Statistik Asas
| LEI | 549300VQWKOKLGOGUQ16 |
| CIK | 1227857 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Virtus Convertible & Income Fund II
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
| April 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ☒ Defi |
|
| April 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ☒ Def |
|
| June 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Virtus Convertible & Income Fund II (Name of Issuer) Series A Mandatory Redeemable Preferred Shares (Title of Class of Securities) BME5PHE21 (CUSIP Number) May 31, 2023 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to d |
|
| April 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ☒ Def |
|
| February 13, 2023 |
NCZ / AGIC Convertible & Income Fund II / BANK OF AMERICA CORP /DE/ Passive Investment SC 13G/A 1 doc1.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 02)* Virtus Convertible & Income Fund II (Name of Issuer) Auction Rate Preferred (Title of Class of Securities) 018825 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
|
| February 13, 2023 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION EX-99.02 3 boa-poa.htm BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby make, constitute, and appoint each of Kelvin Kwok, Tolu Tade, Andres Ortiz Custodio, Frank Lui, James Todd, Zainab Tarteel, Hannah Chae and Monica Yako as an attorney-in-fact for the Corporation acting for the Corporation and in the Corpo |
|
| February 13, 2023 |
EX-99.01 2 jfa1.htm JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (incl |
|
| December 27, 2022 |
VIRTUS Convertible & Income Fund II SCHEDULE OF INVESTMENTS (Unaudited) October 31, 2022 NPORT-EX 2 VIAC040VIRTUS103122.htm VIRTUS Convertible & Income Fund II SCHEDULE OF INVESTMENTS (Unaudited) October 31, 2022 ($ reported in thousands) Par Value Value Convertible Bonds and Notes—89.4% Airlines—1.9% American Airlines Group, Inc. 6.500%, 7/1/25 $ 2,095 $ 2,347 Southwest Airlines Co. 1.250%, 5/1/25 2,305 2,834 5,181 Auto Manufacturers—1.9% Ford Motor Co. 0.000%, 3/15/ |
|
| December 9, 2022 |
NCZ / AGIC Convertible & Income Fund II / UBS Group AG - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7) Virtus Convertible & Income Fund II (Name of Issuer) Auction Preferred Stock (Title of Class of Securities) 92838U207 92838U306 92838U405 92838U504 92838U603 (CUSIP Number) November 3, 2022 (Date of Event Which Requires Filing of this Statement) Check the |
|
| November 4, 2022 |
SC TO-I/A 1 tm2229788d2sctoia.htm SC TO-I/A As filed with the Securities and Exchange Commission on November 4, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act Of 1934 Amendment No. 1 Virtus Convertible & Income Fund II (Name of Subject Company (Issuer)) Virtus Converti |
|
| November 4, 2022 |
Press Release issued by the Fund dated November 3, 2022. Exhibit 99.(a)(1)(ix) News Release Virtus Convertible & Income Fund, Virtus Convertible & Income Fund II Announce Final Results of ARPS Tender Offers NCZ declares October distribution; starts process to pay previously declared common share distribution HARTFORD, CT, November 3, 2022 ?Virtus Convertible & Income Fund (NYSE: NCV) and Virtus Convertible & Income Fund II (NYSE: NCZ) (each, a ?Fund? an |
|
| October 3, 2022 |
Form of Notice of Guaranteed Delivery Exhibit 99.(a)(1)(vi) NOTICE OF GUARANTEED DELIVERY To Tender Preferred Shares Of Virtus Convertible & Income Fund II (the ?Fund?) Pursuant to the Offer to Purchase Dated October 3, 2022 This form, or a form substantially equivalent to this form, must be used to accept the Offer (as defined in the Letter of Transmittal), upon the terms and subject to the conditions set forth in the Offer Documents |
|
| October 3, 2022 |
As filed with the Securities and Exchange Commission on October 3, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
|
| October 3, 2022 |
Exhibit 99.(a)(1)(v) Instructions for Withdrawal of Previously Tendered Preferred Shares of Virtus Convertible & Income Fund II (the ?Fund?) If you tendered to the Fund, a Massachusetts business trust registered under the Investment Company Act of 1940, in connection with the offer by the Fund to purchase for cash up to 100% of its outstanding auction-rate preferred shares of beneficial interest, |
|
| October 3, 2022 |
Exhibit 99.(a)(1)(iv) Offer by Virtus Convertible & Income Fund II (the ?Fund?) to Purchase for Cash Up To 100% of Its Outstanding Preferred Shares (Virtus Convertible & Income Fund II: Auction-Rate Preferred Shares Series A, Series B, Series C, Series D and Series E) [xx, 2022] To Our Clients: Enclosed for your consideration is the offer to purchase dated October 3, 2022 (the ?Offer to Purchase?) |
|
| October 3, 2022 |
Form of Letter of Transmittal. Exhibit 99.(a)(1)(ii) LETTER OF TRANSMITTAL To Tender Preferred Shares (Designated Auction-Rate Preferred Shares Series A, Series B, Series C, Series D and Series E) of Virtus Convertible & Income Fund II Pursuant to the Offer to Purchase Dated October 3, 2022 THE OFFER AND WITHDRAWAL RIGHTS EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON November 1, 2022, UNLESS THE OFFER IS EXTENDED. The Depositary |
|
| October 3, 2022 |
Calculation of Filing Fee Table EX-FILING FEES Calculation of Filing Fee Tables SC TO-I (Form Type) Virtus Convertible & Income Fund II (Exact Name of Registrant as Specified in its Charter) Table 1 to Paragraph (a)(7) Transaction Valuation Fee rate Amount of Filing Fee Fees to Be Paid 159,193,238 110. |
|
| October 3, 2022 |
Exhibit 99.(a)(1)(vii) TENDER OFFER AGREEMENT This Agreement (?Agreement?) is made and entered into as of the 19th day of September, 2022, by and among Virtus Convertible & Income Fund (?NCV?), Virtus Convertible & Income Fund II (?NCZ? and, together with NCV, each, a ?Fund? and, together, the ?Funds?), Virtus Investment Advisers, Inc. (?Virtus? and, together with the Funds, the ?Fund Parties?) an |
|
| October 3, 2022 |
Offer to Purchase dated October 3, 2022. Exhibit 99.(a)(1)(i) Offer by VIRTUS CONVERTIBLE & INCOME FUND II (the ?Fund?) To Purchase Up to 100% of Its Outstanding Auction Rate Preferred Shares (Virtus Convertible & Income Fund II: Auction Rate Preferred Shares Series A, Series B, Series C, Series D and Series E) THE FUND?S OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON November 1, 2022, UNLESS THE OFFER IS EX |
|
| October 3, 2022 |
Form of Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees. Exhibit 99.(a)(1)(iii) Offer by Virtus Convertible & Income Fund II (the ?Fund?) to Purchase for Cash Up To 100% of Its Outstanding Preferred Shares (Virtus Convertible & Income Fund II: Auction-Rate Preferred Shares Series A, Series B, Series C, Series D and Series E) [xx, 2022] To Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees: We have been appointed to act as Information |
|
| October 3, 2022 |
Press Release issued by the Fund dated September 28, 2022. Exhibit 99.(a)(1)(viii) News Release Virtus Convertible & Income Fund, Virtus Convertible & Income Fund II Commence Tender Offers for Outstanding Auction Rate Preferred Shares HARTFORD, CT, October 3, 2022 ?Virtus Convertible & Income Fund (NCV) and Virtus Convertible & Income Fund II (NCZ) (each, a ?Fund? and, together, the ?Funds?), announced that each Fund today commenced a voluntary tender off |
|
| September 28, 2022 |
As filed with the Securities and Exchange Commission on September 28, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
|
| September 28, 2022 |
Press Release issued by the Fund dated September 28, 2022 Exhibit 99.1 News Release Virtus Convertible & Income Fund, Virtus Convertible & Income Fund II Announce Tender Offers for Outstanding Auction Rate Preferred Shares HARTFORD, CT, September 28, 2022 ? Virtus Convertible & Income Fund (NCV) and Virtus Convertible & Income Fund II (NCZ) (each, a ?Fund? and, together, the ?Funds?), announced today that each Fund will commence a voluntary tender offer |
|
| September 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
|
| September 1, 2022 |
DEFA14A 1 tm2224936-1defa14a.htm VIRTUS CLOSED-END FUNDS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the C |
|
| August 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
|
| August 10, 2022 |
DEFA14A 1 tm2221546-7defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only ( |
|
| August 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
|
| August 4, 2022 |
DEF 14A 1 tm2221546-2def14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only ( |
|
| July 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
|
| June 24, 2022 |
VIRTUS ALLIANZGI Convertible & Income Fund II SCHEDULE OF INVESTMENTS (Unaudited) April 30, 2022 VIRTUS ALLIANZGI Convertible & Income Fund II SCHEDULE OF INVESTMENTS (Unaudited) April 30, 2022 ($ reported in thousands) Par Value Value Corporate Bonds and Notes—57. |
