 Glaukos Corporation (Exact name of registrant as specified in its charter) ? Delaware 001-37463 33-0945406 (State or other jurisdiction ? (Commission ? (I.R

September 15, 2021 8-K

Other Events

\ ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): September 14, 2021 Glaukos Corporation (Exact name of registrant as specified in its charter) ? Delaware 001-37463 33-0945406 (State or other jurisdiction ? (Commission ? (I

September 10, 2021 SC 13G/A

GKOS / Glaukos Corp / BROWN CAPITAL MANAGEMENT LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 4)* Glaukos Corporation (Name of Issuer) Common Stock, $0.001 Par Value Per Share (Title of Class of Securities) 377322102 (CUSIP Number) Eddie C. Brown Brown

August 18, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): August 18, 2021 Glaukos Corporation (Exact name of registrant as specified in its charter) ? Delaware 001-37463 33-0945406 (State or other jurisdiction ? (Commission ? (I.R.

August 18, 2021 EX-99.1

1 © 2021 Glaukos Corporation August 2021 2 © 2021 Glaukos Corporation Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticip

Exhibit 99.1 1 ? 2021 Glaukos Corporation August 2021 2 ? 2021 Glaukos Corporation Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticipate will or may occur in the future are forward-looking statements. These statements are based on management?s current expectations, assu

August 5, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): August 5, 2021 Glaukos Corporation (Exact name of registrant as specified in its charter) ? Delaware 001-37463 33-0945406 (State or other jurisdiction ? (Commission ? (I.R.S.

August 5, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

August 5, 2021 EX-10.1

Form of Director and Executive Officer Indemnification Agreement (incorporated by reference to Exhibit 10.1 to the Quarterly Report on Form 10-Q (File No. 333-37463) filed on August 5, 2021).

Exhibit 10.1 ? GLAUKOS CORPORATION ? INDEMNIFICATION AGREEMENT ? This Indemnification Agreement (this ? Agreement ?) is dated as of July 1, 2021 and is between Glaukos Corporation, a Delaware corporation (the ? Company ?), and William J. Link, Ph.D. (? Indemnitee ?). ? RECITALS ? A. Indemnitee?s service to the Company substantially benefits the Company. ? B. Individuals are reluctant to serve as d

August 5, 2021 EX-99.1

Glaukos Corporation Announces Second Quarter 2021 Financial Results

Exhibit 99.1 ? FOR IMMEDIATE RELEASE Contact: Chris Lewis Sr. Director, Investor Relations & Corporate Strategy & Development (949) 481-0510 [email protected] ? ? Glaukos Corporation Announces Second Quarter 2021 Financial Results ? San Clemente, CA ? August 5, 2021 ? Glaukos Corporation (NYSE: GKOS), an ophthalmic medical technology and pharmaceutical company focused on novel therapies for the t

July 20, 2021 8-K

Regulation FD Disclosure

\ ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): July 19, 2021 Glaukos Corporation (Exact name of registrant as specified in its charter) ? Delaware 001-37463 33-0945406 (State or other jurisdiction ? (Commission ? (I.R.S.

June 9, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Submission of Matters to a Vote of Security Holders

? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): June 3, 2021 Glaukos Corporation (Exact name of registrant as specified in its charter) ? Delaware 001-37463 33-0945406 (State or other jurisdiction ? (Commission ? (I.R.S.

May 28, 2021 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Glaukos Corporation (Exact name of registrant as specified in its charter)

? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM SD Specialized Disclosure Report ? Glaukos Corporation (Exact name of registrant as specified in its charter) ? Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of incorporation) File Number) Identification No.) ? 229 Avenida Fabricante San Clemente, California 92672 (Address o

May 28, 2021 EX-1.01

Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD

Exhibit 1.01 Glaukos Conflict Minerals Report for the Year Ended December 31, 2020 Glaukos Corporation (?Glaukos,? ?the Company,? ?we,? ?our,? and ?us?) has filed this Conflict Minerals Report (?CMR?) for the year ended December 31, 2020 to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the ?Rule?). The Rule imposes certain reporting obligations on U.S. Securities and Exchange C

