Statistik Asas
| CIK | 1892322 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to HeartCore Enterprises, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
| August 29, 2025 |
Exhibit 10.61 FINDER’S AGREEMENT This FINDER’S AGREEMENT, dated as of May 23, 2025 (this “Agreement”) is entered into by and between HeartCore Enterprises Inc., a Delaware Corporation (NASDAQ: HTCR) (the “Company”) and Moody Capital Solutions, Inc. (the “Finder” or “Moody”). WHEREAS, the Finder has indicated that it has the ability to introduce the Company to one or more investors, businesses and/ |
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| August 29, 2025 |
As filed with the Securities and Exchange Commission on August 29, 2025 As filed with the Securities and Exchange Commission on August 29, 2025 Registration No. |
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| August 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 19, 2025 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commiss |
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| August 28, 2025 |
HeartCore Regains Compliance with Nasdaq Minimum Stockholders’ Equity Requirement Exhibit 99.1 HeartCore Regains Compliance with Nasdaq Minimum Stockholders’ Equity Requirement NEW YORK and TOKYO, August 28, 2025 (GLOBE NEWSWIRE) - HeartCore Enterprises, Inc. (Nasdaq: HTCR) (“HeartCore” or the “Company”), a leading enterprise software and consulting services company based in Tokyo, announced that on August 19, 2025, it had received written notice from the Listing Qualifications |
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| August 18, 2025 |
HeartCore’s Go IPO Client, rYojbaba Co., Ltd., Begins Trading on the Nasdaq Stock Market Exhibit 99.1 HeartCore’s Go IPO Client, rYojbaba Co., Ltd., Begins Trading on the Nasdaq Stock Market NEW YORK and TOKYO, August 18, 2025 (GLOBE NEWSWIRE) - HeartCore Enterprises, Inc. (Nasdaq: HTCR) (“HeartCore” or the “Company”), a leading enterprise software and consulting services company based in Tokyo, announced its Go IPO client, rYojbaba Co., Ltd. (“rYojbaba”), has successfully commenced t |
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| August 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 18, 2025 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commiss |
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| August 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 8, 2025 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commissi |
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| August 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 13, 2025 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commiss |
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| August 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from , 20, to , 20. Commission File Number 001-41272 HeartCore Ente |
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| August 13, 2025 |
HeartCore Reports Financial Results for Second Quarter and Six Months Ended June 30, 2025 Exhibit 99.1 HeartCore Reports Financial Results for Second Quarter and Six Months Ended June 30, 2025 NEW YORK and TOKYO, August 13, 2025 (GLOBE NEWSWIRE) – HeartCore Enterprises, Inc. (Nasdaq: HTCR) (“HeartCore” or the “Company”), a leading enterprise software and consulting services company based in Tokyo, reported financial results for the second quarter and six months ended June 30, 2025. Sec |
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| August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement HEARTCORE ENTERPRISES, INC. (Name of |
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| July 25, 2025 |
As filed with the Securities and Exchange Commission on July 24, 2025 As filed with the Securities and Exchange Commission on July 24, 2025 Registration No. |
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| July 25, 2025 |
Exhibit 107 CALCULATION OF FILING FEE TABLES Form S-1 (Form Type) HEARTCORE ENTERPRISES, INC. |
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| July 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☐ Definitive Information Statement HEARTCORE ENTERPRISES, INC. (Name of |
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| July 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 11, 2025 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commissio |
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| July 7, 2025 |
Exhibit 10.4 REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of June 30, 2025, by and between HeartCore Enterprises, Inc., a Delaware corporation (the “Company”), and CROM STRUCTURED OPPORTUNITIES FUND I, LP, a Delaware limited partnership (together with it permitted assigns, the “Investor”). Capitalized terms used herein and not otherwise defined herein sh |
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| July 7, 2025 |
Exhibit 3.1 Certificate of Designations of Preferences and Rights of Series A Convertible Preferred Stock Of HeartCore Enterprises, Inc. a Delaware corporation Pursuant to Section 151 of the General Corporation Law of the State of Delaware, HeartCore Enterprises, Inc. (the “Corporation”), a corporation organized and existing under the laws of the State of Delaware, does hereby file this Certificat |
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| July 7, 2025 |
Exhibit 10.1 EQUITY PURCHASE AGREEMENT This Equity Purchase Agreement is entered into as of June 30, 2025 (this “Agreement”), by and between HeartCore Enterprises, Inc., a Delaware corporation (the “Company”), and Crom Structured Opportunities Fund I, LP, a Delaware limited partnership (the “Investor”, and collectively with the Company, the “Parties”). WHEREAS, the Parties desire that, upon the te |
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| July 7, 2025 |
Exhibit 10.3 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is entered into and effective as of June 30, 2025 (the “Closing Date”), by and between HeartCore Enterprises, Inc., a Delaware corporation (the “Company”), and Crom Structured Opportunities Fund I, LP, a Delaware limited partnership (the “Purchaser”). RECITALS A. The parties desire that, upon the terms |
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| July 7, 2025 |
Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of June 30, 2025, by and between HeartCore Enterprises, Inc., a Delaware corporation (the “Company”), and CROM STRUCTURED OPPORTUNITIES FUND I, LP, a Delaware limited partnership (together with it permitted assigns, the “Investor”). Capitalized terms used herein and not otherwise defined herein sh |
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| July 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 30, 2025 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incor |
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| July 2, 2025 |
HeartCore Signs 16th Go IPO Contract Exhibit 99.1 HeartCore Signs 16th Go IPO Contract NEW YORK and TOKYO, July 2, 2025 (GLOBE NEWSWIRE) - HeartCore Enterprises, Inc. (Nasdaq: HTCR) (“HeartCore” or the “Company”), a leading enterprise software and IPO consulting services company based in Tokyo, announced that it has signed an agreement (“Consulting Agreement”) with Cipher Core Co., Ltd. (“Cipher Core”) for its 16th Go IPO consulting |
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| July 2, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 2, 2025 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commissio |
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| July 1, 2025 |
Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of June 30, 2025, by and between HeartCore Enterprises, Inc., a Delaware corporation (the “Company”), and CROM STRUCTURED OPPORTUNITIES FUND I, LP, a Delaware limited partnership (together with it permitted assigns, the “Investor”). Capitalized terms used herein and not otherwise defined herein sh |
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| July 1, 2025 |
Exhibit 10.3 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is entered into and effective as of June 30, 2025 (the “Closing Date”), by and between HeartCore Enterprises, Inc., a Delaware corporation (the “Company”), and Crom Structured Opportunities Fund I, LP, a Delaware limited partnership (the “Purchaser”). RECITALS A. The parties desire that, upon the terms |
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| July 1, 2025 |
Exhibit 3.1 Certificate of Designations of Preferences and Rights of Series A Convertible Preferred Stock Of HeartCore Enterprises, Inc. a Delaware corporation Pursuant to Section 151 of the General Corporation Law of the State of Delaware, HeartCore Enterprises, Inc. (the “Corporation”), a corporation organized and existing under the laws of the State of Delaware, does hereby file this Certificat |
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| July 1, 2025 |
Exhibit 10.4 REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of June 30, 2025, by and between HeartCore Enterprises, Inc., a Delaware corporation (the “Company”), and CROM STRUCTURED OPPORTUNITIES FUND I, LP, a Delaware limited partnership (together with it permitted assigns, the “Investor”). Capitalized terms used herein and not otherwise defined herein sh |
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| July 1, 2025 |
HeartCore Announces Strategic Financing to Support Software Business Growth Initiatives Exhibit 99.1 HeartCore Announces Strategic Financing to Support Software Business Growth Initiatives NEW YORK and TOKYO, July 1, 2025 (GLOBE NEWSWIRE) - HeartCore Enterprises, Inc. (Nasdaq: HTCR) (“HeartCore” or the “Company”), a leading enterprise software and data consulting services company based in Tokyo, announced it has entered into a Securities Purchase Agreement and Equity Purchase Agreeme |
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| July 1, 2025 |
Exhibit 10.1 EQUITY PURCHASE AGREEMENT This Equity Purchase Agreement is entered into as of June 30, 2025 (this “Agreement”), by and between HeartCore Enterprises, Inc., a Delaware corporation (the “Company”), and Crom Structured Opportunities Fund I, LP, a Delaware limited partnership (the “Investor”, and collectively with the Company, the “Parties”). WHEREAS, the Parties desire that, upon the te |
