Statistik Asas
| CIK | 1551950 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Columbia ETF Trust I - Columbia International Equity Income ETF
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
| January 8, 2025 |
DEFA14A 1 d925720ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted |
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| December 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ☒ Definitive Pro |
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| November 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ☐ Definitive Pro |
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| August 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 8-A REGISTRATION STATEMENT FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLUMBIA ETF TRUST I (Exact Name of Registrant as Specified in Charter) Massachusetts (State of Incorporation or Organization) (See Below) (I. |
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| April 5, 2023 |
8-A12B 1 d398149d8a12b.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 8-A REGISTRATION STATEMENT FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLUMBIA ETF TRUST I (Exact Name of Registrant as Specified in Charter) Massachusetts (State of Incorporation or Organization) (See Below) ( |
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| March 28, 2023 |
Not FDIC or NCUA Insured No Financial Institution Guarantee May Lose Value STRATEGIC BETA ETFs FIRST QUARTER REPORT January 31, 2023 (Unaudited) Columbia International ESG Equity Income ETF Columbia U. |
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| March 28, 2023 |
NPORT-EX 2 nportpoiesgequityincomeetf.htm Not FDIC or NCUA Insured No Financial Institution Guarantee May Lose Value STRATEGIC BETA ETFs FIRST QUARTER REPORT January 31, 2023 (Unaudited) Columbia International ESG Equity Income ETF Columbia U.S. ESG Equity Income ETF PORTFOLIO OF INVESTMENTS Columbia International ESG Equity Income ETF January 31, 2023 (Unaudited) (Percentages represent value of i |
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| March 28, 2023 |
Not FDIC or NCUA Insured No Financial Institution Guarantee May Lose Value THEMATIC ETFs FIRST QUARTER REPORT January 31, 2023 (Unaudited) Columbia Seligman Semiconductor and Technology ETF An Actively Managed ETF PORTFOLIO OF INVESTMENTS Columbia Seligman Semiconductor and Technology ETF January 31, 2023 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities 2 Columbia Seligman Semiconductor and Technology ETF | First Quarter Report 2023 Notes to Portfolio of Investments Common Stocks 97 . |
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| March 28, 2023 |
NPORT-EX 2 nportpoiresearchenhancedetf.htm Not FDIC or NCUA Insured No Financial Institution Guarantee May Lose Value STRATEGIC BETA ETFs FIRST QUARTER REPORT January 31, 2023 (Unaudited) Columbia Research Enhanced Core ETF Columbia Research Enhanced Value ETF PORTFOLIO OF INVESTMENTS Columbia Research Enhanced Core ETF January 31, 2023 (Unaudited) (Percentages represent value of investments compa |
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| March 28, 2023 |
NPORT-EX 2 nportpoi466222.htm Not FDIC or NCUA Insured No Financial Institution Guarantee May Lose Value STRATEGIC BETA ETFs FIRST QUARTER REPORT January 31, 2023 (Unaudited) Columbia Short Duration Bond ETF PORTFOLIO OF INVESTMENTS Columbia Short Duration Bond ETF January 31, 2023 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities 2 Columbia |
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| March 28, 2023 |
NPORT-EX 2 nportpoi999251.htm Not FDIC or NCUA Insured No Financial Institution Guarantee May Lose Value STRATEGIC BETA ETFs First Quarter Report January 31, 2023 (Unaudited) Columbia Diversified Fixed Income Allocation ETF PORTFOLIO OF INVESTMENTS Columbia Diversified Fixed Income Allocation ETF January 31, 2023 (Unaudited) (Percentages represent value of investments compared to net assets) Inves |
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| March 28, 2023 |
NPORT-EX 2 nportpoiresearchenhancedetf.htm Not FDIC or NCUA Insured No Financial Institution Guarantee May Lose Value STRATEGIC BETA ETFs FIRST QUARTER REPORT January 31, 2023 (Unaudited) Columbia Research Enhanced Core ETF Columbia Research Enhanced Value ETF PORTFOLIO OF INVESTMENTS Columbia Research Enhanced Core ETF January 31, 2023 (Unaudited) (Percentages represent value of investments compa |
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| March 28, 2023 |
NPORT-EX 2 nportpoi342990.htm Not FDIC or NCUA Insured No Financial Institution Guarantee May Lose Value STRATEGIC BETA ETFs First Quarter Report January 31, 2023 (Unaudited) Columbia Multi-Sector Municipal Income ETF PORTFOLIO OF INVESTMENTS Columbia Multi-Sector Municipal Income ETF January 31, 2023 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Se |
