Statistik Asas
| CIK | 911148 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Cadus Corp.
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
| July 2, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 000-28674 Cadus Corporation (Exact name of registrant as specified in its c |
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| June 28, 2018 |
Second Amended and Restated Certificate of Incorporation of Cadus Corporation. Exhibit 3.1 SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF CADUS CORPORATION FIRST. The name of the corporation (hereinafter called the “Corporation”) is Cadus Corporation. SECOND. The address of the Corporation’s registered office in the State of Delaware is 1209 Orange Street in the City of Wilmington, County of New Castle, 19801. The Corporation’s registered agent at this address i |
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| June 28, 2018 |
Amended and Restated Bylaws of Cadus Corporation. Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF CADUS CORPORATION ARTICLE I Meetings of Stockholders Section 1.1. Annual Meetings. If required by applicable law, an annual meeting of stockholders shall be held for the election of directors at such date, time and place, if any, either within or without the State of Delaware, as may be designated by resolution of the Board of Directors from time to time. |
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| June 28, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2018 Cadus Corporation (Exact name of registrant as specified in its charter) Delaware 0-28674 13-3660391 (State or other jurisdiction of incorporation) (Commission File Number) (I. |
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| June 28, 2018 |
KDUS / Cadus Corp. / ICAHN CARL C - AMENDMENT NO. 7 Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7)* Cadus Corporation (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 127639102 (CUSIP Number) Andrew Langham, Esq. Icahn Associates LLC 767 Fifth Avenue, 47th Floor New York, New York 10153 (212) 702-4300 (Name, Address and Telephone Number |
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| June 28, 2018 |
KDUS / Cadus Corp. / Cadus Corp - AMENDMENT NO. 6 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 RULE 13e-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 6) Cadus Corporation (Name of the Issuer) Cadus Corporation Starfire Holding Corporation Cadus Merger Sub LLC Carl C. Icahn (Names of Persons Filing Statement) Common Shares, par value $0.01 per share (Titl |
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| June 12, 2018 |
KDUS / Cadus Corp. / Cadus Corp - SC 13E3/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 RULE 13e-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 5) Cadus Corporation (Name of the Issuer) Cadus Corporation Starfire Holding Corporation Cadus Merger Sub LLC Carl C. Icahn (Names of Persons Filing Statement) Common Shares, par value $0.01 per share (Titl |
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| June 11, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| May 15, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| May 15, 2018 |
KDUS / Cadus Corp. / Cadus Corp - SC 13E3/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 RULE 13e-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4) Cadus Corporation (Name of the Issuer) Cadus Corporation Starfire Holding Corporation Cadus Merger Sub LLC Carl C. Icahn (Names of Persons Filing Statement) Common Shares, par value $0.01 per share (Titl |
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| April 10, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Amendment No. 3 to Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Def |
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| April 10, 2018 |
KDUS / Cadus Corp. / Cadus Corp - AMENDMENT NO. 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 RULE 13e-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3) Cadus Corporation (Name of the Issuer) Cadus Corporation Starfire Holding Corporation Cadus Merger Sub LLC Carl C. Icahn (Names of Persons Filing Statement) Common Shares, par value $0.01 per share (Titl |
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| April 10, 2018 |
April 10, 2018 VIA EDGAR Ms. Christina Chalk Senior Special Counsel Division of Corporation Finance Office of Mergers & Acquisitions Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Cadus Corporation PRER14A filed April 4, 2018 by Cadus Corporation Amendment No. 2 to Schedule 13E-3 Filed April 4, 2018 by Cadus Corporation et al. File No. 005-46485 Dear Ms. Chalk: I |
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| April 4, 2018 |
KDUS / Cadus Corp. AMENDMENT NO. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Amendment No. 2 to Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Def |
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| April 4, 2018 |
KDUS / Cadus Corp. / Cadus Corp - SC 13E3/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 RULE 13e-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) Cadus Corporation (Name of the Issuer) Cadus Corporation Starfire Holding Corporation Cadus Merger Sub LLC Carl C. Icahn (Names of Persons Filing Statement) Common Shares, par value $0.01 per share (Titl |
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| April 4, 2018 |
