LOWLF Pemfailan SEC - Lowell Farms Inc.- Laporan Tahunan, Penyata Proksi, Prospektus

Statistik Asas

CIK

1838128

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Lowell Farms Inc.

SEC Filings (Chronological Order)

Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.

December 20, 2024	EX-99.1	Lowell Farms Inc. Appoints Philippe Faraut as Chief Financial Officer EXHIBIT 99.1 Lowell Farms Inc. Appoints Philippe Faraut as Chief Financial Officer SALINAS, Calif., Dec. 20, 2024 (GLOBE NEWSWIRE) - Lowell Farms Inc. (the “Company”) (CSE: LOWL; OTCQX: LOWLF), a California-born cannabis company with advanced production capabilities including extraction, manufacturing, and distribution, announces the appointment of Philippe Faraut as Chief Financial Officer of the
December 20, 2024	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 20, 2024 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 00-0000000 (State or Other Jurisdiction of Incorporation)
November 19, 2024	EX-99.1	November 18, 2024 Exhibit 99.1 November 18, 2024 Office of the Chief Account Securities and Exchange Commission 100 F Street, N.E. Washington, D.C.20549 Ladies and Gentlemen, We have read Lowell Farms Inc.`s statements included under Item 4.01 of its Form 8-K dated November 18, 2024. We agree with the statements concerning our Firm under Item 4.01. We are not in a position to agree or disagree with other statements
November 19, 2024	8-K	Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 19, 2024 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 N/A (State or other jurisdiction of incorporation) (Commi
November 14, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2024 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 00-0000000 (State or Other Jurisdiction of Incorporation)
November 14, 2024	SC 13D/A	TNYA / Tenaya Therapeutics, Inc. / Beehouse, LLC Activist Investment SC 13D/A 1 d1150323013d-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3)* Lowell Farms Inc. (Name of Issuer) Subordinate Voting Shares (Title of Class of Securities) 547572107 (CUSIP Number) Gregory Heyman Beehouse, LLC 660 Madison Avenue, 14th Floor New York, New York 10065 Telephone Number (929) 367-539
November 14, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-56254 LOWELL
November 14, 2024	EX-99.1	Lowell Farms Inc. Announces Unaudited Third Quarter 2024 Financial and Operational Results EXHIBIT 99.1 Lowell Farms Inc. Announces Unaudited Third Quarter 2024 Financial and Operational Results SALINAS, Calif., Nov. 14, 2024 (GLOBE NEWSWIRE) - Lowell Farms Inc. (the “Company”) (CSE: LOWL; OTCQX: LOWLF), a California cannabis company with advanced distribution and production capabilities including extraction, manufacturing, sales and brand management, and recently added retail dispensar
November 7, 2024	EX-99.1	Lowell Farms to Announce Third Quarter 2024 Financial and Operational Results California cannabis leader to hold earnings call on November 14, 2024 EXHIBIT 99.1 Lowell Farms to Announce Third Quarter 2024 Financial and Operational Results California cannabis leader to hold earnings call on November 14, 2024 SALINAS, Calif., Nov. 07, 2024 (GLOBE NEWSWIRE) - Lowell Farms Inc. (CSE:LOWL; OTCQX:LOWLF), a California-born cannabis company with advanced production capabilities including extraction, manufacturing, and distribution, will report its fi
November 7, 2024	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2024 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 00-0000000 (State or Other Jurisdiction of Incorporation)
October 15, 2024	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of
October 9, 2024	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 9, 2024 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 00-0000000 (State or Other Jurisdiction of Incorporation) (
October 9, 2024	EX-10.16	Management Services Agreement dated October 8, 2024 by and between Mercati dei Fiori, LLC, WFarm1045 Inc., and Sunnyside Collective Inc. Exhibit 10.16 MANAGEMENT SERVICES AGREEMENT This Management Services Agreement (this “Agreement”) is entered into and effective as of October 1, 2024 (the “Effective Date”) by and between Mercati Dei Fiori, LLC, a California limited liability company and a wholly-owned subsidiary of Lowell Farms Inc. (the “Service Provider”), Sunnyside Collective Inc. (“Westwood”), and its wholly owned subsidiary,
October 9, 2024	EX-99.1	Lowell Farms Announces Management Services Agreements and Option to Purchase Two Southern California-Based Cannabis Retail Locations Strategic Agreements Unite Companies to Enhance Operational Synergies in the California Cannabis Market EXHIBIT 99.1 Lowell Farms Announces Management Services Agreements and Option to Purchase Two Southern California-Based Cannabis Retail Locations Strategic Agreements Unite Companies to Enhance Operational Synergies in the California Cannabis Market SALINAS, Calif., Oct. 09, 2024 (GLOBE NEWSWIRE) - Lowell Farms Inc. (the “Company”) (CSE: LOWL; OTCQX: LOWLF), a California cannabis company with adva
October 9, 2024	EX-10.15	Management Services Agreement dated October 8, 2024 by and between Mercati dei Fiori, LLC, VFarm1509 Inc., and Rose Collective Inc. Exhibit 10.15 MANAGEMENT SERVICES AGREEMENT This Management Services Agreement (this “Agreement”) is entered into and effective as of October 1, 2024 the “Effective Date”) by and between Mercati Dei Fiori, LLC, a California limited liability company and a wholly-owned subsidiary of Lowell Farms Inc. (the “Service Provider”), Rose Collective Inc. (“Rose”), and its wholly owned subsidiary, VFARM1509
August 13, 2024	EX-99.1	Lowell Farms Inc. Announces Unaudited Second Quarter 2024 Financial and Operational Results EXHIBIT 99.1 Lowell Farms Inc. Announces Unaudited Second Quarter 2024 Financial and Operational Results SALINAS, Calif., Aug. 13, 2024 (GLOBE NEWSWIRE) - Lowell Farms Inc. (the “Company”) (CSE: LOWL; OTCQX: LOWLF), a California cannabis company with advanced distribution and production capabilities including extraction, manufacturing, sales and brand management, announces unaudited revenue and op
August 13, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-56254 LOWELL FARM
August 13, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2024 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 00-0000000 (State or Other Jurisdiction of Incorporation) (
August 8, 2024	EX-99.1	Lowell Farms to Announce Second Quarter 2024 Financial and Operational Results California cannabis leader to hold earnings call on August 13, 2024 EXHIBIT 99.1 Lowell Farms to Announce Second Quarter 2024 Financial and Operational Results California cannabis leader to hold earnings call on August 13, 2024 SALINAS, Calif., Aug. 08, 2024 (GLOBE NEWSWIRE) - Lowell Farms Inc. (CSE:LOWL; OTCQX:LOWLF), a California-born cannabis company with advanced production capabilities including extraction, manufacturing, and distribution, will report its fin
August 8, 2024	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2024 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 00-0000000 (State or Other Jurisdiction of Incorporation) (C
July 3, 2024	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2024 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 00-0000000 (State or Other Jurisdiction of Incorporation) (Co
July 3, 2024	EX-99.1	Lowell Farms Inc. Announces Change of Chief Financial Officer EXHIBIT 99.1 Lowell Farms Inc. Announces Change of Chief Financial Officer SALINAS, Calif., June 28, 2024 (GLOBE NEWSWIRE) - Lowell Farms Inc. (the “Company”) (CSE: LOWL; OTCQX: LOWLF), a California cannabis company with advanced distribution and production capabilities including extraction, manufacturing, sales and brand management, announces the resignation of Mr. Jamie Schniedwind, Chief Financ
May 14, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2024 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 00-0000000 (State or Other Jurisdiction of Incorporation) (Com
May 14, 2024	EX-99.1	Lowell Farms Inc. Announces Unaudited First Quarter 2024 Financial and Operational Results EXHIBIT 99.1 Lowell Farms Inc. Announces Unaudited First Quarter 2024 Financial and Operational Results SALINAS, Calif., May 14, 2024 (GLOBE NEWSWIRE) - Lowell Farms Inc. (the “Company”) (CSE: LOWL; OTCQX: LOWLF), a California cannabis company with advanced distribution and production capabilities including extraction, manufacturing, sales and brand management, announces unaudited revenue and oper
May 14, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-56254 LOWELL FARMS INC. (Ex
May 9, 2024	EX-99.1	Lowell Farms to Announce First Quarter 2024 Financial and Operational Results California cannabis leader to hold earnings call with leadership on May 14, 2024 EXHIBIT 99.1 Lowell Farms to Announce First Quarter 2024 Financial and Operational Results California cannabis leader to hold earnings call with leadership on May 14, 2024 SALINAS, Calif., May 09, 2024 (GLOBE NEWSWIRE) - Lowell Farms Inc. (CSE:LOWL; OTCQX:LOWLF), a California-born cannabis company with advanced production capabilities including extraction, manufacturing, and distribution, will rep
May 9, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2024 Lowell Farms Inc. (Ex UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2024 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 00-0000000 (State or Other Jurisdiction of Incorporation) (Comm
April 22, 2024	SC 13D/A	TNYA / Tenaya Therapeutics, Inc. / Beehouse, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.
March 28, 2024	EX-99.1	Lowell Farms Inc. Announces Audited Fourth Quarter and Fiscal Year 2023 Financial and Operational Results EXHIBIT 99.1 Lowell Farms Inc. Announces Audited Fourth Quarter and Fiscal Year 2023 Financial and Operational Results SALINAS, Calif., March 28, 2024 (GLOBE NEWSWIRE) - Lowell Farms Inc. (the “Company”) (CSE: LOWL; OTCQX: LOWLF), a California cannabis company with advanced distribution and production capabilities including extraction, manufacturing, sales and brand management, announces audited r
March 28, 2024	EX-4.1	Description of Securities. (2) EXHIBIT 4.1 DESCRIPTION OF SECURITIES The authorized capital stock of the Company is comprised of an unlimited number of Subordinate Voting Shares and an unlimited number of Super Voting Shares. As of March 26, 2024, there are 18,130,566 Subordinate Voting Shares and 20,259 Super Voting Shares outstanding. In addition, the following Subordinate Voting Shares are issuable upon conversion, exercise
March 28, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2024 Lowell Farms Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2024 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 00-0000000 (State or Other Jurisdiction of Incorporation) (C
March 28, 2024	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-56254 LOWELL FARMS INC. (Exact name of
February 15, 2024	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2024 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 00-0000000 (State or Other Jurisdiction of Incorporation)
February 15, 2024	EX-99.1	Lowell Farms Inc. Appoints Jamie Schniedwind as Chief Financial Officer EXHIBIT 99.1 Lowell Farms Inc. Appoints Jamie Schniedwind as Chief Financial Officer SALINAS, Calif., Feb. 14, 2024 (GLOBE NEWSWIRE) - Lowell Farms Inc. (the “Company”) (CSE: LOWL; OTCQX: LOWLF), a California-born cannabis company with advanced production capabilities including extraction, manufacturing, and distribution, announces the appointment of Jamie Schniedwind as Chief Financial Officer of
January 26, 2024	SC 13D/A	TNYA / Tenaya Therapeutics, Inc. / Beehouse, LLC Activist Investment SC 13D/A 1 d1094321713d-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* Lowell Farms Inc. (Name of Issuer) Subordinate Voting Shares (Title of Class of Securities) 547572107 (CUSIP Number) Gregory Heyman Beehouse, LLC 660 Madison Avenue, 14th Floor New York, New York 10065 Telephone Number (929) 367-539
January 18, 2024	8-K	Regulation FD Disclosure, Termination of a Material Definitive Agreement, Financial Statements and Exhibits, Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 12, 2024 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 00-0000000 (State or Other Jurisdiction of Incorporation)
January 18, 2024	EX-99.1	Lowell Farms Inc. Announces Termination of the Zabala Road Lease EXHIBIT 99.1 Lowell Farms Inc. Announces Termination of the Zabala Road Lease SALINAS, Calif., Jan. 17, 2024 (GLOBE NEWSWIRE) - Lowell Farms Inc. (the “Company”) (CSE: LOWL; OTCQX: LOWLF), a California-born cannabis company with advanced production capabilities including extraction, manufacturing, and distribution, announces that on January 12, 2024, Cypress Holding Company, LLC (“Cypress”), a who
December 22, 2023	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2023 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 00-0000000 (State or Other Jurisdiction of Incorporation)
December 22, 2023	EX-99.1	Lowell Farms Inc. Announces Resignation of Board Member Brian Shure EXHIBIT 99.1 Lowell Farms Inc. Announces Resignation of Board Member Brian Shure SALINAS, Calif., Dec. 21, 2023 (GLOBE NEWSWIRE) - Lowell Farms Inc. (the “Company”) (CSE: LOWL; OTCQX: LOWLF), a California-born vertically integrated cannabis company with advanced production capabilities including extraction, manufacturing, and distribution, announces that effective December 19, 2023, Brian Shure ha
November 14, 2023	EX-99.1	Lowell Farms Inc. Announces Unaudited Third Quarter 2023 Financial and Operational Results EXHIBIT 99.1 Lowell Farms Inc. Announces Unaudited Third Quarter 2023 Financial and Operational Results SALINAS, Calif., Nov. 14, 2023 (GLOBE NEWSWIRE) - Lowell Farms Inc. (the “Company”) (CSE: LOWL; OTCQX: LOWLF), a California-born vertically integrated cannabis company with advanced production capabilities including cultivation, extraction, manufacturing, and distribution, announces unaudited re
November 14, 2023	8-K	Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2023 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 00-0000000 (State or Other Jurisdiction of Incorporation)
November 14, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-56254 LOWELL FARMS INC.