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| July 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 30, 2025 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commissio |
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| June 30, 2025 |
Exhibit 99.1 HeartCore Partners with Silver Egg Technology to Integrate New Recommendation Engine into its CMS Platform NEW YORK and TOKYO, June 25, 2025 (GLOBE NEWSWIRE) - HeartCore Enterprises, Inc. (Nasdaq: HTCR) (“HeartCore” or the “Company”), a leading enterprise software and data consulting services company based in Tokyo, has entered into an OEM sales agreement with Silver Egg Technology CO |
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| June 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 23, 2025 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commissi |
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| June 30, 2025 |
Exhibit 10.1 OEM Sales Agreement Silver Egg Technology CO.,Ltd. (hereinafter referred to as “Party A”) and HeartCore Co., Ltd. (hereinafter referred to as “Party B”) hereby enter into this OEM Sales Agreement (hereinafter referred to as “this Agreement”) regarding the OEM sale of Party A's Aigent service “Aigent Recommender” to Party B. Article 1 (Purpose and Scope of Application) 1. The purpose o |
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| June 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 30, 2025 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commissio |
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| June 3, 2025 |
HeartCore Signs 15th Go IPO Contract Exhibit 99.1 HeartCore Signs 15th Go IPO Contract NEW YORK and TOKYO, June 3, 2025 (GLOBE NEWSWIRE) - HeartCore Enterprises, Inc. (Nasdaq: HTCR) (“HeartCore” or the “Company”), a leading enterprise software and data consulting services company based in Tokyo, announced that it has signed an agreement (“Consulting Agreement”) with tmsuk Co. Ltd. (“tmsuk”) for its 15th Go IPO consulting service win. |
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| June 3, 2025 |
Exhibit 10.1 Consulting and Services Agreement Dated as of May 30, 2025 This Consulting and Services Agreement (“Agreement”) is made and entered into as of the date first set forth above (the “Effective Date”), by and between tmsuk Co.Ltd., a corporation registered at Kyoto, Japan (the “Company”) and HeartCore Enterprises, Inc., a Delaware corporation (“Consultant”). Each of the Company and Consul |
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| May 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 24, 2025 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commissio |
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| May 15, 2025 |
HeartCore Reports First Quarter 2025 Financial Results Exhibit 99.1 HeartCore Reports First Quarter 2025 Financial Results NEW YORK and TOKYO, May 15, 2025 (GLOBE NEWSWIRE) – HeartCore Enterprises, Inc. (Nasdaq: HTCR) (“HeartCore” or the “Company”), a leading enterprise software and consulting services company based in Tokyo, reported financial results for the first quarter ended March 31, 2025. First Quarter 2025 and Recent Operational & Financial Hi |
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| May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from , 20, to , 20. Commission File Number 001-41272 HeartCore Ent |
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| May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 15, 2025 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commissio |
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| May 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 6, 2025 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commission |
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| March 31, 2025 |
Code of Ethics and Business Conduct. Exhibit 14.1 HeartCore Enterprises, Inc. Code of Ethics and Business Conduct 1. Introduction. 1.1. The Board of Directors of HeartCore Enterprises, Inc. (the “Company”) has adopted this Code of Ethics and Business Conduct (the “Code”) in order to: (a) promote honest and ethical conduct, including the ethical handling of actual or apparent conflicts of interest; (b) promote full, fair, accurate, ti |
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| March 31, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 31, 2025 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commiss |
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| March 31, 2025 |
Exhibit 19.1 INSIDER TRADING POLICY HeartCore Enterprises, Inc. Company “insiders” are subject to individual responsibilities and restrictions in addition to the responsibilities and obligations of the company itself. An “insider” of a company is a person who is a director, officer, contractor, employee, advisor or consultant in possession of nonpublic material information regarding a company, as |
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| March 31, 2025 |
Exhibit 97.1 COMPENSATION RECOVERY POLICY Effective November 9, 2023 HeartCore Enterprises, Inc. (the “Company”) is committed to strong corporate governance. As part of this commitment, the Company’s Board of Directors (the “Board”) has adopted this Compensation Recovery Policy (the “Policy”). The Policy is intended to further the Company’s pay-for-performance philosophy and to comply with applica |
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| March 31, 2025 |
HeartCore Reports 2024 Financial Results Exhibit 99.1 HeartCore Reports 2024 Financial Results NEW YORK and TOKYO, March 31, 2025 (GLOBE NEWSWIRE) – HeartCore Enterprises, Inc. (Nasdaq: HTCR) (“HeartCore” or the “Company”), a leading enterprise software and consulting services company based in Tokyo, reported financial results for the year ended December 31, 2024. Recent Operational & Financial Highlights ● 2024 revenue increased 39% to |
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| March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from , 20 , to , 20. Commission File Number 001-41272 HeartCore Enterpr |
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| March 31, 2025 |
Exhibit 21.1 List of Subsidiaries of HeartCore Enterprises, Inc. Entity Name Place of Organization HeartCore Co., Ltd. Japan HeartCore Financial, Inc. USA HeartCore Financial, Inc., Japan Branch Japan Sigmaways, Inc. USA Sigmaways Technologies Ltd. Canada Sigmaways B.V. Netherlands HeartCore Luvina Vietnam Company Limited Vietnam |
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| March 19, 2025 |
CHARTER OF THE NOMINATING AND CORPORATE GOVERNANCE COMMITTEE OF Heartcore Enterprises, Inc. Exhibit 99.2 CHARTER OF THE NOMINATING AND CORPORATE GOVERNANCE COMMITTEE OF Heartcore Enterprises, Inc. Membership The Nominating and Corporate Governance Committee (the “Committee”) of the Board of Directors (the “Board”) of Heartcore Enterprises, Inc. (the “Company”) shall consist of three (3) or more directors. Each member of the Committee shall be independent in accordance with the provisions |
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| March 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 19, 2025 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commiss |
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| March 19, 2025 |
CHARTER OF THE COMPENSATION COMMITTEE OF Heartcore Enterprises, Inc. EX-99.1 2 ex99-1.htm Exhibit 99.1 CHARTER OF THE COMPENSATION COMMITTEE OF Heartcore Enterprises, Inc. Membership The Compensation Committee (the “Committee”) of the Board of Directors (the “Board”) of Heartcore Enterprises, Inc. (the “Company”) shall consist of three (3) or more directors. Each member of the Committee shall be independent in accordance with the provisions of Rule 10C-1(b)(1) unde |
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| November 15, 2024 |
Investor presentation to be delivered by management. Exhibit 99.1 |
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| November 15, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 15, 2024 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Comm |
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| November 14, 2024 |
Exhibit 99.1 HeartCore Reports Third Quarter 2024 Financial Results Q3 2024 Revenues Increased 281% to $17.9 Million Q3 2024 Net Income Increased 526% to $10.8 Million NEW YORK and TOKYO, November 14, 2024 (GLOBE NEWSWIRE) – HeartCore Enterprises, Inc. (Nasdaq: HTCR) (“HeartCore” or “the Company”), a leading enterprise software and consulting services company based in Tokyo, reported financial res |
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| November 14, 2024 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 14, 2024 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Comm |
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| November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from , 20, to , 20. Commission File Number 001-41272 HeartCore |
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| November 6, 2024 |
HeartCore Regains Compliance with Nasdaq Listing Requirements Exhibit 99.1 HeartCore Regains Compliance with Nasdaq Listing Requirements NEW YORK and TOKYO, November 5, 2024 (GLOBE NEWSWIRE) — HeartCore Enterprises, Inc. (Nasdaq: HTCR) (“HeartCore” or “the Company”), a leading enterprise software and data consulting services company based in Tokyo, announced today that it has received written notice from the Nasdaq Stock Market LLC that the Company demonstra |
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| November 6, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 5, 2024 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commi |
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| November 1, 2024 |
HeartCore Expands its CMS Platform Offering into a SaaS Delivery Model Exhibit 99.1 HeartCore Expands its CMS Platform Offering into a SaaS Delivery Model NEW YORK and TOKYO, Oct. 30, 2024 (GLOBE NEWSWIRE) — HeartCore Enterprises, Inc. (Nasdaq: HTCR) (“HeartCore” or “the Company”), a leading enterprise software and data consulting services company based in Tokyo, announced it has expanded its flagship CMS platform to include a Software as a Service (“SaaS”) model, in |
