Statistik Asas
| LEI | 5493008XCB4X3JFQPB87 |
| CIK | 917100 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to The India Fund, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
| April 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitt |
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| May 17, 2024 |
May 17, 2024 VIA EDGAR Brian Szilagyi Division of Investment Management Securities and Exchange Commission 100 F Street, N. |
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| May 16, 2024 |
THE INDIA FUND, INC. ANNOUNCES FINAL RESULTS OF ITS RIGHTS OFFERING Exhibit 99.1 Press Release FOR IMMEDIATE RELEASE For More Information Contact: abrdn Inc. abrdn U.S. Closed-End Funds Investor Relations 1-800-522-5465 [email protected] THE INDIA FUND, INC. ANNOUNCES FINAL RESULTS OF ITS RIGHTS OFFERING (Philadelphia, May 15, 2024) – The India Fund, Inc. (NYSE: IFN) (the “Fund”), a closed-end fund, announced today the successful completion of its trans |
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| May 16, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 16, 2024 (May 15, 2024) The India Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-08266 13-3749070 (State or other jurisdiction of incorporation) (Co |
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| April 18, 2024 |
Exhibit 10.1 SUBSCRIPTION AGENT AGREEMENT This SUBSCRIPTION AGENT AGREEMENT (this “Agreement”) is entered into as of April 17, 2024, by and between Equiniti Trust Company, LLC (the “Subscription Agent”) and The India Fund, Inc. (the “Company”). 1. The Company is offering (the “Rights Offering”) to the holders of shares of its common stock, par value $0.001 per share (“Common Stock”), on April 18, |
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| April 18, 2024 |
Exhibit 99.2 RIGHTS CERTIFICATE #: NUMBER OF RIGHTS THE TERMS AND CONDITIONS OF THE RIGHTS OFFERING ARE SET FORTH IN THE FUND’S PROSPECTUS DATED APRIL 5, 2024 (THE "PROSPECTUS") AND ARE INCORPORATED HEREIN BY REFERENCE. COPIES OF THE PROSPECTUS ARE AVAILABLE UPON REQUEST FROM EQ FUND SOLUTIONS, LLC, THE INFORMATION AGENT. The India Fund, Inc. Incorporated under the laws of the State of Maryland TR |
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| April 18, 2024 |
Exhibit 99.1 NOTICE OF GUARANTEED DELIVERY For Shares of Common Stock of The India Fund Inc. Subscribed for under the Primary Subscription and Pursuant to the Over-Subscription Privilege As set forth in the Prospectus Supplement, dated April 18, 2024, and the accompanying Prospectus, dated as of April 5, 2024 (, the “Prospectus”), this form or one substantially equivalent hereto may be used as a m |
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| April 18, 2024 |
Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333-276892 PROSPECTUS SUPPLEMENT (to Prospectus dated April 5, 2024) 10,352,100 Shares of Common Stock The India Fund, Inc. Issuable Upon the Exercise of Subscription Rights to Acquire Shares of Common Stock The India Fund, Inc. (the "Fund") is a non-diversified closed-end management investment company. The Fund is issuing transferable ri |
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| April 18, 2024 |
Exhibit 1.1 Execution Version 10,352,100 Shares of Beneficial Interest Issuable Upon Exercise of Transferable Rights to Subscribe for Such Shares DEALER MANAGER AGREEMENT New York, New York April 18, 2024 UBS Securities LLC 1285 Avenue of the Americas New York, New York 10019 Ladies and Gentlemen: Each of The India Fund, Inc., a Maryland corporation (the “Fund”), and abrdn Asia Limited, a corporat |
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| April 18, 2024 |
THE INDIA FUND, INC. INSTRUMENT OF DESIGNATION OF RIGHTS Exhibit 99.3 THE INDIA FUND, INC. INSTRUMENT OF DESIGNATION OF RIGHTS The India Fund, Inc., a Maryland corporation (the “Fund”), acting at the direction of the Board of Directors of the Fund does hereby execute this Instrument of Designation in order to evidence the establishment and designation of up to 31,056,301 transferrable subscription rights (each a “Right” and collectively the “Rights”). T |
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| April 18, 2024 |
Exhibit 10.2 March 4, 2024 The India Fund, Inc. C/o Abrdn Inc. 1900 Market Street, Suite 200 Philadelphia, PA 19103 Attn: Alan Goodson RE: The India Fund, Inc. – Rights Offer Dear Mr. Goodson: This will serve as the Agreement between EQ Fund Solutions, LLC (“EQ Fund Solutions”) and The India Fund, Inc. (the “Client”), pursuant to which EQ Fund Solutions will serve the Client as Information Agent f |
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| April 18, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 18, 2024 (April 18, 2024) The India Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-08266 13-3749070 (State or other jurisdiction of incorporation) |
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| April 8, 2024 |
THE INDIA FUND, INC. ANNOUNCES RIGHTS OFFERING Exhibit 99.1 Press Release FOR IMMEDIATE RELEASE For More Information Contact: abrdn Inc. abrdn U.S. Closed-End Funds Investor Relations 1-800-522-5465 [email protected] THE INDIA FUND, INC. ANNOUNCES RIGHTS OFFERING (Philadelphia, April 8, 2024) – The Board of Directors (the “Board”) of The India Fund, Inc. (NYSE: IFN) (the “Fund”), a closed-end fund, has approved the terms of the issu |
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| April 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 8, 2024 (April 8, 2024) The India Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-08266 13-3749070 (State or other jurisdiction of incorporation) ( |
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| April 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by |
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| April 3, 2024 |
April 3, 2024 VIA EDGAR Ms. Eileen Smiley Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: The India Fund, Inc. Registration Statement filed on Form N-2 File Nos. 333-276892 and 811-08266 Ms. Smiley: On behalf of The India Fund, Inc. (the “Fund”), we are writing to respond to the comments of the staff (the “Staff”) of the Securities |
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| March 21, 2024 |
March 21, 2024 VIA EDGAR Ms. Eileen Smiley Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: The India Fund, Inc. Registration Statement filed on Form N-2 File Nos. 333-276892 and 811-08266 Ms. Smiley: On behalf of The India Fund, Inc. (the “Fund”), we are writing to respond to the comments of the staff (the “Staff”) of the Securitie |
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| February 15, 2024 |