April 4, 2018 VIA EDGAR Ms. Christina Chalk Senior Special Counsel Division of Corporation Finance Office of Mergers & Acquisitions Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Cadus Corporation PRER14A filed March 28, 2018 by Cadus Corporation Amendment No. 1 to Schedule 13E-3 Filed March 28, 2018 by Cadus Corporation et al. File No. 005-46485 Dear Ms. Chalk: I |
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| March 28, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Amendment No. 1 to Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Def |
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| March 28, 2018 |
March 28, 2018 VIA EDGAR Ms. Christina Chalk Senior Special Counsel Division of Corporation Finance Office of Mergers & Acquisitions Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Cadus Corporation Schedule 13E-3 Filed February 16, 2018 by Cadus Corporation, Starfire Holding Corporation, Cadus Merger Sub LLC, High River Limited Partnership, Barberry Corp., Hopper |
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| March 28, 2018 |
Exhibit (c)(3) 1 CADUS CORPORATION Preliminary Financial Analysis Presentation to the Special Committee of the Board of Directors November 20, 2017 2 ALVAREZ & MARSAL VALUATION SERVICES, LLC • The following pages contain material that is being provided by Alvarez & Marsal Valuation Services, LLC (“A&M” or “Alvarez & Marsal”) in its capacity as an independent financial advisor to the Special Committee of the Board of Directors (the “Special Committee”) of Cadus Corporation (“Cadus” or the “Company”) . |
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| March 28, 2018 |
Exhibit (c)(4) 1 CADUS CORPORATION Fairness Analysis Presentation to the Special Committee of the Board of Directors January 17, 2018 CONFIDENTIAL DRAFT – FOR DISCUSSION PURPOSES ONLY 2 ALVAREZ & MARSAL VALUATION SERVICES, LLC • The following pages contain material that is being provided by Alvarez & Marsal Valuation Services, LLC (“A&M” or “Alvarez & Marsal”) in its capacity as an independent financial advisor to the Special Committee of the Board of Directors (the “Special Committee”) of Cadus Corporation and its subsidiaries and affiliates (jointly and severally, “Cadus” or the “Company”) in connection with the Proposed Transaction, as defined herein . |
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| March 28, 2018 |
KDUS / Cadus Corp. / Cadus Corp - SC 13E3/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 RULE 13e-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) Cadus Corporation (Name of the Issuer) Cadus Corporation Starfire Holding Corporation Cadus Merger Sub LLC Carl C. Icahn (Names of Persons Filing Statement) Common Shares, par value $0.01 per share (Titl |
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| March 12, 2018 |
KDUS / Cadus Corp. FORM 10-K (Annual Report) FORM 10-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-28674 CADUS CORPORATION (Exact name of registrant a |
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| February 16, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: x Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| February 16, 2018 |
KDUS / Cadus Corp. / Cadus Corp - SC 13E3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 RULE 13e-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES EXCHANGE ACT OF 1934 Cadus Corporation (Name of the Issuer) Cadus Corporation Starfire Holding Corporation Cadus Merger Sub LLC High River Limited Partnership Barberry Corp. Hopper Investments LLC Carl C. Icahn (Names of Persons Filing Statem |
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| February 16, 2018 |
Exhibit (c)(2) CADUS CORPORATION Fairness Analysis Presentation to the Special Committee of the Board of Directors January 20, 2018 ALVAREZ & MARSAL VALUATION SERVICES, LLC Disclaimer • The following pages contain material that is being provided by Alvarez & Marsal Valuation Services, LLC (“A&M” or “Alvarez & Marsal”) in its capacity as an independent financial advisor to the Special Committee of the Board of Directors (the “Special Committee”) of Cadus Corporation and its subsidiaries and affiliates (jointly and severally, “Cadus” or the “Company”) in connection with the Proposed Transaction, as defined herein. |
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| January 22, 2018 |
EX-2.1 2 tv483458ex2-1.htm EXHIBIT 2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER among CADUS CORPORATION, STARFIRE HOLDING CORPORATION and CADUS MERGER SUB LLC DATED AS OF JANUARY 20, 2018 TABLE OF CONTENTS ARTICLE I Definitions 5 1.1 Certain Defined Terms 5 1.2 Construction; Absence of Presumption 10 ARTICLE II The Merger 10 2.1 The Merger 10 2.2 Closing of the Merger 10 2.3 Effe |
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| January 22, 2018 |
Exhibit 99.1 Cadus Corporation Enters Into Definitive Merger Agreement to be Acquired by Affiliate of Carl C. Icahn for $1.61 per Share in Cash NEW YORK, NY ? January 22, 2018 ? Cadus Corporation (OTCMKTS: KDUS) (the ?Company? or ?Cadus?) today announced that it had entered into an Agreement and Plan of Merger (the ?Merger Agreement?) with Starfire Holding Corporation (?Starfire?), an affiliate of |
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| January 22, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 20, 2018 CADUS CORPORATION (Exact name of Registrant as Specified in Charter) Delaware 0-28674 13-3660391 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| January 22, 2018 |
Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER among CADUS CORPORATION, STARFIRE HOLDING CORPORATION and CADUS MERGER SUB LLC DATED AS OF JANUARY 20, 2018 TABLE OF CONTENTS ARTICLE I Definitions 5 1.1 Certain Defined Terms 5 1.2 Construction; Absence of Presumption 10 ARTICLE II The Merger 10 2.1 The Merger 10 2.2 Closing of the Merger 10 2.3 Effective Time 11 2.4 Company Meeting; Prox |
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| January 22, 2018 |
Press Release of Cadus Corporation, dated as of January 22, 2018 Exhibit 99.1 Cadus Corporation Enters Into Definitive Merger Agreement to be Acquired by Affiliate of Carl C. Icahn for $1.61 per Share in Cash NEW YORK, NY ? January 22, 2018 ? Cadus Corporation (OTCMKTS: KDUS) (the ?Company? or ?Cadus?) today announced that it had entered into an Agreement and Plan of Merger (the ?Merger Agreement?) with Starfire Holding Corporation (?Starfire?), an affiliate of |
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| January 22, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 20, 2018 CADUS CORPORATION (Exact name of Registrant as Specified in Charter) Delaware 0-28674 13-3660391 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| January 22, 2018 |
KDUS / Cadus Corp. / ICAHN CARL C Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6)* Cadus Corporation (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 127639102 (CUSIP Number) Andrew Langham, Esq. Icahn Associates LLC 767 Fifth Avenue, 47th Floor New York, New York 10153 (212) 702-4300 (Name, Address and Telephone Number |
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| January 10, 2018 |
KDUS / Cadus Corp. / ICAHN CARL C Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* Cadus Corporation (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 127639102 (CUSIP Number) Andrew Langham, Esq. Icahn Associates LLC 767 Fifth Avenue, 47th Floor New York, New York 10153 (212) 702-4300 (Name, Address and Telephone Number |
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| January 10, 2018 |
BARBERRY CORP. HIGH RIVER LIMITED PARTNERSHIP EXHIBIT 1 BARBERRY CORP. HIGH RIVER LIMITED PARTNERSHIP January 10, 2018 Board of Directors Cadus Corporation 767 Fifth Avenue New York, New York 10153 Ladies & Gentlemen: As you know, on September 20, 2017, Barberry Corp. ("Barberry") and High River Limited Partnership ("High River" and, together with Barberry, "us" or "we") offered to acquire the remaining shares of common stock, $0.01 par value |
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| November 29, 2017 |
BARBERRY CORP. HIGH RIVER LIMITED PARTNERSHIP EXHIBIT I BARBERRY CORP. HIGH RIVER LIMITED PARTNERSHIP November 28, 2017 Board of Directors Cadus Corporation 767 Fifth Avenue New York, New York 10153 Ladies & Gentlemen: As you know, on September 20, 2017, Barberry Corp. ("Barberry") and High River Limited Partnership ("High River" and, together with Barberry, "us" or "we") offered to acquire the remaining shares of common stock, $0.01 par valu |
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| November 29, 2017 |
KDUS / Cadus Corp. / ICAHN CARL C Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* Cadus Corporation (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 127639102 (CUSIP Number) Andrew Langham, Esq. Icahn Associates LLC 767 Fifth Avenue, 47th Floor New York, New York 10153 (212) 702-4300 (Name, Address and Telephone Number |
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| November 14, 2017 |
KDUS / Cadus Corp. FORM 10-Q (Quarterly Report) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-28674 CADUS CORPORATION (Exact Name of Reg |
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| October 27, 2017 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2017 CADUS CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-28674 13-3660391 (State or other jurisdiction of incorporation) (Commissio |
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| October 27, 2017 |
Exhibit 99.1 CADUS CORPORATION 767 Fifth Avenue New York, New York 10153 CADUS CORPORATION ANNOUNCES FORMATION OF SPECIAL COMMITTEE New York, NY, October 27, 2017 ? Cadus Corporation (KDUS) announced that its Board of Directors has formed a special committee of independent directors to consider an offer by Barberry Corp. and High River Limited Partnership, which collectively beneficially own appro |
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| September 20, 2017 |
KDUS / Cadus Corp. / ICAHN CARL C Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* Cadus Corporation (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 127639102 (CUSIP Number) Andrew Langham, Esq. Icahn Associates LLC 767 Fifth Avenue, 47th Floor New York, New York 10153 (212) 702-4300 (Name, Address and Telephone Number |
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| September 20, 2017 |
BARBERRY CORP. HIGH RIVER LIMITED PARTNERSHIP EX-1 2 kdussch13damd3092017ex1.htm Exhibit 1 BARBERRY CORP. HIGH RIVER LIMITED PARTNERSHIP September 20, 2017 Board of Directors Cadus Corporation 767 Fifth Avenue New York, New York 10153 Ladies & Gentlemen: As you know, Barberry Corp. ("Barberry") and High River Limited Partnership ("High River" and, together with Barberry, "us" or "we") collectively beneficially own 17,824,678 shares of common |
