Statistik Asas
| CIK | 863900 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Mexico Equity & Income Fund Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
| December 30, 2024 |
The Mexico Equity and Income Fund, Inc. The Mexico Equity and Income Fund, Inc. Schedule of Investments October 31, 2024 (Unaudited) MEXICO - 100.5% Shares Value COMMON STOCKS - 84.6% Airlines - 2.3% Controladora Vuela Compania de Aviacion, S.A.B. de C.V. - Series A (a) 1,599,711 $ 1,190,419 Airports - 6.4% Grupo Aeroportuario del Centro Norte, S.A.B. de C.V. - Series B 60,400 505,942 Grupo Aeroportuario del Pacifico, S.A.B. de C.V. - S |
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| November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Mexico Equity and Income Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 592834105 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant |
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| November 8, 2024 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
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| March 28, 2024 |
March 27, 2024 FILED VIA EDGAR CORRESPONDENCE U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Attn: Mr. Jeffrey Long Re: The Mexico Equity and Income Fund, Inc. Form NCSR filed on October 6, 2023 File Number: 811-06111 Dear Mr. Long: On behalf of The Mexico Equity and Income Fund, Inc (the “Fund”) this letter is in response to the com |
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| February 9, 2024 |
SC 13G/A 1 col13g18751f.htm CITY OF LONDON INVESTMENT MGT CO LTD / MEXICO EQUITY & INCOME FUND - SCH13G/A(#2) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Mexico Equity and Income Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 592834105 (CUSIP Number) December 31, 2023 (Dat |
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| November 3, 2023 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to Section 240. |
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| November 3, 2023 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant □ Check the appropriate box: □ Preliminary Proxy Statement □ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement □ Definitive Additional Materials □ Soliciting Material Pursuant to Section 240. |
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| February 13, 2023 |
SC 13G/A 1 col13g18659f.htm CITY OF LONDON INVESTMENT MGT CO LTD / MEXICO EQUITY & INCOME FUND - SCH13G/A(#1) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Mexico Equity and Income Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 592834105 (CUSIP Number) December 31, 2022 (Dat |
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| December 6, 2022 |
The Mexico Equity and Income Fund, Inc. Schedule of Investments October 31, 2022 (Unaudited) MEXICO - 99.39% Shares Value COMMON STOCKS - 91.92% Airlines - 3.57% Controladora Vuela Compania de Aviacion, S.A.B. de C.V. - Series A (a) 2,104,573 $ 1,788,776 Airports - 5.70% Grupo Aeroportuario del Centro Norte, S.A.B. de C.V. - Series B 73,800 587,927 Grupo Aeroportuario del Pacifico, S.A.B. de C.V. |
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| November 16, 2022 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
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| November 16, 2022 |
CORRESP 1 filename1.htm 1271 Avenue of the Americas |New York, NY 10020 blankrome.com November 16, 2022 FILED VIA EDGAR CORRESPONDENCE Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-4720 Attn: Alison White Re: Mexico Equity & Income Fund Proxy Statement on Schedule 14A Dear Ms. White: On behalf of the Mexico Equity & Income Fund (the |
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| November 4, 2022 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
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| June 27, 2022 |
The Mexico Equity and Income Fund, Inc. Schedule of Investments April 30, 2022 (Unaudited) MEXICO - 92.59% Shares Value COMMON STOCKS - 81.90% Airlines - 2.63% Controladora Vuela Compania de Aviacion, S.A.B. de C.V. - Series A 797,900 1,279,752 Airports - 1.04% Grupo Aeroportuario del Centro Norte, S.A.B. de C.V. - Series B 72,100 505,953 Auto Parts and Equipment - 2.18% Nemak, S.A.B. de C.V. 4,87 |
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| February 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ? ?)* Mexico Equity and Income Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 592834105 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant |
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| December 29, 2021 |
NPORT-EX 2 mxenport.htm NPORT-EX The Mexico Equity and Income Fund, Inc. Schedule of Investments October 31, 2021 (Unaudited) MEXICO - 93.57% Shares Value COMMON STOCKS - 81.81% Airlines - 3.81% Controladora Vuela Compania de Aviacion, S.A.B. de C.V. - Series A (a) 591,700 $ 1,076,315 Grupo Traxion, S.A.B. de C.V. (a) 410,350 709,761 1,786,076 Airports - 1.97% Grupo Aeroportuario del Centro Norte, |
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| November 17, 2021 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
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| November 12, 2021 |
MXE / Mexico Equity & Income Trust, Inc. (The) / CSS LLC/IL - CSS LLC/IL Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Mexico Equity & Income Fund Inc (Name of Issuer) Common (Title of Class of Securities) 592834105 (CUSIP Number) October 15, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed |
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| August 13, 2021 |
1271 Avenue of the Americas |New York, NY 10020 blankrome.com August 13, 2021 FILED VIA EDGAR CORRESPONDENCE Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-4720 Attn: Ms. Karen Rossotto Ms. Christina DiAngelo Fettig Re: The Mexico Equity and Income Fund, Inc. Registration Statement on Form N-2 File Nos. 811-06111; 333-255543 Dear Ms. |
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| August 6, 2021 |
1271 Avenue of the Americas | New York, NY 10020 blankrome.com August 6, 2021 FILED VIA EDGAR CORRESPONDENCE Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-4720 Attn: Ms. Karen Rossotto Re: The Mexico Equity and Income Fund, Inc. Registration Statement on Form N-2 File Nos. 811-06111; 333-255543 Dear Ms. Rossotto: On behalf of The Me |
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| June 28, 2021 |
NPORT-EX 2 mxenport.htm NPORT-EX The Mexico Equity and Income Fund, Inc. Schedule of Investments April 30, 2021 (Unaudited) MEXICO - 100.21% Shares Value COMMON STOCKS - 82.81% Airlines - 2.97% Controladora Vuela Compania de Aviacion, S.A.B. de C.V. - Series A (a) 428,700 $ 696,476 Auto Parts and Equipment - 3.57% Controladora Nemak, S.A.B. de C.V. (a) 6,128,435 838,020 Beverages - 3.81% Coca-Cola |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 9, 2021 |
The Mexico Equity and Income Fund, Inc. c/o U.S. Bancorp Fund Services, LLC 615 E. Michigan Street Milwaukee, WI 53202 February 9, 2021 FILED VIA EDGAR CORRESPONDENCE Ms. Christina DiAngelo Fettig U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Re: The Mexico Equity and Income Fund, Inc. Form N-CSR filed on October 8, 2020 File Number |
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| December 28, 2020 |
The Mexico Equity and Income Fund, Inc. Schedule of Investments October 31, 2020 (Unaudited) MEXICO - 100.37% Shares Value COMMON STOCKS - 86.05% Auto Parts and Equipment - 3.63% Nemak, S.A.B. de C.V. 2,022,920 $ 623,713 Beverages - 2.52% Arca Continental, S.A.B. de C.V. 58,520 254,783 Fomento Economico Mexicano, S.A.B. de C.V. - Series UBD 33,075 177,276 432,059 Building Materials - 0.85% Grupo C |
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| October 30, 2020 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
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| June 24, 2020 |
The Mexico Equity and Income Fund, Inc. Schedule of Investments April 30, 2020 (Unaudited) MEXICO - 93.83% Shares Value COMMON STOCKS - 67.02% Beverages - 6.46% Arca Continental, S.A.B. de C.V. 101,756 $ 391,935 Fomento Economico Mexicano, S.A.B. de C.V. - Series UBD 82,739 534,760 926,695 Building Materials - 3.39% Grupo Cementos de Chihuahua, S.A.B. de C.V. 167,707 486,817 Chemical Products - 6. |
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| February 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| December 27, 2019 |
I, Maria Eugenia Pichardo certify that: EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS CERTIFICATION I, Maria Eugenia Pichardo certify that: 1. I have reviewed this report on Form N-Q of The Mexico Equity & Income Fund, Inc; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such st |
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| December 27, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06111 The Mexico Equity & Income Fund, Inc. (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Address of principal executive offices) (Zip code) Mr. |
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| December 12, 2019 |
MXE / Mexico Equity & Income Trust, Inc. (The) SC TO-I - - ISSUER TENDER OFFER STATEMENT As filed with the U.S. Securities and Exchange Commission on December 12, 2019 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 THE MEXICO EQUITY AND INCOME FUND, INC. (Name of Subject Company (Issuer) and Filing Person (Offeror)) Common Stock, Par Value $0.001 Per Share (Title |
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| December 12, 2019 |
The Mexico Equity and Income Fund, Inc. Announces Tender Offer EXHIBIT 99.(a)(1)(vi) The Mexico Equity and Income Fund, Inc. Announces Tender Offer New York, December 12, 2019—The Mexico Equity and Income Fund, Inc. (NYSE: MXE) (the “Fund”) today announced that it has commenced a tender offer to purchase up to 65% of the common shares of the Fund (approximately 3,361,539 shares) at 98% of the net asset value (“NAV”) per common share as determined at the close |
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| December 12, 2019 |
EXHIBIT 99.(a)(1)(i) OFFER TO PURCHASE FOR CASH (THE “OFFER”) BY THE MEXICO EQUITY AND INCOME FUND, INC. (THE “FUND”) 615 East Michigan Street Milwaukee, Wisconsin 53202 (877) 785-0376 UP TO 65% OF ITS ISSUED AND OUTSTANDING SHARES OF COMMON STOCK, PAR VALUE $0.001 PER SHARE (THE “SHARES”) THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON JANUARY 31, 2020, UNLESS THE |
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| December 12, 2019 |
