Statistik Asas
CIK | 1171324 |
SEC Filings
SEC Filings (Chronological Order)
November 6, 2019 |
Trust For Advisor Solutions N-8F/A - - APPLICATION FOR DEREGISTRATION AMENDED UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8F APPLICATION FILED PURSUANT TO SECTION 8(f) OF THE INVESTMENT COMPANY ACT OF 1940 (the “Act”) AND RULE 8f-1 THEREUNDER FOR ORDER DECLARING THAT COMPANY HAS CEASED TO BE AN INVESTMENT COMPANY Dated: September 6, 2019 I. General Identifying Information 1. Reason fund is applying to deregister (check only one; for descri |
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September 6, 2019 |
Trust For Advisor Solutions N-8F - - APPLICATION FOR DEREGISTRATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8F APPLICATION FILED PURSUANT TO SECTION 8(f) OF THE INVESTMENT COMPANY ACT OF 1940 (the “Act”) AND RULE 8f-1 THEREUNDER FOR ORDER DECLARING THAT COMPANY HAS CEASED TO BE AN INVESTMENT COMPANY Dated: September 6, 2019 I. General Identifying Information 1. Reason fund is applying to deregister (check only one; for descri |
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November 19, 2018 |
I, Gregory C. Bakken, certify that: CERTIFICATION I, Gregory C. Bakken, certify that: 1. I have reviewed this report on Form N-Q of Trust for Advisor Solutions; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the peri |
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November 19, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21079 Trust for Advisor Solutions (Formerly Hatteras Alternative Mutual Funds Trust) (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Address of pr |
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May 24, 2018 |
I, Gregory C. Bakken, certify that: CERTIFICATION I, Gregory C. Bakken, certify that: 1. I have reviewed this report on Form N-Q of Trust for Advisor Solutions; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the peri |
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May 24, 2018 |
Trust For Advisor Solutions - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21079 Trust for Advisor Solutions (Formerly Hatteras Alternative Mutual Funds Trust) (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Address of pr |
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March 1, 2018 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Trust for Advisor Solutions In planning and performing our audit of the financial statements of Trust for Advisor Solutions comprising Hatteras Alpha Hedged Strategies Fund (the "Fund") as of and for the year ended December 31, 2017, in accordance with the standards of the Public Company Accounting |
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November 27, 2017 |
I, Gregory C. Bakken, certify that: CERTIFICATION I, Gregory C. Bakken, certify that: 1. I have reviewed this report on Form N-Q of Trust for Advisor Solutions; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the peri |
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November 27, 2017 |
Trust For Advisor Solutions - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on November 27, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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May 30, 2017 |
I, Gregory C. Bakken, certify that: CERTIFICATION I, Gregory C. Bakken, certify that: 1. I have reviewed this report on Form N-Q of Trust for Advisor Solutions; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the peri |
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May 30, 2017 |
Trust For Advisor Solutions - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on May 30, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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March 1, 2017 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Trust for Advisor Solutions In planning and performing our audit of the financial statements of Trust for Advisor Solutions comprising Hatteras Alpha Hedged Strategies Fund, Hatteras Long/Short Equity Fund, Hatteras Long/Short Debt Fund, Hatteras Event Driven Fund, and Hatteras Disciplined Opportun |
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March 1, 2017 |
At a special meeting of shareholders held on December 7, 2016, subsequently adjourned to January 18, 2017, shareholders of the Hatteras Long/ Short Equity Fund (the "Fund") voted on the following: Proposal 1) a new investment advisory agreement between Hatteras Funds, LP ("Hatteras") and Trust for Advisor Solutions (the "Trust") to implement an annual management fee of 1. |
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February 28, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Proxy Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: ☐Preliminary Information Statement ☐Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒Definitive Information Statement TRUST FOR ADVISOR SOLUTIONS |
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January 6, 2017 |
Trust for Advisor Solutions 615 East Michigan Street | Milwaukee, Wisconsin 53202 Trust for Advisor Solutions 615 East Michigan Street | Milwaukee, Wisconsin 53202 January 6, 2017 VIA EDGAR TRANSMISSION Ms. |
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November 28, 2016 |
I, Gregory C. Bakken, certify that: CERTIFICATION I, Gregory C. Bakken, certify that: 1. I have reviewed this report on Form N-Q of Trust for Advisor Solutions; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the peri |
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November 28, 2016 |
Trust For Advisor Solutions - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on November 28, 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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October 27, 2016 |
PROXY STATEMENT/PROSPECTUS FOR THE REORGANIZATION OF Long/Short Equity Portfolio (a series of Underlying Funds Trust) INTO Hatteras Long/Short Equity Fund (a series of Trust for Advisor Solutions) October 25, 2016 TRUST FOR ADVISOR SOLUTIONS Hatteras Long/Short Equity Fund c/o U. |
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October 25, 2016 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated February 26, 2016, relating to the financial statements and financial highlights of Long/Short Equity Portfolio, a series of Underlying Funds Trust, for the year ended December 31, 2015, and to the references to our firm under the headings “Independent Registered Public Accounting Firm” and “Experts” in the Proxy Statement/Prospectus. |
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October 25, 2016 |
Trust for Advisor Solutions 615 East Michigan Street | Milwaukee, Wisconsin 53202 Trust for Advisor Solutions 615 East Michigan Street | Milwaukee, Wisconsin 53202 October 25, 2016 VIA EDGAR TRANSMISSION Ms. |
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October 25, 2016 |
Trust for Advisor Solutions 615 East Michigan Street | Milwaukee, Wisconsin 53202 Trust for Advisor Solutions 615 East Michigan Street | Milwaukee, Wisconsin 53202 October 25, 2016 VIA EDGAR TRANSMISSION U. |
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October 25, 2016 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated February 26, 2016, relating to the financial statements and financial highlights of Hatteras Long/Short Equity Fund, a series of Trust for Advisor Solutions, for the year ended December 31, 2015, and to the references to our firm under the headings “Independent Registered Public Accounting Firm” and “Experts” in the Proxy Statement/Prospectus. |
