Statistik Asas
| CIK | 1088162 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Mad Catz Interactive, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
| April 4, 2017 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE MKT LLC (the 'Exchange' or 'NYSE MKT') hereby notifies the Securities and Exchange Commission ('SEC') of its intention to remove the entire class of common stock (the 'Common Stock') of Mad Catz Interactive, Inc. (the 'Company') from listing and registration on the Exchange on |
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| March 31, 2017 |
mcz-8k20170330.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2017 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Co |
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| March 31, 2017 |
mcz-ex9916.htm Exhibit 99.1 Mad Catz® Makes Voluntary Assignment in Bankruptcy under the Bankruptcy and Insolvency Act (Canada) SAN DIEGO – March 31, 2017 – Mad Catz Interactive, Inc. (the “Company”) (OTC Pink: MCZAF) announced that, with the authorization and approval of its Board of Directors, it and its subsidiary, 1328158 Ontario Inc., made a voluntary assignment in bankruptcy on March 30, 201 |
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| March 23, 2017 |
EX-99.1 2 mcz-ex99110.htm EX-99.1 Exhibit 99.1 Mad Catz® Announces Suspension of Trading and Commencement of NYSE MKT Delisting Procedures; Common Stock Expected to Begin Trading on the OTC PINK SAN DIEGO – March 23, 2017 – Mad Catz Interactive, Inc. (the “Company”) (NYSE MKT: MCZ), today announced that it received notification that, due to the “abnormally low trading price” of its common stock, t |
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| March 23, 2017 |
8-K 1 mcz-8k20170322.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2017 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Inc |
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| February 23, 2017 |
EX-99.1 3 mcz-ex9916.htm EX-99.1 Exhibit 99.1 Mad Catz® Receives Notice of Noncompliance with NYSE MKT Continued Listing Standards SAN DIEGO – February 23, 2017 – Mad Catz Interactive, Inc. (the “Company”) (NYSE MKT: MCZ), today announced that on February 20, 2017, it received notice from the NYSE MKT indicating that, based on the Company’s stockholders’ deficit of $2.7 million as reported in its |
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| February 23, 2017 |
FORBEARANCE AGREEMENT AND AMENDMENT TO LOAN AND SECURITY AGREEMENT mcz-ex1017.htm Exhibit 10.1 FORBEARANCE AGREEMENT AND AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS FORBEARANCE AGREEMENT AND AMENDMENT TO LOAN AND SECURITY AGREEMENT (this ?Agreement?) executed and entered into as of February 21, 2017, and made effective as of the Effective Time (as herein defined) is by and among MAD CATZ, INC., a Delaware corporation (the ?Borrower?), each of the undersigned Pe |
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| February 23, 2017 |
8-K 1 mcz-8k20170220.htm FORM 8-K RE DELISTING (SHAREHOLDER EQUITY) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2017 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/ |
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| February 2, 2017 |
Mad Catz Interactive FORM 10-Q (Quarterly Report) 10-Q 1 mcz-10q20161231.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2016 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission F |
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| February 2, 2017 |
Mad Catz® Reports Fiscal 2017 Third Quarter Financial Results EX-99.1 2 mcz-ex9916.htm EX-99.1 Exhibit 99.1 Mad Catz® Reports Fiscal 2017 Third Quarter Financial Results San Diego, CA – February 2, 2017 – Mad Catz Interactive, Inc. (“Mad Catz” or the “Company”) (NYSE MKT: MCZ), today announced financial results for the fiscal 2017 third quarter ended December 31, 2016. Key Highlights of Fiscal 2017 Third Quarter and Subsequent: • Fiscal 2017 third quarter ne |
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| February 2, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 mcz-8k20170202.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2017 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of I |
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| January 26, 2017 |
mcz-ex9916.htm Exhibit 99.1 Mad Catz? Receives a Listing Deficiency Letter From the NYSE MKT SAN DIEGO ? January 26, 2017 ? Mad Catz Interactive, Inc. (the ?Company?) (NYSE MKT: MCZ), today announced that on January 20, 2017, it received notice from the NYSE MKT LLC (the ?NYSE MKT?) pursuant to Section 1003(f)(v) of the NYSE MKT?s Company Guide that, due to the Company?s current low selling share |
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| January 26, 2017 |
mcz-8k20170120.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 20, 2017 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) ( |
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| November 3, 2016 |
Mad Catz Interactive FORM 10-Q (Quarterly Report) 10-Q 1 mcz-10q20160930.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2016 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission |
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| November 3, 2016 |
Mad Catz® Reports Fiscal 2017 Second Quarter Financial Results EX-99.1 2 mcz-ex99165.htm EX-99.1 Exhibit 99.1 Mad Catz® Reports Fiscal 2017 Second Quarter Financial Results San Diego, CA – November 3, 2016 – Mad Catz Interactive, Inc. (“Mad Catz” or the “Company”) (NYSE MKT: MCZ), today announced financial results for the fiscal 2017 second quarter ended September 30, 2016. Key Highlights of Fiscal 2017 Second Quarter and Subsequent: • Fiscal 2017 second quar |
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| November 3, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 mcz-8k20161103.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2016 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of I |
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| November 3, 2016 |
EX-10.1 2 mcz-ex101158.htm EX-10.1 Exhibit 10.1 ASSET PURCHASE AGREEMENT among MAD CATZ INTERACTIVE, INC., 1328158 ONTARIO INC. DBA MAD CATZ CANADA, MAD CATZ, INC., MAD CATZ INTERACTIVE ASIA LTD. MAD CATZ TECHNOLOGICAL DEVELOPMENT (SHENZHEN) CO., LTD., MAD CATZ EUROPE LIMITED, and LOGITECH EUROPE S.A., LOGITECH INC., LOGITECH UK LIMITED, Logitech Technology (Suzhou) Co. Ltd. and LOGITECH ASIA PACI |
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| September 20, 2016 |
EX-10.1 2 mcz-ex1016.htm EX-10.1 Exhibit 10.1 CERTAIN INFORMATION INDICATED BY [***] HAS BEEN DELETED FROM THIS EXHIBIT AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT UNDER RULE 24B-2. FIRST AMENDMENT TO THAT CERTAIN HARMONIX ROCK BAND 4 MANUFACTURING, PUBLISHING AND DISTRIBUTION AGREEMENT This First Amendment (“First Amendment”) t |
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| September 20, 2016 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits mcz-8ka20160426.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2016 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of |
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| September 15, 2016 |
Mad Catz® Announces Sale of Saitek® Simulation Product Line to Logitech EX-99.1 2 mcz-ex99133.htm EX-99.1 Exhibit 99.1 Mad Catz® Announces Sale of Saitek® Simulation Product Line to Logitech SAN DIEGO – September 15, 2016 – Mad Catz Interactive, Inc. (“Mad Catz” or “the Company”) (NYSE MKT: MCZ), a global provider of innovative entertainment products, today announced that it has sold its Saitek brand and the Saitek line of flight, space and farm simulation game contro |
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| September 15, 2016 |
8-K 1 mcz-8k20160915.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2016 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of |
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| September 9, 2016 |
Submission of Matters to a Vote of Security Holders mcz-8k20160908.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2016 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) |
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| August 4, 2016 |
Mad Catz Interactive FORM 10-Q (Quarterly Report) mcz-10q20160630.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File No. 001-14944 MAD |
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| August 4, 2016 |
Mad Catz® Reports Fiscal 2017 First Quarter Financial Results EX-99.1 2 mcz-ex991108.htm EX-99.1 Exhibit 99.1 Mad Catz® Reports Fiscal 2017 First Quarter Financial Results San Diego, CA – August 4, 2016 – Mad Catz Interactive, Inc. (“Mad Catz” or the “Company”) (NYSE MKT: MCZ), today announced financial results for the fiscal 2017 first quarter ended June 30, 2016. Key Highlights of Fiscal 2017 First Quarter and Subsequent: · Fiscal 2017 first quarter net sa |
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| August 4, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 mcz-8k20160804.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2016 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Inc |
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| July 28, 2016 |
DEF 14A Table of Contents SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| June 2, 2016 |
MAD CATZ® REPORTS FISCAL 2016 FOURTH QUARTER AND YEAR END FINANCIAL RESULTS EX-99.1 Exhibit 99.1 MAD CATZ? REPORTS FISCAL 2016 FOURTH QUARTER AND YEAR END FINANCIAL RESULTS San Diego, CA ? June 2, 2016 ? Mad Catz Interactive, Inc. (?Mad Catz? or the ?Company?) (NYSE MKT: MCZ), today announced financial results for the fiscal 2016 fourth quarter and full year ended March 31, 2016. Key Highlights of Fiscal 2016 Fourth Quarter and Subsequent: ? Fiscal 2016 fourth quarter net |
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| June 2, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2016 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| June 2, 2016 |
Mad Catz Interactive 10-K (Annual Report) mcz-10k20160331.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K R ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-14944 MAD CAT |
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| June 2, 2016 |
EX-21.1 3 mcz-ex211412.htm EX-21.1 EXHIBIT 21.1 SUBSIDIARIES OF THE COMPANY Mad Catz, Inc., a Delaware corporation 1328158 Ontario Inc., a corporation organized under the laws of Ontario, Canada Mad Catz Europe Limited, a company organized under the laws of England and Wales Mad Catz Interactive Asia Limited, a company organized under the laws of Hong Kong Mad Catz Technological Development (Shenz |
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| June 2, 2016 |
SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT EXHIBIT 10.28 SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT (this “Amendment”) executed as of October 30, 2015, and effective at the Effective Time, is by and among: (a) MAD CATZ, INC., a Delaware corporation (together with its successors and permitted assigns, the “Borrower”), (b) MAD CATZ INTERACTIVE INC., a Canadian corporation, and 1328158 |