EXHIBIT 99.(a)(1)(iv) OFFER BY THE MEXICO EQUITY AND INCOME FUND, INC. TO PURCHASE FOR CASH UP TO 65% OF THE FUND’S OUTSTANDING SHARES OF COMMON STOCK THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON JANUARY 31, 2020 OR SUCH LATER DATE TO WHICH THE OFFER IS EXTENDED (THE “TERMINATION DATE”). THIS OFFER IS NOT CONDITIONED ON ANY MINIMUM NUMBER OF SHARES BEING TENDERE |
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| December 12, 2019 |
EXHIBIT 99.(a)(1)(ii) Letter of Transmittal to Tender Shares of Common Stock of THE MEXICO EQUITY AND INCOME FUND, INC. Pursuant to the Offer to Purchase dated December 12, 2019 The undersigned represents that I (we) have full authority to surrender without restriction the certificate(s) listed below. You are hereby authorized and instructed to deliver to the address indicated below (unless otherw |
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| December 12, 2019 |
EXHIBIT 99.(a)(1)(iii) OFFER BY THE MEXICO EQUITY AND INCOME FUND, INC. TO PURCHASE FOR CASH UP TO 65% OF THE FUND’S OUTSTANDING SHARES OF COMMON STOCK THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON JANUARY 31, 2020 OR SUCH LATER DATE TO WHICH THE OFFER IS EXTENDED (THE “TERMINATION DATE”). THIS OFFER IS NOT CONDITIONED ON ANY MINIMUM NUMBER OF SHARES BEING TENDER |
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| December 12, 2019 |
THE MEXICO EQUITY AND INCOME FUND, INC. 615 East Michigan Street Milwaukee, Wisconsin 53202 EXHIBIT 99.(a)(1)(v) THE MEXICO EQUITY AND INCOME FUND, INC. 615 East Michigan Street Milwaukee, Wisconsin 53202 DEAR STOCKHOLDER: At a meeting held on September 19, 2019, the Board of Directors of The Mexico Equity and Income Fund, Inc. (the “Fund”), voted to conduct a tender offer for shares of the Fund’s common stock. Accordingly, the Fund is hereby commencing an offer to purchase up to 3,361,5 |
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| November 5, 2019 |
MXE / Mexico Equity & Income Trust, Inc. (The) DEF 14A - - DEFINITIVE PROXY STATEMENT SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| June 27, 2019 |
I, Maria Eugenia Pichardo certify that: Exhibit 99.CERT CERTIFICATION I, Maria Eugenia Pichardo certify that: 1. I have reviewed this report on Form N-Q of The Mexico Equity & Income Fund, Inc; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislea |
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| June 27, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06111 The Mexico Equity & Income Fund, Inc. (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Address of principal executive offices) (Zip code) Mr. |
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| March 8, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 12, 2019 |
MXE / Mexico Equity & Income Trust, Inc. (The) / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gamexicoequityincomefund SCHEDULE 13G/A CUSIP No: 592834105 1)NAME OF REPORTING PERSON S. |
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| February 8, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| January 11, 2019 |
The Mexico Equity and Income Fund, Inc. Announces Tender Offer EXHIBIT 99.(a)(1)(vi) The Mexico Equity and Income Fund, Inc. Announces Tender Offer New York, January 11, 2019—The Mexico Equity and Income Fund, Inc. (NYSE: MXE) (the “Fund”) today announced that it has commenced a tender offer to purchase up to 25% of the common shares of the Fund (approximately 1,723,866 shares) at 99% of the net asset value (“NAV”) per common share as determined at the close |
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| January 11, 2019 |
EXHIBIT 99.(a)(1)(iii) OFFER BY THE MEXICO EQUITY AND INCOME FUND, INC. TO PURCHASE FOR CASH UP TO 25% OF THE FUND’S OUTSTANDING SHARES OF COMMON STOCK THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON FEBRUARY 15, 2019 OR SUCH LATER DATE TO WHICH THE OFFER IS EXTENDED (THE “TERMINATION DATE”). THIS OFFER IS NOT CONDITIONED ON ANY MINIMUM NUMBER OF SHARES BEING TENDE |
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| January 11, 2019 |
EXHIBIT 99.(a)(1)(i) OFFER TO PURCHASE FOR CASH (THE “OFFER”) BY THE MEXICO EQUITY AND INCOME FUND, INC. (THE “FUND”) 615 East Michigan Street Milwaukee, Wisconsin 53202 (877) 785-0376 UP TO 25% OF ITS ISSUED AND OUTSTANDING SHARES OF COMMON STOCK, PAR VALUE $0.001 PER SHARE (THE “SHARES”) THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON FEBRUARY 15, 2019, UNLESS TH |
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| January 11, 2019 |
THE MEXICO EQUITY AND INCOME FUND, INC. 615 East Michigan Street Milwaukee, Wisconsin 53202 EXHIBIT 99.(a)(1)(v) THE MEXICO EQUITY AND INCOME FUND, INC. 615 East Michigan Street Milwaukee, Wisconsin 53202 DEAR STOCKHOLDER: At a meeting held on December 6, 2018, the Board of Directors of The Mexico Equity and Income Fund, Inc. (the “Fund”), voted to conduct a tender offer for shares of the Fund’s common stock. Accordingly, the Fund is hereby commencing an offer to purchase up to 1,723,866 |
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| January 11, 2019 |
EXHIBIT 99.(a)(1)(ii) Letter of Transmittal to Tender Shares of Common Stock of THE MEXICO EQUITY AND INCOME FUND, INC. Pursuant to the Offer to Purchase dated January 11, 2019 The undersigned represents that I (we) have full authority to surrender without restriction the certificate(s) listed below. You are hereby authorized and instructed to deliver to the address indicated below (unless otherwi |
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| January 11, 2019 |
MXE / Mexico Equity & Income Trust, Inc. (The) ISSUER TENDER OFFER STATEMENT As filed with the U.S. Securities and Exchange Commission on January 11, 2019 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 THE MEXICO EQUITY AND INCOME FUND, INC. (Name of Subject Company (Issuer) and Filing Person (Offeror)) Common Stock, Par Value $0.001 Per Share (Title o |
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| January 11, 2019 |
EXHIBIT 99.(a)(1)(iv) OFFER BY THE MEXICO EQUITY AND INCOME FUND, INC. TO PURCHASE FOR CASH UP TO 25% OF THE FUND’S OUTSTANDING SHARES OF COMMON STOCK THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON FEBRUARY 15, 2019 OR SUCH LATER DATE TO WHICH THE OFFER IS EXTENDED (THE “TERMINATION DATE”). THIS OFFER IS NOT CONDITIONED ON ANY MINIMUM NUMBER OF SHARES BEING TENDER |
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| December 28, 2018 |
As filed with the Securities and Exchange Commission on December 28, 2018 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 28, 2018 |
I, Maria Eugenia Pichardo, certify that: EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS CERTIFICATION I, Maria Eugenia Pichardo, certify that: 1. I have reviewed this report on Form N-Q of The Mexico Equity & Income Fund, Inc; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such s |
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| November 5, 2018 |
MXE / Mexico Equity & Income Trust, Inc. (The) DEFINITIVE PROXY STATEMENT DEF 14A 1 mexicodef-14a.htm DEFINITIVE PROXY STATEMENT SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, fo |
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| September 18, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| June 20, 2018 |
As filed with the Securities and Exchange Commission on June 20, 2018 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 20, 2018 |
I, Maria Eugenia Pichardo, certify that: CERTIFICATION I, Maria Eugenia Pichardo, certify that: 1. I have reviewed this report on Form N-Q of The Mexico Equity & Income Fund, Inc; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe |
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| March 29, 2018 |
The Mexico Equity and Income Fund, Inc. Form N-SAR Report for the Period Ended 1/31/18 Item 77-C (1) Results of Annual Stockholders Meeting The Funds Annual Stockholders meeting was held on December 14, 2017, at the offices of U.S. Bancorp Fund Services LLC, 777 E. Wisconsin Avenue, Milwaukee, WI 53202. As of October 12, 2017, the record date, outstanding shares of common stock were 7,349,716.Hold |
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| February 28, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) (Amendment No. 1 ) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Mexico Equity and Income Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 592834105 (CUSIP Number) Thoma |
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| February 8, 2018 |
MXE / Mexico Equity & Income Trust, Inc. (The) / LAZARD ASSET MANAGEMENT LLC Passive Investment SC 13G/A 1 r13gamexequityinfund.htm SCHEDULE 13G/A CUSIP No: 592834105 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 440,653 6) |
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| January 19, 2018 |
EXHIBIT 99.(a)(1)(ii) Letter of Transmittal to Tender Shares of Common Stock of THE MEXICO EQUITY AND INCOME FUND, INC. Pursuant to the Offer to Purchase dated January 19, 2018 The undersigned represents that I (we) have full authority to surrender without restriction the certificate(s) listed below. You are hereby authorized and instructed to deliver to the address indicated below (unless otherwi |
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| January 19, 2018 |
EXHIBIT 99.(a)(1)(iv) OFFER BY THE MEXICO EQUITY AND INCOME FUND, INC. TO PURCHASE FOR CASH UP TO 367,170 OF THE FUND?S OUTSTANDING SHARES OF COMMON STOCK THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON FEBRUARY 23, 2018 OR SUCH LATER DATE TO WHICH THE OFFER IS EXTENDED (THE ?TERMINATION DATE?). THIS OFFER IS NOT CONDITIONED ON ANY MINIMUM NUMBER OF SHARES BEING TE |
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| January 19, 2018 |
Exhibit 99.(a)(1)(iii) OFFER BY THE MEXICO EQUITY AND INCOME FUND, INC. TO PURCHASE FOR CASH UP TO 367,170 OF THE FUND?S OUTSTANDING SHARES OF COMMON STOCK THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON FEBRUARY 23, 2018 OR SUCH LATER DATE TO WHICH THE OFFER IS EXTENDED (THE ?TERMINATION DATE?). THIS OFFER IS NOT CONDITIONED ON ANY MINIMUM NUMBER OF SHARES BEING T |
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| January 19, 2018 |
EXHIBIT 99.(a)(1)(i) OFFER TO PURCHASE FOR CASH (THE ?OFFER?) BY THE MEXICO EQUITY AND INCOME FUND, INC. (THE ?FUND?) 615 East Michigan Street Milwaukee, Wisconsin 53202 (877) 785-0376 UP TO 367,170 OF ITS ISSUED AND OUTSTANDING SHARES OF COMMON STOCK, PAR VALUE $0.001 PER SHARE (THE ?SHARES?) THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON FEBRUARY 23, 2018, UNLES |
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| January 19, 2018 |
MXE / Mexico Equity & Income Trust, Inc. (The) ISSUER TENDER OFFER STATEMENT SC TO-I 1 mxesctoi.htm ISSUER TENDER OFFER STATEMENT As filed with the U.S. Securities and Exchange Commission on January 19, 2018 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 THE MEXICO EQUITY AND INCOME FUND, INC. (Name of Subject Company (Issuer) and Filing Person (Offero |