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| November 1, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 1, 2024 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commi |
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| November 1, 2024 |
Exhibit 99.2 Correction Notice of Press Release Announcing HeartCore’s Expansion of its CMS Platform Offering into a SaaS Delivery Model NEW YORK and TOKYO, November 1, 2024 (GLOBE NEWSWIRE) — HeartCore Enterprises, Inc. (Nasdaq: HTCR) (“HeartCore” or “the Company”), a leading enterprise software and data consulting services company based in Tokyo, announced a correction to a number in the second |
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| October 29, 2024 |
HeartCore to Appeal Nasdaq Delisting Notice Exhibit 99.1 HeartCore to Appeal Nasdaq Delisting Notice NEW YORK and TOKYO, October 29, 2024 (GLOBE NEWSWIRE) - HeartCore Enterprises, Inc. (Nasdaq: HTCR) (“HeartCore” or “the Company”), a leading enterprise software and data consulting services company based in Tokyo, announced that on October 22, 2024, the Company received written notice (the “October 2024 Nasdaq Notice”) from the Nasdaq Listin |
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| October 29, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 29, 2024 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commi |
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| October 28, 2024 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 22, 2024 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commi |
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| October 18, 2024 |
Exhibit 99.1 HeartCore Announces Preliminary Third Quarter 2024 Financial Results Q3 2024 Revenues Expected to Increase to Between $17 Million and $19 Million Q3 2024 Net Income Expected to Increase to Between $9 Million and $11 Million NEW YORK and TOKYO, October 18, 2024 (GLOBE NEWSWIRE) — HeartCore Enterprises, Inc. (Nasdaq: HTCR) (“HeartCore” or “the Company”), a leading enterprise software an |
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| October 18, 2024 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 18, 2024 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commi |
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| September 27, 2024 |
Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 27, 2024 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Com |
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| September 25, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 25, 2024 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Com |
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| September 25, 2024 |
Exhibit 99.1 HeartCore’s Go IPO Client, SBC Medical Group, Begins Trading on the Nasdaq Stock Exchange Company anticipates Q3 2024 revenue to be between $19 million-$23 million and net profit to be between $4 million-$8 million NEW YORK and TOKYO, September 25, 2024 (GLOBE NEWSWIRE) — HeartCore Enterprises, Inc. (Nasdaq: HTCR) (“HeartCore” or “the Company”), a leading enterprise software and data |
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| August 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| August 19, 2024 |
Investor presentation of the registrant dated August 2024. Exhibit 99.1 |
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| August 19, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 19, 2024 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commis |
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| August 14, 2024 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 14, 2024 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commis |
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| August 14, 2024 |
HeartCore Reports Second Quarter 2024 Financial Results Exhibit 99.1 HeartCore Reports Second Quarter 2024 Financial Results NEW YORK and TOKYO, August 14, 2024 (GLOBE NEWSWIRE) – HeartCore Enterprises, Inc. (Nasdaq: HTCR) (“HeartCore” or “the Company”), a leading enterprise software and consulting services company based in Tokyo, reported financial results for the second quarter ended June 30, 2024. Second Quarter 2024 and Recent Operational Highlight |
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| August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from , 20, to , 20. Commission File Number 001-41272 HeartCore Ente |
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| July 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| July 22, 2024 |
HeartCore to Authorize Second Dividend Payment Exhibit 99.1 HeartCore to Authorize Second Dividend Payment NEW YORK and TOKYO, July 22, 2024 (GLOBE NEWSWIRE) — HeartCore Enterprises, Inc. (Nasdaq: HTCR) (“HeartCore” or the “Company”), a leading enterprise software and consulting services company based in Tokyo, announced that it has authorized its second dividend payment in the amount of $0.02 per share of common stock, resulting in an aggrega |
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| July 22, 2024 |
Regulation FD Disclosure, Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 22, 2024 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commissi |
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| May 15, 2024 |
HeartCore Reports First Quarter 2024 Financial Results Exhibit 99.1 HeartCore Reports First Quarter 2024 Financial Results NEW YORK and TOKYO, May 14, 2024 (GLOBE NEWSWIRE) – HeartCore Enterprises, Inc. (Nasdaq: HTCR) (“HeartCore” or “the Company”), a leading enterprise software and consulting services company based in Tokyo, reported financial results for the first quarter ended March 31, 2024. First Quarter 2024 and Recent Operational Highlights ● S |
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| May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from , 20, to , 20. Commission File Number 001-41272 HeartCore Ent |
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| May 15, 2024 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 14, 2024 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commissio |
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| May 13, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 13, 2024 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commissio |
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| May 13, 2024 |
HeartCore Provides Update on March Go IPO Warrant Sale and Encouraging Outlook Exhibit 99.1 HeartCore Provides Update on March Go IPO Warrant Sale and Encouraging Outlook NEW YORK and TOKYO, May 13, 2024 (GLOBE NEWSWIRE) – HeartCore Enterprises, Inc. (Nasdaq: HTCR) (“HeartCore” or the “Company”), a leading enterprise software and consulting services company based in Tokyo, announced updates around the previously announced sale of a Go IPO warrant. In March 2024, HeartCore an |
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| April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 24, 2024 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commiss |
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| April 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 15, 2024 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commiss |
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| April 15, 2024 |
HeartCore Signs 14th Go IPO Contract Exhibit 99.1 HeartCore Signs 14th Go IPO Contract NEW YORK and TOKYO, April 15, 2024 (GLOBE NEWSWIRE) — HeartCore Enterprises, Inc. (Nasdaq: HTCR) (“HeartCore” or the “Company”), a leading enterprise software and consulting services company based in Tokyo, announced that it has signed an agreement (“Consulting Agreement”) with Koei Shoji Co., Ltd. (“Koei Shoji”) for its 14th Go IPO consulting serv |
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| April 9, 2024 |
Exhibit 10.45 Amendment No. 1 to Executive Employment Agreement This Amendment No. 1 to Executive Employment Agreement (this “Amendment”) is made and entered into as of this 10th day of January, 2023 (the “Amendment Date”), by and between HeartCore Enterprises, Inc., a Delaware corporation (the “Company”) and Keisuke Kuno (the “Executive”). The Company and Executive may be referred to herein indiv |
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| April 9, 2024 |
Exhibit 10.54 HeartCore Enterprises, Inc. Director Agreement (Director Name: Ms. Heather Marie Neville) Dated as of June 1, 2023 This Director Agreement (this “Agreement”), dated and made effective as of the date first set forth above (the “Effective Date”), is entered into by and between HeartCore Enterprises, Inc., a Delaware corporation (“Company”), and Ms. Heather Marie Neville (“Director”). T |
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| April 9, 2024 |
Exhibit 10.44 Amendment No. 1 to Executive Employment Agreement This Amendment No. 1 to Executive Employment Agreement (this “Amendment”) is made and entered into as of this 10th day of January, 2023 (the “Amendment Date”), by and between HeartCore Enterprises, Inc., a Delaware corporation (the “Company”) and Hidekazu Miyata (the “Executive”). The Company and Executive may be referred to herein in |
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| April 9, 2024 |
Exhibit 10.47 Amendment No. 1 to Executive Employment Agreement This Amendment No. 1 to Executive Employment Agreement (this “Amendment”) is made and entered into as of this 10th day of January, 2023 (the “Amendment Date”), by and between HeartCore Enterprises, Inc., a Delaware corporation (the “Company”) and Qizhi Gao (the “Executive”). The Company and Executive may be referred to herein individu |
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| April 9, 2024 |
Exhibit 21.1 List of Subsidiaries of HeartCore Enterprises, Inc. Entity Name Place of Organization HeartCore Co., Ltd. Japan HeartCore Capital Advisors, Inc. Japan HeartCore Financial, Inc. USA Sigmaways, Inc. USA Sigmaways Technologies Ltd. Canada Sigmaways B.V. Netherlands HeartCore Luvina Vietnam Company Limited Vietnam |