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| May 16, 2016 |
EX-1.01 Exhibit 1.01 MAD CATZ INTERACTIVE, INC. Conflict Minerals Report Reporting Period: January 1, 2015 - December 31, 2015 1. Introduction This Conflict Minerals Report (?Report?) of Mad Catz Interactive, Inc. (?Mad Catz,? the ?Company,? ?we,? ?us,? or ?our?) has been prepared pursuant to Rule 13p-1 (the ?Rule?) and Form SD promulgated under the Securities Exchange Act of 1934, as amended, for |
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| May 16, 2016 |
SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 10680 Treena Street, Suite 500 San Diego, California 92131 (Address of Principa |
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| May 10, 2016 |
Termination of a Material Definitive Agreement Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2016 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission File |
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| April 28, 2016 |
EX-10.1 Exhibit 10.1 CERTAIN INFORMATION INDICATED BY [***] HAS BEEN DELETED FROM THIS EXHIBIT AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT UNDER RULE 24B-2. FIRST AMENDMENT TO THAT CERTAIN HARMONIX ROCK BAND 4 MANUFACTURING, PUBLISHING AND DISTRIBUTION AGREEMENT This First Amendment (First Amendment) to that certain agreement |
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| April 28, 2016 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2016 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission F |
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| March 24, 2016 |
EX-99.1 Exhibit 99.1 Mad Catz? Announces Voluntary Delisting From Toronto Stock Exchange San Diego, CA ? March 24, 2016 ? Mad Catz Interactive, Inc. (?Mad Catz?) (NYSE MKT/TSX: MCZ) today announced that, consistent with the Company?s ongoing measures aimed at lowering operating costs while increasing efficiencies, it has applied for a voluntary delisting of its common shares from the Toronto Stock |
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| March 24, 2016 |
8-K 1 d166595d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 18, 2016 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorpo |
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| February 9, 2016 |
FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2016 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission |
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| February 9, 2016 |
EX-99.2 Exhibit 99.2 MAD CATZ® REPORTS FISCAL 2016 THIRD QUARTER FINANCIAL RESULTS AND ANNOUNCES ADOPTION OF RESTRUCTURING PLAN San Diego, CA February 9, 2016 Mad Catz Interactive, Inc. (Mad Catz or the Company) (NYSE MKT/TSX: MCZ), today announced financial results for the fiscal 2016 third quarter ended December 31, 2015. Mad Catz also announced the adoption of a Company-wide restructuri |
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| February 9, 2016 |
MAD CATZ® ANNOUNCES EXECUTIVE AND BOARD LEADERSHIP CHANGES EX-99.1 Exhibit 99.1 MAD CATZ® ANNOUNCES EXECUTIVE AND BOARD LEADERSHIP CHANGES San Diego, CA February 8, 2016 Mad Catz Interactive, Inc. (Mad Catz or the Company) (NYSE MKT/TSX: MCZ), today announced several changes to its executive leadership and Board of Directors, effective immediately. On February 5, 2016, Mr. Thomas Brown resigned from the Companys Board of Directors, including from |
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| February 9, 2016 |
AMENDED AND RESTATED EMPLOYMENT AGREEMENT EX-10.2 3 d129650dex102.htm EX-10.2 Exhibit 10.2 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amended and Restated Employment Agreement (the “Agreement”), entered into on April 22, 2014 (the “Effective Date”), is made by and between Darren Richardson (the “Executive”) and Mad Catz Interactive, Inc., a corporation existing under the federal laws of Canada (together with any of its subsidiaries an |
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| February 9, 2016 |
EX-10.5 Exhibit 10.5 EMPLOYMENT AGREEMENT This Employment Agreement (the ?Agreement?), entered into on February 5, 2016 (the ?Effective Date?), is made by and between Tyson Marshall (the ?Executive?) and Mad Catz Interactive, Inc., a corporation existing under the federal laws of Canada (together with any of its subsidiaries and affiliates as may employ the Executive from time to time, and any suc |
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| February 9, 2016 |
EX-10.3 Exhibit 10.3 EMPLOYMENT AGREEMENT This Employment Agreement (the Agreement), entered into on February 5, 2016 (the Effective Date), is made by and between Karen McGinnis (the Executive) and Mad Catz Interactive, Inc., a corporation existing under the federal laws of Canada (together with any of its subsidiaries and affiliates as may employ the Executive from time to time, and any suc |
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| February 9, 2016 |
EX-10.4 Exhibit 10.4 EMPLOYMENT AGREEMENT This Employment Agreement (the ?Agreement?), entered into on February 5, 2016 (the ?Effective Date?), is made by and between David McKeon (the ?Executive?) and Mad Catz Interactive, Inc., a corporation existing under the federal laws of Canada (together with any of its subsidiaries and affiliates as may employ the Executive from time to time, and any succe |
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| February 9, 2016 |
MCZ / Mad Catz Interactive, Inc. 10-Q - Quarterly Report - 10-Q 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 9, 2016 |
EX-10.6 7 d129650dex106.htm EX-10.6 Exhibit 10.6 EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”), entered into on February 5, 2016 (the “Effective Date”), is made by and between Andrew Young (the “Executive”) and Mad Catz Interactive, Inc., a corporation existing under the federal laws of Canada (together with any of its subsidiaries and affiliates as may employ the Executive from |
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| February 9, 2016 |
THIRD AMENDMENT TO LOAN AND SECURITY AGREEMENT EX-10.1 Exhibit 10.1 THIRD AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS THIRD AMENDMENT TO LOAN AND SECURITY AGREEMENT (this ?Amendment?) executed as of February 5, 2016, and effective at the Effective Time, is by and among: (a) MAD CATZ, INC., a Delaware corporation (together with its successors and permitted assigns, the ?Borrower?), (b) MAD CATZ INTERACTIVE INC., a Canadian corporation, and 13 |
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| December 31, 2015 |
EX-10.1 Exhibit 10.1 CERTAIN INFORMATION INDICATED BY [***] HAS BEEN DELETED FROM THIS EXHIBIT AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT. LOAN AND SECURITY AGREEMENT by and between MAD CATZ, INC., as Borrower, MAD CATZ INTERACTIVE, INC. and 1328158 ONTARIO INC., as Guarantors and Credit Parties, NEWSTAR BUSINESS CREDIT, LLC, a |
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| December 31, 2015 |
MCZ / Mad Catz Interactive, Inc. 10-Q/A - Quarterly Report - 10-Q/A 10-Q/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File No. 001-1494 |
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| December 31, 2015 |
Entry into a Material Definitive Agreement 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2015 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporati |
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| November 5, 2015 |
AT THE MARKET OFFERING AGREEMENT November 5, 2015 EX-10.1 3 d43410dex101.htm EX-10.1 Exhibit 10.1 AT THE MARKET OFFERING AGREEMENT November 5, 2015 Ascendiant Capital Markets, LLC 18881 Von Karman, 16th Floor Irvine, California 92612 Ladies and Gentlemen: Mad Catz Interactive, Inc., a corporation organized under the Canada Business Corporations Act (the “Company”), confirms its agreement (this “Agreement”) with Ascendiant Capital Markets, LLC (th |
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| November 5, 2015 |
424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration Statement No. |
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| November 5, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 d51787d10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Com |
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| November 5, 2015 |
EX-99.1 4 d43410dex991.htm EX-99.1 Exhibit 99.1 MAD CATZ® REPORTS FISCAL 2016 SECOND QUARTER FINANCIAL RESULTS San Diego, CA – November 5, 2015 – Mad Catz Interactive, Inc. (“Mad Catz” or the “Company”) (NYSE MKT/TSX: MCZ), today announced financial results for the fiscal 2016 second quarter ended September 30, 2015. Key Highlights of Fiscal 2016 Second Quarter and Subsequent: • Fiscal 2016 second |
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| November 5, 2015 |
8-K 1 d43410d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2015 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporati |
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| October 19, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 14, 2015 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| October 19, 2015 |
EX-10.1 Exhibit 10.1 CERTAIN INFORMATION INDICATED BY [***] HAS BEEN DELETED FROM THIS EXHIBIT AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT UNDER RULE 24B-2. HARMONIX ROCK BAND 4 MANUFACTURING, PUBLISHING AND DISTRIBUTION AGREEMENT by and among HARMONIX MUSIC SYSTEMS, INC. on the one hand and MAD CATZ INTERACTIVE, INC. and MAD CA |
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| September 11, 2015 |
Submission of Matters to a Vote of Security Holders Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 10, 2015 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commissi |
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| September 9, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 d61477d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2015 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporat |
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| September 9, 2015 |
FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT EX-10.1 Exhibit 10.1 FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT (this ?Amendment?) executed as of September 8, 2015, and effective at the Effective Time, is by and among: (a) MAD CATZ, INC., a Delaware corporation (together with its successors and permitted assigns, the ?Borrower?), (b) MAD CATZ INTERACTIVE INC., a Canadian corporation, and 1 |
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| August 13, 2015 |
Exhibit 10.14 DATED 2015 (1) FAUNUS GROUP INTERNATIONAL, INC. as FGI - and - (2) MAD CATZ EUROPE LIMITED as the Client and (3) THE COMPANY listed herein as Original Security Obligor MASTER FACILITIES AGREEMENT (ENGLAND & WALES) relating to US$10,000,000 Receivables Purchase and Inventory Facilities CONTENTS 1. INTRODUCTION 1 2. COMMENCEMENT AND DURATION 1 3. GENERAL PARTICULARS 1 4. COMMERCIAL PAR |