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| January 19, 2018 |
The Mexico Equity and Income Fund, Inc. Announces Tender Offer EXHIBIT 99.(a)(1)(vi) The Mexico Equity and Income Fund, Inc. Announces Tender Offer New York, January 19, 2018?The Mexico Equity and Income Fund, Inc. (NYSE: MXE) (the ?Fund?) today announced that it has commenced a tender offer to purchase up to 367,170 common shares of the Fund (or 5% of the Fund?s outstanding shares) at 95% of the net asset value (?NAV?) per common share as determined at the c |
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| January 19, 2018 |
THE MEXICO EQUITY AND INCOME FUND, INC. 615 East Michigan Street Milwaukee, Wisconsin 53202 EXHIBIT 99.(a)(1)(v) THE MEXICO EQUITY AND INCOME FUND, INC. 615 East Michigan Street Milwaukee, Wisconsin 53202 DEAR STOCKHOLDER: At a meeting held on January 3, 2018, the Board of Directors of The Mexico Equity and Income Fund, Inc. (the ?Fund?), voted to conduct a tender offer for shares of the Fund?s common stock. Accordingly, the Fund is hereby commencing an offer to purchase up to 367,170 of |
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| December 13, 2017 |
Mexico Equity & Income Fund Inc - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on December 13, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 13, 2017 |
I, Maria Eugenia Pichardo, certify that: CERTIFICATION I, Maria Eugenia Pichardo, certify that: 1. I have reviewed this report on Form N-Q of The Mexico Equity & Income Fund, Inc; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe |
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| November 1, 2017 |
Mexico Equity & Income Trust DEFINITIVE PROXY STATEMENT SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| September 29, 2017 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of The Mexico Equity and Income Fund, Inc. |
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| September 29, 2017 |
EX-99.77J REVALUATN Exhibit 77(j)(b) - Restatement of Capital Accounts For the year ended July 31, 2017, The Mexico Equity and Income Fund, Inc. made the following permanent tax adjustments on the statements of assets and liabilities: Accumulated Undistributed Net Investment Income/(Loss): $(92,087) Accumulated Net Realized Gain/(Loss): $92,087 Paid-in Capital: $- The reclassifications have no eff |
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| June 28, 2017 |
I, Maria Eugenia Pichardo, certify that: CERTIFICATION I, Maria Eugenia Pichardo, certify that: 1. I have reviewed this report on Form N-Q of The Mexico Equity & Income Fund, Inc; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe |
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| June 28, 2017 |
Mexico Equity & Income Fund Inc - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on June 28, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 31, 2017 |
First Amendment to the Amended and Restated Bylaws(8) EX-99. 77Q1 OTHER EXHB FIRST AMENDMENT TO AMENDED AND RESTATED BY-LAWS OF THE MEXICO EQUITY AND INCOME FUND, INC. This First Amendment (this "First Amendment") to the Amended and Restated By-Laws, dated as of June 30, 1998 (the "By-Laws"), of The Mexico Equity and Income Fund, Inc., a Maryland corporation (the "Corporation"), is made as of March 31, 2017. A majority of the Board of Directors of th |
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| March 31, 2017 |
The Mexico Equity and Income Fund, Inc. Form N-SAR Report for the Period Ended 1/31/17 Item 77-C (1) Results of Annual Stockholders Meeting The Funds Annual Stockholders meeting was held on December 15, 2016, at the offices of U.S. Bancorp Fund Services LLC, 777 E. Wisconsin Avenue, Milwaukee, WI 53202.As of October 13, 2016, the record date, outstanding shares of common stock were 7,374,569. Hold |
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| March 28, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) (Amendment No. ) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Mexico Equity and Income Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 592834105 (CUSIP Number) Barry O |
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| February 13, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 9, 2017 |
MXE / Mexico Equity & Income Trust, Inc. (The) / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gamexicoequityincomefund SCHEDULE 13G/A CUSIP No: 592834105 1)NAME OF REPORTING PERSON S. |
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| December 30, 2016 |
As filed with the Securities and Exchange Commission on December 30, 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 30, 2016 |
I, Maria Eugenia Pichardo, certify that: EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS CERTIFICATION I, Maria Eugenia Pichardo, certify that: 1. I have reviewed this report on Form N-Q of The Mexico Equity & Income Fund, Inc; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such s |
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| December 9, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| November 2, 2016 |
Mexico Equity & Income Trust DEFINITIVE PROXY STATEMENT SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| September 27, 2016 |
EX-99.77J REVALUATN Exhibit 77(j)(b) - Restatement of Capital Accounts For the year ended July 31, 2016, The Mexico Equity and Income Fund, Inc. made the following permanent tax adjustments on the statements of assets and liabilities: Undistributed Net Investment Income/(Loss): $(289,019) Accumulated Net Realized Gain/(Loss): $352,433 Paid-in Capital: $(63,414) The reclassifications have no effect |
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| September 27, 2016 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of The Mexico Equity and Income Fund, Inc. |
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| June 22, 2016 |
I, Maria Eugenia Pichardo, certify that: CERTIFICATION I, Maria Eugenia Pichardo, certify that: 1. I have reviewed this report on Form N-Q of The Mexico Equity & Income Fund, Inc; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe |
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| June 22, 2016 |
As filed with the Securities and Exchange Commission on June 22, 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 24, 2016 |
Amended and Restated Bylaws(7) EX-99.77Q1 OTHER EXHB THE MEXICO EQUITY AND INCOME FUND, INC. A Maryland Corporation AMENDED AND RESTATED BY-LAWS December 14, 2014 Table of Contents Page ARTICLE I Stockholders 1 Section 1. Place of Meeting 1 Section 2. Annual Meetings 1 Section 3. Special or Extraordinary Meetings 1 Section 4. Notice of Meetings of Stockholders 2 Section 5. Record Dates 2 Section 6. Quorum, Adjournment of Meetin |
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| March 24, 2016 |
Articles of Amendment to the Amended and Restated Articles Supplementary of the Registrant(6) EX-99.77Q1 OTHER EXHB THE MEXICO EQUITY AND INCOME FUND, INC. ARTICLES OF AMENDMENT TO THE ARTICLES SUPPLEMENTARY The Mexico Equity and Income Fund, Inc., a Maryland corporation (the "Corporation") hereby certifies to the State Department of Assessment and Taxation of Maryland that the Articles Supplementary of the corporation is hereby amended as follows: Subsection (a)(iv)(G) shall be replaced i |
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| March 24, 2016 |
The Mexico Equity and Income Fund, Inc. Form N-SAR Report for the Period Ended 1/31/16 Item 77-C (1) Results of Annual Stockholders Meeting The Fund?s Annual Stockholders meeting was held on December 17, 2015, at the offices of U.S. Bancorp Fund Services, 777 E. Wisconsin Avenue, Milwaukee, WI 53202.As of October 15, 2015, the record date, outstanding shares of common and preferred stock were 7,42 |
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| February 12, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 9, 2016 |
MXE / Mexico Equity & Income Trust, Inc. (The) / LAZARD ASSET MANAGEMENT LLC Passive Investment SCHEDULE 13G/A CUSIP No: 592834105 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 650,337 6)SHARED VOTING POWER: - 7)SOLE DISPOS |
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| December 15, 2015 |
As filed with the Securities and Exchange Commission on December 15, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 15, 2015 |
I, Maria Eugenia Pichardo, certify that: EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS CERTIFICATION I, Maria Eugenia Pichardo, certify that: 1. I have reviewed this report on Form N-Q of The Mexico Equity & Income Fund, Inc; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such s |
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| November 24, 2015 |
Mexico Equity & Income Trust DEFINITIVE ADDITIONAL PROXY SOLICITATION MATERIALS DEFA14A 1 mex-equitydefa14a.htm DEFINITIVE ADDITIONAL PROXY SOLICITATION MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement |
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| November 6, 2015 |
MXE / Mexico Equity & Income Trust, Inc. (The) / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gamexicoequityincomefund SCHEDULE 13G/A CUSIP No: 592834105 1)NAME OF REPORTING PERSON S. |
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| November 4, 2015 |
Mexico Equity & Income Trust DEFINITIVE PROXY STATEMENT mexeqdef14a.htm SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permit |
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| November 4, 2015 |
Mexico Equity & Income Trust ESP mexeq-secrespcorresp.htm Phone: (212)885-5205 Fax: (917)332-3033 Email: [email protected] November 4, 2015 VIA EDGAR CORRESPONDENCE Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attention: Allison White Re: The Mexico Equity and Income Fund, Inc. Preliminary Proxy Statement on Schedule 14A Dear Ms. White: On behalf of The Mexico |
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| October 19, 2015 |
Mexico Equity & Income Trust PRELIMINARY PROXY STATEMENT mexeqpre14a.htm SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permit |
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| October 19, 2015 |
Mexico Equity & Income Trust ESP mexeqcorresp.htm Phone: (212)885-5205 Fax: (917)332-3033 Email: [email protected] October 19, 2015 VIA EDGAR CORRESPONDENCE Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: The Mexico Equity and Income Fund, Inc. Preliminary Proxy Statement on Schedule 14A Notice of Filing To Whom it May Concern: The above-referenced filing (the |