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| April 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from , 20 , to , 20. Commission File Number 001-41272 HeartCore Enterpr |
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| April 9, 2024 |
Exhibit 10.46 Amendment No. 1 to Executive Employment Agreement This Amendment No. 1 to Executive Employment Agreement (this “Amendment”) is made and entered into as of this 10th day of January, 2023 (the “Amendment Date”), by and between HeartCore Enterprises, Inc., a Delaware corporation (the “Company”) and Kimio Hosaka (the “Executive”). The Company and Executive may be referred to herein indiv |
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| April 8, 2024 |
HeartCore Reports Full Year 2023 Results and Provides Strategic Priorities for 2024 Exhibit 99.1 HeartCore Reports Full Year 2023 Results and Provides Strategic Priorities for 2024 NEW YORK and TOKYO, April 8, 2024 (GLOBE NEWSWIRE) – HeartCore Enterprises, Inc. (Nasdaq: HTCR) (“HeartCore” or “the Company”), a leading enterprise software and consulting services company based in Tokyo, reported financial results for the fourth quarter and full year ended December 31, 2023 and outli |
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| April 8, 2024 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 8, 2024 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commissi |
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| April 1, 2024 |
HeartCore to Authorize a Dividend Payment Exhibit 99.1 HeartCore to Authorize a Dividend Payment NEW YORK and TOKYO, April 1 2024 (GLOBE NEWSWIRE) — HeartCore Enterprises, Inc. (Nasdaq: HTCR) (“HeartCore” or the “Company”), a leading enterprise software and consulting services company based in Tokyo, announced that it has authorized a dividend payment in the amount of $0.02 per share of Common Stock, resulting in an aggregate $417,283 in |
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| April 1, 2024 |
HEARTCORE ENTERPRISES, INC. (Name of Registrant as Specified in Charter) UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0058 Washington, D. |
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| April 1, 2024 |
Regulation FD Disclosure, Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 1, 2024 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction (Commission (IRS Employer of |
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| March 18, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 18, 2024 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commiss |
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| March 18, 2024 |
HeartCore Signs 13th Go IPO Contract Exhibit 99.1 HeartCore Signs 13th Go IPO Contract NEW YORK and TOKYO, March 18, 2024 (GLOBE NEWSWIRE) — HeartCore Enterprises, Inc. (Nasdaq: HTCR) (“HeartCore” or the “Company”), a leading enterprise software and consulting services company based in Tokyo, announced that it has signed an agreement (“Consulting Agreement”) with PharmaBio Corporation (“PharmaBio”) for its 13th Go IPO consulting serv |
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| February 29, 2024 |
Common Stock Purchase Warrant, dated February 23, 2024, issued by Jyo Co., Ltd. to the registrant. Exhibit 10.2 EITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| February 29, 2024 |
Service Agreement, dated as of February 23, 2024, by and between the registrant and Jyo Co., Ltd. Exhibit 10.1 SERVICE AGREEMENT Dated as of February 23, 2024 This Service Agreement (“Agreement”) is made and entered into as of the date first set forth above (the “Effective Date”), by and between Jyo Co., Ltd., a Japanese Corporation (the “Company”) and HeartCore Enterprises, Inc., a Delaware corporation (“PMO”). Each of the Company and PMO may be referred to herein individually as a “Party” an |
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| February 29, 2024 |
HeartCore Signs 12th Go IPO Contract Exhibit 99.1 HeartCore Signs 12th Go IPO Contract NEW YORK and TOKYO, February 29, 2024 (GLOBE NEWSWIRE) — HeartCore Enterprises, Inc. (Nasdaq: HTCR) (“HeartCore” or the “Company”), a leading enterprise software and consulting services company based in Tokyo, announced that it has signed an agreement (“Consulting Agreement”) with Jyo Co., Ltd. (“Jyo”) for its 12th Go IPO consulting service win. “I |
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| February 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 23, 2024 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Comm |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from , 20, to , 20. Commission File Number 001-41272 HeartCore |
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| November 13, 2023 |
HeartCore Reports Third Quarter 2023 Financial Results Exhibit 99.1 HeartCore Reports Third Quarter 2023 Financial Results NEW YORK and TOKYO, November 13, 2023 (GLOBE NEWSWIRE) — HeartCore Enterprises, Inc. (Nasdaq: HTCR) (“HeartCore” or “the Company”), a leading enterprise software and consulting services company based in Tokyo, reported financial results for the third quarter ended September 30, 2023. Third Quarter 2023 and Recent Operational Highl |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 13, 2023 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Comm |
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| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 1, 2023 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commi |
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| October 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 26, 2023 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commi |
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| October 23, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 23, 2023 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commi |
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| October 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K/A (Amendment No. 1) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K/A (Amendment No. 1) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from , 20 , to , 20. Commission File Number 001-412 |
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| October 23, 2023 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-270503 SUPPLEMENT NO. 1 TO PROSPECTUS SUPPLEMENT DATED MAY 31, 2023 (To Prospectus Supplement dated May 31, 2023 to Prospectus dated April 12, 2023) HEARTCORE ENTERPRISES, INC. This Supplement No. 1 to Prospectus Supplement (this “Supplement No. 1”) amends and supplements the information in the prospectus supplement (including the prospectus co |
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| October 23, 2023 |
Exhibit 4.1 DESCRIPTION OF SECURITIES The following description of the capital stock of HeartCore Enterprises, Inc. (the “Company”) is based upon the Company’s certificate of incorporation, the Company’s bylaws and applicable provisions of law, in each case as currently in effect. This discussion does not purport to be complete and is qualified in its entirety by reference to the Company’s certifi |
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| October 23, 2023 |
Exhibit 10.1 AT THE MARKET OFFERING AGREEMENT October 23, 2023 H.C. Wainwright & Co., LLC 430 Park Avenue, 3rd Floor New York, New York 10022 Ladies and Gentlemen: HeartCore Enterprises, Inc., a corporation organized under the laws of Delaware (the “Company”), confirms its agreement (this “Agreement”) with H.C. Wainwright & Co., LLC (the “Manager”) as follows: 1. Definitions. The terms that follow |
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| October 23, 2023 |
HEARTCORE ENTERPRISES, INC. Up to $1,988,229 of Shares of Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-270503 PROSPECTUS SUPPLEMENT (To Prospectus dated April 12, 2023) HEARTCORE ENTERPRISES, INC. Up to $1,988,229 of Shares of Common Stock We have entered into an At-The-Market Offering Agreement for an at-the-market offering (the “ATM Agreement”) with H.C. Wainwright & Co., LLC, as sales agent (“Wainwright”), dated as of October 23, 2023 relatin |
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| October 12, 2023 |
Termination of a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 11, 2023 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commi |
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| October 10, 2023 |
HeartCore’s CMS Platform Awarded Top Market Share in Japan for Eight Consecutive Years Exhibit 99.1 HeartCore’s CMS Platform Awarded Top Market Share in Japan for Eight Consecutive Years NEW YORK and TOKYO, October 9, 2023 (GLOBE NEWSWIRE) — HeartCore Enterprises, Inc. (Nasdaq: HTCR) (“HeartCore” or the “Company”), a leading enterprise software and consulting services company based in Tokyo, announced its Content Management System (“CMS”) platform was awarded as the top market share |
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| October 10, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 9, 2023 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commis |
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| October 5, 2023 |
Exhibit 10.2 HeartCore Enterprises, Inc. Independent Director Agreement (Director Name: Mr. Koji Sato) Dated as of September 29, 2023 This Independent Director Agreement (this “Agreement”), dated and made effective as of the date first set forth above (the “Effective Date”), is entered into by and between HeartCore Enterprises, Inc., a Delaware Corporation (“Company”), and Mr. Koji Sato (“Director |
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| October 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 29, 2023 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Com |
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| October 5, 2023 |
Exhibit 10.1 HeartCore Enterprises, Inc. Indemnification Agreement [Koji Sato] Dated as of September 29, 2023 This Indemnification Agreement (the “Agreement”) dated as of the date first set forth above (the “Effective Date”) is entered into by and between HeartCore Enterprises, Inc., a Delaware corporation (the “Company”) and Koji Sato (the “Indemnitee”). The Company and Indemnitee may collective |
