LIVE / Live Ventures Incorporated - Pemfailan SEC, Laporan Tahunan, Penyata Proksi

Fourth Amendment to ICG Promissory Note dated April 9, 2020, and as Amended June 23, 2022, April 1, 2023, January 11, 2024, and April 8, 2025.

Docusign Envelope ID: 4F50FB52-590E-44DC-974A-74B56DE459CB FOURTH AMENDMENT TO UNSECURED LINE OF CREDIT PROMISSORY NOTE THIS FOURTH AMENDMENT TO UNSECURED LINE OF CREDIT PROMISSORY NOTE (this “Amendment”) is entered into as of April 8, 2025 (the “Effective Date”), between Live Ventures Incorporated, a Nevada corporation (the “Borrower”), and Isaac Capital Group, LLC, a Delaware limited liability company (the “Noteholder”).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 o TRANSITION REPORT PU

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2025 Live Ventures Inco

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2025 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commission

Live Ventures Reports Fiscal Third Quarter 2025 Financial Results

Live Ventures Reports Fiscal Third Quarter 2025 Financial Results LAS VEGAS, August 7, 2025 - Live Ventures Incorporated (Nasdaq: LIVE) (“Live Ventures” or the “Company”), a diversified holding company, today announced financial results for its fiscal third quarter 2025 ended June 30, 2025.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 2, 2025 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commission F

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2025 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commission

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin

Live Ventures Reports Fiscal Second Quarter 2025 Financial Results

Live Ventures Reports Fiscal Second Quarter 2025 Financial Results LAS VEGAS, May 8, 2025 - Live Ventures Incorporated (Nasdaq: LIVE) (“Live Ventures” or the “Company”), a diversified holding company, today announced financial results for its fiscal second quarter 2025 ended March 31, 2025.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2025 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commission Fi

Employment Agreement by and between Flooring Liquidators, Inc. and Stephen J. Kellogg, dated January 18, 2023

AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”) is entered into as of this 25th day of February, 2025 (the “Effective Date”), by and between Flooring Liquidators, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 o TRANSITION REPORT P

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-3

Subordinated Promissory Note dated January 18, 2023 issued by Flooring Affiliated Holdings, LLC in favor of (i) the Stephen J. Kellogg Revocable Trust Dated April 17, 2015, (ii) the Kaitlyn Kellogg 2022 Irrevocable Trust, (iii) the Augustus Kellogg 2022 Irrevocable Trust, and (iv) the Kellogg 2022 Family Irrevocable Nevada Trust

SECOND AMENDMENT TO SUBORDINATED PROMISSORY NOTE THIS SECOND AMENDMENT TO SUBORDINATED PROMISSORY NOTE (this “Amendment”) is made and entered into as of February 25, 2025 (the “Effective Date”), by and among Flooring Affiliated Holdings, LLC, a Delaware limited liability company (“Buyer”), the Stephen J.

Securities Purchase Agreement by and among Flooring Affiliated Holdings, LLC,

SECOND AMENDMENT TO SECURITIES PURCHASE AGREEMENT THIS SECOND AMENDMENT TO SECURITIES PURCHASE AGREEMENT (this “Amendment”) is made and entered into as of February 25, 2025 (the “Effective Date”), by and between Flooring Affiliated Holdings, LLC, a Delaware limited liability company (“Buyer”), and Stephen J.

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2025 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commiss

Live Ventures Reports Fiscal First Quarter 2025 Financial Results

Live Ventures Reports Fiscal First Quarter 2025 Financial Results LAS VEGAS, February 6, 2025 - Live Ventures Incorporated (Nasdaq: LIVE) (“Live Ventures” or the “Company”), a diversified holding company, today announced financial results for its fiscal first quarter 2025 ended December 31, 2024.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2025 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commissi

Credit Agreement by and between Vintage Stock, Inc. and Bank Midwest, a division of NBH BANK, dated October 17, 202

Docusign Envelope ID: 58E5B20C-89F2-43E4-A507-56B9DBD4B7D3 FIRST MODIFICATION AGREEMENT THIS FIRST MODIFICATION AGREEMENT (this “Agreement”) is made and entered into as of October 17, 2024, by and between VINTAGE STOCK, INC.

by and among Marquis Affiliated Holdings LLC, Marquis Industries, Inc., and Bank of America, N.A

NINETEENTH AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS NINETEENTH AMENDMENT TO LOAN AND SECURITY AGREEMENT (this “Amendment”) is made and entered into this 4th day of September, 2024, by and among MARQUIS AFFILIATED HOLDINGS LLC, a Delaware limited liability company (“Holdings”), MARQUIS INDUSTRIES, INC.

ment, dated December 16, 2024.

Docusign Envelope ID: 7C2EBBB3-C3DE-49F9-BE87-99BE0AB5193D NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED

Live Ventures Incorporated, Precision Metal Works, Inc., and Precision Affiliated Holdings, LLC, and

SETTLEMENT AGREEMENT AND RELEASE This Settlement Agreement and Release (the “Settlement Agreement”) is entered into by and among The Richard Stanley Family Trust (the “Stanley Trust”); The John Locke Family Trust (the “Locke Trust”); Live Ventures Incorporated, a Nevada corporation (“Live”); Precision Metal Works, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 o TRANSITION REPOR

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 00

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark one) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2024 o TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition period from to Commission File Number: 001-33937 Liv

List of Subsidiaries of the Registrant

Exhibit 21.1 LIST OF LIVE VENTURES INCORPORATED SUBSIDIARIES Name of Subsidiary (1) Jurisdiction of Incorporation ApplianceSmart Holdings LLC Nevada ApplianceSmart, Inc. Minnesota Better Backers Finishing LLC Delaware Central Steel Fabricators, Inc. Illinois CRO Affiliated, LLC Delaware Elite Builder Services, Inc. California Floorable, LLC California Flooring Affiliated Holdings, LLC Delaware Flo

nsider Trading Policies and Procedures

LIVE VENTURES INCORPORATED STATEMENT OF COMPANY POLICY REGARDING CONFIDENTIALITY AND INSIDER TRADING OF COMPANY SECURITIES Last Revised March 31, 2022 1.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2024 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commiss

Live Ventures Reports Fiscal Year 2024 Financial Results

Live Ventures Reports Fiscal Year 2024 Financial Results LAS VEGAS, December 12, 2024 - Live Ventures Incorporated (Nasdaq: LIVE) (“Live Ventures” or the “Company”), a diversified holding company, today announced financial results for its fiscal year ended September 30, 2024.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 o TRANSITION REPORT PU

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2024 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commission

Live Ventures Reports Fiscal Third Quarter 2024 Financial Results

Live Ventures Reports Fiscal Third Quarter 2024 Financial Results LAS VEGAS, August 8, 2024 - Live Ventures Incorporated (Nasdaq: LIVE) (“Live Ventures” or the “Company”), a diversified holding company, today announced financial results for its third fiscal quarter ended June 30, 2024.

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2024 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commission

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2024 Live Ventures Incorp

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2024 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commission F

Live Ventures Announces New $10 Million Common Stock Repurchase Program

Exhibit 99.1 Live Ventures Announces New $10 Million Common Stock Repurchase Program LAS VEGAS, June 7, 2024 – Live Ventures Incorporated (Nasdaq: LIVE), a diversified holding company (“Live Ventures” or “Company”), today announced that its Board of Directors approved a new stock repurchase program authorizing the Company to repurchase up to $10 million of the Company’s outstanding shares of commo

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin

Live Ventures Announces Acquisition of Data Center Product Manufacturer Central Steel Fabricators

Exhibit 99.1 Live Ventures Announces Acquisition of Data Center Product Manufacturer Central Steel Fabricators LAS VEGAS, May 17, 2024 – Live Ventures Incorporated (Nasdaq: LIVE), a diversified holding company (“Live Ventures” or “Company”), announced today that it has acquired Central Steel Fabricators, LLC (“CSF”), a Chicago-based manufacturer of specialized fabricated metal products primarily f

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2024 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commission F

Amendment to ICG Promissory Note dated April 9, 2020, and as Amended June 23, 2022,

Exhibit 10.130 This THIRD AMENDMENT TO PROMISSORY NOTE (this “Amendment”) is entered into as of January 11, 2024, between Live Ventures Incorporated, a Nevada corporation (“Borrower”), and Isaac Capital Group, LLC, a Delaware limited liability company (“Noteholder”). RECITALS A.Whereas, Noteholder and Borrower are parties to an Unsecured Revolving Line of Credit Promissory Note dated April 9, 2020

ote Purchase Agreement by and between Live Ventures Inco

Exhibit 10.133 NOTE PURCHASE AGREEMENT THIS NOTE PURCHASE AGREEMENT (this “Agreement”) is made and entered into this 6th day of March 2024, by and between Live Ventures Incorporated, a Nevada corporation (the “Seller”), and MSW Projects Limited, a Canadian entity, or designee (the “Buyer”), on the following premises: PREMISES A.Seller is the record and beneficial owner of an Amended Promissory Not

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 o TRANSITION REPORT P

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-3

issued by Live Ventures Incorporated in favor of Spriggs Investments LLC

Exhibit 10.131 LOAN MODIFICATION AGREEMENT THIS LOAN MODIFICATION AGREEMENT (this “Modification”), dated as of the February [*], 2024 (the “Effective Date”), is entered into among LIVE VENTURES INCORPORATED, a Nevada corporation (“Borrower”), JON ISAAC, individually (“Isaac”), ISAAC CAPITAL GROUP, LLC, a Delaware limited liability company (“ICG” and collectively with Isaac, the “Guarantors” and ea

issued in favor of Live Ventures Incorporated

Exhibit 10.132 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REG

Live Ventures Reports Fiscal Second Quarter 2024 Financial Results

Live Ventures Reports Fiscal Second Quarter 2024 Financial Results LAS VEGAS, May 13, 2024 - Live Ventures Incorporated (Nasdaq: LIVE) (“Live Ventures” or the “Company”), a diversified holding company, today announced financial results for its second fiscal quarter ended March 31, 2024.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2024 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commission F

Cooperation Agreement, dated as of April 29, 2024, by and among Live Ventures Incorporated, a Nevada corporation, Isaac Capital Group LLC, a Delaware limited liability company, and LL Flooring Holdings, Inc., a Delaware corporation

COOPERATION AGREEMENT This Cooperation Agreement (this “Agreement”), dated as of April 29, 2024 (the “Effective Date”), is by and among Live Ventures Incorporated, a Nevada corporation (“Live”), Isaac Capital Group LLC, a Delaware limited liability company (individually, “ICG,” and together with Live, the “Live Parties”), and LL Flooring Holdings, Inc.