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| August 14, 2017 |
KDUS / Cadus Corp. FORM 10-Q (Quarterly Report) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-28674 CADUS CORPORATION (Exact Name of Registra |
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| May 25, 2017 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2017 CADUS CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-28674 13-3660391 (State or other jurisdiction of incorporation) (Commission Fi |
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| May 15, 2017 |
Cadus FORM 10-Q (Quarterly Report) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-28674 CADUS CORPORATION (Exact Name of Registr |
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| May 1, 2017 |
Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2017 CADUS CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-28674 13-3660391 (State or other jurisdiction of incorporation) (Commission |
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| April 12, 2017 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 11, 2017 |
Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 6, 2017 CADUS CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-28674 13-3660391 (State or other jurisdiction of incorporation) (Commission F |
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| April 11, 2017 |
EXHIBIT 16.1 April 11, 2017 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 We have read the statements under item 4.01 in the Form 8-K dated April 6, 2017, of Cadus Corporation (the ?Company?) to be filed with the Securities and Exchange Commission and we agree with such statements therein as related to our firm. Sincerely, /s/ Baker Tilly Virchow Krause LLP Minneapoli |
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| March 31, 2017 |
FORM 10-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-28674 CADUS CORPORATION (Exact name of registrant a |
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| November 14, 2016 |
Cadus FORM 10-Q (Quarterly Report) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-28674 CADUS CORPORATION (Exact Name of Reg |
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| August 15, 2016 |
Cadus FORM 10-Q (Quarterly Report) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-28674 CADUS CORPORATION (Exact Name of Registra |
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| August 15, 2016 |
Cadus FORM 10-Q (Quarterly Report) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-28674 CADUS CORPORATION (Exact Name of Registra |
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| May 16, 2016 |
Cadus FORM 10-Q (Quarterly Report) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-28674 CADUS CORPORATION (Exact Name of Registr |
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| April 5, 2016 |
Cadus POST-EFFECTIVE AMENDMENT NO. 1 As filed with the Securities and Exchange Commission on April 5, 2016 Registration Statement No. |
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| April 5, 2016 |
Cadus POST-EFFECTIVE AMENDMENT NO. 3 As filed with the Securities and Exchange Commission on April 5, 2016 Registration Statement No. |
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| April 5, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2016 CADUS CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-28674 13-3660391 (State or other jurisdiction of incorporation) (Commission |
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| March 30, 2016 |
10-K 1 v43479110k.htm 10-K FORM 10-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-28674 CADUS CORPORATION |
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| February 12, 2016 |
Exhibit 10.14 Bayswater Brokerage Florida LLC 2231 Falls Circle Vacant Land Listing Agreement Vero Beach, FL 32967 772-794-7827 1 This Non-Exclusive Right of Sale Listing Agreement ("Agreement") is between 2 * MB 2013 LLC ("Seller") 3 * and Bayswater Brokerage Florida LLC ("Broker"). 4 5 1. Authority to Sell Property: Seller gives Broker the NON-EXCLUSIVE RIGHT TO SELL the real and personal proper |
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| February 12, 2016 |
Cadus FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2016 CADUS CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-28674 13-3660391 (State or other jurisdiction of incorporation) (Commissi |
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| January 29, 2016 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2016 CADUS CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-28674 13-3660391 (State or other jurisdiction of incorporation) (Commissio |
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| December 28, 2015 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| December 9, 2015 |
CADUS CORPORATION 767 Fifth Avenue New York, New York 10153 CADUS ANNOUNCES NEW CORPORATE WEB-SITE Exhibit 99.1 CADUS CORPORATION 767 Fifth Avenue New York, New York 10153 CADUS ANNOUNCES NEW CORPORATE WEB-SITE New York, NY, December 9, 2015 ? Cadus Corporation (KDUS) announced today that it has established its new corporate web-site, CadusCorp.com. The website currently permits the visitor to view the location of certain of the company?s properties in Miami-Dade County, Florida, as well as pro |