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| October 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 2, 2023 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commis |
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| October 3, 2023 |
HeartCore Signs Eleventh Go IPO Contract Exhibit 99.1 HeartCore Signs Eleventh Go IPO Contract NEW YORK and TOKYO, October 3, 2023 (GLOBE NEWSWIRE) — HeartCore Enterprises, Inc. (Nasdaq: HTCR) (“HeartCore” or the “Company”), a leading enterprise software and consulting services company based in Tokyo, announced that it has signed an agreement (“Consulting Agreement”) with GATES GROUP Inc. (“GATES GROUP”) for its eleventh Go IPO consultin |
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| October 3, 2023 |
Exhibit 10.2 EITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| October 3, 2023 |
Exhibit 10.1 SERVICE AGREEMENT Dated as of October 2, 2023 This Service Agreement (“Agreement”) is made and entered into as of the date first set forth above (the “Effective Date”), by and between GATES GROUP Inc., a Japanese Corporation (the “Company”) and HeartCore Enterprises, Inc., a Delaware corporation (“PMO”). Each of the Company and PMO may be referred to herein individually as a “Party” a |
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| October 2, 2023 |
Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 29, 2023 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Com |
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| September 15, 2023 |
Investor presentation of the registrant. Exhibit 99.1 |
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| September 15, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 11, 2023 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Com |
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| September 13, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 13, 2023 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Com |
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| September 13, 2023 |
Exhibit 99.1 HeartCore Enterprises Announces Expansion of Sales and Marketing Teams HeartCore Hires U.S.-based Sabatini Sales Team NEW YORK and TOKYO, September 13, 2023 (GLOBE NEWSWIRE) — HeartCore Enterprises, Inc. (Nasdaq: HTCR) (“HeartCore” or the “Company”), a leading enterprise software and consulting services company based in Tokyo, announced that it has hired the New York-based sales team |
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| September 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 1, 2023 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Comm |
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| September 11, 2023 |
Exhibit 10.2 THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR (B) AN OPI |
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| September 11, 2023 |
Promissory Note, dated September 1, 2023, issued by Lucca Unlimited LLC in favor of Sigmaways, Inc. Exhibit 10.3 THE SECURITIES REPRESENTED BY THIS PROMISSORY NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND HAVE BEEN ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR IN CONNECTION WITH, THE SALE OR DISPOSITION THEREOF. NO SUCH SALE OR DISPOSITION MAY BE AFFECTED WITHOUT AN EFFECTIVE REGISTRATION STATEMENT RELATED THERETO OR AN OPINION OF COUNSEL IN A FORM SATISFAC |
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| September 11, 2023 |
Exhibit 10.1 Loan and Note Purchase Agreement By and Among HeartCore Enterprises, Inc. And Sigmaways, Inc. Table of Contents Article I. Definitions and Interpretation 1 Section 1.01 Definitions. 1 Section 1.02 Interpretive Provisions. 3 Article II. Loan; Purchase and Sale of Note 3 Section 2.01 Loan; Exchange Agreement. 3 Section 2.02 Deliverables at Closing. 3 Section 2.03 Closing. 3 Article III. |
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| August 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| August 14, 2023 |
HeartCore Reports Second Quarter 2023 Financial Results Exhibit 99.1 HeartCore Reports Second Quarter 2023 Financial Results NEW YORK and TOKYO, August 14, 2023 (GLOBE NEWSWIRE) — HeartCore Enterprises, Inc. (Nasdaq: HTCR) (“HeartCore” or “the Company”), a leading software development company offering Customer Experience Management Platform (“CXM Platform”) and Digital Transformation (“DX”), reported financial results for the second quarter ended June |
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| August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from , 20, to , 20. Commission File Number 001-41272 HeartCore Ente |
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| August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 14, 2023 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commis |
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| June 5, 2023 |
Exhibit 10.1 HeartCore Enterprises, Inc. Director Agreement (Director Name: Ms. Heather Marie Neville) Dated as of June 1, 2023 This Director Agreement (this “Agreement”), dated and made effective as of the date first set forth above (the “Effective Date”), is entered into by and between HeartCore Enterprises, Inc., a Delaware corporation (“Company”), and Ms. Heather Marie Neville (“Director”). Th |
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| June 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 31, 2023 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commissio |
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| June 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 30, 2023 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commissio |
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| May 31, 2023 |
HEARTCORE ENTERPRISES, INC. Shares of Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-270503 PROSPECTUS SUPPLEMENT (To Prospectus dated April 12, 2023) HEARTCORE ENTERPRISES, INC. $4,205,067 Shares of Common Stock We have entered into a Sales Agreement for an at-the-market offering (the “Sales Agreement”) with Sutter Securities, Inc. (“Sales Agent” or “Sutter”) dated as of May 29, 2023 relating to the offer and sale of shares of |
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| May 31, 2023 |
EX-10.1 2 ex10-1.htm Exhibit 10.1 HEARTCORE ENTERPRISES, INC. COMMON STOCK SALES AGREEMENT May 29, 2023 Sutter Securities, Inc. 6 Venture, Suite 395 Irvine, CA 92618 Ladies and Gentlemen: HeartCore Enterprises, Inc., a Delaware corporation (the “Company”), proposes to issue and sell through Sutter Securities, Inc. (the “Sales Agent”), as sales agent, common stock of the Company, par value $0.0001 |
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| May 31, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 29, 2023 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commissio |
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| May 22, 2023 |
Exhibit 99.1 HeartCore Reports Strong First Quarter 2023 Financial Results -Company’s Q1 2023 Revenue Nearly Exceeds its Full Year 2022 Revenue -Company’s Q1 2023 Net Income Exceeds its Full Year 2022 Net Income NEW YORK, NY and TOKYO, JAPAN – May 22, 2023 – HeartCore Enterprises, Inc. (“HeartCore” or “the Company”), a leading software development company offering Customer Experience Management Pl |
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| May 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from , 20, to , 20. Commission File Number 001-41272 HeartCore Ent |
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| May 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 22, 2023 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commissio |
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| May 15, 2023 |
HEARTCORE ENTERPRISES, INC. (Name of Registrant as Specified in Charter) UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0058 Washington, D. |
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| May 8, 2023 |
Exhibit 10.2 THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR (B) AN OPI |
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| May 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 2, 2023 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commission |
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| May 8, 2023 |
EX-10.1 2 ex10-1.htm Exhibit 10.1 Note Purchase Agreement By and Among HeartCore Enterprises, Inc. And ZEROSPO Table of Contents Article I. Definitions and Interpretation 1 Section 1.01 Definitions. 1 Section 1.02 Interpretive Provisions. 2 Article II. Purchase and Sale 3 Section 2.01 Purchase and Sale. 3 Section 2.02 Deliverables at Closing. 3 Section 2.03 Closing. 3 Article III. Representations |
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| April 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 2) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 1, 2023 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of i |
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| April 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 4, 2023 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commissi |
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| April 12, 2023 |
Exhibit 10.1 CONSULTING AND SERVICES AGREEMENT Dated as of April 4, 2023 This Consulting and Services Agreement (“Agreement”) is made and entered into as of the date first set forth above (the “Effective Date”), by and between rYojbaba Inc., a Japanese corporation (the “Company”) and HeartCore Enterprises, Inc., a Delaware corporation (“Consultant”). Each of the Company and Consultant may be refer |
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| April 12, 2023 |
HeartCore Signs Tenth Go IPO Contract Exhibit 99.1 HeartCore Signs Tenth Go IPO Contract NEW YORK, NY and TOKYO, JAPAN – April 11, 2023 – HeartCore Enterprises, Inc. (Nasdaq: HTCR) (“HeartCore” or “the Company”), a leading software development company offering Customer Experience Management Platform (“CXM Platform”) and Digital Transformation (“DX”), announced that it has signed an agreement (“Consulting Agreement”) with rYojbaba Inc. |
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| April 12, 2023 |