|
| May 31, 2022 |
DEF 14A 1 tm2217093d1def14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (a |
|
| January 25, 2022 |
VIRTUS AllianzGI Convertible & Income Fund II SCHEDULE OF INVESTMENTS (Unaudited) November 30, 2021 VIRTUS AllianzGI Convertible & Income Fund II SCHEDULE OF INVESTMENTS (Unaudited) November 30, 2021 ($ reported in thousands) Par Value Value Corporate Bonds and Notes—49. |
|
| July 29, 2021 |
HTML Schedule of Investments Virtus AllianzGI Convertible & Income Fund II May 31, 2021 (unaudited) Principal Amount (000s) Value CONVERTIBLE BONDS & NOTES—48. |
|
| June 8, 2021 |
? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ? |
|
| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6(e)(2)) ? Def |
|
| February 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6(e)(2)) ? Def |
|
| February 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6(e)(2)) ? Def |
|
| February 1, 2021 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY EXHIBIT 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the “Corporation”), does hereby make, constitute, and appoint Michael Jentis as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation’s name, place and stead, for the Corporation’s use and benefit, to bind the Corporation by his execution of th |
|
| February 1, 2021 |
Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* AllianzGI Convertible & Income Fund II (Name of Issuer) Auction Rate Preferred (Title of Class of Securities) 018825 (CUSIP Number) January 26, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to design |
|
| February 1, 2021 |
BANK OF AMERICA, NATIONAL ASSOCIATION LIMITED POWER OF ATTORNEY EXHIBIT 99.3 BANK OF AMERICA, NATIONAL ASSOCIATION LIMITED POWER OF ATTORNEY BANK OF AMERICA, NATIONAL ASSOCIATION, a national association formed under the laws of the United States, (the “Association”), does hereby make, constitute, and appoint Michael Jentis as an attorney-in-fact for the Association acting for the Association and in the Association’s name, place and stead, for the Association’s |
|
| February 1, 2021 |
EX-99.01 2 jfa.htm EX-99.01 EXHIBIT 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regula |
|
| January 27, 2021 |
Form DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6 |
|
| January 25, 2021 |
Schedule of Investments AllianzGI Convertible & Income Fund II November 30, 2020 (unaudited) Principal Amount (000s) Value^ CONVERTIBLE BONDS & NOTES—42. |
|
| January 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6(e)(2)) ? Def |
|
| January 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6(e)(2)) ? Def |
|
| January 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6(e)(2)) ? Def |
|
| January 4, 2021 |
DEFA14A 1 d52849ddefa14a.htm FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only |
|
| December 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6(e)(2)) ☐ Def |
|
| December 23, 2020 |
Form DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6 |
|
| December 11, 2020 |
Form DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6 |
|
| December 4, 2020 |
DEFA14A 1 d88205ddefa14a.htm FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only |
|
| November 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6(e)(2)) ☐ Def |
|
| November 27, 2020 |
Form DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6 |
|
| November 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6(e)(2)) ☐ Def |
|
| November 9, 2020 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6(e)(2 |
|
| October 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6(e)(2)) ? Def |
|
| October 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6(e)(2)) ☐ Def |
|
| October 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6(e)(2)) ☐ Def |
|
| October 9, 2020 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6(e)(2 |
|
| October 7, 2020 |
DEFA14A 1 d64493ddefa14a.htm FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only |
|
| September 22, 2020 |
DEFR14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| September 16, 2020 |
DEFA14A 1 d54735ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commis |
|
| September 15, 2020 |
DEF 14A 1 d61916ddef14a.htm DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for |
|
| September 15, 2020 |
ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA 02199-3600 WWW.ROPESGRAY.COM September 15, 2020 Angela C. Jaimes (617) 951-7591 [email protected] Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Attn: Min S. Oh Re: AllianzGI Artificial Intelligence & Technology Opportunities Fund ("AIO"), AllianzGI Convertible & |
|
| September 14, 2020 |
CORRESP 1 filename1.htm ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA 02199-3600 WWW.ROPESGRAY.COM September 14, 2020 Angela C. Jaimes (617) 951-7591 [email protected] Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Attn: Min S. Oh Re: AllianzGI Artificial Intelligence & Technology Opportunities Fund (“AIO”), |
|
| September 2, 2020 |
September 1, 2020 BY EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549-1090 Re: AllianzGI Artificial Intelligence & Technology Opportunities Fund (“AIO”), AllianzGI Convertible & Income Fund (“NCV”), AllianzGI Convertible & Income Fund II (“NCZ”), AllianzGI Convertible & Income 2024 Target Term Fund (“CBH”), AllianzGI Diversified Income & Convertible Fund (“ACV”), AllianzGI Equity & Convertible Income Fund (“NIE”) and AllianzGI Dividend, Interest & Premium Strategy Fund (“NFJ”) (each a “Fund” and, collectively, the “Funds”) (File Nos. |
|
| September 2, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14(a) |
|
| July 16, 2020 |
FOR VALIDATION PURPOSES ONLY - [933642.TX] Schedule of Investments AllianzGI Convertible & Income Fund II May 31, 2020 (unaudited) Principal Amount (000s) Value^ CONVERTIBLE BONDS & NOTES—38.6% Airlines—0.5% $2,605 Southwest Airlines Co., 1.25%, 5/1/25 $ 2,942,022 Apparel & Textiles—0.9% 11,140 Iconix Brand Group, Inc., 5.75%, 8/15/23 5,347,200 Auto Manufacturers—1.3% 2,695 Tesla, Inc., 2.00%, 5/1 |
|
| July 7, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 7, 2020 AllianzGI Convertible & Income Fund II (Exact Name of Registrant as Specified in Its Charter) Massachusetts (State or Other Jurisdiction of Incorporation) 811-21338 14-1888792 (Commission File Number) (IRS Employer Identification No. |
|
| July 7, 2020 |
EX-99.1 News Release AllianzGI and Virtus Investment Partners Announce Strategic Partnership in U.S. Retail Market Virtus to assume responsibility for AllianzGI’s U.S. open- and closed-end funds; AllianzGI’s Value Equity team to join Virtus NEW YORK & HARTFORD, CT, July 7, 2020 – Allianz Global Investors (AllianzGI), a leading global active asset manager, and Virtus Investment Partners, Inc. (NASD |
|
| June 12, 2020 |
NCZ CORRESPONDENCE ALLIANZGI CONVERTIBLE & INCOME FUND II 1633 Broadway New York, NY 10019 June 12, 2020 United States Securities and Exchange Commission 100 F Street N. |
|
| June 9, 2020 |
Form DEFR14A SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
| June 4, 2020 |
- ALLIANZGI JOINT PROXY STATEMENT DEF 14A 1 d934614ddef14a.htm ALLIANZGI JOINT PROXY STATEMENT SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For |
|
| June 1, 2020 |
SEC Response Letter ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA 02199-3600 WWW. |
|
| January 15, 2020 |
HTML Schedule of Investments AllianzGI Convertible & Income Fund II November 30, 2019 (unaudited) Principal Amount (000s) Value^ CORPORATE BONDS & NOTES—36. |
|
| July 18, 2019 |
NCZ / AGIC Convertible & Income Fund II NPORT-EX - - HTML Schedule of Investments AllianzGI Convertible & Income Fund II May 31, 2019 (unaudited) Principal Amount (000s) Value* CORPORATE BONDS & NOTES—37. |
|
| June 3, 2019 |
NCV / AGIC Convertible & Income Fund DEF 14A - - ALLIANZGI JOINT PROXY STATEMENT DEF 14A 1 d713964ddef14a.htm ALLIANZGI JOINT PROXY STATEMENT SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For |
|
| January 25, 2019 |
Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a |
|
| January 25, 2019 |
NCZ / AGIC Convertible & Income Fund II / BANK OF AMERICA CORP /DE/ - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* AllianzGI Convertible & Income Fund II (Name of Issuer) Auction Rate Preferred Shares (Title of Class of Securities) 018825 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
|
| January 24, 2019 |
N-Q 1 d682981dnq.htm ALLIANZGI CONVERTIBLE & INCOME FUND II UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21338 AllianzGI Convertible & Income Fund II (Exact name of registrant as specified in charter) 1633 Broadway, New York, NY 10019 (Addr |
|
| January 24, 2019 |