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October 25, 2016 |
As filed with the U.S. Securities and Exchange Commission on October 25, 2016 Registration No. 333-213670 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. 1 [ ] Post-Effective Amendment No. [ ] (Check appropriate box or boxes) TRUST FOR ADVISOR SOLUTIONS (Exact Name of Registrant as Specifie |
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October 14, 2016 |
Trust for Advisor Solutions 615 East Michigan Street | Milwaukee, Wisconsin 53202 Trust for Advisor Solutions 615 East Michigan Street | Milwaukee, Wisconsin 53202 October 14, 2016 VIA EDGAR TRANSMISSION Ms. |
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September 16, 2016 |
Form of APPENDIX A to OPERATING EXPENSES LIMITATION AGREEMENT As Amended [ ] Separate Series of Trust for Advisor Solutions Operating Expense Limit (as a % of average daily net assets) Initial End Date Fund Class A Class C Institutional Class Class H No Load Hatteras Alpha Hedged Strategies Fund 2. |
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September 16, 2016 |
As filed with the U.S. Securities and Exchange Commission on September 16, 2016 Registration No. 333-[ ] U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. [ ] Post-Effective Amendment No. [ ] (Check appropriate box or boxes) TRUST FOR ADVISOR SOLUTIONS (Exact Name of Registrant as Specified i |
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September 16, 2016 |
Form of SUB-ADVISORY AGREEMENT Form of SUB-ADVISORY AGREEMENT THIS AGREEMENT is made and entered into as of [ ], 2016, by and among Hatteras Funds, LP, a Delaware limited partnership (formerly a Delaware limited liability company known as Hatteras Funds, LLC) (the “Advisor”), Apis Capital Advisors, LLC, a Delaware limited liability company (the “Sub-Advisor”), and the Trust for Advisor Solutions, a Delaware statutory trust (the “Trust”) on behalf of such series as designated by the Advisor (the “Fund”). |
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September 16, 2016 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated February 26, 2016, relating to the financial statements and financial highlights of Hatteras Long/Short Equity Fund, a series of Trust for Advisor Solutions, for the year ended December 31, 2015, and to the references to our firm under the headings “Independent Registered Public Accounting Firm” and “Experts” in the Proxy Statement/Prospectus. |
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September 16, 2016 |
MULTIPLE CLASS PLAN OF HATTERAS ALPHA HEDGED STRATEGIES FUND HATTERAS LONG / SHORT EQUITY FUND HATTERAS LONG / SHORT DEBT FUND HATTERAS MANAGED FUTURES STRATEGIES FUND HATTERAS MARKET NEUTRAL FUND HATTERAS DISCIPLINED OPPORTUNITY FUND EACH A SERIES OF TRUST FOR ADVISOR SOLUTIONS This Multiple Class Plan (this "Plan") dated as of July 18, 2006 and amended and restated as of September 9, 2016, is required by Securities and Exchange Commission (the "SEC") Rule 18f-3 promulgated under the Investment Company Act of 1940, as amended (the "1940 Act"). |
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September 16, 2016 |
Form of SUB-ADVISORY AGREEMENT Form of SUB-ADVISORY AGREEMENT THIS AGREEMENT is made and entered into as of [ ], 2016, by and among Hatteras Funds, LP, a Delaware limited partnership (formerly a Delaware limited liability company known as Hatteras Funds, LLC) (the “Advisor”), Coe Capital Management, LLC, an Illinois limited liability company (the “Sub-Advisor”), and the Trust for Advisor Solutions, a Delaware statutory trust (the “Trust”) on behalf of such series as designated by the Advisor (the “Fund”). |
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September 16, 2016 |
POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned Trustee of Trust for Advisor Solutions (the “Trust”) hereby appoints Michael J. |
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September 16, 2016 |
Drinker Biddle & Reath LLP One Logan Square, Ste. 2000 Philadelphia, PA 19103 (215) 988-2700 (Phone) (215) 988-2757 (Facsimile) www.drinkerbiddle.com September 16, 2016 Trust for Advisor Solutions 615 East Michigan Street Milwaukee, WI 53202 RE: Agreement and Plan of Reorganization by and among Underlying Funds Trust, Trust for Advisor Solutions, and Hatteras Funds, LP Ladies and Gentlemen: We hav |
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September 16, 2016 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated February 26, 2016, relating to the financial statements and financial highlights of Long/Short Equity Portfolio, a series of Underlying Funds Trust, for the year ended December 31, 2015, and to the references to our firm under the headings “Independent Registered Public Accounting Firm” and “Experts” in the Proxy Statement/Prospectus. |
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September 16, 2016 |
Form of APPENDIX A to INVESTMENT ADVISORY AGREEMENT As Amended [ ] Separate Series of Trust for Advisor Solutions Fund Annual Fee Rate Hatteras Alpha Hedged Strategies Fund 0. |
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September 16, 2016 |
Form of SUB-ADVISORY AGREEMENT Form of SUB-ADVISORY AGREEMENT THIS AGREEMENT is made and entered into as of [ ], 2016, by and among Hatteras Funds, LP, a Delaware limited partnership (formerly a Delaware limited liability company known as Hatteras Funds, LLC) (the “Advisor”), ISF Management LLC, a Delaware limited liability company (the “Sub-Advisor”), and the Trust for Advisor Solutions, a Delaware statutory trust (the “Trust”) on behalf of such series as designated by the Advisor (the “Fund”). |
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September 16, 2016 |
September [ ], 2016 Underlying Funds Trust c/o Hatteras Funds, LP 6601 Six Forks Road, Suite 340 Raleigh, NC 27615 Trust for Advisor Solutions c/o U. |
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August 26, 2016 |
Results of Shareholder Meeting (Unaudited) On April 26, 2016, Hatteras Managed Futures Strategies Fund held a Special Meeting of Shareholders to approve a number of proposals, listed below. |
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August 26, 2016 |
On April 22, 2015, the Board authorized and ratified the transfer of all of the assets of the Managed Futures Strategies Portfolio (the ?Managed Futures Portfolio?) to the Hatteras Managed Futures Strategies Fund, in exchange solely for shares of the Hatteras Managed Futures Strategies Fund and its assumption of the Managed Futures Portfolio?s liabilities, followed by the distribution by the Managed Futures Portfolio to its shareholders of the Hatteras Managed Futures Strategies Fund shares, pursuant to the Plan of Reorganization by and between UFT and HAMFT on April 29, 2016. |
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July 26, 2016 |
Hatteras Alternative Mutual Funds Trust c/o U.S. Bancorp Fund Services, LLC 615 E. Michigan Street Milwaukee, WI 53202 July 26, 2016 VIA EDGAR TRANSMISSION Ms. Christina Fettig U.S. Securities and Exchange Commission (the ?Commission?) Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Hatteras Alternative Mutual Funds Trust (the ?Trust?) Hatteras Disciplined Opportunity Fu |
