Statistik Asas
| LEI | 5493004LQ0B4T7QPQV17 |
| CIK | 56594 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Komatsu Ltd. - Depositary Receipt (Common Stock)
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
| February 6, 2018 |
JOY / Joy Global, Inc. / Invesco Ltd. - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Komatsu Mining Corp ** (Name of Issuer) Common Stock (Title of Class of Securities) 481165108 ** (CUSIP Number) December 29, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t |
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| April 1, 2014 |
FORM 15F-12B Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 1, 2014 |
Current Report of Foreign Issuer - FORM 6-K FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of April, 2014 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. (Translation of registrant’s name into English) 3-6 Akasaka 2-chome, Minato-ku, Tokyo, 107-8414, Japan (Address of principal exe |
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| March 20, 2014 |
Komatsu Ltd. Export Control Department 2-3-6 Akasaka, Minato-ku, Tokyo 107-8414, Japan Phone: 81-3-5561-2732 Fax: 81-3-3583-9882 March 20, 2014 Ms. Cecilia Blye Chief, Office of Global Security Risk Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E. Washington DC 20549-7010, USA RE: Komatsu Ltd. Form 20-F for the Fiscal Year Ended March 31, 2013 Fil |
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| February 13, 2014 |
Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of February, 2014 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. (Translation of registrant’s name into English) 3-6 Akasaka 2-chome, Minato-ku, Tokyo, 107-8414, Japan (Address of principal execu |
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| January 30, 2014 |
Current Report of Foreign Issuer - 6-K 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 12, 2013 |
Current Report of Foreign Issuer - FORM 6-K FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of November, 2013 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. (Translation of registrant’s name into English) 3 – 6 Akasaka 2 – chome, Minato – ku, Tokyo, 107 – 8414, Japan (Address of pr |
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| October 29, 2013 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 9, 2013 |
Current Report of Foreign Issuer - FORM 6-K FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of August, 2013 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. (Translation of registrant’s name into English) 3-6 Akasaka 2-chome, Minato-ku, Tokyo, 107-8414, Japan (Address of principal ex |
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| August 2, 2013 |
Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of August, 2013 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, 107-8414, Japan (Address of principal executiv |
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| July 30, 2013 |
Current Report of Foreign Issuer - 6-K 6-K 1 d574786d6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of July, 2013 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, 107-8414, Japan (Address of |
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| July 18, 2013 |
Current Report of Foreign Issuer - FORM 6-K FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of July, 2013 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. (Translation of registrant’s name into English) 3-6 Akasaka 2-chome, Minato-ku, Tokyo, 107-8414, Japan (Address of principal exe |
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| June 28, 2013 |
EXHIBIT 13 A Exhibit (13) a. CERTIFICATION In connection with the annual report on Form 20-F of Komatsu Ltd. (the “Company”) for the period ended March 31, 2013 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the undersigned officer of the Company certifies, pursuant to 18 U.S.C. Section 1350, that: (1) The Report fully complies with the requirements of sect |
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| June 28, 2013 |
Code of Ethics for Senior Officers EXHIBIT 11 Exhibit (11) (Adopted as of July 12, 2004) Code of Ethics for Senior Officers Article 1: Objective To ensure that the business of Komatsu Ltd. |
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| June 28, 2013 |
EXHIBIT 13 B Exhibit (13) b. CERTIFICATION In connection with the annual report on Form 20-F of Komatsu Ltd. (the “Company”) for the period ended March 31, 2013 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the undersigned officer of the Company certifies, pursuant to 18 U.S.C. Section 1350, that: (1) The Report fully complies with the requirements of sect |
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| June 28, 2013 |
ARTICLES OF INCORPORATION OF KOMATSU LTD. EXHIBIT 1.1 Exhibit (1.1) (TRANSLATION) ARTICLES OF INCORPORATION OF KOMATSU LTD. (Amended as of June 24, 2009) CHAPTER I. GENERAL PROVISIONS Article 1. Corporate Name The name of the Company shall be Kabushiki Kaisha Komatsu Seisakusho. In English, the Company shall be called KOMATSU LTD. Article 2. Objectives and Purposes The objectives and purposes of the Company shall be to engage in the follo |
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| June 28, 2013 |
REGULATIONS OF THE BOARD OF DIRECTORS EXHIBIT 1.2 Exhibit (1.2) (TRANSLATION) REGULATIONS OF THE BOARD OF DIRECTORS (Amended as of October 1, 2011) Article 1. Scope of Application Unless otherwise provided for in laws or regulations or the Articles of Incorporation, matters concerning the Board of Directors shall be provided for in these Regulations. Article 2. Holding of Meetings Meetings of the Board of Directors shall consist of or |
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| June 28, 2013 |
EXHIBIT 12 A Exhibit (12) a. CERTIFICATIONS I, Tetsuji Ohashi, certify that: 1. I have reviewed this annual report on Form 20-F of Komatsu Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| June 28, 2013 |
EXHIBIT 12 B Exhibit (12) b. CERTIFICATIONS I, Mikio Fujitsuka, certify that: 1. I have reviewed this annual report on Form 20-F of Komatsu Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wit |
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| June 28, 2013 |
EXHIBIT 2 Exhibit (2) (TRANSLATION) SHARE HANDLING REGULATIONS (Amended as of January 5, 2009) CHAPTER I. |
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| June 28, 2013 |
FORM 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| June 24, 2013 |
Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of June, 2013 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. (Translation of registrant’s name into English) 3-6 Akasaka 2-chome, Minato-ku, Tokyo, 107-8414, Japan (Address of principal executive |
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| May 29, 2013 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 28, 2013 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of May, 2013 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. (Translation of registrant’s name into English) 3-6 Akasaka 2-chome, Minato-ku, Tokyo, 107-8414, Japan (Address of principal execu |
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| May 1, 2013 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of May, 2013 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. (Translation of registrant’s name into English) 3-6 Akasaka 2-chome, Minato-ku, Tokyo, 107-8414, Japan (Address of principal exec |
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| April 26, 2013 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 13, 2013 |
Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of February, 2013 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. (Translation of registrant’s name into English) 3-6 Akasaka 2-chome, Minato-ku, Tokyo, 107-8414, Japan (Address of principal execu |
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| January 30, 2013 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 13, 2012 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of November, 2012 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. (Translation of registrant’s name into English) 3-6 Akasaka 2-chome, Minato-ku, Tokyo, 107-8414, Japan (Address of principal |
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| October 31, 2012 |
Consolidated Business Results for Six Months of the Fiscal Year Ending March 31, 2013 (U.S. GAAP) EX-1 Exhibit 1 Komatsu Ltd. Corporate Communications Dept. Tel: +81-(0)3-5561-2616 Date: October 30, 2012 URL: http://www.komatsu.com/ Consolidated Business Results for Six Months of the Fiscal Year Ending March 31, 2013 (U.S. GAAP) 1. Results for Six Months Ended September 30, 2012 (Amounts are rounded to the nearest million yen) (1) Consolidated Financial Highlights Millions of yen except per sh |
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| October 31, 2012 |
Current Report of Foreign Issuer - FORM 6-K FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of October, 2012 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. (Translation of registrant’s name into English) 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan (Address of principal executive |
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| October 15, 2012 |
Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of October, 2012 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address of principal executive office I |
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| September 28, 2012 |
Correspondence VIA EDGAR September 28, 2012 Division of Corporation Finance Securities and Exchange Commission 100 F Street, N. |
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| September 12, 2012 |
CORRESP Komatsu Ltd. 2-3-6 Akasaka, Minato-ku, Tokyo 107-8414, Japan Phone: 81-3-5561-2603 Fax: 81-3-3583-9882 VIA EDGAR September 12, 2012 Mr. Russell Mancuso Branch Chief Division of Corporation Finance U.S. Securities and Exchange Commission Washington, D.C. 20549 Re: Komatsu Ltd. Form 20-F for the Fiscal Year Ended March 31, 2012 Filed June 29, 2012 File No. 001-07239 Dear Mr. Mancuso: We have |
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| August 10, 2012 |
Current Report of Foreign Issuer - FORM 6-K FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of August, 2012 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. (Translation of registrant’s name into English) 3-6 Akasaka 2-chome, Minato-ku, Tokyo, 107-8414, Japan (Address of principal ex |
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| August 2, 2012 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of August, 2012 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address of principal executive offi |
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| August 2, 2012 |
Current Report of Foreign Issuer - 6-K 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 31, 2012 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of July, 2012 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address of principal executive office |
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| July 13, 2012 |
Current Report of Foreign Issuer - FORM 6-K FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of July, 2012 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. (Translation of registrant’s name into English) 3-6 Akasaka 2-chome, Minato-ku, Tokyo, 107-8414, Japan (Address of principal exe |
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| June 29, 2012 |
EXHIBIT 2 Exhibit (2) (TRANSLATION) SHARE HANDLING REGULATIONS (Amended as of January 5, 2009) CHAPTER I. |
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| June 29, 2012 |
EXHIBIT 12 A Exhibit (12) a. CERTIFICATIONS I, Kunio Noji, certify that: 1. I have reviewed this annual report on Form 20-F of Komatsu Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with res |
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| June 29, 2012 |
REGULATIONS OF THE BOARD OF DIRECTORS EXHIBIT 1.2 Exhibit (1.2) (TRANSLATION) REGULATIONS OF THE BOARD OF DIRECTORS (Amended as of October 1, 2011) Article 1. Scope of Application Unless otherwise provided for in laws or regulations or the Articles of Incorporation, matters concerning the Board of Directors shall be provided for in these Regulations. Article 2. Holding of Meetings Meetings of the Board of Directors shall consist of or |
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| June 29, 2012 |
EXHIBIT 13 B Exhibit (13) b. CERTIFICATION In connection with the annual report on Form 20-F of Komatsu Ltd. (the “Company”) for the period ended March 31, 2012 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the undersigned officer of the Company certifies, pursuant to 18 U.S.C. Section 1350, that: (1) The Report fully complies with the requirements of sect |
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| June 29, 2012 |
EXHIBIT 13 A Exhibit (13) a. CERTIFICATION In connection with the annual report on Form 20-F of Komatsu Ltd. (the “Company”) for the period ended March 31, 2012 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the undersigned officer of the Company certifies, pursuant to 18 U.S.C. Section 1350, that: (1) The Report fully complies with the requirements of sect |
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| June 29, 2012 |
EXHIBIT 12 B Exhibit (12) b. CERTIFICATIONS I, Mikio Fujitsuka, certify that: 1. I have reviewed this annual report on Form 20-F of Komatsu Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wit |
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| June 29, 2012 |
ARTICLES OF INCORPORATION OF KOMATSU LTD. EXHIBIT 1.1 Exhibit (1.1) (TRANSLATION) ARTICLES OF INCORPORATION OF KOMATSU LTD. (Amended as of June 24, 2009) CHAPTER I. GENERAL PROVISIONS Article 1. Corporate Name The name of the Company shall be Kabushiki Kaisha Komatsu Seisakusho. In English, the Company shall be called KOMATSU LTD. Article 2. Objectives and Purposes The objectives and purposes of the Company shall be to engage in the follo |
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| June 29, 2012 |
Code of Ethics for Senior Officers EXHIBIT 11 Exhibit (11) (Adopted as of July 12, 2004) Code of Ethics for Senior Officers Article 1: Objective To ensure that the business of Komatsu Ltd. |
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| June 29, 2012 |
Form 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| June 26, 2012 |
Current Report of Foreign Issuer - FORM 6-K FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of June, 2012 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. (Translation of registrant’s name into English) 3-6 Akasaka 2-chome, Minato-ku, Tokyo, 107-8414, Japan. (Address of principal ex |
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| June 21, 2012 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of June, 2012 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. (Translation of registrant’s name into English) 3-6 Akasaka 2-chome, Minato-ku, Tokyo, 107-8414, Japan (Address of principal exe |
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| May 30, 2012 |
Current Report of Foreign Issuer - FORM 6-K FORM 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 27, 2012 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of April, 2012 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. (Translation of registrant’s name into English) 3-6 Akasaka 2-chome, Minato-ku, Tokyo, 107-8414, Japan (Address of principal ex |