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| September 26, 2022 |
PORTFOLIO OF INVESTMENTS Columbia Short Duration Bond ETF July 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities Columbia Short Duration Bond ETF | Third Quarter Report 2022 1 Asset-Backed Securities - Non-Agency 9. |
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| September 26, 2022 |
PORTFOLIO OF INVESTMENTS Columbia Seligman Semiconductor and Technology ETF July 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities Columbia Seligman Semiconductor and Technology ETF | Third Quarter Report 2022 1 Notes to Portfolio of Investments Common Stocks 99. |
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| September 26, 2022 |
PORTFOLIO OF INVESTMENTS Columbia Sustainable U.S. Equity Income ETF July 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities Columbia Sustainable U.S. Equity Income ETF | Third Quarter Report 2022 1 Common Stocks 99.5% Issuer Shares Value ($) Communication Services 3.6% Diversified Telecommunication Services 1.4% Lumen Technologies, I |
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| September 26, 2022 |
PORTFOLIO OF INVESTMENTS Columbia Diversified Fixed Income Allocation ETF July 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities Columbia Diversified Fixed Income Allocation ETF | Third Quarter Report 2022 1 Corporate Bonds 49 . |
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| September 26, 2022 |
PORTFOLIO OF INVESTMENTS Columbia Sustainable International Equity Income ETF July 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities Columbia Sustainable International Equity Income ETF | Third Quarter Report 2022 1 Common Stocks 99. |
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| September 26, 2022 |
PORTFOLIO OF INVESTMENTS Columbia Research Enhanced Value ETF July 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities Columbia Research Enhanced Value ETF | Third Quarter Report 2022 1 Common Stocks 99 . |
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| September 26, 2022 |
PORTFOLIO OF INVESTMENTS Columbia Multi-Sector Municipal Income ETF July 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities Columbia Multi-Sector Municipal Income ETF | Third Quarter Report 2022 1 Municipal Bonds 98 . |
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| September 26, 2022 |
PORTFOLIO OF INVESTMENTS Columbia Research Enhanced Core ETF July 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities Columbia Research Enhanced Core ETF | Third Quarter Report 2022 1 Common Stocks 99 . |
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| May 5, 2022 |
RW 1 d211351drw.htm RW May 5, 2022 Mr. Mark Cowan U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review Office 100 F Street, N.E. Washington, D.C. 20549 RE: Columbia ETF Trust I (Registrant) Columbia Seligman Semiconductor and Technology ETF Request for Withdrawal Form Type: 8-A12G Filing Date: March 18, 2022 SEC Accession No: 0001193125-22-079579 Dear Mr. Co |
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| March 29, 2022 |
8-A12B 1 d258023d8a12b.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 8-A REGISTRATION STATEMENT FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLUMBIA ETF TRUST I (Exact Name of Registrant as Specified in Charter) Massachusetts (State of Incorporation or Organization) (See Below) ( |
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| March 28, 2022 |
PORTFOLIO OF INVESTMENTS Columbia Research Enhanced Value ETF January 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities | 1 Common Stocks 99. |
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| March 28, 2022 |
PORTFOLIO OF INVESTMENTS Columbia Multi-Sector Municipal Income ETF January 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities | 1 Municipal Bonds 98 . |
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| March 28, 2022 |
PORTFOLIO OF INVESTMENTS Columbia Sustainable U.S. Equity Income ETF January 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities | 1 Common Stocks 99.6% Issuer Shares Value ($) Communication Services 3.9% Diversified Telecommunication Services 1.2% Lumen Technologies, Inc. 26,218 324,055 Media 2.7% Interpublic Group of Cos., Inc. (The) |
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| March 28, 2022 |
PORTFOLIO OF INVESTMENTS Columbia Research Enhanced Core ETF January 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities | 1 Common Stocks 99. |
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| March 28, 2022 |