Common Stock Purchase Warrant, dated April 4, 2023, issued by rYojbaba Inc. to the registrant. Exhibit 10.2 EITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| April 11, 2023 |
HeartCore Enterprises, Inc. 1-2-33, Higashigotanda, Shinagawa-ku Tokyo, Japan April 11, 2023 HeartCore Enterprises, Inc. 1-2-33, Higashigotanda, Shinagawa-ku Tokyo, Japan +81-3-6409-6966 April 11, 2023 Mr. Austin Pattan Office of Technology Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 RE: HeartCore Enterprises, Inc. (the “Company”) Registration Statement on Form S-3 File No. 333-270503 Dear Mr. Pattan: The Company hereby reques |
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| April 7, 2023 |
As filed with the Securities and Exchange Commission on April 7, 2023 As filed with the Securities and Exchange Commission on April 7, 2023 Registration No. |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from , 20 , to , 20. Commission File Number 001-41272 HeartCore Enterpr |
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| March 31, 2023 |
Exhibit 21.1 List of Subsidiaries of HeartCore Enterprises, Inc. Entity Name Place of Organization HeartCore Co., Ltd. Japan HeartCore Capital Advisors, Inc. Japan HeartCore Financial, Inc. USA Sigmaways, Inc. USA |
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| March 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 30, 2023 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commiss |
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| March 30, 2023 |
HeartCore Reports Fourth Quarter and Full Year 2022 Financial Results EX-99.1 2 ex99-1.htm Exhibit 99.1 HeartCore Reports Fourth Quarter and Full Year 2022 Financial Results NEW YORK, NY and TOKYO, JAPAN – March 30, 2023 – HeartCore Enterprises, Inc. (“HeartCore” or “the Company”), a leading software development company offering Customer Experience Management Platform (“CXM Platform”) and Digital Transformation (“DX”), reported financial results for the fourth quart |
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| March 28, 2023 |
Exhibit 10.1 Warrant Exchange and Termination Agreement Dated as of March 22, 2023 This Warrant Exchange and Termination Agreement (this “Exchange Agreement”) is entered into as of the date set forth above (the “Closing Date”) by and between Prakash Sadasivam (the “Holder”) and HeartCore Enterprises, Inc., a Delaware corporation (the “Company”). The Holder and the Company may be referred to herein |
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| March 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 22, 2023 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commiss |
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| March 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 13, 2023 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commiss |
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| March 16, 2023 |
Exhibit 10.4 EITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| March 16, 2023 |
Exhibit 10.3 CONSULTING AND SERVICES AGREEMENT Dated as of March 13, 2023 This Consulting and Services Agreement (“Agreement”) is made and entered into as of the date first set forth above (the “Effective Date”), by and between ICheck Co., Ltd., a Japanese corporation (the “Company”) and HeartCore Enterprises, Inc., a Delaware corporation (“Consultant”). Each of the Company and Consultant may be r |
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| March 16, 2023 |
Exhibit 99.1 HeartCore Provides Strong Go IPO Updates -Company Expects to Receive Approximately $32.4 Million in Warrants of Previously Announced Go IPO Client, SBC Medical Group Holdings -HeartCore Signs Eighth and Ninth Go IPO Clients - Libera Gaming Operations and ICheck Co. NEW YORK, NY and TOKYO, JAPAN – March 16, 2023 – HeartCore Enterprises, Inc. (“HeartCore” or the “Company”), a leading so |
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| March 16, 2023 |
Exhibit 10.1 CONSULTING AND SERVICES AGREEMENT Dated as of March 13, 2022 This Consulting and Services Agreement (“Agreement”) is made and entered into as of the date first set forth above (the “Effective Date”), by and between Libera Gaming Operations, Inc., a Japanese corporation (the “Company”) and HeartCore Enterprises, Inc., a Delaware corporation (“Consultant”). Each of the Company and Consu |
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| March 16, 2023 |
Exhibit 10.2 EITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| March 14, 2023 |
Exhibit 107 CALCULATION OF FILING FEE TABLE Form S-8 (Form Type) HeartCore Enterprises, Inc. |
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| March 14, 2023 |
Exhibit 99.1 HeartCore Enterprises, Inc. 2021 Equity Incentive Plan Table of Contents Article I. Purposes and Definitions 1 Section 1.01 Purposes of this Plan; Structure. 1 Section 1.02 Definitions. 1 Section 1.03 Additional Interpretations. 7 Article II. Stock Subject to this Plan; Administration. 7 Section 2.01 Stock Subject to this Plan. 7 Section 2.02 Administration of this Plan. 8 Section 2.0 |
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| March 14, 2023 |
As filed with the Securities and Exchange Commission on March 14, 2023 As filed with the Securities and Exchange Commission on March 14, 2023 Registration No. |
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| March 13, 2023 |
Exhibit 10.21 Amendment No. 1 to Share Exchange and Purchase Agreement Dated as of December 23, 2022 This Amendment No. 1 to Share Exchange and Purchase Agreement, (this “Amendment”) is entered into as of the date first set forth above (the “Amendment Date”), by and among (i) HeartCore Enterprises, Inc., a Delaware corporation (“HeartCore”); (ii) Sigmaways, Inc., a California corporation (“Sigmawa |
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| March 13, 2023 |
EXHIBIT 4.2 HEARTCORE ENTERPRISES, INC. as the Company and as Trustee Senior Indenture Dated as of , 20 TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS AND INCORPORATION BY REFERENCE 4 Section 1.01. Definitions 4 Section 1.02. Other Definitions 8 Section 1.03. Incorporation by Reference of Trust Indenture Act 8 Section 1.04. Rules of Construction 8 ARTICLE 2 THE SECURITIES 9 Section 2.01. Form and Da |
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| March 13, 2023 |
Form of Subordinated Indenture EXHIBIT 4.4 HEARTCORE ENTERPRISES, INC. as the Company and as Trustee Subordinated Indenture Dated as of , 20 TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS AND INCORPORATION BY REFERENCE Section 1.01. Definitions 5 Section 1.02. Other Definitions 9 Section 1.03. Incorporation by Reference of Trust Indenture Act 9 Section 1.04. Rules of Construction 9 ARTICLE 2 THE SECURITIES Section 2.01. Form and |
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| March 13, 2023 |
Power of Attorney (included on the signature page of this Registration Statement on Form S-3). As filed with the Securities and Exchange Commission on March 13, 2023 Registration No. |
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| March 13, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) HeartCore Enterprises, Inc. |
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| February 10, 2023 |
EX-10.4 2 ex10-4.htm Exhibit 10.4 Addendum to Share Exchange and Purchase Agreement Dated as of February 8, 2023 This Addendum to Share Exchange and Purchase Agreement, (this “Addendum”) is entered into as of the date first set forth above (the “Addendum Date”), by and among (i) HeartCore Enterprises, Inc., a Delaware corporation (“HeartCore”); (ii) Sigmaways, Inc., a California corporation (“Sigm |
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| February 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 1, 2023 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of i |
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| February 10, 2023 |
Exhibit 10.5 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
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| February 7, 2023 |
HeartCore Completes Acquisition of Sigmaways EX-99.1 2 ex99-1.htm Exhibit 99.1 HeartCore Completes Acquisition of Sigmaways NEW YORK, NY and TOKYO, JAPAN – February 7, 2023 – HeartCore Enterprises, Inc. (“HeartCore” or the “Company”), a leading software development company, has completed the previously announced agreement to acquire a 51% majority stake in privately-held Sigmaways, Inc. (“Sigmaways”), a software engineering service provider |
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| February 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 7, 2023 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commi |
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| February 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 1, 2023 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commi |
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| February 6, 2023 |
Exhibit 10.1 Amendment No. 2 to Share Exchange and Purchase Agreement Dated as of February 1, 2023 This Amendment No. 1 to Share Exchange and Purchase Agreement, (this “Amendment”) is entered into as of the date first set forth above (the “Amendment Date”), by and among (i) HeartCore Enterprises, Inc., a Delaware corporation (“HeartCore”); (ii) Sigmaways, Inc., a California corporation (“Sigmaways |
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| February 6, 2023 |
EX-10.2 3 ex10-2.htm Exhibit 10.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT T |
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| February 6, 2023 |
Exhibit 10.3 HeartCore Enterprises, Inc. Employment Agreement Dated as of February 1, 2023 This Employment Agreement (the “Agreement”) dated as of the date first set forth above (the “Effective Date”) is entered into by and between HeartCore Enterprises, Inc., a Delaware corporation (the “Company”) and Prakash Sadasivam (the “Executive”). The Company and Executive may collective be referred to as |
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| January 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 10, 2023 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commi |
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| January 17, 2023 |