November 6, 2023	EX-99.1	Lowell Farms to Announce Third Quarter 2023 Financial and Operational Results California cannabis leader to hold earnings call with leadership on November 14, 2023 EXHIBIT 99.1 Lowell Farms to Announce Third Quarter 2023 Financial and Operational Results California cannabis leader to hold earnings call with leadership on November 14, 2023 SALINAS, Calif., Nov. 06, 2023 (GLOBE NEWSWIRE) - Lowell Farms Inc. (CSE:LOWL; OTCQX:LOWLF), a California-born innovator in cannabis cultivation will report its financial and operational results for the third fiscal quarter
November 6, 2023	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2023 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 87-3037317 (State or Other Jurisdiction of Incorporation)
October 12, 2023	EX-10.2	Form of Assignment and Assumption of Contracts. EXHIBIT 10.2 ASSIGNMENT AND ASSUMPTION OF CONTRACTS This Assignment and Assumption of Contracts (this “Assignment”) is made and entered into as of October 5, 2023 (“Effective Date”), by and between Indus LF LLC, a California limited liability company (“Assignor”) and LF Brandco, LLC, a Delaware limited liability company (“Assignee”). Together, Assignor and Assignee are referred to as the “Parties”
October 12, 2023	EX-10.4	Form of License Agreement. EXHIBIT 10.4 LICENSE AGREEMENT THIS LICENSE AGREEMENT (this “Agreement”) is entered into as of October 5, 2023 (the “Effective Date”) by and between LF Brandco LLC, a Delaware limited liability company with its registered address at 251 Little Falls Drive, Wilmington, Delaware 19808 (“Licensor” ), and Indus Holding Company, a Delaware corporation with its principal place of business located at 19
October 12, 2023	EX-10.3	Form of Intellectual Property Assignment. EXHIBIT 10.3 INTELLECTUAL PROPERTY ASSIGNMENT This Intellectual Property Assignment (“Assignment”) is made and entered into as of October 5, 2023 (“Effective Date”), by and between Indus LF LLC, a California limited liability company (“Assignor”) and LF Brandco, LLC, a Delaware limited liability company (“Assignee”). Together, Assignor and Assignee are referred to as the “Parties” and individually
October 12, 2023	EX-99.1	2 EXHIBIT 99.1 Lowell Farms Inc. Announces Repurchase of $22 Million of Senior Secured Convertible Debentures California cannabis leader repurchases all outstanding senior secured convertible indebtedness SALINAS, Calif., Oct. 06, 2023 (GLOBE NEWSWIRE) - Lowell Farms Inc. (the “Company”) (CSE: LOWL; OTCQX: LOWLF), a California-born vertically integrated cannabis company with advanced production capa
October 12, 2023	EX-10.1	Offer to Purchase, dated September 17, 2023. EXHIBIT 10.1 THIS CONFIDENTIAL OFFER TO PURCHASE HAS BEEN PREPARED FOR DISTRIBUTION TO A LIMITED NUMBER OF PERSONS (EACH A “HOLDER”) WHO ARE ACCREDITED INVESTORS AS DEFINED IN REGULATION D UNDER THE SECURITIES ACT OF 1933 (THE “1933 ACT”) TO ASSIST THEM IN EVALUATING A PROPOSED INVESTMENT IN THE SECURITIES DESCRIBED HEREIN. THIS DOCUMENT CONSTITUTES AN OFFER ONLY TO THE PERSON TO WHOM IT IS DELIVE
October 12, 2023	8-K	Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2023 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 87-3037317 (State or Other Jurisdiction of Incorporation) (
August 23, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 23, 2023 Lowell Farms Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 23, 2023 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 87-3037317 (State or Other Jurisdiction of Incorporation) (
August 23, 2023	EX-99.1	Lowell Farms Inc. Announces Share Consolidation EXHIBIT 99.1 Lowell Farms Inc. Announces Share Consolidation SALINAS, Calif., Aug. 23, 2023 (GLOBE NEWSWIRE) - Lowell Farms Inc. (the “Company”) (CSE: LOWL; OTCQX: LOWLF), a California-born vertically integrated cannabis company with advanced production capabilities including cultivation, extraction, manufacturing, and distribution, announces it is consolidating all of its subordinate voting share
August 10, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2023 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 N/A (State or Other Jurisdiction of Incorporation) (Commiss
August 10, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-56254 LOWELL FARMS INC. (Exa
August 10, 2023	EX-99.1	Lowell Farms Inc. Announces Unaudited Second Quarter 2023 Financial and Operational Results EXHIBIT 99.1 Lowell Farms Inc. Announces Unaudited Second Quarter 2023 Financial and Operational Results SALINAS, Calif., Aug. 10, 2023 (GLOBE NEWSWIRE) - Lowell Farms Inc. (the “Company”) (CSE: LOWL; OTCQX: LOWLF), a California-born vertically integrated cannabis company with advanced production capabilities including cultivation, extraction, manufacturing, and distribution, announces unaudited r
August 10, 2023	EX-10.1	Indus Holdings, Inc 2019 Stock and Incentive Plan (1) EXHIBIT 10.1 INDUS HOLDINGS, INC. 2019 STOCK AND INCENTIVE PLAN APPROVED BY THE COMPANY’S SHAREHOLDERS: JANUARY 16, 2019 AMENDED BY THE HOLDER OF SUPER VOTING SHARES: APRIL 13, 2020 AMENDED BY THE HOLDER OF SUPER VOTING SHARES: FEBRUARY 17, 2021 AMENDED BY THE COMPANY’S SHAREHOLDERS: JUNE 22, 2023 Section 1. Purpose The purpose of the Plan is to promote the interests of the Company and its shareho
June 28, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 22, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 22, 2023 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 N/A (State or other jurisdiction of incorporation) (Commissio
June 1, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of
May 23, 2023	EX-99.1	Lowell Farms Announces Sale Leaseback Transaction for Processing Facility EXHIBIT 99.1 Lowell Farms Announces Sale Leaseback Transaction for Processing Facility SALINAS, Calif., May 23, 2023 (GLOBE NEWSWIRE) - Lowell Farms Inc. (“Lowell Farms'' or the “Company”) (CSE:LOWL; OTCQX:LOWLF), a leading, vertically-integrated, California-based cannabis company, announces the closing of sale leaseback transaction with New Wilston Associates, LLC (the “Buyer”) pursuant to which
May 23, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2023 Lowell Farms Inc. (E UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2023 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 N/A (State or Other Jurisdiction of Incorporation) (Commission
May 12, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-56254 LOWELL FARMS INC. (Ex
May 11, 2023	EX-99.1	Lowell Farms Inc. Announces Unaudited First Quarter 2023 Financial and Operational Results EXHIBIT 99.1 Lowell Farms Inc. Announces Unaudited First Quarter 2023 Financial and Operational Results SALINAS, Calif., May 11, 2023 (GLOBE NEWSWIRE) - Lowell Farms Inc. (“Lowell Farms” or the “Company”) (CSE: LOWL; OTCQX: LOWLF), a California-born vertically integrated cannabis company with advanced production capabilities including cultivation, extraction, manufacturing, and distribution, annou
May 11, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2023 Lowell Farms Inc. (E UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2023 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 N/A (State or Other Jurisdiction of Incorporation) (Commission
May 3, 2023	EX-99.1	Lowell Farms to Announce First Quarter 2023 Financial and Operational Results Cannabis industry leader to hold conference call on May 11 EXHIBIT 99.1 Lowell Farms to Announce First Quarter 2023 Financial and Operational Results Cannabis industry leader to hold conference call on May 11 SALINAS, Calif., May 03, 2023 (GLOBE NEWSWIRE) - Lowell Farms Inc. (CSE:LOWL; OTCQX:LOWLF), a California-born innovator in cannabis cultivation and maker of the legendary brand Lowell Smokes, will report its financial and operational results for the
May 3, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2023 Lowell Farms Inc. (Ex UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2023 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 N/A (State or Other Jurisdiction of Incorporation) (Commission
March 31, 2023	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-56254 LOWELL FARMS INC. (Exact name of
March 31, 2023	EX-4.2	Description of Securities. (2) EXHIBIT 4.2 DESCRIPTION OF SECURITIES The authorized capital stock of the Company is comprised of an unlimited number of Subordinate Voting Shares and an unlimited number of Super Voting Shares. As of March 27, 2023, there are 112,761,094 Subordinate Voting Shares and 202,590 Super Voting Shares outstanding. In addition, the following Subordinate Voting Shares are issuable upon conversion, exercis
March 30, 2023	EX-99.1	Lowell Farms Inc. Announces Audited Fourth Quarter and Fiscal Year 2022 Financial and Operational Results EXHIBIT 99.1 Lowell Farms Inc. Announces Audited Fourth Quarter and Fiscal Year 2022 Financial and Operational Results SALINAS, Calif., March 30, 2023 (GLOBE NEWSWIRE) - Lowell Farms Inc. (the “Company”) (CSE: LOWL; OTCQX: LOWLF), a California-born vertically integrated cannabis company with advanced production capabilities including cultivation, extraction, manufacturing, and distribution, announ
March 30, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2023 Lowell Farms Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2023 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 N/A (State or Other Jurisdiction of Incorporation) (Commissi
March 16, 2023	EX-99.1	Lowell Farms to Announce Fourth Quarter and Fiscal Year 2022 Financial and Operational Results Cannabis industry leader to hold conference call on March 30 EXHIBIT 99.1 Lowell Farms to Announce Fourth Quarter and Fiscal Year 2022 Financial and Operational Results Cannabis industry leader to hold conference call on March 30 SALINAS, Calif., March 16, 2023 (GLOBE NEWSWIRE) - Lowell Farms Inc. (CSE:LOWL; OTCQX:LOWLF), a California-born innovator in cannabis cultivation, will report financial results for the fiscal fourth quarter and fiscal year (ended D
March 16, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2023 Lowell Farms Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2023 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 N/A (State or Other Jurisdiction of Incorporation) (Commissi
March 15, 2023	EX-99.1	Lowell Farms Announces Proposed Debt Settlement, Asset Sale, and Financing EXHIBIT 99.1 Lowell Farms Announces Proposed Debt Settlement, Asset Sale, and Financing SALINAS, Calif., March 15, 2023 (GLOBE NEWSWIRE) - Lowell Farms Inc. (“Lowell Farms” or the “Company”) (CSE:LOWL; OTCQX:LOWLF), a leading, vertically integrated, California-based cannabis company, announces that it has entered into a binding letter of intent (“LOI”) with the Company’s existing noteholders. The
March 15, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2023 Lowell Farms Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2023 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 N/A (State or Other Jurisdiction of Incorporation) (Commissi