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May 31, 2016 |
I, David B. Perkins, certify that: CERTIFICATION I, David B. Perkins, certify that: 1. I have reviewed this report on Form N-Q of Hatteras Alternative Mutual Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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May 31, 2016 |
Trust For Advisor Solutions - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on May 31, 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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May 2, 2016 |
As filed with the Securities and Exchange Commission on May 2, 2016 Registration No. |
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May 2, 2016 |
Law Offices One Logan Square, Ste. 2000 Philadelphia, PA 19103-6996 (215) 988-2700 phone (215) 988-2757 fax www.drinkerbiddle.com CALIFORNIA DELAWARE ILLINOIS NEW JERSEY NEW YORK PENNSYLVANIA WASHINGTON D.C. WISCONSIN Established 1849 April 28, 2016 Underlying Funds Trust c/o Hatteras Funds, LP 6601 Six Forks Road, Suite 340 Raleigh, NC 27615 Hatteras Alternative Mutual Funds Trust c/o Hatteras Fu |
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April 29, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Proxy Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement HATTERAS ALTERNATIVE MUTU |
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April 28, 2016 |
Hatteras Alternative Mutual Funds Trust 6601 Six Forks Road, Suite 340 Raleigh, North Carolina 27615 April 28, 2016 VIA EDGAR TRANSMISSION Ms. |
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April 15, 2016 |
PROXY STATEMENT/PROSPECTUS FOR THE REORGANIZATION OF Managed Futures Strategies Portfolio (a series of Underlying Funds Trust) INTO Hatteras Managed Futures Strategies Fund (a series of Hatteras Alternative Mutual Funds Trust) April 11, 2016 HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST Hatteras Managed Futures Strategies Fund c/o Hatteras Funds, LLC 6601 Six Forks Road, Suite 340 Raleigh, North Carolina 27615 April 11, 2016 Dear Shareholder, You are receiving this letter and the accompanying notice and Proxy Statement/Prospectus because of your investment in the Hatteras Managed Futures Strategies Fund (the “Acquiring Fund”), a series of Hatteras Alternative Mutual Funds Trust (the “HAMFT Trust”). |
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April 8, 2016 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated February 26, 2016, relating to the financial statements and financial highlights of Hatteras Managed Futures Strategies Fund, a series of Hatteras Alternative Mutual Funds Trust, for the year ended December 31, 2015, and to the references to our firm under the headings “Independent Registered Public Accounting Firm” and “Experts” in the Proxy Statement/Prospectus. |
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April 8, 2016 |
Hatteras Alternative Mutual Funds Trust 6601 Six Forks Road, Suite 340 Raleigh, North Carolina 27615 April 8, 2016 VIA EDGAR TRANSMISSION Ms. |
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April 8, 2016 |
Hatteras Alternative Mutual Funds Trust Hatteras Alternative Mutual Funds Trust c/o U.S. Bancorp Fund Services, LLC 615 E. Michigan St. Milwaukee, WI 53202 April 8, 2016 VIA EDGAR TRANSMISSION U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 RE: Hatteras Alternative Mutual Funds Trust (the ?Trust?) Request for Acceleration of the Effective Date of Pre-Effective Amendment No. |
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April 8, 2016 |
As filed with the U.S. Securities and Exchange Commission on April 8, 2016 Registration No. 333-210107 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. 1 ? Post-Effective Amendment No. ? (Check appropriate box or boxes) HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST (Exact Name of Registrant as Spe |
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March 11, 2016 |
FORM OF TRADING AGREEMENT THIS AGREEMENT is made and entered into as of this 29th day of April, 2016, by and among Hatteras Funds, LP, a Delaware limited partnership (the ?Advisor?), ROW Asset Management, LLC, a Delaware limited liability company (the ?Trader?), and the Hatteras Alternative Mutual Funds Trust, a Delaware statutory trust (the ?Trust?) on behalf of the Hatteras Managed Futures Strategies Fund (the ?Fund?). |
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March 11, 2016 |
[April 28], 2016 Underlying Funds Trust c/o Hatteras Funds, LP 6601 Six Forks Road, Suite 340 Raleigh, NC 27615 Hatteras Alternative Mutual Funds Trust c/o Hatteras Funds, LP 6601 Six Forks Road, Suite 340 Raleigh, NC 27615 Re: Agreement and Plan of Reorganization with respect to Managed Futures Strategies Portfolio and Hatteras Managed Futures Strategies Fund dated [ ], 2016 Ladies and Gentlemen: |
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March 11, 2016 |
FORM OF TRADING AGREEMENT THIS AGREEMENT is made and entered into as of this 29th day of April, 2016, by and among Hatteras Funds, LP, a Delaware limited partnership (the ?Advisor?), Revolution Capital Management LLC, a Colorado limited liability company (the ?Trader?), and the Hatteras Alternative Mutual Funds Trust, a Delaware statutory trust (the ?Trust?) on behalf of the Hatteras Managed Futures Strategies Fund (the ?Fund?). |
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March 11, 2016 |
Hatteras Alternative Mutual Funds Trust Hatteras Alternative Mutual Funds Trust c/o U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee, WI 53202 March 11, 2016 FILED VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Hatteras Alternative Mutual Funds Trust (the “Trust”) File Nos.: 333-86348 and 811- 21079 Dear Sir or Madam: Pursuant to Rule 145 under the Securities Act of 1933 (the “ |
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March 11, 2016 |
As filed with the U.S. Securities and Exchange Commission on March 11, 2016 Registration No. 333-[ ] U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. ☐ Post-Effective Amendment No. ☐ (Check appropriate box or boxes) HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST (Exact Name of Registrant as Specifi |
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March 11, 2016 |
APPENDIX A to OPERATING EXPENSES LIMITATION AGREEMENT As Amended 4/29/16 Separate Series of Hatteras Alternative Mutual Funds Trust Operating Expense Limit (as a % of average daily net assets) Fund Class A Class C Institutional Class Class H No Load Hatteras Alpha Hedged Strategies Fund 3. |
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March 11, 2016 |
MULTIPLE CLASS PLAN OF HATTERAS ALPHA HEDGED STRATEGIES FUND HATTERAS LONG / SHORT EQUITY FUND HATTERAS LONG / SHORT DEBT FUND HATTERAS ALTERNATIVE MULTI-MANAGER FUND HATTERAS MANAGED FUTURES STRATEGIES FUND HATTERAS MARKET NEUTRAL FUND HATTERAS DISCIPLINED OPPORTUNITY FUND EACH A SERIES OF HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST This Multiple Class Plan (this "Plan") dated as of July 18, 2006 and amended and restated as of April 29, 2016, is required by Securities and Exchange Commission (the "SEC") Rule 18f-3 promulgated under the Investment Company Act of 1940, as amended (the "1940 Act"). |