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2024 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commission

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 10, 2024 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commission

, by and between Precision Industries, Inc. and Thomas Sedlak

THIRD AMENDMENT TO EMPLOYMENT AGREEMENT THIS THIRD AMENDMENT TO EMPLOYMENT AGREEMENT (this Amendment”) is made and entered into this 6th day of January, 2024 (the “Effective Date”), by and between PRECISION INDUSTRIES, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2024 Live Ventures In

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2024 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commissi

First Amendment of a Credit and Security Agreement by and among Precision Metal Works, Inc. and PMW Affiliated Holdings, Inc. and Fifth Third Bank, National Association, dated as of December 22, 2023.

Exhibit 10.125 First Amendment to Credit and Security Agreement This First Amendment to Credit and Security Agreement (this “First Amendment”) is made and entered into as of December 22, 2023, by and among Fifth Third Bank, National Association (“Lender”), Precision Metal Works, Inc., a Kentucky corporation (“Metals”), and PMW Affiliated Holdings, LLC, a Delaware limited liability company (“Holdin

Employment Agreement by and between Flooring Liquidators, Inc. and Stephen J. Kellogg, dated

AMENDMENT TO EMPLOYMENT AGREEMENT THIS AMENDMENT TO EMPLOYMENT AGREEMENT (this “Amendment”) is made and entered into this 28th day of December, 2023, by and between FLOORING LIQUIDATORS, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 o TRANSITION REPOR

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 00

Live Ventures Reports Fiscal First Quarter 2024 Financial Results

Exhibit 99.1 Live Ventures Reports Fiscal First Quarter 2024 Financial Results LAS VEGAS, February 8, 2024 - Live Ventures Incorporated (Nasdaq: LIVE) (“Live Ventures” or the “Company”), a diversified holding company, today announced financial results for its first fiscal quarter ended December 31, 2023. Fiscal First Quarter 2024 Key Highlights: •Revenue increased 70.5% to $117.6 million, compared

Employment Agreement between Live Ventures Incorporated and David Verret, effective

AMENDMENT TO EMPLOYMENT AGREEMENT THIS AMENDMENT TO EMPLOYMENT AGREEMENT (this “Amendment”) is made and entered into as of the 1st day of October, 2023, by and between Live Ventures Incorporated, a Nevada corporation (the “Company”), and David Verret, the Company’s Chief Financial Officer (“Executive”).

Third Amendment to Employment Agreement dated January 6, 2024, between Precision Industries, Inc. and Thomas Sedlak

Exhibit 10.126 THIRD AMENDMENT TO EMPLOYMENT AGREEMENT THIS THIRD AMENDMENT TO EMPLOYMENT AGREEMENT (this Amendment”) is made and entered into this 6th day of January, 2024 (the “Effective Date”), by and between PRECISION INDUSTRIES, INC., a Pennsylvania corporation (the “Company”), and THOMAS SEDLAK (the “Executive”). WHEREAS, the Company and the Executive (each a “Party” and collectively the “Pa

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 6, 2024 Live Ventures Inc

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 6, 2024 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commissio

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark one) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2023 o TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition period from to Commission File Number: 001-33937 Liv

Compensation Recoupment (Clawback) Policy

Exhibit 97.1 LIVE VENTURES INCORPORATED POLICY FOR THE RECOVERY OF ERRONEOUSLY AWARDED COMPENSATION I.OVERVIEW In accordance with the applicable rules of The Nasdaq Stock Market (the “Nasdaq Rules”), Section 10D and Rule 10D-1 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) (“Rule 10D-1”), the Board of Directors (the “Board”) of Live Ventures Incorporated (the “Company”) ha

List of Subsidiaries of the Registrant

Exhibit 21.1 LIST OF LIVE VENTURES INCORPORATED SUBSIDIARIES Name of Subsidiary (1) Jurisdiction of Incorporation ApplianceSmart Holdings LLC Nevada ApplianceSmart, Inc. Minnesota Better Backers Finishing LLC Delaware CRO Affiliated, LLC Delaware Elite Builder Services, Inc. California Floorable, LLC California Flooring Affiliated Holdings, LLC Delaware Flooring Liquidators, Inc. California Marqui

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2023 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commiss

Live Ventures Reports Fiscal Year 2023 Financial Results

Exhibit 99.1 Live Ventures Reports Fiscal Year 2023 Financial Results LAS VEGAS, December 20, 2023 - Live Ventures Incorporated (Nasdaq: LIVE) (“Live Ventures” or the “Company”), a diversified holding company, today announced financial results for its fiscal year ended September 30, 2023. Fiscal Year 2023 Key Highlights: •Acquired Flooring Liquidators, Inc. (“Flooring Liquidators”), Precision Meta

Credit Agreement by and between Vintage Stock, Inc. and Bank Midwest, a division of NBH BANK, dated October 17, 2023

Exhibit 10.122 CREDIT AGREEMENT dated as of October 17, 2023 between VINTAGE STOCK, INC. as a Borrower and Bank Midwest, a division of NBH BANK as Bank $15,000,000.00 Revolving Credit Loan CORE/3000603.0154/183830292.4 CREDIT AGREEMENT This Credit Agreement is made as of October 17, 2023, by and between VINTAGE STOCK, INC., a Missouri corporation (“Vintage Stock” and together with each other Perso

Security Agreement by and between Vintage Stock, Inc. and Bank Midwest, a division of NBH BANK, dated October 17, 2023.

Exhibit 10.124 SECURITY AGREEMENT This Security Agreement (the "Agreement") is made as of October 17, 2023, between VINTAGE STOCK, INC., a Missouri corporation (“Vintage Stock” and together with each other Person joining this Agreement as a borrower, individually and collectively, jointly and severally, the “Borrower”), in favor of Bank Midwest, a division of NBH BANK (the "Bank"). Preliminary Sta

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2023 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commissi

Revolving Credit Note by and between Vintage Stock, Inc. and Bank Midwest, a division of NBH BANK, dated October 17, 2023.

Exhibit 10.123 REVOLVING CREDIT NOTE $15,000,000.00 October 17, 2023 For value received, the undersigned (the “Borrower”), promises to pay to the order of Bank Midwest, a division of NBH Bank (the “Bank”; which term includes any subsequent holder hereof), in lawful money of the United States of America, without setoff, deduction or counterclaim, the principal sum of Fifteen Million and 00/100 Doll

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 12, 2023 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commissi

Live Ventures Submits Proposal to Acquire LL Flooring for $5.85 Per Share in Cash All-Cash Offer Represents 106% Premium to Company’s Closing Price as of October 6, 2023 and Provides Shareholders with Certainty, Full and Fair Value and Immediate Liqu

Exhibit 99.1 Live Ventures Submits Proposal to Acquire LL Flooring for $5.85 Per Share in Cash All-Cash Offer Represents 106% Premium to Company’s Closing Price as of October 6, 2023 and Provides Shareholders with Certainty, Full and Fair Value and Immediate Liquidity Live Ventures’ Experience in the Retail and Flooring Industries and Successful Track Record of Shareholder Value Creation Make it t

Unaudited Pro Forma Condensed Combined Financial Statement of Live Ventures Incorporated as of June 30, 2023, for the year ended September 30, 2022, and for the nine months ended June 30, 2023

Exhibit 99.2 Unaudited Pro Forma Condensed Combined Financial Statement of Live Ventures Incorporated as of June 30, 2023, for the year ended September 30, 2022, and for the nine months ended June 30, 2023 Introduction Precision Metal Works, Inc. Acquisition On July 20, 2023, the Company acquired Precision Metal Works, Inc. (“PMW”), a Kentucky-based Metal Stamping and Value-Added Manufacturing Com

PRECISION METAL WORKS, INC. FINANCIAL STATEMENTS YEAR ENDED DECEMBER 31, 2022

PRECISION METAL WORKS, INC. FINANCIAL STATEMENTS YEAR ENDED DECEMBER 31, 2022 CONTENTS Independent Auditor's Report 1 Financial Statements as of and for the year ended December 31, 2022 Balance Sheet 3 Statement of Operations 5 Statement of Stockholders' Equity 6 Statement of Cash Flows 7 Notes to Financial Statements 8 INDEPENDENT AUDITOR’S REPORT To the Board of Directors Precision Metal Works,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2023 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorpo

September 21, 2023

Exhibit 99.1 September 21, 2023 Live Ventures Acquires Naturally Aged Flooring, Harris, Kraus, and Heritage Mill Wood Flooring Brands from Q.E.P. Adds four major flooring brands to its subsidiary Marquis Industries, doubles salesforce LAS VEGAS, Sept. 21, 2023 (GLOBE NEWSWIRE) - Live Ventures Incorporated (Nasdaq: LIVE), a diversified holding company (“Live Ventures” or “Company”), announced today

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 21, 2023 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commis

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2023 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commissio

Live Ventures Reports Fiscal Third Quarter 2023 Financial Results

Exhibit 99.1 Live Ventures Reports Fiscal Third Quarter 2023 Financial Results LAS VEGAS, August 10, 2023 - Live Ventures Incorporated (Nasdaq: LIVE) (“Live Ventures” or the “Company”), a diversified holding company, today announced financial results for its fiscal third quarter ended June 30, 2023. Fiscal Third Quarter 2023 Key Highlights: •Revenues were $91.5 million, as compared with $68.3 mill

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 o TRANSITION REPORT PU

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2023 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commission

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2023 Live Ventures Incor

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2023 Live Ventures Incorporated (Exact name of registrant as specified in its charter) Nevada 001-33937 85-0206668 (State or other jurisdiction of incorporation) (Commission

Form of Subordinated Secured Promissory Note dated July 19, 2023 issued by Precision Metal Works, Inc. in favor of each of (i) The Richard Stanley Family Trust, and (ii) the John Locke Family Trust.

Exhibit 10.116 SUBORDINATED SECURED PROMISSORY NOTE $1,250,000 July 19, 2023 FOR VALUE RECEIVED, Precision Metal Works, Inc., a Kentucky corporation formerly known as Nth Holding, Ltd. (Kentucky Organization No. 0940452) (“Maker”), hereby promises and agrees to pay to the order of [The Richard Stanley Family Trust/The John Locke Family Trust], a trust formed under the Laws of Ontario, Canada (“Pay

Lease Agreement (111 Commerce Blvd., Frankfort, KY), dated as of July 19, 2023, by and between Precision Metal Works, Inc. and Legacy West Partners Kentucky Portfolio, LLC.

DocuSign Envelope ID: F1C8D738-8A0A-4B70-850C-CF55F7BA6835 DocuSign Envelope ID: 3D1205F1-9790-4E90-A361-1B0C510C041F Exhibit 10.

Securities Purchase Agreement by and among the trustees of The Richard Stanley Family Trust, the trustees of The John Locke Family Trust, Precision Metal Works, Inc. (formerly known as NTH HOLDING, Ltd), PMW Affiliated Holdings, Inc. and, solely with respect to Section 5.09 thereof, John Locke and Richard Stanley, dated as of July 19, 2023.