IFN / The India Fund, Inc. / LAZARD ASSET MANAGEMENT LLC Passive Investment SC 13G/A 1 INDIAFUNDINC.htm SCHEDULE 13G/A CUSIP No: 454089103 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o (b) x 3) SEC USE ONLY 4) CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5) SOLE VOTING POWER: 2 6) SHARED |
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| February 7, 2024 |
February 6, 2024 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: The India Fund, Inc. (the “Registrant”) Delaying Amendment for the Registrant’s Registration Statement on Form N-2 (File Nos. 333-276892 and 811-08266) Ladies and Gentlemen, Pursuant to Rule 473 under the Securities Act of 1933, as amended (the “Securit |
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| April 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by |
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| March 8, 2023 |
IFN / India Fund Inc / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gblackhawknetworkholdingsinc SCHEDULE 13G/A CUSIP No: 454089103 1)NAME OF REPORTING PERSON S. |
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| January 12, 2023 |
IFN / The India Fund, Inc. / Allspring Global Investments Holdings, LLC Passive Investment SC 13G/A 1 IndiaFund12312022.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) INDIA FUND INC (Name of Issuer) COM (Title of Class of Securities) 454089103 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| November 23, 2022 |
Portfolio of Investments (unaudited) As of September 30, 2022 The India Fund, Inc. |
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| May 17, 2022 |
Statement of Investments March 31, 2022 (unaudited) The India Fund, Inc. Shares or Principal Amount Value LONG-TERM INVESTMENTS (102.9%) COMMON STOCKS (102.9%) INDIA (102.9%) Communication Services (7.5%) Affle India Ltd.(a) 726,340 $ 11,890,053 Bharti Airtel Ltd.(a) 2,790,920 27,039,598 Info Edge India Ltd. 80,500 4,758,918 43,688,569 Consumer Discretionary (5.9%) Crompton Greaves Consumer Electr |
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| May 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by |
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| April 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by |
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| February 10, 2022 |
IFN / The India Fund, Inc. / LAZARD ASSET MANAGEMENT LLC Passive Investment SCHEDULE 13G/A CUSIP No: 454089103 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 1,861,175 6)SHARED VOTING POWER: - 7)SOLE DISP |
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| January 27, 2022 |
IFN / The India Fund, Inc. / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) INDIA FD INC (Name of Issuer) COM (Title of Class of Securities) 454089103 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ |
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| January 19, 2022 |
IFN / The India Fund, Inc. / Allspring Global Investments Holdings, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) INDIA FUND INC (Name of Issuer) COM (Title of Class of Securities) 454089103 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| November 23, 2021 |
Statement of Investments September 30, 2021 (unaudited) The India Fund, Inc. Shares or Principal Amount Value LONG-TERM INVESTMENTS (104.3%) COMMON STOCKS (104.3%) INDIA (104.3%) Communication Services (5.6%) Affle India Ltd.(a) 175,268 $ 12,499,063 Bharti Airtel Ltd. 2,078,459 19,218,907 Info Edge India Ltd. 80,500 6,952,171 38,670,141 Consumer Discretionary (5.3%) Bosch Ltd. 30,023 6,239,980 Cro |
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| October 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ?1)* The India Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 454089103 (CUSIP Number) September 30, 2021 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this |
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| May 18, 2021 |
Statement of Investments March 31, 2021 (unaudited) The India Fund, Inc. Shares or Principal Amount Value LONG-TERM INVESTMENTS (103.7%) COMMON STOCKS (103.7%) INDIA (103.7%) Communication Services (3.9%) Affle India Ltd.(a) 168,593 $ 12,620,221 Bharti Airtel Ltd. 738,459 5,231,167 Info Edge India Ltd.(a) 113,500 6,669,396 24,520,784 Consumer Discretionary (4.5%) Bosch Ltd. 30,023 5,792,081 Crompt |
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| May 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* The India Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 454089103 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| February 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) INDIA FD INC (Name of Issuer) COM (Title of Class of Securities) 454089103 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ |
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| February 10, 2021 |
r13gblackhawknetworkholdingsinc SCHEDULE 13G/A CUSIP No: 454089103 1)NAME OF REPORTING PERSON S. |
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| November 24, 2020 |
Portfolio of Investments (unaudited) As of September 30, 2020 Shares or Principal Amount Value LONG-TERM INVESTMENTS (101. |
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| May 26, 2020 |
Portfolio of Investments (unaudited) As of March 31, 2020 Shares or Principal Amount Value LONG-TERM INVESTMENTS (98. |
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| April 21, 2020 |
IFN / India Fund, Inc. (THE) DEF 14A - - DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by |
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| February 10, 2020 |
IFN / India Fund, Inc. (THE) / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gblackhawknetworkholdingsinc SCHEDULE 13G/A CUSIP No: 454089103 1)NAME OF REPORTING PERSON S. |
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| February 4, 2020 |
IFN / India Fund, Inc. (THE) / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) INDIA FD INC (Name of Issuer) COM (Title of Class of Securities) 454089103 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ |
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| November 21, 2019 |
IFN / India Fund, Inc. (THE) NPORT-EX - - Portfolio of Investments (unaudited) As of September 30, 2019 Shares or Principal Amount Value LONG-TERM INVESTMENTS (100. |
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| July 9, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| May 29, 2019 |
IFN / India Fund, Inc. (THE) NPORT-EX - - FOR VALIDATION PURPOSES ONLY - [700989.TX] Portfolio of Investments (unaudited) As of March 31, 2019 Shares or Principal Amount Value LONG-TERM INVESTMENTS (100.5%) COMMON STOCKS (100.5%) INDIA (98.9%) Communication Services (1.1%) Bharti Infratel Ltd.(a) 1,533,289 $ 6,916,829 Consumer Discretionary (6.7%) Bosch Ltd.(a) 57,223 15,025,132 Hero MotoCorp Ltd.(a) 426,000 15,692,012 Maruti Suzuki India |
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| May 10, 2019 |