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March 11, 2016 |
FORM OF TRADING AGREEMENT THIS AGREEMENT is made and entered into as of this 29th day of April, 2016, by and among Hatteras Funds, LP, a Delaware limited partnership (the “Advisor”), Centurion Investment Management LLC, a Delaware limited liability company (the “Trader”), and the Hatteras Alternative Mutual Funds Trust, a Delaware statutory trust (the “Trust”) on behalf of the Hatteras Managed Futures Strategies Fund (the “Fund”). |
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March 11, 2016 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated February 26, 2016, relating to the financial statements and financial highlights of Managed Futures Strategies Portfolio, a series of Underlying Funds Trust, for the year ended December 31, 2015, and to the references to our firm under the headings ?Independent Registered Public Accounting Firm? and ?Experts? in the Proxy Statement/Prospectus. |
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March 11, 2016 |
Drinker Biddle & Reath LLP One Logan Square, Ste. 2000 Philadelphia, PA 19103 (215) 988-2700 (Phone) (215) 988-2757 (Facsimile) www.drinkerbiddle.com March 11, 2016 Hatteras Alternative Mutual Funds Trust 6601 Six Forks Road, Suite 340 Raleigh, North Carolina 27615 RE: Agreement and Plan of Reorganization by and among Underlying Funds Trust, Hatteras Alternative Mutual Funds Trust, and Hatteras Fu |
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March 11, 2016 |
APPENDIX A to INVESTMENT ADVISORY AGREEMENT As Amended 4/29/16 Separate Series of Hatteras Alternative Mutual Funds Trust Fund Annual Fee Rate Hatteras Alpha Hedged Strategies Fund 0. |
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March 11, 2016 |
OPERATING EXPENSES LIMITATION AGREEMENT OPERATING EXPENSES LIMITATION AGREEMENT THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 5th day of January 2016 by and between Hatteras Funds, LP, a Delaware limited partnership (formerly a Delaware limited liability company known as Hatteras Funds, LLC) (the “Adviser”) and Hatteras Alternative Mutual Funds Trust, a Delaware statutory trust (the “Trust”), regarding each series of the Trust listed in Appendix A (the “Funds”). |
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March 11, 2016 |
INVESTMENT ADVISORY AGREEMENT THIS AGREEMENT is made and entered into as of this 5th day of January, 2016 by and between Hatteras Funds, LP, a Delaware limited partnership (the ?Adviser?) and Hatteras Alternative Mutual Funds Trust, a Delaware statutory trust (the ?Trust?), regarding each series of the Trust (the ?Funds?). |
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March 3, 2016 |
Hatteras Alternative Mutual Funds Trust Hatteras Alternative Mutual Funds Trust c/o U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee, WI 53202 March 3, 2016 VIA EDGAR TRANSMISSION Ms. Karen Rossotto U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Hatteras Alternative Mutual Funds Trust (the “Trust”) File Nos.: 333-204579 Dear Ms. Rossotto: Pursuant to R |
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February 29, 2016 |
Results of Shareholder Meeting (Unaudited) On January 21, 2016, and February 2, 2016, the Funds held Special Combined Meetings of Shareholders to approve a number of proposals, listed below. |
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February 29, 2016 |
On July 10, 2015, substantially all of the assets of the Hatteras Disciplined Opportunity Fund, a series of HCIM Trust (the "Predecessor Fund"), were transferred to the Fund in a tax-free reorganization (the "Reorganization"). As a result of the Reorganization, the performance and accounting history of the Predecessor Fund prior to the date of the Reorganization were assumed by the Fund. |
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February 29, 2016 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Hatteras Alternative Mutual Funds Trust In planning and performing our audit of the financial statements of Hatteras Alternative Mutual Funds Trust, comprising Hatteras Alpha Hedged Strategies Fund, Hatteras Alternative Multi-Manager Fund (formerly known as Hatteras Hedged Strategies Fund), Hattera |
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February 9, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of |
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February 5, 2016 |
Post Effective Amendment Number Hatteras Alternative Mutual Funds Trust c/o U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee, WI 53202 Feburary 5, 2016 VIA EDGAR TRANSMISSION Ms. Karen Rossotto U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Hatteras Alternative Mutual Funds Trust (the ?Trust?) File Nos.: 333-86348 and 811-21079 Dear Ms. Rossott |
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December 24, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of |
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December 11, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confide |
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November 30, 2015 |
I, David B. Perkins, certify that: CERTIFICATION I, David B. Perkins, certify that: 1. I have reviewed this report on Form N-Q of Hatteras Alternative Mutual Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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November 30, 2015 |
Trust For Advisor Solutions - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on November 30, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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September 2, 2015 |
Hatteras Alternative Mutual Funds Trust Certificate of Secretary September 1, 2015 Hatteras Alternative Mutual Funds Trust Certificate of Secretary September 1, 2015 The undersigned, J. |
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September 2, 2015 |
As filed with the Securities and Exchange Commission on September 2, 2015 Registration No. |
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September 2, 2015 |
July 10, 2015 HCIM Trust 6601 Six Forks Road, Suite 340 Raleigh, NC 27615 Hatteras Alternative Mutual Funds Trust c/o U. |
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August 31, 2015 |
On May 29, 2015, Hatteras Alternative Mutual Funds Trust (the "Trust") acquired substantially all of the assets of Event Driven Portfolio, (the "Transferring Fund"), pursuant to the Agreement and Plan of Reorganization dated April 22, 2015. |
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July 10, 2015 |
Hatteras Alternative Mutual Funds Trust 6601 Six Forks Road, Suite 340 Raleigh, North Carolina 27615 July 10, 2015 VIA EDGAR TRANSMISSION Ms. |
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July 10, 2015 |
Drinker Biddle & Reath LLP One Logan Square Suite 2000 Philadelphia, PA 19103-6996 (215) 988-2700 (Phone) (215) 988-2757 (Facsimile) www. |
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June 26, 2015 |
June 26, 2015 FILED VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Attention: Stephanie Hui and Christina DiAngelo Fettig Re: Delaying Amendment for Hatteras Alternative Mutual Funds Trust (the ?Registrant?) Registration Statement on Form N-14 (the ?Registration Statement?) (File No. 333-204579) Dear Mesdames Hui and DiAn |