Exhibit 10.115 EXECUTION VERSION STOCK PURCHASE AGREEMENT Among THE RICHARD STANLEY FAMILY TRUST THE JOHN LOCKE FAMILY TRUST PRECISION METAL WORKS, INC. (formerly known as NTH HOLDING, Ltd) and PMW AFFILIATED HOLDINGS, LLC dated as of July 19, 2023 ACTIVE 687632206v25 TABLE OF CONTENTS ARTICLE I DEFINITIONS 2 ARTICLE II PURCHASE AND SALE 13 Section 2.01 Purchase and Sale 13 Section 2.02 Purchase P

Live Ventures Acquires Precision Metal Works Adding $75 Million Annual Revenue Stream

Exhibit 99.1 Live Ventures Acquires Precision Metal Works Adding $75 Million Annual Revenue Stream •Acquisition is expected to be immediately accretive to earnings •Strengthens steel manufacturing segment reinforcing strategic approach LAS VEGAS, July 24, 2023 – Live Ventures Incorporated (Nasdaq: LIVE), a diversified holding company (“Live Ventures” or “Company”), announced today that it has acqu

Lease Agreement (4701 Allmond Ave., Louisville, KY), dated as of July 19, 2023, by and between Precision Metal Works, Inc. and Legacy West Partners Kentucky Portfolio, LLC.

DocuSign Envelope ID: F1C8D738-8A0A-4B70-850C-CF55F7BA6835 DocuSign Envelope ID: 3D1205F1-9790-4E90-A361-1B0C510C041F Exhibit 10.

Credit and Security Agreement by and among Precision Metal Works, Inc. and PMW Affiliated Holdings, Inc. and Fifth Third Bank, National Association, dated as of July 19, 2023.

Exhibit 10.117 CREDIT AND SECURITY AGREEMENT Dated as of July 19, 2023 among FIFTH THIRD BANK, NATIONAL ASSOCIATION, as Lender, and PRECISION METAL WORKS, INC. and PMW AFFILIATED HOLDINGS, LLC as Borrowers TABLE OF CONTENTS Page 1.DEFINITIONS 1 Certain Defined Terms 1 Other Definitional Terms; Rules of Interpretation 25 Accounting Terms. 25 2.LOANS 26 Revolving Loans 26 Requests for Revolving Loan

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.      ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2023 Live Ventures Incor

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2023 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commission

Weston A. Godfrey, Jr. Amended and Restated Employment Agreement

Exhibit 10.115 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amended and Restated Employment Agreement (this “Agreement") is entered into on June 12, 2023 by and between Marquis Industries, Inc., a Georgia corporation, "Marquis" or the "Employer", and Weston A. Godfrey, Jr., a Georgia resident, "Godfrey", and their respective heirs, successors, and permitted assigns; each a “Party” and collective

Gary C. Graham, Jr. Amended and Restated Employment Agreement

Exhibit 10.116 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amended and Restated Employment Agreement (this “Agreement") is entered into on June 12, 2023 by and between Marquis Industries, Inc., a Georgia corporation, "Marquis" or the "Employer", and Gary C. Graham, Jr., a Tennessee resident, "Graham", and their respective heirs, successors, and permitted assigns; each a “Party” and collectively

PROSPECTUS Common Stock Preferred Stock Debt Securities

. Filed Pursuant to Rule 424(b)(3) Registration No. 333-270836 PROSPECTUS $50,000,000 Common Stock Preferred Stock Debt Securities Warrants Rights Units We may offer and sell from time to time shares of our common stock, par value $0.001 per share (our “Common Stock”), shares of our preferred stock, par value $0.001 per share (our “Preferred Stock”), debt securities, warrants, rights, and units th

Second Amendment to ICG Promissory Note dated April 9, 2020, and as Amended June 23, 2022, dated April 1, 2023

DocuSign Envelope ID: 3A58E85C-FC70-417C-A92F-DB180FA3C723 Exhibit 10.113 This SECOND AMENDMENT TO PROMISSORY NOTE (“Amendment”) is entered into as of April 1, 2023, between Live Ventures Incorporated, a Nevada corporation (“Borrower”), and Isaac Capital Group, LLC, a Delaware limited liability company (“Noteholder”). RECITALS A. Whereas, Noteholder and Borrower are parties to an Unsecured Revolvi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION Report P

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-33937 Live Ventures

First Amendment to ICG Unsecured Revolving Line of Credit dated April 9, 2020, dated April 1, 2023

DocuSign Envelope ID: FCA68D20-5767-4FAE-A2DC-44E6D779C80A Exhibit 10.114 FIRST AMENDMENT TO UNSECURED REVOLVING LINE OF CREDIT PROMISSORY NOTE On April 9, 2020, Live Ventures Incorporated, a Nevada corporation (the “Borrower”), executed an Unsecured Revolving Line of Credit Promissory Note in the principal sum of $1,000,000 (the “Note”), payable to Isaac Capital Group, LLC (the “Lender”), bearing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2023 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commission F

Live Ventures Reports Fiscal Second Quarter 2023 Financial Results

Exhibit 99.1 Live Ventures Reports Fiscal Second Quarter 2023 Financial Results LAS VEGAS, May 11, 2023 - Live Ventures Incorporated (Nasdaq: LIVE) (“Live Ventures” or the “Company”), a diversified holding company, today announced financial results for its fiscal second quarter ended March 31, 2023. Fiscal Second Quarter 2023 Key Highlights: • Revenues were $91.1 million, as compared with $69.7 mi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 18, 2023 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Inco

FLOORING LIQUIDATORS, INC. AND AFFILIATIED COMPANIES INDEX TO COMBINED FINANCIAL STATEMENTS For the years ended June 30, 2022 and 2021 TABLE OF CONTENTS Independent Auditor’s Report 1-2

Exhibit 99.1 FLOORING LIQUIDATORS, INC. AND AFFILIATIED COMPANIES INDEX TO COMBINED FINANCIAL STATEMENTS For the years ended June 30, 2022 and 2021 TABLE OF CONTENTS Independent Auditor’s Report 1-2 Financial Statements: Combined Balance Sheets 3 Combined Statements of Income 4 Combined Statements of Stockholders’ Equity 5 Combined Statements of Cash Flows 6 Notes to Combined Financial Statements

Unaudited Pro Forma Condensed Combined Financial Statement of Live Ventures Incorporated as of December 31, 2022, for the year ended September 30, 2022, and for the three months ended December 31, 2022

Exhibit 99.2 Unaudited Pro Forma Condensed Combined Financial Statement of Live Ventures Incorporated as of December 31, 2022, for the year ended September 30, 2022, and for the three months ended December 31, 2022 Introduction Flooring Liquidators Acquisition On January 18, 2023, Live Ventures acquired 100% of the issued and outstanding equity interests of Flooring Liquidators, Inc., Elite Builde

Live Ventures Incorporated April 5, 2023

Live Ventures Incorporated April 5, 2023 VIA EDGAR AND EMAIL Ms. Rucha Pandit U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Live Ventures Incorporated Registration Statement on Form S-3 Filed March 24, 2023 File No. 333-270836 Dear Ms. Pandit: Pursuant to Rule 461 promulgated under the Securities Act of 1933, as amended, Live

LETTER

United States securities and exchange commission logo March 31, 2023 Jon Isaac Chief Executive Officer LIVE VENTURES Inc 325 E.

Filing Fee Table

EX-FILING FEES 5 tm2310429d1ex-filingfees.htm EX-FILING FEES Exhibit 107 Calculation of Filing Fee Table Form S-3 (Form Type) Live Venture Incorporated (Exact Name of Registrant as Specified in its Charter) Table 1. Newly Registered Securities (1) Represents securities that may be offered and sold from time to time in one or more offerings by Live Ventures Incorporated. (2) There is being register

Form of Indenture with respect to Debt Securities

Exhibit 4.1 LIVE VENTURES INCORPORATED AND [INSERT NAME OF TRUSTEE] , TRUSTEE INDENTURE DATED AS OF , 20 Provisions of Trust Indenture Act of 1939 and Indenture to be dated as of , 20, between LIVE VENTURES INCORPORATED and [INSERT NAME OF TRUSTEE] , Trustee: Cross references between the provisions of the Trust Indenture Act of 1939 and the Indenture dated as of , 20 between LIVE VENTURES INCORPOR

As filed with the Securities and Exchange Commission on March 24, 2023

. As filed with the Securities and Exchange Commission on March 24, 2023 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Live Ventures Incorporated (Exact name of registrant as specified in its charter) Nevada 85-0206668 (State or other jurisdiction of incorporation or organization) (I.R.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2023 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commissi

Live Ventures Reports Fiscal First Quarter 2023 Financial Results

Exhibit 99.1 Live Ventures Reports Fiscal First Quarter 2023 Financial Results LAS VEGAS, February 9, 2023 - Live Ventures Incorporated (Nasdaq: LIVE) (“Live Ventures” or the “Company”), a diversified holding company, today announced financial results for its fiscal first quarter ended December 31, 2022. Fiscal First Quarter 2023 Key Highlights: • Revenues were $69.0 million, as compared with $75.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2022 ☐ TRANSITION Repor

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2022 ☐ TRANSITION Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-33937 Live Ventu

Live Ventures Announces Acquisition of Flooring Liquidators, Inc. for $84 million

Exhibit 99.1 Live Ventures Announces Acquisition of Flooring Liquidators, Inc. for $84 million Latest acquisition to the Live Ventures portfolio reinforces strategy and adds significant new revenue stream of approximately $125 Million per year - about a 50% increase in annual sales LAS VEGAS, January 19, 2023 – Live Ventures Incorporated (Nasdaq: LIVE), a diversified holding company (“Live Venture

Loan and Security Agreement by and among Flooring Affiliated Holdings, LLC, Flooring Liquidators, Inc., Elite Builder Services, Inc., 7 Day Stone, Inc., K2L Leasing, LLC, SJ & K Equipment, Inc. and Eclipse Business Capital LLC, dated January 18, 2023.

Exhibit 10.112References to Sections, Schedules and Exhibits are NOT underlined. Defined terms are in bold and italics; provisos are bold and italics. References to percentages are expressed in numbers only, except when referencing interest rates (where they are spelled out and in parentheses). References to days, months and years are spelled out ONLY. Dollar amounts are in numbers ONLY. LOAN AND

Employment Agreement by and between Elite Builder Services, Inc. and Benjamin Rowe, dated January 18, 2023.

EXECUTION VERSION Exhibit 10.107 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this “Agreement”) is entered into as of this 18th day of January 2023 (the “Effective Date”) by and between Elite Builder Services, Inc., a California corporation (“Employer”), and Benjamin Rowe, an individual resident of the State of California (“Employee”). WHEREAS, Employee is current employed

Restricted Stock Unit Agreement between Live Ventures Incorporated and Benjamin Rowe, dated January 18, 2023.