EX-10.2 3 ex10-2.htm Exhibit 10.2 EITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO |
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| January 17, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 11, 2023 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commi |
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| January 17, 2023 |
Exhibit 10.1 CONSULTING AND SERVICES AGREEMENT Dated as of January 11, 2023 This Consulting and Services Agreement (“Agreement”) is made and entered into as of the date first set forth above (the “Effective Date”), by and between kk.BloomZ, a Japanese corporation (the “Company”) and HeartCore Enterprises, Inc., a Delaware corporation (“Consultant”). Each of the Company and Consultant may be referr |
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| January 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 12, 2023 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commi |
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| January 12, 2023 |
Exhibit 99.1 HeartCore CMS Introduced as the Centralized Managed Platform for Approximately 100 Websites for Subaru Group NEW YORK, NY and TOKYO, JAPAN – January 12, 2023 – HeartCore Enterprises, Inc. (“HeartCore” or the “Company”), a leading software development company, announced that HeartCore CMS, the Contents Management system provided by HeartCore, has been introduced by Subaru Group (“Subar |
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| December 20, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 20, 2022 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Comm |
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| December 20, 2022 |
HeartCore Partners with Spirit Advisors to Expand Go IPO Consultation Service Exhibit 99.1 HeartCore Partners with Spirit Advisors to Expand Go IPO Consultation Service NEW YORK, NY and TOKYO, JAPAN ? December 20, 2022 ? HeartCore Enterprises, Inc. (?HeartCore? or the ?Company?), a leading software development company, has partnered with Spirit Advisors LLC (?Spirit?), a boutique advisory firm that bridges Japanese companies with U.S. capital markets, to augment HeartCore?s |
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| November 23, 2022 |
EX-10.2 3 ex10-2.htm Exhibit 10.2 AMENDMENT NO. 2 TO CONSULTING AND SERVICES AGREEMENT Dated as of November 15, 2022 This Amendment No. 2 to Consulting and Services Agreement (this “Amendment No. 2”) is made and entered into as of the date first set forth above (the “Amendment Date”), by and between SYLA Technologies Co., Ltd., a Japanese corporation (the “Company”) and HeartCore Enterprises, Inc. |
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| November 23, 2022 |
Exhibit 10.1 9TH STOCK ACQUISITION RIGHTS ALLOTMENT AGREEMENT Heartcore Enterprises Inc. (the “Holder”) and SYLA Technologies Co., Ltd. (the “Issuer”) enter into this STOCK ACQUISITION RIGHTS ALLOTMENT AGREEMENT (this “Agreement”) as of November 9, 2022 (the “Signing Date”) concerning allotment of stock acquisition rights by the Issuer to the Holder as follows: Article 1 Allotment of Stock Acquisi |
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| November 23, 2022 |
EX-10.4 5 ex10-4.htm Exhibit 10.4 EITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO |
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| November 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 9, 2022 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commi |
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| November 23, 2022 |
HeartCore Signs Fifth Go IPO Agreement with SBC Medical Group Exhibit 99.1 HeartCore Signs Fifth Go IPO Agreement with SBC Medical Group NEW YORK, NY and TOKYO, JAPAN ? November 23, 2022 ? HeartCore Enterprises, Inc. (?HeartCore? or the ?Company?), a leading software development company, announced that it has signed an agreement (?Consulting Agreement?) with SBC Medical Group, Inc. (?SBC Medical?), for its fifth Go IPO consulting service within an eight-mont |
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| November 23, 2022 |
Exhibit 10.3 CONSULTING AND SERVICES AGREEMENT Dated as of November 18, 2022 This Consulting and Services Agreement (?Agreement?) is made and entered into as of the date first set forth above (the ?Effective Date?), by and between SBC Medical Group, Inc., a Japanese Corporation (the ?Company?) and HeartCore Enterprises, Inc., a Delaware corporation (?Consultant?). Each of the Company and Consultan |
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| November 18, 2022 |
HeartCore Reports Third Quarter 2022 Financial Results EX-99.1 2 ex99-1.htm Exhibit 99.1 HeartCore Reports Third Quarter 2022 Financial Results NEW YORK, NY and TOKYO, JAPAN – November 14, 2022 – HeartCore Enterprises, Inc. (“HeartCore” or “the Company”), a leading software development company, today reported financial results for the third quarter ended September 30, 2022. Third Quarter 2022 and Recent Operational Highlights ● Grew total number of gl |
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| November 18, 2022 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 14, 2022 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Comm |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from , 20, to , 20. Commission File Number 001-41272 HeartCore |
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| November 4, 2022 |
Exhibit 10.1 Amendment No. 1 to Executive Employment Agreement This Amendment No. 1 to Executive Employment Agreement (this ?Amendment?) is made and entered into as of this 28th day of October, 2022 (the ?Amendment Date?), by and between HeartCore Enterprises, Inc., a Delaware corporation (the ?Company?) and Sumitaka Yamamoto (the ?Executive?). The Company and Executive may be referred to herein i |
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| November 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 28, 2022 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commi |
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| November 2, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 2, 2022 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commi |
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| November 2, 2022 |
HeartCore Signs Fourth Go IPO Agreement with Metros Development Co. EX-99.1 2 ex99-1.htm Exhibit 99.1 HeartCore Signs Fourth Go IPO Agreement with Metros Development Co. NEW YORK, NY and TOKYO, JAPAN – November 2, 2022 – HeartCore Enterprises, Inc., (“HeartCore” or the “Company”), a leading software development company, announced that it has signed an agreement with Metros Development Co., Ltd. (“Metros Development”), a Japanese corporation, for its Go IPO consult |
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| October 26, 2022 |
Exhibit 10.5 Termination of Consulting and Services Agreement and Warrant Dated as of October 26, 2022 This Termination of Consulting and Services Agreement and Warrant (this ?Termination?) is made and entered into as of the date first set forth above (the ?Termination Date?), by and between Metros Development Co., Ltd., a Japanese corporation (the ?Company?) and HeartCore Inc., a Japanese corpora |
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| October 26, 2022 |
EX-10.4 5 ex10-4.htm Exhibit 10.4 EITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO |
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| October 26, 2022 |
EX-10.3 4 ex10-3.htm Exhibit 10.3 CONSULTING AND SERVICES AGREEMENT Dated as October 20, 2022 This Consulting and Services Agreement (“Agreement”) is made and entered into as of the date first set forth above (the “Effective Date”), by and between Metros Development Co., Ltd., a Japanese corporation (the “Company”) and HeartCore Inc., a Japanese corporation (“Consultant”). Each of the Company and |
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| October 26, 2022 |
Exhibit 10.2 EITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| October 26, 2022 |
EX-10.7 8 ex10-7.htm Exhibit 10.7 EITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO |
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| October 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 20, 2022 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commi |
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| October 26, 2022 |
EX-10.1 2 ex10-1.htm Exhibit 10.1 CONSULTING AND SERVICES AGREEMENT Dated as of October 20, 2022 This Consulting and Services Agreement (“Agreement”) is made and entered into as of the date first set forth above (the “Effective Date”), by and between Metros Development Co., Ltd., a Japanese corporation (the “Company”) and HeartCore Enterprises, Inc., a Delaware corporation (“Consultant”). Each of |
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| October 26, 2022 |
EX-10.6 7 ex10-6.htm Exhibit 10.6 Amendment No. 1 to Consulting and Services Agreement Dated as of October 26, 2022 This Amendment No. 1 to Consulting and Services Agreement (this “Amendment”) is made and entered into as of the date first set forth above (the “Amendment Date”), by and between Metros Development Co., Ltd., a Japanese corporation (the “Company”) and HeartCore Enterprises, Inc., a De |
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| September 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 6, 2022 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Comm |
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| September 8, 2022 |
Exhibit 99.1 HeartCore Announces Definitive Agreement to Acquire 51% of Leading Digital IT Solutions Provider Sigmaways Summary of Proposed Acquisition and Strategic Rationale ? Sigmaways generated approximately $8.7 million (unaudited) revenue for the year ended December 31, 2021 ? Acquisition would expand the operational footprint in the U.S., expected to add significant revenue to HeartCore?s t |
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| September 8, 2022 |
