Statistik Asas
| CIK | 1358656 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Millennium Investment & Acquisition Company Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
| January 24, 2024 |
OMB APPROVAL UNITED STATES OMB Number: 3235-0167 SECURITIES AND EXCHANGE COMMISSION Expires: July 31, 2024 Washington, D. |
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| September 11, 2023 |
Exhibit 16.1 |
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| September 11, 2023 |
Changes in Registrant's Certifying Accountant, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 7, 2023 Millennium Sustainable Ventures Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 (Commi |
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| April 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 31, 2023 Millennium Sustainable Ventures Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 (Commis |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0058 Expires: February 28, 2022 Estimated average burden hours per response. 2.50 FORM 12b-25 SEC FILE NUMBER CUSIP NUMBER NOTIFICATION OF LATE FILING (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2022 ☐ Transition |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 31, 2023 Millennium Sustainable Ventures Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 (Commissi |
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| March 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 28, 2023 Millennium Sustainable Ventures Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 (Commi |
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| January 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Millennium Sustainable Ventures Corp. (Name of Issuer) Stock type, value if available (Title of Class of Securities) 60039Q101 (CUSIP Number) 09/10/2021 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the |
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| November 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Millennium Sustainable Ventures Corp. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 60039Q101 (CUSIP Number) Sanlam International Investment Partners Limited Private Bag X8, Tygervally, 7536 South Africa (Att |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 811-22156 (Commission File Number) MILLENNIUM SUSTAINABLE VENTURES CORP. (Exact name |
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| September 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Millennium Sustainable Ventures Corp. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 60039Q101 (CUSIP Number) Sanlam International Investment Partners Limited Private Bag X8, Tygervally, 7536 South Africa (Att |
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| September 19, 2022 |
SCHEDULE 13D JOINT FILING AGREEMENT [EXHIBIT 99.1] SCHEDULE 13D JOINT FILING AGREEMENT The undersigned hereby agree as follows: Each of them is individually eligible to use the Schedule 13D Amendment to which this Exhibit is attached, and such Schedule 13D Amendment is filed on behalf of each of them; and Each of them is responsible for the timely filing of such Schedule 13D Amendment and any amendments thereto, and for the complete |
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| September 15, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 14, 2022 Millennium Sustainable Ventures Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 (Comm |
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| August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 811-22156 (Commission File Number) MILLENNIUM SUSTAINABLE VENTURES CORP. (Exact name of r |
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| August 15, 2022 |
Lease Amendment with PW MI CanRE Marengo LLC, dated June 27, 2022 incorporated herein by reference. Exhibit 10.3(1) |
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| August 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Def |
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| July 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 28, 2022 Millennium Sustainable Ventures Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 (Commissio |
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| July 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☐ Def |
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| July 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Millennium Sustainable Ventures Corp. |
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| July 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 18, 2022 Millennium Sustainable Ventures Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 (Commissio |
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| July 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 18, 2022 Millennium Sustainable Ventures Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 (Commissio |
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| July 5, 2022 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 5, 2022 Millennium Sustainable Ventures Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 (Commission |
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| July 5, 2022 |
Complaint – PW MI CanRe Marengo LLC v. Marengo Township and Christine Hamilton (State) EX-99.2 4 ex99-2.htm Exhibit 99.2 |
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| July 5, 2022 |
PW MI CanRe Marengo LLC Lease Amendment Exhibit 10.1 SECOND AMENDMENT TO LEASE AGREEMENT THIS SECOND AMENDMENT TO LEASE AGREEMENT (this ?Second Amendment?) is made and entered into as of June 27, 2022 (the ?Effective Date?) by and between PW MI CanRE Marengo LLC, a Michigan limited liability company (?Landlord?), and Marengo Cannabis LLC, a Michigan limited liability company (?Tenant?). RECITALS: A. Landlord and Tenant are parties to th |
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| July 5, 2022 |
PW Marengo Application to Marengo Township Zoning Board of Appeals EX-99.1 3 ex99-1.htm Exhibit 99.1 |
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| May 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 811-22156 (Commission File Number) MILLENNIUM SUSTAINABLE VENTURES CORP. (Exact name of |
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| April 8, 2022 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 7, 2022 Millennium Sustainable Ventures Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 (Commissio |
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| April 8, 2022 |
Exhibit 10.1 |
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| April 5, 2022 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 1, 2022 Millennium Sustainable Ventures Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 (Commissio |
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| April 5, 2022 |
Exhibit 10.1 |
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| April 1, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 1, 2022 Millennium Sustainable Ventures Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 (Commissio |
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| April 1, 2022 |
Exhibit 10.1 LEASE AGREEMENT THIS LEASE AGREEMENT (?Lease?) is made as of April 1, 2022 (the ?Effective Date?), by and between PW MillPro NE LLC, a Nebraska LLC, with an address of which for notice purposes is C/O Power REIT, 301 Winding Road, Old Bethpage, New York 11804 (?Landlord?) and Millennium Produce of Nebraska LLC, a Nebraska LLC, with an address of which for notice purposes is 301 Windin |
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| April 1, 2022 |
EX-99.1 3 ex99-1.htm Exhibit 99.1 Millennium Sustainable Ventures Corp. Announces Expansion of its Footprint with a 1.1 million square foot Greenhouse Facility Immediate Plans to Commence Cultivation of Tomatoes Introduction of Millennium Produce as a New Operating Segment Old Bethpage, New York, April 1, 2022 (GLOBE NEWSWIRE) Millennium Sustainable Ventures Corp. (Ticker: MILC) (“MILC” or the “Co |
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| March 15, 2022 |
List of Subsidiaries of Millennium Sustainable Ventures Corp. Exhibit 21.1 List of Subsidiaries of Millennium Sustainable Ventures Corp. The direct and indirect subsidiaries of the Registrant, and their respective states of incorporation or organization, are set forth below: Subsidiary State of Incorporation or Organization Millennium Cannabis LLC Delaware Millennium Carbon LLC Delaware Millennium HI Carbon LLC Hawaii Millennium HR LLC Delaware VinCann LLC O |
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| March 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-32931 Millennium Sustainable Ventures Corp. (Exact na |
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| February 16, 2022 |