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| April 26, 2012 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of April, 2012 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. (Translation of registrant’s name into English) 3-6 Akasaka 2-chome, Minato-ku, Tokyo, 107-8414, Japan (Address of principal ex |
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| February 10, 2012 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of February, 2012 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo 107-8414, Japan Address of principal exe |
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| February 2, 2012 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 30, 2012 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of January, 2012 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address of principal executive off |
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| January 24, 2012 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of January, 2012 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address of principal executive off |
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| December 7, 2011 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of December, 2011 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address of principal executive of |
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| December 7, 2011 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of December, 2011 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address of principal executive of |
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| November 14, 2011 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of November, 2011 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address of principal executive of |
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| October 28, 2011 |
Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 20, 2011 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of October, 2011 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address of principal executive off |
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| August 11, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of August, 2011 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address of principal executive office Indica |
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| August 11, 2011 |
6-K/A 1 c21318e6vkza.htm FORM 6-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K/A Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of August 2011 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address |
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| August 2, 2011 |
Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 1, 2011 |
Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 26, 2011 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F/A (Amendment No. 1) (Mark One) o REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 or ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2011 or o TRANSITION REPORT PURSUANT TO SECTIO |
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| July 14, 2011 |
Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 28, 2011 |
Exhibit (2) (TRANSLATION) SHARE HANDLING REGULATIONS (Amended as of January 5, 2009) CHAPTER I. |
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| June 28, 2011 |
Exhibit (11) (Adopted as of July 12, 2004) Code of Ethics for Senior Officers Article 1: Objective To ensure that the business of Komatsu Ltd. |
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| June 28, 2011 |
Exhibit (13) b. CERTIFICATION In connection with the annual report on Form 20-F of Komatsu Ltd. (the ?Company?) for the period ended March 31, 2011 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), the undersigned officer of the Company certifies, pursuant to 18 U.S.C. Section 1350, that: (1) The Report fully complies with the requirements of section 13(a) or |
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| June 28, 2011 |
Exhibit (1.1) (TRANSLATION) ARTICLES OF INCORPORATION OF KOMATSU LTD. (Amended as of June 24, 2009) CHAPTER I. GENERAL PROVISIONS Article 1. Corporate Name The name of the Company shall be Kabushiki Kaisha Komatsu Seisakusho. In English, the Company shall be called KOMATSU LTD. Article 2. Objectives and Purposes The objectives and purposes of the Company shall be to engage in the following busines |
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| June 28, 2011 |
Exhibit (13) a. CERTIFICATION In connection with the annual report on Form 20-F of Komatsu Ltd. (the ?Company?) for the period ended March 31, 2011 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), the undersigned officer of the Company certifies, pursuant to 18 U.S.C. Section 1350, that: (1) The Report fully complies with the requirements of section 13(a) or |
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| June 28, 2011 |
Exhibit (1.2) (TRANSLATION) REGULATIONS OF THE BOARD OF DIRECTORS (Amended as of May 11, 2006) Article 1. Scope of Application Unless otherwise provided for in laws or regulations or the Articles of Incorporation, matters concerning the Board of Directors shall be provided for in these Regulations. Article 2. Holding of Meetings Meetings of the Board of Directors shall consist of ordinary and extr |
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| June 28, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) o REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 or ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2011 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE |
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| June 28, 2011 |
Exhibit (12) a. CERTIFICATIONS I, Kunio Noji, certify that: 1. I have reviewed this annual report on Form 20-F of Komatsu Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the p |
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| June 28, 2011 |
Exhibit (12) b. CERTIFICATIONS I, Mikio Fujitsuka, certify that: 1. I have reviewed this annual report on Form 20-F of Komatsu Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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| June 27, 2011 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of June, 2011 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address of principal executive office |
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| June 24, 2011 |
Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| June 1, 2011 |
Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 17, 2011 |
Komatsu Ltd. Export Control Department 2-3-6 Akasaka, Minato-ku, Tokyo 107-8414, Japan Phone: 81-3-5561-2732 Fax: 81-3-3583-9882 May 17, 2011 Ms. Cecilia D. Blye Chief, Office of Global Security Risk Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E. Washington DC 20549-7010, USA RE: Komatsu Ltd. Form 20-F for the Fiscal Year Ended March 31, 2010 Fi |
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| April 28, 2011 |
Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 26, 2011 |
Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 25, 2011 |
Komatsu Ltd. Export Control Department 2-3-6 Akasaka, Minato-ku, Tokyo 107-8414, Japan Phone: 81-3-5561-2732 Fax: 81-3-3583-9882 April 25, 2011 Ms. Cecilia D. Blye Chief, Office of Global Security Risk Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E. Washington DC 20549-7010, USA RE: Komatsu Ltd. Form 20-F for the Fiscal Year Ended March 31, 2010 |