May 6, 2021 10-Q

Quarterly Report - 10-Q

Table of Contents ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

May 5, 2021 EX-99.1

Glaukos Corporation Announces First Quarter 2021 Financial Results

? FOR IMMEDIATE RELEASE Contact: Chris Lewis Sr. Director, Investor Relations, Corporate Strategy & Development (949) 481-0510 [email protected] ? ? Glaukos Corporation Announces First Quarter 2021 Financial Results ? San Clemente, CA ? May 5, 2021 ? Glaukos Corporation (NYSE: GKOS), an ophthalmic medical technology and pharmaceutical company focused on novel therapies for the treatment of glauco

May 5, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): May 5, 2021 Glaukos Corporation (Exact name of registrant as specified in its charter) ? Delaware 001-37463 33-0945406 (State or other jurisdiction ? (Commission ? (I.R.S. Emp

April 22, 2021 DEF 14A

- DEF 14A

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 ? Filed by the Registrant ? Filed by a Party other than the Registrant ? ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

March 11, 2021 S-8

- S-8

As filed with the Securities and Exchange Commission on March 11, 2021 Registration No.

March 4, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): March 4, 2021 Glaukos Corporation (Exact name of registrant as specified in its charter) ? Delaware 001-37463 33-0945406 (State or other jurisdiction ? (Commission ? (I.R.S.

March 4, 2021 EX-99.1

1 © 2021 Glaukos Corporation March 2021 2 © 2021 Glaukos Corporation Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticipa

Exhibit 99.1 1 ? 2021 Glaukos Corporation March 2021 2 ? 2021 Glaukos Corporation Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticipate will or may occur in the future are forward-looking statements. These statements are based on management?s current expectations, assum

March 1, 2021 10-K

Annual Report - 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 10-K ? (Mark one) ? ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the fiscal year ended December 31, 2020 ? OR ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the transition period from: to ? Commission Fi

March 1, 2021 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

\ ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): February 26, 2021 Glaukos Corporation (Exact name of registrant as specified in its charter) ? Delaware 001-37463 33-0945406 (State or other jurisdiction ? (Commission ? (I.

March 1, 2021 EX-99.1

Glaukos Appoints Denice Torres and Dr. Leana Wen to its Board of Directors

? FOR IMMEDIATE RELEASE Media Contact: Cassandra Dump (619) 971-1887 Cassy@pascalecommunications.

March 1, 2021 EX-4.3

Description of Capital Stock of Glaukos Corporation (incorporated by reference to Exhibit 4.3 to the Annual Report on Form 10-K (File No. 001-37463) filed on March 1, 2021).

Exhibit 4.3 ? DESCRIPTION OF CAPITAL STOCK OF GLAUKOS CORPORATION ? References to ?we,? ?us? and ?our? in this section refer to Glaukos Corporation. ? General ? The following is a summary of the rights of our common stock and preferred stock, and of certain provisions of our restated certificate of incorporation (our ?certificate of incorporation?), our amended and restated bylaws (our ?bylaws?),

March 1, 2021 EX-21

Subsidiaries of Glaukos Corporation as of December 31, 2020

Exhibit 21 Subsidiaries Subsidiary Name State of Incorporation / Formation Country of Incorporation / Formation Glaukos Germany GmbH ? Germany Glaukos Japan GK ? Japan Glaukos Australia Pty Ltd ? Australia Glaukos Canada Inc.

February 25, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): February 25, 2021 Glaukos Corporation (Exact name of registrant as specified in its charter) ? Delaware 001-37463 33-0945406 (State or other jurisdiction ? (Commission ? (I.R.