January 23, 2023	SC 13G/A	LOWLF / LOWELL FARMS INC / Cowen Financial Products LLC - COWEN FINANCIAL PRODUCTS LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Lowell Farms Inc. (Name of Issuer) common stock (Title of Class of Securities) 547572107 (CUSIP Number) December 30, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched
January 13, 2023	EX-99.1	Lowell Farms Inc. Retains Canaccord Genuity in Connection with Strategic Alternatives Review EXHIBIT 99.1 Lowell Farms Inc. Retains Canaccord Genuity in Connection with Strategic Alternatives Review SALINAS, Calif., Jan. 12, 2023 (GLOBE NEWSWIRE) - Lowell Farms Inc. (“Lowell Farms” or the “Company”) (CSE:LOWL; OTCQX:LOWLF), a California-born innovator in cannabis cultivation and maker of the legendary brand Lowell Smokes, announced today it has retained Canaccord Genuity Corp. to assist i
January 13, 2023	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 12, 2023 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 N/A (State or Other Jurisdiction of Incorporation) (Commis
January 4, 2023	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 4, 2023 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 N/A (State or Other Jurisdiction of Incorporation) (Commiss
January 4, 2023	EX-99.1	Lowell Farms Inc. and The Pharm, LLC to Bring the Award-Winning Lowell Smokes to Arizona Dispensaries California cannabis leader continues multi-state expansion with the launch in Arizona in early 2023 EXHIBIT 99.1 Lowell Farms Inc. and The Pharm, LLC to Bring the Award-Winning Lowell Smokes to Arizona Dispensaries California cannabis leader continues multi-state expansion with the launch in Arizona in early 2023 SALINAS, Calif., Jan. 04, 2023 (GLOBE NEWSWIRE) - Lowell Farms Inc. (CSE:LOWL; OTCQX:LOWLF) is set to debut its award-winning cannabis products at recreational and medicinal dispensarie
December 8, 2022	424B3	7,997,520 Subordinate Voting Shares Lowell Farms Inc. 424B3 1 lowlf424b3.htm 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-259174 PROSPECTUS SUPPLEMENT NO. 2 (To Prospectus Dated July 8, 2022) 7,997,520 Subordinate Voting Shares Lowell Farms Inc. This prospectus supplement (this “Supplement No. 2”) is part of the prospectus of Lowell Farms Inc. (the “Company”), dated July 8, 2022, as supplemented by Prospectus Supplement No. 1, dated Se
December 8, 2022	424B3	22,643,678 Subordinate Voting Shares Lowell Farms Inc. Filed Pursuant to Rule 424(b)(3) Registration No. 333-256450 PROSPECTUS SUPPLEMENT NO. 2 (To Prospectus Dated July 8, 2022) 22,643,678 Subordinate Voting Shares Lowell Farms Inc. This prospectus supplement (this ?Supplement No. 2?) is part of the prospectus of Lowell Farms Inc. (the ?Company?), dated July 8, 2022, as supplemented by Prospectus Supplement No. 1, dated September 9, 2022 (the ?Prospe
December 2, 2022	424B3	27,000,000 Subordinate Voting Shares Lowell Farms Inc. Filed Pursuant to Rule 424(b)(3) Registration No. 333-260459 PROSPECTUS SUPPLEMENT NO. 2 (To Prospectus Dated May 31, 2022) 27,000,000 Subordinate Voting Shares Lowell Farms Inc. This prospectus supplement (this ?Supplement No. 2?) is part of the prospectus of Lowell Farms Inc. (the ?Company?), dated May 31, 2022, as supplemented by Prospectus Supplement No. 1, dated September 9, 2022 (the ?Prospe
November 21, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 15, 2022 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 N/A (State or other jurisdiction of incorporation) (Commi
November 14, 2022	EX-99.1	Lowell Farms Chairman of the Board George Allen to Speak at Cannavest West Conference in Las Vegas Chairman and cannabis industry leader to discuss opportunities and strategies for brands expanding beyond California into newly legalized state markets EXHIBIT 99.1 Lowell Farms Chairman of the Board George Allen to Speak at Cannavest West Conference in Las Vegas Chairman and cannabis industry leader to discuss opportunities and strategies for brands expanding beyond California into newly legalized state markets SALINAS, Calif., Nov. 14, 2022 (GLOBE NEWSWIRE) - George Allen, Chairman of the Board for California-based cannabis industry leader Lowe
November 14, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period ended September 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-56254 LOWELL FARMS INC.
November 14, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2022 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 N/A (State or Other Jurisdiction of Incorporation) (Commi
November 9, 2022	EX-99.1	Lowell Farms Inc. Announces Unaudited Third Quarter 2022 Financial and Operational Results EXHIBIT 99.1 Lowell Farms Inc. Announces Unaudited Third Quarter 2022 Financial and Operational Results SALINAS, Calif., Nov. 09, 2022 (GLOBE NEWSWIRE) - Lowell Farms Inc. (the “Company”) (CSE: LOWL; OTCQX: LOWLF), a California-born innovator in cannabis cultivation and maker of the legendary brand Lowell Smokes, announces unaudited revenue and operating results for the third quarter (ended Septem
November 9, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2022 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 N/A (State or Other Jurisdiction of Incorporation) (Commis
October 31, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2022 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 N/A (State or Other Jurisdiction of Incorporation) (Commis
October 31, 2022	EX-99.1	Lowell Farms Inc. Welcomes Summer Frein and Ann Lawrence to Board of Directors California-based cannabis leader adds accomplished executives to company leadership team EXHIBIT 99.1 Lowell Farms Inc. Welcomes Summer Frein and Ann Lawrence to Board of Directors California-based cannabis leader adds accomplished executives to company leadership team SALINAS, Calif., Oct. 31, 2022 (GLOBE NEWSWIRE) - Lowell Farms Inc. (CSE:LOWL; OTCQX:LOWLF), a California-born innovator in cannabis cultivation and maker of the legendary brand Lowell Smokes, has named Summer Frein and
October 27, 2022	EX-99.1	Lowell Farms to Announce Third Quarter 2022 Financial Results Shareholders and media invited to join November 9 earnings conference call with Lowell Farms leadership EXHIBIT 99.1 Lowell Farms to Announce Third Quarter 2022 Financial Results Shareholders and media invited to join November 9 earnings conference call with Lowell Farms leadership SALINAS, Calif., Oct. 27, 2022 (GLOBE NEWSWIRE) - Lowell Farms Inc. (CSE:LOWL; OTCQX:LOWLF), a California-born innovator in cannabis cultivation and maker of the legendary brand Lowell Smokes, will report financial result
October 27, 2022	EX-99.1	(CSE:LOWL; QTCQX: LOWLF) INVESTOR PRESENTATION USE OF NON - GAAP MEASURES This document refers to EBITDA because certain investors may use this information to assess the Company’ performance and also determine the Company’s ability to generate cash ﬂ Exhibit 99.1 (CSE:LOWL; QTCQX: LOWLF) INVESTOR PRESENTATION USE OF NON - GAAP MEASURES This document refers to EBITDA because certain investors may use this information to assess the Company? performance and also determine the Company?s ability to generate cash ?ow . This data is furnished to provide additional information and is a non - GAAP measure and does not have any standardized meaning pres
October 27, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2022 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 N/A (State or Other Jurisdiction of Incorporation) (Commis
October 27, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 27, 2022 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 NA (State or other jurisdiction of incorporation (Commissi
October 27, 2022	EX-99.2	House 1 - 10 Rooms LTM Sep '22 Aug '22 Jul '22 Jun '22 May '22 Apr '22 Mar '22 Feb '22 Jan '22 Dec '21 Nov '21 Oct '21 Sep '21 Dry Flower LBS (13,092) (858) (928) (1,736) (1,208) (1,541) (1,251) (1,054) (617) (1,117) (756) (1,146) (881) (920) Average Exhibit 99.2 House 1 - 10 Rooms LTM Sep '22 Aug '22 Jul '22 Jun '22 May '22 Apr '22 Mar '22 Feb '22 Jan '22 Dec '21 Nov '21 Oct '21 Sep '21 Dry Flower LBS (13,092) (858) (928) (1,736) (1,208) (1,541) (1,251) (1,054) (617) (1,117) (756) (1,146) (881) (920) Average LBS per Harvest (221.9) (171.7) (185.5) (289.3) (302.1) (256.8) (250.3) (210.7) (205.6) (171.9) (215.9) (201.8) (203.8) (230.1) # of Har
October 19, 2022	SC 13G	LOWLF / LOWELL FARMS INC / Cowen Financial Products LLC - COWEN FINANCIAL PRODUCTS LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Lowell Farms Inc. (Name of Issuer) common stock (Title of Class of Securities) 547572107 (CUSIP Number) October 10, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Ru
September 9, 2022	424B3	27,000,000 Subordinate Voting Shares Lowell Farms Inc. Filed Pursuant to Rule 424(b)(3) Registration No. 333-260459 PROSPECTUS SUPPLEMENT NO. 1 (To Prospectus Dated May 31, 2022) 27,000,000 Subordinate Voting Shares Lowell Farms Inc. This prospectus supplement (this ?Supplement No. 1?) is part of the prospectus of Lowell Farms Inc. (the ?Company?), dated May 31, 2022 (the ?Prospectus?). This Supplement No. 1 supplements, modifies or supersedes certain
September 9, 2022	424B3	7,997,520 Subordinate Voting Shares Lowell Farms Inc. 424B3 1 lowlf424b3.htm 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-259174 PROSPECTUS SUPPLEMENT NO. 1 (To Prospectus Dated July 8, 2022) 7,997,520 Subordinate Voting Shares Lowell Farms Inc. This prospectus supplement (this “Supplement No. 1”) is part of the prospectus of Lowell Farms Inc. (the “Company”), dated July 8, 2022 (the “Prospectus”). This Supplement No. 1 supplements, mo
September 9, 2022	424B3	22,643,678 Subordinate Voting Shares Lowell Farms Inc. Filed Pursuant to Rule 424(b)(3) Registration No. 333-256450 PROSPECTUS SUPPLEMENT NO. 1 (To Prospectus Dated July 8, 2022) 22,643,678 Subordinate Voting Shares Lowell Farms Inc. This prospectus supplement (this ?Supplement No. 1?) is part of the prospectus of Lowell Farms Inc. (the ?Company?), dated July 8, 2022 (the ?Prospectus?). This Supplement No. 1 supplements, modifies or supersedes certain
September 8, 2022	EX-99.1	(CSE:LOWL; QTCQX: LOWLF) INVESTOR PRESENTATION USE OF NON - GAAP MEASURES This document refers to EBITDA because certain investors may use this information to assess the Company’ performance and also determine the Company’s ability to generate cash ﬂ EX-99.1 2 exh991.htm EXHIBIT 99.1 Exhibit 99.1 (CSE:LOWL; QTCQX: LOWLF) INVESTOR PRESENTATION USE OF NON - GAAP MEASURES This document refers to EBITDA because certain investors may use this information to assess the Company’ performance and also determine the Company’s ability to generate cash ﬂow . This data is furnished to provide additional information and is a non - GAAP measure and does not