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| August 13, 2015 |
Exhibit 10.2 SECURITY AGREEMENT THIS SECURITY AGREEMENT (this ?Agreement?) is made as of June 30, 2015, by Mad Catz Interactive, Inc., a Canadian corporation (?Debtor?) in favor of NewStar Business Credit, LLC, a Delaware limited liability company, as Administrative Agent (together with its successors and assigns, the ?Secured Party?) for the Lenders under the Loan Agreement (as defined below). WH |
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| August 13, 2015 |
SUBORDINATION AND INTERCREDITOR AGREEMENT Exhibit 10.21 SUBORDINATION AND INTERCREDITOR AGREEMENT This Subordination and Intercreditor Agreement (this ?Agreement?) dated as of June 30, 2015, among NEWSTAR BUSINESS CREDIT, LLC, as administrative and collateral agent for Lenders (as defined below) (in such capacity, ?Agent?), FAUNUS GROUP INTERNATIONAL, INC., a Delaware corporation (as further defined below ?Foreign Lender?), MAD CATZ, INC. |
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| August 13, 2015 |
CANADIAN INTELLECTUAL PROPERTY SECURITY AGREEMENT Exhibit 10.7 CANADIAN INTELLECTUAL PROPERTY SECURITY AGREEMENT This Canadian Intellectual Property Security Agreement (as amended, supplemented, restated, extended, renewed, or replaced from time to time, this ?Agreement?) dated June 30, 2015, granted by Mad Catz Interactive, Inc. (?Parent?) and 1328158 Ontario Inc. (?MCC? and, together with Parent, the ?Debtors? and each a ?Debtor?) in favour of |
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| August 13, 2015 |
EX-99.1 2 d85075dex991.htm EX-99.1 Exhibit 99.1 MAD CATZ® REPORTS FISCAL 2016 FIRST QUARTER FINANCIAL RESULTS San Diego, CA – August 13, 2015 – Mad Catz Interactive, Inc. (“Mad Catz” or the “Company”) (NYSE MKT/TSX: MCZ), today announced financial results for the fiscal 2016 first quarter ended June 30, 2015. Key Highlights of Fiscal 2016 First Quarter and Subsequent: ● Fiscal 2016 first quarter n |
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| August 13, 2015 |
Exhibit 10.11 GUARANTY AGREEMENT This Guaranty Agreement (as may be amended, restated, or otherwise modified from time to time, this ?Guaranty Agreement?), is executed and delivered by the undersigned Guarantor in favor of NEWSTAR BUSINESS CREDIT, LLC, a Delaware limited liability company, in its capacity as administrative and collateral agent for the Lender Parties (in such capacity, together wit |
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| August 13, 2015 |
Exhibit 10.12 GUARANTY AGREEMENT This Guaranty Agreement (as may be amended, restated, or otherwise modified from time to time, this ?Guaranty Agreement?), is executed and delivered by the undersigned Guarantor in favor of NEWSTAR BUSINESS CREDIT, LLC, a Delaware limited liability company, in its capacity as administrative and collateral agent for the Lender Parties (in such capacity, together wit |
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| August 13, 2015 |
PATENT, COPYRIGHT AND TRADEMARK SECURITY AGREEMENT Exhibit 10.5 PATENT, COPYRIGHT AND TRADEMARK SECURITY AGREEMENT THIS PATENT, COPYRIGHT AND TRADEMARK SECURITY AGREEMENT (the ?Agreement?) is made as of June 30, 2015 between MAD CATZ, INC., a Delaware corporation (?MCI?), MAD CATZ INTERACTIVE, INC., a corporation organized under the Canada Business Corporations Act (?Parent?) and MAD CATZ INTERACTIVE ASIA LIMITED, a Hong Kong corporation (?Mad Cat |
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| August 13, 2015 |
Exhibit 10.8 PLEDGE AGREEMENT THIS PLEDGE AGREEMENT is entered into effective as of June 30, 2015, by and between NewStar Business Credit, LLC, a Delaware limited liability company, as Administrative Agent (the ?Secured Party?) for the Lenders (as defined below) under the Loan Agreement (as defined below), and Mad Catz Interactive, Inc., a corporation organized under the Canada Business Corporatio |
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| August 13, 2015 |
Exhibit 10.15 DATED 2015 (1) FAUNUS GROUP INTERNATIONAL, INC. as FGI - and - (2) THOSE COMPANIES LISTED HEREIN as Security Obligors COMPOSITE GUARANTEE AND DEBENTURE CONTENTS DEFINITIONS AND INTERPRETATION 1 GUARANTEE AND INDEMNITY 5 COVENANT TO PAY 6 GRANT OF SECURITY 6 FIXED SECURITY 7 FLOATING CHARGE 9 CONVERSION OF FLOATING CHARGE 9 CONTINUING SECURITY 10 LIABILITY OF SECURITY OBLIGORS RELATIN |
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| August 13, 2015 |
EX-10.13 14 d937955dex1013.htm EX-10.13 Exhibit 10.13 June 30, 2015 CANADIAN GUARANTEE TO: NewStar Business Credit, LLC, as Administrative Agent (together with its successors and assigns, the “Secured Party”) RECITALS: A. The Lenders have made or have agreed to make available certain credit facilities to Mad Catz, Inc. (together with its successors and assigns, the “Borrower”), as provided in the |
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| August 13, 2015 |
PATENT, COPYRIGHT AND TRADEMARK SECURITY AGREEMENT Exhibit 10.17 PATENT, COPYRIGHT AND TRADEMARK SECURITY AGREEMENT THIS PATENT, COPYRIGHT AND TRADEMARK SECURITY AGREEMENT (the ?Agreement?) is made as of June 30, 2015 between MAD CATZ, INC., a Delaware corporation (?MCI?), MAD CATZ INTERACTIVE, INC., a corporation organized under the Canada Business Corporations Act (?Parent?) and MAD CATZ INTERACTIVE ASIA LIMITED (?Mad Catz Asia?; MCI, Parent, an |
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| August 13, 2015 |
Exhibit 10.1 CERTAIN INFORMATION INDICATED BY [***] HAS BEEN DELETED FROM THIS EXHIBIT AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT. LOAN AND SECURITY AGREEMENT by and between MAD CATZ, INC., as Borrower, MAD CATZ INTERACTIVE, INC. and 1328158 ONTARIO INC., as Guarantors and Credit Parties, NEWSTAR BUSINESS CREDIT, LLC, as Admini |
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| August 13, 2015 |
Exhibit 10.16 GENERAL SECURITY AGREEMENT This General Security Agreement is made as of June 30, 2015. TO: Name: Faunus Group International Inc. Address: 80 Broad Street, 22nd Floor New York, NY 10004 Attention: Chris Fulman Facsimile: (212) 248-3404 RECITALS: A. 1328158 Ontario Inc. and Mad Catz Interactive, Inc. (each a ?Debtor? and collectively, the ?Debtors?) are, or may become, indebted or lia |
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| August 13, 2015 |
Exhibit 10.20 GUARANTEE This Agreement is made as of June 30 2015. TO: Name: Address: Faunus Group International, Inc. 80 Broad Street, 22nd Floor New York, NY 10004 Attention: Facsimile: Chris Fulman (212) 248-3404 RECITALS: A. Mad Catz Europe Limited (the ?Seller?) and Faunus Group International, Inc. (?FGI?), are parties to a master facilities agreement dated as of July 2, 2015 (as amended, sup |
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| August 13, 2015 |
Exhibit 10.4 CANADIAN SECURITY AGREEMENT THIS CANADIAN SECURITY AGREEMENT (this ?Agreement?) is made as of June 30, 2015, by Mad Catz Interactive, Inc. (?Parent?) and 1328158 Ontario Inc. (?MCC?) (collectively, the ?Debtors? and each a ?Debtor?) in favour of NewStar Business Credit, LLC, a Delaware limited liability company, as Administrative Agent (together with its successors and assigns, the ?S |
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| August 13, 2015 |
CANADIAN INTELLECTUAL PROPERTY SECURITY AGREEMENT Exhibit 10.6 CANADIAN INTELLECTUAL PROPERTY SECURITY AGREEMENT This Canadian Intellectual Property Security Agreement (as amended, supplemented, restated, extended, renewed, or replaced from time to time, this ?Agreement?) dated June 30, 2015, granted by Mad Catz, Inc. (the ?Debtor?) in favour of NewStar Business Credit, LLC, a Delaware limited liability company, as Administrative agent (together |
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| August 13, 2015 |
Exhibit 10.10 GUARANTY AGREEMENT This Guaranty Agreement (as may be amended, restated, or otherwise modified from time to time, this ?Guaranty Agreement?), is executed and delivered by the undersigned Guarantor in favor of NEWSTAR BUSINESS CREDIT, LLC, a Delaware limited liability company, in its capacity as administrative and collateral agent for the Lender Parties (in such capacity, together wit |
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| August 13, 2015 |
Exhibit 10.19 GUARANTY AGREEMENT This Guaranty Agreement (as may be amended, restated, or otherwise modified from time to time, this ?Guaranty Agreement?), is executed and delivered by the undersigned Guarantor in favor of and FAUNUS GROUP INTERNATIONAL, INC., a Delaware corporation (?FGI?), effective as of June 30, 2015 as provided hereinbelow: Definitions: The following terms shall have the foll |
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| August 13, 2015 |
Exhibit 10.3 SECURITY AGREEMENT THIS SECURITY AGREEMENT (this ?Agreement?) is made as of June 30, 2015, by 1328158 Ontario Inc., an Ontario corporation (?Debtor?) in favor of NewStar Business Credit, LLC, a Delaware limited liability company, as Administrative Agent (together with its successors and assigns, the ?Secured Party?) for the Lenders under the Loan Agreement (as defined below). WHEREAS, |
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| August 13, 2015 |
[SIGNATURES APPEAR ON FOLLOWING PAGE] Exhibit 10.18 GUARANTY This Guaranty (?Agreement?) is made and executed this 30th day of June, 2015 by MAD CATZ, INC., a corporation, duly incorporated and validly existing pursuant to the laws of Delaware (?Guarantor?), having its principal place of business at 10680 Treena St., Suite 500, San Diego, California 92131, in favor of FAUNUS GROUP INTERNATIONAL, INC., a Delaware corporation (?FGI?), h |
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| August 13, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2015 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission File |
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| August 13, 2015 |
Exhibit 10.9 CANADIAN PLEDGE AGREEMENT THIS CANADIAN PLEDGE AGREEMENT is entered into effective as of June 30, 2015, by and between NewStar Business Credit, LLC, a Delaware limited liability company, as Administrative Agent (the ?Secured Party?) for the Lenders (as defined below) under the Loan Agreement (as defined below), and Mad Catz Interactive, Inc., a corporation organized under the Canada B |
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| August 13, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File No. 001-14944 MAD C |
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| July 28, 2015 |
DEF 14A 1 d933948ddef14a.htm DEF 14A Table of Contents SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive |
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| July 2, 2015 |