February 25, 2021 EX-99.1

Glaukos Corporation Announces Fourth Quarter and Full Year 2020 Financial Results

EX-99.1 2 gkos-20210225xex99d1.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Chris Lewis Director, Investor Relations, Corporate Strategy & Development (949) 481-0510 [email protected] Glaukos Corporation Announces Fourth Quarter and Full Year 2020 Financial Results San Clemente, CA – February 25, 2021 – Glaukos Corporation (NYSE: GKOS), an ophthalmic medical technology and pharmaceutic

February 12, 2021 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 3)* Glau

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 3)* Glaukos Corporation (Name of Issuer) Common Stock, $0.001 Par Value Per Share (Title of Class of Securities) 377322102 (CUSIP Number) Eddie C. Brown Brown

February 12, 2021 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 5)* Under the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 5)* Under the Securities Exchange Act of 1934 GLAUKOS CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 377322102 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch

January 13, 2021 EX-99.2

1 © 2021 Glaukos Corporation January 2021

Exhibit 99.2 1 © 2021 Glaukos Corporation January 2021 2 © 2021 Glaukos Corporation Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticipate will or may occur in the future are forward - looking statements . These statements are based on management’s current expectations,

January 13, 2021 EX-99.1

Glaukos Announces Preliminary, Unaudited Fourth Quarter and Full Year 2020 Net Sales

Exhibit 99.1 FOR IMMEDIATE RELEASE Media Contact: Cassandra Dump (619) 971-1887 [email protected] Investor Contact: Chris Lewis Director, Investor Relations & Corporate Strategy & Development (949) 481-0510 [email protected] Glaukos Announces Preliminary, Unaudited Fourth Quarter and Full Year 2020 Net Sales San Clemente, CA – January 13, 2021 – Glaukos Corporation (NYSE: GKOS), an

January 13, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2021 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of

January 8, 2021 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)*

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)* Name of issuer: Glaukos Corp. Title of Class of Securities: Common Stock CUSIP Number: 377322102 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule

November 20, 2020 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2020 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of

November 20, 2020 EX-3.1

Amended and Restated Bylaws of the Registrant (incorporated by reference to Exhibit 3.1 to the Current Report on Form 8-K (File No. 001-37463) filed on December 21, 2022).

Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF GLAUKOS CORPORATION (amended and restated as of November 17, 2020) TABLE OF CONTENTS Page ARTICLE I — CORPORATE OFFICES 1 1.1 REGISTERED OFFICE 1 1.2 OTHER OFFICES 1 ARTICLE II — MEETINGS OF STOCKHOLDERS 1 2.1 PLACE OF MEETINGS 1 2.2 ANNUAL MEETING 1 2.3 SPECIAL MEETING 1 2.4 ADVANCE NOTICE PROCEDURES 1 2.5 NOTICE OF STOCKHOLDERS’ MEETINGS 6 2.6 QUORUM 7

November 10, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): November 10, 2020 Glaukos Corporation (Exact name of registrant as specified in its charter) ? Delaware 001-37463 33-0945406 (State or other jurisdiction ? (Commission ? (I.

November 10, 2020 EX-99.1

1 © 2020 Glaukos Corporation 1 November 2020 2 © 2020 Glaukos Corporation Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or ant

Exhibit 99.1 1 ? 2020 Glaukos Corporation 1 November 2020 2 ? 2020 Glaukos Corporation Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticipate will or may occur in the future are forward-looking statements. These statements are based on management?s current expectations,

November 5, 2020 10-Q

Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 Or ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-37463 GLAUKOS CORPORATION (Ex

November 5, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): November 5, 2020 Glaukos Corporation (Exact name of registrant as specified in its charter) ? Delaware 001-37463 33-0945406 (State or other jurisdiction ? (Commission ? (I.R.S

November 5, 2020 EX-99.1

Glaukos Corporation Announces Third Quarter 2020 Financial Results

Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Chris Lewis Director, Investor Relations, Corporate Strategy & Development (949) 481-0510 [email protected] Glaukos Corporation Announces Third Quarter 2020 Financial Results San Clemente, CA – November 5, 2020 – Glaukos Corporation (NYSE: GKOS), an ophthalmic medical technology and pharmaceutical company focused on novel therapies for the treatment of

August 10, 2020 EX-10.5

First Amendment to Office Building Lease dated as of December 12, 2018 between the Registrant and CIP 2014/SG Aliso Owner, LLC (incorporated by reference to Exhibit 10.5 to the Quarterly Report on Form 10-Q (File No. 001-37463) filed on August 7, 2020).