September 8, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 7, 2022 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 NA (State or other jurisdiction of incorporation (Commiss
September 8, 2022	EX-99.2	House 1 - 10 Rooms LTM Aug '22 Jul '22 Jun '22 May '22 Apr '22 Mar '22 Feb '22 Jan '22 Dec '21 Nov '21 Oct '21 Sep '21 Aug '21 Dry Flower LBS (13,181) (1,007) (1,683) (1,208) (1,541) (1,251) (1,054) (617) (1,117) (756) (1,146) (881) (920) (1,409) Ave Exhibit 99.2 House 1 - 10 Rooms LTM Aug '22 Jul '22 Jun '22 May '22 Apr '22 Mar '22 Feb '22 Jan '22 Dec '21 Nov '21 Oct '21 Sep '21 Aug '21 Dry Flower LBS (13,181) (1,007) (1,683) (1,208) (1,541) (1,251) (1,054) (617) (1,117) (756) (1,146) (881) (920) (1,409) Average LBS per Harvest (227.3) (201.4) (280.5) (302.1) (256.8) (250.3) (210.7) (205.6) (171.9) (215.9) (201.8) (203.8) (230.1) (234.9) # of
August 31, 2022	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of
August 26, 2022	SC 13D/A	LOWLF / LOWELL FARMS INC / Shure Brian - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/1 Under the Securities Exchange Act of 1934 (Amendment No. 1)* Lowell Farms Inc. (Name of Issuer) Subordinate Voting Shares (Title of Class of Securities) 547572107 (CUSIP Number) Kenneth G. Alberstadt Akerman Senterfitt LLP 1251 Avenue of the Americas, 37th Floor New York, NY 10020 (212) 880-3817 (Name, Address a
August 26, 2022	8-K	Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 19, 2022 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 N/A (State or other jurisdiction of incorporation) (Commiss
August 25, 2022	SC 13D/A	LOWLF / LOWELL FARMS INC / Allen George - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Lowell Farms Inc. (Name of Issuer) Subordinate Voting Shares (Title of Class of Securities) 547572107 (CUSIP Number) Kenneth G. Alberstadt Akerman Senterfitt LLP 1251 Avenue of the Americas, 37th Floor New York, NY 10020 (212) 880-3817 (Name, Address a
August 22, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 19, 2022 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 N/A (State or Other Jurisdiction of Incorporation) (Commiss
August 22, 2022	EX-99.1	Lowell Farms Inc. Announces Closing of $4.2 Million Convertible Debenture Financing EXHIBIT 99.1 Lowell Farms Inc. Announces Closing of $4.2 Million Convertible Debenture Financing SALINAS, Calif., Aug. 19, 2022 (GLOBE NEWSWIRE) - Lowell Farms Inc. (the “Company”) (CSE: LOWL; OTCQX: LOWLF), a California-born innovator in cannabis cultivation and maker of the legendary brand Lowell Smokes, along with its subsidiary, Indus Holding Company ("Subco"), has issued an aggregate of $4.2
August 19, 2022	EX-10.2	Form of Debenture. EXHIBIT 10.2 THIS NEW DEBENTURE AND THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE ?ACT?), AS AMENDED, OR UNDER THE SECURITIES LAWS OF ANY STATE. THESE SECURITIES MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED EXCEPT AS PERMITTED UNDER THE ACT AND APPLICABLE STATE SECURITIES LAWS PURSUANT TO AN EFFECTIVE
August 19, 2022	EX-10.4	Form of Indus Warrant. EXHIIBIT 10.4 UNLESS PERMITTED UNDER SECURITIES LEGISLATION, THE HOLDER OF THIS SECURITY MUST NOT TRADE THE SECURITY BEFORE [DATE THAT IS FOUR MONTHS AND ONE DAY FOLLOWING ISSUANCE]. THIS WARRANT AND THE UNDERLYING SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE ?ACT?), AS AMENDED, OR UNDER THE SECURITIES LAWS OF ANY STATE. THESE SECURITIES MAY NOT BE OFFERED, SOLD OR OTH
August 19, 2022	EX-10.3	Form of Company Warrant. EXHIBIT 10.3 UNLESS PERMITTED UNDER SECURITIES LEGISLATION, THE HOLDER OF THIS SECURITY MUST NOT TRADE THE SECURITY BEFORE DECEMBER 18, 2022. THIS NEW WARRANT AND THE UNDERLYING SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”), AS AMENDED, OR UNDER THE SECURITIES LAWS OF ANY STATE. THESE SECURITIES MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTH
August 19, 2022	8-K	Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 19, 2022 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 N/A (State or other jurisdiction of incorporation) (Commiss
August 19, 2022	EX-10.1	Form of Subscription Agreement. EXHIBIT 10.1 Subscription Agreement TO: Indus Holding Company (the “Company”); Lowell Farms Inc. (“Parent”) Ladies and Gentlemen: The undersigned (the “Purchaser”) hereby irrevocably subscribes for and agrees to purchase from the Company, for the purchase price set forth on the signature page hereto (the “Purchase Price”), (a) a New Debenture (such term and other capitalized terms used and not oth
August 15, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period ended June 30, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-56254 LOWELL FARMS INC. (Exa
August 9, 2022	EX-99.2	(CSE:LOWL; QTCQX: LOWLF) INVESTOR PRESENTATION USE OF NON - GAAP MEASURES This document refers to EBITDA because certain investors may use this information to assess the Company’ performance and also determine the Company’s ability to generate cash ﬂ Exhibit 99.2 (CSE:LOWL; QTCQX: LOWLF) INVESTOR PRESENTATION USE OF NON - GAAP MEASURES This document refers to EBITDA because certain investors may use this information to assess the Company? performance and also determine the Company?s ability to generate cash ?ow . This data is furnished to provide additional information and is a non - GAAP measure and does not have any standardized meaning pres
August 9, 2022	EX-99.3	House 1 - 10 Rooms LTM Jul '22 Jun '22 May '22 Apr '22 Mar '22 Feb '22 Jan '22 Dec '21 Nov '21 Oct '21 Sep '21 Aug '21 Jul '21 Dry Flower LBS (13,150) (1,325) (1,134) (1,541) (1,251) (1,054) (617) (1,117) (756) (1,146) (881) (920) (1,409) (1,087) Ave Exhibit 99.3 House 1 - 10 Rooms LTM Jul '22 Jun '22 May '22 Apr '22 Mar '22 Feb '22 Jan '22 Dec '21 Nov '21 Oct '21 Sep '21 Aug '21 Jul '21 Dry Flower LBS (13,150) (1,325) (1,134) (1,541) (1,251) (1,054) (617) (1,117) (756) (1,146) (881) (920) (1,409) (1,087) Average LBS per Harvest (222.9) (220.8) (283.4) (256.8) (250.3) (210.7) (205.6) (171.9) (215.9) (201.8) (203.8) (230.1) (234.9) (191.4) # of
August 9, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2022 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 N/A (State or Other Jurisdiction of Incorporation) (Commissi
August 9, 2022	EX-99.1	Lowell Farms Inc. Announces Unaudited Second Quarter 2022 Financial and Operational Results EXHIBIT 99.1 Lowell Farms Inc. Announces Unaudited Second Quarter 2022 Financial and Operational Results SALINAS, Calif., Aug. 09, 2022 (GLOBE NEWSWIRE) - Lowell Farms Inc. (the ?Company?) (CSE: LOWL; OTCQX: LOWLF), a California-born innovator in cannabis cultivation and maker of the legendary brand Lowell Smokes, announces unaudited revenue and operating results for the second quarter (ended June
August 2, 2022	EX-99.1	Lowell Farms to Announce Second Quarter 2022 Financial and Operational Results Cannabis industry leader to hold conference call on August 9 EXHIBIT 99.1 Lowell Farms to Announce Second Quarter 2022 Financial and Operational Results Cannabis industry leader to hold conference call on August 9 SALINAS, Calif., Aug. 02, 2022 (GLOBE NEWSWIRE) - Lowell Farms Inc. (CSE:LOWL; OTCQX:LOWLF), a California-born innovator in cannabis cultivation and maker of the legendary brand Lowell Smokes, will report its financial and operational results for
August 2, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2022 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 N/A (State or Other Jurisdiction of Incorporation) (Commissi
August 2, 2022	8-K	Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 26, 2022 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 N/A (State or other jurisdiction of incorporation) (Commissio
July 21, 2022	424B3	22,643,678 Subordinate Voting Shares Lowell Farms Inc. Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-256450 PROSPECTUS 22,643,678 Subordinate Voting Shares Lowell Farms Inc. This prospectus relates to 22,643,678 Subordinate Voting Shares of Lowell Farms Inc., a British Columbia, Canada corporation, that may be sold from time to time by the selling securityholders set forth in this prospectus under the heading “Selling Securityholders
July 21, 2022	424B3	7,997,520 Subordinate Voting Shares Lowell Farms Inc. Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-259174 PROSPECTUS 7,997,520 Subordinate Voting Shares Lowell Farms Inc. This prospectus relates to 7,997,520 Subordinate Voting Shares of Lowell Farms Inc., a British Columbia, Canada corporation, that may be sold from time to time by the selling securityholder set forth in this prospectus under the heading ?Selling Securityholder? be
July 13, 2022	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 8, 2022 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 NA (State or other jurisdiction of incorporation (Commission f
July 13, 2022	EX-99.1	(CSE:LOWL; QTCQX: LOWLF) INVESTOR PRESENTATION USE OF NON - GAAP MEASURES This document refers to EBITDA because certain investors may use this information to assess the Company’ performance and also determine the Company’s ability to generate cash ﬂ Exhibit 99.1 (CSE:LOWL; QTCQX: LOWLF) INVESTOR PRESENTATION USE OF NON - GAAP MEASURES This document refers to EBITDA because certain investors may use this information to assess the Company? performance and also determine the Company?s ability to generate cash ?ow . This data is furnished to provide additional information and is a non - GAAP measure and does not have any standardized meaning pres
July 13, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 12, 2022 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 NA (State or other jurisdiction of incorporation (Commission
July 13, 2022	EX-99.2	House 1 - 10 Rooms LTM Jun '22 May '22 Apr '22 Mar '22 Feb '22 Jan '22 Dec '21 Nov '21 Oct '21 Sep '21 Aug '21 Jul '21 Jun '21 Dry Flower LBS (12,725) (946) (1,541) (1,251) (1,054) (617) (1,117) (756) (1,146) (881) (920) (1,409) (1,087) (980) Average Exhibit 99.2 House 1 - 10 Rooms LTM Jun '22 May '22 Apr '22 Mar '22 Feb '22 Jan '22 Dec '21 Nov '21 Oct '21 Sep '21 Aug '21 Jul '21 Jun '21 Dry Flower LBS (12,725) (946) (1,541) (1,251) (1,054) (617) (1,117) (756) (1,146) (881) (920) (1,409) (1,087) (980) Average LBS per Harvest (216.9) (236.5) (256.8) (250.3) (210.7) (205.6) (171.9) (215.9) (201.8) (203.8) (230.1) (234.9) (191.4) (226.8) # of Har
July 7, 2022	POS AM	As filed with the Securities and Exchange Commission on July 6, 2022 As filed with the Securities and Exchange Commission on July 6, 2022 Registration No.
July 7, 2022	EX-FILING FEES	Filling Fee Table. EXHIBIT 107 Calculation of Filing Fee Table Form S-1 (Form Type) Lowell Farms Inc.
July 7, 2022	POS AM	As filed with the Securities and Exchange Commission on July 6, 2022 As filed with the Securities and Exchange Commission on July 6, 2022 Registration No.
July 7, 2022	EX-FILING FEES	Filing Fee Table. EXHIBIT 107 Calculation of Filing Fee Table Form S-1 (Form Type) Lowell Farms Inc.