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| September 29, 2015 |
EX-99.77J REVALUATN Exhibit 77(j)(b) - Restatement of Capital Accounts For the year ended July 31, 2015, The Mexico Equity and Income Fund, Inc. made the following permanent tax adjustments on the statements of assets and liabilities: Undistributed Net Investment Income/(Loss): $649,247 Accumulated Net Realized Gain/(Loss): $(267,443) Paid-in Capital: $(381,804) The reclassifications have no effec |
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| September 29, 2015 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of The Mexico Equity and Income Fund, Inc. |
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| August 7, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| June 18, 2015 |
mexeqnq.htm As filed with the Securities and Exchange Commission on June 18, 2105 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06111 The Mexico Equity & Income Fund, Inc. (Exact name of registrant as specified in charter) 615 East Michigan |
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| June 18, 2015 |
I, Maria Eugenia Pichardo, certify that: certs.htm CERTIFICATION I, Maria Eugenia Pichardo, certify that: 1. I have reviewed this report on Form N-Q of The Mexico Equity & Income Fund, Inc; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
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| April 22, 2015 |
Certificate of Correction to the Articles Supplementary of the Registrant(3) EX-99.77Q1 OTHER EXHB THE MEXICO EQUITY AND INCOME FUND, INC. CERTIFICATE OF CORRECTION (Under Section 4A-205 of the Maryland General Corporation Law) To the State Department of Assessments and Taxation State of Maryland FIRST: The name of the corporation (the "Corporation") is The Mexico Equity and Income Fund, Inc. SECOND: The document to be corrected is the Articles Supplementary. THIRD: The Ar |
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| April 22, 2015 |
Amended and Restated Articles Supplementary of the Registrant(4) EX-99.77Q1 OTHER EXHB THE MEXICO EQUITY AND INCOME FUND, INC. AMENDED AND RESTATED ARTICLES SUPPLEMENTARY RECLASSIFYING COMMON STOCK AS 2,000,000 SHARES OF PREFERRED STOCK (Under Section 2-208 of the Maryland General Corporation Law) To the State Department of Assessments and Taxation State of Maryland FIRST: The name of the corporation (the "Corporation") is The Mexico Equity and Income Fund, Inc |
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| April 22, 2015 |
Certificate of Correction to the Amended and Restated Articles Supplementary of the Registrant(5) EX-99.77Q1 OTHER EXHB THE MEXICO EQUITY AND INCOME FUND, INC. CERTIFICATE OF CORRECTION (Under Section 4A-205 of the Maryland General Corporation Law) To the State Department of Assessments and Taxation State of Maryland FIRST: The name of the corporation (the "Corporation") is The Mexico Equity and Income Fund, Inc. SECOND: The document to be corrected is the Amended and Restated Articles Supplem |
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| April 22, 2015 |
EX-99.77Q1 OTHER EXHB THE MEXICO EQUITY AND INCOME FUND, INC. ARTICLES SUPPLEMENTARY RECLASSIFYING COMMON STOCK AS 2,000,000 SHARES OF PREFERRED STOCK (Under Section 2-208 of the Maryland General Corporation Law) To the State Department of Assessments and Taxation State of Maryland FIRST: The name of the corporation (the "Corporation") is The Mexico Equity and Income Fund, Inc. SECOND: Pursuant to |
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| April 22, 2015 |
The Mexico Equity and Income Fund, Inc. Form N-SAR Report for the Period Ended 1/31/15 Item 77-C (1) Results of Annual Stockholders Meeting The Fund's Annual Stockholders meeting was held on December 18, 2014, at the offices of U.S. Bancorp Fund Services, 777 E. Wisconsin Avenue, Milwaukee, WI 53202. As of October 16, 2014, the record date, outstanding shares of common and preferred stock were 6,7 |
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| March 31, 2015 |
EX-99.77Q1 OTHER EXHB THE MEXICO EQUITY AND INCOME FUND, INC. ARTICLES SUPPLEMENTARY RECLASSIFYING COMMON STOCK AS 2,000,000 SHARES OF PREFERRED STOCK (Under Section 2-208 of the Maryland General Corporation Law) To the State Department of Assessments and Taxation State of Maryland FIRST: The name of the corporation (the "Corporation") is The Mexico Equity and Income Fund, Inc. SECOND: Pursuant to |
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| March 31, 2015 |
EX-99.77Q1 OTHER EXHB THE MEXICO EQUITY AND INCOME FUND, INC. CERTIFICATE OF CORRECTION (Under Section 4A-205 of the Maryland General Corporation Law) To the State Department of Assessments and Taxation State of Maryland FIRST: The name of the corporation (the "Corporation") is The Mexico Equity and Income Fund, Inc. SECOND: The document to be corrected is the Articles Supplementary. THIRD: The Ar |
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| March 31, 2015 |
The Mexico Equity and Income Fund, Inc. Form N-SAR Report for the Period Ended 1/31/15 Item 77-C (1) Results of Annual Stockholders Meeting The Fund's Annual Stockholders meeting was held on December 18, 2014, at the offices of U.S. Bancorp Fund Services, 777 E. Wisconsin Avenue, Milwaukee, WI 53202. As of October 16, 2014, the record date, outstanding shares of common and preferred stock were 6,7 |
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| March 31, 2015 |
EX-99.77Q1 OTHER EXHB THE MEXICO EQUITY AND INCOME FUND, INC. AMENDED AND RESTATED ARTICLES SUPPLEMENTARY RECLASSIFYING COMMON STOCK AS 2,000,000 SHARES OF PREFERRED STOCK (Under Section 2-208 of the Maryland General Corporation Law) To the State Department of Assessments and Taxation State of Maryland FIRST: The name of the corporation (the "Corporation") is The Mexico Equity and Income Fund, Inc |
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| February 6, 2015 |
MXE / Mexico Equity & Income Trust, Inc. (The) / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gamexicoequityincomefund SCHEDULE 13G/A CUSIP No: 592834105 1)NAME OF REPORTING PERSON S. |
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| January 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| December 22, 2014 |
Mexico Equity & Income Fund Inc - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06111 The Mexico Equity & Income Fund, Inc. (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Address of principal executive offices) (Zip code) Ms. |
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| December 22, 2014 |
CERTIFICATION I, Maria Eugenia Pichardo, certify that: 1. I have reviewed this report on Form N-Q of The Mexico Equity & Income Fund, Inc; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe |
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| November 6, 2014 |
MXE / Mexico Equity & Income Trust, Inc. (The) DEF 14A - - DEFINITIVE PROXY STATEMENT SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| October 24, 2014 |
MXE / Mexico Equity & Income Trust, Inc. (The) PRE 14A - - PRELIMINARY PROXY STATEMENT SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| September 29, 2014 |
EX-99.77J REVALUATN Exhibit 77(j)(b) - Restatement of Capital Accounts For the year ended July 31, 2014, The Mexico Equity and Income Fund, Inc. made the following permanent tax adjustments on the statements of assets and liabilities: Undistributed Net Investment Income/(Loss): $(36,581) Accumulated Net Realized Gain/(Loss): $36,581 Paid-in Capital: $- The reclassifications have no effect on net a |
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| September 29, 2014 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of The Mexico Equity and Income Fund, Inc. |
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| June 6, 2014 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on June 6, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 6, 2014 |
I, Maria Eugenia Pichardo, certify that: EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS CERTIFICATION I, Maria Eugenia Pichardo, certify that: 1. I have reviewed this report on Form N-Q of The Mexico Equity & Income Fund, Inc; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such s |
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| April 1, 2014 |
The Mexico Equity and Income Fund, Inc. Form N-SAR Report for the Period Ended 1/31/14 Item 77-C (1) Results of Annual Stockholders Meeting The Fund's Annual Stockholders meeting was held on December 18, 2013, at the offices of U.S. Bancorp Fund Services, 777 E. Wisconsin Avenue, Milwaukee, WI 53202. As of October 28, 2013, the record date, outstanding shares of common and preferred stock were 6,1 |
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| February 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 14, 2014 |
MXE / Mexico Equity & Income Trust, Inc. (The) / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gamexicoequityincomefund SCHEDULE 13G/A CUSIP No: 592834105 1)NAME OF REPORTING PERSON S. |
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| December 24, 2013 |
I, Maria Eugenia Pichardo, certify that: CERTIFICATION I, Maria Eugenia Pichardo, certify that: 1. I have reviewed this report on Form N-Q of The Mexico Equity & Income Fund, Inc; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe |
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| December 24, 2013 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on December 24, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 20, 2013 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES New York Stock Exchange LLC (the 'Exchange' or the 'NYSE') hereby notifies the Securities and Exchange Commission (the 'Commission') of its intention to remove the entire class of the Preferred Stock, par value $0. |
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| November 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| September 30, 2013 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of The Mexico Equity and Income Fund, Inc. |
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| September 30, 2013 |
EX-99.77J REVALUATN Exhibit 77(j)(b) – Restatement of Capital Accounts For the year ended July 31, 2013, the Mexico Equity and Income Fund made the following permanent tax adjustments on the statements of assets and liabilities: Undistributed Accumulated Net Net Investment Realized Income/(Loss) Gain/(Loss) Paid-in Capital $676,017 $(676,017) - The reclassifications have no effect on net assets or |
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| June 24, 2013 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on June 24, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 24, 2013 |