Exhibit 99.1 Millennium Sustainable Ventures Corp., Formerly Millennium Investment & Acquisition Co. Inc., Announces Name Change and other Corporate Updates Old Bethpage, New York, February 16, 2022 (GLOBE NEWSWIRE) Millennium Investment & Acquisition Co. Inc. (Ticker: MILC) (?MILC? or the ?Company?) today announced that it has changed its name to ?Millennium Sustainable Ventures Corp.? As announc |
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| February 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 11, 2022 Millennium Sustainable Ventures Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 (Commi |
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| January 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 In the Matter of Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 (Commission File Number) AMENDMENT NO. 3 Application Pursuant to Section 8(f) of The Investment Company Act of 1940 for an Order Declaring That A |
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| January 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Millennium Investment & Acquisition Co Inc (Name of Issuer) Stock type, value if available (Title of Class of Securities) 60039Q101 (CUSIP Number) 09/10/2021 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate |
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| December 23, 2021 |
Letter from MaloneBaley, LLP to the Securities and Exchange Commission dated December 23, 2021. Exhibit 16.1 |
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| December 23, 2021 |
Changes in Registrant's Certifying Accountant, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 22, 2021 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 |
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| December 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 In the Matter of Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 (Commission File Number) AMENDMENT NO. 2 Application Pursuant to Section 8(f) of The Investment Company Act of 1940 for an Order Declaring That A |
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| December 8, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 8, 2021 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 |
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| November 12, 2021 |
EX-10.4 3 ex10-4.htm Exhibit 10.4 |
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| November 12, 2021 |
EX-10.3 2 ex10-3.htm Exhibit 10.3 |
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| November 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 811-22156 (Commission File Number) MILLENNIUM INVESTMENT & ACQUISITION CO. INC. (Exa |
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| November 4, 2021 |
Exhibit 10.1 FIRST AMENDMENT TO LEASE AGREEMENT THIS FIRST AMENDMENT TO LEASE AGREEMENT (this “Amendment”) is made and entered into as of the 2nd day of November, 2021 (the “Effective Date”) by and between PW MI CanRE Marengo LLC, a Michigan limited liability company (“Landlord”), and Marengo Cannabis LLC, a Michigan limited liability company (“Tenant”). RECITALS: A. Landlord and Tenant are partie |
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| November 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 2, 2021 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 |
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| November 2, 2021 |
SC 13G/A 1 brhc10030331sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 2)* Under the Securities Exchange Act of 1934 Millennium Investment & Acquisition Company, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 60039Q101 (CUSIP Number) December 31, 2021** (Date of Event Which Requires Filing of this Statement) |
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| October 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Def |
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| October 15, 2021 |
(1) Audited Financial Statements of Millennium Investment & Acquisition Co., Inc. for 2020 Exhibit 10.1 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of Millennium Investment & Acquisition Co. Inc. Opinion on the Financial Statements We have audited the accompanying consolidated balance sheet of Millennium Investment & Acquisition Co. Inc. and its subsidiaries (collectively, the ?Company?) as of December 31, 2020, and the related cons |
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| October 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 811-22156 (Commission File Number) MILLENNIUM INVESTMENT & ACQUISITION CO. INC. (Exact na |
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| October 4, 2021 |
EX-3.1 2 ex3-1.htm Exhibit 3.1 BY-LAWS OF MILLENNIUM INVESTMENT & ACQUISITION COMPANY INC. ARTICLE I OFFICES SECTION 1. Delaware Registered Office. The registered office of the Corporation in the State of Delaware shall be located at c/o United Corporate Services, Inc., 874 Walker Road—Suite C, Dover, DE 19904, Kent County, or such other place or places as the officers of the Corporation shall det |
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| October 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 1, 2021 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 ( |
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| October 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ DefinitiveProxy Statement ☐ Defi |
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| September 21, 2021 |
MILC / Millennium Investment & Acquisition Company Inc. / Plahm Christopher M Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Millennium Investment & Acquisition Co Inc (Name of Issuer) Stock type, value if available (Title of Class of Securities) 60039Q101 (CUSIP Number) 09/10/2021 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate th |
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| September 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 9, 2021 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 |
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| September 9, 2021 |
EX-99.1 3 ex99-1.htm Exhibit 99.1 Millennium Investment & Acquisition Co. Inc. Expands Footprint to include Michigan’s Largest Cannabis Cultivation Facility Old Bethpage, New York, Sept. 08, 2021 (GLOBE NEWSWIRE) – Millennium Investment & Acquisition Co. Inc. (Ticker: MILC) (“MILC” or the “Company”) today announced that it is expanding its sustainable cannabis cultivation activities by establishin |
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| September 9, 2021 |
EX-10.1 2 ex10-1.htm Exhibit 10.1 THIS LEASE IS SUBJECT TO STRICT REQUIREMENTS FOR ONGOING REGULATORY COMPLIANCE BY THE PARTIES HERETO, INCLUDING, WITHOUT LIMITATION, REQUIREMENTS THAT THE PARTIES TAKE NO ACTION IN VIOLATION OF EITHER THE MICHIGAN MARIJUANA ACT OR THE GUIDANCE OR INSTRUCTION OF THE REGULATORS THEREUNDER. THIS LEASE CONTAINS SPECIFIC REQUIREMENTS AND COMMITMENTS BY THE PARTIES TO M |
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| August 27, 2021 |
Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 27, 2021 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 ( |
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| July 27, 2021 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 27, 2021 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 (Co |
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| July 27, 2021 |
MILLENNIUM INVESTMENT & ACQUISITION CO. INC. PROVIDES CORPORATE UPDATE Exhibit 99.1 MILLENNIUM INVESTMENT & ACQUISITION CO. INC. PROVIDES CORPORATE UPDATE - Introduces Millennium Cannabis - Provides update regarding Millennium Carbon - Posts Updated Investor Presentation to Website Old Bethpage, New York, July 27, 2021 ? Millennium Investment & Acquisition Co. Inc. (ticker: MILC) (?MILC? or the ?Company?) today is providing a corporate update including the establishm |
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| June 11, 2021 |
Exhibit 99.1 Millennium Investment & Acquisition Company, Inc. Establishes Presence in Oklahoma with a Cannabis Cultivation Facility Old Bethpage, New York, June 11, 2021 ? Millennium Investment & Acquisition Co. Inc. (US-OTC: MILC) (?MILC? or the ?Company?) today announced that it has agreed to invest in a newly formed cannabis operator - VinCann LLC (?VC?). As part of the transaction, MILC has a |
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| June 11, 2021 |
Other Events, Financial Statements and Exhibits 8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 11, 2021 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporat |
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| June 1, 2021 |
8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 1, 2021 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporati |
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| May 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 28, 2021 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 (Com |
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| May 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 27, 2021 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 (Com |
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| May 26, 2021 |
8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 26, 2021 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporati |
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| May 25, 2021 |
8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 25, 2021 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporati |
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| May 24, 2021 |
Millennium Investment & Acquisition Company, Inc. Announces Initial Foray into Cannabis Cultivation EX-99.1 2 ex99-1.htm Exhibit 99.1 Millennium Investment & Acquisition Company, Inc. Announces Initial Foray into Cannabis Cultivation Old Bethpage, New York, May 24, 2021 (GLOBE NEWSWIRE) Millennium Investment & Acquisition Co. Inc. (US-OTC: MILC) (“MILC” or the “Company”) today announced that it has agreed to invest in a newly formed cannabis operator Walsenburg Cannabis LLC (“WC”). As part of th |
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| May 24, 2021 |
8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 21, 2021 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporati |
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| May 24, 2021 |
Other Events, Financial Statements and Exhibits 8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 24, 2021 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporati |
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| May 24, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 24, 2021 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 (Com |
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| May 20, 2021 |
8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 20, 2021 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporati |
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| May 19, 2021 |
8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 19, 2021 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporati |
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| May 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 In the Matter of Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 (Commission File Number) AMENDMENT NO. 1 Application Pursuant to Section 8(f) of The Investment Company Act of 1940 for an Order Declaring That A |
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| March 1, 2021 |
40-8F-2 1 form40-8f2.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 In the Matter of Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 (Commission File Number) AMENDMENT NO. Application Pursuant to Section 8(f) of The Investment Company Act of 1940 for an |
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| February 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 26, 2021 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 |
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| February 24, 2021 |
8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 24, 2021 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorp |
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| February 19, 2021 |
8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 19, 2021 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorp |
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| February 18, 2021 |
8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 18, 2021 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorp |
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| January 13, 2021 |
N-8F/A 1 formn-8fa.htm OMBAPPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0157 Expires: September 30, 2019 Estimated average burden hours per response. . . . . . . .3 Form N-8F Application for Deregistration of Certain Registered Investment Companies. Instructions for using Form N- 8F This form may be filed by an investment company (“fund”) that is |
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| January 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 5, 2021 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 ( |
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| November 20, 2020 |
Financial Statements and Exhibits 8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 19, 2020 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorp |
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| November 20, 2020 |
Exhibit 99.1 Part A Item A.1. a. Name of Registrant Millennium Investment Acquisition b. Investment Company Act file number of Registrant 811-22156 c. CIK Number of Registrant 0001358656 e. Address and telephone number of Registrant 301 Winding Road Old Bethpage, NY 11804 212-750-0371 Item A.3. a. Date of fiscal year-end. 12/31/2019 b. Date as of which information is reported 9/30/2020 Item A.4. D |
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| November 13, 2020 |
EX-99 2 ex99.htm Exhibit 99.CERT CERTIFICATIONS I, David H. Lesser, certify that: 1. I have reviewed this report on Form N-Q of Millennium Investment & Acquisition Company Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statemen |
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| November 13, 2020 |
Quarterly Schedule of Portfolio Holdings - N-Q 1 formnq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22156 Millennium Investment & Acquisition Company Inc. (Exact name of registrant as specified in charter) 301 Winding Road, Suite 46C, Old Bethpage, NY11804 (Address of principa |
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| November 13, 2020 |
EX-99.906 3 ex99-906.htm EX-99.906CERT certification David H. Lesser, Chief Executive Officer of Millennium Investment & Acquisition Company Inc. (the “Registrant”), certifies to the best of his or her knowledge that: 1. The Registrant’s periodic report on Form N-Q for the period ended June 30, 2020 (the “Form N-CSR”) fully complies with the requirements of Sections 15(d) of the Securities Exchang |
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| November 12, 2020 |
OMBAPPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0157 Expires: September 30, 2019 Estimated average burden hours per response. . . . . . . .3 Form N-8F Application for Deregistration of Certain Registered Investment Companies. Instructions for using Form N- 8F This form may be filed by an investment company (“fund”) that is currently registered w |
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| November 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 9, 2020 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 |
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| November 2, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 30, 2020 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 |
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| October 14, 2020 |
Submission of Matters to a Vote of Security Holders - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 14, 2020 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 |
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| October 9, 2020 |
DEFR14A 1 formdefr14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a |
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| October 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive P |
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| September 25, 2020 |
DEFA14A 1 defa14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e |
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| August 27, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy State |
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| August 20, 2020 |
EX-99.1 2 ex99-1.htm Exhibit 99.1 |
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| August 20, 2020 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 20, 2020 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 ( |
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| August 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy State |
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| August 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 14, 2020 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 ( |
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| June 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 30, 2020 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 (Co |
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| June 2, 2020 |
Exhibit 99.1 |
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| June 2, 2020 |