PORTFOLIO OF INVESTMENTS Columbia Diversified Fixed Income Allocation ETF January 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities | 1 Corporate Bonds 50. |
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| March 28, 2022 |
PORTFOLIO OF INVESTMENTS Columbia Short Duration Bond ETF January 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities | 1 Asset-Backed Securities - Non-Agency 10. |
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| March 28, 2022 |
PORTFOLIO OF INVESTMENTS Columbia Sustainable International Equity Income ETF January 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities | 1 Common Stocks 99. |
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| March 18, 2022 |
8-A12G 1 d258023d8a12g.htm 8-A12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 8-A REGISTRATION STATEMENT FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLUMBIA ETF TRUST I (Exact Name of Registrant as Specified in Charter) Massachusetts (State of Incorporation or Organization) (See Below) ( |
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| September 24, 2021 |
PORTFOLIO OF INVESTMENTS Columbia Research Enhanced Value ETF July 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities | 1 Common Stocks 99 . |
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| September 24, 2021 |
PORTFOLIO OF INVESTMENTS Columbia Research Enhanced Core ETF July 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities | 1 Common Stocks 99 . |
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| September 24, 2021 |
PORTFOLIO OF INVESTMENTS Columbia Diversified Fixed Income Allocation ETF July 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities | 1 Corporate Bonds 51. |
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| September 24, 2021 |
PORTFOLIO OF INVESTMENTS Columbia Multi-Sector Municipal Income ETF July 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities | 1 Municipal Bonds 97 . |
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| September 24, 2021 |
PORTFOLIO OF INVESTMENTS Columbia Sustainable International Equity Income ETF July 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities | 1 Common Stocks 99. |
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| September 24, 2021 |
PORTFOLIO OF INVESTMENTS Columbia Sustainable U.S. Equity Income ETF July 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities | 1 Common Stocks 99.5% Issuer Shares Value ($) Communication Services 4.5% Diversified Telecommunication Services 1.0% Verizon Communications, Inc. 1,029 57,398 Media 3.5% Interpublic Group of Cos., Inc. (The) |
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| September 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 8-A REGISTRATION STATEMENT FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLUMBIA ETF TRUST I (Exact Name of Registrant as Specified in Charter) Massachusetts (State of Incorporation or Organization) (See Below) (I. |
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| March 30, 2021 |
PORTFOLIO OF INVESTMENTS Columbia Research Enhanced Core ETF January 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities Strategic Beta ETFs | 1 Common Stocks 99. |
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| March 30, 2021 |
PORTFOLIO OF INVESTMENTS Columbia Sustainable International Equity Income ETF January 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities | 1 Common Stocks 99 . |
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| March 30, 2021 |
PORTFOLIO OF INVESTMENTS Columbia Diversified Fixed Income Allocation ETF January 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities | 1 Corporate Bonds 50. |
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| March 30, 2021 |
PORTFOLIO OF INVESTMENTS Columbia Multi-Sector Municipal Income ETF January 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities | 1 Municipal Bonds 98 . |
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| March 30, 2021 |
PORTFOLIO OF INVESTMENTS Columbia Sustainable U.S. Equity Income ETF January 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities | 1 Common Stocks 99.4% Issuer Shares Value ($) Communication Services 2.6% Media 2.6% Omnicom Group, Inc. 1,419 88,517 Sirius XM Holdings, Inc. 10,428 65,280 Total 153,797 Total Communication Services 153,79 |
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| March 30, 2021 |
PORTFOLIO OF INVESTMENTS Columbia Research Enhanced Value ETF January 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities | 1 Common Stocks 99 . |
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| October 27, 2020 |
Columbia ETF Trust I UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 27, 2020 |
Columbia ETF Trust I UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 25, 2020 |