June 30, 2022	SC 13D	LOWLF / LOWELL FARMS INC / Lowell Farms Inc. - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Lowell Farms Inc. (Name of Issuer) Subordinate Voting Shares (Title of Class of Securities) 547572107 (CUSIP Number) Kenneth G. Alberstadt Akerman Senterfitt LLP 1251 Avenue of the Americas, 37th Floor New York, NY 10020 (212) 880-3817 (Name, Address and
June 7, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 6, 2022 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 NA (State or other jurisdiction of incorporation (Commission f
June 7, 2022	424B3	27,000,000 Subordinate Voting Shares Lowell Farms Inc. Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-260459 PROSPECTUS 27,000,000 Subordinate Voting Shares Lowell Farms Inc. This prospectus relates to 27,000,000 Subordinate Voting Shares of Lowell Farms Inc., a British Columbia, Canada corporation, that may be sold from time to time by the selling securityholders set forth in this prospectus under the heading ?Selling Securityholders
June 7, 2022	EX-99.1	(CSE:LOWL; QTCQX: LOWLF) INVESTOR PRESENTATION USE OF NON - GAAP MEASURES This document refers to EBITDA because certain investors may use this information to assess the Company’ performance and also determine the Company’s ability to generate cash ﬂ Exhibit 99.1 (CSE:LOWL; QTCQX: LOWLF) INVESTOR PRESENTATION USE OF NON - GAAP MEASURES This document refers to EBITDA because certain investors may use this information to assess the Company’ performance and also determine the Company’s ability to generate cash ﬂow . This data is furnished to provide additional information and is a non - GAAP measure and does not have any standardized meaning pres
June 2, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2022 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 N/A (State or Other Jurisdiction of Incorporation) (Commission
June 2, 2022	EX-99.1	Lowell Herb Co. Brings Back Limited Edition ‘Pride Packs’ to Raise Funds for GLAAD During Pride Month California cannabis brand donating $1 from every pack sold to nonprofit advocacy group EXHIBIT 99.1 Lowell Herb Co. Brings Back Limited Edition ?Pride Packs? to Raise Funds for GLAAD During Pride Month California cannabis brand donating $1 from every pack sold to nonprofit advocacy group SALINAS, Calif., June 01, 2022 (GLOBE NEWSWIRE) - Lowell Herb Co., the award-winning cannabis brand owned by California-based and largest seller of packaged cannabis flower (per Headset) Lowell Farm
May 31, 2022	8-K	Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 24, 2022 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 N/A (State or other jurisdiction of incorporation) (Commission
May 26, 2022	EX-FILING FEES	Filling Fee Table. EX-FILING FEES 5 lowlfex107.htm FILLING FEE TABLE EXHIBIT 107 Calculation of Filing Fee Table Form S-1 (Form Type) Lowell Farms Inc. (Exact Name of Registrant as Specified in its Charter) Newly Registered Securities Security Type Security Class Title(1) Fee Calculation Rule Amount Registered(1)(2) Proposed Maximum Offering Price Per Unit(3) Maximum Aggregate Offering Price Fee Rate Amount of Regis
May 26, 2022	POS AM	As filed with the Securities and Exchange Commission on May 25, 2022 As filed with the Securities and Exchange Commission on May 25, 2022 Registration No.
May 25, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2022 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 N/A (State or Other Jurisdiction of Incorporation) (Commission
May 25, 2022	EX-99.1	Lowell Farms to Acquire Automated Pre-Roll Manufacturing Assets From Canadian Innovator EXHIBIT 99.1 Lowell Farms to Acquire Automated Pre-Roll Manufacturing Assets From Canadian Innovator SALINAS, Calif., May 25, 2022 (GLOBE NEWSWIRE) - Lowell Farms Inc. (the ?Company?) (CSE: LOWL; OTCQX: LOWLF), a California-born innovator in cannabis cultivation and maker of the legendary brand Lowell Smokes, is announcing the acquisition of advanced pre-roll production equipment and capabilities
May 10, 2022	EX-99.2	(CSE:LOWL; QTCQX: LOWLF) INVESTOR PRESENTATION USE OF NON - GAAP MEASURES This document refers to EBITDA because certain investors may use this information to assess the Company’ performance and also determine the Company’s ability to generate cash ﬂ EX-99.2 3 exh992.htm EXHIBIT 99.2 Exhibit 99.2 (CSE:LOWL; QTCQX: LOWLF) INVESTOR PRESENTATION USE OF NON - GAAP MEASURES This document refers to EBITDA because certain investors may use this information to assess the Company’ performance and also determine the Company’s ability to generate cash ﬂow . This data is furnished to provide additional information and is a non - GAAP measure and does not
May 10, 2022	EX-99.3	Harvest Report as of May 10, 2022 Exhibit 99.3
May 10, 2022	EX-99.1	Lowell Farms Inc. Announces Unaudited First Quarter 2022 Financial and Operational Results EXHIBIT 99.1 Lowell Farms Inc. Announces Unaudited First Quarter 2022 Financial and Operational Results Following recent milestone, Lowell Farms enters the year as the largest combined seller of packaged flower and all-flower pre-rolls in California SALINAS, Calif., May 10, 2022 (GLOBE NEWSWIRE) - Lowell Farms Inc. (the ?Company?) (CSE: LOWL; OTCQX: LOWLF), a California-born innovator in cannabis
May 10, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 10, 2022 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 NA (State or other jurisdiction of incorporation (Commission f
May 10, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period ended March 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-56254 LOWELL FARMS INC. (Ex
May 3, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2022 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 N/A (State or Other Jurisdiction of Incorporation) (Commission
May 3, 2022	EX-99.1	Lowell Farms to Debut All-New Collaboration and Showcase Award-Winning Brand During Hall of Flowers California cannabis leader to welcome guests into the ‘Lowell Lounge’ EXHIBIT 99.1 Lowell Farms to Debut All-New Collaboration and Showcase Award-Winning Brand During Hall of Flowers California cannabis leader to welcome guests into the ?Lowell Lounge? SALINAS, Calif., May 03, 2022 (GLOBE NEWSWIRE) - Lowell Farms Inc. (CSE:LOWL; OTCQX:LOWLF), a California-born innovator in cannabis cultivation and maker of the legendary brand Lowell Smokes, will showcase its excitin
April 28, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2022 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 N/A (State or Other Jurisdiction of Incorporation) (Commissi
April 28, 2022	EX-99.1	Lowell Farms to Announce First Quarter 2022 Financial and Operational Results Cannabis industry leader to hold conference call on May 10 EXHIBIT 99.1 Lowell Farms to Announce First Quarter 2022 Financial and Operational Results Cannabis industry leader to hold conference call on May 10 SALINAS, Calif., April 28, 2022 (GLOBE NEWSWIRE) - Lowell Farms Inc. (CSE:LOWL; OTCQX:LOWLF), a California-born innovator in cannabis cultivation and maker of the legendary brand Lowell Smokes, will report its financial and operational results for th
April 20, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2022 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 N/A (State or Other Jurisdiction of Incorporation) (Commissi
April 20, 2022	EX-99.1	Lowell Farms Inc. Becomes Exclusive Distributor of Zippo Products for California Cannabis Dispensaries Groundbreaking partnership includes debut of Lowell Farms-branded lighters within the Zippo portfolio EXHIBIT 99.1 Lowell Farms Inc. Becomes Exclusive Distributor of Zippo Products for California Cannabis Dispensaries Groundbreaking partnership includes debut of Lowell Farms-branded lighters within the Zippo portfolio SALINAS, Calif., April 20, 2022 (GLOBE NEWSWIRE) - In a historic first, today California cannabis leader Lowell Farms Inc. and iconic Pennsylvania-based lighter brand Zippo have ente
April 14, 2022	SC 13D	LOWLF / LOWELL FARMS INC / Allen George - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Lowell Farms Inc. (Name of Issuer) Subordinate Voting Shares (Title of Class of Securities) 547572107 (CUSIP Number) Kenneth G. Alberstadt Akerman Senterfitt LLP 1251 Avenue of the Americas, 37th Floor New York, NY 10020 (212) 880-3817 (Name, Address and
April 12, 2022	EX-99.2	House 1 - 10 Rooms LTM Mar '22 Feb '22 Jan '22 Dec '21 Nov '21 Oct '21 Sep '21 Aug '21 Jul '21 Jun '21 May '21 Apr '21 Mar '21 Dry Flower LBS (11,749) (936) (567) (1,117) (756) (1,146) (881) (920) (1,409) (1,087) (980) (1,363) (587) (741) Average LBS Exhibit 99.2 House 1 - 10 Rooms LTM Mar '22 Feb '22 Jan '22 Dec '21 Nov '21 Oct '21 Sep '21 Aug '21 Jul '21 Jun '21 May '21 Apr '21 Mar '21 Dry Flower LBS (11,749) (936) (567) (1,117) (756) (1,146) (881) (920) (1,409) (1,087) (980) (1,363) (587) (741) Average LBS per Harvest (206.1) (187.3) (188.9) (171.9) (215.9) (201.8) (203.8) (230.1) (234.9) (191.4) (226.8) (227.1) (195.6) (148.2) # of Harvest
April 12, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 12, 2022 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 NA (State or other jurisdiction of incorporation (Commission
April 12, 2022	EX-99.1	(CSE:LOWL; QTCQX: LOWLF) INVESTOR PRESENTATION USE OF NON - GAAP MEASURES This document refers to EBITDA because certain investors may use this information to assess the Company’ performance and also determine the Company’s ability to generate cash ﬂ EX-99.1 2 exh991.htm EXHIBIT 99.1 Exhibit 99.1 (CSE:LOWL; QTCQX: LOWLF) INVESTOR PRESENTATION USE OF NON - GAAP MEASURES This document refers to EBITDA because certain investors may use this information to assess the Company’ performance and also determine the Company’s ability to generate cash ﬂow . This data is furnished to provide additional information and is a non - GAAP measure and does not
March 31, 2022	EX-10.16	Employment Agreement, entered into as of August 16, 2021, by and between Lowell Farms Inc. and Jenny Montenegro. (3)(6) EX-10.16 3 lowlfex1016.htm EX-10.16 EXHIBIT 10.16
March 31, 2022	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2021 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-56254 LOWELL FARMS INC. (Exact name of
March 31, 2022	EX-21.1	Subsidiaries of Lowell Farms Inc. (2) EXHIBIT 21.1 Subsidiaries Name Jurisdiction Indus Holding Company Delaware Indus LF LLC California Wellness Innovation Group Incorporated California Cypress Holding Company, LLC Delaware Cypress Manufacturing Company California Lowell SR LLC California 20800 Spence Road LLC California
March 31, 2022	EX-4.2	Description of Securities. (2) EX-4.2 2 lowlfex42.htm EX-4.2 EXHIBIT 4.2 DESCRIPTION OF SECURITIES The authorized capital stock of the Company is comprised of an unlimited number of Subordinate Voting Shares and an unlimited number of Super Voting Shares. As of March 24, 2022, there are 100,288,094 Subordinate Voting Shares and 202,590 Super Voting Shares outstanding. In addition, the following Subordinate Voting Shares are iss
March 7, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 7, 2022 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 NA (State or other jurisdiction of incorporation (Commission
March 7, 2022	EX-99.1	(CSE:LOWL; QTCQX: LOWLF) INVESTOR PRESENTATION USE OF NON - GAAP MEASURES This document refers to EBITDA because certain investors may use this information to assess the Company’ performance and also determine the Company’s ability to generate cash ﬂ EX-99.1 2 exh991.htm EXHIBIT 99.1 Exhibit 99.1 (CSE:LOWL; QTCQX: LOWLF) INVESTOR PRESENTATION USE OF NON - GAAP MEASURES This document refers to EBITDA because certain investors may use this information to assess the Company’ performance and also determine the Company’s ability to generate cash ﬂow . This data is furnished to provide additional information and is a non - GAAP measure and does not
March 7, 2022	EX-99.2	Harvest Report as of March 7, 2022 Exhibit 99.2
March 1, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2022 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 N/A (State or Other Jurisdiction of Incorporation) (Commissio
March 1, 2022	EX-99.1	Lowell Farms Inc. Announces Unaudited Fourth Quarter and Fiscal Year 2021 Financial and Operational Results Lowell announces organic sequential revenue growth of 21% EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 Lowell Farms Inc. Announces Unaudited Fourth Quarter and Fiscal Year 2021 Financial and Operational Results Lowell announces organic sequential revenue growth of 21% SALINAS, Calif., March 01, 2022 (GLOBE NEWSWIRE) - Lowell Farms Inc. (the “Company”) (CSE: LOWL; OTCQX: LOWLF), a California-born innovator in cannabis cultivation and maker of the legen
February 24, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2022 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 N/A (State or Other Jurisdiction of Incorporation) (Commi