Exhibit 10.108 LIVE VENTURES INCORPORATED 2014 OMNIBUS EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT THIS AGREEMENT is made as of January 18, 2023, by and between Live Ventures Incorporated (the “Company”) and Benjamin Rowe (“Holder”). WITNESSETH: WHEREAS, the Company has adopted and maintains the LiveDeal, Inc. 2014 Omnibus Equity Incentive Plan effective January 8, 2014 (the “Plan”), and

Subordinated Promissory Note dated January 18, 2023 issued by Flooring Affiliated Holdings, LLC in favor of Isaac Capital Group, LLC.

Exhibit 10.110 THIS INSTRUMENT AND THE RIGHTS AND OBLIGATIONS EVIDENCED HEREBY ARE SUBORDINATE IN THE MANNER AND TO THE EXTENT SET FORTH IN THAT CERTAIN SUBORDINATION AGREEMENT DATED AS OF THE DATE HEREOF AMONG ECLIPSE BUSINESS CAPITAL LLC (“SENIOR AGENT”), ISAAC CAPITAL GROUP LLC AND FLOORING AFFILIATED HOLDINGS, LLC (AS AMENDED, RESTATED, SUPPLEMENTED OR OTHERWISE MODIFIED FROM TIME TO TIME, THE

Subordinated Promissory Note dated January 18, 2023 issued by Flooring Affiliated Holdings, LLC in favor of (i) the Stephen J. Kellogg Revocable Trust Dated April 17, 2015, (ii) the Kaitlyn Kellogg 2022 Irrevocable Trust, (iii) the Augustus Kellogg 2022 Irrevocable Trust, and (iv) the Kellogg 2022 Family Irrevocable Nevada Trust.

EXECUTION VERSION Exhibit 10.109 THIS INSTRUMENT AND THE RIGHTS AND OBLIGATIONS EVIDENCED HEREBY ARE SUBORDINATE IN THE MANNER AND TO THE EXTENT SET FORTH IN THAT CERTAIN SUBORDINATION AND INTERCREDITOR AGREEMENT DATED AS OF THE DATE HEREOF AMONG ECLIPSE BUSINESS CAPITAL LLC (“LENDER”), AND THE KELLOGG TRUSTS (AS DEFINED BELOW) (AS AMENDED, RESTATED, SUPPLEMENTED OR OTHERWISE MODIFIED FROM TIME TO

Securities Purchase Agreement by and among Flooring Affiliated Holdings, LLC, Stephen J. Kellogg, the other equity holders of the Acquired Companies listed on Exhibit A thereto and, solely for the purposes of Section 3.4 thereof, Live Ventures Incorporated, dated January 18, 2023.

EXECUTION VERSION Exhibit 10.105 SECURITIES PURCHASE AGREEMENT by and among FLOORING AFFILIATED HOLDINGS, LLC, STEPHEN J. KELLOGG, THE OTHER EQUITYHOLDERS OF THE ACQUIRED COMPANIES LISTED ON EXHIBIT A, and SOLELY FOR PURPOSES OF SECTION 3.4 HEREOF, LIVE VENTURES INCORPORATED Dated as of January 18, 2023 SECURITIES PURCHASE AGREEMENT 4893-2596-7688v2 EMAIL\25717007 Table of Contents Page ARTICLE 1:

Employment Agreement by and between Flooring Liquidators, Inc. and Stephen J. Kellogg, dated January 18, 2023.

EXECUTION VERSION Exhibit 10.106 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this “Agreement”) is entered into as of this 18th day of January 2023 (the “Effective Date”) by and between Flooring Liquidators, Inc., a California corporation (“Employer”), and Steve Kellogg, an individual resident of the State of California (“Employee”). WHEREAS, the parties hereto desire to enter into this Agreeme

Subordinated Promissory Note dated January 18, 2023 issued by Live Ventures Incorporated in favor of Spriggs Investments LLC.

EXECUTION COPY Exhibit 10.111 PROMISSORY NOTE $1,000,000 USD Las Vegas, Nevada January 19, 2023 FOR VALUE RECEIVED, LIVE VENTURES INCORPORATED, a Nevada corporation (the “Borrower”), hereby unconditionally promises to pay to the order of SPRIGGS INVESTMENTS, LLC, a Missouri limited liability company (the “Noteholder”), the principal amount of $1,000,000 USD (the “Loan”), together with all accrued

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Completion of Acquisition or Disposition of Assets, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 18, 2023 Live Ventures Incorporated (Exact Name of Registrant as Specified in Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commission F

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2023 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commissi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark one) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2022 ? TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition period from to Commission File Number: 001-33937 Live Ventures Incorpo

List of Subsidiaries of the Registrant

Exhibit 21.1 LIST OF LIVE VENTURES INCORPORATED SUBSIDIARIES Name of Subsidiary (1) Jurisdiction of Incorporation ApplianceSmart Holdings LLC Nevada ApplianceSmart Inc. Minnesota Better Backers, Inc. Georgia HiYield LLC Nevada Kinetic Co. Wisconsin Marquis Affiliated Holdings LLC Delaware Marquis Industries, Inc. Georgia Marquis Real Estate Holdings LLC Delaware Precision Industries, Inc. Pennsylv

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 15, 2022 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commiss

Live Ventures Reports Fiscal Fourth Quarter and Fiscal Year 2022 Financial Results

Exhibit 99.1 Live Ventures Reports Fiscal Fourth Quarter and Fiscal Year 2022 Financial Results LAS VEGAS, December 15, 2022 - Live Ventures Incorporated (Nasdaq: LIVE) (?Live Ventures? or the ?Company?), a diversified holding company, today announced financial results for its fiscal fourth quarter and fiscal year ended September 30, 2022. Fiscal Year 2022 Key Highlights: ? Revenues of $286.9 mill

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2022 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commissi

Employment Agreement between Live Ventures Incorporated and Wayne Ipsen, effective October 24, 2022

Exhibit 10.104 EMPLOYMENT AGREEMENT This Employment Agreement (“Agreement”) is made by and between Live Ventures Incorporated (the “Company”) and Wayne Ipsen (“Executive”). Executive and Company shall be referred to herein, collectively, as the “Parties” and, individually, as a “Party.” RECITALS WHEREAS, the Company desires to employ Executive on the terms and conditions set forth herein; WHEREAS,

THE KINETIC CO., INC. (a subsidiary of Precision Industries, Inc.) FINANCIAL STATEMENTS AND INDEPENDENT AUDITORS’ REPORT For the year ended November 30, 2021 THE KINETIC CO., INC. TABLE OF CONTENTS November 30, 2021

DRAFT Exhibit 99.1 THE KINETIC CO., INC. (a subsidiary of Precision Industries, Inc.) FINANCIAL STATEMENTS AND INDEPENDENT AUDITORS? REPORT For the year ended November 30, 2021 DRAFT THE KINETIC CO., INC. TABLE OF CONTENTS November 30, 2021 Page Independent Auditors? Report 1 Balance Sheet 3 Statement of Operations 4 Statement of Changes in Stockholder?s Equity 5 Statement of Cash Flows 6 Notes to

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 28, 2022 Live Ventures Incorporated (Exact Name of Registrant as Specified in Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporati

Unaudited Pro Forma Condensed Combined Financial Statement of Live Ventures Inc. for the nine months ended June 30, 2022 and for the year ended September 30, 2021

Exhibit 99.2 Unaudited Pro Forma Condensed Combined Financial Statement of Live Ventures Inc. for the nine months ended June 30, 2022 and for the year ended September 30, 2021 Introduction Kinetic Acquisition On June 28, 2022, Precision Marshall (?Precision?) acquired 100% of the issued and outstanding shares of common stock of The Kinetic Co., Inc. (?Kinetic?), a Wisconsin corporation, which was

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 1, 2022 Live Ventures Incorporated (Exact Name of Registrant as Specified in Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commission

Investor Presentation Third Quarter FY 2022

Investor Presentation Third Quarter FY 2022 Disclaimers 2 FORWARD-LOOKING STATEMENTS The words ?Live Ventures,? ?company? or ?Company? refer to Live Ventures Incorporated and its wholly-owned subsidiaries.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 11, 2022 Live Ventures Incorporated (Exact Name of Registrant as Specified in Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commission Fi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2022 ☐ TRANSITION Report Pu

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2022 ? TRANSITION Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-33937 Live Ventures

Live Ventures Reports Fiscal Third Quarter 2022 Financial Results

Exhibit 99.1 Live Ventures Reports Fiscal Third Quarter 2022 Financial Results LAS VEGAS, August 11, 2022 - Live Ventures Incorporated (Nasdaq: LIVE), (?Live Ventures? or the ?Company?), a diversified holding company, today announced financial results for its fiscal third quarter ended June 30, 2022. Third Quarter FY 2022 Key Highlights: ? Revenue of $68.3 million ? Gross Profit of $22.3 million ?

Live Ventures to Release Fiscal Third Quarter Financial Results and Hold Earnings Conference Call on August 11, 2022

Exhibit 99.1 Live Ventures to Release Fiscal Third Quarter Financial Results and Hold Earnings Conference Call on August 11, 2022 LAS VEGAS, July 28, 2022 - Live Ventures Incorporated (NASDAQ: LIVE) (?Live Ventures? or the ?Company?), a diversified holding company, will issue its financial results for its fiscal third quarter ended June 30, 2022, before the opening of the NASDAQ Stock Market on Th

Financial Statements and Exhibits, Results of Operations and Financial Condition, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 26, 2022 Live Ventures Incorporated (Exact Name of Registrant as Specified in Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commission File

Real Estate Sales Agreement by Precision Industries, Inc. and Moss Family Trust, dated June 28, 2022

DocuSign Envelope ID: 7307CDC8-1724-49C3-8CEF-A897D6A7CF66 DocuSign Envelope ID: 6062340F-019D-43F5-B371-265B6F6A577E Exhibit 10.