Financial Statements and Exhibits 8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 1, 2020 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporati |
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| May 28, 2020 |
EX-99 2 ex99.htm Exhibit 99.CERT CERTIFICATIONS I, David H. Lesser, certify that: 1. I have reviewed this report on Form N-Q of Millennium Investment & Acquisition Company Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statemen |
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| May 28, 2020 |
Quarterly Schedule of Portfolio Holdings - N-Q 1 formnq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22156 Millennium Investment & Acquisition Company Inc. (Exact name of registrant as specified in charter) 301 Winding Road, Suite 46C, Old Bethpage, NY11804 (Address of principa |
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| May 28, 2020 |
EX-99.906 3 ex99-906.htm EX-99.906CERT certification David H. Lesser, Chief Executive Officer of Millennium Investment & Acquisition Company Inc. (the “Registrant”), certifies to the best of his or her knowledge that: 1. The Registrant’s periodic report on Form N-Q for the period ended March 31, 2020 (the “Form N-CSR”) fully complies with the requirements of Sections 15(d) of the Securities Exchan |
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| February 21, 2020 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 21, 2020 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 |
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| February 21, 2020 |
Financial Statements of SMC Global Securities Limited for the nine months ended December 31, 2019 EX-99.1 2 ex99-1.htm Exhibit 99.1 |
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| February 21, 2020 |
begin 644 ex99-1.pdf M)5!$1BTQ+C4-"B6UM;6U#0HQ(# @;V)J#0H\/"]4>7!E+T-A=&%L;V7!E+U!A9V5S+T-O=6YT(#0O2VED7!E M+U!A9V4O4&%R96YT(#(@,"!2+U)E'1'4W1A=&4\/"]'4S@@." P(%(^ M/B]02]#4R]$979I8V521T(^ M/B]486)S+U,O4W1R=6-T4&%R96YT)S-74MO'#<2O@O0?^C#'F:"%LTWNP%#@"W9@0,G\29:[&&SA[$]?C?+XMD6R,UV36JYF%V$5G3ZNGZZD76QUW7QH M%G^?W'RZ62]/3YOGYV?-[\='G63&-JY73,E&*\Y$UPC.;-=LUL='ZFN3D^ M>GYQ?/3DI6CZYN+R^$@TW/]?-)UB#KYI |
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| January 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Millennium Investment & Acquisition Company, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 60039Q101 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi |
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| December 12, 2019 |
Financial Statements of SMC Global Securities Limited for the six months ended September 30, 2019 EX-99.2 4 ex99-2.htm Exhibit 99.2 |
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| December 12, 2019 |
begin 644 ex99-2.pdf M)5!$1BTQ+C4-"B6UM;6U#0HQ(# @;V)J#0H\/"]4>7!E+T-A=&%L;V7!E+U!A9V5S+T-O=6YT(#0O2VED7!E M+U!A9V4O4&%R96YT(#(@,"!2+U)E'1'4W1A=&4\/"]'4S@@." P(%(^ M/B]02]#4R]$979I8V521T(^ M/B]486)S+U,O4W1R=6-T4&%R96YT)S-75MO'+<5?A>@S /?=@M1C3OY "& %NV P=.XL8N^M#T81U+CAI9=E:; MB]]>4B.M=*2C[?I'KWN'C]^]-W9RV<=?1J=?VA M6QUMH]?7;679\Y"4SMG.#8DIV6G$F?"OOW?7Q MT=.WQT>/7HANZ-Y>'!^)CH?B\XKYN";EFG=O?T8;OGF |
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| December 12, 2019 |
begin 644 ex99-1.pdf M)5!$1BTQ+C4-"B6UM;6U#0HQ(# @;V)J#0H\/"]4>7!E+T-A=&%L;V7!E+U!A9V5S+T-O=6YT(#(O2VED !C &4 ; "N " ,@ P #$ ,RD@+T-R96%T;W(H MO\ 30!I &, <@!O ', ;P!F '0 K@ @ $4 > !C &4 ; "N " ,@ P #$ M,RD@/CX-"F5N9&]B:@T*-" P(&]B:@T*/#PO5'EP92]086=E+U!A'0O26UA9V5"+TEM86=E0R]);6%G94E=(#X^+TUE9&EA0F]X6R P(# @ M-3DU+C(@.#0Q+CA=("]#;VYT96YT][6]7[:F/WY$WW].F3;\]>G7?TR>O5[?MN\=?)[NH MY]U5A 3/JF)E-W%!W+ |
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| December 12, 2019 |
Financial Statements of SMC Global Securities Limited for the three months ended June 30, 2019 EX-99.1 2 ex99-1.htm Exhibit 99.1 |
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| December 12, 2019 |
Results of Operations and Financial Condition, Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 12, 2019 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 |
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| November 26, 2019 |
Millennium Investment & Acquisition Co Inc. N-Q 1 formn-q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22156 Millennium Investment & Acquisition Company Inc. (Exact name of registrant as specified in charter) 301 Winding Road, Suite 46C, Old Bethpage, NY11804 (Address of princip |
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| October 1, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 1, 2019 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 ( |
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| July 16, 2019 |
Financial Statements of SMC Global Securities Limited for the twelve months ended March 31, 2019 |
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| July 16, 2019 |
Results of Operations and Financial Condition, Other Events, Financial Statements and Exhibits 8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 15, 2019 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporat |
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| July 16, 2019 | ||
| May 20, 2019 |
N-Q 1 formn-q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22156 Millennium Investment & Acquisition Company Inc. (Exact name of registrant as specified in charter) 301 Winding Road, Suite 46C, Old Bethpage, NY11804 (Address of princip |
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| March 29, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 29, 2019 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 (C |
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| February 26, 2019 |
8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 26, 2019 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorp |
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| February 5, 2019 |
Results of Operations and Financial Condition, Financial Statements and Exhibits 8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 5, 2019 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorpo |
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| February 5, 2019 |
Financial Statements of SMC Global Securities Limited for the nine months ended December 31, 2018 |
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| January 25, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 25, 2019 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 |
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| December 13, 2018 |
Results of Operations and Financial Condition, Financial Statements and Exhibits 8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 13, 2018 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorp |
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| December 13, 2018 |
Financial Statements of SMC Global Securities Limited for the six months ended September 30, 2018 |
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| November 21, 2018 |
Financial Statements of SMC Global Securities Limited for the three months ended June 30, 2018 |
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| November 21, 2018 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 21, 2018 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 |
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| November 16, 2018 |
N-Q 1 formnq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22156 Millennium Investment & Acquisition Company Inc. (Exact name of registrant as specified in charter) 301 Winding Road, Suite 46C, Old Bethpage, NY11804 (Address of principa |
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| November 16, 2018 |
Exhibit 99.CERT CERTIFICATIONS I, David H. Lesser, certify that: 1. I have reviewed this report on Form N-CSR of Millennium Investment & Acquisition Company Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, n |
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| July 3, 2018 |
Financial Statements of SMC Global Securities Limited for the twelve months ended March 31, 2018 |
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| July 3, 2018 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 3, 2018 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 (Com |
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| May 11, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22156 Millennium Investment & Acquisition Company Inc. (Exact name of registrant as specified in charter) 301 Winding Road, Suite 46C, Old Bethpage, NY11804 (Address of principal executive offic |
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| March 15, 2018 |