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| March 22, 2011 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of March, 2011 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address of principal executive offic |
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| March 16, 2011 |
Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 15, 2011 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of March, 2011 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address of principal executive offic |
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| February 16, 2011 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of February, 2011 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address of principal executive of |
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| February 10, 2011 |
Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 28, 2011 |
Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 17, 2010 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of November, 2010 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address of principal executive of |
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| November 12, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of November, 2010 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address of principal executive office Indi |
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| October 29, 2010 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of October, 2010 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address of principal executive off |
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| October 1, 2010 |
Form 6-K Amendment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 12, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of August, 2010 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address of principal executive office Indica |
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| August 3, 2010 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of August, 2010 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address of principal executive offi |
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| July 29, 2010 |
Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 23, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F/A (Amendment No. 1) (Mark One) o REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 or ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2010 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF T |
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| July 14, 2010 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of July, 2010 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address of principal executive office |
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| June 29, 2010 |
Exhibit (2) (TRANSLATION) SHARE HANDLING REGULATIONS (Amended as of January 5, 2009) CHAPTER I. |
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| June 29, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) o REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 or ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2010 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE |
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| June 29, 2010 |
Exhibit (13) a. CERTIFICATION In connection with the annual report on Form 20-F of Komatsu Ltd. (the ?Company?) for the period ended March 31, 2010 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), the undersigned officer of the Company certifies, pursuant to 18 U.S.C. Section 1350, that: (1) The Report fully complies with the requirements of section 13(a) or |
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| June 29, 2010 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of June, 2010 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address of principal executive office |
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| June 29, 2010 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of June, 2010 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address of principal executive office |
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| June 29, 2010 |
Exhibit (12) a. CERTIFICATIONS I, Kunio Noji, certify that: 1. I have reviewed this annual report on Form 20-F of Komatsu Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the p |
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| June 29, 2010 |
Exhibit (12) b. CERTIFICATIONS I, Kenji Kinoshita, certify that: 1. I have reviewed this annual report on Form 20-F of Komatsu Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
|
| June 29, 2010 |
Exhibit (1.2) (TRANSLATION) REGULATIONS OF THE BOARD OF DIRECTORS (Amended as of May 11, 2006) Article 1. Scope of Application Unless otherwise provided for in laws or regulations or the Articles of Incorporation, matters concerning the Board of Directors shall be provided for in these Regulations. Article 2. Holding of Meetings Meetings of the Board of Directors shall consist of ordinary and extr |
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| June 29, 2010 |
Exhibit (11) (Adopted as of July 12, 2004) Code of Ethics for Senior Officers Article 1: Objective To ensure that the business of Komatsu Ltd. |
|
| June 29, 2010 |
Exhibit (1.1) (TRANSLATION) ARTICLES OF INCORPORATION OF KOMATSU LTD. (Amended as of June 24, 2009) CHAPTER I. GENERAL PROVISIONS Article 1. Corporate Name The name of the Company shall be Kabushiki Kaisha Komatsu Seisakusho. In English, the Company shall be called KOMATSU LTD. Article 2. Objectives and Purposes The objectives and purposes of the Company shall be to engage in the following busines |
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| June 29, 2010 |
Exhibit (13) b. CERTIFICATION In connection with the annual report on Form 20-F of Komatsu Ltd. (the ?Company?) for the period ended March 31, 2010 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), the undersigned officer of the Company certifies, pursuant to 18 U.S.C. Section 1350, that: (1) The Report fully complies with the requirements of section 13(a) or |
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| June 29, 2010 |
Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| April 28, 2010 |
Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| April 23, 2010 |
Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| April 1, 2010 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of April, 2010 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address of principal executive offic |
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| March 17, 2010 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of March, 2010 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address of principal executive offic |
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| February 17, 2010 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of February, 2010 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address of principal executive of |
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| February 12, 2010 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of February, 2010 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address of principal executive of |
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| January 29, 2010 |
Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| December 28, 2009 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of December, 2009 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address of principal executive of |
|
| December 16, 2009 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of December, 2009 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address of principal executive of |