IFN / India Fund, Inc. (THE) DEF 14A THE INDIA FUND NOTICE AND PROXY The India Fund Notice and Proxy UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 13, 2019 |
IFN / India Fund, Inc. (THE) / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gblackhawknetworkholdingsinc SCHEDULE 13G/A CUSIP No: 454089103 1)NAME OF REPORTING PERSON S. |
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| February 8, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| January 22, 2019 |
IFN / India Fund, Inc. (THE) / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) INDIA FD INC (Name of Issuer) COM (Title of Class of Securities) 454089103 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X |
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| November 27, 2018 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Certifications CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Alan Goodson, certify that: 1. |
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| November 27, 2018 |
IFN / India Fund, Inc. (THE) THE INDIA FUND, INC. (Quarterly Schedule of Portfolio Holdings) The India Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-08266 Exact name of registrant as specified in charter: The India Fund, Inc. Address of principal executive offices: 1735 Market Street, 32nd Floor Philadelphia, PA 19103 Na |
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| May 30, 2018 |
IFN / India Fund, Inc. (THE) THE INDIA FUND INC (Quarterly Schedule of Portfolio Holdings) The India Fund Inc UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 30, 2018 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Certifications CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Alan Goodson, certify that: 1. |
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| May 7, 2018 |
IFN / India Fund, Inc. (THE) THE INDIA FUND NOTICE AND PROXY The India Fund Notice and Proxy UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 9, 2018 |
IFN / India Fund, Inc. (THE) / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gblackhawknetworkholdingsinc SCHEDULE 13G/A CUSIP No: 454089103 1)NAME OF REPORTING PERSON S. |
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| February 9, 2018 |
SC 13G/A 1 india13ga18136.htm THE INDIA FUND, INC. - SCHEDULE 13G/A (AMEND. #1) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1 )* The India Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 454089103 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this State |
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| November 27, 2017 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT EX-99.CERT 2 d279797dex99cert.htm CERTIFICATIONS CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Alan Goodson, certify that: 1. I have reviewed this report on Form N-Q of The India Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the s |
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| November 27, 2017 |
India Fund Inc - THE INDIA FUND, INC. The India Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-08266 Exact name of registrant as specified in charter: The India Fund, Inc. Address of principal executive offices: 1735 Market Street, 32nd Floor Philadelphia, PA 19103 Na |
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| August 9, 2017 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant The India Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2017 The India Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-08266 13-3749070 (State or other jurisdiction of incorpora |
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| August 9, 2017 |
Letter dated August 9, 2017 from PricewaterhouseCoopers LLP Exhibit 16.1 August 9, 2017 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by The India Fund, Inc. (copy attached), which we understand will be filed with the Securities and Exchange Commission, pursuant to Item 4.01 of Form 8-K, as part of the Form 8-K of The Ind |
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| June 13, 2017 |
THE INDIA FUND, INC. ANNOUNCES DIRECTOR RESIGNATIONS Press release of the Fund, dated June 13,2017 Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information Contact: Aberdeen Asset Management Inc. Investor Relations 800-522-5465 [email protected] THE INDIA FUND, INC. ANNOUNCES DIRECTOR RESIGNATIONS (Philadelphia, June 13, 2017) ? The India Fund, Inc. (the ?Fund?) (NYSE: IFN), a non-diversified, closed-end equity fund, announced that |
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| June 13, 2017 |
The India Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2017 The India Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-08266 13-3749070 (State or other jurisdiction of incorporat |
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| May 26, 2017 |
India Fund THE INDIA FUND NOTICE AND PROXY The India Fund Notice and Proxy UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 25, 2017 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT EX-99.CERT 2 d289900dex99cert.htm CERTIFICATIONS CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Alan Goodson, certify that: 1. I have reviewed this report on Form N-Q of The India Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the s |
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| May 25, 2017 |
India Fund Inc - THE INDIA FUND INC The India Fund Inc UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 13, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 8, 2017 |
IFN / India Fund, Inc. (THE) / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gblackhawknetworkholdingsinc SCHEDULE 13G/A CUSIP No: 454089103 1)NAME OF REPORTING PERSON S. |
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| November 29, 2016 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Certifications CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Alan Goodson, certify that: 1. |
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| November 29, 2016 |
India Fund THE INDIA FUND, INC. (Quarterly Schedule of Portfolio Holdings) The India Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-08266 Exact name of registrant as specified in charter: The India Fund, Inc. Address of principal executive offices: 1735 Market Street, 32nd Floor Philadelphia, PA 19103 Na |
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| May 26, 2016 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT EX-99.CERT 2 d160432dex99cert.htm CERTIFICATIONS CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Alan Goodson, certify that: 1. I have reviewed this report on Form N-Q of The India Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the s |
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| May 26, 2016 |
India Fund THE INDIA FUND INC (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-08266 Exact name of registrant as specified in charter: The India Fund, Inc. Address of principal executive offices: 1735 Market Street, 32nd Floor Philadelphia, PA 19103 Name and address of age |