Exhibit 10.1 Share Exchange and Purchase Agreement BY AND AMONG HeartCore Enterprises, Inc., Sigmaways, Inc. AND Prakash Sadasivam Table of Contents Article I. Definitions and Interpretation 1 Section 1.01 Defined Terms. 1 Section 1.02 Interpretation. 7 Article II. The Transactions 8 Section 2.01 The Purchase. 8 Section 2.02 Additional Investment. 9 Section 2.03 Additional Agreements. 9 Section 2. |
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| August 18, 2022 |
EX-10.1 2 ex10-1.htm Exhibit 10.1 AMENDMENT NO. 1 TO CONSULTING AND SERVICES AGREEMENT Dated as of August 17, 2022 This Amendment No. 1 to Consulting and Services Agreement (this “Amendment”) is made and entered into as of the date first set forth above (the “Amendment Date”), by and between Syla Technologies Co. Ltd., a Japanese corporation (the “Company”) and HeartCore Enterprises, Inc., a Delaw |
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| August 18, 2022 |
EX-10.2 3 ex10-2.htm Exhibit 10.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT T |
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| August 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 16, 2022 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commis |
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| August 15, 2022 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 15, 2022 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commis |
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| August 15, 2022 |
HeartCore Reports Second Quarter 2022 Financial Results Exhibit 99.1 HeartCore Reports Second Quarter 2022 Financial Results NEW YORK, NY and TOKYO, JAPAN ? August 15, 2022 ? HeartCore Enterprises, Inc. (?HeartCore? or ?the Company?), a leading software development company, today reported financial results for the second quarter ended June 30, 2022. Second Quarter 2022 and Recent Operational Highlights ? Grew total number of global enterprise customers |
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| August 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from , 20, to , 20. Commission File Number 001-41272 HeartCore Ente |
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| July 20, 2022 |
DEF 14A 1 formdef14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by |
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| June 8, 2022 |
Regulation FD Disclosure, Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 1, 2022 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commissio |
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| June 8, 2022 |
HeartCore Authorizes $3.5 Million Share Repurchase Program Exhibit 99.1 HeartCore Authorizes $3.5 Million Share Repurchase Program NEW YORK, NY and TOKYO, JAPAN ? June 8, 2022 ? HeartCore Enterprises, Inc., (?HeartCore? or the ?Company?), a leading software development company, today announced that its Board of Directors has authorized a share repurchase program pursuant to which the Company may repurchase up to $3.5 million of its outstanding shares of c |
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| May 25, 2022 |
Exhibit 10.2 COMMON STOCK PURCHASE WARRANT SYLA Holdings Co. Ltd Warrant Shares: 5815, subject to Issuance Date: May 13, 2022 adjustment as set forth herein. THIS COMMON STOCK PURCHASE WARRANT (the ?Warrant?) certifies that, for value received, Heartcore Enterprises, Inc., a Delware corporation, or its registered assigns (the ?Holder?) is entitled, upon the terms and subject to the limitations on |
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| May 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 13, 2022 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commissio |
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| May 25, 2022 |
EX-10.1 2 ex10-1.htm Exhibit 10.1 CONSULTING AND SERVICES AGREEMENT Dated as of May 13, 2022 This Consulting and Services Agreement (“Agreement”) is made and entered into as of the date first set forth above (the “Effective Date”), by and between SYLA Holdings Co. Ltd, a Japanese corporation (the “Company”) and HeartCore Enterprises, Inc., a Delaware corporation (“Consultant”). Each of the Company |
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| May 25, 2022 |
HeartCore Signs Go IPO Consulting Agreement with SYLA Holdings Co. EX-99.1 4 ex99-1.htm Exhibit 99.1 HeartCore Signs Go IPO Consulting Agreement with SYLA Holdings Co. NEW YORK, NY and TOKYO, JAPAN – May 25, 2022 – HeartCore Enterprises, Inc. (“HeartCore” or the “Company”), a leading software development company, announced that it has signed agreements with SYLA Holdings Co. Ltd. (“SYLA”) for its recently announced Go IPO consulting service (“Consulting Agreement |
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| May 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from , 20, to , 20. Commission File Number 001-41272 HeartCore Ent |
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| May 16, 2022 |
HeartCore Reports First Quarter 2022 Results EX-99.1 2 ex99-1.htm Exhibit 99.1 HeartCore Reports First Quarter 2022 Results NEW YORK, NY and TOKYO, JAPAN – May 16, 2022 – HeartCore Enterprises, Inc., (“HeartCore” or “the Company”), a leading software development company, today reported financial results for the first quarter ended March 31, 2022. First Quarter 2022 and Recent Operational Highlights ● Grew total number of global enterprise cu |
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| May 16, 2022 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 16, 2022 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commissio |
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| May 11, 2022 |
HeartCore Signs Agreements with Two Clients for its Go IPO Consulting Service EX-99.1 4 ex99-1.htm Exhibit 99.1 HeartCore Signs Agreements with Two Clients for its Go IPO Consulting Service NEW YORK, NY and TOKYO, JAPAN – May 11, 2022 – HeartCore Enterprises, Inc., (“HeartCore” or “the Company”), a leading software development company, announced that it has signed agreements with two companies for its recently announced Go IPO consulting service. After just one month of lau |
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| May 11, 2022 |
Exhibit 10.1 CONSULTING AND SERVICES AGREEMENT Dated as of April 13, 2022 This Consulting and Services Agreement (?Agreement?) is made and entered into as of the date first set forth above (the ?Effective Date?), by and between ALI Technologies, Inc., a Japanese corporation (the ?Company?) and HeartCore Enterprises, Inc., a Delaware corporation (?Consultant?). Each of the Company and Consultant ma |
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| May 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 13, 2022 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commiss |
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| May 11, 2022 |
EX-10.2 3 ex10-2.htm Exhibit 10.2 EITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO |
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| April 6, 2022 |
EX-10.2 3 ex10-2.htm Exhibit 10.2 EITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO |
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| April 6, 2022 |
EX-10.1 2 ex10-1.htm Exhibit 10.1 Consulting and Services Agreement Dated as of March 31, 2022 This Consulting and Services Agreement (“Agreement”) is made and entered into as of the date first set forth above (the “Effective Date”), by and between Moveaction Co., Ltd., a Japanese corporation (the “Company”) and HeartCore Enterprises, Inc., a Delaware corporation (“Consultant”). Each of the Compan |
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| April 6, 2022 |
HeartCore Announces the Launch of Go IPO EX-99.1 4 ex99-1.htm Exhibit 99.1 HeartCore Announces the Launch of Go IPO NEW YORK, NY and TOKYO, JAPAN – April 6, 2022 – HeartCore Enterprises, Inc. (“HeartCore” or the “Company”), a leading software development company, announced the launch of Go IPO, its latest consulting service offering. Go IPO is an initial public offering (“IPO”) consulting service for Japanese companies interested in list |
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| April 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 31, 2022 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Commiss |
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| March 31, 2022 |
EX-21.1 2 ex21-1.htm Exhibit 21.1 List of Subsidiary of HeartCore Enterprises, Inc. Entity Name Place of Organization HeartCore Co., Ltd. Japan |
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| March 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from , 20 , to , 20. Commission File Number 001-41272 HeartCore Enterpr |
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| March 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 24, 2022 HEARTCORE ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 001-41272 87-0913420 (State or other jurisdiction of incorporation) (Comm |
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| February 14, 2022 |
EX-10.1 3 ex10-1.htm Exhibit 10.1 UNDERWRITING AGREEMENT February 9, 2022 Boustead Securities, LLC 6 Venture, Suite 395 Irvine, CA 92618 As Representative of the several Underwriters named on Schedule 1 attached hereto Ladies and Gentlemen: The undersigned, HeartCore Enterprises, Inc., a Delaware corporation (the “Company”), hereby confirms its agreement (this “Agreement”) with Boustead Securities |
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| February 14, 2022 |
EX-10.2 3 ex10-2.htm Exhibit 10.2 HeartCore Enterprises, Inc. Executive Employment Agreement (Executive Name: Qizhi Gao) Dated as of February 9, 2022 This Executive Employment Agreement (the “Agreement”) dated as of the date first set forth above (the “Effective Date”) is entered into by and between HeartCore Enterprises, Inc., a Delaware corporation (the “Company”) and Qizhi Gao (the “Executive”) |
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| February 14, 2022 |
EX-10.3 4 ex10-3.htm Exhibit 10.3 HeartCore Enterprises, Inc. Executive Employment Agreement (Executive Name: Kimio Hosaka) Dated as of February 9, 2022 This Executive Employment Agreement (the “Agreement”) dated as of the date first set forth above (the “Effective Date”) is entered into by and between HeartCore Enterprises, Inc., a Delaware corporation (the “Company”) and Kimio Hosaka (the “Execu |