EX-99.1 2 d48065dex991.htm EX-99.1 Exhibit 99.1 MAD CATZ® REPORTS NEW BANK FINANCING FACILITIES NEW FINANCING FACILITIES PROVIDE COMBINED FINANCING UP TO $30.0 MILLION, INCREASING TO $45.0 MILLION DURING 2015 HOLIDAY SEASON San Diego, CA – July 2, 2015 – Mad Catz Interactive, Inc. (“Mad Catz” or the “Company”) (NYSE MKT/TSX: MCZ), today announced that it entered into new financing facilities (coll |
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| July 2, 2015 |
8-K 1 d48065d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2015 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorpora |
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| June 25, 2015 |
EX-99.1 2 d949548dex991.htm EX-99.1 Exhibit 99.1 MAD CATZ® REPORTS FISCAL 2015 FOURTH QUARTER AND YEAR END FINANCIAL RESULTS San Diego, CA – June 25, 2015 – Mad Catz Interactive, Inc. (“Mad Catz” or the “Company”) (NYSE MKT/TSX: MCZ), today announced financial results for the fiscal 2015 fourth quarter and full year ended March 31, 2015. Key Highlights of Fiscal 2015 Fourth Quarter and Subsequent: |
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| June 25, 2015 |
8-K 1 d949548d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2015 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorpor |
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| June 25, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-14944 MAD CATZ |
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| June 1, 2015 |
EX-1.01 Exhibit 1.01 MAD CATZ INTERACTIVE, INC. Conflict Minerals Report Reporting Period: January 1, 2014 - December 31, 2014 1. Introduction This Conflict Minerals Report (Report) of Mad Catz Interactive, Inc. (Mad Catz, the Company, we, us, or our) has been prepared pursuant to Rule 13p-1 (the Rule) and Form SD promulgated under the Securities Exchange Act of 1934, as amended, for |
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| June 1, 2015 |
FORM SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 10680 Treena Street, Suite 500 San Diego, California 92131 (Address of Pri |
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| May 28, 2015 |
EX-99.1 Exhibit 99.1 MAD CATZ? ANNOUNCES THE APPOINTMENT OF CARLO CHIARELLO TO THE BOARD OF DIRECTORS San Diego ? May 28, 2015 ? Mad Catz Interactive, Inc. (?Mad Catz? or ?the Company?) (NYSE MKT/TSX: MCZ) announced today the appointment of Carlo Chiarello to the Company?s Board of Directors (?Board?) beginning June 8, 2015. Prior to the appointment of Mr. Chiarello, the Board consisted of four me |
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| May 28, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2015 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| April 1, 2015 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2015 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission F |
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| March 26, 2015 |
PROSPECTUS SUPPLEMENT Table of Contents Filed Pursuant to Rule 424(b)(5) Registration Statement No. |
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| March 25, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2015 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission F |
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| March 25, 2015 |
EX-4.1 3 d895460dex41.htm EX-4.1 EXHIBIT 4.1 THE HOLDER, BY ITS ACCEPTANCE OF THIS SECURITY, REPRESENTS, ACKNOWLEDGES AND AGREES THAT IT WILL NOT AND WILL NOT BE ENTITLED TO, DIRECTLY OR INDIRECTLY, SELL OR TRANSFER THE WARRANTS OR WARRANT SHARES INTO CANADA OR TO RESIDENTS OF CANADA, EXCEPT IN COMPLIANCE WITH APPLICABLE CANADIAN SECURITIES LAWS. NO SALE OR TRANSFER INTO CANADA OR TO A CANADIAN RE |
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| March 25, 2015 |
PLACEMENT AGENCY AGREEMENT March 24, 2015 EX-1.1 2 d895460dex11.htm EX-1.1 Exhibit 1.1 PLACEMENT AGENCY AGREEMENT March 24, 2015 Darren Richardson Karen McGinnis Mad Catz Interactive, Inc. 10680 Treena Street, Suite 500 San Diego, CA 92121 Ladies and Gentlemen: Mad Catz Interactive, Inc., a corporation organized under the Canada Business Corporations Act (the “Company”), proposes, subject to the terms and conditions stated herein, to issu |
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| March 25, 2015 |
EX-10.1 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this Agreement) is dated as of March 24, 2015, between Mad Catz Interactive, Inc., a corporation organized under the Canada Business Corporations Act (the Company), and each purchaser identified on the signature pages hereto (each, including its successors and permitted assigns, a Purchaser and collectivel |
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| March 25, 2015 |
EX-99.1 Exhibit 99.1 MAD CATZ® ANNOUNCES $3.7 MILLION REGISTERED DIRECT OFFERING San Diego, CA March 25, 2015 Mad Catz Interactive, Inc. (Mad Catz or the Company) (NYSE MKT/TSX: MCZ), announced today that it has entered into a securities purchase agreement with certain institutional investors to sell 8,980,773 shares of its common stock and warrants to purchase up to 4,490,387 shares of it |
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| March 5, 2015 |
EX-99.1 Exhibit 99.1 MAD CATZ? TEAMS WITH HARMONIX MUSIC SYSTEMS ? TO LAUNCH ROCK BAND? 4 ON PLAYSTATION?4 SYSTEM AND XBOX ONE Legendary Music Franchise Returns with New Features, New Music and All-New Music Game Controller Hardware San Diego ? March 5, 2015 ? Mad Catz Interactive, Inc. (?Mad Catz?) (NYSE MKT/TSX: MCZ) announced today an agreement with Harmonix Music Systems?, Inc. (?Harmonix?) to |
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| March 5, 2015 |
Mad Catz Interactive FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2015 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| March 5, 2015 |
BINDING TERM SHEET FOR THE CO-PUBLISHING OF ROCK BAND EX-10.1 Exhibit 10.1 CERTAIN INFORMATION INDICATED BY [***] HAS BEEN DELETED FROM THIS EXHIBIT AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT UNDER RULE 24B-2. BINDING TERM SHEET FOR THE CO-PUBLISHING OF ROCK BAND This binding term sheet (Agreement) relating to the co-publishing of Rock Band 4 Software and Rock Band 4 Hardware (a |
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| February 5, 2015 |
8-K 1 d864473d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2015 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incor |
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| February 5, 2015 |
[Letterhead of Wells Fargo Capital Finance, LLC] EX-10.1 Exhibit 10.1 CERTAIN INFORMATION INDICATED BY [***] HAS BEEN DELETED FROM THIS EXHIBIT AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT UNDER RULE 24b-2. [Letterhead of Wells Fargo Capital Finance, LLC] February 2, 2015 Mad Catz, Inc. 10680 Treena Street Suite 500 San Diego, CA 92131-2447 Dear Sirs/Mesdames: Re: Fourth Amende |
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| February 5, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File No. 001-14944 M |
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| February 5, 2015 |
MAD CATZ® REPORTS FISCAL 2015 THIRD QUARTER FINANCIAL RESULTS EX-99.1 Exhibit 99.1 MAD CATZ® REPORTS FISCAL 2015 THIRD QUARTER FINANCIAL RESULTS San Diego, CA – February 5, 2015 – Mad Catz Interactive, Inc. (“Mad Catz” or the “Company”) (NYSE MKT/TSX: MCZ), today announced financial results for the fiscal 2015 third quarter ended December 31, 2014. Key Highlights of Fiscal 2015 Third Quarter and Subsequent: • Fiscal 2015 third quarter net sales decreased 7% |
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| November 6, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2014 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission |
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| November 6, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2014 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File No. 001-14944 |
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| November 6, 2014 |
EX-99.1 Exhibit 99.1 MAD CATZ® REPORTS FISCAL 2015 SECOND QUARTER FINANCIAL RESULTS San Diego, CA – November 6, 2014 – Mad Catz Interactive, Inc. (“Mad Catz” or the “Company”) (NYSE MKT/TSX: MCZ), today announced financial results for the fiscal 2015 second quarter ended September 30, 2014. Key Highlights of Fiscal 2015 Second Quarter and Subsequent: • Fiscal 2015 second quarter net sales increase |
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| November 5, 2014 |
MCZ / Mad Catz Interactive, Inc. S-3/A - - FORM S-3/A S-3/A 1 d794868ds3a.htm FORM S-3/A Table of Contents AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON NOVEMBER 5, 2014 Registration No. 333-198930 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No 2 to FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Its Charter) Canada N/ |
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| November 3, 2014 |
MCZ / Mad Catz Interactive, Inc. CORRESP - - CORRESP [MAD CATZ INTERACTIVE, INC. LETTERHEAD] November 3, 2014 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 450 Fifth Street, N.W. Washington, D.C. 20549 ATTN: J. Nolan McWilliams Sonia Bednarowski Re: Mad Catz Interactive, Inc. Registration Statement on Form S-3 File No. 333-198930 Request for Effectiveness Ladies and Gentlemen: Pursuant to Rule 461 |
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| October 28, 2014 |
MCZ / Mad Catz Interactive, Inc. S-3/A - - FORM S-3/A Form S-3/A Table of Contents AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON OCTOBER 28, 2014 Registration No. |
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| October 28, 2014 |
MCZ / Mad Catz Interactive, Inc. CORRESP - - CORRESP 1 filename1.htm October 28, 2014 CONFIDENTIAL Securities and Exchange Commission Attn: J. Nolan McWilliams Division of Corporate Finance 450 Fifth Street, N.W. Judiciary Plaza Washington, D.C. 20549 Re: Mad Catz Interactive, Inc. Registration Statement on Form S-3 Filed September 25, 2014 File No. 333-198930 Dear Mr. McWilliams: We are in receipt of your letter dated October 16, 2014 with |
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| September 25, 2014 |
EX-4.4 3 d794868dex44.htm EX-4.4 Exhibit 4.4 MAD CATZ INTERACTIVE, INC. FORM OF INDENTURE Dated as of [Name of Trustee] Trustee TABLE OF CONTENTS i MAD CATZ INTERACTIVE, INC. Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of Section. 310(a)(1) 7.10 (a)(2) 7.10 (a)(3) Not Applicable (a)(4) Not Applicable (a)(5) 7.10 (b) 7.10 Section. 311(a) 7.11 (b) 7.11 (c) Not |
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| September 25, 2014 |
MCZ / Mad Catz Interactive, Inc. S-3 - - S-3 S-3 Table of Contents AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 25, 2014 Registration No. |
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| September 25, 2014 |