Employment Agreement by and between The Kinetic Co., Inc. and Jay Judkins

Exhibit 10.103 EXHIBIT A-3 Employment Agreement with Jay Judkins EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this ?Agreement?) is entered into as of this 28th day of June, 2022 (the ?Effective Date?) by and between The Kinetic Co., Inc., a Wisconsin corporation (?Employer?), and Jay Judkins, an individual resident of the State of Wisconsin (?Employee?). WHEREAS, the parties hereto desire to en

First Amendment to Employment Agreement by and between The Kinetic Co., Inc. and Rocky Sperka

Exhibit 10.102 EXHIBIT A-2 First Amendment to Employment Agreement with Rocky Sperka FIRST AMENDMENT TO EMPLOYMENT AGREEMENT THIS FIRST AMENDMENT TO EMPLOYMENT AGREEMENT is made and entered into this 28th day of June, 2022, by and between THE KINETIC CO., INC., a Wisconsin corporation (the ?Company?), and ROCKY SPERKA, an adult resident of the State of Wisconsin (?Executive?). R E C I T A L S A. T

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 28, 2022 Live Ventures Incorporated (Exact Name of Registrant as Specified in Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commission File

Real Estate Purchase Agreement by Plant B-6, LLC and Precision Industries, Inc., dated June 27, 2022

EXECUTION COPY Exhibit 10.98 REAL ESTATE PURCHASE AGREEMENT THIS REAL ESTATE PURCHASE AGREEMENT (this ?Agreement?) is made and entered into this 27th day of June, 2022 (the ?Effective Date?), by and between PRECISION INDUSTRIES, INC,, a Pennsylvania corporation (?Purchaser?), and PLANT B-6, LLC (?Seller?), a Wisconsin limited liability company. RECITALS A. Seller owns the property described in Sec

Purchase Agreement by and among Cash L. Masters Revocable Trust dated October 19, 2005, Cash L. Masters, and Precision Industries, Inc., dated June 28, 2022

Exhibit 10.97 STOCK PURCHASE AGREEMENT among CASH L. MASTERS REVOCABLE TRUST, DATED OCTOBER 19, 2005 and CASH L. MASTERS and PRECISION INDUSTRIES, INC. for the stock of THE KINETIC CO., INC. June 28, 2022 TABLE OF CONTENTS 2 ARTICLE I DEFINITIONS 6 ARTICLE II PURCHASE AND SALE 17 Section 2.01 Purchase and Sale 17 Section 2.02 Purchase Price 17 Section 2.03 Transactions to be Effected at the Closin

Employment Agreement by and between The Kinetic Co., Inc. and Cash L. Masters

Exhibit 10.101 EXHIBIT A-1 Employment Agreement with Seller Individual EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this ?Agreement?) is entered into as of this 28th day of June, 2022 (the ?Effective Date?) by and between The Kinetic Co., Inc., a Wisconsin corporation (?Employer?) (?Employer?), and Cash L. Masters, an individual resident of the State of Wisconsin (?Employee?). WHEREAS, the part

Live Ventures Announces Acquisition of The Kinetic Co., Inc.

Exhibit 99.1 Live Ventures Announces Acquisition of The Kinetic Co., Inc. LAS VEGAS, June 30, 2022 - Live Ventures Incorporated (Nasdaq: LIVE), (?Live Ventures? or the ?Company?), a diversified holding company, today announced that through its existing subsidiary, Precision Marshall, it has acquired all of the outstanding stock of The Kinetic Co., Inc. (?Kinetic?), a 74-year-old, Wisconsin-based c

Lease Agreement between and among The Kinetic Co., Inc., Precision Industries, Inc., d/b/a Precision Marshall Steel Company and Moss Family Trust, a California Trust, dated June 28, 2022

Exhibit 10.100 LEASE BETWEEN MOSS FAMILY TRUST LESSOR AND THE KINETIC CO., INC. & PRECISION INDUSTRIES, INC. LESSEE 1 LEASE THIS LEASE AGREEMENT (this "Lease") is dated as of the 28th day of June, 2022 (the ?Effective date?) by and between The Kinetic Co., Inc. a Wisconsin corporation & Precision Industries, Inc., d/b/a Precision Marshall Steel Company, a Pennsylvania corporation (?Lessee?), and M

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin

Live Ventures Announces Fiscal Second Quarter 2022 Financial Results

Exhibit 99.1 Live Ventures Announces Fiscal Second Quarter 2022 Financial Results LAS VEGAS, May 11, 2022 - Live Ventures Incorporated (Nasdaq: LIVE), (?Live Ventures? or the ?Company?), a diversified holding company, today announced financial results for its fiscal second quarter ended March 31, 2022. Second Quarter FY 2022 Key Highlights: ? Revenue of $69.7 million decreased 1.7% as compared wit

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2022 ☐ TRANSITION Report P

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2022 ? TRANSITION Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-33937 Live Ventures

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2022 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commission F

Live Ventures to Release Fiscal Second Quarter Financial Results

Exhibit 99.1 Live Ventures to Release Fiscal Second Quarter Financial Results on May 11, 2022 LAS VEGAS, May 4, 2022 - Live Ventures Incorporated (NASDAQ: LIVE) (?Live Ventures? or the ?Company?), a diversified holding company, will issue its financial results for its fiscal second quarter ended March 31, 2022, before the opening of the NASDAQ Stock Market on Wednesday, May 11, 2022. About Live Ve

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 04, 2022 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commission F

Return on Equity2

Exhibit 99.1 Live Ventures Incorporated Investor Relations Fact Sheet Company Overview Live Ventures Incorporated (Nasdaq: LIVE) (?Live Ventures?) is a growing, diversified holding company with a strategic focus on value-oriented acquisitions of domestic middle-market companies. Live Ventures? acquisition strategy is sector agnostic and focuses on well-run, closely held businesses with a demonstra

Reconciliation of Net income to total Adjusted EBITDA Last 12 Months Ended December 31, 2021 (amounts in thousands)

Exhibit 99.2 Adjusted EBITDA Reconciliation of Net income to total Adjusted EBITDA Last 12 Months Ended December 31, 2021 (amounts in thousands) Net Income $ 32,287 Depreciation and Amortization 6,627 Stock-based compensation 491 Interest expense, net 4,752 Income tax expense 10,172 Gain on Bankruptcy Settlement (1,710) Gain on Payroll Protection loan forgiveness (6,150) Non-recurring cash expense

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2022 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commission

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 09, 2022 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commission

Employment Agreement between Live Ventures Incorporated and Mr. Althofer, dated March 9, 2022.

Exhibit 10.97 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this ?Agreement?) is entered into on the date of last signature below and is effective as of the 1st day of April, 2022 (?Effective Date?) by and between Live Ventures Incorporated, a Nevada Corporation (Nasdaq: LIVE). (?Employer?), and Eric Althofer (?Employee?). In consideration of the mutual promises and covenants contained in this A

Promissory Note of ApplianceSmart Inc., in favor of Live Ventures Incorporated dated January 31 2021

Exhibit 10.97 $619,883.46 Las Vegas, Nevada January 10, 2022 PROMISSORY NOTE FOR VALUE RECEIVED, the undersigned, APPLIANCESMART, INC. ("Maker"), whose address is 6080 E. Main St, Columbus, Ohio, 43212, promises to pay to the order of LIVE VENTURES INCORPORATED ("Holder"), whose address is 325 E. Warm Springs Road, Suite 102, Las Vegas, Nevada, 89119, or at such other place as Holder may designate

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 01, 2022 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commission

ORDER OF FINAL DECREE

Exhibit 99.1 UNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF NEW YORK -X In re: Chapter 11 APPLIANCESMART, INC. Case No.: 19-13887 (MG) Debtor. -X ORDER OF FINAL DECREE The Debtor?s Fourth Amended Plan of Reorganization (the ?Plan?) having been filed with the Court (ECF Docket # 145), and the Court having entered an Order Confirming the Plan on December 12, 2021, and it appearing that the Debt

Financial Statements and Exhibits, Bankruptcy or Receivership

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2022 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commiss

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2022 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commiss

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2021 ☐ TRANSITION Repor

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2021 ? TRANSITION Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-33937 Live Ventu

Live Ventures Announces First Quarter 2022 Financial Results

Exhibit 99.1 Live Ventures Announces First Quarter 2022 Financial Results LAS VEGAS, February 10, 2022 - Live Ventures Incorporated (Nasdaq: LIVE), a diversified holding company, today announced financial results for its first quarter ended December 31, 2021. Q1 FY2022 Key Highlights: ? Revenues of $75.2 million increased 20.3% over the prior year period; ? Gross profit of $27.6 million increased

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 04, 2022 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commiss

Live Ventures to Release First Quarter Earnings and Hold Earnings Call on February 10, 2022

Exhibit 99.1 Live Ventures to Release First Quarter Earnings and Hold Earnings Call on February 10, 2022 LAS VEGAS, Feb. 4, 2022 (GLOBE NEWSWIRE) - Live Ventures Incorporated (NASDAQ: LIVE) (?Live Ventures? or the ?Company?), a diversified holding company, announced today that it will release the financial results for the first quarter ended December 31, 2021. Live Ventures will also host a call t

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 20, 2022 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commissi

Trademark Security Agreement, dated as of January 20, 2022, by and between Precision Industries, Inc., and Fifth Third Bank, National Association

Exhibit 10.93 TRADEMARK SECURITY AGREEMENT This Trademark Security Agreement (?Trademark Security Agreement?), dated as of January 20, 2022, is made by and between Precision Industries, Inc., a Pennsylvania corporation (?Grantor?), and Fifth Third Bank, National Association (the ?Secured Party?). Grantor and Secured Party have entered into a Credit and Security Agreement dated of even date herewit

Credit and Security Agreement, dated as of January 20, 2022, between Fifth Third Bank, National Association, and Precision Industries, Inc.

Exhibit 10.92 CREDIT AND SECURITY AGREEMENT Dated as of January 20, 2022 Between FIFTH THIRD BANK, NATIONAL ASSOCIATION, Lender, and PRECISION INDUSTRIES, INC., Borrower TABLE OF CONTENTS Page 1. DEFINITIONS 1 1.01 Certain Defined Terms 1 1.02 Other Definitional Terms; Rules of Interpretation 24 1.03 Accounting Terms. 24 2. LOANS. 25 2.01 Revolving Loans 25 2.02 Requests for Revolving Loans 25 2.0

Guarantor Security Agreement, dated as of January 20, 2022, by and between Precision Affiliated Holdings LLC, and Fifth Third Bank, National Association

Exhibit 10.95 GUARANTOR SECURITY AGREEMENT This Guarantor Security Agreement, dated as of January 20, 2022 (?Agreement?), is made by and between Precision Affiliated Holdings LLC, a Delaware limited liability company (the ?Guarantor?), and Fifth Third Bank, National Association (?Lender?). Pursuant to a Credit and Security Agreement of even date herewith (as the same may be amended, supplemented o

Guaranty, dated as of January 20, 2022, by Precision Affiliated Holdings LLC for the benefit of Fifth Third Bank, National Association

EX-10.94 4 live-ex1094.htm EX-10.94 Exhibit 10.94 GUARANTY This Guaranty (“Guaranty”), dated as of January 20, 2022, is made by Precision Affiliated Holdings LLC, a Delaware limited liability company (the “Guarantor”), for the benefit of Fifth Third Bank, National Association (with its participants, successors and permitted assigns, “Lender”). Lender and Precision Industries, Inc., a Pennsylvania