PORTFOLIO OF INVESTMENTS Columbia Sustainable U.S. Equity Income ETF July 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities | 1 Common Stocks 99.5% Issuer Shares Value ($) Communication Services 1.9% Entertainment 0.5% Walt Disney Co. (The) 217 25,376 Media 1.4% Omnicom Group, Inc. 1,304 70,064 Total Communication Services 95,440 Con |
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| September 25, 2020 |
PORTFOLIO OF INVESTMENTS Columbia Diversified Fixed Income Allocation ETF July 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities | 1 Corporate Bonds 50. |
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| September 25, 2020 |
PORTFOLIO OF INVESTMENTS Columbia Multi-Sector Municipal Income ETF July 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities | 1 Municipal Bonds 96 . |
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| September 25, 2020 |
PORTFOLIO OF INVESTMENTS Columbia Research Enhanced Core ETF July 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities | 1 Common Stocks 99 . |
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| September 25, 2020 |
PORTFOLIO OF INVESTMENTS Columbia Research Enhanced Value ETF July 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities | 1 Common Stocks 99 . |
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| September 25, 2020 |
PORTFOLIO OF INVESTMENTS Columbia Sustainable International Equity Income ETF July 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities | 1 Common Stocks 99. |
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| March 26, 2020 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 06, 2020, pursuant to the provisions of Rule 12d2-2 (a). |
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| March 26, 2020 |
PORTFOLIO OF INVESTMENTS Columbia Research Enhanced Value ETF January 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities | 1 Common Stocks 98. |
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| March 26, 2020 |
PORTFOLIO OF INVESTMENTS Columbia Sustainable U.S. Equity Income ETF January 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities | 1 Common Stocks 99 .3 % Issuer Shares Value ($) Communication Services 3.3% Entertainment 0.8% Walt Disney Co. (The) 333 46,058 Media 2.5% Interpublic Group of Cos., Inc. (The) 3,789 86,010 Omnicom Group, I |
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| March 26, 2020 |
PORTFOLIO OF INVESTMENTS Columbia Research Enhanced Core ETF January 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities | 1 Common Stocks 99. |
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| March 26, 2020 |
PORTFOLIO OF INVESTMENTS Columbia Multi-Sector Municipal Income ETF January 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities | 1 Municipal Bonds 98. |
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| March 26, 2020 |
PORTFOLIO OF INVESTMENTS Columbia Sustainable International Equity Income ETF January 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities | 1 Common Stocks 99 . |
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| March 26, 2020 |
PORTFOLIO OF INVESTMENTS Columbia Sustainable Global Equity Income ETF January 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities | 1 Common Stocks 99 . |
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| March 26, 2020 |
PORTFOLIO OF INVESTMENTS Columbia Diversified Fixed Income Allocation ETF January 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities | 1 Corporate Bonds 52 . |
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| September 25, 2019 |
Columbia Etf Trust I NPORT-EX - - COLUMBIA ETF TRUST I NPORT-EX 1 d793471dnportex.htm COLUMBIA ETF TRUST I PORTFOLIO OF INVESTMENTS Columbia Sustainable Global Equity Income ETF July 31, 2019 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in Securities Issuer Shares Value ($) Common Stocks 99.3% Australia 2.5% AGL Energy Ltd. 4,583 66,241 BHP Group Ltd. 2,674 75,123 BHP Group PLC 3,003 72,959 BlueScope Stee |
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| September 25, 2019 |
Columbia Etf Trust I POS EX - - POS EX POS EX As filed with the Securities and Exchange Commission on September 25, 2019. |
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| September 25, 2019 |
(d)(1)(i) Schedule A (6-19-19) to IMS Agreement IMS Agreement – Schedule – ETF I Schedule A As of June 19, 2019 Fund Agreement Adoption Date and Schedule A Effective Date Assets (millions) Management Fee Rate Columbia Diversified Fixed Income Allocation ETF Agreement adopted as of September 20, 2017 and Schedule A effective as of September 20, 2017 All 0. |
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| September 25, 2019 |