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| December 9, 2015 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2015 CADUS CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-28674 13-3660391 (State or other jurisdiction of incorporation) (Commissio |
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| January 29, 2015 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2015 CADUS CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-28674 13-3660391 (State or other jurisdiction of incorporation) (Commissio |
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| December 29, 2014 |
KDUS / Cadus Corp. DEF 14A - - FORM DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| July 16, 2014 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A (Rule 13d-101) (Amendment No. |
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| June 11, 2014 |
KDUS / Cadus Corp. / WHITAKER DON C - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment 1 FINAL FILING) CADUS CORPORATION (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 127639102 (CUSIP Number) Don C. Whitaker 3 Palmbrook Lane Henderson, NV 702-616-3569 (Name, Address and Telephone Number of Person Authorized to Receive |
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| June 9, 2014 |
KDUS / Cadus Corp. / ICAHN CARL C Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Cadus Corporation (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 127639102 (CUSIP Number) Keith Schaitkin, Esq. Icahn Capital LP 767 Fifth Avenue, 47th Floor New York, New York 10153 (212) 702-4300 (Name, Address and Telephone Number of |
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| June 6, 2014 |
Exhibit 99.1 CADUS CORPORATION 767 Fifth Avenue New York, New York 10153 CADUS ANNOUNCES COMPLETION OF RIGHTS OFFERING New York, NY, June 6, 2014 – Cadus Corporation (KDUS.OB) announced today the results of its rights offering. Pursuant to the rights offering, subscription rights to purchase 13,144,040 shares of Cadus’ common stock were exercised, resulting in gross proceeds to Cadus of approximat |
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| June 6, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2014 CADUS CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-28674 13-3660391 (State or other jurisdiction of incorporation) (Commission Fi |
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| April 30, 2014 |
Filed pursuant to Rule 424(b)(3) Registration No. 333-194826 THIS PROSPECTUS IS NOT AN OFFER TO SELL THESE SECURITIES AND IS NOT SOLICITING AN OFFER TO BUY THESE SECURITIES IN ANY STATE WHERE THE OFFER OR SALE IS NOT PERMITTED. PROSPECTUS CADUS CORPORATION UP TO 13,144,040 SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF NON-TRANSFERABLE RIGHTS TO SUBSCRIBE FOR SUCH SHARES Cadus Corporation is dis |
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| April 25, 2014 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A (Rule 13d-101) (Amendment No. |
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| April 11, 2014 |
EXHIBIT 99.2 INSTRUCTIONS FOR USE OF CADUS CORPORATION SUBSCRIPTION RIGHTS CERTIFICATE CONSULT AST PHOENIX ADVISORS, YOUR BANK OR YOUR BROKER AS TO ANY QUESTIONS The following instructions relate to a rights offering (the “Rights Offering”) by CADUS CORPORATION, a Delaware corporation (the “Company”), to the holders of its common stock, par value $0.01 per share (“Common Stock”), as described in t |
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| April 11, 2014 |
EX-99.7 10 v374497ex99-7.htm EXHIBIT 99.7 EXHIBIT 99.7 CADUS CORPORATION 13,144,040 SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF SUBSCRIPTION RIGHTS BENEFICIAL OWNER ELECTION FORM I (We) acknowledge receipt of your letter and the enclosed materials relating to the offering of shares of CADUS CORPORATION common stock, par value $0.01 per share (the “Common Stock”), issuable upon the exercise of |
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| April 11, 2014 |
EXHIBIT 99.5 CADUS CORPORATION 13,144,040 SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF SUBSCRIPTION RIGHTS THE SUBSCRIPTION RIGHTS ARE EXERCISABLE UNTIL 5:00 P.M. NEW YORK CITY TIME ON [], 2014, SUBJECT TO EXTENSION [], 2014 To: Securities Dealers, Commercial Banks, Trust Companies, and Other Nominees This letter is being distributed to securities dealers, commercial banks, trust companies and |
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| April 11, 2014 |
As filed with the Securities and Exchange Commission on April 11, 2014 Registration No. |
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| April 11, 2014 |
CADUS CORPORATION 767 FIFTH AVENUE NEW YORK, NEW YORK 10153 EXHIBIT 99.4 CADUS CORPORATION 767 FIFTH AVENUE NEW YORK, NEW YORK 10153 [] , 2014 Dear Shareholder: Enclosed are the prospectus dated [], 2014 (the “Prospectus”) and other materials relating to the rights offering by CADUS CORPORATION (the “Company”). Please carefully review the Prospectus, which describes how you can participate in the rights offering. You will be able to exercise your subscript |
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| April 11, 2014 |
EXHIBIT 99.6 CADUS CORPORATION 13,144,040 SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF SUBSCRIPTION RIGHTS THE SUBSCRIPTION RIGHTS ARE EXERCISABLE UNTIL 5:00 P.M. NEW YORK CITY TIME ON [], 2014, SUBJECT TO EXTENSION. To Our Clients: We are sending this letter to you because we hold shares of CADUS CORPORATION (the “Company”) common stock for you. The Company has commenced an offering of up to |