FORM 1 ARTICLES OF INCORPORATION (SECTION 6) EX-3.1 Exhibit 3.1 Industry and Science Industrie et Sciences Canada Canada Certificate Certificat of Incorporation de constitution Canada Business Loi régissant les sociétés Corporations Act par actions de régime fédéral PATCH VENTURES INC. 294869-9 Name of corporation - Dénomination de la société Corporation number - Numéro de la société I hereby certify that the above-named corporation, the art |
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| September 12, 2014 |
Submission of Matters to a Vote of Security Holders Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 11, 2014 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commissi |
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| August 4, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 d741504d10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commiss |
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| August 4, 2014 |
[Letterhead of Wells Fargo Capital Finance, LLC] EX-10.1 2 d741504dex101.htm EX-10.1 Exhibit 10.1 CERTAIN MATERIAL (INDICATED BY AN ASTERISK) HAS BEEN OMITTED FROM THIS DOCUMENT PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT. THE OMITTED MATERIAL HAS BEEN FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION. [Letterhead of Wells Fargo Capital Finance, LLC] June 3, 2014 Mad Catz, Inc. 7480 Mission Valley Road Suite 101 San Diego, CA 921 |
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| August 4, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2014 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission F |
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| August 4, 2014 |
EX-99.1 Exhibit 99.1 MAD CATZ® REPORTS FISCAL 2015 FIRST QUARTER FINANCIAL RESULTS San Diego, CA – August 4, 2014 – Mad Catz Interactive, Inc. (“Mad Catz” or the “Company”) (NYSE MKT/TSX: MCZ), today announced financial results for the fiscal 2015 first quarter ended June 30, 2014. Key Highlights of Fiscal 2015 First Quarter and Subsequent: • Fiscal 2015 first quarter net sales declined 10% to $16 |
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| July 29, 2014 |
MCZ / Mad Catz Interactive, Inc. DEF 14A - - DEF 14A DEF 14A Table of Contents SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| June 5, 2014 |
AMENDED AND RESTATED EMPLOYMENT AGREEMENT Exhibit 10.29 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amended and Restated Employment Agreement (the ?Agreement?), entered into on April 22, 2014 (the ?Effective Date?), is made by and between Karen McGinnis (the ?Executive?) and Mad Catz Interactive, Inc., a corporation existing under the federal laws of Canada (together with any of its subsidiaries and affiliates as may employ the Executi |
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| June 5, 2014 |
AMENDED AND RESTATED EMPLOYMENT AGREEMENT Exhibit 10.32 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amended and Restated Employment Agreement (the ?Agreement?), entered into on April 22, 2014 (the ?Effective Date?), is made by and between Andrew Young (the ?Executive?) and Mad Catz Interactive, Inc., a corporation existing under the federal laws of Canada (together with any of its subsidiaries and affiliates as may employ the Executive |
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| June 5, 2014 |
MAD CATZ INTERACTIVE, INC. INDEMNIFICATION AGREEMENT EX-10.1 Exhibit 10.1 MAD CATZ INTERACTIVE, INC. INDEMNIFICATION AGREEMENT This Indemnification Agreement (“Agreement”) is effective as of [•] by and between Mad Catz Interactive, Inc., a corporation organized under the Canada Business Corporation Act (the “Company”), and [•] (“Indemnitee”). RECITALS A. The Company recognizes the difficulty in obtaining liability insurance for its directors, office |
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| June 5, 2014 |
Director Compensation Summary (Effective October 25, 2013) Exhibit 10.11 Director Compensation Summary (Effective October 25, 2013) ? $50,000 annual retainer (paid $12,500 quarterly1); ? Includes attendance, whether in person or by telephone, of up to 10 Board meetings2 per year; ? Includes attendance, whether in person or by telephone and where applicable, of up to 10 meetings of the Audit Committee per year; ? Includes attendance, whether in person or b |
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| June 5, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2014 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-14944 MAD CATZ |
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| June 5, 2014 |
EX-99.1 Exhibit 99.1 MAD CATZ® REPORTS FISCAL 2014 FOURTH QUARTER AND YEAR END FINANCIAL RESULTS San Diego, CA – June 5, 2014 – Mad Catz Interactive, Inc. (“Mad Catz” or the “Company”) (NYSE MKT/TSX: MCZ), today announced financial results for the fiscal 2014 fourth quarter and full year ended March 31, 2014. Key Highlights of Fiscal 2014 Fourth Quarter and Subsequent: • Fiscal 2014 fourth quarter |
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| June 5, 2014 |
AMENDED AND RESTATED EMPLOYMENT AGREEMENT Exhibit 10.31 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amended and Restated Employment Agreement (the ?Agreement?), entered into on April 22, 2014 (the ?Effective Date?), is made by and between Brian Andersen (the ?Executive?) and Mad Catz Interactive, Inc., a corporation existing under the federal laws of Canada (together with any of its subsidiaries and affiliates as may employ the Executi |
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| June 5, 2014 |
AMENDED AND RESTATED EMPLOYMENT AGREEMENT Exhibit 10.28 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amended and Restated Employment Agreement (the ?Agreement?), entered into on April 22, 2014 (the ?Effective Date?), is made by and between Darren Richardson (the ?Executive?) and Mad Catz Interactive, Inc., a corporation existing under the federal laws of Canada (together with any of its subsidiaries and affiliates as may employ the Exec |
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| June 5, 2014 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2014 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| June 5, 2014 |
AMENDED AND RESTATED EMPLOYMENT AGREEMENT Exhibit 10.30 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amended and Restated Employment Agreement (the ?Agreement?), entered into on April 22, 2014 (the ?Effective Date?), is made by and between Whitney Peterson (the ?Executive?) and Mad Catz Interactive, Inc., a corporation existing under the federal laws of Canada (together with any of its subsidiaries and affiliates as may employ the Execu |
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| June 2, 2014 |
MAD CATZ INTERACTIVE, INC. Conflict Minerals Report For The Year Ended December 31, 2013 EX-1.02 Exhibit 1.02 MAD CATZ INTERACTIVE, INC. Conflict Minerals Report For The Year Ended December 31, 2013 This Conflict Minerals Report (“Report”) of Mad Catz Interactive, Inc. (“Mad Catz,” the “Company,” “we,” “us,” or “our”) for the year ended December 31, 2013 is presented to comply with Section 13(p) of the Securities Exchange Act of 1934, and Rule 13p-1 (the “Rule”) and Form SD thereunder |
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| June 2, 2014 |
Form SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 7480 Mission Valley Road, Suite 101 San Diego, California 92108 (Address o |
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| April 28, 2014 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2014 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission File N |
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| April 3, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2014 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission F |
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| March 4, 2014 |
EX-10.1 Exhibit 10.1 CERTAIN INFORMATION INDICATED BY [***] HAS BEEN DELETED FROM THIS EXHIBIT AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT UNDER RULE 24b-2. Wells Fargo Capital Finance 2450 Colorado Ave.; Suite 3000 West Santa Monica, CA 90404 MAC E2040-030 February 27, 2014 Mad Catz, Inc. 7480 Mission Valley Road Suite 101 San |
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| March 4, 2014 |
EX-10.2 3 d687502dex102.htm EX-10.2 Exhibit 10.2 CERTAIN INFORMATION INDICATED BY [***] HAS BEEN DELETED FROM THIS EXHIBIT AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT UNDER RULE 24b-2. SETTLEMENT AND RELEASE AGREEMENT THIS SETTLEMENT AND RELEASE AGREEMENT (“Agreement”) is made as of the 31st day of January 2014, by and among Mad |
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| March 4, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2014 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| March 4, 2014 |
EX-10.3 4 d687502dex103.htm EX-10.3 Exhibit 10.3 CERTAIN INFORMATION INDICATED BY [***] HAS BEEN DELETED FROM THIS EXHIBIT AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT UNDER RULE 24b-2. PROMISSORY NOTE $2,475,000.00 San Diego, California February 27, 2014 FOR VALUE RECEIVED AND DEBT ACKNOWLEDGED, Mad Catz, Inc., a Delaware corpor |
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| February 6, 2014 |
EX-99.1 3 d672142dex991.htm EX-99.1 Exhibit 99.1 MAD CATZ® REPORTS FISCAL 2014 THIRD QUARTER FINANCIAL RESULTS Net Sales of $32.9 Million; Diluted Net Loss per Share of $0.01 San Diego, CA – February 6, 2014 – Mad Catz Interactive, Inc. (“Mad Catz” or the “Company”) (NYSE MKT/TSX: MCZ), today announced financial results for the fiscal 2014 third quarter ended December 31, 2013. Key Highlights of F |
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| February 6, 2014 |
[Letterhead of Wells Fargo Capital Finance, LLC] EX-10.1 Exhibit 10.1 CERTAIN INFORMATION INDICATED BY [***] HAS BEEN DELETED FROM THIS EXHIBIT AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT UNDER RULE 24b-2. [Letterhead of Wells Fargo Capital Finance, LLC] February 5, 2014 Mad Catz, Inc. 7480 Mission Valley Road Suite 101 San Diego, CA 92108 Dear Sirs/Mesdames: Re: Fourth Amende |
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| February 6, 2014 |
[Letterhead of Wells Fargo Capital Finance, LLC] EX-10.1 2 d654647dex101.htm EX-10.1 Exhibit 10.1 CERTAIN INFORMATION INDICATED BY [***] HAS BEEN DELETED FROM THIS EXHIBIT AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT UNDER RULE 24b-2. [Letterhead of Wells Fargo Capital Finance, LLC] November 6, 2013 Mad Catz, Inc. 7480 Mission Valley Road Suite 101 San Diego, CA 92108 Dear Sirs |
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| February 6, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 6, 2014 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2014 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission File |
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| January 31, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2014 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| January 31, 2014 |