Section 302 Certification Exhibit 99CERT CERTIFICATIONS I, Thomas J. Fuccillo, certify that: 1. I have reviewed this report on Form N-Q of AllianzGI Convertible & Income Fund II; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stateme |
|
| September 6, 2018 |
NCZ / AGIC Convertible & Income Fund II ALLIANZGI CONVERTIBLE & INCOME FUND II AllianzGI Convertible & Income Fund II SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
|
| September 6, 2018 |
Statement of Preferences with Respect to Cumulative Preferred Shares. NCZ - Cumulative Preferred Statement ALLIANZGI CONVERTIBLE & INCOME FUND II STATEMENT ESTABLISHING AND FIXING THE RIGHTS AND PREFERENCES OF CUMULATIVE PREFERRED SHARES AllianzGI Convertible & Income Fund II (the “Trust”), a business trust organized under the laws of the Commonwealth of Massachusetts certifies that: RECITALS FIRST: The Board of Trustees of the Trust (together with any duly authoriz |
|
| September 6, 2018 |
Eighth Amended and Restated Bylaws of Registrant. NCZ Bylaws - Eighth A&R EIGHTH AMENDED AND RESTATED BYLAWS OF ALLIANZGI CONVERTIBLE & INCOME FUND II (Amended and Restated as of September 4, 2018) ARTICLE 1 AGREEMENT AND DECLARATION OF TRUST AND PRINCIPAL OFFICE 1. |
|
| September 6, 2018 |
NCZ - Underwriting Agreement Execution Version $109,000,000 ALLIANZGI CONVERTIBLE & INCOME FUND II 4,360,000 Shares of 5. |
|
| September 6, 2018 |
Form of Addendum to Transfer Agency and Registrar Services Agreement FORM OF ADDENDUM TO TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT This Addendum (this “Addendum”), is made as of September , 2018, by and between AllianzGI Convertible & Income Fund II, a Massachusetts business Trust (the “Company”) and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (“AST”). |
|
| September 6, 2018 |
A&R Investment Management Agreement AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT AllianzGI Convertible & Income Fund II This Amended and Restated Investment Management Agreement, dated October 1, 2016 (the “Agreement”), by and between AllianzGI Convertible & Income Fund II (formerly known as Nicholas-Applegate Convertible & Income Fund II), a Massachusetts business trust (the “Fund”), and Allianz Global Investors U. |
|
| September 6, 2018 |
R&G Securities Opinion ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA 02199-3600 WWW. |
|
| September 6, 2018 |
NCZ / AGIC Convertible & Income Fund II ALLIANZGI CONVERTIBLE & INCOME FUND II AllianzGI Convertible & Income Fund II As filed with the Securities and Exchange Commission on September 5, 2018 1933 Act File No. |
|
| August 17, 2018 |
NCV / AGIC Convertible & Income Fund CORRESP CORRESP ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA 02199-3600 WWW. |
|
| August 15, 2018 |
NCV / AGIC Convertible & Income Fund CORRESP CORRESP ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA 02199-3600 WWW. |
|
| August 15, 2018 |
NCZ / AGIC Convertible & Income Fund II CORRESP CORRESP 1 filename1.htm ALLIANZGI CONVERTIBLE & INCOME FUND II 1633 Broadway New York, NY 10019 August 15, 2018 United States Securities and Exchange Commission 100 F Street N.E. Washington, DC 20549 Attention: Ms. Sally Samuel Re: AllianzGI Convertible & Income Fund II (the “Fund”) Registration Statement on Form N-2 (File Nos. 811-21338 and 333-225290) Dear Ms. Samuel: Pursuant to Rule 461(a) und |
|
| August 3, 2018 |
NCV / AGIC Convertible & Income Fund CORRESP ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA 02199-3600 WWW.ROPESGRAY.COM August 3, 2018 Robert M. Schmidt T: 617-951-7831 F: 617-235-9425 [email protected] VIA EDGAR Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Attn: Mr. David L. Orlic, Esq. Re: AllianzGI Convertible & Income Fund (File Nos. 333-225293 |
|
| August 1, 2018 |
NCZ / AGIC Convertible & Income Fund II ALLIANZGI CONVERTIBLE & INCOME FUND II AllianzGI Convertible & Income Fund II As filed with the Securities and Exchange Commission on August 1, 2018 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
|
| August 1, 2018 |
Press Release Press release July 31, 2018 AllianzGI Convertible & Income Fund and AllianzGI Convertible & Income Fund II Announce Final Results of Tender Offers for Outstanding Auction Rate Preferred Shares NEW YORK, July 31, 2018 - Allianz Global Investors U. |
|
| July 28, 2018 |
NCZ / AGIC Convertible & Income Fund II ALLIANZGI CONVERTIBLE & INCOME FUND II AllianzGI Convertible & Income Fund II As filed with the Securities and Exchange Commission on July 27, 2018 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
|
| July 28, 2018 |
Press Release Exhibit (a)(5)(ii) Press release July 27, 2018 AllianzGI Convertible & Income Fund and AllianzGI Convertible & Income Fund II Announce Extension of Tender Offers for Outstanding Auction Rate Preferred Shares NEW YORK, July 27, 2018—Allianz Global Investors U. |
|
| July 20, 2018 |
N-Q 1 d470593dnq.htm ALLIANZGI CONVERTIBLE & INCOME FUND II UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21338 AllianzGI Convertible & Income Fund II (Exact name of registrant as specified in charter) 1633 Broadway, New York, NY 10019 (Addr |
|
| July 20, 2018 |
Section 302 Certification Exhibit 99CERT CERTIFICATIONS I, Thomas J. Fuccillo, certify that: 1. I have reviewed this report on Form N-Q of AllianzGI Convertible & Income Fund II; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stateme |
|
| July 20, 2018 |
NCV / AGIC Convertible & Income Fund CORRESP CORRESP 1 filename1.htm July 20, 2018 Robert M. Schmidt T: 617-951-7831 F: 617-235-9425 [email protected] VIA EDGAR Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Attn: Mr. David L. Orlic, Esq. Re: AllianzGI Convertible & Income Fund (File Nos. 333-225293 and 811-21284) and AllianzGI Convertible & Income Fund II (File Nos. 33 |
|
| June 27, 2018 |
Form of Letter of Transmittal Exhibit (a)(1)(ii) LETTER OF TRANSMITTAL To Tender Preferred Shares (Designated Auction-Rate Preferred Shares Series A, Series B, Series C, Series D and Series E) of AllianzGI Convertible & Income Fund II Pursuant to the Offer to Purchase Dated June 28, 2018 THE OFFER AND WITHDRAWAL RIGHTS EXPIRE AT 5:00 P. |
|
| June 27, 2018 |
Form of Notice of Guaranteed Delivery Exhibit (a)(1)(iii) NOTICE OF GUARANTEED DELIVERY To Tender Preferred Shares Of AllianzGI Convertible & Income Fund or AllianzGI Convertible & Income Fund II (each, a “Fund” and, collectively, the “Funds”) Pursuant to the Offer to Purchase Dated June 28, 2018 This form, or a form substantially equivalent to this form, must be used to accept the Offer (as defined in the Letter of Transmittal), upon the terms and subject to the conditions set forth in the Offer Documents (as defined below), if the preferred shares of beneficial interest, par value $0. |
|
| June 27, 2018 |
Form of Letter to Clients for use by Brokers, Dealers, Commercial Banks Exhibit (a)(1)(v) Offer by Each of AllianzGI Convertible & Income Fund AllianzGI Convertible & Income Fund II (each, a “Fund,” and collectively, the “Funds”) to Purchase for Cash Up To 100% of Its Outstanding Preferred Shares (AllianzGI Convertible & Income Fund: Auction-Rate Preferred Shares Series A, Series B, Series C, Seri |
|
| June 27, 2018 |
NCZ / AGIC Convertible & Income Fund II ALLIANZGI CONVERTIBLE & INCOME FUND II AllianzGI Convertible & Income Fund II As filed with the Securities and Exchange Commission on June 28, 2018 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
|
| June 27, 2018 |
Press Release issued on June 27, 2018 Exhibit (a) (5) (i) Press Release AllianzGI Convertible & Income Fund and AllianzGI Convertible & Income Fund II Commence Tender Offers for Outstanding Auction Rate Preferred Shares NEW YORK, June 27, 2018 - Allianz Global Investors U. |
|
| June 27, 2018 |
Tender Offer Agreement, dated June 19, 2018 Exhibit (d)(ii) TENDER OFFER AGREEMENT This Agreement (“Agreement”) is made and entered into as of the 19th day of June, 2018, by and among AllianzGI Convertible & Income Fund (“NCV”), AllianzGI Convertible & Income Fund II (“NCZ” and, together with NCV, each, a “Fund” and, together, the “Funds”), Allianz Global Investors U. |
|
| June 27, 2018 |
Tender Offer Agreement, dated June 18, 2018 Exhibit (d)(i) TENDER OFFER AGREEMENT This Agreement (“Agreement”) is made and entered into as of the 18th day of June, 2018, by and among AllianzGI Convertible & Income Fund (“NCV”), AllianzGI Convertible & Income Fund II (“NCZ” and, together with NCV, each, a “Fund” and, together, the “Funds”), Allianz Global Investors U. |
|
| June 27, 2018 |
Offer to Purchase Table of Contents Exhibit (a)(1)(i) Offer by Each of ALLIANZGI CONVERTIBLE & INCOME FUND ALLIANZGI CONVERTIBLE & INCOME FUND II (each, a “Fund”) To Purchase Up to 100% of Its Outstanding Auction Rate Preferred Shares (AllianzGI Convertible & Income Fund: Auction Rate Preferred Shares Series A, Series B, Series C, Series D and Series E) (AllianzGI Convertible & Income Fund II: Auction Rate Preferred Shares Series A, Series B, Series C, Series D and Series E) EACH FUND’S OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P. |