Report of Independent Registered Public Accounting Firm EX-99.77B ACCT LTTR 2 ex-77b.htm This amended NSAR-B is being filed to add Exhibit 77.&B - Report of Independent Registered Public Accounting Firm. No other changes in the form NSAR-B have been made. Exhibit 77(b) Report of Independent Registered Public Accounting Firm To the Stockholders and Board of Directors of Millennium Investment & Acquisition Company, Inc. In planning and performing our aud |
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| March 15, 2018 |
Report of Independent Registered Public Accounting Firm EX-99.77B ACCT LTTR 2 ex-77b.htm This amended NSAR-B is being filed to add Exhibit 77.&B - Report of Independent Registered Public Accounting Firm. No other changes in the form NSAR-B have been made. Exhibit 77(b) Report of Independent Registered Public Accounting Firm To the Stockholders and Board of Directors of Millennium Investment & Acquisition Company, Inc. In planning and performing our aud |
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| March 15, 2018 |
SMCG / Millennium Investment & Acquisition Company Inc. CORRESP March 15, 2018 VIA EDGAR Ms. Megan Miller U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review Office 100 F Street, NE Washington, DC 20549 RE: Millennium Investment & Acquisition Company (“MILC” or the “Registrant”) SEC File No. 811-22156 Comments Pursuant to Review of the Registrant’s Form N-CSR filing for the Year Ended December 31, 2016 (the “Filing”) De |
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| March 8, 2018 |
Report of Independent Registered Public Accounting Firm Exhibit 77(b) Report of Independent Registered Public Accounting Firm To the Stockholders and Board of Directors of Millennium Investment & Acquisition Company, Inc. |
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| March 1, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 1, 2018 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 (Co |
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| March 1, 2018 |
SMCG / Millennium Investment & Acquisition Company Inc. NT-NCSR NT-NCSR 1 nt-ncsr.htm OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0058 Expires: August 31, 2015 Estimated average burden hours per response. 2.50 FORM 12b-25 SEC FILE NUMBER 811-22156 CUSIP NUMBER NOTIFICATION OF LATE FILING 60039Q101 (Check one): [] Form 10-K [] Form 20-F [] Form 11-K [] Form 10-Q [] Form 10-D [] Form N-SAR [X] Form N-CSR |
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| February 26, 2018 |
Other Events, Financial Statements and Exhibits 8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 26, 2018 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorp |
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| February 26, 2018 |
Millennium Investment & Acquisition Company, Inc. Announces Updated Valuation of $14 million for Investment in SMG Global and updated Investor Presentation Improved SMC Global financial performance leads to increased valuation Updated Investor Presentation Indicates Discount to Valuation of 61% New York, NY? February 26, 2018, Millennium Investment and Acquisition Co. Inc. (OTC: MILC), today provi |
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| February 21, 2018 |
Results of Operations and Financial Condition, Financial Statements and Exhibits 8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 21, 2018 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorp |
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| February 21, 2018 |
Financial Statements of SMC Global Securities Limited for the nine months ended December 31, 2017 |
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| January 24, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Millennium Investment & Acquisition Company, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 60039Q101 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi |
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| December 1, 2017 |
Millennium Investment & Acquisition Co Inc. - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22156 Millennium Investment & Acquisition Company Inc. (Exact name of registrant as specified in charter) 301 Winding Road, Suite 46C, Old Bethpage, NY11804 (Address of principal executive offic |
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| December 1, 2017 |
EX-99.906 CERT 3 cert2.htm EX-99.906CERT CERTIFICATION David H. Lesser, Chief Executive Officer of Millennium Investment & Acquisition Company Inc. (the ?Registrant?), certifies to the best of his or her knowledge that: 1. The Registrant?s periodic report on Form N-Q for the period ended September 30, 2016 (the ?Form N-Q?) fully complies with the requirements of Sections 15(d) of the Securities Ex |
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| December 1, 2017 |
EX-99.CERT 2 ex99.htm EX-99.CERT 2 cert1.htm Exhibit 99.CERT CERTIFICATIONS I, David H. Lesser, certify that: 1. I have reviewed this report on Form N-Q of Millennium Investment & Acquisition Company Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstanc |
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| November 17, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 17, 2017 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 |
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| November 17, 2017 |
Financial Statements of SMC Global Securities Limited for the six months ended September 30, 2017 1 2 3 4 5 |
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| November 17, 2017 |
Financial Statements of SMC Global Securities Limited for the three months ended June 30, 2017 1 2 3 4 5 |
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| November 16, 2017 |
8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 16, 2017 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorp |
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| August 22, 2017 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 22, 2017 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 ( |
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| August 22, 2017 |
Millennium Investment & Acquisition Company, Inc. Announces Updated Valuation of $11.6 million for Investment in SMG Global and updated Investor Presentation Improved SMC Global financial performance leads to increased valuation as it progresses towards potential Initial Public Offering Updated Investor Presentation Indicates Discount to Valuation of 61% New York, NY? August 22, 2017, Millennium I |
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| August 22, 2017 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 22, 2017 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 ( |
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| August 17, 2017 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 17, 2017 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 ( |
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| August 17, 2017 |
EX-99.1 2 ex99-1.htm Millennium Investment & Acquisition Company, Inc. Achieves Key Milestone and Provides Corporate Update on Millennium Carbon Division Restored all production equipment to operational status and has produced Activated Carbon Targeting initial commercial operations by early 2018 Plant can generate in excess of $5 million of annual cash flow once fully operational New York, NY— Au |
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| August 2, 2017 |
Millennium Investment & Acquisition 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy State |
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| July 24, 2017 | ||
| July 24, 2017 |
Results of Operations and Financial Condition, Other Events, Financial Statements and Exhibits 8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 24, 2017 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporat |
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| July 11, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 11, 2017 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 (Co |
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| July 11, 2017 |
EX-99.1 2 ex99-1.htm |
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| June 2, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 2, 2017 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 (Com |
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| May 25, 2017 |
Millennium Investment & Acquisition Co Inc. - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22156 Millennium Investment & Acquisition Company Inc. (Exact name of registrant as specified in charter) 301 Winding Road, Suite 46C, Old Bethpage, NY11804 (Address of principal executive offic |
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| May 23, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 23, 2017 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 (Com |
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| May 1, 2017 | ||