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| November 12, 2009 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of November, 2009 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address of principal executive of |
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| October 30, 2009 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of October, 2009 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address of principal executive off |
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| October 21, 2009 |
Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| September 2, 2009 |
Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| August 7, 2009 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of August, 2009 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address of principal executive offi |
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| July 29, 2009 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of July, 2009 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address of principal executive office |
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| July 15, 2009 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of July, 2009 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address of principal executive office |
|
| July 1, 2009 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of July, 2009 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address of principal executive office |
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| June 30, 2009 |
REGULATIONS OF THE BOARD OF DIRECTORS Exhibit (1.2) (TRANSLATION) REGULATIONS OF THE BOARD OF DIRECTORS (Amended as of May 11, 2006) Article 1. Scope of Application Unless otherwise provided for in laws or regulations or the Articles of Incorporation, matters concerning the Board of Directors shall be provided for in these Regulations. Article 2. Holding of Meetings Meetings of the Board of Directors shall consist of ordinary and extr |
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| June 30, 2009 |
Code of Ethics for Senior Officers Exhibit (11) (Adopted as of July 12, 2004) Code of Ethics for Senior Officers Article 1: Objective To ensure that the business of Komatsu Ltd. |
|
| June 30, 2009 |
CERTIFICATION OF DIRECTOR, SENIOR EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER Exhibit (12) b. CERTIFICATION OF DIRECTOR, SENIOR EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER I, Kenji Kinoshita, Director and Senior Executive Officer, Chief Financial Officer of Komatsu Ltd., certify that: 1. I have reviewed this annual report on Form 20-F of Komatsu Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material |
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| June 30, 2009 |
Exhibit (13) b. CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ENACTED BY SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report on Form 20-F of Komatsu Ltd. (the ?Company?) for the period ended March 31, 2009 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Kenji Kinoshita, Chief Financial Officer of the Company, certify, |
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| June 30, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) o REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 or ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2009 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE |
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| June 30, 2009 |
Exhibit (13) a. CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ENACTED BY SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report on Form 20-F of Komatsu Ltd. (the ?Company?) for the period ended March 31, 2009 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Kunio Noji, President and Chief Executive Officer of the Company, |
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| June 30, 2009 |
CERTIFICATION OF PRESIDENT AND CHIEF EXECUTIVE OFFICER Exhibit (12) a. CERTIFICATION OF PRESIDENT AND CHIEF EXECUTIVE OFFICER I, Kunio Noji, President, Chief Executive Officer of Komatsu Ltd., certify that: 1. I have reviewed this annual report on Form 20-F of Komatsu Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of t |
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| June 30, 2009 |
Exhibit (2) (TRANSLATION) SHARE HANDLING REGULATIONS (Amended as of January 5, 2009) CHAPTER I. |
|
| June 30, 2009 |
ARTICLES OF INCORPORATION OF KOMATSU LTD. Exhibit (1.1) (TRANSLATION) ARTICLES OF INCORPORATION OF KOMATSU LTD. (Amended as of June 24, 2009) CHAPTER I. GENERAL PROVISIONS Article 1. Corporate Name The name of the Company shall be Kabushiki Kaisha Komatsu Seisakusho. In English, the Company shall be called KOMATSU LTD. Article 2. Objectives and Purposes The objectives and purposes of the Company shall be to engage in the following busines |
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| June 5, 2009 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of June, 2009 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address of principal executi |
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| May 19, 2009 |
Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 30, 2009 |
Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 15, 2009 |
Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 13, 2009 |
Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 30, 2009 |
Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 26, 2009 |
Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 19, 2008 |
Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 4, 2008 |
Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 2, 2008 |
Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 14, 2008 |
Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 30, 2008 |
Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 12, 2008 |
EXHIBIT 4 Writer?s Direct Dial EMMET, MARVIN & MARTIN, LLP COUNSELLORS AT LAW 120 Broadway New York, New York 10271 (212) 238-3000 (212) 653-1760 Fax: (212) 238-3100 Fax: (212) 653-1730 http://www. |
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| September 12, 2008 |
As filed with the Securities and Exchange Commission on September 12, 2008. Registration No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT under THE SECURITIES ACT OF 1933 For Depositary Shares KABUSHIKI KAISHA KOMATSU SEISAKUSHO (Exact name of issuer of deposited securities as specified in its charter) Komatsu Ltd. (Translation of issuer's name int |
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| September 12, 2008 |
=============================================================== KOMATSU LTD. AND THE BANK OF NEW YORK MELLON As Depositary AND OWNERS AND HOLDERS OF AMERICAN DEPOSITARY SHARES Amended and Restated Deposit Agreement Dated as of September , 2008 =============================================================== TABLE OF CONTENTS ARTICLE 1. DEFINITIONS SECTION 1.01 American Depositary Shares. SECTION 1. |
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| September 8, 2008 |
Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 2, 2008 |
Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 27, 2008 |
Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 26, 2008 |
Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 30, 2008 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of July, 2008 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address of principal executi |
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| July 17, 2008 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of July, 2008 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address of principal executi |
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| July 2, 2008 |
Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 30, 2008 |
Exhibit (13) a. CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ENACTED BY SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report on Form 20-F of Komatsu, Ltd. (the ?Company?) for the period ended March 31, 2008 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Kunio Noji, President and Chief Executive Officer of the Company |
|
| June 30, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ? REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 or x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2008 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE |
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| June 30, 2008 |
Exhibit (13) b. CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ENACTED BY SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report on Form 20-F of Komatsu, Ltd. (the ?Company?) for the period ended March 31, 2008 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Kenji Kinoshita, Chief Financial Officer of the Company, certify |
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| June 30, 2008 |
Exhibit (2) (Translation) SHARE HANDLING REGULATIONS (Amended as of June 23, 2006) CHAPTER I. |
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| June 30, 2008 |
REGULATIONS OF THE BOARD OF DIRECTORS Exhibit (1.2) (TRANSLATION) REGULATIONS OF THE BOARD OF DIRECTORS (Amended as of May 11, 2006) Article 1. Scope of Application Unless otherwise provided for in laws or regulations or the Articles of Incorporation, matters concerning the Board of Directors shall be provided for in these Regulations. Article 2. Holding of Meetings Meetings of the Board of Directors shall consist of ordinary and extr |
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| June 30, 2008 |
Code of Ethics for Senior Officers Exhibit (11) (Adopted as of July 12, 2004) Code of Ethics for Senior Officers Article 1: Objective To ensure that the business of Komatsu Ltd. |
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| June 30, 2008 |
ARTICLES OF INCORPORATION OF KOMATSU LTD. Exhibit (1.1) (TRANSLATION) ARTICLES OF INCORPORATION OF KOMATSU LTD. (Amended as of August 1, 2006) CHAPTER I. GENERAL PROVISIONS Article 1. Corporate Name The name of the Company shall be Kabushiki Kaisha Komatsu Seisakusho. In English, the Company shall be called KOMATSU LTD. Article 2. Objectives and Purposes The objectives and purposes of the Company shall be to engage in the following busine |
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| June 30, 2008 |
CERTIFICATION OF DIRECTOR, SENIOR EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER Exhibit (12) b. CERTIFICATION OF DIRECTOR, SENIOR EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER I, Kenji Kinoshita, Director and Senior Executive Officer, Chief Financial Officer of Komatsu Ltd., certify that: 1. I have reviewed this annual report on Form 20-F of Komatsu Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material |
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| June 30, 2008 |
CERTIFICATION OF PRESIDENT AND CHIEF EXECUTIVE OFFICER Exhibit (12) a. CERTIFICATION OF PRESIDENT AND CHIEF EXECUTIVE OFFICER I, Kunio Noji, President, Chief Executive Officer of Komatsu Ltd., certify that: 1. I have reviewed this annual report on Form 20-F of Komatsu Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of t |
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| June 5, 2008 |
Form 6-K Table of Contents FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 19, 2008 |
Form 6-K Table of Contents FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 2, 2008 |
Form 6-K Table of Contents FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 1, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form CB TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM (AMENDMENT NO. 1) Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to file this Form: Securities Act Rule 801 (Rights Offering) ¨ Securities Act Rule 802 (Exchange Offer) x Exchange Act Rule 13e-4(h)(8) (Issuer Tender Offer) ¨ Exc |
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| May 1, 2008 |
Form 6-K Table of Contents FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 30, 2008 |
U.S. Securities and Exchange Commission Washington, D.C. 20549 Form F-X APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING A. Name of issuer or person filing (?Filer?): Komatsu Ltd. B. (1) This is [check one] x an original filing for the Filer ? an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in accordance with Regulation S-T Rule 101(b) |
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| April 30, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form CB TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to file this Form: Securities Act Rule 801 (Rights Offering) ¨ Securities Act Rule 802 (Exchange Offer) x Exchange Act Rule 13e-4(h)(8) (Issuer Tender Offer) ¨ Exchange Act Rule 14d |
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| March 19, 2008 |
Form 6-K Table of Contents FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 31, 2008 |
Table of Contents FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 22, 2008 |
Form 6-K Table of Contents FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 17, 2008 |
Form 6-K Table of Contents FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 16, 2008 |
Form 6-K Table of Contents FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 14, 2007 |
Form 6-K Table of Contents FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 4, 2007 |
Table of Contents FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 31, 2007 |
Form 6-K Table of Contents FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 5, 2007 |
Form 6-K Table of Contents FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 31, 2007 |
Form 6-K Table of Contents FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 19, 2007 |
CERTIFICATION OF PRESIDENT AND CHIEF EXECUTIVE OFFICER Exhibit (12) a. CERTIFICATION OF PRESIDENT AND CHIEF EXECUTIVE OFFICER I, Kunio Noji, President and Chief Executive Officer of Komatsu Ltd., certify that: 1. I have reviewed the Annual Report on Form 20-F as amended by this Form 20-F/A (Amendment No. 1) of Komatsu Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact n |
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| July 19, 2007 |
Exhibit (13) b. CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ENACTED BY SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report on Form 20-F of Komatsu Ltd. (the ?Company?) for the period ended March 31, 2007 as filed with the Securities and Exchange Commission on July 5, 2007 as amended by this Form 20-F/A (Amendment No. 1) dated the date hereof (the ?Report?), |
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| July 19, 2007 |
CERTIFICATION OF DIRECTOR, SENIOR EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER Exhibit (12) b. CERTIFICATION OF DIRECTOR, SENIOR EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER I, Kenji Kinoshita, Director, Senior Executive Officer and Chief Financial Officer of Komatsu Ltd., certify that: 1. I have reviewed the Annual Report on Form 20-F as amended by this Form 20-F/A (Amendment No. 1) of Komatsu Ltd.; 2. Based on my knowledge, this report does not contain any untrue statemen |
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| July 19, 2007 |
Exhibit (13) a. CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ENACTED BY SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report on Form 20-F of Komatsu Ltd. (the ?Company?) for the period ended March 31, 2007 as filed with the Securities and Exchange Commission on July 5, 2007 as amended by this Form 20-F/A (Amendment No. 1) dated the date hereof (the ?Report?), |