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| May 6, 2016 |
India Fund THE INDIA FUND NOTICE AND PROXY The India Fund Notice and Proxy UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 9, 2016 |
IFN / India Fund, Inc. (THE) / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gblackhawknetworkholdingsinc SCHEDULE 13G CUSIP No: 454089103 1)NAME OF REPORTING PERSON S. |
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| November 24, 2015 |
India Fund THE INDIA FUND, INC. (Quarterly Schedule of Portfolio Holdings) N-Q 1 d36158dnq.htm THE INDIA FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-08266 Exact name of registrant as specified in charter: The India Fund, Inc. Address of principal executive offices: 1735 Market Street, 32nd Floor Phila |
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| November 24, 2015 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Certifications CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Alan Goodson, certify that: 1. |
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| May 21, 2015 |
India Fund THE INDIA FUND INC (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-08266 Exact name of registrant as specified in charter: The India Fund, Inc. Address of principal executive offices: 1735 Market Street, 32nd Floor Philadelphia, PA 19103 Name and address of age |
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| May 21, 2015 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Certifications CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Alan Goodson, certify that: 1. |
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| May 8, 2015 |
India Fund THE INDIA FUND NOTICE AND PROXY The India Fund Notice and Proxy UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 3, 2015 |
8-K 1 d901335d8k.htm THE INDIA FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2015 The India Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-08266 13-3749070 (State or other juri |
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| April 3, 2015 |
THE INDIA FUND, INC. AND THE ASIA TIGERS FUND, INC. ANNOUNCE DIRECTOR RESIGNATION Press release of the Fund, dated April 2, 2015. Press Release FOR IMMEDIATE RELEASE For More Information Contact: Aberdeen Asset Management Inc. Investor Relations 800-522-5465 [email protected] THE INDIA FUND, INC. AND THE ASIA TIGERS FUND, INC. ANNOUNCE DIRECTOR RESIGNATION Philadelphia, April 2, 2015 ? The India Fund, Inc. (NYSE: IFN) and The Asia Tigers Fund, Inc. (NYSE: GRR |
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| March 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 27, 2015 |
Report of Independent Registered Public Accounting Firm [Missing Graphic Reference] Report of Independent Registered Public Accounting Firm To the Board of Directors and Shareholders of The India Fund, Inc. |
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| February 13, 2015 |
SC 13G/A 1 india13g17702.htm SCHEDULE 13GA - #3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3)* The India Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 454089103 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box t |
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| November 25, 2014 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Certificate CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Alan Goodson, certify that: 1. |
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| November 25, 2014 |
India Fund Inc - THE INDIA FUND INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-08266 Exact name of registrant as specified in charter: The India Fund, Inc. Address of principal executive offices: 1735 Market Street, 32nd Floor Philadelphia, PA 19103 Name and address of age |
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| August 28, 2014 |
Exhibit-99.77C VOTES Sub-Item 77C: Matters submitted to a vote of security holders A Special Meeting of Stockholders was held on Monday, February 3, 2014, at 712 Fifth Avenue, 49th Floor, New York, New York. The description of the proposal and number of shares voted at the meeting are as follows: 1. To approve elimination of the policy governing the Fund’s interval fund structure: Number of Shares |
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| August 8, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| May 20, 2014 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT EX-99.CERT 2 d723679dex99cert.htm CERTIFICATE CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Alan Goodson, certify that: 1. I have reviewed this report on Form N-Q of The India Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the stat |
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| May 20, 2014 |
Quarterly Schedule of Portfolio Holdings - THE INDIA FUND INC N-Q 1 d723679dnq.htm THE INDIA FUND INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-08266 Exact name of registrant as specified in charter: The India Fund, Inc. Address of principal executive offices: 1735 Market Street, 32nd Floor Philad |
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| May 2, 2014 |
- THE INDIA FUND NOTICE AND PROXY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) x Filed by the Registrant ¨ Filed by a Party other than the Registrant Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| April 9, 2014 |
The India Fund As filed with the Securities and Exchange Commission on April 9, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 9, 2014 |
THE INDIA FUND, INC. ANNOUNCES Press Release issued on April 9, 2014 FOR IMMEDIATE RELEASE For More Information Contact: Aberdeen Asset Management Inc. |
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| April 4, 2014 |
THE INDIA FUND, INC. ANNOUNCES EXPIRATION AND PRELIMINARY RESULTS OF CASH TENDER OFFER Press Release issued on April 4,2014 Exhibit (a)(5)(ii) FOR IMMEDIATE RELEASE For More Information Contact: Aberdeen Asset Management Inc. |
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| April 4, 2014 |
The India Fund As filed with the Securities and Exchange Commission on April 4, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 7, 2014 |
Form of Letter of Transmittal EXHIBIT (a)(1)(ii) LETTER OF TRANSMITTAL To Accompany Certificate(s) for Shares of Common Stock or Order Tender of Uncertificated Shares of THE INDIA FUND, INC. |
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| March 7, 2014 |
Form of Brokers, Dealers Commercial Banks, Trust Companies and Other Nominees EXHIBIT (a)(1)(iv) Offer by THE INDIA FUND, INC. |
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| March 7, 2014 |