EX-99.1 Exhibit 99.1 MAD CATZ® ANNOUNCES THE RESIGNATION OF WILLIAM WOODWARD FROM THE BOARD OF DIRECTORS AND THE APPOINTMENT OF SCOTT GUTHRIE AS HIS REPLACEMENT San Diego – January 31, 2014 – Mad Catz Interactive, Inc. (“Mad Catz” or “Company”) (NYSE MKT/TSX: MCZ) announced today the resignation of William Woodward from the Company’s Board of Directors (“Board”). Mr. Woodward also was a member of |
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| November 7, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2013 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission |
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| November 7, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2013 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File No. 001-14944 |
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| November 7, 2013 |
EX-99.1 Exhibit 99.1 MAD CATZ® REPORTS FISCAL 2014 SECOND QUARTER FINANCIAL RESULTS Net Sales of $17.8 million; Diluted Loss per Share of $0.07 San Diego, CA – November 7, 2013 – Mad Catz Interactive, Inc. (“Mad Catz” or the “Company”) (NYSE MKT/TSX: MCZ), today announced financial results for the fiscal 2014 second quarter ended September 30, 2013. Key Fiscal 2014 Second Quarter Highlights: • Net |
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| October 31, 2013 |
Exhibit 99.1 MAD CATZ® ANNOUNCES APPOINTMENT OF JOHN W. NYHOLT TO BOARD OF DIRECTORS San Diego – October 31, 2013 – Mad Catz Interactive, Inc. (“Mad Catz” or “the Company”) (NYSE MKT/TSX: MCZ) announced today the appointment of John W. Nyholt to the Company’s Board of Directors (“Board”) on October 30, 2013. Mr. Nyholt joins the Board in conjunction with the vacancy created by Robert J. Molyneux f |
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| October 31, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2013 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission |
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| October 31, 2013 |
MAD CATZ INTERACTIVE, INC. STOCK OPTION PLAN - 2007 ARTICLE I - DEFINITIONS Exhibit 10.1 MAD CATZ INTERACTIVE, INC. STOCK OPTION PLAN - 2007 ARTICLE I - DEFINITIONS Section 1: Definitions. When used in this Plan, unless the context otherwise requires: (a) “Act” means the Securities Act (Ontario) as the same may be amended, re-enacted or replaced from time to time; (b) “Associate” shall have the meaning given to it under the Act; (c) “Board of Directors” means the Board of |
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| September 13, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2013 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commissi |
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| September 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 10, 2013 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission File N |
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| August 26, 2013 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 23, 2013 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission |
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| August 26, 2013 |
EX-10.1 Exhibit 10.1 Wells Fargo Capital Finance 245 S. Los Robles Ave.; 7th Floor Pasadena, CA 91101 MAC E2006-070 (626) 685-4454 August 22, 2013 Mad Catz, Inc. 7480 Mission Valley Road Suite 101 San Diego, CA 92108 Dear Sirs/Mesdames: Re: Fourth Amended and Restated Loan Agreement dated August 1, 2012 (as amended, modified, supplemented, extended, renewed, restated or replaced from time to time, |
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| August 8, 2013 |
EX-99.1 Exhibit 99.1 MAD CATZ® REPORTS FISCAL 2014 FIRST QUARTER FINANCIAL RESULTS Net Sales - $18.7 million; Diluted Loss per Share - $0.03 San Diego, CA – August 8, 2013 – Mad Catz Interactive, Inc. (“Mad Catz” or “the Company”) (NYSE MKT/TSX: MCZ), today announced financial results for the fiscal 2014 first quarter ended June 30, 2013. Key Fiscal 2014 First Quarter Highlights: • Net sales in th |
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| August 8, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2013 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission F |
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| August 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File No. 001-14944 MAD C |
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| August 8, 2013 |
EX-10.2 2 d556243dex102.htm EX-10.2 Exhibit 10.2 August 5, 2013: Karen McGinnis 15444 Artesian Spring Road, San Diego, CA 92127 Re: Employment Terms Dear Karen I am pleased to offer you employment in the position of Chief Financial Officer of Mad Catz Interactive, Inc. and Mad Catz, Inc. (collectively, the “Company”). We recognize that you fill a critical executive position. This agreement (“Agree |
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| July 30, 2013 |
EX-99.1 2 d575542dex991.htm EX-99.1 Exhibit 99.1 MAD CATZ® STATEMENT ON TRADING IN ITS COMMON STOCK San Diego – July 29, 2013 – Mad Catz Interactive, Inc. (“Mad Catz”) (NYSE MKT/TSX: MCZ) announced today that, in view of the unusual market activity in the Company’s stock, the New York Stock Exchange has contacted the Company in accordance with its usual practice. The Company stated that its policy |
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| July 30, 2013 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2013 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| July 29, 2013 |
Definitive Proxy Statement Table of Contents SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| June 6, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2013 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| June 6, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-14944 MAD CATZ |
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| June 6, 2013 |
[Letterhead of Wells Fargo Capital Finance, LLC] EX-10.1 2 d548374dex101.htm EX-10.1 Exhibit 10.1 [Letterhead of Wells Fargo Capital Finance, LLC] June 5, 2013 Mad Catz, Inc. 7480 Mission Valley Road Suite 101 San Diego, CA 92108 Dear Sirs/Mesdames: Re: Fourth Amended and Restated Credit Agreement dated August 1, 2012 (as amended, modified, supplemented, extended, renewed, restated or replaced from time to time, the “Credit Agreement”) between W |
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| June 6, 2013 |
EX-99.1 3 d548374dex991.htm EX-99.1 Exhibit 99.1 Conference Call: Today, June 6, 2013 at 5:00 p.m. ET Dial-in numbers: (303) 223-4390 (U.S. & International) Webcast: www.madcatz.com (Select “Investors”) Replay Information: See text of the release Mad Catz Reports Fiscal 2013 Revenue of $122.7 Million - GOODWILL IMPAIRMENT CHARGE OF $10.5 MILLION - San Diego, CA – June 6, 2013 – Mad Catz Interactiv |
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| June 5, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 30, 2013 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| June 5, 2013 |
EX-10.1 Exhibit 10.1 May 30, 2013 VIA PERSONAL DELIVERY Karen McGinnis Re: Offer of Employment at Mad Catz Interactive, Inc. and Mad Catz, Inc. Dear Karen: Mad Catz Interactive, Inc. (“MCII”) is pleased to offer you the position of Chief Financial Officer of MCII and Mad Catz, Inc., reporting directly to the Chief Executive Officer. Compensation You will be compensated with a salary payable every |
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| June 5, 2013 |
EX-99.1 3 d550226dex991.htm EX-99.1 Exhibit 99.1 MAD CATZ APPOINTS KAREN K. MCGINNIS CHIEF FINANCIALOFFICER San Diego, CA – June 4, 2013 – Mad Catz Interactive, Inc. (“Mad Catz” or the “Company”) (NYSE MKT/TSX: MCZ), announced today the appointment of Karen K. McGinnis, 46, as Chief Financial Officer, effective June 10, 2013. Ms. McGinnis replaces Allyson Evans, who recently announced her intentio |
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| May 16, 2013 |
EX-99.1 Exhibit 99.1 Mad Catz Commences Search for Chief Financial Officer San Diego – May 16, 2013 – Mad Catz Interactive, Inc. (“Mad Catz” or the “Company”) (NYSE MKT/TSX: MCZ), a leading third-party interactive entertainment accessory provider, announced today that its Chief Financial Officer, Allyson Evans, has announced her intention to resign from her position in order to spend more time wit |
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| May 16, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2013 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| February 20, 2013 |
CORRESP 1 filename1.htm February 20, 2013 Ms. Linda Cvrkel, Branch Chief United States Securities and Exchange Commission Washington, D.C. 20549 Re: Mad Catz Interactive, Inc. Form 10-K for the fiscal year ended March 31, 2012 Commission File No. 001-14944 Dear Ms. Cvrkel, We are in receipt of your letter dated January 31, 2013 with respect to the above-referenced periodic report. We are respondin |
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| February 5, 2013 |
[Letterhead of Wells Fargo Capital Finance, LLC] EX-10.1 2 d451392dex101.htm AMENDMENT TO FOURTH AMENDED AND RESTATED LOAN AGREEMENT Exhibit 10.1 [Letterhead of Wells Fargo Capital Finance, LLC] Effective November 30, 2012 Mad Catz, Inc. 7480 Mission Valley Road Suite 101 San Diego, CA 92108 Dear Sirs/Mesdames: Re: Fourth Amended and Restated Credit Agreement dated August 1, 2012 and as amended by a letter agreement dated October 31, 2012 (as am |
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| February 5, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 d451392d10q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2012 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from t |
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| February 5, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2013 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| February 5, 2013 |
Exhibit 99.1 Conference Call: Today, February 5, 2013 at 5:00 p.m. ET Dial-in numbers: (303) 223-2680 (U.S. & International) Webcast: www.madcatz.com (Select “Investors”) Replay Information: See text of the release MAD CATZ FISCAL 2013 THIRD QUARTER EPS IMPROVES TO $0.05 COMPARED TO PRIOR YEAR EPS OF $0.02 Continued International Success Drives 11% Year-to-Date Sales Growth San Diego, CA – Februar |
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| December 6, 2012 |
Entry into a Material Definitive Agreement - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 3, 2012 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission |
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| November 6, 2012 |
AMENDMENT TO EMPLOYMENT AGREEMENT EX-10.4 5 d411550dex104.htm AMENDMENT TO EMPLOYMENT AGREEMENT Exhibit 10.4 AMENDMENT TO EMPLOYMENT AGREEMENT This Amendment to Employment Agreement (this “Amendment”) is made effective as of November 6, 2012, by and among Mad Catz, Inc., a Delaware corporation (“Mad Catz”), Mad Catz Interactive, Inc., a corporation organized under the laws of Canada (“Parent”), and Whitney Peterson (“Executive”). |
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| November 6, 2012 |