|
| June 27, 2018 |
EX-99.(A)(1)(IV) 5 d552947dex99a1iv.htm FORM OF LETTER TO BROKERS, DEALERS, COMMERCIAL BANKS, TRUST COMPANIES Exhibit (a)(1)(iv) Offer by Each of AllianzGI Convertible & Income Fund AllianzGI Convertible & Income Fund II (each, a “Fund” and, collectively, the “Funds”) to Purchase for Cash Up To 100% of Its Outstanding Preferred Shares (AllianzGI Convertible & Income Fund: Auction-Rate Preferred Sh |
|
| June 27, 2018 |
Form of Notice of Withdrawal Exhibit (a)(1)(vi) Instructions for Withdrawal of Previously Tendered Preferred Shares of AllianzGI Convertible & Income Fund or AllianzGI Convertible & Income Fund II (each, a “Fund” and, collectively, the “Funds”) If you tendered to either of the Funds, each a Massachusetts business trust registered under the Investment Company Act of 1940, in connection with the offer by each Fund to purchase for cash up to 100% of its outstanding preferred shares of beneficial interest, par value $0. |
|
| June 20, 2018 |
NCZ / AGIC Convertible & Income Fund II ALLIANZGI CONVERTIBLE & INCOME FUND II AllianzGI Convertible & Income Fund II As filed with the Securities and Exchange Commission on June 20, 2018 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
|
| June 20, 2018 |
EX-99.1 2 d618329dex991.htm PRESS RELEASE ISSUED BY THE FUND DATED JUNE 20, 2018. Press Release AllianzGI Convertible & Income Fund and AllianzGI Convertible & Income Fund II Announce Tender Offers for Outstanding Auction Rate Preferred Shares NEW YORK, June 20, 2018 - Allianz Global Investors U.S. LLC (“AllianzGI U.S.”), the investment manager of AllianzGI Convertible & Income Fund (NYSE: NCV) an |
|
| June 4, 2018 |
NCV / AGIC Convertible & Income Fund ALLIANZGI JOINT PROXY STATEMENT DEF 14A 1 d591046ddef14a.htm ALLIANZGI JOINT PROXY STATEMENT SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For |
|
| February 14, 2018 |
SC 13G/A 1 sc13ga021418.htm SCHEDULE 13G AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* AllianzGI Convertible & Income Fund II (Name of Issuer) Auction Rate Preferred (Title of Class of Securities) 018825208 018825307 018825406 018825505 018825604 (CUSIP Number) December 31, 2017 (Dat |
|
| January 18, 2018 |
Section 302 Certification Exhibit 99CERT CERTIFICATIONS I, Thomas J. Fuccillo, certify that: 1. I have reviewed this report on Form N-Q of AllianzGI Convertible & Income Fund II; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stateme |
|
| January 18, 2018 |
Allianzgi Convertible & Income Fund Ii - ALLIANZGI CONVERTIBLE & INCOME FUND II AllianzGI Convertible & Income Fund II UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| July 20, 2017 |
Section 302 Certification Exhibit 99.302CERT CERTIFICATIONS I, Thomas J. Fuccillo, certify that: 1. I have reviewed this report on Form N-Q of AllianzGI Convertible & Income Fund II; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
|
| July 20, 2017 |
Allianzgi Convertible & Income Fund Ii - ALLIANZGI CONVERTIBLE & INCOME FUND II N-Q 1 d407782dnq.htm ALLIANZGI CONVERTIBLE & INCOME FUND II UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21338 AllianzGI Convertible & Income Fund II (Exact name of registrant as specified in charter) 1633 Broadway, New York, NY 10019 (Addr |
|
| June 1, 2017 |
AGIC Convertible & Income Fund ALLIANZGI JOINT PROXY STATEMENT DEF 14A 1 d353586ddef14a.htm ALLIANZGI JOINT PROXY STATEMENT SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For |
|
| April 25, 2017 |
Report of Independent Registered Public Accounting Firm ex77b.htm Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of AllianzGI Convertible & Income Fund II In planning and performing our audit of the financial statements of AllianzGI Convertible & Income Fund II (the "Fund") as of and for the year ended February 28, 2017, in accordance with the standards of the Public Company Accounting Oversight Board |
|
| April 25, 2017 |
AllianzGI Convertible & Income II Fund Annual Shareholder Meeting Results ex77c.htm AllianzGI Convertible & Income II Fund Annual Shareholder Meeting Results The Fund held its annual meeting of shareholders on June 30, 2016. Shareholders voted as indicated below: Convertible & Income II: Affirmative Withheld Authority Re-election of Alan Rappaport*?Class I to serve until the annual meeting for the 2019-2020 fiscal year 7,793 575 Re-election of James A. Jacobson*?Class I |
|
| March 15, 2017 |
ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA 02199-3600 WWW.ROPESGRAY.COM March 15, 2017 Justin Hebenstreit (415) 315-2344 [email protected] VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Mr. Jason Fox Re: Allianz Funds (Registration Nos. 033-36528 and 811-06161); Allianz Funds Multi-Strategy Trust (Registration Nos. 333- |
|
| February 14, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* AllianzGI Convertible & Income Fund II (Name of Issuer) Auction Rate Preferred (Title of Class of Securities) 018825208 018825307 018825406 018825505 018825604 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check |
|
| January 24, 2017 |
Section 302 Certification Exhibit 99.302CERT CERTIFICATIONS I, Thomas J. Fuccillo, certify that: 1. I have reviewed this report on Form N-Q of AllianzGI Convertible & Income Fund II; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
|
| January 24, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21338 AllianzGI Convertible & Income Fund II (Exact name of registrant as specified in charter) 1633 Broadway, New York, NY 10019 (Address of principal executive offices) (Zip code) Lawrence G. A |
|
| October 24, 2016 |
AllianzGI Convertible & Income II Fund Annual Shareholder Meeting Results ex77c.htm AllianzGI Convertible & Income II Fund Annual Shareholder Meeting Results The Fund held its annual meeting of shareholders on June 30, 2016. Shareholders voted as indicated below: Convertible & Income: Affirmative Withheld Authority Re-election of Alan Rappaport*—Class I to serve until the annual meeting for the 2019-2020 fiscal year 7,793 575 Re-election of James A. Jacobson*—Class II t |
|
| July 22, 2016 |
Section 302 Certification Exhibit 99.302CERT CERTIFICATIONS I, Thomas J. Fuccillo, certify that: 1. I have reviewed this report on Form N-Q of AllianzGI Convertible & Income Fund II; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
|
| July 22, 2016 |
AllianzGI Convertible & Income Fund II UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| May 20, 2016 |
AGIC Convertible & Income Fund ALLIANZGI JOINT PROXY STATEMENT SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
| April 28, 2016 |
ex77q1.htm ALLIANZGI CONVERTIBLE & INCOME FUND II AMENDMENT NO. 1 TO SEVENTH AMENDED AND RESTATED BYLAWS March 22, 2016 The following amendments to the Seventh Amended and Restated Bylaws, dated October 7, 2015 (the ?Bylaws?), of AllianzGI Convertible & Income Fund II (the ?Fund?) were duly adopted by resolution of a majority of the Trustees of the Fund at a meeting of the Trustees held on March 2 |
|
| April 28, 2016 |
AllianzGI Convertible & Income II Fund Annual Shareholder Meeting Results ex77c.htm AllianzGI Convertible & Income II Fund Annual Shareholder Meeting Results The Fund held its annual meeting of shareholders on June 2, 2015. Common / Preferred shareholders voted as indicated below: Convertible & Income: Affirmative Withheld Authority Re-election of Hans W. Kertess?Class III to serve until the annual meeting for the 2018-2019 fiscal year 60,354,741 2,567,242 Election of F |
|
| April 28, 2016 |
Report of Independent Registered Public Accounting Firm EX-99.77B ACCT LTTR 2 ex77b.htm EX 77B Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of AllianzGI Convertible & Income Fund II In planning and performing our audit of the financial statements of AllianzGI Convertible & Income Fund II (the "Fund") as of and for the year ended February 29, 2016, in accordance with the standards of the Public Compan |
|
| January 19, 2016 |
N-Q 1 d108552dnq.htm ALLIANZGI CONVERTIBLE & INCOME FUND II UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21338 AllianzGI Convertible & Income Fund II (Exact name of registrant as specified in charter) 1633 Broadway, New York, NY 10019 (Addr |
|
| January 19, 2016 |
Section 302 Certification Exhibit 99.302CERT CERTIFICATIONS I, Julian Sluyters, certify that: 1. I have reviewed this report on Form N-Q of AllianzGI Convertible & Income Fund II; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statem |
|
| October 26, 2015 |