Stock Pledge Agreement, made as of January 20, 2022, by Precision Affiliated Holding LLC, to Fifth Third Bank, National Association

Exhibit 10.96 STOCK PLEDGE AGREEMENT This Stock Pledge Agreement (?Agreement?) is made as of January 20, 2022, by Precision Affiliated Holdings LLC, a Delaware limited liability company (?Pledgor?), to Fifth Third Bank, National Association (?Lender?). A. Lender is contemporaneously with the execution of this Agreement and/or may in the future make loans to Precision Industries, Inc., a Pennsylvan

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark one) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2021 ? TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition period from to Commission File Number: 001-33937 Live Ventures Incorpo

List of Subsidiaries of the Registrant

EX-21.1 2 live-ex211.htm EX-21.1 Exhibit 21.1 LIST OF LIVE VENTURES INCORPORATED SUBSIDIARIES Name of Subsidiary (1) Jurisdiction of Incorporation ApplianceSmart Holdings LLC Nevada ApplianceSmart Inc. Minnesota HiYield LLC Nevada Marquis Affiliated Holdings LLC Delaware Marquis Industries, Inc. Georgia Marquis Real Estate Holdings LLC Delaware Precision Industries, Inc. Pennsylvania Precision Aff

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 22, 2021 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commiss

Live Ventures Announces Fiscal 2021 Financial Results

Exhibit 99.1 Live Ventures Announces Fiscal 2021 Financial Results LAS VEGAS, December 22, 2021 - Live Ventures Incorporated (Nasdaq: LIVE), a diversified holding company, today announced financial results for its year ended September 30, 2021. Fiscal Year 2021 Key Highlights: ? Revenues of $273.0 million increased 42% over the prior year period; ? Gross profit of $99.5 million increased 32% over

Live Ventures Announces Release Date for Results for Fiscal Year 2021

EX-99.1 2 live-ex991.htm EX-99.1 Exhibit 99.1 Live Ventures Announces Release Date for Results for Fiscal Year 2021 LAS VEGAS, Dec. 15, 2021 - Live Ventures Incorporated (Nasdaq: LIVE), a diversified holding company, today announced that it will release its financial results for the 2021 fiscal year ended September 30, 2021 before the market opens on Wednesday, December 22, 2021. About Live Ventur

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 15, 2021 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commiss

Live Ventures 3 1968 Year Founded Las Vegas, NV Headquarters $198.7M Total Assets3 $263.3M Revenue (TTM)3 $34.5M Operating Income (TTM)3 $48.3M Cash and Availability3 LIVE Nasdaq Ticker Symbol $58.8M Current Market Capitalization4 Live Ventures provi

Investor Presentation Summer 2021 Exhibit 99.1 Disclaimers 2 FORWARD-LOOKING STATEMENTS The words ?Live Ventures,? ?company? or ?Company? refer to Live Ventures Incorporated and its wholly-owned subsidiaries. This Presentation contains "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. In accordance with the safe harbor provisions of this Act,

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 18, 2021 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commissi

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2021 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commis

Letter of WSRP, LLC, dated October 4, 2021

EXHIBIT 16.1 October 4, 2021 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 We have been furnished with a copy of the response to Item 4.01 of Form 8-K dated October 4, 2021. We agree with all statements pertaining to us. We have no basis on which to agree or disagree with the other statements contained therein. Very truly yours, /s/ WSRP, LLC WSRP, LLC

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2021 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commis

Employment Agreement between Live Ventures Incorporated and David Verret, effective September 29, 2021

LIVE VENTURES INCORPORATED EMPLOYMENT AGREEMENT Exhibit 10.89 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this ?Agreement?) is entered into as of this 27th day of September, 2021 by and between Live Ventures Incorporated, a Nevada Corporation (Nasdaq: LIVE). (?Employer?), and David Verret (?Employee?). In consideration of the mutual promises and covenants contained in this Agreement, as well a

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2021 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commissio

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2021 ☐ TRANSITION Report Pu

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2021 ? TRANSITION Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-33937 Live Ventures

Live Ventures Announces Third Quarter Fiscal 2021 Financial Results Company reports quarterly revenue of $69 million and net income attributable to common stock of $10 million

Exhibit 99.1 Live Ventures Announces Third Quarter Fiscal 2021 Financial Results Company reports quarterly revenue of $69 million and net income attributable to common stock of $10 million LAS VEGAS, August 16, 2021 - Live Ventures Incorporated (Nasdaq: LIVE), a diversified holding company, today announced financial results for its third fiscal quarter ended June 30, 2021. The company reported rev

Live Ventures Denies All SEC Allegations and Will Vigorously Defend Itself in Court

Exhibit 99.1 Live Ventures Denies All SEC Allegations and Will Vigorously Defend Itself in Court LAS VEGAS, August 4, 2021?Live Ventures Incorporated (Nasdaq: LIVE), a diversified holding company, announced that after a nearly four-year investigation, the SEC has filed charges against the company. The company categorically denies all charges and will vigorously defend itself. The company asserts t

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 02, 2021 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commissio

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 21, 2021 Live Ventures Incorporated (Exact name of Registrant as Specified in Its Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commission

Live Ventures June 29, 2021

Live Ventures June 29, 2021 Via EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Real Estate and Commodities 100 F Street, NE Washington, D.C. 20549 Attention: Jonathan Burr Re: Live Ventures Incorporated Request for Withdrawal of Offering Statement on Form 1-A (?Offering Statement?) Filed August 27, 2020 File No. 024-11302 Ladies and Gentlemen: On behalf of

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary proxy statement ? Confidential, For use of

Membership Interest Purchase Agreement, dated as of June 14, 2021 by and among Angia Holdings LLC, a New York limited liability company, Salomon Whitney LLC, d/b/a SW Financial, and SW Affiliated Holdings, LLC

Exhibit 2.1 EXECUTION VERSION MEMBERSHIP INTEREST PURCHASE AGREEMENT, by and among ANGIA HOLDINGS LLC, a New York limited liability company SALOMON WHITNEY LLC, a New York limited liability company and SW AFFILIATED HOLDINGS LLC, a Nevada limited liability company Dated as of June 14, 2021 TABLE OF CONTENTS Page Article I. DEFINITIONS 1 Section 1.01 Specific Definitions 1 Section 1.02 Other Terms

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 14, 2021 Live Ventures Incorporated (Exact Name of Registrant as Specified in Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commission File

Live Ventures Expands into Financial Services Industry with Agreement to Acquire Salomon Whitney LLC Agreement to acquire broker-dealer, investment bank provides possible roll-up strategy for potential profitable long-term growth Upon acquisition of

Exhibit 99.1 Live Ventures Expands into Financial Services Industry with Agreement to Acquire Salomon Whitney LLC Agreement to acquire broker-dealer, investment bank provides possible roll-up strategy for potential profitable long-term growth Upon acquisition of remaining outstanding units, consolidated revenues expected to increase approximately 10% and provide immediate boost to earnings LAS VEG

First Amendment to Option Agreement between Live Ventures Incorporated and Jon Isaac, dated January 12, 2021

EX-10.1 2 live-ex10113.htm EX-10.1 Exhibit 10.1 FIRST AMENDMENT TO OPTION AGREEMENT THIS FIRST AMENDMENT TO NON-QUALIFIED STOCK OPTION AGREEMENT (this “Amendment”) is entered into and effective this 11th day of January, 2021 (the “Effective Date”), by and between LIVE VENTURES INCORPORATED, a Nevada corporation (the “Company”), and Jon Isaac, a resident of the State of Nevada (the “Executive”). WH

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2021 ☐ TRANSITION Report P

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2021 ? TRANSITION Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-33937 Live Ventures

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 4, 2021 Live Ventures Incorporated (Exact Name of Registrant as Specified in Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commission File N

Live Ventures Announces Preliminary Record Quarterly Revenue For Fiscal Q2 Company intends to file Quarterly Report on Form 10-Q on May 17, 2021

Exhibit 99.1 Live Ventures Announces Preliminary Record Quarterly Revenue For Fiscal Q2 Company intends to file Quarterly Report on Form 10-Q on May 17, 2021 LAS VEGAS, May 4, 2021 ? Live Ventures Incorporated (Nasdaq: LIVE), a diversified holding company, today announced preliminary record quarterly revenue for the second fiscal quarter ended March 31, 2021. The company expects revenues for the q

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 10, 2021 Live Ventures Incorporated (Exact Name of Registrant as Specified in Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commission Fil

Offer Letter between Live Ventures Incorporated and Eric Althofer

Exhibit 10.1 Live Ventures Incorporated 325 E. Warm Springs Road, Suite 102 Las Vegas, NV 89119 To: Eric Althofer Subject: Offer of Employment Date: March 10, 2021 Dear Eric, We are pleased to offer you a position with Live Ventures Incorporated (?Live Ventures?). This letter (this "Agreement") sets forth the terms and conditions that govern your employment at Live Ventures. 1. Start Date, Term, B

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 16, 2021 Live Ventures Incorporated (Exact Name of Registrant as Specified in Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commission

Live Ventures Announces First Quarter Fiscal 2021 Financial Results Company reports record quarterly revenue of $62.5 million

Exhibit 99.1 Live Ventures Announces First Quarter Fiscal 2021 Financial Results Company reports record quarterly revenue of $62.5 million LAS VEGAS, February 16, 2021 - Live Ventures Incorporated (Nasdaq: LIVE), a diversified holding company, today announced financial results for its first fiscal quarter ended December 31, 2020. The company reported record revenues of $62.5 million, and basic EPS

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2020 ? TRANSITION Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-33937 Live Ventu

Termination of a Material Definitive Agreement

8-K 1 live-8k20210128.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 28, 2021 Live Ventures Incorporated (Exact Name of Registrant as Specified in Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction o

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 21, 2021 Live Ventures Incorporated (Exact Name of Registrant as Specified in Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commission F

Live Ventures Announces Full Repayment of $24 Million Term Loan

Live Ventures Announces Full Repayment of $24 Million Term Loan LAS VEGAS, January 21, 2021—Live Ventures Incorporated (Nasdaq: LIVE), a diversified holding company, announced that its subsidiary, Vintage Stock, has repaid in full its $24 million term loan debt to Comvest Credit Partners.