| May 1, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 1, 2017 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 (Comm |
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| March 29, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 28, 2017 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 (C |
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| February 21, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 21, 2017 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 |
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| February 21, 2017 |
For the six months ended September 30, 2015 1 2 3 4 5 SMC GLOBAL SECURITIES LIMITED NOTES TO THE CONDENSED CONSOLIDATED FINANCIAL STATEMENTS - (Continued) (All amounts in Indian rupees unless otherwise stated) 1. |
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| November 28, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 25, 2016 Millennium Investment & Acquisition Co Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 |
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| November 28, 2016 |
Millennium Investment & Acquisition (Quarterly Schedule of Portfolio Holdings) N-Q 1 formn-q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22156 Millennium Investment & Acquisition Company Inc. (Exact name of registrant as specified in charter) 301 Winding Road, Suite 46C, Old Bethpage, NY11804 (Address of princip |
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| October 1, 2016 | ||
| October 1, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 30, 2016 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-2215 |
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| August 16, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 15, 2016 Millennium Investment & Acquisition Co Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 (C |
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| June 14, 2016 |
Submission of Matters to a Vote of Security Holders FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 13, 2016 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811- |
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| May 27, 2016 |
Millennium Investment & Acquisition (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22156 Millennium Investment & Acquisition Company Inc. (Exact name of registrant as specified in charter) 301 Winding Road, Suite 46C, Old Bethpage, NY11804 (Address of principal executive offic |
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| May 13, 2016 |
Millennium Investment & Acquisition 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy State |
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| May 12, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 12, 2016 Millennium Investment & Acquisition Co Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 (Comm |
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| April 12, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 12, 2016 Millennium Investment & Acquisition Co Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 (Co |
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| February 26, 2016 |
Millennium Investment & Acquisition (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 26, 2016 Millennium Investment & Acquisition Company Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-2 |
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| February 10, 2016 |
Marks Paneth LLP Manhattan 685 Third Avenue Long Island New York, NY 10017 Westchester P 212. |
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| February 10, 2016 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 10, 2016 Millennium Investment & Acquisition Co Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 8 |
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| November 20, 2015 |
8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 20, 2015 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorp |
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| November 18, 2015 |
Millennium Investment & Acquisition (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22156 Millennium Investment & Acquisition Company Inc. (Exact name of registrant as specified in charter) 301 Winding Road, Suite 46C, Old Bethpage, NY11804 (Address of principal executive offic |
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| November 17, 2015 |
SMC Global Securities Limited Index to Condensed Consolidated Financial Statements EX-99.1 2 ex99-1.htm Exhibit 99.1 SMC Global Securities Limited Index to Condensed Consolidated Financial Statements Pages Statement of Income 2 Balance Sheet 4 Statement of Cash Flows 6 Statement of Changes in Shareholders’ Equity 8 Notes to Financial Statements 9-26 SMC Global Securities Limited Condensed Consolidated Statement of Income (Unaudited) For the quarter ended September 30, (` in thou |
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| November 17, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 17, 2015 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 |
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| September 2, 2015 |
Millennium Investment & Acquisition (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 1, 2015 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 |
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| September 2, 2015 |
SMC Global Securities Limited Index to Consolidated Financial Statements Exhibit 99.1 SMC Global Securities Limited Index to Consolidated Financial Statements Pages Report of Independent Auditor 2 Consolidated Statement of Income for the years ended March 31, 2013, 2014 and 2015 3 Consolidated Balance Sheet as of March 31, 2014 and 2015 4 Consolidated Statement of Cash Flows for the years ended March 31, 2013, 2014 and 2015 6 Consolidated Statement of Changes in Shareh |
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| September 2, 2015 |
SMC Global Securities Limited Index to Condensed Consolidated Financial Statements Exhibit 99.2 SMC Global Securities Limited Index to Condensed Consolidated Financial Statements Pages Statements of Incomes 2 Balance Sheets 3-4 Statements of Cash Flows 5-6 Statements of Changes in Shareholders? Equity 7 Notes to Financial Statements 8-22 SMC Global Securities Limited Condensed Consolidated Statements of Income (Unaudited) For the quarter ended June 30, (` in thousands, except pe |
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| June 12, 2015 |
Millennium Investment & Acquisition CURRENT REPORT (Current Report/Significant Event) smcg8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 12, 2015 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 81 |
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| June 12, 2015 |
smcgex991.htm Exhibit 99.1 Millenium Investment & Acquisition Company, Inc. 301 Winding Road Old Bethpage, NY 11804 212-750-0373 www.millinvestment.com MILLENNIUM INVESTMENT & ACQUISITION COMPANY, INC. COMPLETES ACQUISITION OF ACTIVATED CARBON PLANT IN HAWAII New York ? June 12, 2015 ? On june 11, 2015, Millennium Investment & Acquisition Company Inc. (?Millennium? or "MIAC") [OTCQB: SMCG] has com |
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| June 1, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q?? QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22156 Millennium Investment & Acquisition Company Inc. (Exact name of registrant as specified in charter) 301 Winding Road, Suite 46C, Old Bethpage, NY11804 (Address of principal executive off |
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| May 15, 2015 |
Millennium Investment & Acquisition PROXY STATEMENT DEF 14A 1 smcgdef14a.htm PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only ( |
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| April 24, 2015 |
Millennium Investment & Acquisition CURRENT REPORT (Current Report/Significant Event) maic8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 24, 2015 Millennium Investment & Acquisition Co Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 81 |
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| March 17, 2015 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Millennium Investment & Acquisition Company Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 60039Q101 (CUSIP Number) David H. Lesser 301 Winding Road Old Bethpage, NY 11804 212 750-0371 (Name, address and telephone number of person authorized to rece |
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| February 17, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 17, 2015 Millennium Investment & Acquisition Co. Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 |
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| February 17, 2015 |