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| July 19, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F/A Amendment No. 1 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F/A Amendment No. 1 (Mark One) ? REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 or x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2007 or ? TRANSITION REPORT PURSUANT TO SECTION |
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| July 11, 2007 |
Form 6-K Table of Contents FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 5, 2007 |
Exhibit (13) a. CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ENACTED BY SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report on Form 20-F of Komatsu, Ltd. (the "Company") for the period ended March 31, 2007 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, Kunio Noji, President and Chief Executive Officer of the Company |
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| July 5, 2007 |
Code of Ethics for Senior Officers Exhibit (11) (Adopted as of July 12, 2004) Code of Ethics for Senior Officers Article 1: Objective To ensure that the business of Komatsu Ltd. |
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| July 5, 2007 |
ARTICLES OF INCORPORATION OF KOMATSU LTD. Exhibit (1.1) (TRANSLATION) ARTICLES OF INCORPORATION OF KOMATSU LTD. (Amended as of August 1, 2006) CHAPTER I. GENERAL PROVISIONS Article 1. Corporate Name The name of the Company shall be Kabushiki Kaisha Komatsu Seisakusho. In English, the Company shall be called KOMATSU LTD. Article 2. Objectives and Purposes The objectives and purposes of the Company shall be to engage in the following busine |
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| July 5, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ? REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 or x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2007 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE |
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| July 5, 2007 |
Exhibit (13) b. CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ENACTED BY SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report on Form 20-F of Komatsu, Ltd. (the "Company") for the period ended March 31, 2007 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, Kenji Kinoshita, Chief Financial Officer of the Company, certify |
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| July 5, 2007 |
CERTIFICATION OF DIRECTOR, SENIOR EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER Exhibit (12) b. CERTIFICATION OF DIRECTOR, SENIOR EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER I, Kenji Kinoshita, Director and Senior Executive Officer, Chief Financial Officer of Komatsu Ltd., certify that: 1. I have reviewed this annual report on Form 20-F of Komatsu Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material |
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| July 5, 2007 |
Exhibit (2) (Translation) SHARE HANDLING REGULATIONS (Amended as of May 11, 2006) CHAPTER I. |
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| July 5, 2007 |
CERTIFICATION OF PRESIDENT AND CHIEF EXECUTIVE OFFICER Exhibit (12) a. CERTIFICATION OF PRESIDENT AND CHIEF EXECUTIVE OFFICER I, Kunio Noji, President, Chief Executive Officer of Komatsu Ltd., certify that: 1. I have reviewed this annual report on Form 20-F of Komatsu Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of t |
|
| July 5, 2007 |
REGULATIONS OF THE BOARD OF DIRECTORS Exhibit (1.2) (TRANSLATION) REGULATIONS OF THE BOARD OF DIRECTORS (Amended as of May 11, 2006) Article 1. Scope of Application Unless otherwise provided for in laws or regulations or the Articles of Incorporation, matters concerning the Board of Directors shall be provided for in these Regulations. Article 2. Holding of Meetings Meetings of the Board of Directors shall consist of ordinary and extr |
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| May 16, 2007 |
Form 6-K Table of Contents FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 27, 2007 |
Form 6-K Table of Contents FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 12, 2007 |
Table of Contents FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 23, 2007 |
Form 6-K Table of Contents FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 14, 2007 |
Form 6-K Table of Contents FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 1, 2007 |
Table of Contents FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of January 2007 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address of principal executive offices Indi |
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| January 31, 2007 |
Form 6-K Table of Contents FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 16, 2007 |
Form 6-K Table of Contents FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| December 19, 2006 |
Form 6-K Table of Contents FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| December 14, 2006 |
Form 6-K Table of Contents FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| November 1, 2006 |
Form 6-K Table of Contents FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| October 13, 2006 |
Form 6-K Table of Contents FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| October 5, 2006 |
Table of Contents FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of October 2006 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address of principal executive offices Indi |
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| September 25, 2006 |
Form 6-K Table of Contents FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| September 12, 2006 |
Form 6-K Table of Contents FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| August 10, 2006 |
Form 6-K Table of Contents FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 2, 2006 |
Corporate Communications Department. Akasaka 2-3-6, Minato-ku, Tokyo 107-8414, Japan Phone: +81(0)3-5561-2616 Fax: +81-(0)3-3505-9662 August 1, 2006 Cecilia D. Blye Chief, Office of Global Security Risk Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549-5546 Re: Komatsu Ltd. Form 20-F for Fiscal Year Ended March 31, 2005 Filed J |
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| August 2, 2006 |
Table of Contents FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of August 2006 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address of principal executive offices Indic |
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| July 31, 2006 |
SECURITIES AND EXCHANGE COMMISSION FORM 20-F Table of Contents SECURITIES AND EXCHANGE COMMISSION FORM 20-F (Mark One) ? REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 or x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2006 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 or ? SHELL COMPANY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of event requiring this shell company report COMMISSION FILE NUMBER: 1-7239 KABUSHIKI KAISHA KOMATSU SEISAKUSHO (Exact name of registrant as specified in its charter) KOMATSU LTD. |
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| July 31, 2006 |
ARTICLES OF INCORPORATION OF KOMATSU LTD. Exhibit (1.1) (TRANSLATION) ARTICLES OF INCORPORATION OF KOMATSU LTD. (Amended as of June 23, 2006) CHAPTER I. GENERAL PROVISIONS Article 1. Corporate Name The name of the Company shall be Kabushiki Kaisha Komatsu Seisakusho. In English, the Company shall be called KOMATSU LTD. Article 2. Objectives and Purposes The objectives and purposes of the Company shall be to engage in the following busines |