NOTICE OF GUARANTEED DELIVERY TENDER OF SHARES OF COMMON STOCK OF THE INDIA FUND, INC. Form of Notice of Guaranteed Delivery EXHIBIT (a)(1)(iii) NOTICE OF GUARANTEED DELIVERY FOR TENDER OF SHARES OF COMMON STOCK OF THE INDIA FUND, INC. |
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| March 7, 2014 |
- THE INDIA FUND - TENDER OFFER SC TO-I 1 d685037dsctoi.htm THE INDIA FUND - TENDER OFFER As filed with the Securities and Exchange Commission on March 7, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 The India Fund, Inc. (Name of Subject Company (issuer)) The India Fund, Inc. (Name of Filin |
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| March 7, 2014 |
THE INDIA FUND, INC. ANNOUNCES COMMENCEMENT OF TENDER OFFER Press Release issued on March 7, 2014 EXHIBIT (a)(5) FOR IMMEDIATE RELEASE For More Information Contact: Aberdeen Asset Management Inc. |
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| March 7, 2014 |
Offer to Purchase, dated March 7th, 2014 EXHIBIT (a)(1)(i) OFFER TO PURCHASE OFFER BY THE INDIA FUND, INC. |
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| March 7, 2014 |
Form of Letter of Clients for the use by Brokers, Dealers, Commercial Banks, etc EXHIBIT (a)(1)(v) Offer by THE INDIA FUND, INC. |
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| March 7, 2014 |
THE INDIA FUND, INC. 1735 MARKET STREET, 32ND FLOOR PHILADELPHIA, PA 19103 Form of Letter to Stockholders EXHIBIT (a)(1)(vi) THE INDIA FUND, INC. 1735 MARKET STREET, 32ND FLOOR PHILADELPHIA, PA 19103 March 7, 2014 Dear Stockholder: As you may know, The India Fund, Inc. (the “Fund”) recently announced that stockholders voted to eliminate the interval fund structure of the Fund, effective February 3, 2014. In connection with the elimination of the interval fund structure, |
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| February 28, 2014 |
The India Fund, Inc. Section 16(a) Beneficial Ownership Reporting Compliance A Form 4 for the below individual was not filed within the required regulatory timeframe: Leslie H. Gelb – Director |
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| February 28, 2014 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Directors and Shareholders of The India Fund, Inc. |
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| February 19, 2014 |
SC TO-C 1 d678964dsctoc.htm DEFINITIVE COMMUNICATIONS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 India Fund, Inc. (Name of Subject Company (Issuer)) THE INDIA FUND, INC. (Name of Filing Person (Offeror)) Common Stock, par value $0.001 (Title of Class of Securiti |
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| February 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 3, 2014 |
SC TO-C 1 d668340dsctoc.htm DEFINITIVE COMMUNICATIONS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 India Fund, Inc. (Name of Subject Company (Issuer)) THE INDIA FUND, INC. (Name of Filing Person (Offeror)) Common Stock, par value $0.001 (Title of Class of Securiti |
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| December 31, 2013 |
December 31, 2013 VIA EDGAR Mr. Chad Eskilden Staff Accountant U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review and Accounting 100 F Street, N.E. Washington, DC 20549 Re: The India Fund, Inc. Annual Report on Form N-CSR Filed March 7, 2013 File No. 811- 08266 Dear Mr. Eskilden: This letter responds to our discussion with the staff of the Division of Inve |
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| December 11, 2013 |
The India Fund, Inc. SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of the Commission Only (as permitted |
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| December 11, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 India Fund, Inc. (Name of Subject Company (Issuer)) THE INDIA FUND, INC. (Name of Filing Person (Offeror)) Common Stock, par value $0.001 (Title of Class of Securities) 454089103 (CUSIP Number of Class of Securities) (N |
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| December 11, 2013 |
- THE INDIA FUND NOTICE AND PROXY The India Fund Notice and Proxy SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| December 11, 2013 |
Definitive Communciations UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| December 11, 2013 |
SEC Letter December 11, 2013 VIA EDGAR Mr. Ed Bartz Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-7010 Re: The India Fund, Inc. Preliminary Proxy Statement on Schedule 14A Filed November 27, 2013 File No. 811-08266 Dear Mr. Bartz: We are writing on behalf of our client, The India Fund, Inc. (the “Fund”), in response to our discussion |
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| December 2, 2013 |
IFN / India Fund, Inc. (THE) / CITY OF LONDON INVESTMENT GROUP PLC - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| November 27, 2013 |
Sec Cover Letter SIMPSON THACHER & BARTLETT LLP 425 Lexington Avenue New York, New York 10017 Tel: (212) 455-2000 Fax: (212) 455-2502 November 27, 2013 Re: The India Fund, Inc. |
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| November 27, 2013 |
- THE INDIA FUND NOTICE AND PROXY The India Fund Notice and Proxy SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 27, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 India Fund, Inc. (Name of Subject Company (Issuer)) THE INDIA FUND, INC. (Name of Filing Person (Offeror)) Common Stock, par value $0.001 (Title of Class of Securities) 454089103 (CUSIP Number of Class of Securities) (N |
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| November 26, 2013 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT EX-99.CERT 2 d628618dex99cert.htm RULE 30A-2(A) SECTION 302 CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Alan Goodson, certify that: 1. I have reviewed this report on Form N-Q of The India Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to |
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| November 26, 2013 |
Quarterly Schedule of Portfolio Holdings - INDIA FUND INC. India Fund Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-08266 Exact name of registrant as specified in charter: The India Fund, Inc. Address of principal executive offices: 1735 Market Street, 32nd Floor Philadelphia, PA 19103 Name an |
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| November 18, 2013 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information Contact: Aberdeen Asset Management Inc. Investor Relations 866-839-5205 [email protected] THE INDIA FUND, INC. ANNOUNCES MEETING AND RECORD DATE FOR SPECIAL MEETING OF STOCKHOLDERS TO CONSIDER ELIMINATION OF THE INTERVAL FUND STRUCTURE AS A FUNDAMENTAL POLICY OF THE FUND, CONDITIONAL TENDER OFFER AND TARGETED DISCOU |
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| November 18, 2013 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2013 The India Fund, Inc. (Exact name of Registrant as specified in its charter) Maryland 811-08266 13-3749070 (State or other jurisdiction of incorporation) (Commission |