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| April 11, 2014 |
NOTICE OF GUARANTEED DELIVERY SUBSCRIPTION CERTIFICATES ISSUED BY CADUS CORPORATION EXHIBIT 99.3 NOTICE OF GUARANTEED DELIVERY FOR SUBSCRIPTION CERTIFICATES ISSUED BY CADUS CORPORATION This form, or one substantially equivalent to this form, must be used to exercise Subscription Rights pursuant to the Rights Offering described in the prospectus, dated [], 2014 (the “Prospectus”), of CADUS CORPORATION, a Delaware corporation, if a holder of Subscription Rights cannot deliver the S |
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| April 11, 2014 |
EX-99.1 4 v374497ex99-1.htm EXHIBIT 99.1 EXHIBIT 99.1 RIGHTS CERTIFICATE #: NUMBER OF RIGHTS THE TERMS AND CONDITIONS OF THE RIGHTS OFFERING ARE SET FORTH IN THE COMPANY'S PROSPECTUS DATED , 2014 (THE "PROSPECTUS") AND ARE INCORPORATED HEREIN BY REFERENCE. COPIES OF THE PROSPECTUS ARE AVAILABLE UPON REQUEST FROM AST PHOENIX ADVISORS, THE INFORMATION AGENT. Cadus Corporation Incorporated under the |
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| March 26, 2014 |
EXHIBIT 99.7 CADUS CORPORATION 13,144,040 SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF SUBSCRIPTION RIGHTS BENEFICIAL OWNER ELECTION FORM I (We) acknowledge receipt of your letter and the enclosed materials relating to the offering of shares of CADUS CORPORATION common stock, par value $0.01 per share (the “Common Stock”), issuable upon the exercise of subscription rights (“Subscription Rights |
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| March 26, 2014 |
CADUS CORPORATION 767 FIFTH AVENUE NEW YORK, NEW YORK 10153 EXHIBIT 99.4 CADUS CORPORATION 767 FIFTH AVENUE NEW YORK, NEW YORK 10153 [] , 2014 Dear Shareholder: Enclosed are the prospectus dated [], 2014 (the “Prospectus”) and other materials relating to the rights offering by CADUS CORPORATION (the “Company”). Please carefully review the Prospectus, which describes how you can participate in the rights offering. You will be able to exercise your subscript |
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| March 26, 2014 |
NOTICE OF GUARANTEED DELIVERY SUBSCRIPTION CERTIFICATES ISSUED BY CADUS CORPORATION EXHIBIT 99.3 NOTICE OF GUARANTEED DELIVERY FOR SUBSCRIPTION CERTIFICATES ISSUED BY CADUS CORPORATION This form, or one substantially equivalent to this form, must be used to exercise Subscription Rights pursuant to the Rights Offering described in the prospectus, dated [], 2014 (the “Prospectus”), of CADUS CORPORATION, a Delaware corporation, if a holder of Subscription Rights cannot deliver the S |
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| March 26, 2014 |
EXHIBIT 99.6 CADUS CORPORATION 13,144,040 SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF SUBSCRIPTION RIGHTS THE SUBSCRIPTION RIGHTS ARE EXERCISABLE UNTIL 5:00 P.M. NEW YORK CITY TIME ON [], 2014, SUBJECT TO EXTENSION. To Our Clients: We are sending this letter to you because we hold shares of CADUS CORPORATION (the “Company”) common stock for you. The Company has commenced an offering of up to |
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| March 26, 2014 |
EXHIBIT 99.5 CADUS CORPORATION 13,144,040 SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF SUBSCRIPTION RIGHTS THE SUBSCRIPTION RIGHTS ARE EXERCISABLE UNTIL 5:00 P.M. NEW YORK CITY TIME ON [], 2014, SUBJECT TO EXTENSION [], 2014 To: Securities Dealers, Commercial Banks, Trust Companies, and Other Nominees This letter is being distributed to securities dealers, commercial banks, trust companies and |
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| March 26, 2014 |
EXHIBIT 99.2 INSTRUCTIONS FOR USE OF CADUS CORPORATION SUBSCRIPTION RIGHTS CERTIFICATE CONSULT AST PHOENIX ADVISORS, YOUR BANK OR YOUR BROKER AS TO ANY QUESTIONS The following instructions relate to a rights offering (the “Rights Offering”) by CADUS CORPORATION, a Delaware corporation (the “Company”), to the holders of its common stock, par value $0.01 per share (“Common Stock”), as described in t |
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| March 26, 2014 |
EXHIBIT 99.9 IMPORTANT TAX INFORMATION TO ENSURE COMPLIANCE WITH TREASURY DEPARTMENT CIRCULAR 230, YOU ARE HEREBY NOTIFIED THAT: (A) ANY FEDERAL TAX ADVICE CONTAINED HEREIN IS NOT INTENDED OR WRITTEN TO BE USED, AND CANNOT BE USED BY ANY TAXPAYER FOR THE PURPOSE OF AVOIDING PENALTIES THAT MAY BE IMPOSED UNDER THE INTERNAL REVENUE CODE; (B) THE ADVICE IS WRITTEN IN CONNECTION WITH THE PROMOTION OR |
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| March 26, 2014 |
EXHIBIT 99.8 CADUS CORPORATION 13,144,040 SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF SUBSCRIPTION RIGHTS NOMINEE HOLDER CERTIFICATION The undersigned, a bank, broker, trustee, depository or other nominee holder of rights (the “Subscription Rights”) to purchase shares of common stock, par value $0.01 per share (“Common Stock”) of CADUS CORPORATION (the “Company”), pursuant to the rights offer |
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| March 26, 2014 |