Exhibit 10.5 FIRST AMENDMENT TO OFFICE BUILDING LEASE THIS FIRST AMENDMENT TO OFFICE BUILDING LEASE ("Amendment") is made as of this 12th day of December, 2018, by and between CIP 2014/SG ALISO OWNER, LLC, a Delaware limited liability company ("Landlord"), and GLAUKOS CORPORATION, a Delaware corporation ("Tenant"). RECITALS A.Landlord and Tenant entered into that certain Office Building Lease date

August 10, 2020 EX-10.3

First Amendment to Lease dated as of December 31, 2018 between the Registrant and 229 Avenida Fabricante, LLC (incorporated by reference to Exhibit 10.3 to the Quarterly Report on Form 10-Q (File No. 001-37463) filed on August 7, 2020).

Exhibit 10.3 FIRST AMENDMENT TO LEASE THIS FIRST AMENDMENT TO LEASE ("First Amendment") is made and entered into as of the 21st day of December 2018 by and between 229 Avenida Fabricante, LLC, a California limited liability company ("Lessor") and Glaukos Corporation (“Lessee”). R E C I T A L S : A.Lessee and Lessor’s predecessor in interest, 229 Fabricante, LLC a California limited liability compa

August 10, 2020 10-Q

Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 Or ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-37463 GLAUKOS CORPORATION (Exact n

August 10, 2020 EX-10.6

Second Amendment to Office Building Lease dated as of May 20, 2020 between the Registrant and CIP 2014/SG Aliso Owner, LLC (incorporated by reference to Exhibit 10.6 to the Quarterly Report on Form 10-Q (File No. 001-37463) filed on August 7, 2020).

Exhibit 10.6 SECOND AMENDMENT TO OFFICE BUILDING LEASE THIS SECOND AMENDMENT TO OFFICE BUILDING LEASE (“Amendment”) is made as of this 20th day of May, 2020, by and between CIP 2014 SG ALISO OWNER LLC, a Delaware limited liability company (“Landlord”), and GLAUKOS CORPORATION, a Delaware corporation (“Tenant”). RECITALS A. Landlord and Tenant entered into that certain Office Building Lease dated N

August 10, 2020 EX-10.4

Second Amendment to Lease dated as of July 2, 2020 between the Registrant and 229 Avenida Fabricante, LLC (incorporated by reference to Exhibit 10.4 to the Quarterly Report on Form 10-Q (File No. 001-37463) filed on August 7, 2020).

Exhibit 10.4 SECOND AMENDMENT TO LEASE This Second Amendment To Lease ("Second Amendment") is dated as of July 2, 2020 and is entered into by and between 229 Avenida Fabricante, LLC, a California limited liability company ("Lessor"), and Glaukos Corporation, a Delaware corporation (“Lessee”). Recitals A.Lessee and Lessor’s predecessor in interest, 229 Fabricante, LLC a California limited liability

August 10, 2020 8-K/A

Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2020 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I

August 6, 2020 EX-99.1

Glaukos Corporation Announces Second Quarter 2020 Financial Results

Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Chris Lewis Director, Investor Relations, Corporate Strategy & Development (949) 481-0510 [email protected] Glaukos Corporation Announces Second Quarter 2020 Financial Results San Clemente, CA – August 6, 2020 – Glaukos Corporation (NYSE: GKOS), an ophthalmic medical technology and pharmaceutical company focused on novel therapies for the treatment of g

August 6, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2020 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of in

June 12, 2020 EX-10.1

Form of Capped Call Confirmation (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K (File No. 001-37463) filed on June 12, 2020).