I, Maria Eugenia Pichardo, certify that: CERTIFICATION I, Maria Eugenia Pichardo, certify that: 1. I have reviewed this report on Form N-Q of The Mexico Equity & Income Fund, Inc; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe |
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| June 10, 2013 |
MXE / Mexico Equity & Income Trust, Inc. (The) / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gamexicoequityincomefund SCHEDULE 13G/A CUSIP No: 592834105 1)NAME OF REPORTING PERSON S. |
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| May 10, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| April 10, 2013 |
MXE / Mexico Equity & Income Trust, Inc. (The) / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gmexicoequityincomefund SCHEDULE 13G CUSIP No: 592834105 1)NAME OF REPORTING PERSON S. |
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| April 10, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| March 26, 2013 |
The Mexico Equity and Income Fund, Inc. Form N-SAR Report for the Period Ended 1/31/13 Item 77-C (1) EX-99.77C VOTES 2 votes.htm RESULTS OF ANNUAL STOCKHOLDERS MEETING The Mexico Equity and Income Fund, Inc. Form N-SAR Report for the Period Ended 1/31/13 Item 77-C (1) Results of Annual Stockholders Meeting The Fund’s Annual Stockholders meeting was held on December 4, 2012, at the offices of U.S. Bancorp Fund Services, 777 E. Wisconsin Avenue, Milwaukee, WI 53202. As of October 17, 2012, the reco |
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| February 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| December 26, 2012 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on December 26, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 26, 2012 |
I, Maria Eugenia Pichardo, certify that: CERTIFICATION I, Maria Eugenia Pichardo, certify that: 1. I have reviewed this report on Form N-Q of The Mexico Equity & Income Fund, Inc; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe |
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| October 24, 2012 |
DEF 14A 1 mxcoeqtydef14a.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use o |
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| September 28, 2012 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of The Mexico Equity and Income Fund, Inc. |
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| September 28, 2012 |
EX-99.77J REVALUATN Exhibit 77(j)(b) – Restatement of Capital Accounts For the year ended July 31, 2012, the Mexico Equity and Income Fund made the following permanent tax adjustments on the statements of assets and liabilities: Undistributed Accumulated Net Net Investment Realized Income/(Loss) Gain/(Loss) Paid-in Capital $190,801 $596,977 $(787,778) The reclassifications have no effect on net as |
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| June 25, 2012 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS N-Q 1 mexeqnq.htm QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on June 25, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06111 The Mexico Equity & Income Fund, Inc. (Exact name of registran |
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| June 25, 2012 |
I, Maria Eugenia Pichardo, certify that: CERTIFICATION I, Maria Eugenia Pichardo, certify that: 1. I have reviewed this report on Form N-Q of The Mexico Equity & Income Fund, Inc; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe |
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| March 29, 2012 |
The Mexico Equity and Income Fund, Inc. Form N-SAR Report for the Period Ended 1/31/12 Item 77-C (1) The Mexico Equity and Income Fund, Inc. Form N-SAR Report for the Period Ended 1/31/12 Item 77-C (1) Results of Annual Stockholders Meeting The Fund’s Annual Stockholders meeting was held on December 7, 2011, at the offices of Blank Rome LLP, 405 Lexington Avenue, New York, NY 10174. As of October 21, 2011, the record date, outstanding shares of common and preferred stock were 6,673,224 and 57,639 |
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| February 7, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| December 28, 2011 |
N-Q 1 mexeqnq.htm QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on December xx, 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06111 The Mexico Equity & Income Fund, Inc. (Exact name of regis |
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| December 28, 2011 |
I, Maria Eugenia Pichardo, certify that: CERTIFICATION I, Maria Eugenia Pichardo, certify that: 1. I have reviewed this report on Form N-Q of The Mexico Equity & Income Fund, Inc; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe |
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| November 10, 2011 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to § 240. |
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| November 7, 2011 |
[BLANK ROME LLP LETTERHEAD] Phone: (215) 569-5530 Fax: (215) 832-5530 Email: stokes@blankrome. |
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| October 17, 2011 |
Phone: (215)569-5530 Fax: (215)832-5530 Email: [email protected] October 17, 2011 BY EDGAR Securities and Exchange Commission Division of Investment Management 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Mexico Equity & Income Fund, Inc., File #811-06111 Preliminary Proxy Statement on Schedule 14A Gentlemen: On behalf of our client, Mexico Equity & Income Fund, Inc., transmitted herewith |
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| October 17, 2011 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to § 240. |
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| September 28, 2011 |
EX-99.77J REVALUATN Exhibit 77(j)(b) – Restatement of Capital Accounts For the year ended July 31, 2011, the Mexico Equity and Income Fund made the following permanent tax adjustments on the statements of assets and liabilities: Undistributed Accumulated Net Net Investment Realized Income/(Loss) Gain/(Loss) Paid-in Capital $593,414 $(94,240) $(499,174) The reclassifications have no effect on net a |
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| September 28, 2011 |
The Mexico Equity and Income Fund, Inc. Form N-SAR Report for the Period Ended 1/31/11 Item 77-C (1) The Mexico Equity and Income Fund, Inc. Form N-SAR Report for the Period Ended 1/31/11 Item 77-C (1) Results of Annual Stockholders Meeting The Fund’s Annual Stockholders meeting was held on November 26, 2010, at 777 East Wisconsin Avenue, 31st Floor, Milwaukee, Wisconsin 53202. As of October 15, 2010, the record date, outstanding shares of the common and preferred stock were 6,987,208 and 68,939 |
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| September 28, 2011 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.77B ACCT LTTR 2 rep.htm INTERNAL CONTROL LETTER REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Shareholders and Board of Directors The Mexico Equity and Income Fund, Inc. New York, New York In planning and performing our audit of the financial statements of The Mexico Equity and Income Fund, Inc., as of and for the year ended July 31, 2011, in accordance with the standards of the Pu |
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| June 21, 2011 |
I, Maria Eugenia Pichardo, certify that: CERTIFICATION I, Maria Eugenia Pichardo, certify that: 1. I have reviewed this report on Form N-Q of The Mexico Equity and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with re |
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| June 21, 2011 |
As filed with the Securities and Exchange Commission on June 21, 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 31, 2011 |
The Mexico Equity and Income Fund, Inc. Form N-SAR Report for the Period Ended 1/31/11 Item 77-C (1) The Mexico Equity and Income Fund, Inc. Form N-SAR Report for the Period Ended 1/31/11 Item 77-C (1) Results of Annual Stockholders Meeting The Fund’s Annual Stockholders meeting was held on November 26, 2010, at 777 East Wisconsin Avenue, 31st Floor, Milwaukee, Wisconsin 53202. As of October 15, 2010, the record date, outstanding shares of the common and preferred stock were 6,987,208 and 68,939 |
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| February 11, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| December 16, 2010 |
As filed with the Securities and Exchange Commission on December 16, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 16, 2010 |
I, Maria Eugenia Pichardo, certify that: CERTIFICATION I, Maria Eugenia Pichardo, certify that: 1. I have reviewed this report on Form N-Q of The Mexico Equity and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with re |
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| October 21, 2010 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to § 240. |
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| September 28, 2010 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Shareholders and Board of Directors The Mexico Equity and Income Fund, Inc. |
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| September 28, 2010 |
EX-99.77J REVALUATN Exhibit 77(j)(b) – Restatement of Capital Accounts For the year ended July 31, 2010, the Mexico Equity and Income Fund made the following permanent tax adjustments on the statements of assets and liabilities: Undistributed Accumulated Net Net Investment Realized Income/(Loss) Gain/(Loss) Paid-in Capital $163,757 $(337,646) $173,889 The reclassifications have no effect on net as |
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| September 28, 2010 |
The Mexico Equity and Income Fund, Inc. Form N-SAR Report for the Period Ended 7/31/10 Item 77-C (1) EX-99.77C VOTES 3 results.htm RESULT OF MEETING VOTES The Mexico Equity and Income Fund, Inc. Form N-SAR Report for the Period Ended 7/31/10 Item 77-C (1) Results of Annual Stockholders Meeting The Fund’s Annual Stockholders meeting was held on November 27, 2009, at 777 Wisconsin Avenue, 31st Floor, Milwaukee, Wisconsin 53202. As of October 15, 2009, the record date, outstanding shares of the comm |
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| June 22, 2010 |
I, Maria Eugenia Pichardo, certify that: CERTIFICATION I, Maria Eugenia Pichardo, certify that: 1. I have reviewed this report on Form N-Q of The Mexico Equity and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with re |
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| June 22, 2010 |
As filed with the Securities and Exchange Commission on June 22, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 30, 2010 |