Exhibit 99.1 SMC Global Securities Limited Index to Condensed Consolidated Financial Statements Page Statements of Income 2 Balance Sheets 4 Statements of Cash Flows 6 Statements of Changes in Shareholders’ Equity 8 Notes to Financial Statements 9-25 1 SMC Global Securities Limited Condensed Consolidated Statements of Income (Unaudited) For the quarter ended December 31, (` in thousands, except pe |
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| February 17, 2015 |
Exhibit 99.2 MILLENNIUM INVESTMENT & ACQUISITION COMPANY INC. ANNOUNCES RESULTS FOR ITS PRINCIPAL INVESTMENT – SMC GLOBAL SECURITIES LIMITED – FOR THE QUARTER ENDED DECEMBER 31, 2014 New York – February 17, 2015 – Millennium Investment & Acquisition Company Inc. (“Millennium” or “MIAC”) [OTCQB: SMCG], a Delaware corporation, today announced that on February 13, 2015 it received the unaudited finan |
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| January 16, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 16, 2015 Millennium Investment & Acquisition Co Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 ( |
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| January 14, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-l(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. 1)* Millennium Investment & Acquisition Company Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Cla |
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| January 14, 2015 |
Exhibit 3 PURCHASE AND SALE AGREEMENT THIS PURCHASE AND SALE AGREEMENT (this “Agreement”) is made as of the 31st day of December, 2014, by and among David Lesser (“Purchaser”), Fir Tree Value Master Fund, L. |
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| January 13, 2015 |
Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 10, 2015 Millennium Investment & Acquisition Co Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 ( |
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| January 6, 2015 |
MILC / Millennium Investment & Acquisition Company Inc. / Lesser David H Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Millennium Investment & Acquisition Company Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 60039Q101 (CUSIP Number) David H. Lesser 301 Winding Road Old Bethpage, NY 11804 212 750-0371 (Name, address and telephone number of person authorized to rece |
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| November 24, 2014 |
GemCom, LLC MILLENNIUM INVESTMENT & ACQUISITION COMPANY INC. ANNOUNCES RESULTS FOR ITS PRINCIPAL INVESTMENT – SMC GLOBAL SECURITIES LIMITED – FOR THE QUARTER ENDED SEPTEMBER 30, 2014 New York – November 24, 2014 – Millennium Investment & Acquisition Company Inc. (“Millennium” or "MIAC") [OTCQB: SMCG], a company organized under the laws of the State of Delaware, United States of America, today anno |
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| November 24, 2014 |
SMC Global Securities Limited Index to Condensed Consolidated Financial Statements EX-99.1 2 ex99x1.htm SMC Global Securities Limited Index to Condensed Consolidated Financial Statements Pages Statement of Income 2 Balance Sheet 4 Statement of Cash Flows 6 Statement of Changes in Shareholders’ Equity 8 Notes to Financial Statements 9-26 SMC Global Securities Limited Condensed Consolidated Statement of Income (Unaudited) For the quarter ended September 30, (` in thousands, except |
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| November 24, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events 8-K 1 miac8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 24, 2014 MILLENNIUM INVESTMENT & ACQUISITION COMPANY INC. (Exact name of registrant as specified in its charter) DELAWARE (State or other jurisdiction of |
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| November 20, 2014 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 14, 2014 Millennium Investment & Acquisition Co Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 |
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| November 20, 2014 |
Exhibit 16.1 |
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| November 19, 2014 |
GemCom, LLC CERTIFICATIONS I, David H. Lesser, certify that: 1. I have reviewed this report on Form N-Q of Millennium Investment & Acquisition Company Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
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| November 19, 2014 |
Millennium Investment & Acquisition Co Inc. - N-Q GemCom, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22156 Millennium Investment & Acquisition Company Inc. (Exact name of registrant as specified in charter) 301 Winding Road, Suite 46C, Old Bethpage, NY11804 (Address of principal exec |
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| August 20, 2014 |
MILLENNIUM INDIA ACQUISITION COMPANY INC ANNOUNCES RESULTS FOR ITS PRINCIPAL INVESTMENT – SMC GLOBAL SECURITIES LIMITED – FOR THE YEAR ENDED MARCH 31, 2014 New York – July 03, 2014 – Millennium India Acquisition Company, Inc. |
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| August 20, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events GemCom, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 20, 2014 MILLENNIUM INDIA ACQUISITION COMPANY INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 81 |
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| August 20, 2014 |
SMC Global Securities Limited Index to Consolidated Financial Statements GemCom, LLC SMC Global Securities Limited Index to Consolidated Financial Statements Pages Report of Independent Auditor 2 Consolidated Statement of Income for the years ended March 31, 2012, 2013 and 2014 3 Consolidated Balance Sheet as of March 31, 2013 and 2014 4 Consolidated Statement of Cash Flows for the years ended March 31, 2012, 2013 and 2014 6 Consolidated Statement of Changes in Shareho |
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| June 17, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 11, 2014 MILLENNIUM INVESTMENT & ACQUISITION COMPANY INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 |
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| June 17, 2014 |
EXHIBIT 99.1 MILLENNIUM INVESTMENT & ACQUISITION COMPANY INC. ANNOUNCES POTENTIAL ACQUISITION AND COMPLETION OF NAME CHANGE OLD BETHPAGE, NY, JUNE 17, 2014 – Millennium Investment & Acquisition Company (“MIAC” or the “Company”) (Ticker: SMCG) announces that it has entered into an asset purchase agreement for the potential acquisition of an activated carbon (“AC”) biomass plant. MIAC also announces |
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| May 30, 2014 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q 1 miacnq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22156 Millennium India Acquisition Company Inc. (Exact name of registrant as specified in charter) 301 Winding Road, Suite 46C, Old Bethpage, NY 11804 (Address of principal e |
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| May 30, 2014 |
GemCom, LLC CERTIFICATIONS I, David H. Lesser, certify that: 1. I have reviewed this report on Form N-Q of Millennium India Acquisition Company Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
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| March 14, 2014 |
OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0058 Expires: August 31, 2015 Estimated average burden hours per response. 2.50 FORM 12b-25 SEC FILE NUMBER 811-22156 CUSIP NUMBER NOTIFICATION OF LATE FILING (Check one): [] Form 10-K [] Form 20-F [] Form 11-K [] Form 10-Q [] Form 10-D [] Form N-SAR [X] Form N-CSR For Period Ended: December 31, 2 |
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| March 7, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events GemCom, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 6, 2014 MILLENNIUM INDIA ACQUISITION COMPANY INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811- |
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| March 7, 2014 |
SMC Global Securities Limited Index to Condensed Consolidated Financial Statements EX-99.1 FIN STAT 2 ex991.htm SMC Global Securities Limited Index to Condensed Consolidated Financial Statements Pages Statements of Income 2 Balance Sheets 4 Statements of Cash Flows 6 Statements of Changes in Shareholders’ Equity 8 Notes to Financial Statements 9-22 SMC Global Securities Limited Condensed Consolidated Statements of Income (Unaudited) For the quarter ended December 31, (` in thous |
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| March 7, 2014 |
GemCom, LLC MILLENNIUM INDIA ACQUISITION COMPANY INC. ANNOUNCES ITS RECEIPT OF FINANCIAL STATEMENTS FROM ITS PRINCIPAL INVESTMENT, SMC GLOBAL SECURITIES LIMITED, FOR THE QUARTER ENDED DECEMBER 31, 2013 New York – March 6, 2014 – Millennium India Acquisition Company Inc. (“Millennium” or "MIAC") [OTCQB: SMCG], an internally managed, non-diversified, closed-end management investment company organize |