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June 26, 2015 |
Hatteras Alternative Mutual Funds Trust 6601 Six Forks Road, Suite 340 Raleigh, North Carolina 27615 June 26, 2015 VIA EDGAR TRANSMISSION Ms. |
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June 24, 2015 |
Hatteras Alternative Mutual Funds Trust 6601 Six Forks Road, Suite 340 Raleigh, North Carolina 27615 June 24, 2015 VIA EDGAR TRANSMISSION Ms. |
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May 29, 2015 |
Trust For Advisor Solutions - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on May 29, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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May 29, 2015 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated March 2, 2015, relating to the financial statements and financial highlights of Relative Value – Long/Short Debt Portfolio, Long/Short Equity Portfolio, and Managed Futures Portfolio, each a series of Underlying Funds Trust, for the year ended December 31, 2014, and to the references to our firm under the headings “Independent Registered Public Accounting Firm” and “Experts” in the Proxy Statement/ Prospectus. |
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May 29, 2015 |
As filed with the U.S. Securities and Exchange Commission on May 29, 2015 Registration No. 333-[ ] U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. o Post-Effective Amendment No. o (Check appropriate box or boxes) HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST (Exact Name of Registrant as Specified |
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May 29, 2015 |
I, David B. Perkins, certify that: CERTIFICATION I, David B. Perkins, certify that: 1. I have reviewed this report on Form N-Q of Hatteras Alternative Mutual Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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May 22, 2015 |
INVESTMENT SUB-ADVISORY AGREEMENT INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT, dated as of , 20 by and between Hatteras Funds, LLC, a Delaware limited liability company (the “Adviser”), and Acertus Capital Management, LLC, a Delaware limited liability company (the “Sub-Adviser”). |
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May 22, 2015 |
As filed with the Securities and Exchange Commission on May 22, 2015 Registration No. |
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May 22, 2015 |
INVESTMENT MANAGEMENT AGREEMENT INVESTMENT MANAGEMENT AGREEMENT AGREEMENT made this day of , 20, by and between Hatteras Alternative Mutual Funds Trust, a Delaware statutory trust (the "Trust"), and Hatteras Funds, LLC, a Delaware limited liability company (the "Adviser"). |
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May 22, 2015 |
[July , 2015] HCIM Trust 6601 Six Forks Road, Suite 340 Raleigh, NC 27615 Hatteras Alternative Mutual Funds Trust c/o U. |
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May 22, 2015 |
Hatteras Alternative Mutual Funds Trust Hatteras Alternative Mutual Funds Trust c/o U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee, WI 53202 May 22, 2015 FILED VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Hatteras Alternative Mutual Funds Trust (the “Trust”) File Nos.: 333-86348 and 811- 21079 Dear Sir or Madam: Pursuant to Rule 145 under the Securities Act of 1933 (the “19 |
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May 22, 2015 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated March 2, 2015, relating to the financial statements and financial highlights of HCIM Trust comprising Hatteras Disciplined Opportunity Fund for the year ended December 31, 2014, and to the references to our firm under the headings “Independent Registered Public Accounting Firm,” “Experts,” and “Financial Highlights” in the Information Statement/Prospectus. |
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April 29, 2015 |
Hatteras Alternative Mutual Funds Trust 6601 Six Forks Road, Suite 340 Raleigh, North Carolina 27615 April 29, 2015 VIA EDGAR TRANSMISSION Ms. |
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April 29, 2015 |
April 29, 2015 U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Attention: Filing Desk Re: Hatteras Alternative Mutual Funds Trust SEC File Nos. 333-86348/811-21079 Dear Ladies and Gentlemen: On behalf of Hatteras Alternative Mutual Funds Trust (the “Trust”), attached herewith for filing pursuant to paragraph (b) of Rule 485 under the Securities Act of 1933, as amend |
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April 29, 2015 |
Hatteras Alternative Mutual Funds Trust Hatteras Alternative Mutual Funds Trust c/o U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee, WI 53202 April 29, 2015 FILED VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Re: Hatteras Alternative Mutual Funds Trust (the “Trust”) File Nos.: 333-86348 and 811-21079 Dear Sir or Madam: Pursuant to Rule 485(b |
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April 24, 2015 |
Hatteras Alternative Mutual Funds Trust Hatteras Alternative Mutual Funds Trust c/o U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee, WI 53202 April 24, 2015 FILED VIA EDGAR U.S. Securities and Exchange Commission (the “Commission”) Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Hatteras Alternative Mutual Funds Trust (the “Trust”) File Nos.: 333-86348 and 811-21079 Dear Sir or Madam: Pursua |
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March 13, 2015 |
Hatteras Alternative Mutual Funds Trust Hatteras Alternative Mutual Funds Trust c/o U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee, WI 53202 March 13, 2015 FILED VIA EDGAR U.S. Securities and Exchange Commission (the “Commission”) Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Hatteras Alternative Mutual Funds Trust (the “Trust”) File Nos.: 333-86348 and 811-21079 Dear Sir or Madam: Pursua |
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March 4, 2015 |
Change in Independent Registered Public Accounting Firm On September 24, 2014, with the approval of the audit committee, KPMG LLP ("KPMG") was dismissed as the independent registered public accounting firm for the Hatteras Alpha Hedged Strategies Fund, Hatteras Long/Short Equity Fund, Hatteras Long/Short Debt Fund, Hatteras Managed Futures Strategies Fund, and Hatteras Hedged Strategies Fund ("the Funds"). |
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March 4, 2015 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Hatteras Alternative Mutual Funds Trust In planning and performing our audit of the financial statements of Hatteras Alternative Mutual Funds Trust, comprising Hatteras Alpha Hedged Strategies Fund, Hatteras Long/Short Equity Fund, Hatteras Long/Short Debt Fund, Hatteras Managed Futures Strategies |
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March 4, 2015 |
March 2, 2015 Securities and Exchange Commission Washington, D.C. 20549 Ladies and Gentlemen: We were previously principal accountants for Hatteras Alternative Mutual Funds Trust (the Trust) and, under the date of March 3, 2014, we reported on the financial statements of Hatteras Alpha Hedged Strategies Fund, Hatteras Long/Short Equity Fund, Hatteras Long/Short Debt Fund, Hatteras Managed Futures |