EXHIBIT 99.1 RIGHTS CERTIFICATE #: NUMBER OF RIGHTS THE TERMS AND CONDITIONS OF THE RIGHTS OFFERING ARE SET FORTH IN THE COMPANY'S PROSPECTUS DATED , 2014 (THE "PROSPECTUS") AND ARE INCORPORATED HEREIN BY REFERENCE. COPIES OF THE PROSPECTUS ARE AVAILABLE UPON REQUEST FROM AST PHOENIX ADVISORS, THE INFORMATION AGENT. Cadus Corporation Incorporated under the laws of the State of Delaware NON - TRANS |
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| March 26, 2014 |
As filed with the Securities and Exchange Commission on March 26, 2014 Registration No. |
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| March 18, 2014 |
Cadus FORM 10-K (Annual Report) FORM 10-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-28674 CADUS CORPORATION (Exact name of registrant a |
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| March 10, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2014 CADUS CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-28674 13-3660391 (State or other jurisdiction of incorporation) (Commission F |
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| March 10, 2014 |
Exhibit 10.1 Employment Agreement This Employment Agreement (this “Agreement”) is dated as of March 5, 2014, and is made by and between Cadus Corporation, a Delaware corporation (the “Company”), and Hunter C. Gary (“Executive”). W I T N E S S E T H: WHEREAS, Executive and the Company desire to enter into an agreement for the employment of Executive by the Company on the terms and conditions set fo |
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| February 10, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2014 CADUS CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-28674 13-3660391 (State or other jurisdiction of incorporation) (Commissio |
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| February 10, 2014 |
CADUS CORPORATION PRO FORMA UNAUDITED CONSOLIDATED FINANCIAL STATEMENTS Exhibit 99.1 CADUS CORPORATION PRO FORMA UNAUDITED CONSOLIDATED FINANCIAL STATEMENTS The following unaudited pro forma consolidated financial statements give effect to the purchase for cash on February 4, 2014 of two homes in the State of Florida for purposes of renovation or construction and resale. The following unaudited pro forma consolidated statement of operations for the nine months ended S |
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| February 10, 2014 |
Exhibit 10.12 Barberry Corp. Effective as of February 4, 2014 Cadus Corporation 767 Fifth Avenue New York, New York 10153 Re: Capital Contributions in Respect of Compensation Paid to Bayswater Brokerage Florida LLC Gentlemen: The undersigned, Barberry Corp., is controlled by Carl Icahn and holds 1,899,622 shares of the common stock of Cadus Corporation (“Cadus”). Bayswater Brokerage Florida LLC (“ |
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| February 10, 2014 |
EXHIBIT 10.11 "AS IS" Residential Contract KATZ BARRON SQUITERO FAUST For Sale And Purchase 2699 So. Bayshore Drive, 7th Floor THIS FORM HAS BEEN APPROVED BY Miami, FL 33133 THE FLORIDA REALTORS AND THE FLORIDA BAR PARTIES: [*] ("Seller"), and MB2013 LLC ("Buyer"), agree that Seller shall sell and Buyer shall buy the following described Real Property and Personal Property (collectively "Property") |
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| February 10, 2014 |
Exhibit 21 List of Subsidiaries of Cadus Corporation Cadus Technologies, Inc., a Delaware corporation Blivet LLC, a Delaware limited liability company MB 2013 LLC, a Delaware limited liability company Happy Dragon LLC, a Delaware limited liability company |
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| January 30, 2014 |
SC 13D 1 cadus.htm CADUS CORPORATION SCH 13D AMENDMENT 2 2014-01-30 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A (Rule 13d-101) (Amendment No. 2) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) CADUS CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 127639102 (CUSIP Number) FARPOINT CAPITAL MANAGEMENT, LLC 7501 TILLMAN HILL |
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| January 22, 2014 |
Entry into a Material Definitive Agreement, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2014 CADUS CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-28674 13-3660391 (State or other jurisdiction of incorporation) (Commissio |
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| December 3, 2013 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 2, 2013 CADUS CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-28674 13-3660391 (State or other jurisdiction of incorporation) (Commissio |
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| November 22, 2013 |
KDUS / Cadus Corp. / Honig Barry C Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 To SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) Cadus Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 127639102 (CUSIP Number) November 22, 2013 (Date of Event which |
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| November 22, 2013 |
Barry Honig 555 S. Federal Highway #450 Boca Raton, FL 33432 EX-99.1 2 q1101344ex99-1.htm LETTER DATED NOVEMBER 22, 2013 TO THE BOARD OF DIRECTORS OF THE ISSUER Barry Honig 555 S. Federal Highway #450 Boca Raton, FL 33432 November 22, 2013 Cadus Corporation Attn: Board of Directors 767 Fifth Avenue New York, NY 10153 Dear Cadus Board of Directors, I am writing this letter in disagreement with Farpoint Capital’s recent letter addressed to Carl Icahn regardin |
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| November 20, 2013 |