AllianzGI Convertible & Income II Fund Annual Shareholder Meeting Results ex77c.htm AllianzGI Convertible & Income II Fund Annual Shareholder Meeting Results June 5, 2015 The Fund held its annual meeting of shareholders on June 2, 2015. Common / Preferred shareholders voted as indicated below: Convertible & Income: Affirmative Withheld Authority Re-election of Hans W. Kertess—Class III to serve until the annual meeting for the 2018-2019 fiscal year 60,354,741 2,567,242 |
|
| October 26, 2015 |
EX-99.77Q1 OTHR EXHB 3 ex77q1.htm EX77Q1 SEVENTH AMENDED AND RESTATED BYLAWS OF ALLIANZGI CONVERTIBLE & INCOME FUND II (Amended and Restated as of October 7, 2015) ARTICLE 1 AGREEMENT AND DECLARATION OF TRUST AND PRINCIPAL OFFICE 1.1. Principal Office of the Trust. A principal office of the Trust shall be located in New York, New York. The Trust may have other principal offices within or without M |
|
| July 23, 2015 |
N-Q 1 d946097dnq.htm ALLIANZGI CONVERTIBLE & INCOME FUND II UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21338 AllianzGI Convertible & Income Fund II (Exact name of registrant as specified in charter) 1633 Broadway, New York, NY 10019 (Addr |
|
| July 23, 2015 |
Section 302 Certification Exhibit 99.302CERT CERTIFICATIONS I, Julian Sluyters, certify that: 1. I have reviewed this report on Form N-Q of AllianzGI Convertible & Income Fund II; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statem |
|
| April 24, 2015 |
AllianzGI Convertible & Income Fund II Annual Shareholder Meeting Results ex77c.htm AllianzGI Convertible & Income Fund II Annual Shareholder Meeting Results February 28, 2015 The Fund held its annual meeting of shareholders on July 17, 2014. Common / Preferred shareholders voted as indicated below: Convertible & Income II: Affirmative Withheld Authority Re-election of Bradford K. Gallagher ? Class II to serve until the annual meeting for the 2017-2018 fiscal year 62,54 |
|
| April 24, 2015 |
Report of Independent Registered Public Accounting Firm ex77b.htm Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of AllianzGI Convertible & Income Fund II In planning and performing our audit of the financial statements of AllianzGI Convertible & Income Fund II (the "Fund") as of and for the year ended February 28, 2015, in accordance with the standards of the Public Company Accounting Oversight Board |
|
| April 23, 2015 |
AGIC Convertible & Income Fund ALLIANZ- MULTI FUNDS DEF 14A 1 d908500ddef14a.htm ALLIANZ- MULTI FUNDS SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of the |
|
| January 26, 2015 |
Allianzgi Convertible & Income Fund Ii - ALLIANZGI CONVERTIBLE & INCOME FUND II N-Q 1 d847605dnq.htm ALLIANZGI CONVERTIBLE & INCOME FUND II UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21338 AllianzGI Convertible & Income Fund II (Exact name of registrant as specified in charter) 1633 Broadway, New York, NY 10019 (Addr |
|
| January 26, 2015 |
Section 302 Certification Exhibit 99.302CERT CERTIFICATIONS I, Julian Sluyters, certify that: 1. I have reviewed this report on Form N-Q of AllianzGI Convertible & Income Fund II; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statem |
|
| December 2, 2014 |
NCZ / AGIC Convertible & Income Fund II / UBS Group AG - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* AllianzGI Convertible & Income Fund II (Name of Issuer) Auction Preferred Stock (Title of Class of Securities) 018825208 018825307 018825406 018825505 018825604 (CUSIP Number) November 28, 2014** (Date of Event which Requires Filing of this Stat |
|
| October 28, 2014 |
AllianzGI Convertible & Income Fund II Changes in Investment Policy AllianzGI Convertible & Income Fund II Changes in Investment Policy August 31, 2014 Changes in Investment Policy: Effective March 11, 2014, the Funds rescinded their non-fundamental investment policy to maintain a weighted average maturity typically ranging from five to ten years with respect to the portion of their portfolio allocated to income-producing convertible securities. |
|
| October 28, 2014 |
AllianzGI Convertible & Income Fund II Annual Shareholder Meeting Results AllianzGI Convertible & Income Fund II Annual Shareholder Meeting Results August 31, 2014 The Fund held its annual meeting of shareholders on July 17, 2014. |
|
| July 25, 2014 |
PGWAX / AllianzGI Focused Growth Fund CORRESP - - Allianz Response Letter ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA 02199-3600 WWW. |
|
| July 21, 2014 |
AllianzGI Convertible & Income Fund II UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| July 21, 2014 |
Section 302 Certification Exhibit 99.302CERT CERTIFICATIONS I, Julian Sluyters, certify that: 1. I have reviewed this report on Form N-Q of AllianzGI Convertible & Income Fund II; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statem |
|
| June 17, 2014 |
DEF 14A 1 d737365ddef14a.htm ALLIANZGI / PIMCO FUNDS SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of t |
|
| April 25, 2014 |
Changes in Investment Policy – Convertible & Income Fund II Changes in Investment Policy – Convertible & Income Fund II Effective March 11, 2014, the Funds rescinded their non-fundamental investment policy to maintain a weighted average maturity typically ranging from five to ten years with respect to the portion of their portfolio allocated to income-producing convertible securities. |
|
| April 25, 2014 |
Report of Independent Registered Public Accounting Firm EX-99.77B ACCT LTTR 2 ex77bauditorsletter.htm NCZ - AUDITORS LETTER Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of AllianzGI Convertible & Income Fund II April 23, 2014 In planning and performing our audit of the financial statements of AllianzGI Convertible & Income Fund II (the "Fund") as of and for the year ended February 28, 2014, in accord |
|
| April 25, 2014 |
AllianzGI Convertible & Income Fund II Annual Shareholder Meeting Results AllianzGI Convertible & Income Fund II Annual Shareholder Meeting Results February 28, 2014 The Fund held its annual meeting of shareholders on July 17, 2013. |
|
| January 21, 2014 |
Quarterly Schedule of Portfolio Holdings - ALLIANZGI CONVERTIBLE & INCOME FUND II AllianzGI Convertible & Income Fund II UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| January 21, 2014 |
EX-99.CERT 2 d650091dex99cert.htm SECTION 302 CERTIFICATIONS Exhibit 99.302CERT CERTIFICATIONS I, Brian S. Shlissel, certify that: 1. I have reviewed this report on Form N-Q of AllianzGI Convertible & Income Fund II; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the |
|
| October 25, 2013 |
AllianzGI Convertible & Income Fund II Annual Shareholder Meeting Results AllianzGI Convertible & Income Fund II Annual Shareholder Meeting Results August 31, 2013 The Fund held its annual meeting of shareholders on July 17, 2013. |
|
| October 25, 2013 |
EX-99.2 BYLAWS 3 arbylaws.htm AMENDED & RESTATED BYLAWS SIXTH AMENDED AND RESTATED BYLAWS OF ALLIANZGI CONVERTIBLE & INCOME FUND II (Amended and Restated as of September 18, 2013) ARTICLE 1 Agreement and Declaration of Trust and Principal Office 1.1 Principal Office of the Trust. A principal office of the Trust shall be located in New York, New York. The Trust may have other principal offices with |
|
| July 22, 2013 |
Section 302 Certifications Exhibit 99.302CERT CERTIFICATIONS I, Brian S. Shlissel, certify that: 1. I have reviewed this report on Form N-Q of AllianzGI Convertible & Income Fund II; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
|
| July 22, 2013 |
Quarterly Schedule of Portfolio Holdings - ALLIANZGI CONVERTIBLE & INCOME FUND II AllianzGI Convertible & Income Fund II UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| July 16, 2013 |
- ALLIANZGI CONVERTIBLE & INCOME FUND II Table of Contents As filed with the Securities and Exchange Commission on July 15, 2013 1933 Act File No. |
|
| July 16, 2013 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Registrant's Independent Registered Public Accountant CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of our report dated April 24, 2013, relating to the financial statements and financial highlights which appear in the February 28, 2013 Annual Report to Shareholders of the AllianzGI Convertible & Income Fund II, which are also incorporated by reference into the Registration Statement. |
|
| July 16, 2013 |
AMENDED AND RESTATED PORTFOLIO MANAGEMENT AGREEMENT AllianzGI Convertible & Income Fund II Amended and Restated Portfolio Management Agreement AMENDED AND RESTATED PORTFOLIO MANAGEMENT AGREEMENT AllianzGI Convertible & Income Fund II This Amended and Restated Portfolio Management Agreement, dated July 1, 2013 (the “Agreement”), by and between ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC (formerly known as PIMCO Advisors Fund Management LLC), a Delaware limited liability company (the “Manager”), and ALLIANZ GLOBAL INVESTORS U. |