First Amendment to Employment between Marquis Industries, Inc. and Weston A. Godfrey, Jr., dated January 12, 2021

Exhibit 10.84 FIRST AMENDMENT TO EMPLOYMENT AGREEMENT THIS FIRST AMENDMENT TO EMPLOYMENT AGREEMENT (this “Amendment”) is entered into and effective this 11th day of January, 2021 (the “Effective Date”), by and between MARQUIS INDUSTRIES, INC., a Georgia corporation (the “Company”), and Weston A. Godfrey, Jr., a resident of the State of Georgia (the “Executive”). WHEREAS, the Company and the Execut

Second Amendment to Employment Agreement dated January 12, 2021 between Live Ventures Incorporated and Jon Isaac

Exhibit 10.71 SECOND AMENDMENT TO EMPLOYMENT AGREEMENT THIS SECOND AMENDMENT TO EMPLOYMENT AGREEMENT (this “Amendment”) is made and entered into as of the 11th day of January 2021, by and between Live Ventures Incorporated (formerly known as LiveDeal, Inc.), a Nevada corporation (the “Company”), and Jon Isaac (“Executive”). WHEREAS, the Company and Executive have entered into an employment agreeme

First Amendment to Option Agreement between Live Ventures Incorporated and Jon Isaac, dated January 12, 2021

Exhibit 10.73 FIRST AMENDMENT TO OPTION AGREEMENT THIS FIRST AMENDMENT TO NON-QUALIFIED STOCK OPTION AGREEMENT (this “Amendment”) is entered into and effective this 11th day of January, 2021 (the “Effective Date”), by and between LIVE VENTURES INCORPORATED, a Nevada corporation (the “Company”), and Jon Isaac, a resident of the State of Nevada (the “Executive”). WHEREAS, the Company and the Executi

Live Ventures Announces Fiscal 2020 Financial Results

Exhibit 99.1 Live Ventures Announces Fiscal 2020 Financial Results LAS VEGAS, January 13, 2021 - Live Ventures Incorporated (Nasdaq: LIVE), a diversified holding company, today announced financial results for its fiscal year ended September 30, 2020. The company reported revenues of $191.7 million, net income of $10.9 million, and basic EPS (earnings per share) of $6.40. The company also reported

Incentive Stock Option Agreement between Live Ventures Incorporated and Michael J. Stein, dated January 11, 2021

Exhibit 10.80 LIVE VENTURES INCORPORATED 2014 OMNIBUS EQUITY INCENTIVE PLAN STOCK OPTION AGREEMENT THIS AGREEMENT made as of January 11, 2021 (the “Grant Date”), by and between Live Ventures Incorporated (the “Company”) and Michael J. Stein (the “Optionee”). WITNESSETH: WHEREAS, the Company has adopted and maintains the LiveDeal, Inc. 2014 Omnibus Equity Incentive Plan effective January 8, 2014 (t

Eleventh Amendment to Loan and Security Agreement and Consent dated September 25, 2020 by and among Marquis Affiliated Holdings LLC, Marquis Industries, Inc., and Bank of America, N.A.

Exhibit 10.35 ELEVENTH AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS ELEVENTH AMENDMENT TO LOAN AND SECURITY AGREEMENT (this "Amendment") is made and entered into this 25th day of September, 2020, by and among MARQUIS AFFILIATED HOLDINGS LLC, a Delaware limited liability company ("Holdings"), MARQUIS INDUSTRIES, INC., a Georgia corporation, and successor by merger with A-O Industries, LLC, a Georg

Non-Qualified Stock Option Agreement between Live Deal Inc. and Jon Isaac, dated January 1, 2013

Exhibit 10.72 LIVEDEAL, INC. AMENDED AND RESTATED 2003 STOCK PLAN NON-QUALIFIED STOCK OPTION AGREEMENT THIS AGREEMENT made as of January 1, 2013, by and between LiveDeal Inc. (the “Company”), and Jon Isaac (the “Optionee”). WITNESSETH: WHEREAS, the Company has adopted and maintains the LiveDeal, Inc Amended and Restated 2003 Stock Plan, effective July 21, 2003 (the “Plan”), and WHEREAS, the Commit

List of Subsidiaries of the Registrant

Exhibit 21.1 LIST OF LIVE VENTURES INCORPORATED SUBSIDIARIES Name of Subsidiary (1) Jurisdiction of Incorporation ApplianceSmart Holdings LLC Nevada ApplianceSmart Inc. Minnesota HiYield LLC Nevada Marquis Affiliated Holdings LLC Delaware Marquis Industries, Inc. Georgia Marquis Real Estate Holdings LLC Delaware Precision Industries, Inc. Pennsylvania Precision Affiliated Holdings LLC Delaware Vin

First Amendment to Employment Agreement between Live Ventures Incorporated and Michael J. Stein, dated January 12, 2021

Exhibit 10.77 FIRST AMENDMENT TO EMPLOYMENT AGREEMENT THIS FIRST AMENDMENT TO EMPLOYMENT AGREEMENT (this “Amendment”) is entered into and effective this 11th day of January, 2021 (the “Effective Date”), by and between LIVE VENTURES INCORPORATED, a Nevada corporation (the “Company”), and Michael J. Stein, a resident of the State of Nevada (the “Executive”). WHEREAS, the Company and the Executive ar

First Amendment to Incentive Stock Option Agreement between Live Ventures Incorporated and Michael J. Stein, dated January 11, 2021

Exhibit 10.79 FIRST AMENDMENT TO OPTION AGREEMENT THIS FIRST AMENDMENT TO OPTION AGREEMENT (this “Amendment”) is entered into and effective this 11th day of January, 2021 (the “Effective Date”), by and between LIVE VENTURES INCORPORATED, a Nevada corporation (the “Company”), and Michael J. Stein, a resident of the State of Nevada (the “Executive”). WHEREAS, the Company and the Executive are partie

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark one) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2020 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition period from to Commission File Number: 001-33937 Live Ventures Incorpo

Code of Business Conduct and Ethics, Adopted May 16, 2019

Exhibit 14.1 LIVE VENTURES INCORPORATED Code of Ethics and Business Conduct 1.Introduction. 1.1 The Board of Directors (the “Board”) of Live Ventures Incorporated, a Nevada corporation (together with its subsidiaries, the “Company”) has adopted this Code of Ethics and Business Conduct (this “Code”) in order to: (a)promote honest and ethical conduct, including the ethical handling of actual or appa

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 live-8k20210113.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 13, 2021 Live Ventures Incorporated (Exact Name of Registrant as Specified in Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction o

Fifth Amendment to Loan Agreement dated September 24, 2020 between Texas Capital Bank, National Association and Vintage Stock, Inc.

Exhibit 10.45 FIFTH AMENDMENT TO LOAN AGREEMENT THIS FIFTH AMENDMENT TO LOAN AGREEMENT (this “Amendment”) is entered into as of SEPTEMBER 24, 2019, between TEXAS CAPITAL BANK, NATIONAL ASSOCIATION (“Lender”), and VINTAGE STOCK, INC., a Missouri corporation (“Borrower”). RECITALS A.Whereas, Lender and Borrower are parties to a LOAN AGREEMENT dated as of NOVEMBER 3, 2016 (as the same has been or may

- NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: September 30, 2020 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report o

- 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 7, 2020 Live Ventures Incorporated (Exact Name of Registrant as Specified in Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commission Fi

Limited Waiver and Third Amendment to Amended and Restated Credit Agreement dated September 30, 2020 by and among the Lenders, Comvest Capital IV, L.P., Vintage Stock, Inc., and acknowledged and agreed to by Vintage Stock Affiliated Holdings LLC, and with respect to certain sections, Live Ventures Incorporated

Exhibit 10.1 EXECUTION VERSION LIMITED WAIVER AND THIRD AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This LIMITED WAIVER AND THIRD AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this “Amendment”) is entered into as of September 30, 2020, by and among the Lenders, COMVEST CAPITAL IV, L.P., as agent for the Lenders (the “Agent”), VINTAGE STOCK, INC., a Missouri corporation (the “Borrower”

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 30, 2020 Live Ventures Incorporated (Exact Name of Registrant as Specified in Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commission

Sixth Amendment to Loan Agreement dated September 30, 2020 between Texas Capital Bank, National Association and Vintage Stock, Inc.

Exhibit 10.2 SIXTH AMENDMENT TO LOAN AGREEMENT THIS SIXTH AMENDMENT TO LOAN AGREEMENT (this “Amendment”) is entered into as of SEPTEMBER 30, 2020, between TEXAS CAPITAL BANK, NATIONAL ASSOCIATION (“Lender”), and VINTAGE STOCK, INC., a Missouri corporation (“Borrower”). RECITALS A. Whereas, Lender and Borrower are parties to a LOAN AGREEMENT dated as of NOVEMBER 3, 2016 (as the same has been or may

PRECISION INDUSTRIES, INC. FINANCIAL STATEMENTS, SUPPLEMENTAL SCHEDULE AND INDEPENDENT AUDITORS’ REPORT December 31, 2019 and 2018 PRECISION INDUSTRIES, INC. TABLE OF CONTENTS

Exhibit 99.1 PRECISION INDUSTRIES, INC. FINANCIAL STATEMENTS, SUPPLEMENTAL SCHEDULE AND INDEPENDENT AUDITORS’ REPORT December 31, 2019 and 2018 PRECISION INDUSTRIES, INC. TABLE OF CONTENTS Page Independent Auditors’ Report 1 - 2 Balance Sheets 3 Statements of Operations 4 Statements of Changes in Stockholders' Equity 5 Statements of Cash Flows 6 Notes to Financial Statements 7 - 13 420 Ft. Duquesn

Unaudited Pro Forma Condensed Combined Financial Statement of Live Ventures Inc. as of June 30, 2020 and for the year ended September 30, 2019 (Stated in thousands of dollars, except per share amounts)

Exhibit 99.2 Unaudited Pro Forma Condensed Combined Financial Statement of Live Ventures Inc. as of June 30, 2020 and for the year ended September 30, 2019 (Stated in thousands of dollars, except per share amounts) Introduction Precision Acquisition On July 14, 2020 (the “Closing Date”), the Company entered into a definitive Agreement and Plan of Merger (the “Merger Agreement”) with Precision Indu

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Completion of Acquisition or Disposition of Assets - 8-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 10, 2020 Live Ventures Incorporated (Exact Name of Registrant as Specified in Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporati

First Amendment to Employment Agreement, dated as of September 9, 2020, by and between Precision Industries, Inc. and Thomas Sedlak

Exhibit 10.8 FIRST AMENDMENT TO EMPLOYMENT AGREEMENT THIS FIRST AMENDMENT TO EMPLOYMENT AGREEMENT (this “Amendment”) is made and entered into this 9th day of September, 2020 (the “Effective Date”), by and between PRECISION INDUSTRIES, INC., a Pennsylvania corporation (the “Company”), and THOMAS SEDLAK (the “Executive”). WHEREAS, the Company and the Executive are parties to the certain Employment A

*Consent of WRSP, LLC independent registered public accounting firm

Exhibit 11.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to use in this Regulation A Offering Statement on Form 1-A of our report dated February 7, 2020, relating to the consolidated financial statements of Live Ventures Incorporated appearing in this Regulation A Offering Statement. We also consent to the reference of our firm under the heading “Experts” in such Reg

*Legal Opinion of Michael J. Stein, Esq., Senior Vice President and General Counsel

Exhibit 12.1 August 27, 2020 Securities and Exchange Commission Judiciary Plaza 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Form 1-A Regulation A Offering Statement Ladies and Gentlemen: I am the Senior Vice President and General Counsel for and legal counsel to Live Ventures Incorporated, a Nevada corporation (the “Company”), and an attorney licensed to practice law in the States of Califor

- PART II AND III

Table of Contents PART II — INFORMATION REQUIRED IN OFFERING CIRCULAR An Offering Statement pursuant to Regulation A relating to these securities has been filed with the Securities and Exchange Commission.