The Mexico Equity and Income Fund, Inc. Form N-SAR Report for the Period Ended 1/31/10 Item 77-C (1) The Mexico Equity and Income Fund, Inc. Form N-SAR Report for the Period Ended 1/31/10 Item 77-C (1) Results of Annual Stockholders Meeting The Fund’s Annual Stockholders meeting was held on November 27, 2009, at 777 Wisconsin Avenue, 31st Floor, Milwaukee, Wisconsin 53202. As of October 15, 2009, the record date, outstanding shares of the common and preferred stock were 7,731,007 and 101,900 resp |
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| December 17, 2009 |
I, Maria Eugenia Pichardo, certify that: CERTIFICATION I, Maria Eugenia Pichardo, certify that: 1. I have reviewed this report on Form N-Q of The Mexico Equity and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with re |
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| December 17, 2009 |
As filed with the Securities and Exchange Commission on December 17, 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 22, 2009 |
def14a SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to § 240. |
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| September 29, 2009 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.77B ACCT LTTR 2 replttr.htm INTERNAL CONTROL LETTER REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Shareholders and Board of Directors The Mexico Equity and Income Fund, Inc. New York, New York In planning and performing our audit of the financial statements of The Mexico Equity and Income Fund, Inc., as of and for the year ended July 31, 2009, in accordance with the standards of th |
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| September 29, 2009 |
EX-99.77J REVALUATN 4 revaluation.htm REVALUATION EX-99.77J REVALUATN Exhibit 77(j)(b) – Restatement of Capital Accounts For the year ended July 31, 2009, the Mexico Equity and Income Fund made the following permanent tax adjustments on the statements of assets and liabilities: Undistributed Accumulated Net Net Investment Realized Income/(Loss) Gain/(Loss) Paid-in Capital $(1,023,540) $4,078,133 $ |
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| September 29, 2009 |
The Mexico Equity and Income Fund, Inc. Form N-SAR Report for the Period Ended 7/31/09 Item 77-C (1) The Mexico Equity and Income Fund, Inc. Form N-SAR Report for the Period Ended 7/31/09 Item 77-C (1) Results of Annual Stockholders Meeting The Fund’s Annual Stockholders meeting was held on November 26, 2008, at 777 Wisconsin Avenue, 31st Floor, Milwaukee, Wisconsin 53202. As of October 15, 2008, the record date, outstanding shares of the common and preferred stock were 3,703,888 and 804,001 resp |
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| July 13, 2009 |
EXHIBIT 99.(a)(1)(ii) LETTER OF TRANSMITTAL TO ACCOMPANY SHARES OF PREFERRED STOCK OR ORDER TENDER OF UNCERTIFICATED SHARES OF THE MEXICO EQUITY AND INCOME FUND, INC. TENDERED PURSUANT TO THE OFFER TO REPURCHASE DATED JULY 13, 2009 THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON AUGUST 14, 2009, UNLESS THE OFFER TO PURCHASE IS EXTENDED. (THE ?EXPIRATION DATE?) The |
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| July 13, 2009 |
EX-99.A.1.V 6 c52231exv99waw1wv.htm EX-99.A.1.V EXHIBIT 99.(a)(1)(v) OFFER BY THE MEXICO EQUITY AND INCOME FUND, INC. TO REPURCHASE UP TO 100% OF THE FUND’S ISSUED AND OUTSTANDING PREFERRED STOCK, PAR VALUE $0.001 PER SHARE, AT 99% OF NET ASSET VALUE, IN EXCHANGE FOR PORTFOLIO SECURITIES OF THE FUND THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON AUGUST 14, 2009 OR |
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| July 13, 2009 |
EX-99.A.1.VII 8 c52231exv99waw1wvii.htm EX-99.A.1.VII EXHIBIT 99.(a)(1)(vii) OFFER BY THE MEXICO EQUITY AND INCOME FUND, INC. TO REPURCHASE UP TO 100% OF THE FUND’S ISSUED AND OUTSTANDING PREFERRED STOCK, PAR VALUE $0.001 PER SHARE, AT 99% OF NET ASSET VALUE, IN EXCHANGE FOR PORTFOLIO SECURITIES OF THE FUND THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON AUGUST 14, |
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| July 13, 2009 |
EX-99.A.1.III 4 c52231exv99waw1wiii.htm EX-99.A.1.III EXHIBIT 99.(a)(1)(iii) DTC DELIVERY ELECTION FORM DTC DELIVERY ELECTION FORM THIS FORM MUST BE COMPLETED AND SUBMITTED IF PREFERRED SHARES WILL BE PRESENTED FOR REDEMPTION BY BOOK-ENTRY TRANSFER TO THE DEPOSITORY TRUST COMPANY. PLEASE FAX THIS FORM TO THE DEPOSITARY AT THE NUMBER INDICATED BELOW PRIOR TO 5:00 P.M. NEW YORK CITY TIME ON THE SAME |
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| July 13, 2009 |
EX-99.A.1.IV EXHIBIT 99.(1)(a)(iv) NOTICE OF GUARANTEED DELIVERY FOR TENDER OF SHARES OF PREFERRED STOCK OF THE MEXICO EQUITY AND INCOME FUND, INC. (THE “FUND”) This form, or one substantially equivalent hereto, must be used to accept the Offer (as defined below) if a Preferred Stockholder’s certificates for shares of preferred stock, par value $0.001 per share (the “Preferred Shares”), of the Fun |
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| July 13, 2009 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE TO (Rule 14d-100) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 THE MEXICO EQUITY AND INCOME FUND, INC. |
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| July 13, 2009 |
THE MEXICO EQUITY AND INCOME FUND ANNOUNCES FINAL IN-KIND REPURCHASE OFFER FOR PREFERRED SHARES. EX-99.A.5 EX- 99.(A)(5) FOR IMMEDIATE RELEASE THE MEXICO EQUITY AND INCOME FUND ANNOUNCES FINAL IN-KIND REPURCHASE OFFER FOR PREFERRED SHARES. July 7, 2009 — The Mexico Equity and Income Fund, Inc. (NYSE: MXE) (the “Fund”) announced today that it will be initiating a final offer to repurchase from holders of the Fund’s preferred stock (“Preferred Stockholders”) up to 100% of the Fund’s issued and |
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| July 13, 2009 |
THE MEXICO EQUITY AND INCOME FUND, INC. 777 E. Wisconsin Ave., 31st Floor Milwaukee, Wisconsin 53202 EX-99.A.1.VI EXHIBIT 99.(1)(a)(vi) THE MEXICO EQUITY AND INCOME FUND, INC. 777 E. Wisconsin Ave., 31st Floor Milwaukee, Wisconsin 53202 DEAR PREFERRED STOCKHOLDER: At a meeting held on October 12, 2005, the Board of Directors of The Mexico Equity and Income Fund, Inc. (the “Fund”), voted to file a registration statement allowing the Fund to conduct a rights offering for the purchase of shares of i |
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| July 13, 2009 |
GUIDELINES FOR CERTIFICATION OF TAXPAYER IDENTIFICATION NUMBER ON SUBSTITUTE FORM W-9 EX-99.A.1.IX EXHIBIT 99.(a)(1)(ix) GUIDELINES FOR CERTIFICATION OF TAXPAYER IDENTIFICATION NUMBER ON SUBSTITUTE FORM W-9 Guidelines for Determining the Proper Identification Number for the Payee (You) to Give the Payer—Social Security numbers have nine digit separated by two hyphens: i.e., 000-00-0000. Employer identification numbers have nine digits separated by only one hyphen: i.e., 00-0000000. |
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| July 13, 2009 |
EXHIBIT 99.(a)(1)(viii) This announcement is not an offer to purchase nor a solicitation of an offer to sell Preferred Shares (as defined below). The Offer (as defined below) is made only by the Offer to Repurchase dated July 13, 2009 and the related Letter of Transmittal, which are being mailed to stockholders. The Offer is not being made to (nor will tenders be accepted from or on behalf of) hol |
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| July 13, 2009 |
EX-99.A.1.I EXHIBIT 99.(a)(1)(i) THE MEXICO EQUITY AND INCOME FUND, INC. (THE “FUND”) OFFER TO REPURCHASE UP TO 100% OF THE FUND’S ISSUED AND OUTSTANDING PREFERRED STOCK, PAR VALUE $0.001 PER SHARE (THE “PREFERRED SHARES”), AT 99% OF NET ASSET VALUE, IN EXCHANGE FOR PORTFOLIO SECURITIES OF THE FUND THIS REPURCHASE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON AUGUST |
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| June 18, 2009 |
I, Maria Eugenia Pichardo, certify that: CERTIFICATION I, Maria Eugenia Pichardo, certify that: 1. I have reviewed this report on Form N-Q of The Mexico Equity and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with re |
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| June 18, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06111 The Mexico Equity and Income Fund, Inc. (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Address of principal executive offices) (Zip code) M |
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| April 1, 2009 |
The Mexico Equity and Income Fund, Inc. Form N-SAR Report for the Period Ended 1/31/09 Item 77-C (1) The Mexico Equity and Income Fund, Inc. Form N-SAR Report for the Period Ended 1/31/09 Item 77-C (1) Results of Annual Stockholders Meeting The Fund’s Annual Stockholders meeting was held on November 26, 2008, at 777 Wisconsin Avenue, 31st Floor, Milwaukee, Wisconsin 53202. As of October 15, 2008, the record date, outstanding shares of the common and preferred stock were 3,703,888 and 804,001 resp |
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| February 3, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* The Mexico Equity and Income Fund, Inc. (Name of Issuer) Preferred Stock, par value $0.001 per share (Title of Class of Securities) 592834204 (CUSIP Number) December 31, 2008 (Date of Event Which Requires Filing of this Statement) Check the appropriate b |
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| December 29, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06111 The Mexico Equity and Income Fund, Inc. (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Address of principal executive offices) (Zip code) M |
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| December 29, 2008 |
I, Maria Eugenia Pichardo, certify that: CERTIFICATION I, Maria Eugenia Pichardo, certify that: 1. I have reviewed this report on Form N-Q of The Mexico Equity and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with re |
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| November 24, 2008 |
Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE TO (Rule 14d-100) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 THE MEXICO EQUITY AND INCOME FUND, INC. |
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| November 24, 2008 |
EXHIBIT 99.(a)(1)(i) THE MEXICO EQUITY AND INCOME FUND, INC. (THE “FUND”) OFFER TO REPURCHASE UP TO 25% OF THE FUND’S ISSUED AND OUTSTANDING PREFERRED STOCK, PAR VALUE $0.001 PER SHARE (THE “PREFERRED SHARES”), AT 99% OF NET ASSET VALUE, IN EXCHANGE FOR PORTFOLIO SECURITIES OF THE FUND THIS REPURCHASE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON DECEMBER 26, 2008, U |
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| November 24, 2008 |
EXHIBIT 99.(a)(1)(vii) OFFER BY THE MEXICO EQUITY AND INCOME FUND, INC. TO REPURCHASE UP TO 25% OF THE FUND?S ISSUED AND OUTSTANDING PREFERRED STOCK, PAR VALUE $0.001 PER SHARE, AT 99% OF NET ASSET VALUE, IN EXCHANGE FOR PORTFOLIO SECURITIES OF THE FUND THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON DECEMBER 26, 2008 OR SUCH LATER DATE TO WHICH THE OFFER IS EXTEND |