(h)(5) License Agreement (9-24-19) - Research Enhanced ETFs LICENSE AGREEMENT This License Agreement (the “Agreement”) is made as of September 24, 2019, by and between Columbia Management Investment Advisers, LLC (“Columbia”), a Minnesota limited liability company, and Columbia ETF Trust I (the “Trust”), a statutory trust established under the laws of the Commonwealth of Massachusetts. |
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| September 24, 2019 |
Columbia Etf Trust I 8-A12B - - 8-A12B 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLUMBIA ETF TRUST I (Exact Name of Registrant as Specified in Charter) Massachusetts (See Below) (State of Incorporation or Organization) (I. |
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| July 19, 2019 |
Columbia Etf Trust I CORRESP - - CORRESP COLUMBIA ETF TRUST I 225 Franklin Street Boston, MA 02110 July 19, 2019 VIA EDGAR Mr. |
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| July 10, 2019 |
Columbia Funds Series Trust Ii CORRESP - - CORRESP 1 filename1.htm Columbia ETF Trust I Columbia Funds Series Trust I Columbia Funds Series Trust II 225 Franklin Street Boston, MA 02110 July 10, 2019 Mr. Chad Eskildsen U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549-4720 Re: Responses to SEC review of, and comments with respect to, N-CSR and prospectus filings for Columbia ETF Trust I (811-22736) year ended |
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| May 15, 2019 |
Columbia ETF Trust I 225 Franklin Street Boston, MA 02110 CORRESP Columbia ETF Trust I 225 Franklin Street Boston, MA 02110 May 15, 2019 VIA EDGAR Mr. |
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| March 27, 2019 |
I, Christopher O. Petersen, certify that: Exhibit 99.CERT I, Christopher O. Petersen, certify that: 1. I have reviewed this report on Form N-Q of Columbia ETF Trust I; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the per |
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| March 27, 2019 |
Columbia Etf Trust I N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 a19-62961nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22736 Columbia ETF Trust I (Exact name of registrant as specified in charter) 225 Franklin Street Boston, MA 02110 (Address of principal executive offices) (Zip code) Ch |
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| September 27, 2018 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Christopher O. Petersen, certify that: 1. I have reviewed this report on Form N-Q of Columbia ETF Trust I; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in lig |
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| September 27, 2018 |
Columbia Etf Trust I N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22736 Columbia ETF Trust I (Exact name of registrant as specified in charter) 225 Franklin Street Boston, MA 02110 (Address of principal executive offices) (Zip code) Christopher O. Petersen, Esq |
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| August 2, 2018 |
8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLUMBIA ETF TRUST I (Exact Name of Registrant as Specified in Charter) Massachusetts (See Below) (State of Incorporation or Organization) (I. |
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| July 6, 2018 |
CORRESP COLUMBIA ETF TRUST I 225 Franklin Street Boston, MA 02110 July 6, 2018 VIA EDGAR Mr. |
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| May 4, 2018 |
Columbia ETF Trust I 225 Franklin Street Boston, MA 02110 Columbia ETF Trust I 225 Franklin Street Boston, MA 02110 May 4, 2018 VIA EDGAR Mr. |
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| March 28, 2018 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Christopher O. Petersen, certify that: 1. I have reviewed this report on Form N-Q of Columbia ETF Trust I; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in lig |
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| March 28, 2018 |
Columbia Etf Trust I N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22736 Columbia ETF Trust I (Exact name of registrant as specified in charter) 225 Franklin Street Boston, MA 02110 (Address of principal executive offices) (Zip code) Ryan Larrenaga c/o Columbia |
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| September 28, 2017 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 a17-211731ex99dcert.htm EX-99.CERT Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Christopher O. Petersen, certify that: 1. I have reviewed this report on Form N-Q of Columbia ETF Trust I; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fa |
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| September 28, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22736 Columbia ETF Trust I (Exact name of registrant as specified in charter) 225 Franklin Street Boston, MA 02110 (Address of principal executive offices) (Zip code) Ryan Larrenaga c/o Columbia |