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March 2, 2015 |
Change in Independent Registered Public Accounting Firm On September 24, 2014, with the approval of the audit committee, KPMG LLP ("KPMG") was dismissed as the independent registered public accounting firm for the Hatteras Alpha Hedged Strategies Fund, Hatteras Long/Short Equity Fund, Hatteras Long/Short Debt Fund, Hatteras Managed Futures Strategies Fund, and Hatteras Hedged Strategies Fund ("the Funds"). |
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March 2, 2015 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Hatteras Alternative Mutual Funds Trust In planning and performing our audit of the financial statements of Hatteras Alternative Mutual Funds Trust, comprising Hatteras Alpha Hedged Strategies Fund, Hatteras Long/Short Equity Fund, Hatteras Long/Short Debt Fund, Hatteras Managed Futures Strategies |
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February 20, 2015 |
Trust For Advisor Solutions COVER - - Hatteras Alternative Mutual Funds Trust c/o U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee, WI 53202 February 20, 2015 FILED VIA EDGAR U.S. Securities and Exchange Commission (the “Commission”) Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Hatteras Alternative Mutual Funds Trust (the “Trust”) File Nos.: 333-86348 and 811-21079 Dear Sir or Madam: Pur |
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February 13, 2015 |
Trust For Advisor Solutions DEF 14C - - DEFINITIVE INFORMATION STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Proxy Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: o Preliminary Information Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) x Definitive Information Statement HATTERAS ALTERNATIVE MUTU |
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December 31, 2014 |
Trust For Advisor Solutions CORRESP - - Drinker Biddle & Reath LLP One Logan Square Suite 2000 Philadelphia, PA 19103 (215) 988-2700 (Phone) (215) 988-2757 (Facsimile) www. |
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November 28, 2014 |
Trust For Advisor Solutions - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on November 28, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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November 28, 2014 |
I, David B. Perkins, certify that: CERTIFICATION I, David B. Perkins, certify that: 1. I have reviewed this report on Form N-Q of Hatteras Alternative Mutual Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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November 26, 2014 |
Trust For Advisor Solutions DEF 14C - - DEFINITIVE INFORMATION STATEMENT HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST on behalf of Hatteras Alpha Hedged Strategies Fund Hatteras Hedged Strategies Fund Hatteras Long/Short Equity Fund Hatteras Managed Futures Strategies Fund c/o U. |
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July 25, 2014 |
ALPHX / Hatteras Alpha Hedged Strategies Fund DEF 14C - - DEFINITIVE INFORMATION STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Proxy Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: o Preliminary Information Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) x Definitive Information Statement HATTERAS ALTERNATIVE MUTU |
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May 30, 2014 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on May 30, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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May 30, 2014 |
I, David B. Perkins, certify that: CERTIFICATION I, David B. Perkins, certify that: 1. I have reviewed this report on Form N-Q of Hatteras Alternative Mutual Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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April 30, 2014 |
- DEFINITIVE INFORMATION STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Proxy Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: o Preliminary Information Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) x Definitive Information Statement HATTERAS ALTERNATIVE MUTU |
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March 4, 2014 |
Results of Shareholder Meeting (Unaudited) On January 21, 2014, and February 21, 2014, the Funds held Special Combined Meetings of Shareholders to approve a number of proposals, listed below. |
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March 4, 2014 |
Report of Independent Registered Public Accounting Firm The Shareholders and Board of Trustees Hatteras Alternative Mutual Funds Trust: In planning and performing our audits of the financial statements of Hatteras Alpha Hedged Strategies Fund, Hatteras Long/Short Debt Fund, Hatteras Long/Short Equity Fund, Hatteras Managed Futures Strategies Fund, and Hatteras Hedged Strategies Fund (the Funds), e |
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March 4, 2014 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0058 Expires: August 31, 2015 Estimated average burden hours per response 2.50 FORM 12b-25 SEC FILE NUMBER 811-21079 NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [X] Form N-SAR [ ] Form N-CSR For Period Ended: December |
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February 4, 2014 |
- DEFINITIVE ADDITIONAL PROXY SOLICITATION MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of |
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January 30, 2014 |
- DEFINITIVE ADDITIONAL PROXY SOLICITATION MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of |
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January 24, 2014 |
- DEFINITIVE ADDITIONAL PROXY SOLICITATION MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of |
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January 22, 2014 |
- DEFINITIVE INFORMATION STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Proxy Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: o Preliminary Information Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) x Definitive Information Statement HATTERAS ALTERNATIVE MUTU |
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January 10, 2014 |
- DEFINITIVE ADDITIONAL PROXY SOLICITATION MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of |
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December 26, 2013 |
- DEFINITIVE ADDITIONAL PROXY SOLICITATION MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of |
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December 18, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of |
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December 18, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of |
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December 18, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of |
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December 18, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of |
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December 18, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of |
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December 10, 2013 |
- DEFINITIVE ADDITIONAL PORXY SOLICITATION MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of |