Exhibit 10.1 [] 1 To: Glaukos Corporation 229 Avenida Fabricante San Clemente, CA 92672 From: [] Re: [Base]2[Additional]3 Capped Call Transaction Ref. No: []4 Date: [], 2020 Dear Ladies and Gentlemen: The purpose of this communication (this “Confirmation”) is to set forth the terms and conditions of the above-referenced transaction entered into on the Trade Date specified below (the “Transaction”)

June 12, 2020 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2020 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of inco

June 12, 2020 EX-4.1

Indenture, dated as of June 11, 2020, between Glaukos Corporation and Wells Fargo Bank, National Association, as trustee (incorporated by reference to Exhibit 4.1 to the Current Report on Form 8-K (File No. 001-37463) filed on June 12, 2020).

Exhibit 4.1 EXECUTION VERSION GLAUKOS CORPORATION AND WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of June 11, 2020 2.75% Convertible Senior Notes due 2027 TABLE OF CONTENTS Page Article 1 Definitions Section 1.01. Definitions 1 Section 1.02. References to Interest 13 Article 2 Issue, Description, Execution, Registration and Exchange of Notes Section 2.01. Designation and

June 9, 2020 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2020 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of inco

June 9, 2020 EX-99.1

Glaukos Corporation Announces Proposed Private Offering of $200 Million of Convertible Senior Notes

Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Chris Lewis Director, Investor Relations, Corporate Strategy & Development (949) 481-0510 [email protected] Glaukos Corporation Announces Proposed Private Offering of $200 Million of Convertible Senior Notes San Clemente, CA – June 8, 2020 – Glaukos Corporation (NYSE: GKOS) (the “Company” or “Glaukos”), an ophthalmic medical technology and pharmaceutica

June 9, 2020 EX-99.2

Glaukos Corporation Announces Pricing of Private Offering of $250 Million of 2.75% Convertible Senior Notes

Exhibit 99.2 FOR IMMEDIATE RELEASE Contact: Chris Lewis Director, Investor Relations, Corporate Strategy & Development (949) 481-0510 [email protected] Glaukos Corporation Announces Pricing of Private Offering of $250 Million of 2.75% Convertible Senior Notes San Clemente, CA – June 8, 2020 – Glaukos Corporation (NYSE: GKOS) (the “Company” or “Glaukos”), an ophthalmic medical technology and pharm

June 8, 2020 EX-99.3

UNAUDITED PRO FORMA COMBINED STATEMENT OF OPERATIONS

Exhibit 99.3 UNAUDITED PRO FORMA COMBINED STATEMENT OF OPERATIONS On August 7, 2019, Glaukos Corporation (the Company or Glaukos) entered into an Agreement and Plan of Merger (Merger Agreement) with Atlantic Merger Sub, Inc. (Merger Sub) and Avedro, Inc. (Avedro) pursuant to which Merger Sub would merge with and into Avedro, with Avedro continuing as the surviving corporation and a wholly owned su

June 8, 2020 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2020 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of inco

June 8, 2020 EX-99.1

FINANCIAL STATEMENTS OF AVEDRO Report of Independent Registered Public Accounting Firm

Exhibit 99.1 FINANCIAL STATEMENTS OF AVEDRO Report of Independent Registered Public Accounting Firm To the Stockholders and the Board of Directors of Avedro, Inc. Opinion on the Financial Statements We have audited the accompanying balance sheets of Avedro, Inc. (the "Company") as of December 31, 2018 and 2017, the related statements of operations, convertible preferred stock and stockholders' def

June 8, 2020 EX-99.2

PART I—FINANCIAL INFORMATION

Exhibit 99.2 PART I—FINANCIAL INFORMATION Item 1. Financial Statements. Avedro, Inc. Condensed Balance Sheets (amounts in thousands except share data) (unaudited) September 30, December 31, 2019 2018 ASSETS Current assets: Cash and cash equivalents $ 52,146 $ 9,769 Accounts receivable, net (a) 12,328 4,725 Inventories 4,482 4,259 Prepaid expenses and other current assets 3,264 1,919 Total current