|
| May 22, 2013 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
| May 20, 2013 |
- ALLIANZGI CONVERTIBLE & INCOME FUND II POS 8C 1 d538642dpos8c.htm ALLIANZGI CONVERTIBLE & INCOME FUND II Table of Contents As filed with the Securities and Exchange Commission on May 17, 2013 1933 Act File No. 333-184231 1940 Act File No. 811-21338 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-2 (Check appropriate box or boxes) REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x Pre-Effective Amen |
|
| May 20, 2013 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.(N) 3 d538642dex99n.htm CONSENT OF REGISTRANT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of our report dated April 24, 2013, relating to the financial statements and financial highlights which appear in the February 28, 2013 Annual Report to |
|
| May 20, 2013 |
Amendment to the Amended and Restated Declaration of Trust AGIC CONVERTIBLE & INCOME FUND II AMENDMENT NO. |
|
| April 26, 2013 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Trustees and Stockholders of AllianzGI Convertible & Income Fund II April 24, 2013 In planning and performing our audit of the financial statements of AllianzGI Convertible & Income Fund II (the “Fund”) as of and for the year ended February 28, 2013, in accordance with the standards of the Public Company Accounting Oversight B |
|
| April 26, 2013 |
AllianzGI Convertible & Income Fund II EX-99.77C VOTES 3 nczshareholdervotingresults.htm NCZ - SHAREHOLDER VOTING RESULTS AllianzGI Convertible & Income Fund II Annual Shareholder Meeting Results The Fund held its annual meeting of shareholders on July 19, 2012. Common/Preferred shareholders voted as indicated below: Affirmative Withheld Authority Re-election of Hans W. Kertess – Class III to serve until the Annual 51,809,269 1,827,349 |
|
| February 1, 2013 |
NCZ / AGIC Convertible & Income Fund II / UBS AG - SC 13G/A Passive Investment SC 13G/A 1 d477763dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Information to be included in Statements filed pursuant to Rules 13d-1(b), (c) and (d) and amendments thereto filed pursuant to Rule 13d-2(b) (Amendment No.5) ARPS AGIC Convertible and Income Fund II (Name of Issuer) Auction Preferred Stock (Title of Class of Securities) 0011 |
|
| January 25, 2013 |
Quarterly Schedule of Portfolio Holdings - AGIC CONVERTIBLE & INCOME FUND II N-Q 1 d464333dnq.htm AGIC CONVERTIBLE & INCOME FUND II UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21338 AGIC Convertible & Income Fund II (Exact name of registrant as specified in charter) 1633 Broadway, New York, NY 10019 (Address of pri |
|
| January 25, 2013 |
Section 302 Certifications Exhibit 99.302CERT CERTIFICATIONS I, Brian S. Shlissel, certify that: 1. I have reviewed this report on Form N-Q of AGIC Convertible & Income Fund II; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statemen |
|
| December 6, 2012 |
- AGIC CONVERTIBLE & INCOME FUND II As filed with the Securities and Exchange Commission on December 5, 2012 1933 Act File No. |
|
| December 6, 2012 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Registrant's independent registered public accountant CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of our report dated April 24, 2012, relating to the financial statements and financial highlights which appear in the February 29, 2012 Annual Report to Shareholders of the AGIC Convertible & Income Fund II, which are also incorporated by reference into the Registration Statement. |
|
| December 6, 2012 |
AGIC CONVERTIBLE & INCOME FUND II UP TO 9,600,000 COMMON SHARES CAPITAL ON DEMAND™ SALES AGREEMENT Capital On Demand Sales Agreement with JonesTrading AGIC CONVERTIBLE & INCOME FUND II UP TO 9,600,000 COMMON SHARES CAPITAL ON DEMAND™ SALES AGREEMENT December 4, 2012 JONESTRADING INSTITUTIONAL SERVICES LLC 780 Third Avenue, 3rd Floor New York, NY 10017 Ladies and Gentlemen: AGIC Convertible & Income Fund II, a Massachusetts business trust (formerly, Nicholas-Applegate Convertible & Income Fund II) (the “Fund”), and Allianz Global Investors Fund Management LLC, a Delaware limited liability company (formerly, PIMCO Advisors Fund Management LLC) (the “Manager”), confirm their agreement (this “Agreement”) with JonesTrading Institutional Services LLC (“Jones”), as follows: 1. |
|
| November 28, 2012 |
ROPES & GRAY LLP ONE METRO CENTER 700 12TH STREET, NW, SUITE 900 WASHINGTON, DC 20005-3948 WWW. |
|
| October 26, 2012 |
EX-99.77C VOTES 2 nczshareholdervotingresults.htm NCZ SHAREHOLDER MEETING RESULTS AGIC Convertible & Income Fund II Annual Shareholder August 31, 2012 Meeting Results The Fund held its annual meeting of shareholders on July 19, 2012. Common/Preferred Shareholders voted as indicated below: Affirmative Withheld Authority Re-election of Hans A. Kertess – Class III to serve until the Annual Meeting fo |
|
| October 26, 2012 |
ALLIANZ-SPONSORED CLOSED-END FUNDS TERMS AND CONDITIONS OF THE DIVIDEND REINVESTMENT PLAN ALLIANZ-SPONSORED CLOSED-END FUNDS TERMS AND CONDITIONS OF THE DIVIDEND REINVESTMENT PLAN Holders of common shares of beneficial interest (the “Common Shares”) of each of the Allianz-sponsored closed-end investment companies listed on Appendix A hereto, as it may be amended from time to time (each a “Fund”), whose Common Shares are registered with the Agent (as defined below) (the “Registered Common Shareholders” or “Shareholders”), will automatically be enrolled (those so enrolled, the “Participants”) in the Fund’s Dividend Reinvestment Plan (the “Plan”) and are advised as follows with respect to each such Fund: 1. |
|
| September 14, 2012 |
CORRESP 1 filename1.htm ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA 02199-3600 WWW.ROPESGRAY.COM September 14, 2012 Chetan Aras (617) 235-4814 [email protected] VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Mr. Chad Eskildsen Re: AGIC Convertible & Income Fund (File No. 811-21284); AGIC Convertible & Income Fund II (File No. 8 |
|
| July 24, 2012 |
Quarterly Schedule of Portfolio Holdings - AGIC CONVERTIBLE & INCOME FUND II AGIC Convertible & Income Fund II UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| July 24, 2012 |
EX-99.(CERT) 2 d375236dex99cert.htm CERTIFICATIONS Exhibit 99.302CERT CERTIFICATIONS I, Brian S. Shlissel, certify that: 1. I have reviewed this report on Form N-Q of AGIC Convertible & Income Fund II; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances u |
|
| May 23, 2012 |
DEF 14A 1 d356588ddef14a.htm PIMCO/ALLIANZ JOINT PROXY SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of |
|
| April 26, 2012 |
ALLIANZ-SPONSORED CLOSED-END FUNDS TERMS AND CONDITIONS OF THE DIVIDEND REINVESTMENT PLAN EX-99.Q1 4 nczdrip.htm NCZ - DIVIDEND REINVESTMENT PLAN Effective November 15, 2011 ALLIANZ-SPONSORED CLOSED-END FUNDS TERMS AND CONDITIONS OF THE DIVIDEND REINVESTMENT PLAN Holders of common shares of beneficial interest (the “Common Shares”) of each of the Allianz-sponsored closed-end investment companies listed on Appendix A hereto, as it may be amended from time to time (each a “Fund”), whose |
|
| April 26, 2012 |
EX-99.77C VOTES 3 nczshareholdervotingresults.htm NCZ - SHAREHOLDER VOTING RESULTS The Fund held its annual meeting of shareholders on July 20, 2011. Common/Preferred shareholders voted as indicated below: Withheld Convertible & Income II: AffirmativeAuthority Election of Bradford K. Gallagher - Class II to serve until 2014 51,676,1241,269,719 Re-election of James A. Jacobson* - Class II to serve |
|
| April 26, 2012 |
Report of Independent Registered Public Accounting Firm EX-99.77B ACCT LTTR 2 nczauditorsletter.htm NCZ - AUDITORS LETTER Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of AGIC Convertible & Income Fund II April 24, 2012 In planning and performing our audit of the financial statements of AGIC Convertible & Income Fund II (the “Fund”) as of and for the year ended February 29, 2012, in accordance with th |
|
| January 27, 2012 |
Quarterly Schedule of Portfolio Holdings - AGIC CONVERTIBLE & INCOME FUND II AGIC Convertible & Income Fund II OMB APPROVAL OMB Number: 3235-0578 Expires: April 30, 2013 Estimated average burden hours per response: 5. |
|
| January 27, 2012 |
EX-99.CERT 2 d280230dex99cert.htm CERTIFICATION PURSUANT TO SECTION 302 Exhibit 99.302CERT CERTIFICATIONS I, Brian S. Shlissel, certify that: 1. I have reviewed this report on Form N-Q of AGIC Convertible & Income Fund II; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light o |
|
| January 24, 2012 |
NCZ / AGIC Convertible & Income Fund II / UBS AG - AMENDMENT NO. 4 TO SC 13G Passive Investment AMENDMENT NO. 4 TO SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* ARPS AGIC Convertible and Income Fund II (Name of issuer) Auction Preferred Stock (Title of class of securities) 001191204 001191303 001191402 001191501 001191600 (CUSIP number(s)) December 31, 2011 (Date of event which requires |