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| September 25, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLUMBIA ETF TRUST I (Exact Name of Registrant as Specified in Charter) Massachusetts (See Below) (State of Incorporation or Organization) (I. |
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| September 15, 2017 |
COLUMBIA ETF TRUST I 225 Franklin Street Boston, MA 02110 COLUMBIA ETF TRUST I 225 Franklin Street Boston, MA 02110 September 15, 2017 VIA EDGAR Mr. |
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| July 12, 2017 |
Columbia ETF Trust I 225 Franklin Street Boston, MA 02110 CORRESP Columbia ETF Trust I 225 Franklin Street Boston, MA 02110 July 12, 2017 VIA EDGAR Mr. |
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| March 30, 2017 |
I, Christopher O. Petersen, certify that: EX-99.CERT 2 a17-80081ex99dcert.htm EX-99.CERT Exhibit 99.CERT I, Christopher O. Petersen, certify that: 1. I have reviewed this report on Form N-Q of Columbia ETF Trust I; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we |
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| March 30, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22736 Columbia ETF Trust I (Exact name of registrant as specified in charter) 225 Franklin Street Boston, MA 02110 (Address of principal executive offices) (Zip code) Ryan Larrenaga c/o Columbia |
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| September 27, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22736 Columbia ETF Trust I (Exact name of registrant as specified in charter) 225 Franklin Street Boston, MA 02110 (Address of principal executive offices) (Zip code) Ryan Larrenaga c/o Columbia |
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| September 27, 2016 |
I, Christopher O. Petersen, certify that: EX-99.CERT 2 a16-180922ex99dcert.htm EX-99.CERT Exhibit 99.CERT I, Christopher O. Petersen, certify that: 1. I have reviewed this report on Form N-Q of Columbia ETF Trust I; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w |
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| June 13, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLUMBIA ETF TRUST I (Exact Name of Registrant as Specified in Charter) Massachusetts (See Below) (State of Incorporation or Organization) (I. |
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| June 1, 2016 |
COLUMBIA ETF TRUST I 225 Franklin Street Boston, MA 02110 CORRESP 1 filename1.htm COLUMBIA ETF TRUST I 225 Franklin Street Boston, MA 02110 June 1, 2016 VIA EDGAR Ms. Jaea Hahn U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review Office 100 F Street, N.E. Washington, D.C. 20549 RE Columbia ETF Trust I Columbia Sustainable Global Equity Income ETF Columbia Sustainable International Equity Income ETF Columbia Sustain |
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| May 31, 2016 |
EX-99.E 5 d198442dex99e.htm EX-99.E DISTRIBUTION AGREEMENT THIS AGREEMENT is made as of April 19, 2016, between Columbia ETF Trust I, a Massachusetts business trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”). WHEREAS, the Trust is an open-end investment company offering a number of series (each a “Fund” and together the “Funds”), having filed with the Securities an |
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| May 31, 2016 |
IMS Agreement – Columbia ETF Trust I INVESTMENT MANAGEMENT SERVICES AGREEMENT This Agreement, dated as of April 19, 2016, is by and between Columbia Management Investment Advisers, LLC (the “Investment Manager”), a Minnesota limited liability company and Columbia ETF Trust I (the “Trust”), a Massachusetts business trust, on behalf of its series listed in Schedule A. |
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| May 31, 2016 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.J 11 d198442dex99j.htm EX-99.J CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the use in this Registration Statement on Form N-1A of our report dated May 24 2016, relating to the Statement of Assets and Liabilities of Columbia Sustainable U.S. Equity Income ETF, which appears in such Registration Statement. We also consent to the reference to us under the headi |
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| May 31, 2016 |
INVESTMENT LETTER May 6, 2016 Columbia ETF Trust I 225 Franklin Street Boston, Massachusetts 02110 Dear Trustees: We understand that Columbia ETF Trust I (the “Company”) proposes to issue and sell shares (the “Shares”) in certain series (each a “Fund” and together the “Funds”) pursuant to a registration statement on Form N-1A filed with the Securities and Exchange Commission (the “SEC”). |