FARPOINT CAPITAL MANAGEMENT, LLC 7501 Tillman Hill Road Colleyville, TX 76034 FARPOINT CAPITAL MANAGEMENT, LLC 7501 Tillman Hill Road Colleyville, TX 76034 November 20, 2013 Mr. |
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| November 20, 2013 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) CADUS CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 127639102 (CUSIP Number) FARPOINT CAPITAL MANAGEMENT, LLC 7501 TILLMAN HILL ROAD COLLEYVILLE, TEXAS 76034 682-738-8011 FAX (682) 626 0003 (Name, Address and Telep |
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| November 13, 2013 |
KDUS / Cadus Corp. / Ancora Advisors, LLC Activist Investment - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Cadus Corp - (Name of Issuer) COMMON SHARES - (Title of Class of Securities) 127639 10 2 - (CUSIP Number) Frederick DiSanto C/O Ancora Advisors, LLC ONE CHAGRIN HIGHLANDS 2000 AUBURN DRIVE, SUITE 300 CLEVELAND, OHIO 44122 (216) 825-4000 - (Name, Address and Telephone N |
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| November 13, 2013 |
KDUS / Cadus Corp. / Ancora Advisors, LLC Activist Investment - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Cadus Corp - (Name of Issuer) COMMON SHARES - (Title of Class of Securities) 127639 10 2 - (CUSIP Number) Frederick DiSanto C/O Ancora Advisors, LLC ONE CHAGRIN HIGHLANDS 2000 AUBURN DRIVE, SUITE 300 CLEVELAND, OHIO 44122 (216) 825-4000 - (Name, Addr |
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| November 13, 2013 |
KDUS / Cadus Corp. / Honig Barry C Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) Cadus Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 127639102 (CUSIP Number) November 13, 2013 (Date of Event which Requires Filing of |
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| October 25, 2013 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| October 15, 2013 |
FARPOINT CAPITAL MANAGEMENT, LLC 7501 Tillman Hill Road Colleyville, TX 76034 October 15, 2013 FARPOINT CAPITAL MANAGEMENT, LLC 7501 Tillman Hill Road Colleyville, TX 76034 October 15, 2013 Mr. |
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| October 15, 2013 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) CADUS CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 127639102 (CUSIP Number) FARPOINT CAPITAL MANAGEMENT, LLC 7501 TILLMAN HILL ROAD COLLEYVILLE, TEXAS 76034 682-738-8011 FAX (682) 626 0003 (Name, Address and Telepho |
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| September 25, 2013 |
KDUS / Cadus Corp. / WHITAKER DON C - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 CADUS CORPORATION (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 127639102 (CUSIP Number) Don C. Whitaker 3 Palmbrook Lane Henderson, NV 702-616-3569 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) |
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| September 17, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 17, 2013 CADUS CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-28674 13-3660391 (State or other jurisdiction of incorporation) (Commiss |
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| July 11, 2013 |
KDUS / Cadus Corp. / GLAXOSMITHKLINE PLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* CADUS CORPORATION (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 127639-10-2(CUSIP Number) Victoria A. Whyte GlaxoSmithKline plc 980 Great West Road Brentford, Middlesex TW8 9GS Telephone: +44 (0)208 047 5000 (Name, Addre |
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| June 6, 2013 |
Changes in Registrant's Certifying Accountant - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2013 CADUS CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-28674 13-3660391 (State or other jurisdiction of incorporation) (Commission Fi |
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| June 6, 2013 |
EXHIBIT 16.1 June 6, 2013 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: Cadus Corporation CIK #0-28674 Dear Sir or Madam: Effective as of June 1, 2013 we are the successor to Holtz Rubenstein Reminick LLP (“HRR”), which was the independent registered public accounting firm of Cadus Corporation (the “Company”). We have read the statements made by the Company pursuant |
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| January 17, 2013 |
KDUS / Cadus Corp. / Ancora Advisors, LLC Activist Investment - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Cadus Corp - (Name of Issuer) COMMON SHARES - (Title of Class of Securities) 127639 10 0 - (CUSIP Number) Richard Barone C/O Ancora Advisors, LLC ONE CHAGRIN HIGHLANDS 2000 AUBURN DRIVE, SUITE 300 CLEVELAND, OHIO 44122 (216) 825-4000 - (Name, Address and Telephone Numb |
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| June 22, 2012 |
Submission of Matters to a Vote of Security Holders - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 21, 2012 CADUS CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-28674 13-3660391 (State or other jurisdiction of incorporation) (Commission F |
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| May 21, 2012 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 18, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2012 CADUS CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-28674 13-3660391 (State or other jurisdiction of incorporation) (Commission |