|
| October 25, 2011 |
Annual Shareholder Meeting Results Annual Shareholder Meeting Results The Fund held its annual meeting of shareholders on July 20, 2011. |
|
| July 19, 2011 |
Exhibit 99.302 Cert CERTIFICATIONS I, Brian S. Shlissel, certify that: 1. I have reviewed this report on Form N-Q of AGIC Convertible & Income Fund II; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadi |
|
| July 19, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 OMB APPROVAL OMB Number: 3235-0578 Expires: April 30, 2013 Estimated average burden hours per response: 5. |
|
| June 16, 2011 |
DEF 14A 1 y91658def14a.htm DEF 14A SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only |
|
| April 25, 2011 |
Report of Independent Registered Public Accounting Firm EX-99.77B ACCT LTTR 2 acctletter.htm AUDIT LETTER 02-28-11 Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of AGIC Convertible & Income Fund II April 20, 2011 In planning and performing our audit of the financial statements of AGIC Convertible & Income Fund II (the “Fund”) as of and for the year ended February 28, 2011, in accordance with the stand |
|
| April 25, 2011 |
Annual Shareholder Meeting Results EX-99.77C VOTES 3 votingncz.htm VOTING 02-28-11 Annual Shareholder Meeting Results The Fund held its annual meeting of shareholders on July 21, 2010. Common/Preferred shareholders voted as indicated below: Affirmative Withheld Authority Re-election of Paul Belica – Class I to serve until 2013 52,976,212 1,837,107 Election of James A. Jacobson* - Class II to serve until 2011 8,092 121 Re-election o |
|
| January 20, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 OMB APPROVAL OMB Number: 3235-0578 Expires: April 30, 2013 Estimated average burden hours per response: 5. |
|
| January 20, 2011 |
Exhibit 99.302 Cert CERTIFICATIONS I, Brian S. Shlissel, certify that: 1. I have reviewed this report on Form N-Q of AGIC Convertible & Income Fund II; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadi |
|
| January 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* ARPS AGIC Convertible and Income Fund II (Name of Issuer) Auction Preferred Stock (Title of Class of Securities) 001191204 001191303 001191402 001191501 001191600 (CUSIP Number(s)) December 31, 2010 (Date of Event Which Requires Filing of this Statement) |
|
| October 27, 2010 |
Annual Shareholder Meeting Results Annual Shareholder Meeting Results The Fund held its annual meeting of shareholders on July 21, 2010. |
|
| September 10, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* ARPS AGIC Convertible and Income Fund II** (Name of Issuer) Auction Preferred Stock (Title of Class of Securities) 001191204 001191303 001191402 001191501 001191600 (CUSIP Number) August 31, 2010 (Date of Event Which Requires Filing of this Statement) Ch |
|
| July 19, 2010 |
Exhibit 99.CERT CERTIFICATIONS I, Brian S. Shlissel, certify that: 1. I have reviewed this report on Form N-Q of Nicholas-Applegate Convertible & Income Fund II; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no |
|
| July 19, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 OMB APPROVAL OMB Number: 3235-0578 Expires: April 30, 2013 Estimated average burden hours per response: 5. |
|
| June 17, 2010 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
| April 21, 2010 |
Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of Nicholas-Applegate Convertible & Income Fund II In planning and performing our audit of the financial statements of Nicholas-Applegate Convertible & Income Fund II ("the Fund") as of and for the year ended February 28, 2010, in accordance with the standards of the Public Company Accounting Oversigh |
|
| April 21, 2010 |
EX-99.77C VOTES 2 ncz2201votingresults.htm NCZ PROXY VOTES 2.28.2010 The Fund held annual meeting of shareholders on July 14, 2009. Common/Preferred shareholders voted as indicated below: Withheld Affirmative Authority Convertible & Income II Re-election of Hans W. Kertess - Class III to serve until 2012 51,169,985 2,112,025 Re-election of John C. Maney** - Class III to serve until 2012 51,258,807 |
|
| April 21, 2010 |
EX-99.77Q1 OTHR EXHB 4 dex11.htm NCZ BYLAWS 2.28.2010 FIFTH AMENDED AND RESTATED BYLAWS OF NICHOLAS-APPLEGATE CONVERTIBLE & INCOME FUND II (Amended and Restated as of March 1, 2010) ARTICLE 1 Agreement and Declaration of Trust and Principal Office 1.1 Principal Office of the Trust. A principal office of the Trust shall be located in New York, New York. The Trust may have other principal offices wi |
|
| February 8, 2010 |
SC 13G/A 1 c95547sc13gza.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Nicholas-Applegate Convertible & Income Fund II (Name of Issuer) Auction Preferred Stock (Title of Class of Securities) 65370G208 65370G307 65370G406 65370G505 65370G604 (CUSIP Number) December 31, 2009 (Date of Even |
|
| January 19, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0578 Expires: April 30, 2010 Estimated average burden hours per response: 10.5 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21338 Nicholas-Applegate Convertible & Income Fund II (Exact name of registrant as spe |
|
| January 19, 2010 |
Exhibit 99.CERT CERTIFICATIONS I, Brian S. Shlissel, certify that: 1. I have reviewed this report on Form N-Q of Nicholas-Applegate Convertible & Income Fund II; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no |
|
| October 23, 2009 |
The Fund held annual meeting of shareholders on July 14, 2009. Common/Preferred shareholders voted as indicated below: Withheld Affirmative Authority Convertible & Income II Re-election of Hans W. Kertess - Class III to serve until 2012 51,169,985 2,112,025 Re-election of John C. Maney** - Class III to serve until 2012 51,258,807 2,023,203 Election of Diana L. Taylor*? - Class II to serve until 20 |
|
| July 16, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0578 Expires: April 30, 2010 Estimated average burden hours per response: 10. |
|
| July 16, 2009 |
EX-99.CERT 2 c58181ex99-cert.htm Exhibit 99.CERT CERTIFICATIONS I, Brian S. Shlissel, certify that: 1. I have reviewed this report on Form N-Q of Nicholas-Applegate Convertible & Income Fund II; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under wh |
|
| June 5, 2009 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
| April 28, 2009 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of Nicholas-Applegate Convertible & Income Fund II In planning and performing our audit of the financial statements of Nicholas-Applegate Convertible & Income Fund II ("the Fund") as of and for the year ended February 28, 2009, in accordance with the standards of the Public Company Accounting Oversigh |
|
| April 28, 2009 |
Nicholas-Applegate Convertible & Income Fund II Annual Shareholder February 28, 2009 (unaudited) Meeting Results The Fund held its annual meeting of shareholders on July 23,2008. |
|
| April 28, 2009 |
Report of Independent Registered Public Accounting Firm EX-99.77B ACCT LTTR 2 auditletterncz22809.htm NCZ 2.28.09 AUDIT LETTER Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of Nicholas-Applegate Convertible & Income Fund II In planning and performing our audit of the financial statements of Nicholas-Applegate Convertible & Income Fund II ("the Fund") as of and for the year ended February 28, 2009, in |
|
| February 10, 2009 |
SC 13G 1 c80501sc13g.htm SC 13G OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response...10.4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Nicholas-Applegate Convertible & Income Fund II (Name of Issuer) Auction Preferred Stock (Title of Class of Se |
|
| January 28, 2009 |
Exhibit 99.CERT CERTIFICATIONS I, Brian S. Shlissel, certify that: 1. I have reviewed this report on Form N-Q of Nicholas-Applegate Convertible & Income Fund II; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no |
|
| January 28, 2009 |
N-Q 1 c56356n-q.htm OMB APPROVAL OMB Number: 3235-0578 Expires: April 30, 2010 Estimated average burden hours per response: 10.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21338 Nicholas-Applegate Convertible & Income Fund II (Exact name |
|
| January 23, 2009 |
rrd206006233683.html SECTION 16 POWER OF ATTORNEY DIANA L. TAYLOR The undersigned hereby constitutes and appoints the individuals named on Schedule A attached hereto and as may be amended from time to time, or any of them signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney in fact to: 1. as may be required, prepare, execute in the undersig |
|
| January 21, 2009 |