February 24, 2022	EX-99.1	Lowell Farms Takes the Lead as California’s Largest Seller of Packaged Cannabis Flower Per Headset Award-winning California cannabis company tops more than 500 statewide competitors in sales, led by premier flower brands Lowell Herb and House Weed EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 Lowell Farms Takes the Lead as California’s Largest Seller of Packaged Cannabis Flower Per Headset Award-winning California cannabis company tops more than 500 statewide competitors in sales, led by premier flower brands Lowell Herb and House Weed SALINAS, Calif., Feb. 23, 2022 (GLOBE NEWSWIRE) - California cannabis leader Lowell Farms Inc. (CSE:LOWL
January 18, 2022	SC 13G/A	LOWLF / LOWELL FARMS INC / Cowen Financial Products LLC - COWEN FINANCIAL PRODUCTS LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Lowell Farms Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 547572107 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched
January 14, 2022	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 14, 2022 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 NA (State or other jurisdiction of incorporation (Commissi
January 14, 2022	EX-99.2	INVESTOR PRESENTATION LOWELL FARMS INC. ( C S E : L O W L ; Q T C Q X : L O W L F ) 1 USE OF NON - GAAP MEASURES This document refers to EBITDA because certain investors may use this information to assess the Company’ performance and also determine t EX-99.2 3 exh992.htm EXHIBIT 99.2 Exhibit 99.2 INVESTOR PRESENTATION LOWELL FARMS INC. ( C S E : L O W L ; Q T C Q X : L O W L F ) 1 USE OF NON - GAAP MEASURES This document refers to EBITDA because certain investors may use this information to assess the Company’ performance and also determine the Company’s ability to generate cash ﬂow . This data is furnished to provide additional information an
January 14, 2022	EX-99.3	Harvest Report as of January 14, 2022 EX-99.3 4 exh993.htm EXHIBIT 99.3 Exhibit 99.3
January 14, 2022	EX-99.1	LOWELL FARMS WELCOMES JEFF MONAT TO BOARD OF DIRECTORS California-based cannabis leader adds veteran finance executive and investor to leadership team EX-99.1 2 exh991.htm EXHIBIT 99.1 Exhibit 99.1 LOWELL FARMS WELCOMES JEFF MONAT TO BOARD OF DIRECTORS California-based cannabis leader adds veteran finance executive and investor to leadership team SALINAS, CA (January 14, 2021) – Lowell Farms Inc. (CSE:LOWL; OTCQX:LOWLF), a California-born innovator in cannabis cultivation and maker of the legendary brand Lowell Smokes, has named veteran finance
January 5, 2022	424B3	27,000,000 Subordinate Voting Shares Lowell Farms Inc. PROSPECTUS Filed Pursuant to Rule 424(b)(3) Registration No. 333-260459 27,000,000 Subordinate Voting Shares Lowell Farms Inc. This prospectus relates to 27,000,000 Subordinate Voting Shares of Lowell Farms Inc., a British Columbia, Canada corporation, that may be sold from time to time by the selling securityholders set forth in this prospectus under the heading ?Selling Securityholders? beginnin
January 5, 2022	424B3	27,000,000 Subordinate Voting Shares Lowell Farms Inc. Filed Pursuant to Rule 424(b)(3) Registration No. 333- 260459 PROSPECTUS SUPPLEMENT NO. 1 (To Prospectus Dated November 8, 2021 ) 27,000,000 Subordinate Voting Shares Lowell Farms Inc. This prospectus supplement (this “Supplement No.1”) is part of the prospectus of Lowell Farms Inc. (the “Company”), dated November 8, 2021 (the “Prospectus”). This Supplement No.1 supplements, modifies or supersedes
December 23, 2021	424B3	22,643,678 Subordinate Voting Shares Lowell Farms Inc. 424B3 1 low424b3.htm 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-256450 PROSPECTUS SUPPLEMENT NO. 3 (To Prospectus Dated June 3, 2021) 22,643,678 Subordinate Voting Shares Lowell Farms Inc. This prospectus supplement (this “Supplement No. 3”) is part of the prospectus of Lowell Farms Inc. (the “Company”), dated June 3, 2021, as supplemented by Prospectus Supplement No. 1, dated Sep
December 17, 2021	424B3	22,643,678 Subordinate Voting Shares Lowell Farms Inc. 0001838128false-12-31Non-accelerated FilerQ32021falseSuite B2030001493332023-04-30741000361000007000033398000000018381282021-01-012021-09-300001838128lowlf:OMGMember2020-07-012020-09-300001838128lowlf:OMGMember2020-01-012020-09-300001838128lowlf:EMMember2020-07-012020-09-300001838128lowlf:EMMember2020-01-012020-09-300001838128lowlf:AdministrativeMember2020-07-012020-09-300001838128lowlf:Administra
December 7, 2021	EX-99.1	1 INVESTOR PRESENTATION LOWELL FARMS INC. (CSE:LOWL; QTCQX: LOWLF) USE OF NON - GAAP MEASURES This document refers to EBITDA because certain investors may use this information to assess the Company’ performance and also determine the Company’s abilit EX-99.1 2 exh991.htm EXHIBIT 99.1 Exhibit 99.1 1 INVESTOR PRESENTATION LOWELL FARMS INC. (CSE:LOWL; QTCQX: LOWLF) USE OF NON - GAAP MEASURES This document refers to EBITDA because certain investors may use this information to assess the Company’ performance and also determine the Company’s ability to generate cash ﬂow . This data is furnished to provide additional information and is a non - GAAP m
December 7, 2021	EX-99.2	Harvest Report as of December 6, 2021 Exhibit 99.2
December 7, 2021	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 6, 2021 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 NA (State or other jurisdiction of incorporation (Commissi
November 24, 2021	424B3	7,997,520 Subordinate Voting Shares Lowell Farms Inc. This prospectus supplement (this “Supplement No. 1”) is part of the prospectus of Lowell Farms Inc. (the “Company”), dated September 17, 2021 (the “Prospectus”). This Supplement No. 1 supplements, Filed Pursuant to Rule 424(b)(3) Registration No. 333-259174 PROSPECTUS SUPPLEMENT NO. 1 (To Prospectus Dated September 17, 2021) 7,997,520 Subordinate Voting Shares Lowell Farms Inc. This prospectus supplement (this “Supplement No. 1”) is part of the prospectus of Lowell Farms Inc. (the “Company”), dated September 17, 2021 (the “Prospectus”). This Supplement No. 1 supplements, modifies or superse
November 24, 2021	424B3	7,997,520 Subordinate Voting Shares Lowell Farms Inc. 0001838128false6890000202543330001300006200047800043259000665000460006250004201000339400003137900060800050000066420001164000295100010530001280003100000000005000002023-04-182023-04-30 The lesser of the estimated useful life or length of the lease Not depreciated4698200068510004011000145290004098080004275422000490046000100001100261000813024900025330341143025000302500035700000000002023-10-313767000000P6Y0000000000001200000.
November 15, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period ended September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-56254 LOWELL FARMS INC.
November 15, 2021	EX-99.2	LOWELL FARMS INC AND ASCEND TO BRING AWARD-WINNING LOWELL SMOKES BRAND TO MICHIGAN California cannabis leader continues multi-state expansion with strategic licensing partner Ascend Wellness Holdings EXHIBIT 99.2 LOWELL FARMS INC AND ASCEND TO BRING AWARD-WINNING LOWELL SMOKES BRAND TO MICHIGAN California cannabis leader continues multi-state expansion with strategic licensing partner Ascend Wellness Holdings DETROIT (November 15, 2021) ? Lowell Farms Inc. (CSE:LOWL; OTCQX:LOWLF), a California-based vertically-integrated cannabis company with advanced production capabilities including cultivat
November 15, 2021	EX-99.1	LOWELL FARMS INC. ANNOUNCES THIRD QUARTER REVENUE Lowell reports initial Lowell Farm Services revenue and Lowell brand licensing revenues. Sequential decline in quarterly revenue of 18% driven by bulk flower market pricing declines. EXHIBIT 99.1 LOWELL FARMS INC. ANNOUNCES THIRD QUARTER REVENUE Lowell reports initial Lowell Farm Services revenue and Lowell brand licensing revenues. Sequential decline in quarterly revenue of 18% driven by bulk flower market pricing declines. SALINAS, Calif., November 15, 2021 - Lowell Farms Inc. (the ?Company?) (CSE: LOWL; OTCQX: LOWLF), a California-born innovator in cannabis cultivation and
November 15, 2021	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 15, 2021 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 NA (State or other jurisdiction of incorporation (Commiss
November 12, 2021	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 11, 2021 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 NA (State or other jurisdiction of incorporation (Commiss
November 12, 2021	EX-99.1	1 INVESTOR PRESENTATION LOWELL FARMS INC. (CSE:LOWL; QTCQX: LOWLF) USE OF NON - GAAP MEASURES This document refers to EBITDA because certain investors may use this information to assess the Company’ performance and also determine the Company’s abilit Exhibit 99.1 1 INVESTOR PRESENTATION LOWELL FARMS INC. (CSE:LOWL; QTCQX: LOWLF) USE OF NON - GAAP MEASURES This document refers to EBITDA because certain investors may use this information to assess the Company? performance and also determine the Company?s ability to generate cash ?ow . This data is furnished to provide additional information and is a non - GAAP measure and does not have any stand
November 12, 2021	EX-99.2	Harvest Report as of November 11, 2021 Exhibit 99.2
November 4, 2021	CORRESP	Lowell Farms Inc. 19 Quail Run Circle Suite B Salinas, California 93907 Lowell Farms Inc. 19 Quail Run Circle Suite B Salinas, California 93907 November 4, 2021 United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Daniel Crawford Re: Lowell Farms Inc. Registration Statement on Form S-1 File No. 333-260459 Dear Mr. Crawford: Lowell Farms Inc. (the ?Company?) hereby requests that its above-
October 25, 2021	S-1	As filed with the Securities and Exchange Commission on October 22, 2021 As filed with the Securities and Exchange Commission on October 22, 2021 Registration No.
October 5, 2021	EX-99.2	Harvest Report as of October 4, 2021 EX-99.2 3 exh992.htm EXHIBIT 99.2 Exhibit 99.2
October 5, 2021	EX-99.1	1 INVESTOR PRESENTATION LOWELL FARMS INC. (CSE:LOWL; QTCQX: LOWLF) USE OF NON - GAAP MEASURES This document refers to EBITDA because certain investors may use this information to assess the Company’ performance and also determine the Company’s abilit EX-99.1 2 exh991.htm EXHIBIT 99.1 Exhibit 99.1 1 INVESTOR PRESENTATION LOWELL FARMS INC. (CSE:LOWL; QTCQX: LOWLF) USE OF NON - GAAP MEASURES This document refers to EBITDA because certain investors may use this information to assess the Company’ performance and also determine the Company’s ability to generate cash ﬂow . This data is furnished to provide additional information and is a non - GAAP m
October 5, 2021	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 4, 2021 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 NA (State or other jurisdiction of incorporation (Commissio
September 23, 2021	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 21, 2021 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 N/A (State or other jurisdiction of incorporation) (Comm
September 15, 2021	CORRESP	Lowell Farms Inc. 19 Quail Run Circle Suite B Salinas, California 93907 CORRESP 1 filename1.htm Lowell Farms Inc. 19 Quail Run Circle Suite B Salinas, California 93907 September 15, 2021 United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: David Gessert Re: Lowell Farms Inc. Registration Statement on Form S-1 File No. 333-259174 Dear Mr. Gessert: Lowell Farms Inc. (the “Company”) hereby r
September 9, 2021	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 8, 2021 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 NA (State or other jurisdiction of incorporation (Commiss
September 9, 2021	EX-99.2	House 1 – 10 Rooms LTM Aug '21 Jul '21 Jun '21 May '21 Apr '21 Mar '21 Feb '21 Jan '21 Dec '20 Nov '20 Oct '20 Sep '20 Aug '20 Dry LBS (9,585) (1,095) (1,087) (980) (1,363) (587) (741) (678) (357) (613) (468) (311) (1,305) (619) Average LBS per Harve Exhibit 99.2 House 1 ? 10 Rooms LTM Aug '21 Jul '21 Jun '21 May '21 Apr '21 Mar '21 Feb '21 Jan '21 Dec '20 Nov '20 Oct '20 Sep '20 Aug '20 Dry LBS (9,585) (1,095) (1,087) (980) (1,363) (587) (741) (678) (357) (613) (468) (311) (1,305) (619) Average LBS per Harvest (168.2) (182.5) (181.2) (196.0) (227.1) (195.6) (148.2) (135.7) (118.9) (122.6) (117.0) (103.7) (217.4) (154.9) # of Harvests (57) (6)
September 9, 2021	EX-99.1	INVESTOR PRESENTATION LOWELL FARMS INC. (CSE:LOWL; QTCQX: LOWLF) 1 USE OF NON - GAAP MEASURES This document refers to EBITDA because certain investors may use this information to assess the Company’ performance and also determine the Company’s abilit Exhibit 99.1 INVESTOR PRESENTATION LOWELL FARMS INC. (CSE:LOWL; QTCQX: LOWLF) 1 USE OF NON - GAAP MEASURES This document refers to EBITDA because certain investors may use this information to assess the Company? performance and also determine the Company?s ability to generate cash ?ow. This data is furnished to provide additional information and is a non - GAAP measure and does not have any standa
September 3, 2021	DEL AM	September 2, 2021 September 2, 2021 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.