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December 4, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of |
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December 4, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of |
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December 4, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of |
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December 4, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of |
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December 4, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of |
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November 29, 2013 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on November 29, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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November 29, 2013 |
I, David B. Perkins, certify that: CERTIFICATION I, David B. Perkins, certify that: 1. I have reviewed this report on Form N-Q of Hatteras Alternative Mutual Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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October 3, 2013 |
- DEFINITIVE INFORMATION STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Proxy Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: o Preliminary Information Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) x Definitive Information Statement HATTERAS ALTERNATIVE MUTU |
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September 13, 2013 |
U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee, Wisconsin 53202 September 13, 2013 VIA EDGAR TRANSMISSION Vincent J. DiStefano U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 RE: HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST (File Nos. 333-86348; 811-21079) Post-Effective Amendment No. 48 Hatteras Long/Short Debt Fund – C |
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July 23, 2013 |
Hatteras Alternative Mutual Funds Trust c/o U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee, WI 53202 July 23, 2013 FILED VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 “F” Street, N.E. Washington, D.C. 20549 Re: Hatteras Alternative Mutual Funds Trust (the “Trust”) File Nos.: 333-86348 and 811-21079 Dear Sir or Madam: Attached for filing |
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July 23, 2013 |
July 19, 2013 VIA EDGAR TRANSMISSION U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Re: ACCELERATION OF EFFECTIVENESS REQUEST Hatteras Alternative Mutual Funds Trust (the “Trust”) File Nos.: 333-86348 and 811-21079 Ladies and Gentlemen: On behalf of the undersigned and pursuant to Rule 461 under the Securities Act of 1933, as amend |
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June 20, 2013 |
- DEFINITIVE INFORMATION STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Proxy Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: o Preliminary Information Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) x Definitive Information Statement HATTERAS ALTERNATIVE MUTU |
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May 29, 2013 |
I, David B. Perkins, certify that: CERTIFICATION I, David B. Perkins, certify that: 1. I have reviewed this report on Form N-Q of Hatteras Alternative Mutual Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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May 29, 2013 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on May 29, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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March 18, 2013 |
- DEFINITIVE INFORMATION STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Proxy Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: o Preliminary Information Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) x Definitive Information Statement HATTERAS ALTERNATIVE MUTU |
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March 1, 2013 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm The Shareholders and Board of Trustees Hatteras Alternative Mutual Funds Trust: In planning and performing our audits of the financial statements of Hatteras Alpha Hedged Strategies Fund, Hatteras Long/Short Equity Fund, Hatteras Long/Short Debt Fund, Hatteras Managed Futures Strategies Fund, and Hatteras Hedged Strategies Fund (“the Funds”), |
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November 29, 2012 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on November 29, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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November 29, 2012 |
I, David B. Perkins, certify that: CERTIFICATION I, David B. Perkins, certify that: 1. I have reviewed this report on Form N-Q of Hatteras Alternative Mutual Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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November 27, 2012 |
- DEFINITIVE INFORMATION STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Proxy Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: o Preliminary Information Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) x Definitive Information Statement HATTERAS ALTERNATIVE MUTU |
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September 6, 2012 |
Hatteras Alternative Mutual Funds Trust c/o U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee, Wisconsin 53202 September 6, 2012 VIA EDGAR TRANSMISSION Mr. Chad Eskildsen U.S. Securities and Exchange Commission Division of Investment Management 100 F. Street N.E. Washington, D.C. 20549 Re: HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST (the “Trust”) Securities Act Registration No: 333-86 |
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May 30, 2012 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on May 30, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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May 30, 2012 |
I, David B. Perkins, certify that: CERTIFICATION I, David B. Perkins, certify that: 1. I have reviewed this report on Form N-Q of Hatteras Alternative Mutual Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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April 30, 2012 |
- SCHEDULE 14C FOR INFORMATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Proxy Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: o Preliminary Information Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) x Definitive Information Statement HATTERAS ALTERNATIVE MUTU |
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February 29, 2012 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm The Shareholders and Board of Trustees Hatteras Alternative Mutual Funds Trust: In planning and performing our audits of the financial statements of Hatteras Alpha Hedged Strategies Fund, Hatteras Long/Short Debt Fund, Hatteras Long/Short Equity Fund and Hatteras Hedged Strategies Fund (the Funds), each a series of the Hatteras Alternative Mu |
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February 10, 2012 |
Hatteras Alternative Mutual Funds Trust c/o U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee, Wisconsin 53202 February 10, 2012 VIA EDGAR TRANSMISSION Mr. Edward Bartz U.S. Securities and Exchange Commission Division of Investment Management 100 “F” Street, N.E. Washington, D.C. 20549 RE: HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST (the “Trust”) Securities Act Registration No: 333-86 |