Form of Unsecured Bond

Exhibit 3.4 Exhibit 3.4 FORM OF UNSECURED BOND [], 20 Las Vegas, Nevada $[] FOR VALUE RECEIVED, LIVE VENTURES INCORPORATED, a Nevada corporation (the “Company”), hereby promises to pay to the order of [] (the “Investor”), the principal sum of $[], together with interest thereon at a fixed interest rate of []%) per annum (“Interest”). This Unsecured Bond (this “Bond”) is one of a series of unsecure

Form of Subscription Agreement

Exhibit 4.1 SUBSCRIPTION AGREEMENT Name of Subscriber: To: Live Ventures Incorporated Offering of Unsecured Bonds 1. Subscription. The undersigned hereby tenders this subscription and applies to purchase the number of unsecured bonds (the “Bonds”) of Live Ventures Incorporated, a Nevada corporation (the “Company”), indicated below, pursuant to the terms of this Subscription Agreement. The purchase

Limited Waiver and Second Amendment to Amended and Restated Credit Agreement, Second Amendment to Amended and Restated Management Fee Subordination Agreement and First Amendment to Limited Guaranty as of April 9, 2020, by and among the Lenders, Comvest Capital IV, L.P., as agent for the Lenders, Vintage Stock, Inc., and acknowledged and agreed to by Vintage Stock Affiliated Holdings LLC, and with respect to certain sections, Live Ventures Incorporated

Exhibit 10.4 LIMITED WAIVER AND SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT, SECOND AMENDMENT TO AMENDED AND RESTATED MANAGEMENT FEE SUBORDINATION AGREEMENT AND FIRST AMENDMENT TO LIMITED GUARANTY This LIMITED WAIVER AND SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT, SECOND AMENDMENT TO AMENDED AND RESTATED MANAGEMENT FEE SUBORDINATION AGREEMENT AND FIRST AMENDMENT TO LIM

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2020 ☐ TRANSITION Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-33937 Live Ventures

August 14, 2020

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 (Mark One) ? QUARTERLY Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2019 ? TRANSITION Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 00

Quarterly Report - 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 (Mark One) ☒ QUARTERLY Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2020 ☐ TRANSITION Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-3

Tenth Amendment to Loan and Security Agreement and Consent dated July 6, 2020 by and among Marquis Affiliated Holdings LLC, Marquis Industries, Inc., and Bank of America, N.A

Exhibit 10.3 TENTH AMENDMENT TO LOAN AND SECURITY AGREEMENT AND CONSENT THIS TENTH AMENDMENT TO LOAN AND SECURITY AGREEMENT AND CONSENT (this "Amendment") is made and entered into this 6th day of July, 2020, by and among MARQUIS AFFILIATED HOLDINGS LLC, a Delaware limited liability company ("Holdings"), MARQUIS INDUSTRIES, INC., a Georgia corporation, and successor by merger with A-O Industries, L

Live Ventures Announces Third Quarter Fiscal 2020 Financial Results

Exhibit 99.1 Live Ventures Announces Third Quarter Fiscal 2020 Financial Results LAS VEGAS, August 14, 2020 - Live Ventures Incorporated (Nasdaq: LIVE), a diversified holding company, announced financial results for its third quarter of fiscal year 2020, which ended June 30, 2020. The company reported quarterly revenue of $42.4 million, net income of $3.6 million and basic EPS (earnings per share)

Financial Statements and Exhibits, Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 12, 2020 Live Ventures Incorporated (Exact Name of Registrant as Specified in Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commission Fi

Unsecured Revolving Line Promissory Note dated April 9, 2020 issued to Isaac Capital Group, LLC

Exhibit 10.3 UNSECURED REVOLVING LINE OF CREDIT PROMISSORY NOTE April 9, 2020 For value received, Live Ventures Incorporated, a Nevada corporation (?Borrower?), hereby promises to pay to the order of Isaac Capital Group, LLC (?Lender?), at such address as the Lender may designate, the principal sum of $1,000,000, or the aggregate unpaid principal amount of all advances made by the Lender to the Bo

Waiver and Agreement Regarding Availability Reserves dated April 10, 2010 by and among Texas Capital Bank, National Association and Vintage Stock, Inc.

Exhibit 10.5 WAIVER AND AGREEMENT REGARDING AVAILABILITY RESERVES THIS WAIVER AND AGREEMENT REGARDING AVAILABILITY RESERVES (this ?Agreement?) is entered into as of April 10, 2020, by and among Texas Capital Bank, National Association (?Lender?), and Vintage Stock, Inc. (?Borrower?). RECITALS A.WHEREAS, Lender and Borrower have previously entered into that certain Loan Agreement dated November 3,

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 31, 2020 Live Ventures Incorporated (Exact Name of Registrant as Specified in Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commission File

Disclaimers Live Ventures Incorporated 2 USE OF PROJECTIONS This Presentation contains projected financial information, namely Annualized Sales, Annualized Revenues, and Projected Fiscal Year 2021 EBITDA. Such projected financial information constitu

A Diversified Holding Company August 2020 Live Ventures Incorporated Exhibit 99.1 Live Ventures Incorporated 1 The words “Live Ventures,” “company” or “Company” refers to Live Ventures Incorporated and its wholly-owned subsidiaries. This Presentation contains "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. In accordance with the safe harbor

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 24, 2020 Live Ventures Incorporated (Exact Name of Registrant as Specified in Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commission File

Assignment and Assumption Agreement dated as of July 10, 2020 by and between Isaac Capital Fund I, LLC and Isaac Capital Group, LLC

Exhibit 10.4 Assignment and Assumption Agreement This Assignment and Assumption Agreement (this “Agreement”) dated as of July 10, 2020 (the “Effective Date”), is entered into by and between Isaac Capital Fund I, a Georgia limited liability company (“Assigning Party”), Isaac Capital Group, LLC, a Delaware limited liability company (“Assuming Party”). WHEREAS, Assigning Party desires to assign to As

Promissory Note dated July 10, 2020 issued by Live Ventures Incorporated in favor of Spriggs Investments, LLC

Exhibit 10.5 PROMISSORY NOTE $2,000,000 USD Las Vegas, Nevada July 10, 2020 FOR VALUE RECEIVED, LIVE VENTURES INCORPORATED, a Nevada corporation (the “Borrower”), hereby unconditionally promises to pay to the order of SPRIGGS INVESTMENTS, LLC, a Missouri limited liability company (the “Noteholder”) the principal amount of $2,000,000 USD (the “Loan”), together with all accrued interest thereon, as

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Completion of Acquisition or Disposition of Assets, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 10, 2020 Live Ventures Incorporated (Exact Name of Registrant as Specified in Charter) Nevada 001-33937 85-0206668 (State or Other Jurisdiction of Incorporation) (Commission File

Second Amendment to Loan and Security Agreement and Novation Agreement dated as of July 10, 2020 by and among Live Ventures Incorporated, Marquis Affiliated Holdings LLC, Marquis Industries Inc., and Isaac Capital Fund I, LLC

Exhibit 10.3 SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT AND NOVATION THIS SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT AND NOVATION AGREEMENT (this “Amendment”) is made and entered into this 10th day of July, 2020, by and among (i) LIVE VENTURES INCORPORATED, a Nevada corporation (“Borrower”), (ii) MARQUIS AFFILIATED HOLDINGS LLC, a Delaware limited liability company (“Holdings”), MARQUIS

Live Ventures Acquires 72-Year Old Independent Steel Manufacturer Precision Marshall Precision Marshall has been part of the Pittsburgh region’s steel industry since 1948 and is a vital link in the nation’s manufacturing supply chain

Exhibit 99.1 Live Ventures Acquires 72-Year Old Independent Steel Manufacturer Precision Marshall Precision Marshall has been part of the Pittsburgh region’s steel industry since 1948 and is a vital link in the nation’s manufacturing supply chain LAS VEGAS – July 15, 2020 - Live Ventures Incorporated (Nasdaq: LIVE), a diversified holding company, today announced the acquisition of Precision Indust

Contribution Agreement dated effective as of July 14, 2020 by and between Live Ventures Incorporated and Precision Affiliated Holdings LLC

Exhibit 10.1 CONTRIBUTION AGREEMENT THIS CONTRIBUTION AGREEMENT (this “Agreement”), dated effective as of July 14, 2020 (the “Effective Date”), is made by and between Live Ventures Incorporated, a Nevada corporation (“Parent”), and Precision Affiliated Holdings LLC, a Delaware limited liability company (“Holdings”). Capitalized terms used in this Agreement and not otherwise defined herein shall ha

Agreement and Plan of Merger, dated as of July 14, 2020, by and among Live Ventures Incorporated, President Merger Sub Inc., Precision Industries, Inc., and D. Jackson Milhollan

Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER BY AND AMONG LIVE VENTURES INCORPORATED, PRESIDENT MERGER SUB INC., PRECISION INDUSTRIES, INC., AND D. JACKSON MILHOLLAN, IN HIS CAPACITY AS THE SHAREHOLDERS’ REPRESENTATIVE DATED AS OF JULY 14, 2020 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS 2 Section 1.1 Definitions2 Section 1.2 Interpretive Provisions15 ARTICLE 2 THE MERGER 17 Section

Loan and Security Agreement dated July 14, 2020 by and among Precision Industries, Inc., President Merger Sub Inc., Precision Affiliated Holdings LLC, and the lenders party thereto

Exhibit 10.2 LOAN AND SECURITY AGREEMENT Dated as of July 14, 2020 by and among Precision Industries, Inc., PRESIDENT MERGER SUB Inc., any other Borrower party hereto from time to time, as Borrowers, PRECISION AFFILIATED HOLDINGS LLC, any other Loan Party Obligor party hereto from time to time, as Loan Party Obligors, the Lenders from time to time party hereto, and ENCINA BUSINESS CREDIT, LLC, as

Employment Agreement, dated as of July 14, 2020, by and between Thomas Sedlak and Precision Industries, Inc.

Exhibit 10.6 EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is made and entered into as of July 14, 2020, by and between Thomas Sedlak (the “Executive”) and Precision Industries, Inc., a Pennsylvania corporation (the “Company”). WHEREAS, the Company desires to employ the Executive on the terms and conditions set forth herein; and WHEREAS, the Executive desires to be employed by