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| November 18, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2013 The India Fund, Inc. (Exact name of Registrant as specified in its charter) Maryland 811-08266 13-3749070 (State or other jurisdiction of incorporation) (Co |
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| November 18, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| November 18, 2013 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information Contact: Aberdeen Asset Management Inc. Investor Relations 866-839-5205 [email protected] THE INDIA FUND, INC. ANNOUNCES MEETING AND RECORD DATE FOR SPECIAL MEETING OF STOCKHOLDERS TO CONSIDER ELIMINATION OF THE INTERVAL FUND STRUCTURE AS A FUNDAMENTAL POLICY OF THE FUND, CONDITIONAL TENDER OFFER AND TARGETED DISCOU |
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| November 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment No. 1 (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) The India Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 454089103 (CUSIP Number) Barry M. Olliff c/o C |
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| September 5, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) The India Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 454089103 (CUSIP Number) Barry M. Olliff c/o City of London Inve |
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| August 9, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| May 21, 2013 |
Quarterly Schedule of Portfolio Holdings - INDIA FUND INC India Fund Inc UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-08266 Exact name of registrant as specified in charter: The India Fund, Inc. Address of principal executive offices: 1735 Market Street, 32nd Floor Philadelphia, PA 19103 Name and |
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| May 21, 2013 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Rule 30a-2 (a) section 302 CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Alan Goodson, certify that: 1. |
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| May 3, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ? Definitive Proxy Sta |
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| April 12, 2013 |
- THE INDIA FUND NOTICE AND PROXY DEF 14A 1 d498191ddef14a.htm THE INDIA FUND NOTICE AND PROXY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) x Filed by the Registrant ¨ Filed by a Party other than the Registrant Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of t |
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| January 9, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| November 14, 2012 |
Quarterly Schedule of Portfolio Holdings - THE INDIA FUND, INC. N-Q 1 d438459dnq.htm THE INDIA FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-08266 The India Fund, Inc. 1735 Market Street, 32nd Floor Philadelphia, PA 19103 Aberdeen Asset Management, Inc. 1735 Market Street, 32nd Floor Philadelp |
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| November 14, 2012 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Rule 30a-2(a) Section 302 Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Alan Goodson, certify that: 1. |
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| May 25, 2012 |
Quarterly Schedule of Portfolio Holdings - INDIA FUND INC India Fund Inc UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-08266 The India Fund, Inc. 1735 Market Street, 32nd Floor Philadelphia, PA 19103 Aberdeen Asset Management, Inc. 1735 Market Street, 32nd Floor Philadelphia, PA 19103 Registrant’s |
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| May 25, 2012 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d353813dex99cert.htm RULE 30A-2(A) SECTION 302 Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Alan Goodson, certify that: 1. I have reviewed this report on Form N-Q of The India Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to |
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| March 23, 2012 |
- THE INDIA FUND NOTICE & PROXY DEF 14A 1 d311855ddef14a.htm THE INDIA FUND NOTICE & PROXY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) x Filed by the Registrant ¨ Filed by a Party other than the Registrant Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the |
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| February 8, 2012 |
SC 13G/A 1 formsc13ga.htm PLATINUM PARTNERS LIQUID OPPORTUNITY MASTER FUND L.P. SC 13GA #2 12-31-2011 (THE INDIA FUND, INC) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No 2) The India Fund, Inc. (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 454089103 (CUSIP Number) Decemb |
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| February 7, 2012 |
IFN / India Fund, Inc. (THE) / CITY OF LONDON INVESTMENT GROUP PLC - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| December 1, 2011 |
defa14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) þ Filed by the Registrant o Filed by a Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| November 25, 2011 |
defa14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) þ Filed by the Registrant o Filed by a Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| November 16, 2011 |
defa14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) þ Filed by the Registrant o Filed by a Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| November 8, 2011 |
nvq UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-08266 The India Fund, Inc. (Exact name of registrant as specified in charter) 345 Park Avenue New York, NY 10154 (Address of principal executive offices) (Zip code) Simpson Thacher & Bartlett |
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| November 8, 2011 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act exv99wcert Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Prakash A. |
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| November 2, 2011 |
defa14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) þ Filed by the Registrant o Filed by a Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| October 6, 2011 |
corresp October 6, 2011 VIA EDGAR TRANSMISSION Mr. Larry L. Greene Senior Counsel Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-7010 Re: The India Fund, Inc. and The Asia Tigers Fund, Inc. Joint Proxy Statement File Nos. 811-08266 and 811-08050 Dear Mr. Greene: On behalf of The India Fund, Inc. and The Asia Tigers Fund, Inc. (each, a |
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| October 6, 2011 |
defa14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) þ Filed by the Registrant o Filed by a Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| October 6, 2011 |