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January 18, 2012 |
U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee, WI 53202 January 18, 2012 FILED VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 “F” Street, N.E. Washington, D.C. 20549 Re: Hatteras Alternative Mutual Funds Trust (the “Trust”) File Nos.: 333-86348 and 811-21079 Dear Sir or Madam: Pursuant to Rule 485(b)(1)(iii) under the Securities Act of |
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December 20, 2011 |
U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee, WI 53202 December 20, 2011 FILED VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 “F” Street, N.E. Washington, D.C. 20549 Re: Hatteras Alternative Mutual Funds Trust (the “Trust”) File Nos.: 333-86348 and 811-21079 Dear Sir or Madam: Pursuant to Rule 485(b)(1)(iii) under the Securities Act of |
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December 20, 2011 |
U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee, WI 53202 December 20, 2011 FILED VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 “F” Street, N.E. Washington, D.C. 20549 Re: Hatteras Alternative Mutual Funds Trust (the “Trust”) File Nos.: 333-86348 and 811-21079 Dear Sir or Madam: Pursuant to Rule 485(b)(1)(iii) under the Securities Act of |
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October 7, 2011 |
Hatteras Alternative Mutual Funds Trust c/o U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee, WI 53202 October 7, 2011 FILED VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 “F” Street, N.E. Washington, D.C. 20549 Re: Hatteras Alternative Mutual Funds Trust (the “Trust”) File Nos.: 333-86348 and 811-21079 Dear Sir or Madam: We are attaching |
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September 13, 2011 |
Hatteras Alternative Mutual Funds Trust c/o U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee, Wisconsin 53202 September 13, 2011 VIA EDGAR TRANSMISSION Mr. Edward Bartz U.S. Securities and Exchange Commission Division of Investment Management 100 “F” Street, N.E. Washington, D.C. 20549 RE: HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST (the “Trust”) Securities Act Registration No: 333-8 |
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August 1, 2011 |
Hatteras Alternative Mutual Funds Trust c/o U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee, WI 53202 August 1, 2011 FILED VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 “F” Street, N.E. Washington, D.C. 20549 Re: Hatteras Alternative Mutual Funds Trust (the “Trust”) File Nos.: 333-86348 and 811-21079 Dear Sir or Madam: We are attaching f |
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July 31, 2009 |
[BLANK ROME LLP LETTERHEAD] Phone: (215) 569-5530 Fax: (215) 832-5530 Email: stokes@blankrome. |
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July 31, 2009 |
DEF 14A 1 aipdef14a.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of |
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July 31, 2009 |
July 31, 2009 Mr. John Ganley Securities and Exchange Commission Division of Investment Management 100 “F” Street, N.E. Washington, D.C. 20549 Re: AIP Alternative Strategies Funds (the “Trust”) Dear Mr. Ganley: On behalf of the Trust, this letter is in response to the comments of the staff (the “Staff”) of the Securities and Exchange Commission (the “Commission”) provided by telephone on July 23, |
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July 14, 2009 |
- PRELIMINARY INFORMATION STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Proxy Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: x Preliminary Information Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) o Definitive Information Statement AIP ALTERNATIVE STRATEGIE |
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July 14, 2009 |
Blank Rome LLP 405 Lexington Avenue New York, NY 10174 July 14, 2009 FILED VIA EDGAR U. |
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July 13, 2009 |
Blank Rome LLP 405 Lexington Avenue New York, NY 10174 July 13, 2009 FILED VIA EDGAR U. |
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July 13, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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October 3, 2005 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Shareholders and Trustees of Alpha Hedged Strategies Fund In planning and performing our audit of the financial statements of Alpha Hedged Strategies Fund (the ?Fund?) as of and for the year ended July 31, 2005, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Fund?s i |
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June 30, 2005 |
Quarterly Notice of Portfolio Holdings As filed with the Securities and Exchange Commission on June 30, 2005 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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June 30, 2005 |
I, Lee Schultheis, certify that: Certifications CERTIFICATION I, Lee Schultheis, certify that: 1. I have reviewed this report on Form N-Q of AIP Alternative Strategies Funds; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with re |
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March 31, 2005 |
AIP Alternative Strategies Funds Votes AIP Alternative Strategies Funds Attachment 77C Results of Special Meeting of Shareholders On September 27, 2004, a Special Meeting of Shareholders of the Alpha Hedged Strategies Fund, a series of AIP Alternative Strategies Funds (the “Fund”) was held at 701 Westchester Avenue, Suite 205-W, White Plains, New York 10604. |
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December 22, 2004 |
As filed with the Securities and Exchange Commission on December 22, 2004 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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December 22, 2004 |
I, Lee Schultheis, certify that: CERTIFICATION I, Lee Schultheis, certify that: 1. I have reviewed this report on Form N-Q of AIP Alternative Strategies Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the per |
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September 29, 2004 |
7. Subsequent Event The Investment Advisory Agreement with Alternative Investment Partners, LLC, (the "Adviser") terminated on August 2, 2004 due to the acquisition of an additional interest in the Adviser by Asset Alliance Corporation ("Asset Alliance"). Asset Alliance is a multi-faceted investment management firm specializing in alternative investment management and has owned a controlling inter |
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August 31, 2004 |
Alpha Hedged Strategies Fund c/o U.S. Bancorp Fund Services, LLC P.O. Box 701 Milwaukee, WI 53201-0701 (877) 569-2382 September 7, 2004 Dear Shareholder: We are writing to inform you of the upcoming special meeting of shareholders of the Alpha Hedged Strategies Fund (the "Fund") scheduled for September 27, 2004 (the "Special Meeting") to vote on a number of important proposals affecting the Fund: |
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August 17, 2004 |
Preliminary Proxy Statement SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 (Amendment No. |