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| November 24, 2008 |
EXHIBIT 99.(a)(1)(ix) GUIDELINES FOR CERTIFICATION OF TAXPAYER IDENTIFICATION NUMBER ON SUBSTITUTE FORM W-9 Guidelines for Determining the Proper Identification Number for the Payee (You) to Give the Payer?Social Security numbers have nine digit separated by two hyphens: i.e., 000-00-0000. Employer identification numbers have nine digits separated by only one hyphen: i.e., 00-0000000. The table be |
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| November 24, 2008 |
EXHIBIT 99.(a)(1)(ii) LETTER OF TRANSMITTAL TO ACCOMPANY SHARES OF PREFERRED STOCK OR ORDER TENDER OF UNCERTIFICATED SHARES OF THE MEXICO EQUITY AND INCOME FUND, INC. TENDERED PURSUANT TO THE OFFER TO REPURCHASE DATED NOVEMBER 24, 2008 THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON DECEMBER 26, 2008, UNLESS THE OFFER TO PURCHASE IS EXTENDED. (THE ?EXPIRATION DATE? |
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| November 24, 2008 |
EXHIBIT 99.(a)(1)(v) OFFER BY THE MEXICO EQUITY AND INCOME FUND, INC. TO REPURCHASE UP TO 25% OF THE FUND’S ISSUED AND OUTSTANDING PREFERRED STOCK, PAR VALUE $0.001 PER SHARE, AT 99% OF NET ASSET VALUE, IN EXCHANGE FOR PORTFOLIO SECURITIES OF THE FUND THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON DECEMBER 26, 2008 OR SUCH LATER DATE TO WHICH THE OFFER IS EXTENDED |
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| November 24, 2008 |
EXHIBIT 99.(1)(a)(iv) NOTICE OF GUARANTEED DELIVERY FOR TENDER OF SHARES OF PREFERRED STOCK OF THE MEXICO EQUITY AND INCOME FUND, INC. (THE ?FUND?) This form, or one substantially equivalent hereto, must be used to accept the Offer (as defined below) if a Preferred Stockholder?s certificates for shares of preferred stock, par value $0.001 per share (the ?Preferred Shares?), of the Fund are not imm |
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| November 24, 2008 |
EX- 99.(A)(5) FOR IMMEDIATE RELEASE THE MEXICO EQUITY AND INCOME FUND ANNOUNCES IN-KIND REPURCHASE OFFER FOR PREFERRED SHARES AND EARNINGS FOR THE THREE MONTHS ENDED OCTOBER 31, 2008. November 24, 2008 ? The Mexico Equity and Income Fund, Inc. (NYSE: MXE) (the ?Fund?) announced today that it will offer to repurchase from holders of the Fund?s preferred stock (?Preferred Stockholders?) up to 25% of |
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| November 24, 2008 |
EXHIBIT 99.(a)(1)(iii) DTC DELIVERY ELECTION FORM DTC DELIVERY ELECTION FORM THIS FORM MUST BE COMPLETED AND SUBMITTED IF PREFERRED SHARES WILL BE PRESENTED FOR REDEMPTION BY BOOK-ENTRY TRANSFER TO THE DEPOSITORY TRUST COMPANY. PLEASE FAX THIS FORM TO THE DEPOSITARY AT THE NUMBER INDICATED BELOW PRIOR TO 5:00 P.M. NEW YORK CITY TIME ON THE SAME DAY SHARES ARE PRESENTED FOR REDEMPTION. FACSIMILE CO |
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| November 24, 2008 |
EX-99.(A)(1)(VI) EXHIBIT 99.(1)(a)(vi) THE MEXICO EQUITY AND INCOME FUND, INC. 777 E. Wisconsin Ave., 31st Floor Milwaukee, Wisconsin 53202 DEAR PREFERRED STOCKHOLDER: At a meeting held on October 12, 2005, the Board of Directors of The Mexico Equity and Income Fund, Inc. (the “Fund”), voted to file a registration statement allowing the Fund to conduct a rights offering for the purchase of shares |
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| November 24, 2008 |
EXHIBIT 99.(a)(1)(viii) This announcement is not an offer to purchase nor a solicitation of an offer to sell Preferred Shares (as defined below). The Offer (as defined below) is made only by the Offer to Repurchase dated November 24, 2008 and the related Letter of Transmittal, which are being mailed to stockholders. The Offer is not being made to (nor will tenders be accepted from or on behalf of) |
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| October 20, 2008 |
Table of Contents SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to ? 240. |
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| September 29, 2008 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Shareholders and Board of Directors The Mexico Equity and Income Fund, Inc. |
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| May 30, 2008 |
EX-99.(A)(1)(I) 2 c26852exv99wxayx1yxiy.htm OFFER TO REPURCHASE EXHIBIT 99.(a)(1)(i) THE MEXICO EQUITY AND INCOME FUND, INC. (THE “FUND”) OFFER TO REPURCHASE UP TO 25% OF THE FUND’S ISSUED AND OUTSTANDING PREFERRED STOCK, PAR VALUE $0.001 PER SHARE (THE “PREFERRED SHARES”), AT 99% OF NET ASSET VALUE, IN EXCHANGE FOR PORTFOLIO SECURITIES OF THE FUND THIS REPURCHASE OFFER AND WITHDRAWAL RIGHTS WILL |
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| May 30, 2008 |
Form of Letter to Clients of Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees EX-99.(A)(1)(VII) 8 c26852exv99wxayx1yxviiy.htm FORM OF LETTER TO CLIENTS OF BROKERS, DEALERS, COMMERCIAL BANKS, TRUST COMPANIES AND OTHER NOMINEES EXHIBIT 99.(a)(1)(vii) OFFER BY THE MEXICO EQUITY AND INCOME FUND, INC. TO REPURCHASE UP TO 25% OF THE FUND’S ISSUED AND OUTSTANDING PREFERRED STOCK, PAR VALUE $0.001 PER SHARE, AT 99% OF NET ASSET VALUE, IN EXCHANGE FOR PORTFOLIO SECURITIES OF THE FUN |
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| May 30, 2008 |
exv99wxayx1yxiiiy EXHIBIT 99.(a)(1)(iii) DTC DELIVERY ELECTION FORM DTC DELIVERY ELECTION FORM THIS FORM MUST BE COMPLETED AND SUBMITTED IF PREFERRED SHARES WILL BE PRESENTED FOR REDEMPTION BY BOOK-ENTRY TRANSFER TO THE DEPOSITORY TRUST COMPANY. PLEASE FAX THIS FORM TO THE DEPOSITARY AT THE NUMBER INDICATED BELOW PRIOR TO 5:00 P.M. NEW YORK CITY TIME ON THE SAME DAY SHARES ARE PRESENTED FOR REDEMP |
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| May 30, 2008 |
exv99wxayx5y EX- 99.(A)(5) FOR IMMEDIATE RELEASE THE MEXICO EQUITY AND INCOME FUND ANNOUNCES IN-KIND REPURCHASE OFFER FOR PREFERRED SHARES, STATUS OF OPEN MARKET REPURCHASE PROGRAM AND EARNINGS FOR THE NINE MONTHS ENDED APRIL 30, 2008. May 28, 2008 — The Mexico Equity and Income Fund, Inc. (NYSE: MXE) (the “Fund”) announced today that it will offer to repurchase from holders of the Fund’s preferre |
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| May 30, 2008 |
exv99wxayx1yxiiy EXHIBIT 99.(a)(1)(ii) LETTER OF TRANSMITTAL TO ACCOMPANY SHARES OF PREFERRED STOCK OR ORDER TENDER OF UNCERTIFICATED SHARES OF THE MEXICO EQUITY AND INCOME FUND, INC. TENDERED PURSUANT TO THE OFFER TO REPURCHASE DATED MAY 30, 2008 THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON JUNE 27, 2008, UNLESS THE OFFER TO PURCHASE IS EXTENDED. (THE “EXPIRATI |
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| May 30, 2008 |
Form of Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees EX-99.(A)(1)(V) 6 c26852exv99wxayx1yxvy.htm FORM OF LETTER TO BROKERS, DEALERS, COMMERCIAL BANKS, TRUST COMPANIES AND OTHER NOMINEES EXHIBIT 99.(1)(a)(v) OFFER BY THE MEXICO EQUITY AND INCOME FUND, INC. TO REPURCHASE UP TO 25% OF THE FUND’S ISSUED AND OUTSTANDING PREFERRED STOCK, PAR VALUE $0.001 PER SHARE, AT 99% OF NET ASSET VALUE, IN EXCHANGE FOR PORTFOLIO SECURITIES OF THE FUND THE OFFER AND W |
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| May 30, 2008 |
Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE TO (Rule 14d-100) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 THE MEXICO EQUITY AND INCOME FUND, INC. |
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| May 30, 2008 |
Form of Notice of Guaranteed Delivery EXHIBIT 99.(1)(a)(iv) NOTICE OF GUARANTEED DELIVERY FOR TENDER OF SHARES OF PREFERRED STOCK OF THE MEXICO EQUITY AND INCOME FUND, INC. (THE “FUND”) This form, or one substantially equivalent hereto, must be used to accept the Offer (as defined below) if a Preferred Stockholder’s certificates for shares of preferred stock, par value $0.001 per share (the “Preferred Shares”), of the Fund are not imm |
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| May 30, 2008 |
EX-99.(A)(1)(VIII) 9 c26852exv99wxayx1yxviiiy.htm SUMMARY PUBLICATION EXHIBIT 99.(a)(1)(viii) This announcement is not an offer to purchase nor a solicitation of an offer to sell Preferred Shares (as defined below). The Offer (as defined below) is made only by the Offer to Repurchase dated May 30, 2008 and the related Letter of Transmittal, which are being mailed to stockholders. The Offer is not |
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| May 30, 2008 |
Form of Letter to Stockholders EX-99.(A)(1)(VI) 7 c26852exv99wxayx1yxviy.htm FORM OF LETTER TO STOCKHOLDERS EXHIBIT 99.(1)(a)(vi) THE MEXICO EQUITY AND INCOME FUND, INC. 615 E. Michigan St., 2nd Floor Milwaukee, Wisconsin 53202 DEAR PREFERRED STOCKHOLDER: At a meeting held on October 12, 2005, the Board of Directors of The Mexico Equity and Income Fund, Inc. (the “Fund”), voted to file a registration statement allowing the Fund |
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| May 30, 2008 |
Guidelines for Certification of Taxpayer Number EXHIBIT 99.(a)(1)(ix) GUIDELINES FOR CERTIFICATION OF TAXPAYER IDENTIFICATION NUMBER ON SUBSTITUTE FORM W-9 Guidelines for Determining the Proper Identification Number for the Payee (You) to Give the Payer?Social Security numbers have nine digit separated by two hyphens: i.e., 000-00-0000. Employer identification numbers have nine digits separated by only one hyphen: i.e., 00-0000000. The table be |
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| May 29, 2008 |
I, Maria Eugenia Pichardo, certify that: EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS CERTIFICATION I, Maria Eugenia Pichardo, certify that: 1. I have reviewed this report on Form N-Q of The Mexico Equity and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which suc |
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| May 29, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06111 The Mexico Equity and Income Fund, Inc. (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Address of principal executive offices) (Zip code) M |
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| April 10, 2008 |
SC 13G 1 a11mexico.htm 03312008 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No(1.)* Mexico Equity and Income Fund (Name of Issuer) Closed End Mutual Fund (Title of Class of Securities) 592834105 (CUSIP Number) 3/31/2008 (Date of Event Which Requires Filing of this Statement) Check the appropriate box t |
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| March 28, 2008 |