def14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) þ Filed by the Registrant o Filed by a Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| September 23, 2011 |
pre14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) þ Filed by the Registrant o Filed by a Party other than the Registrant Check the appropriate box: þ Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| September 15, 2011 |
e8vk UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 14, 2011 The India Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-08266 13-3749070 (State or other jurisdiction of (Commission File Numb |
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| September 15, 2011 |
The India Fund, Inc. Announces New Management Agreement exv99w1 Exhibit 99.1 The India Fund, Inc. Announces New Management Agreement NEW YORK, September 14, 2011 — The India Fund, Inc. (NYSE:IFN; the “Fund”) announced today that its Board of Directors has approved a new management agreement with Aberdeen Asset Management Asia Limited (“Aberdeen Asia”), subject to approval by the Fund’s stockholders. The transfer of management from Blackstone Asia Advis |
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| May 6, 2011 |
nvq UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-08266 The India Fund, Inc. (Exact name of registrant as specified in charter) 345 Park Avenue New York, NY 10154 (Address of principal executive offices) (Zip code) Simpson Thacher & Bartlett |
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| May 6, 2011 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act exv99wcert Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Prakash A. |
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| March 31, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No 1) The India Fund, Inc. (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 454089103 (CUSIP Number) December 31, 2010 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| March 17, 2011 |
def14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) þ Filed by the Registrant o Filed by a Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| January 13, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No ) The India Fund, Inc. (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 454089103 (CUSIP Number) December 20, 2010 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| January 13, 2011 |
Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, each of the undersigned does hereby consent and agree to the joint filing on behalf of each of them of a Statement on Schedule 13G and all amendments thereto with respect to the Common Shares, $0. |
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| November 5, 2010 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act exv99wcert Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Prakash A. |
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| November 5, 2010 |
nvq UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-08266 The India Fund, Inc. (Exact name of registrant as specified in charter) 345 Park Avenue New York, NY 10154 (Address of principal executive offices) (Zip code) Simpson Thacher & Bartlett |
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| May 7, 2010 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act exv99wcert Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Prakash A. |
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| May 7, 2010 |
nvq UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-08266 The India Fund, Inc. (Exact name of registrant as specified in charter) 345 Park Avenue New York, NY 10154 (Address of principal executive offices) (Zip code) Simpson Thacher & Bartlett |
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| April 9, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| March 24, 2010 |
def14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) þ Filed by the Registrant o Filed by a Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| November 5, 2009 |
nvq UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-08266 The India Fund, Inc. (Exact name of registrant as specified in charter) 345 Park Avenue New York, NY 10154 (Address of principal executive offices) (Zip code) Simpson Thacher & Bartlett |
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| November 5, 2009 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act exv99wcert Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Prakash A. |
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| July 17, 2009 |
CORRESP SIMPSON THACHER & BARTLETT LLP 425 Lexington Avenue New York, New York 10017-3954 (212) 455-2000 Facsimile: (212) 455-2502 VIA EDGAR July 17, 2009 Re: The India Fund, Inc. |
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| May 7, 2009 |
FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-08266 The India Fund, Inc. (Exact name of registrant as specified in charter) 345 Park Avenue New York, NY 10154 (Address of principal executive offices) (Zip code) Simpson Thacher & Bar |
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| May 7, 2009 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Prakash A. Melwani, certify that: 1. I have reviewed this report on Form N-Q of The India Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the |
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| March 25, 2009 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) þ Filed by the Registrant o Filed by a Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| November 19, 2008 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Prakash A. Melwani, certify that: 1. I have reviewed this report on Form N-Q of The India Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the |
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| November 19, 2008 |
N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-08266 The India Fund, Inc. (Exact name of registrant as specified in charter) 345 Park Avenue New York, NY 10154 (Address of principal executive offices) (Zip code) Simpson Thacher & Bartlett |
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| August 25, 2008 |
NOTICE OF GUARANTEED DELIVERY FOR TENDER OF SHARES OF COMMON STOCK OF THE INDIA FUND, INC. EX-99.A.III NOTICE OF GUARANTEED DELIVERY FOR TENDER OF SHARES OF COMMON STOCK OF THE INDIA FUND, INC. This form, or one substantially equivalent hereto, must be used to accept the Repurchase Offer (as defined below) if stockholders’ certificates for shares of common stock, par value $0.001 per share (the “Shares”) of The India Fund, Inc. (the “Fund”), are not immediately available or time will no |
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| August 25, 2008 |