September 3, 2021	424B3	22,643,678 Subordinate Voting Shares Lowell Farms Inc. Filed Pursuant to Rule 424(b)(3) Registration No. 333-256450 PROSPECTUS SUPPLEMENT NO. 1 (To Prospectus Dated June 3, 2021) 22,643,678 Subordinate Voting Shares Lowell Farms Inc. This prospectus supplement (this “Supplement No. 1”) is part of the prospectus of Lowell Farms Inc. (the “Company”), dated June 3, 2021 (the “Prospectus”). This Supplement No. 1 supplements, modifies or supersedes certain
September 3, 2021	EX-10.1	Form of PIPE Subscription Agreement. (5) EX-10.1 2 lowlfex101.htm FORM OF SUBSCRIPTION AGREEMENT EXHIBIT 10.1 Subscription Agreement TO: Lowell Farms Inc. (the “Corporation”) Ladies and Gentlemen: The undersigned (the “Purchaser”) hereby irrevocably subscribes for and agrees to purchase from the Corporation the number of units of the Corporation (the “Units”) set forth on the signature pages hereto in the Corporation’s private placement
September 3, 2021	EX-10.2	Form of PIPE Warrant. (5) EXHIBIT 10.2 THIS WARRANT AND THE UNDERLYING SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”), AS AMENDED, OR UNDER THE SECURITIES LAWS OF ANY STATE. THESE SECURITIES MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED EXCEPT AS PERMITTED UNDER THE ACT AND APPLICABLE STATE SECURITIES LAWS PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT OR AN E
September 3, 2021	EX-99.1	LOWELL FARMS INC. ANNOUNCES CLOSING OF US$18 MILLION EQUITY PRIVATE PLACEMENT EXHIBIT 99.1 LOWELL FARMS INC. ANNOUNCES CLOSING OF US$18 MILLION EQUITY PRIVATE PLACEMENT SALINAS, Calif., August 31, 2021 ? Lowell Farms Inc. (the ?Company?) (CSE: LOWL; OTCQX: LOWLF), a California-born innovator in cannabis cultivation, manufacturer, distributor and owner of the legendary brand Lowell Smokes, announced that it has completed a US$18 million non-brokered private placement of comm
September 3, 2021	8-K	Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 30, 2021 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 NA (State or other jurisdiction of incorporation (Commissio
September 2, 2021	CORRESP	September 2, 2021 September 2, 2021 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.
September 1, 2021	SC 13D	LOWLF / LOWELL FARMS INC / Beehouse, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.
August 30, 2021	S-1	As filed with the Securities and Exchange Commission on August 30, 2021 As filed with the Securities and Exchange Commission on August 30, 2021 Registration No.
August 27, 2021	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State
August 16, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period ended June 30, 2021 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-56254 LOWELL FARMS INC. (Exa
August 16, 2021	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 16, 2021 Lowell Farms Inc. (Exact Name of Registrant as Specified in Charter) British Columbia, Canada 000-56254 NA (State or Other Jurisdiction of Incorporation) (Commission F
August 16, 2021	EX-99.2	INVESTOR PRESENTATION LOWELL FARMS INC. (CSE:LOWL; QTCQX: LOWLF) 1 USE OF NON - GAAP MEASURES This document refers to EBITDA because certain investors may use this information to assess the Company’ performance and also determine the Company’s abilit EX-99.2 3 exh992.htm INVESTOR PRESENTATION Exhibit 99.2 INVESTOR PRESENTATION LOWELL FARMS INC. (CSE:LOWL; QTCQX: LOWLF) 1 USE OF NON - GAAP MEASURES This document refers to EBITDA because certain investors may use this information to assess the Company’ performance and also determine the Company’s ability to generate cash ﬂow. This data is furnished to provide additional information and is a non
August 16, 2021	EX-99.1	Lowell Farms Inc. Announces Record Revenues and Record Cultivation Output for the Second Quarter Lowell Reports 37% sequential growth in revenue driven by large cultivation yields advances and strong growth in demand for the Lowell branded products EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 Lowell Farms Inc. Announces Record Revenues and Record Cultivation Output for the Second Quarter Lowell Reports 37% sequential growth in revenue driven by large cultivation yields advances and strong growth in demand for the Lowell branded products SALINAS, Calif., Aug. 16, 2021 (GLOBE NEWSWIRE) - Lowell Farms Inc. (the “Company”) (CSE: LOWL; OTCQX:
August 4, 2021	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 4, 2021 Lowell Farms Inc. (Exact Name of Registrant as Specified in Charter) British Columbia, Canada 000-56254 NA (State or Other Jurisdiction of Incorporation) (Commission Fi
August 4, 2021	EX-99.1	Ascend to Bring Lowell Smokes to Illinois on August 5 Just in Time for the Final Weeks of Summer EXHIBIT 99.1 Ascend to Bring Lowell Smokes to Illinois on August 5 Just in Time for the Final Weeks of Summer CHICAGO, Aug. 04, 2021 (GLOBE NEWSWIRE) - Lowell Farms Inc. (CSE:LOWL; OTCQX:LOWLF), a California-born innovator in cannabis cultivation and maker of the legendary brand Lowell Smokes and multi-state, vertically-integrated cannabis operator Ascend Wellness Holdings, Inc. (?AWH?) (CSE: AAWH
August 3, 2021	EX-99.2	House 1 – 10 Rooms LTM Jul '21 Jun '21 May '21 Apr '21 Mar '21 Feb '21 Jan '21 Dec '20 Nov '20 Oct '20 Sep '20 Aug '20 Jul '20 Dry LBS (9,241) (1,219) (980) (1,363) (587) (741) (678) (357) (613) (468) (311) (1,305) (619) (1,068) Average LBS per Harve Exhibit 99.2 House 1 ? 10 Rooms LTM Jul '21 Jun '21 May '21 Apr '21 Mar '21 Feb '21 Jan '21 Dec '20 Nov '20 Oct '20 Sep '20 Aug '20 Jul '20 Dry LBS (9,241) (1,219) (980) (1,363) (587) (741) (678) (357) (613) (468) (311) (1,305) (619) (1,068) Average LBS per Harvest (168.0) (203.2) (196.0) (227.1) (195.6) (148.2) (135.7) (118.9) (122.6) (117.0) (103.7) (217.4) (154.9) (213.6) # of Harvests (55) (6)
August 3, 2021	EX-99.1	1 INVESTOR PRESENTATION LOWELL FARMS INC. (CSE:LOWL; QTCQX: LOWLF) USE OF NON - GAAP MEASURES This document refers to EBITDA because certain investors may use this information to assess the Company’ performance and also determine the Company’s abilit EX-99.1 2 exh991.htm EXHIBIT 99.1 Exhibit 99.1 1 INVESTOR PRESENTATION LOWELL FARMS INC. (CSE:LOWL; QTCQX: LOWLF) USE OF NON - GAAP MEASURES This document refers to EBITDA because certain investors may use this information to assess the Company’ performance and also determine the Company’s ability to generate cash ﬂow . This data is furnished to provide additional information and is a non - GAAP m
August 3, 2021	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 3, 2021 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 NA (State or other jurisdiction of incorporation (Commission
July 7, 2021	EX-99.1	INVESTOR PRESENTATION LOWELL FARMS INC. (CSE:LOWL; QTCQX: LOWLF) 1 USE OF NON - GAAP MEASURES This document refers to EBITDA because certain investors may use this information to assess the Company’ performance and also determine the Company’s abilit Exhibit 99.1 INVESTOR PRESENTATION LOWELL FARMS INC. (CSE:LOWL; QTCQX: LOWLF) 1 USE OF NON - GAAP MEASURES This document refers to EBITDA because certain investors may use this information to assess the Company? performance and also determine the Company?s ability to generate cash ?ow. This data is furnished to provide additional information and is a non - GAAP measure and does not have any standa
July 7, 2021	EX-99.3	Lowell Farms Celebrates Its Highest Ever Quarterly Harvest Yields With the Release of Preliminary Harvest Report Cultivation operations exceed expectations following completion of electrical, mechanical, and environmental upgrades EXHIBIT 99.3 Lowell Farms Celebrates Its Highest Ever Quarterly Harvest Yields With the Release of Preliminary Harvest Report Cultivation operations exceed expectations following completion of electrical, mechanical, and environmental upgrades SALINAS, Calif., July 07, 2021 (GLOBE NEWSWIRE) - Lowell Farms Inc. (CSE:LOWL; OTCQX:LOWLF), a vertically-integrated cannabis company with advanced producti
July 7, 2021	EX-99.2	Harvest Report as of July 7, 2021 Exhibit 99.2
July 7, 2021	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 7, 2021 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 NA (State or other jurisdiction of incorporation (Commission f
July 6, 2021	EX-10.1	Purchase Agreement dated as of June 29, 2021, among Lowell SR LLC, Lowell Farms Inc., Michael Gregory, C Quadrant LLC, AMAG Holdings LLC and Michael Gregory, as representative.(4) Exhibit 10.1 PURCHASE AGREEMENT BY AND AMONG LOWELL SR, LLC, LOWELL FARMS INC., MICHAEL GREGORY, C QUADRANT LLC AND AMAG HOLDINGS, LLC JUNE 29, 2021 TABLE OF CONTENTS ARTICLE I PURCHASE AND SALE Page Section 1.1 Purchased Assets. 1 Section 1.2 Closing 3 Section 1.3 Purchase Price; Closing Payments and Deliveries. 3 Section 1.4 Tax Withholding. 6 Section 1.5 Purchase Price Allocation 7 ARTICLE II R
July 6, 2021	EX-10.2	Loan Agreement dated as of June 29, 2021 between Viridescent Realty Trust, Inc. and Lowell SR LLC.(4) LOAN AGREEMENT by and between VIRIDESCENT REALTY TRUST, INC. (?Lender?) and LOWELL SR LLC, (?Borrower?) dated as of June 29, 2021 TABLE OF CONTENTS Page Article I DEFINITIONS, ACCOUNTING PRINCIPLES, UCC TERMS 1.1 Definitions 1 1.2 Singular and Plural Forms 10 1.3 UCC Definitions 10 1.4 Accounting Terms 10 1.5 Amendments, Etc 10 1.6 Laws, Etc 11 Article II TERMS OF THE LOAN 2.1 The Loan 11 2.2 Secu
July 6, 2021	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Completion of Acquisition or Disposition of Assets 8-K 1 lowell8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 29, 2021 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 NA (State or other jurisdiction o
July 6, 2021	EX-99.1	LOWELL FARMS COMMISSIONING FIRST-OF-ITS-KIND CANNABIS PROCESSING FACILITY IN SALINAS VALLEY Facility capable of processing 250,000 lbs. of wholesale cannabis flower annually Commissioning Lowell Farms Services, a new business unit serving California EX-99.1 4 lowellex991.htm PRESS RELEASE DATED JUNE 29, 2021. Exhibit 99.1 LOWELL FARMS COMMISSIONING FIRST-OF-ITS-KIND CANNABIS PROCESSING FACILITY IN SALINAS VALLEY Facility capable of processing 250,000 lbs. of wholesale cannabis flower annually Commissioning Lowell Farms Services, a new business unit serving California cultivators with midstream processing services Brings additional diversity a