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| May 31, 2016 |
AMENDMENT AND JOINDER CUSTODY AGREEMENT EX-99.G.3 6 d198442dex99g3.htm EX-99.G.3 AMENDMENT AND JOINDER TO CUSTODY AGREEMENT This Amendment and Joinder (the “Amendment”) is made as of April 19, 2016, by and among the undersigned trusts on behalf of the series listed at Schedule II (each, a “Fund” and together, the “Funds”) and The Bank of New York Mellon (“BNY Mellon”). BACKGROUND: A. Certain of the Funds and BNY Mellon are parties to a |
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| May 31, 2016 |
As filed with the Securities and Exchange Commission on May 31, 2016. N-1A/A 1 d198442dn1aa.htm N-1A/A Table of Contents As filed with the Securities and Exchange Commission on May 31, 2016. Registration Nos. 333-209996 811-22736 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ¨ Pre-Effective Amendment No. 1 x Post-Effective Amendment No. ¨ and/or REGISTRATION STATEMENT UNDER THE |
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| May 31, 2016 |
COLUMBIA ETF TRUST I (the “Registrant”) POWER OF ATTORNEY EX-99.Q.1 15 d198442dex99q1.htm EX-99.Q.1 COLUMBIA ETF TRUST I (the “Registrant”) POWER OF ATTORNEY Each of the undersigned, as trustees of the above listed investment company that previously has filed registration statements and amendments thereto pursuant to the requirements of the Securities Act of 1933 and/or the Investment Company Act of 1940 with the Securities and Exchange Commission, const |
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| May 31, 2016 |
EX-99.D.2 4 d198442dex99d2.htm EX-99.D.2 Schedule A Fund Assets (millions) Management Fee Rate Columbia Sustainable Global Equity Income ETF All 0.45 %(1) Columbia Sustainable International Equity Income ETF All 0.40 %(1) Columbia Sustainable U.S. Equity Income ETF All 0.35 %(1) (1) Fee is a “unitary fee” pursuant to which the Investment Manager pays the operating costs and expenses of the Fund ot |
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| May 31, 2016 |
AMENDMENT AND JOINDER FUND ADMINISTRATION AND ACCOUNTING AGREEMENT EX-99.H.7 8 d198442dex99h7.htm EX-99.H.7 AMENDMENT AND JOINDER TO FUND ADMINISTRATION AND ACCOUNTING AGREEMENT This Amendment and Joinder (the “Amendment”) is made as of April 19, 2016, by and among the undersigned trusts on behalf of the series listed at Exhibit A (each, a “Fund” and together, the “Funds”) and The Bank of New York Mellon (“BNY Mellon”). BACKGROUND: A. Certain of the Funds and BNY |
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| May 31, 2016 |
Distribution and Service Plan, dated April 19, 2016 COLUMBIA ETF TRUST I 12b-1 Distribution and Service Plan WHEREAS, Columbia ETF Trust I (the “Trust”) is an open-end management investment company registered as such under the Investment Company Act of 1940, as amended (the “1940 Act”), and organized as a series trust; WHEREAS, the Board of Trustees of the Trust (“Trustees”) desires to adopt a plan of distribution pursuant to Rule l2b-1 under the 1 |
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| May 31, 2016 |
EX-99.Q 14 d198442dex99q.htm EX-99.Q COLUMBIA FUNDS SERIES TRUST COLUMBIA FUNDS SERIES TRUST I COLUMBIA FUNDS SERIES TRUST II COLUMBIA FUNDS VARIABLE INSURANCE TRUST COLUMBIA FUNDS VARIABLE INSURANCE TRUST I COLUMBIA FUNDS VARIABLE SERIES TRUST II COLUMBIA ETF TRUST COLUMBIA ETF TRUST I (each a “Registrant”) POWER OF ATTORNEY The undersigned does hereby constitute and appoint Joseph L. D’Alessandr |
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| May 31, 2016 |
May 24, 2016 Columbia ETF Trust I 225 Franklin Street Boston, Massachusetts 02110 Gentlemen: I am furnishing this opinion in connection with the Registration Statement on Form N-1A (the Registration Statement) filed under the Securities Act of 1933, as amended, by Columbia ETF Trust I (the Trust). |
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| May 31, 2016 |
AMENDMENT AND JOINDER TRANSFER AGENCY AND SERVICE AGREEMENT EX-99.H.6 7 d198442dex99h6.htm EX-99.H.6 AMENDMENT AND JOINDER TO TRANSFER AGENCY AND SERVICE AGREEMENT This Amendment and Joinder (the “Amendment”) is made as of April 19, 2016, by and among the undersigned trusts on behalf of the series listed at Appendix I (each, a “Fund” and together, the “Funds”) and The Bank of New York Mellon (“BNY Mellon”). BACKGROUND: A. Certain of the Funds and BNY Mello |
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| May 31, 2016 |
EXPENSE LIMITATION AGREEMENT COLUMBIA ETF TRUST I 225 Franklin Street Boston, MA 02110 EX-99.H.8 9 d198442dex99h8.htm EX-99.H.8 EXPENSE LIMITATION AGREEMENT COLUMBIA ETF TRUST I 225 Franklin Street Boston, MA 02110 April 19, 2016 Columbia Management Investment Advisers, LLC 225 Franklin Street Boston, MA 02110 Dear Ladies and Gentlemen: All the funds listed in Schedule A (the “Funds”) are each a series of Columbia ETF Trust I, a Massachusetts business trust (“Trust”). You hereby agr |