EX-99.A.II LETTER OF TRANSMITTAL To Accompany Certificate(s) for Shares of Common Stock or Order Tender of Uncertificated Shares of THE INDIA FUND, INC. Tendered Pursuant To Its Offer to Repurchase Dated August 22, 2008 THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON SEPTEMBER 12, 2008 (“REPURCHASE REQUEST DEADLINE”). The Depositary for the Repurchase Offer is: PNC |
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| August 25, 2008 |
N-23C3A/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM N-23c-3 Notification of Repurchase Offer Pursuant to Rule 23c-3 [17 CFR 270.23c-3] 1. Investment Company Act File Number: 811-08266 Date of Notification: August 22, 2008 2. Exact name of investment company as specified in registration statement: THE INDIA FUND, INC. 3. Address of principal exe |
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| August 25, 2008 |
EX-99.A.IV 5 y64618aexv99wawiv.htm EX-99.A.IV: LETTER TO BROKERS, DEALERS, ETC. Offer by THE INDIA FUND, INC. To Repurchase for Cash up to 5% of the Fund’s Outstanding Shares of Common Stock THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON SEPTEMBER 12, 2008 (“REPURCHASE REQUEST DEADLINE”) THIS OFFER IS NOT CONDITIONED ON ANY MINIMUM NUMBER OF SHARES BEING TENDERED, |
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| August 25, 2008 |
THE INDIA FUND, INC. 345 PARK AVENUE NEW YORK, NEW YORK 10154 EX-99.A.VI 7 y64618aexv99wawvi.htm EX-99.A.VI: LETTER TO STOCKHOLDERS THE INDIA FUND, INC. 345 PARK AVENUE NEW YORK, NEW YORK 10154 August 22, 2008 Dear Stockholder: As you may know, in an effort to enhance stockholder value and increase liquidity, The India Fund, Inc. (the “Fund”) obtained stockholder approval to adopt an “interval” fund structure which requires semi-annual repurchase offers of a |
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| August 25, 2008 |
EX-99.A.I 2 y64618aexv99wawi.htm EX-99.A.I: OFFER TO REPURCHASE OFFER TO REPURCHASE OFFER BY THE INDIA FUND, INC. TO REPURCHASE UP TO 5% OF ITS ISSUED AND OUTSTANDING SHARES OF COMMON STOCK THIS REPURCHASE OFFER WILL EXPIRE ON SEPTEMBER 12, 2008 AT 5:00 P.M., NEW YORK CITY TIME (THE “REPURCHASE REQUEST DEADLINE”) THIS OFFER TO REPURCHASE AND THE ACCOMPANYING LETTER OF TRANSMITTAL (WHICH TOGETHER C |
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| August 25, 2008 |
EX-99.A.V 6 y64618aexv99wawv.htm EX-99.A.V: LETTER TO CLIENTS OF BROKERS, DEALERS, ETC. Offer by THE INDIA FUND, INC. To Repurchase for Cash up to 5% of the Fund’s Outstanding Shares of Common Stock THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON SEPTEMBER 12, 2008 (“REPURCHASE REQUEST DEADLINE”) THIS REPURCHASE OFFER IS NOT CONDITIONED ON ANY MINIMUM NUMBER OF SHA |
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| May 28, 2008 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Prakash A. Melwani, certify that: 1. I have reviewed this report on Form N-Q of The India Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the |
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| May 28, 2008 |
N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-08266 The India Fund, Inc. (Exact name of registrant as specified in charter) 345 Park Avenue New York, NY 10154 (Address of principal executive offices) (Zip code) Simpson Thacher & Bartlett |
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| March 20, 2008 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) þ Filed by the Registrant o Filed by a Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| November 13, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-08266 The India Fund, Inc. (Exact name of registrant as specified in charter) 345 Park Avenue New York, NY 10154 (Address of principal executive offices) (Zip code) Simpson Thacher & Bartlett LLP |
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| November 13, 2007 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Prakash A. Melwani, certify that: 1. I have reviewed this report on Form N-Q of The India Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the |
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| May 10, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-08266 The India Fund, Inc. (Exact name of registrant as specified in charter) 345 Park Avenue New York, NY 10154 (Address of principal executive offices) (Zip code) Simpson Thacher & Bartlett LLP |
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| May 10, 2007 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Prakash A. Melwani, certify that: 1. I have reviewed this report on Form N-Q of The India Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the |
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| March 20, 2007 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) þ Filed by the Registrant o Filed by a Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| November 16, 2006 |
Prepared and Filed by St Ives Financial UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 16, 2006 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Prepared and filed by St Ives Financial Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Prakash A. |
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| May 22, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-08266 The India Fund, Inc. (Exact name of registrant as specified in charter) 345 Park Avenue New York, NY 10154 (Address of principal executive offices) (Zip code) Simpson Thacher & Bartlett LLP |
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| May 22, 2006 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 b413389ex99-cert.htm SECTION 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Prakash A. Melwani, certify that: 1. I have reviewed this report on Form N-Q of The India Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact neces |
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| March 31, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Prox |
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| February 28, 2006 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. |
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| February 24, 2006 |
SIMPSON THACHER & BARTLETT LLP 425 Lexington Avenue New York, New York 10017 Tel: (212) 455-2000 Fax: (212) 455-2502 February 24, 2006 Re: The India Fund, Inc. |
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| February 24, 2006 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement. |
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| November 7, 2003 |
SCHEDULE 13G AMENDMENT #4 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 4 )1 India Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 454089103 (CUSIP Number) October 31, 2003 (Date |
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| September 10, 2003 |
Amendment No. 3 to Schedule 13G SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 3)1 The India Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 454089103 (CUSIP Number) August 31, 2003 |