The Mexico Equity and Income Fund, Inc. Form N-SAR Report for the Period Ended 1/31/08 Item 77-C (1) The Mexico Equity and Income Fund, Inc. Form N-SAR Report for the Period Ended 1/31/08 Item 77-C (1) Results of Annual Stockholders Meeting The Fund’s Annual Stockholders meeting was held on November 26, 2007, at 615 E. Michigan Street 2nd Floor, Milwaukee, Wisconsin 53202. As of October 15, 2007, the record date, outstanding shares of common and preferred stock were 3,474,168 and 1,429,336, respe |
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| February 11, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* The Mexico Equity & Income Fund, Inc. (Name of Issuer) Preferred Stock, par value $0.001 per share (Title of Class of Securities) 592834204 (CUSIP Number) December 31, 2007 (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
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| February 1, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No(.)* Mexico Equity and Income Fund (Name of Issuer) Closed End Mutual Fund (Title of Class of Securities) 592834105 (CUSIP Number) 12/31/2007 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi |
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| December 21, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06111 The Mexico Equity and Income Fund, Inc. (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Address of principal executive offices) (Zip code) M |
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| December 21, 2007 |
I, Maria Eugenia Pichardo, certify that: CERTIFICATION I, Maria Eugenia Pichardo, certify that: 1. I have reviewed this report on Form N-Q of The Mexico Equity and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with re |
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| October 22, 2007 |
EX-99.(A)(1)(VIII) 9 c19477exv99wxayx1yxviiiy.htm SUMMARY PUBLICATION EXHIBIT 99.(a)(1)(viii) This announcement is not an offer to purchase nor a solicitation of an offer to sell Preferred Shares (as defined below). The Offer (as defined below) is made only by the Offer to Repurchase dated October 22, 2007 and the related Letter of Transmittal, which are being mailed to stockholders. The Offer is |
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| October 22, 2007 |
exv99wxayx1yxiy EXHIBIT 99.(a)(1)(i) THE MEXICO EQUITY AND INCOME FUND, INC. (THE “FUND”) OFFER TO REPURCHASE UP TO 25% OF THE FUND’S ISSUED AND OUTSTANDING PREFERRED STOCK, PAR VALUE $0.001 PER SHARE (THE “PREFERRED SHARES”), AT 99% OF NET ASSET VALUE, IN EXCHANGE FOR PORTFOLIO SECURITIES OF THE FUND THIS REPURCHASE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON NOVE |
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| October 22, 2007 |
Form of Notice of Guaranteed Delivery EXHIBIT 99.(1)(a)(iv) NOTICE OF GUARANTEED DELIVERY FOR TENDER OF SHARES OF PREFERRED STOCK OF THE MEXICO EQUITY AND INCOME FUND, INC. (THE ?FUND?) This form, or one substantially equivalent hereto, must be used to accept the Offer (as defined below) if a Preferred Stockholder?s certificates for shares of preferred stock, par value $0.001 per share (the ?Preferred Shares?), of the Fund are not imm |
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| October 22, 2007 |
Form of Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees EX-99.(A)(1)(V) 6 c19477exv99wxayx1yxvy.htm FORM OF LETTER TO BROKERS, DEALERS, COMMERCIAL BANKS, TRUST COMPANIES AND OTHER NOMINEES EXHIBIT 99.(1)(a)(v) OFFER BY THE MEXICO EQUITY AND INCOME FUND, INC. TO REPURCHASE UP TO 25% OF THE FUND’S ISSUED AND OUTSTANDING PREFERRED STOCK, PAR VALUE $0.001 PER SHARE, AT 99% OF NET ASSET VALUE, IN EXCHANGE FOR PORTFOLIO SECURITIES OF THE FUND THE OFFER AND W |
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| October 22, 2007 |
exv99wxayx5y EXHIBIT 99.(a)(5) FOR IMMEDIATE RELEASE THE MEXICO EQUITY AND INCOME FUND LAUNCHES PERIODIC IN-KIND REPURCHASE POLICY- COMMENCES IN-KIND REPURCHASE OFFER FOR PREFERRED SHARES October 22, 2007 — The Mexico Equity and Income Fund, Inc. (NYSE: MXE) (the “Fund”) announced today that it has commenced an offer to repurchase from Preferred Stockholders up to 25% of the Fund’s issued and outs |
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| October 22, 2007 |
Form of Letter to Clients of Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees EXHIBIT 99.(a)(1)(vii) OFFER BY THE MEXICO EQUITY AND INCOME FUND, INC. TO REPURCHASE UP TO 25% OF THE FUND?S ISSUED AND OUTSTANDING PREFERRED STOCK, PAR VALUE $0.001 PER SHARE, AT 99% OF NET ASSET VALUE, IN EXCHANGE FOR PORTFOLIO SECURITIES OF THE FUND THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON NOVEMBER 16, 2007 OR SUCH LATER DATE TO WHICH THE OFFER IS EXTEND |
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| October 22, 2007 |
Guidelines for Certification of Taxpayer Identification Number exv99wxayx1yxixy EXHIBIT 99.(a)(1)(ix) GUIDELINES FOR CERTIFICATION OF TAXPAYER IDENTIFICATION NUMBER ON SUBSTITUTE FORM W-9 Guidelines for Determining the Proper Identification Number for the Payee (You) to Give the Payer—Social Security numbers have nine digit separated by two hyphens: i.e., 000-00-0000. Employer identification numbers have nine digits separated by only one hyphen: i.e., 00-0000 |
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| October 22, 2007 |
Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE TO (Rule 14d-100) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 THE MEXICO EQUITY AND INCOME FUND, INC. |
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| October 22, 2007 |
EX-99.(A)(1)(III) 4 c19477exv99wxayx1yxiiiy.htm DTC DELIVERY ELECTION FORM EXHIBIT 99.(a)(1)(iii) DTC DELIVERY ELECTION FORM DTC DELIVERY ELECTION FORM THIS FORM MUST BE COMPLETED AND SUBMITTED IF PREFERRED SHARES WILL BE PRESENTED FOR REDEMPTION BY BOOK-ENTRY TRANSFER TO THE DEPOSITORY TRUST COMPANY. PLEASE FAX THIS FORM TO THE DEPOSITARY AT THE NUMBER INDICATED BELOW PRIOR TO 5:00 P.M. NEW YORK |
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| October 22, 2007 |
Form of Letter to Stockholders EXHIBIT 99.(1)(a)(vi) THE MEXICO EQUITY AND INCOME FUND, INC. 615 E. Michigan St., 2nd Floor Milwaukee, Wisconsin 53202 DEAR PREFERRED STOCKHOLDER: At a meeting held on October 12, 2005, the Board of Directors of The Mexico Equity and Income Fund, Inc. (the ?Fund?), voted to file a registration statement allowing the Fund to conduct a rights offering for the purchase of shares of its preferred sto |
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| October 22, 2007 |
exv99wxayx1yxiiy EXHIBIT 99.(a)(1)(ii) LETTER OF TRANSMITTAL TO ACCOMPANY SHARES OF PREFERRED STOCK OR ORDER TENDER OF UNCERTIFICATED SHARES OF THE MEXICO EQUITY AND INCOME FUND, INC. TENDERED PURSUANT TO THE OFFER TO REPURCHASE DATED OCTOBER 22, 2007 THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON NOVEMBER 16, 2007, UNLESS THE OFFER TO PURCHASE IS EXTENDED. (THE “ |
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| October 15, 2007 |
Table of Contents SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to § 240. |
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| October 3, 2007 |
Table of Contents SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: ? Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to ? 240. |
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| October 1, 2007 |
SC 13G/A 1 mainbody.htm MAINBODY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 The Mexico Equity and Income Fund Inc. (Name of Issuer) Preferred Stock, par value $.001 per share (Title of Class of Securities) 592834204 (CUSIP Number) Richard J. Shaker D. B. A. Shaker Financial Services 1094 Magothy Circle Annapolis, |
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| September 28, 2007 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Shareholders and Board of Directors The Mexico Equity and Income Fund, Inc. |
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| August 21, 2007 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.N 2 c17421p1exv99wn.htm CONSENT OF TAIT, WELLER & BAKER LLP EXHIBIT 2(n) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in this Post-Effective Amendment #1 to the Registration Statement (Form N-2) of the Mexico Equity & Income Fund, Inc. and to the use of our report dated September 8, 2006 on the financial statements and financial highlights |
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| August 21, 2007 |
As filed with the Securities and Exchange Commission on August 21, 2007 1933 File Act No. |
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| July 26, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* The Mexico Equity & Income Fund, Inc. (Name of Issuer) Preferred Stock, par value $0.001 per share (Title of Class of Securities) 592834204 (CUSIP Number) July 19, 2007 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| June 15, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06111 The Mexico Equity and Income Fund, Inc. (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Address of principal executive offices) (Zip code) M |
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| June 15, 2007 |
I, Maria Eugenia Pichardo, certify that: CERTIFICATION I, Maria Eugenia Pichardo, certify that: 1. I have reviewed this report on Form N-Q of The Mexico Equity and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with re |
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| April 2, 2007 |
The Mexico Equity and Income Fund, Inc. Form N-SAR Report for the Period Ended 1/31/07 Item 77-C (1) The Mexico Equity and Income Fund, Inc. Form N-SAR Report for the Period Ended 1/31/07 Item 77-C (1) Results of Annual Stockholders Meeting The Fund’s Annual Stockholders meeting was held on December 6, 2006, at 405 Lexington Avenue, New York, New York 10174. As of September 25, 2006, the record date, outstanding shares of common and preferred stock were 2,473,504 and 1,439,336, respectively. Hold |
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| February 12, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* The Mexico Equity & Income Fund, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 592834105 (CUSIP Number) December 31, 2006 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| December 28, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06111 The Mexico Equity and Income Fund, Inc. (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Address of principal executive offices) (Zip code) M |
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| December 28, 2006 |
I, Maria Eugenia Pichardo, certify that: CERTIFICATION I, Maria Eugenia Pichardo, certify that: 1. I have reviewed this report on Form N-Q of The Mexico Equity and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with re |