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| May 31, 2016 |
Amended and Restated Declaration of Trust, effective April 15, 2016 COLUMBIA ETF TRUST I AMENDED AND RESTATED DECLARATION OF TRUST THIS DECLARATION OF TRUST made at Boston, Massachusetts, effective on April 15, 2016, by the Trustees hereunder and the holders of shares of beneficial interest issued hereunder and to be issued hereunder as hereinafter provided: WITNESSETH that WHEREAS, this Trust has been formed to carry on the business of an investment company; and |
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| May 27, 2016 |
COLUMBIA ETF TRUST I 225 Franklin Street Boston, MA 02110 CORRESP 1 filename1.htm COLUMBIA ETF TRUST I 225 Franklin Street Boston, MA 02110 May 27, 2016 VIA EDGAR Ms. Jaea Hahn U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review Office 100 F Street, N.E. Washington, D.C. 20549 RE Columbia ETF Trust I Columbia Sustainable Global Equity Income ETF Columbia Sustainable International Equity Income ETF Columbia Sustain |
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| April 29, 2016 |
COLUMBIA ETF TRUST I 225 Franklin Street Boston, MA 02110 CORRESP 1 filename1.htm COLUMBIA ETF TRUST I 225 Franklin Street Boston, MA 02110 April 29, 2016 VIA EDGAR Ms. Jaea Hahn U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review Office 100 F Street, N.E. Washington, D.C. 20549 RE Columbia ETF Trust I Columbia Sustainable Global Equity Income ETF Columbia Sustainable International Equity Income ETF Columbia Susta |
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| March 7, 2016 |
COLUMBIA ETF TRUST I (the “Registrant”) POWER OF ATTORNEY EX-99.Q 3 d154506dex99q.htm EX-99.Q COLUMBIA ETF TRUST I (the “Registrant”) POWER OF ATTORNEY The undersigned does hereby constitute and appoint Joseph L. D’Alessandro, Joseph F. DiMaria, Paul B. Goucher, Ryan C. Larrenaga, Christopher O. Petersen, Scott R. Plummer, Michael E. DeFao and Megan E. Garcy, each individually, his true and lawful attorney-in-fact and agent (each an “Attorney-in-Fact”) w |
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| March 7, 2016 |
BYLAWS COLUMBIA ETF TRUST I ARTICLE 1 AGREEMENT AND DECLARATION OF TRUST AND PRINCIPAL OFFICE EX-99.B 2 d154506dex99b.htm EX-99.B Effective: August 16, 2012 Amended and Restated: March 3, 2016 BYLAWS OF COLUMBIA ETF TRUST I ARTICLE 1 AGREEMENT AND DECLARATION OF TRUST AND PRINCIPAL OFFICE 1.1 Agreement and Declaration of Trust. These Bylaws shall be subject to the Declaration of Trust, as from time to time in effect (the “Declaration of Trust”), of Columbia ETF Trust I (the “Trust”), the M |
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| March 7, 2016 |
Columbia ETF Trust I 225 Franklin Street Boston, MA 02110 Columbia ETF Trust I 225 Franklin Street Boston, MA 02110 March 7, 2016 VIA EDGAR Mr. |
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| March 7, 2016 |
As filed with the Securities and Exchange Commission on March 7, 2016. Table of Contents As filed with the Securities and Exchange Commission on March 7, 2016. |
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| September 28, 2015 |
September 28, 2015 Division of Investment Management Securities and Exchange Commission 100 F Street, N. |
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| August 16, 2012 |
Columbia ETF Trust I UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 16, 2012 |
Declaration of Trust effective June 8, 2012 Declaration of Trust dated June 8, 2012 of Registrant COLUMBIA ETF TRUST I DECLARATION OF TRUST THIS DECLARATION OF TRUST made at Boston, Massachusetts, effective on June 8, 2012, by the Trustees hereunder and the holders of shares of beneficial interest issued hereunder and to be issued hereunder as hereinafter provided: WITNESSETH that WHEREAS, this Trust has been formed to carry on the business |
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| August 16, 2012 |
BYLAWS COLUMBIA ETF TRUST I ARTICLE 1 AGREEMENT AND DECLARATION OF TRUST AND PRINCIPAL OFFICE BYLAWS OF COLUMBIA ETF TRUST I ARTICLE 1 AGREEMENT AND DECLARATION OF TRUST AND PRINCIPAL OFFICE 1. |
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| August 16, 2012 |
N-1A 1 d366454dn1a.htm COLUMBIA ETF TRUST I Table of Contents As filed with the Securities and Exchange Commission on August 16, 2012. Registration Nos. [ ] 811-22736 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x Pre-Effective Amendment No. ¨ Post-Effective Amendment No. x REGISTRATION STATEMENT UNDER THE |