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| March 6, 2014 |
GemCom, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 6, 2014 MILLENNIUM INDIA ACQUISITION COMPANY INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 333- |
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| March 6, 2014 |
GemCom, LLC March 5, 2014 To the Chairman of the Board: As previously discussed, I hereby resign from the board of Millennium India Acquisition Company Inc. effective March 4, 2014. |
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| February 11, 2014 |
GemCom, LLC February 10, 2014 To the Chairman of The Board: As we previously discussed, I hereby resign from the board of Millennium India Acquisition Company Inc. effective February 10, 2011. Arun Mittal |
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| February 11, 2014 |
GemCom, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 11, 2014 MILLENNIUM INDIA ACQUISITION COMPANY INC. (Exact name of registrant as specified in its charter) DELAWARE (State or other jurisdiction of incorporation) |
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| January 22, 2014 |
Other Events, Submission of Matters to a Vote of Security Holders - 8-K GemCom,LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 22, 2014 MILLENNIUM INDIA ACQUISITION COMPANY INC. (Exact name of registrant as specified in its charter) DELAWARE (State or other jurisdiction of incorporation) 33 |
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| December 13, 2013 |
Financial Statements and Exhibits, Other Events 8-K 1 f8kwrapper.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 13, 2013 MILLENNIUM INDIA ACQUISITION COMPANY INC. (Exact name of registrant as specified in its charter) DELAWARE (State or other jurisdiction of in |
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| December 13, 2013 |
GemCom, LLC FOR IMMEDIATE RELEASE CONTACT: Christine Palermo Gemini Fund Services http://www. |
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| November 29, 2013 |
Quarterly Schedule of Portfolio Holdings - GemCom, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22156 Millennium India Acquisition Company Inc. (Exact name of registrant as specified in charter) 301 Winding Road, Suite 46C, Old Bethpage, NY 11804 (Address of principal executive |
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| November 29, 2013 |
EX-99.CERT 2 certifications.htm CERTIFICATIONS I, David H. Lesser, certify that: 1. I have reviewed this report on Form N-Q of Millennium India Acquisition Company Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| November 27, 2013 |
EX-99.CERT 2 certifications.htm CERTIFICATIONS I, David H. Lesser, certify that: 1. I have reviewed this report on Form N-Q of Millennium India Acquisition Company Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| November 27, 2013 |
GemCom, LLC Ex. No. 99.1 MILLENNIUM INDIA ACQUISITION COMPANY, INC. NOTICE TO CERTAIN STOCKHOLDERS UNDER SECTION 228(e) OF THE DELAWARE GENERAL CORPORATION LAW November 22, 2013 This is to inform you that on August 22, 2013, Hudson Bay Partners, LP (“HBP”), a stockholder of Millennium India Acquisition Company, Inc. (the “Company”), and others, including David H. Lesser, president of HBP’s general |
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| November 27, 2013 |
EX-99.3 4 exhibit993.htm Ex. No. 99.3 IMPORTANT NOTICE REGARDING CHANGE IN INVESTMENT POLICY MILLENNIUM INDIA ACQUISITION COMPANY, INC. NOTICE TO STOCKHOLDERS REGARDING A CHANGE IN INVESTMENT POLICY AND A CHANGE OF COMPANY NAME IN 60 DAYS November 22, 2013 To our stockholders: This is to inform you that, 60 days after the date of this notice (indicated above), or as soon thereafter as practicable, |
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| November 27, 2013 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 22, 2013 MILLENNIUM INDIA ACQUISITION COMPANY INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22156 (C |
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| November 27, 2013 |
GemCom, LLC CERTIFICATIONS I, F. Jacob Cherian, certify that: 1.I have reviewed this report on Form N-Q of Millennium India Acquisition Company Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
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| November 27, 2013 |
GemCom, LLC Ex. No. 99.2 MILLENNIUM INDIA ACQUISITION COMPANY, INC. 301 Winding Road Old Bethpage, NY 11804 LETTER TO STOCKHOLDERS REGARDING COMPANY’S INTENTION TO PURCHASE COMMON STOCK November 22, 2013 To our stockholders: This is to inform you that the board of directors (the “Board”) of Millennium India Acquisition Company, Inc. (the “Company”) has authorized the purchase by the Company of up |
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| November 27, 2013 |
Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22156 Millennium India Acquisition Company Inc. (Exact name of registrant as specified in charter) 301 Winding Road, Suite 46C, Old Bethpage, NY 11804 (Address of principal executive offices)(Zip |
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| November 27, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q 1 nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22156 Millennium India Acquisition Company Inc. (Exact name of registrant as specified in charter) 330 East 38th Street, Suite 27B, New York, NY10016 (Address of principal execut |
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| November 22, 2013 |
Millennium India Acquisition Company Inc. (Ticker: SMCG) Converted by EDGARwiz Millennium India Acquisition Company Inc. (Ticker: SMCG) Press Release – For Immediate Release On November 22, 2013, Millennium India Acquisition Company Inc. (the “Company” or “MIAC” or “SMCG”) announced the following updates with respect to its investment in SMC Global Securities Ltd. (“SMC Global”). SMC Global is a brokerage firm based in New Delhi, India. The Company owns |
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| November 22, 2013 |
PRER14A 1 smcgproxystatement2013.htm PRER14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant [ ] Check the appropriate box: x Preliminary Proxy Statement [ ] Confidential, for Use of the Commissio |
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| November 22, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| November 22, 2013 |
Financial Statements and Exhibits, Other Events GemCom, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 18, 2013 MILLENNIUM INDIA ACQUISITION COMPANY INC. (Exact name of registrant as specified in its charter) DELAWARE (State or other jurisdiction of incorporation) |
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| November 19, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant [ ] Check the appropriate box: x Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] |
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| November 18, 2013 |
MILLENNIUM INDIA ACQUISITION COMPANY INC ANNOUNCES RESULTS FOR ITS PRINCIPAL INVESTMENT – SMC GLOBAL SECURITIES LIMITED – FOR THE QUARTER ENDED SEPTEMBER 30, 2013 New York – November 14, 2013 – Millennium India Acquisition Company, Inc. |
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| November 18, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events - GemCom, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 18, 2013 MILLENNIUM INDIA ACQUISITION COMPANY INC. (Exact name of registrant as specified in its charter) DELAWARE (State or other jurisdiction of incorporation) |
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| November 18, 2013 |
SMC Global Securities Limited Index to Condensed Consolidated Financial Statements SMC Global Securities Limited Index to Condensed Consolidated Financial Statements Pages Statements of Income 2 Balance Sheets 4 Statements of Cash Flows 6 Statements of Changes in Shareholders’ Equity 8 Notes to Financial Statements 9-23 SMC Global Securities Limited Condensed Consolidated Statements of Income (Unaudited) For the quarter ended September 30, (` in thousands, except per share data) |
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| October 22, 2013 |
PRE 14A 1 smcgproxystatement.htm PRE-14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant [ ] Check the appropriate box: x Preliminary Proxy Statement [ ] Confidential, for Use of the Commission On |
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| October 4, 2013 |
GemCom, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 4, 2013 MILLENNIUM INDIA ACQUISITION COMPANY INC. (Exact name of registrant as specified in its charter) DELAWARE (State or other jurisdiction of incorporation) 33 |