EX-99.1 2 d435582dex991.htm PRESS RELEASE Exhibit 99.1 Conference Call: Today, November 6, 2012 at 5:00 p.m. ET Dial-in numbers: (212) 231-2900 (U.S. & International) Webcast: www.madcatz.com (Select “Investors”) Replay Information: See text of the release MAD CATZ REPORTS FISCAL 2013 SECOND QUARTER NET SALES GROWTH OF 21% Operating Income Improves to $0.5M Over Prior Year Operating Loss of $1.6M |
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| November 6, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 d435582d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2012 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incor |
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| November 6, 2012 |
AMENDMENT TO EMPLOYMENT AGREEMENT EX-10.2 3 d411550dex102.htm AMENDMENT TO EMPLOYMENT AGREEMENT Exhibit 10.2 AMENDMENT TO EMPLOYMENT AGREEMENT This Amendment to Employment Agreement (this “Amendment”) is made effective as of November 6, 2012, by and among Mad Catz, Inc., a Delaware corporation (“Mad Catz”), Mad Catz Interactive, Inc., a corporation organized under the laws of Canada (“Parent”), and Allyson Evans (“Executive”). Mad |
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| November 6, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 d411550d10q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2012 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from |
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| November 6, 2012 |
AMENDMENT TO EMPLOYMENT AGREEMENT Exhibit 10.3 AMENDMENT TO EMPLOYMENT AGREEMENT This Amendment to Employment Agreement (this ?Amendment?) is made effective as of November 6, 2012, by and among Mad Catz, Inc., a Delaware corporation (?Mad Catz?), Mad Catz Interactive, Inc., a corporation organized under the laws of Canada (?Parent?), and Brian Andersen (?Executive?). Mad Catz and Parent are referred to herein collectively as the ? |
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| November 6, 2012 |
AMENDMENT TO EMPLOYMENT AGREEMENT EX-10.1 2 d411550dex101.htm AMENDMENT TO EMPLOYMENT AGREEMENT Exhibit 10.1 AMENDMENT TO EMPLOYMENT AGREEMENT This Amendment to Employment Agreement (this “Amendment”) is made effective as of November 6, 2012, by and among Mad Catz, Inc., a Delaware corporation (“Mad Catz”), Mad Catz Interactive, Inc., a corporation organized under the laws of Canada (“Parent”), and Darren Richardson (“Executive”). |
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| August 21, 2012 |
Submission of Matters to a Vote of Security Holders - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 20, 2012 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission |
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| August 8, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2012 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| August 8, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2012 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File No. 001-14944 MAD C |
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| August 8, 2012 |
PRESS RELEASE Exhibit 99.1 Conference Call: Today, August 8, 2012 at 5:00 p.m. ET Dial-in numbers: (212) 231-2910 (U.S. & International) Webcast: www.madcatz.com (Select “Investors”) Replay Information: See text of the release MAD CATZ REPORTS FISCAL 2013 FIRST QUARTER NET SALES GROWTH OF 33% Loss Per Share of $0.03 Compared to Prior Year Loss of $0.06 Per Share San Diego, CA – August 8, 2012 – Ma |
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| August 2, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2012 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| August 2, 2012 |
Press Release Exhibit 99.1 MAD CATZ EXTENDS AND AMENDS WORKING CAPITAL CREDIT FACILITY Maturity Extended to October 2015 San Diego – August 2, 2012 – Mad Catz Interactive, Inc. (“Mad Catz”) (NYSE:MKT/TSX: MCZ), announced today that it has extended and amended its secured working capital credit facility with Wells Fargo Capital Finance LLC (“Wells Fargo”). Darren Richardson, President and Chief Exe |
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| August 2, 2012 |
Fourth Amended and Restated Loan Agreement Exhibit 10.1 Fourth Amended and Restated Loan Agreement between WELLS FARGO CAPITAL FINANCE, LLC as Lender and US Collateral Agent and MAD CATZ, INC. as Borrower and THE OBLIGORS NAMED HEREIN as Obligors August 1, 2012 TABLE OF CONTENTS Page SECTION 1 DEFINITIONS 2 1.1 "Acceptable Liquidation Agreement" 3 1.2 "Accounts" 3 1.3 "Acquisition" 3 1.4 "Adjusted |
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| July 20, 2012 |
Definitive Proxy Statement Table of Contents SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| July 10, 2012 |
- REVISED PRELIMINARY PROXY STATEMENT Table of Contents SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| June 22, 2012 |
Preliminary Proxy Statement Table of Contents SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| June 13, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2012 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-14944 MAD CATZ |
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| June 13, 2012 |
Press Release Exhibit 99.1 Conference Call: Today, June 13, 2012 at 5:00 p.m. ET Dial-in numbers: (212) 231-2910 (U.S. & International) Webcast: www.madcatz.com (Select “Investors”) Replay Information: See text of the release MAD CATZ REPORTS FISCAL 2012 FOURTH QUARTER NET SALES OF $29 MILLION AND DILUTED EARNINGS PER SHARE OF $0.01 - Full-Year Net Revenue of $118 Million and Loss per Share of $0. |
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| June 13, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2012 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| June 13, 2012 |
Subsidiaries of the Company EXHIBIT 21.1 SUBSIDIARIES OF THE COMPANY Mad Catz, Inc., a Delaware corporation 1328158 Ontario Inc., a corporation organized under the laws of Ontario, Canada Mad Catz Europe, Limited, a company organized under the laws of England and Wales Mad Catz Interactive Asia Limited, a company organized under the laws of Hong Kong Mad Catz Technological Development (Shenzhen) C |
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| May 1, 2012 |
[Letterhead of Wells Fargo Capital Finance, LLC] Amendment to Third Amended and Restated Loan Agreement Exhibit 10.1 [Letterhead of Wells Fargo Capital Finance, LLC] April 24, 2012 Mad Catz, Inc. 7480 Mission Valley Road Suite 101 San Diego, CA 92108 Dear Sirs/Mesdames: Re: Third Amended and Restated Credit Agreement dated June 23, 2009 (as amended by the first amending agreement dated September 30, 2010, amending letters dated February 8 and 9, |
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| May 1, 2012 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2012 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission F |
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| February 9, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2011 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File No. 001-14944 MAD CATZ |
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| February 8, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2012 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission |
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| February 8, 2012 |
EX-99.1 3 d297297dex991.htm PRESS RELEASE Exhibit 99.1 Conference Call: Today, February 8, 2012 at 5:00 p.m. ET Dial-in number: 212/231-2901 (U.S. & International) Webcast: www.madcatz.com (Select “Investors”) Replay Information: See release text News Announcement Contact: Allyson Evans Joseph Jaffoni, Norberto Aja, Jim Leahy Chief Financial Officer Jaffoni & Collins Incorporated Mad Catz Interact |
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| February 8, 2012 |
[Letterhead of Wells Fargo Capital Finance, LLC] EX-10.1 2 d297297dex101.htm WAIVER AND AMENDMENT AGREEMENT Exhibit 10.1 [Letterhead of Wells Fargo Capital Finance, LLC] February 8, 2012 Mad Catz, Inc. 7480 Mission Valley Road Suite 101 San Diego, CA 92108 Dear Sirs/Mesdames: Re: Third Amended and Restated Credit Agreement dated June 23, 2009 (as amended by the first amending agreement dated September 30, 2010, and as further amended, modified, |
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| November 9, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2011 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| November 9, 2011 |
-more- Mad Catz Interactive, Inc., 11/9/11 page 2 Exhibit 99.1 Conference Call: Today, November 9th, 2011 at 5:00 p.m. EDT Dial-in numbers: (212) 231-2900 (U.S. & International) Webcast: www.madcatz.com (Select “Investors”) Replay Information: See release text MAD CATZ® REPORTS FISCAL 2012 SECOND QUARTER REVENUE OF $25.8 MILLION Audio Sales Increased 23% San Diego, California — November 9, 2011 — Mad Catz Interactive, Inc. (“Mad Catz” or “the Com |
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| November 9, 2011 |
By-Law Number 4 of Mad Catz Interactive, Inc. Exhibit 3.1 I N D E X to By-Law Number 4 of MAD CATZ INTERACTIVE, INC. Page SECTION 1 INTERPRETATION 1 1.01 Definitions 1 1.02 Additional Definitions 2 1.03 Interpretations 2 SECTION 2 BUSINESS OF THE CORPORATION 3 2.01 Registered Office 3 2.02 Corporate Seal 3 2.03 Financial Year 3 2.04 Execution of Instruments 3 2.05 Banking Arrangements 3 2.06 Votin |
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| November 9, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2011 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File No. 001-14944 MAD CATZ INTERACTI |
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| September 13, 2011 |
As filed with the Securities and Exchange Commission on September 13, 2011 As filed with the Securities and Exchange Commission on September 13, 2011 Registration No. |
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| August 22, 2011 |
MAD CATZ INTERACTIVE, INC. STOCK OPTION PLAN ? 2007 ARTICLE I ? DEFINITIONS Exhibit 10.1 MAD CATZ INTERACTIVE, INC. STOCK OPTION PLAN ? 2007 ARTICLE I ? DEFINITIONS Section 1: Definitions. When used in this Plan, unless the context otherwise requires: (a) ?Act? means the Securities Act (Ontario) as the same may be amended, re-enacted or replaced from time to time; (b) ?Associate? shall have the meaning given to it under the Act; (c) ?Board of Directors? means the Board of |
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| August 22, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 18, 2011 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| August 4, 2011 |
EXHIBIT 4.1 Execution Version EXHIBIT A THE SECURITIES REPRESENTED HEREBY HAVE NOT BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE ?U. S. SECURITIES ACT?). THE HOLDER HEREOF, BY PURCHASING SUCH SECURITIES, AGREES FOR THE BENEFIT OF THE COMPANY THAT SUCH SECURITIES MAY BE OFFERED, SOLD OR OTHERWISE TRANSFERRED WITHOUT REGISTRATION ONLY (A) TO THE COMPANY, (B) OUTSIDE |