June 5, 2020 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2020 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of inco

May 29, 2020 SD

- SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of incorporation) File Number) Identification No.) 229 Avenida Fabricante San Clemente, California 92672 (Address of principal

May 11, 2020 EX-99.1

1 © 2020 Glaukos Corporation 1 May 2020 3 © 2020 Glaukos Corporation 1 FY2014 sales; FY2019 sales; 2 FY2014 gross margin; FY2019 non-GAAP gross margin; 3 2015 as of 6/30/2015 (post-IPO); 2019 as of 12/31/2019; 4 12/31/2019 includes former Avedro empl

Exhibit 99.1 1 © 2020 Glaukos Corporation 1 May 2020 2 © 2020 Glaukos Corporation Disclaimer All statements other than statements of historical facts included in this presentation that address activities, events or developments that we expect, believe or anticipate will or may occur in the future are forward-looking statements. These statements are based on management’s current expectations, assum

May 11, 2020 8-K

Financial Statements and Exhibits, Other Events

\ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2020 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of in

May 8, 2020 SC 13G/A

GKOS / Glaukos Corp. / Alger Associates Inc - SC 13G/A Passive Investment

SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Glaukos Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 377322102 (CUSIP Number) April 30, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th

May 7, 2020 EX-10.2

Directors’ Compensation Policy

GLAUKOS CORPORATION DIRECTORS’ COMPENSATION POLICY (Effective March 12, 2020) Directors of Glaukos Corporation, a Delaware corporation (the “Company”), who are not employed by the Company or one of its subsidiaries (“Non-Employee Directors”) are entitled to the compensation set forth below for their service as a member of the Board of Directors (the “Board”) of the Company.

May 7, 2020 EX-99.1

Glaukos Corporation Announces First Quarter 2020 Financial Results

EX-99.1 2 gkos-20200507xex99d1.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Chris Lewis Director, Investor Relations, Corporate Strategy & Development (949) 481-0510 [email protected] Glaukos Corporation Announces First Quarter 2020 Financial Results San Clemente, CA – May 7, 2020 – Glaukos Corporation (NYSE: GKOS), an ophthalmic medical technology and pharmaceutical company focused on

May 7, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2020 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of incor

May 7, 2020 10-Q

Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 Or ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-37463 GLAUKOS CORPORATION (Exact

April 24, 2020 DEF 14A

- DEF 14A

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi

April 24, 2020 DEFA14A

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

April 23, 2020 CORRESP

-

April 23, 2020 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Life Sciences 100 F Street, NE Washington, D.C. 20549 Re: Glaukos Corporation Form 10-K for the Fiscal Year Ended December 31, 2019 Filed March 2, 2020 File No. 001-37463 Ladies and Gentlemen: We received your letter dated April 13, 2020 (the ?Letter?) setting forth a comment of the staff (th

April 9, 2020 EX-99.1

Glaukos Provides Update on COVID-19 Impact and Preliminary Net Sales Range for the First Quarter of 2020

FOR IMMEDIATE RELEASE Investor Contact Chris Lewis Director, Investor Relations, Corporate Development & Strategy 949-481-0510 clewis@glaukos.

April 9, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 9, 2020 Glaukos Corporation (Exact name of registrant as specified in its charter) Delaware 001-37463 33-0945406 (State or other jurisdiction (Commission (I.R.S. Employer of inc

March 24, 2020 EX-99.1

Glaukos Provides COVID-19 Pandemic Update

Exhibit 99.1 FOR IMMEDIATE RELEASE Investor Contact Chris Lewis Director, Investor Relations, Corporate Development & Strategy 949-481-0510 [email protected] Media Contact Cassandra Dump 619-971-1887 [email protected] Glaukos Provides COVID-19 Pandemic Update San Clemente, CA – March 24, 2020 – Glaukos Corporation (NYSE: GKOS), an ophthalmic medical technology and pharmaceutical com

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