rrd205917233520.html SECTION 16 POWER OF ATTORNEY BRUCE KOEPFGEN The undersigned hereby constitutes and appoints the individuals named on Schedule A attached hereto and as may be amended from time to time, or any of them signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney in fact to: 1. as may be required, prepare, execute in the undersign |
|
| January 20, 2009 |
rrd206134232786.html SECTION 16 POWER OF ATTORNEY Youse Guia The undersigned hereby constitutes and appoints the individuals named on Schedule A attached hereto and as may be amended from time to time, or any of them signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney in fact to: 1. as may be required, prepare, execute in the undersigned's |
|
| January 20, 2009 |
rrd205892232374.html POWER OF ATTORNEY The undersigned hereby constitutes and appoints each of Lagan Srivastava and Thomas J. Fuccillo, signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney-in-fact to: 1. execute for and on behalf of the undersigned, in the undersigned's capacity as a Section 16 reporting person of the applicable registered |
|
| January 20, 2009 |
rrd205848232294.html POWER OF ATTORNEY The undersigned hereby constitutes and appoints each of Lagan Srivastava and Thomas J. Fuccillo, signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney-in-fact to: 1. execute for and on behalf of the undersigned, in the undersigned's capacity as a Section 16 reporting person of the applicable registered |
|
| January 20, 2009 |
rrd206037232612.html POWER OF ATTORNEY The undersigned hereby constitutes and appoints each of Lagan Srivastava and Thomas J. Fuccillo, signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney-in-fact to: 1. execute for and on behalf of the undersigned, in the undersigned's capacity as a Section 16 reporting person of the applicable registered |
|
| January 20, 2009 |
The undersigned hereby constitutes and appoints each of Lagan Srivastava and rrd206047232628.html POWER OF ATTORNEY The undersigned hereby constitutes and appoints each of Lagan Srivastava and Thomas J. Fuccillo, signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney-in-fact to: 1. execute for and on behalf of the undersigned, in the undersigned's capacity as a Section 16 reporting person of the applicable registered |
|
| January 20, 2009 |
rrd205721232325.html POWER OF ATTORNEY The undersigned hereby constitutes and appoints each of Lagan Srivastava and Thomas J. Fuccillo, signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney-in-fact to: 1. execute for and on behalf of the undersigned, in the undersigned's capacity as a Section 16 reporting person of the applicable registered |
|
| January 20, 2009 |
rrd205920232425.html POWER OF ATTORNEY The undersigned hereby constitutes and appoints each of Lagan Srivastava and Thomas J. Fuccillo, signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney-in-fact to: 1. execute for and on behalf of the undersigned, in the undersigned's capacity as a Section 16 reporting person of the applicable registered |
|
| January 20, 2009 |
rrd205908232398.html POWER OF ATTORNEY The undersigned hereby constitutes and appoints each of Lagan Srivastava and Thomas J. Fuccillo, signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney-in-fact to: 1. execute for and on behalf of the undersigned, in the undersigned's capacity as a Section 16 reporting person of the applicable registered |
|
| December 31, 2008 |
rrd203983230389.html SECTION 16 POWER OF ATTORNEY RICHARD J. COCHRAN The undersigned hereby constitutes and appoints the individuals named on Schedule A attached hereto and as may be amended from time to time, or any of them signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney in fact to: 1. as may be required, prepare, execute in the under |
|
| December 31, 2008 |
rrd204053230406.html SECTION 16 POWER OF ATTORNEY SCOTT WHISTEN The undersigned hereby constitutes and appoints each of Lagan Srivastava and Thomas J. Fuccillo, signing singly, with full power of substitution and resubstitution, the undersigneds true and lawful attorney-in-fact to: 1. execute for and on behalf of the undersigned, in the undersigneds capacity as a Section 16 reporting person of the |
|
| December 31, 2008 |
rrd204044230699.html SECTION 16 POWER OF ATTORNEY PAUL BELICA The undersigned hereby constitutes and appoints the individuals named on Schedule A attached hereto and as may be amended from time to time, or any of them signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney in fact to: 1. as may be required, prepare, execute in the undersigned' |
|
| December 31, 2008 |
EX-24.1 2 rrd204014230172.htm POWER OF ATTORNEY rrd204014230172.html SECTION 16 POWER OF ATTORNEY BARBARA CLAUSSEN The undersigned hereby constitutes and appoints the individuals named on Schedule A attached hereto and as may be amended from time to time, or any of them signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney in fact to: 1. as |
|
| December 31, 2008 |
rrd203982230358.html SECTION 16 POWER OF ATTORNEY DEBORAH A. WUSSOW The undersigned hereby constitutes and appoints the individuals named on Schedule A attached hereto and as may be amended from time to time, or any of them signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney in fact to: 1. as may be required, prepare, execute in the unders |
|
| July 23, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q OMB APPROVAL OMB Number: 3235-0578 Expires: April 30, 2010 Estimated average burden hours per response: 10. |
|
| July 23, 2008 |
c54274ex99-cert.htm - Converted by SEC Publisher, created by BCL Technologies Inc., for SEC Filing Exhibit 99.CERT CERTIFICATIONS I, Brian S. Shlissel, certify that: 1. I have reviewed this report on Form N-Q of Nicholas-Applegate Convertible & Income Fund II; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary t |
|
| June 25, 2008 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
| January 23, 2008 |
c51875ex99-302cert.htm - Converted by SEC Publisher, created by BCL Technologies Inc., for SEC Filing Exhibit 99.302CERT CERTIFICATIONS I, Brian S. Shlissel, certify that: 1. I have reviewed this report on Form N-Q of Nicholas-Applegate Convertible & Income Fund II; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact neces |
|
| January 23, 2008 |
FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY c51875nq.htm - Converted by SEC Publisher, created by BCL Technologies Inc., for SEC Filing UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE OMB Number: 3235-0578 COMMISSION Expires: April 30, 2010 Washington, D.C. 20549 Estimated average burden hours per response.......... 10.5 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act f |
|
| July 20, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 OMB APPROVAL OMB Number: 3235-0578 Expires: April 30, 2010 Estimated average burden hours per response: 10. |
|
| July 20, 2007 |
Exhibit 99.302 Cert. CERTIFICATIONS I, Brian S. Shlissel, certify that: 1. I have reviewed this report Form N-Q of Nicholas-Applegate Convertible & Income Fund II; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
|
| June 26, 2007 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
| January 24, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q OMB APPROVAL OMB Number: 3235-0578 Expires: February 28, 2007 Estimated average burden hours per response: 20. |
|
| January 24, 2007 |
Exhibit 99.302 Cert. CERTIFICATIONS I, Brian S. Shlissel, certify that: 1. I have reviewed this report Form N-Q of Nicholas-Applegate Convertible & Income Fund II; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
|
| August 15, 2006 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
| July 26, 2006 |
Exhibit 99.302 Cert. CERTIFICATIONS I, Brian S. Shlissel, certify that: 1. I have reviewed this report Form N-Q of Nicholas-Applegate Convertible & Income Fund II; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
|
| July 26, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY OMB APPROVAL OMB Number: 3235-0578 Expires: February 28, 2006 Estimated average burden hours per response: 20. |
|
| September 7, 2005 |
SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
| November 29, 2004 |
NCZNQexhibit99.302 Exhibit 99.CERT CERTIFICATIONS I, Brian S. Shlissel, certify that: 1. I have reviewed this report on Form N-Q of Nicholas-Applegate Convertible & Income Fund II; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such state |
|
| November 29, 2004 |
FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY OMB APPROVAL OMB Number: 3235-0578 Expires: February 28, 2006 Estimated average burden hours per response: 20. |
|
| August 27, 2004 |
DEF 14A 1 file001.htm DEFINITIVE PROXY MATERIALS SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [] Check the appropriate box: [] Preliminary Proxy Statement [] Soliciting Material Under |