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| August 4, 2011 |
MAD CATZ REPORTS FISCAL 2012 FIRST QUARTER REVENUE OF $16.5 MILLION Press Release Exhibit 99.1 Conference Call: Today, August 4th, 2011 at 5:00 p.m. ET Dial-in numbers: (212) 231-2901 (U.S. & International) Webcast: www.madcatz.com (Select “Investors”) Replay Information: See release text MAD CATZ REPORTS FISCAL 2012 FIRST QUARTER REVENUE OF $16.5 MILLION San Diego, California — August 4, 2011 — Mad Catz Interactive, Inc. (“Mad Catz” or “the Company”) (AMEX/TSX: M |
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| August 4, 2011 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2011 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File No. 001-14944 MAD C |
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| August 4, 2011 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2011 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| July 15, 2011 |
Table of Contents SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| June 29, 2011 |
EX-10.33 2 a59744a2exv10w33.htm EX-10.33 Exhibit 10.33 January 1, 2008 Re: Employment Terms Dear Mr. Andersen: I am pleased to offer you continued employment in the position of European General Manager at Mad Catz Europe Limited (the “Company”). We recognize that you fill a critical executive position and want to compensate you accordingly and provide a measure of financial security to you. This l |
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| June 29, 2011 |
EX-21.1 4 a59744a2exv21w1.htm EX-21.1 EXHIBIT 21.1 SUBSIDIARIES OF THE COMPANY Mad Catz, Inc., a Delaware corporation 1328158 Ontario Inc., a corporation organized under the laws of Ontario, Canada Mad Catz Europe, Limited, a company organized under the laws of England and Wales Mad Catz Interactive Asia Limited, a company organized under the laws of Hong Kong Mad Catz Technological Development (S |
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| June 29, 2011 |
EX-10.34 3 a59744a2exv10w34.htm EX-10.34 Exhibit 10.34 June 13, 2011 Mrs. Allyson Evans 2387 Wilbur Ave. San Diego, CA 92109 Re: Employment Terms Dear Ms. Evans: I am pleased to offer you continued employment in the position of Chief Financial Officer of Mad Catz Interactive, Inc. and its subsidiary companies (collectively the “Company”). We recognize that you fill a critical executive position an |
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| June 29, 2011 |
10-K/A 1 a59744a2e10vkza.htm FORM 10-K/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A Amendment No. 2 þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2011 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition |
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| June 17, 2011 |
Table of Contents SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| June 15, 2011 |
EXHIBIT 21.1 SUBSIDIARIES OF THE COMPANY Mad Catz, Inc., a Delaware corporation 1328158 Ontario Inc., a corporation organized under the laws of Ontario, Canada Mad Catz Europe, Limited, a company organized under the laws of England and Wales Mad Catz Interactive Asia Limited, a company organized under the laws of Hong Kong Mad Catz Technological Development (Shenzhen) Co., Ltd., a company organize |
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| June 15, 2011 |
e10vkza Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 14, 2011 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2011 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-14944 MAD CATZ |
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| June 14, 2011 |
EXHIBIT 21.1 SUBSIDIARIES OF THE COMPANY Mad Catz, Inc., a Delaware corporation 1328158 Ontario Inc., a corporation organized under the laws of Ontario, Canada Mad Catz Europe, Limited, a company organized under the laws of England and Wales Mad Catz Interactive Asia Limited, a company organized under the laws of Hong Kong Mad Catz Technological Development (Shenzhen) Co., Ltd., a company organize |
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| June 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2011 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| June 14, 2011 |
Exhibit 99.1 Conference Call: Today, June 14th, 2011 at 5:00 p.m. ET Dial-in numbers: (212) 231-2901 (U.S. & International) Webcast: www.madcatz.com (Select ?Investors?) Replay Information: See text of the release MAD CATZ FISCAL FOURTH QUARTER NET SALES RISE 28% TO RECORD $34 MILLION; DILUTED EARNINGS PER SHARE OF $0.03 RECORD FISCAL 2011 FINANCIAL RESULTS AS NET SALES RISE 55% AND DILUTED EARNIN |
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| May 11, 2011 |
PROSPECTUS 8,893,211 Shares Common Stock Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-173892 PROSPECTUS 8,893,211 Shares Common Stock This prospectus relates to the sale or other disposition of up to 8,893,211 shares of our common stock or interests therein by the selling stockholders identified in this prospectus. We will not receive any of the proceeds from the sale of the shares of our common stock by the se |
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| May 6, 2011 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2011 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 6, 2011 |
Exhibit 99.1 For Immediate Release MAD CATZ REPAYS ALL OUTSTANDING CONVERTIBLE NOTES - Confirms Closing of $12.2 Million Private Placement on April 21, 2011 - San Diego ? May 05, 2011 ? Mad Catz? Interactive, Inc. (?Mad Catz?) (AMEX/TSX: MCZ) announced today that it has repaid all principal and interest related to the $14.5 million convertible loan notes incurred when the Company purchased the Sai |
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| May 3, 2011 |
S-3 1 a59405orsv3.htm FORM S-3 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Its Charter) Canada N/A (State or Other Jurisdiction of (I.R.S. Employer Incorporation or Organization) Identification Number) 7480 Mission Valle |
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| April 18, 2011 |
EX-99.1 5 a59292exv99w1.htm EX-99.1 EXHIBIT 99.1 MAD CATZ ANNOUNCES APPROXIMATELY $12.2 MILLION PRIVATE PLACEMENT FINANCING - Proceeds and Credit Facility Borrowings to be Used to Repay the Outstanding Convertible Note - San Diego — April 18, 2011 — Mad Catz® Interactive, Inc. (“Mad Catz”) (AMEX/TSX: MCZ) announced today that it has received securities purchase agreements from accredited investors |
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| April 18, 2011 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2011 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Com |
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| April 18, 2011 |
EX-10.2 4 a59292exv10w2.htm EX-10.2 EXHIBIT 10.2 Execution Version REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (the “Agreement”) is made and entered into as of this day of April, 2011, by and among Mad Catz Interactive, Inc., a corporation organized under the Canada Business Corporations Act (the “Company”), and the “Investors” named in that certain Securities Purchase Agreeme |
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| April 18, 2011 |
EX-10.1 3 a59292exv10w1.htm EX-10.1 EXHIBIT 10.1 Execution Version SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”) is made as of the 17th day of April, 2011, by and among Mad Catz Interactive, Inc., a corporation organized under the Canada Business Corporations Act (the “Company”), and the Investors set forth on the signature pages affixed hereto (each an “Inves |
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| April 18, 2011 |
EX-4.1 2 a59292exv4w1.htm EX-4.1 EXHIBIT 4.1 Execution Version EXHIBIT A THE SECURITIES REPRESENTED HEREBY HAVE NOT BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE “U. S. SECURITIES ACT”). THE HOLDER HEREOF, BY PURCHASING SUCH SECURITIES, AGREES FOR THE BENEFIT OF THE COMPANY THAT SUCH SECURITIES MAY BE OFFERED, SOLD OR OTHERWISE TRANSFERRED WITHOUT REGISTRATION ONL |
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| February 9, 2011 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2010 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File No. 001-14944 M |
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| February 9, 2011 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2011 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| February 9, 2011 |
exv99w1 Exhibit 99.1 Conference Call: Today, February 9th, 2011 at 5:00 p.m. ET Dial-in number: 212/231-2901 (U.S. & International) Webcast: www.madcatz.com (Select “Investors”) Replay Information: See release text News Announcement For Immediate Release Contact: Darren Richardson, Allyson Vanderford Joseph Jaffoni, Norberto Aja, Jim Leahy Chief Executive Officer, Interim CFO Jaffoni & Collins Inc |
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| January 24, 2011 |
e8vk UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 19, 2011 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| January 24, 2011 |
exv99w1 Exhibit 99.1 News Announcement For Immediate Release Contact: Darren Richardson, Allyson Vanderford Joseph Jaffoni, Norberto Aja, Jim Leahy Chief Executive Officer, Interim CFO Jaffoni & Collins Incorporated Mad Catz Interactive, Inc. (212) 835-8500 or [email protected] (619) 683-9830 MAD CATZ SETS FEBRUARY 9, 2011 AS FISCAL THIRD QUARTER REPORTING DATE - REITERATES FISCAL 2011 FINANCIAL TARGET |
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| December 7, 2010 |
Sincerely, /s/ Allyson Vanderford Allyson Vanderford Interim CFO December 7, 2010 Ms. Linda Cvrkel, Branch Chief United States Securities and Exchange Commission Washington, D.C. 20549 Re: Mad Catz Interactive, Inc. Form 10-K for the fiscal year ended March 31, 2010 Filed June 11, 2010 Form 10-K/A for the fiscal year ended March 31, 2010 Filed July 30, 2010 Form 10-Q for the fiscal quarter ended June 30, 2010 Filed August 5, 2010 Commission File No. 001-14944 D |
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| November 4, 2010 |
Exhibit 99.1 Conference Call: Today, November 4th, 2010 at 5:00 p.m. EDT Dial-in numbers: (212) 231-2901 (U.S. & International) Webcast: www.madcatz.com (Select ?Investors?) Replay Information: See release text News Announcement For Immediate Release Contact: Darren Richardson, Allyson Vanderford Joseph Jaffoni, Norberto Aja, Jim Leahy Chief Executive Officer, Interim CFO Jaffoni & Collins Incorpo |
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| November 4, 2010 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2010 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File No. 001-14944 |
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| November 4, 2010 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2010 MAD CATZ INTERACTIVE, INC. (Exact Name of Registrant as Specified in Charter) Canada 001-14944 N/A (State or Other Jurisdiction of Incorporation) (Commission File Num |