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| July 31, 2006 |
Exhibit (2) (Translation) SHARE HANDLING REGULATIONS (Amended as of May 11, 2006) CHAPTER I. |
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| July 31, 2006 |
Exhibit (13) a. CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ENACTED BY SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report on Form 20-F of Komatsu, Ltd. (the ?Company?) for the period ended March 31, 2006 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Masahiro Sakane, President and Chief Executive Officer of the Co |
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| July 31, 2006 |
Exhibit (1.2) (TRANSLATION) REGULATIONS OF THE BOARD OF DIRECTORS (Amended as of May 11, 2006) Article 1. Scope of Application Unless otherwise provided for in laws or regulations or the Articles of Incorporation, matters concerning the Board of Directors shall be provided for in these Regulations. Article 2. Holding of Meetings Meetings of the Board of Directors shall consist of ordinary and extr |
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| July 31, 2006 |
CERTIFICATION OF SENIOR EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER Exhibit (12) b. CERTIFICATION OF SENIOR EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER I, Kenji Kinoshita, Senior Executive Officer, Chief Financial Officer of Komatsu Ltd., certify that: 1. I have reviewed this annual report on Form 20-F of Komatsu Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make |
|
| July 31, 2006 |
CERTIFICATION OF PRESIDENT AND CHIEF EXECUTIVE OFFICER Exhibit (12) a. CERTIFICATION OF PRESIDENT AND CHIEF EXECUTIVE OFFICER I, Masahiro Sakane, President, Chief Executive Officer of Komatsu Ltd., certify that: 1. I have reviewed this annual report on Form 20-F of Komatsu Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light |
|
| July 31, 2006 |
Code of Ethics for Senior Officers Exhibit (11) (Adopted as of July 12, 2004) Code of Ethics for Senior Officers Article 1: Objective To ensure that the business of Komatsu Ltd. |
|
| July 31, 2006 |
Exhibit (13) b. CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ENACTED BY SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report on Form 20-F of Komatsu, Ltd. (the ?Company?) for the period ended March 31, 2006 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Kenji Kinoshita, Chief Financial Officer of the Company, certify |
|
| July 27, 2006 |
Form 6-K Table of Contents FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| July 11, 2006 |
Form 6-K Table of Contents FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| June 14, 2006 |
Form 6-K Table of Contents FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| June 9, 2006 |
Form 6-K Table of Contents FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 30, 2006 |
corresp Komatsu Ltd. Corporate Communications Department. Akasaka 2-3-6, Minato-ku, Tokyo 107-8414, Japan Phone: +81(0)3-5561-2616 Fax: +81-(0)3-3505-9662 May 30, 2006 Cecilia D. Blye Chief, Office of Global Security Risk Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549-5546 Re: Komatsu Ltd. Form 20-F for Fiscal Year Ended Mar |
|
| May 19, 2006 |
Table of Contents FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2006 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address of principal executive offices Indicate |
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| April 28, 2006 |
Form 6-K Table of Contents FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| February 1, 2006 |
Form 6-K Table of Contents FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| December 5, 2005 |
Form 6-K Table of Contents FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 2, 2005 |
Form 6-K Table of Contents FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| August 11, 2005 |
Table of Contents FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of August 2005 COMMISSION FILE NUMBER: 1-7239 KOMATSU LTD. Translation of registrant’s name into English 3-6 Akasaka 2-chome, Minato-ku, Tokyo, Japan Address of principal executive offices Indic |
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| August 9, 2005 |
Form 6-K Table of Contents FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| August 3, 2005 |
Form 6-K Table of Contents FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| July 28, 2005 |
Form 6-K Table of Contents FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| July 27, 2005 |
Exhibit (13) b. CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ENACTED BY SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report on Form 20-F of Komatsu, Ltd. (the ?Company?) for the period ended March 31, 2005 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Kenji Kinoshita, Chief Financial Officer of the Company, certify |
|
| July 27, 2005 |
CERTIFICATION OF SENIOR EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER Exhibit (12) b. CERTIFICATION OF SENIOR EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER I, Kenji Kinoshita, Senior Executive Officer, Chief Financial Officer of Komatsu Ltd., certify that: 1. I have reviewed this annual report on Form 20-F of Komatsu Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make |
|
| July 27, 2005 |
Exhibit (13) a. CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ENACTED BY SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report on Form 20-F of Komatsu, Ltd. (the ?Company?) for the period ended March 31, 2005 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Masahiro Sakane, President and Chief Executive Officer of the Co |
|
| July 27, 2005 |
Code of Ethics for Senior Officers Exhibit (11) (Adopted as of July 12, 2004) Code of Ethics for Senior Officers Article 1: Objective To ensure that the business of Komatsu Ltd. |
|
| July 27, 2005 |
SECURITIES AND EXCHANGE COMMISSION FORM 20-F Table of Contents SECURITIES AND EXCHANGE COMMISSION FORM 20-F (Mark One) ? REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 or x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2005 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 1-7239 KABUSHIKI KAISHA KOMATSU SEISAKUSHO (Exact name of registrant as specified in its charter) KOMATSU LTD. |
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| July 27, 2005 |
Exhibit (2) (Translation) SHARE HANDLING REGULATIONS (Amended as of April 6, 2004) CHAPTER I. |
|
| July 27, 2005 |
CERTIFICATION OF PRESIDENT AND CHIEF EXECUTIVE OFFICER Exhibit (12) a. CERTIFICATION OF PRESIDENT AND CHIEF EXECUTIVE OFFICER I, Masahiro Sakane, President, Chief Executive Officer of Komatsu Ltd., certify that: 1. I have reviewed this annual report on Form 20-F of Komatsu Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light |
|
| July 27, 2005 |
REGULATIONS OF THE BOARD OF DIRECTORS Exhibit (1.2) (TRANSLATION) REGULATIONS OF THE BOARD OF DIRECTORS (Amended as of March 11, 2005) Article 1. Scope of Application Except as otherwise provided for in the laws and regulations or the Articles of Incorporation, these Regulations shall govern matters pertaining to meetings of the Board of Directors of the Company. Article 2. Holding of Meetings Meetings of the Board of Directors shall |
|
| July 27, 2005 |
ARTICLES OF INCORPORATION OF KOMATSU LTD. Exhibit (1.1) (TRANSLATION) ARTICLES OF INCORPORATION OF KOMATSU LTD. (Amended as of June 24, 2005) CHAPTER I. GENERAL PROVISIONS Article 1. Corporate Name The name of the Company shall be Kabushiki Kaisha Komatsu Seisakusho. In English, the Company shall be called KOMATSU LTD. Article 2. Objectives and Purposes The objectives and purposes of the Company shall be to engage in the following busines |