June 29, 2021	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 29, 2021 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 NA (State or other jurisdiction of incorporation (Commission
June 29, 2021	EX-99.1	1 INTRODUCING: LOWELL FARMS SERVICES (CSE: LOWL; QTCQX: LOWLF) USE OF NON - GAAP MEASURES This document refers to EBITDA because certain investors may use this information to assess the Company’ performance and also determine the Company’s ability to Exhibit 99.1 1 INTRODUCING: LOWELL FARMS SERVICES (CSE: LOWL; QTCQX: LOWLF) USE OF NON - GAAP MEASURES This document refers to EBITDA because certain investors may use this information to assess the Company? performance and also determine the Company?s ability to generate cash ?ow . This data is furnished to provide additional information and is a non - GAAP measure and does not have any standardi
June 25, 2021	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 25, 2021 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 NA (State or other jurisdiction of incorporation (Commission
June 7, 2021	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 5, 2021 Lowell Farms Inc. (Exact name of registrant as specified in its charter) British Columbia, Canada 000-56254 NA (State or other jurisdiction of incorporation (Commission f
June 7, 2021	EX-99.2	1 INVESTOR PRESENTATION LOWELL FARMS INC. (CSE:LOWL; QTCQX: LOWLF) USE OF NON - GAAP MEASURES This document refers to EBITDA because certain investors may use this information to assess the Company’ performance and also determine the Company’s abilit EX-99.2 3 exh992.htm EXHIBIT 99.2 Exhibit 99.2 1 INVESTOR PRESENTATION LOWELL FARMS INC. (CSE:LOWL; QTCQX: LOWLF) USE OF NON - GAAP MEASURES This document refers to EBITDA because certain investors may use this information to assess the Company’ performance and also determine the Company’s ability to generate cash ﬂow . This data is furnished to provide additional information and is a non - GAAP m
June 7, 2021	EX-99.1	For all harvests (or portions thereof) that are allocated to fresh frozen biomass for concentrates and vapes, we have assumed a dry-weight equivalent equal to 25% of the wet post-processed weight (4 LBS of wet post-processed weight equates to 1 LB of EX-99.1 2 exh991.htm EXHIBIT 99.1 Exhibit 99.1 Actual Actual Actual Actual Actual Actual Actual Actual Actual Actual Actual Preliminary House 1 Jun '20 Jul '20 Aug '20 Sep '20 Oct '20 Nov '20 Dec '20 Jan '21 Feb '21 Mar '21 Apr '21 May '21 Dry LBS (945) (1,068) (619) (1,305) (311) (468) (613) (357) (678) (741) (587) (1,339) Average LBS per Harvest (236.1) (213.6) (154.9) (217.4) (103.7) (117.0) (1
June 4, 2021	424B3	22,643,678 Subordinate Voting Shares Lowell Farms Inc. 424B3 1 lowell424b3.htm 424B3 Filed Pursuant to Rule 424(b)(3) Registration Statement no. 333-256450 PROSPECTUS 22,643,678 Subordinate Voting Shares Lowell Farms Inc. This prospectus relates to 22,643,678 Subordinate Voting Shares of Lowell Farms Inc., a British Columbia, Canada corporation, that may be sold from time to time by the selling securityholders set forth in this prospectus under the he
June 1, 2021	CORRESP	Lowell Farms Inc. 19 Quail Run Circle Suite B Salinas, California 93907 CORRESP 1 filename1.htm Lowell Farms Inc. 19 Quail Run Circle Suite B Salinas, California 93907 June 1, 2021 United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: David Gessert Re: Lowell Farms Inc. Registration Statement on Form S-1, as amended File No. 333-256450 Dear Mr. Gessert: Lowell Farms Inc. (the “Company”) he
May 28, 2021	S-1/A	As filed with the Securities and Exchange Commission on May 28, 2021 As filed with the Securities and Exchange Commission on May 28, 2021 Registration No.
May 24, 2021	S-1	As filed with the Securities and Exchange Commission on May 24, 2021 As filed with the Securities and Exchange Commission on May 24, 2021 Registration No.
May 17, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 low10q.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period ended March 31, 2021 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File N
May 7, 2021	CORRESP	May 7, 2021 CORRESP 1 filename1.htm May 7, 2021 VIA EDGAR TRANSMISSION AND FEDEX Mr. Jeffrey Gabor Ms. Abby Adams Ms. Tracey McKoy Ms. Angela Connell United States Securities and Exchange Commission Division of Corporation Finance Office of Life Sciences 100 F Street, N.E. Washington, D.C. 20549 Re: Lowell Farms Inc. Registration Statement on Form 10 Filed March 9, 2021 File No. 000-56254 Mr. Gabor and Ms. Ad
May 7, 2021	10-12G/A	- 10-12G/A 10-12G/A 1 lowell1012g.htm 10-12G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 GENERAL FORM FOR REGISTRATION OF SECURITIES Pursuant to Section 12(b) or (g) of The Securities Exchange Act of 1934 LOWELL FARMS INC. (Exact name of registrant as specified in its charter) British Columbia, Canada NA (State or other jurisdiction of incorporation or organization) (I.R
May 4, 2021	10-12G/A	- 10-12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 GENERAL FORM FOR REGISTRATION OF SECURITIES Pursuant to Section 12(b) or (g) of The Securities Exchange Act of 1934 LOWELL FARMS INC. (Exact name of registrant as specified in its charter) British Columbia, Canada NA (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 19
April 30, 2021	10-12G	- 10-12G 10-12G 1 lowell1012g.htm 10-12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 GENERAL FORM FOR REGISTRATION OF SECURITIES Pursuant to Section 12(b) or (g) of The Securities Exchange Act of 1934 LOWELL FARMS INC. (Exact name of registrant as specified in its charter) British Columbia, Canada NA (State or other jurisdiction of incorporation or organization) (I.R.S.
April 29, 2021	CORRESP	April 29, 2021 April 29, 2021 VIA EDGAR TRANSMISSION AND FEDEX Mr. Jeffrey Gabor Ms. Abby Adams Ms. Tracey McKoy Ms. Angela Connell United States Securities and Exchange Commission Division of Corporation Finance Office of Life Sciences 100 F Street, N.E. Washington, D.C. 20549 Re: Lowell Farms Inc. Registration Statement on Form 10 Filed March 9, 2021 File No. 000-56254 Mr. Gabor and Ms. Adams: Further to our c
April 19, 2021	CORRESP	April 16, 2021 April 16, 2021 VIA EDGAR TRANSMISSION AND FEDEX Mr. Jeffrey Gabor Ms. Abby Adams Ms. Tracey McKoy Ms. Angela Connell United States Securities and Exchange Commission Division of Corporation Finance Office of Life Sciences 100 F Street, N.E. Washington, D.C. 20549 Re: Lowell Farms Inc. Registration Statement on Form 10 Filed March 9, 2021 File No. 000-56254 Mr. Gabor and Ms. Adams: On behalf of Low
April 19, 2021	10-12G/A	- 10-12G/A 10-12G/A 1 lowell1012g.htm 10-12G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 GENERAL FORM FOR REGISTRATION OF SECURITIES Pursuant to Section 12(b) or (g) of The Securities Exchange Act of 1934 LOWELL FARMS INC. (Exact name of registrant as specified in its charter) British Columbia, Canada NA (State or other jurisdiction of incorporation or organization) (I.R
March 31, 2021	SC 13G	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Lowell Farms Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 547572107 (CUSIP Number) March 10, 2021 (Dat UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Lowell Farms Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 547572107 (CUSIP Number) March 10, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule
March 9, 2021	EX-3.2	Certificate of Name Change of Indus Holdings, Inc. to Lowell Farms Inc., dated March 1, 2021. (1) EX-3.2 4 lowellex32.htm CERTIFICATE OF NAME CHANGE DATED MARCH 1, 2021 Exhibit 3.2 Number: C1206300 CERTIFICATE OF CHANGE OF NAME BUSINESS CORPORATIONS ACT I Hereby Certify that INDUS HOLDINGS, INC. changed its name to LOWELL FARMS INC. on March 1, 2021 at 11:04 AM Pacific Time. Issued under my hand at Victoria, British Columbia On March 1, 2021 /s/ Carol Prest Carol Prest Registrar of Companies P
March 9, 2021	EX-10.9	Asset Purchase Agreement, dated as of February 25, 2021, by and among The Hacienda Company, LLC, Brand New Concepts, LLC, LFCO, LLC, Lowell Farms LLC, LFHMP, LLC, LFLC, LLC, Indus LF LLC and Indus Holdings, Inc. (1) EX-10.9 17 lowellex109.htm ASSET PURCHASE AGREEMENT, DATED AS OF FEBRUARY 25, 2021 Exhibit 10.9 Execution Version ASSET PURCHASE AGREEMENT BY AND AMONG THE HACIENDA COMPANY, LLC, BRAND NEW CONCEPTS, LLC, LFCO, LLC, LOWELL FARMS, LLC, LFHMP, LLC, LFLC, LLC, INDUS LF LLC, AND INDUS HOLDINGS, INC. FEBRUARY 25, 2021 TABLE OF CONTENTS Page ARTICLE I PURCHASE AND SALE 2 Section 1.1 Initial Assets. 2 Sec
March 9, 2021	EX-4.1	Form of Convertible Debenture. (1) Exhibit 4.1 THIS DEBENTURE AND THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”), AS AMENDED, OR UNDER THE SECURITIES LAWS OF ANY STATE. THESE SECURITIES MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED EXCEPT AS PERMITTED UNDER THE ACT AND APPLICABLE STATE SECURITIES LAWS PURSUANT TO AN EFFECTIVE REGI
March 9, 2021	EX-10.8	Employment Agreement, entered into as of November 10, 2020, by and between Edible Management, LLC and Brian Shure. (1) (3) EX-10.8 16 lowellex10-8.htm EMPLOYMENT AGREEMENT, ENTERED INTO AS OF NOVEMBER 10, 2020 - SHURE Exhibit 10.8 EMPLOYMENT AGREEMENT This Agreement is entered into as of November 10, 2020 (the “Effective Date”) by and between Edible Management, LLC, a California limited liability company (the “Company”) and Brian Shure (“Executive”). 1. Duties and Scope of Employment. (a) Positions and Duties. The Com
March 9, 2021	EX-10.2	Amended and Restated Support Agreement, dated as of April 10, 2020, between Indus Holdings, Inc. and Indus Holding Company. (1) EX-10.2 10 lowellex102.htm AMENDED AND RESTATED SUPPORT AGREEMENT Exhibit 10.2 AMENDED AND RESTATED SUPPORT AGREEMENT THIS AGREEMENT made as of the 10th day of April, 2020. BETWEEN: INDUS HOLDINGS, INC., a company organized under the laws of the Province of British Columbia, Canada (formerly Mezzotin Minerals Inc., a company organized under the laws of the Province of Ontario, Canada) (“Pubco”) an
March 9, 2021	EX-10.5	Form of April 2020 Warrant. (1) Exhibit 10.5 UNLESS PERMITTED UNDER SECURITIES LEGISLATION, THE HOLDER OF THIS SECURITY MUST NOT TRADE THE SECURITY BEFORE AUGUST 11, 2020. THIS WARRANT AND THE UNDERLYING SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”), AS AMENDED, OR UNDER THE SECURITIES LAWS OF ANY STATE. THESE SECURITIES MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED

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