Statistik Asas
| LEI | 549300C6QMHR1SVKXO11 |
| CIK | 1487610 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Neuberger Berman High Yield Strategies Fund Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
| August 25, 2025 |
nb-proxy UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a |
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| April 9, 2025 |
Neuberger Berman High Yield Strategies Fund Inc. Up to $75,000,000 of Shares of Common Stock PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(2) (To Prospectus dated as of April 7, 2025, Registration Statement No. |
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| April 9, 2025 |
NEUBERGER BERMAN BD LLC AMENDMENT NO. 1 TO SUB-PLACEMENT AGENT AGREEMENT EXHIBIT (h)(iv) NEUBERGER BERMAN BD LLC AMENDMENT NO. 1 TO SUB-PLACEMENT AGENT AGREEMENT April 8, 2025 UBS Securities LLC 1285 Avenue of the Americas New York, New York 10019 Ladies and Gentlemen: Reference is made to the Sub-Placement Agent Agreement, dated May 8, 2023 (the “Sub-Placement Agent Agreement”), by and between UBS Securities LLC, as sub-placement agent (the “Agent”), and Neuberger Ber |
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| April 9, 2025 |
NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. AMENDMENT NO. 1 TO DISTRIBUTION AGREEMENT EXHIBIT (h)(ii) NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. AMENDMENT NO. 1 TO DISTRIBUTION AGREEMENT April 8, 2025 Neuberger Berman BD LLC 1290 Avenue of the Americas New York, New York 10104 Ladies and Gentlemen: Reference is made to the Distribution Agreement, dated May 8, 2023 (the “Distribution Agreement”), by and between Neuberger Berman High Yield Strategies Fund, Inc., a Maryland corp |
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| April 9, 2025 |
EXHIBIT (l)(ii) K&L GATES LLP 1601 K STREET, N.W. WASHINGTON, DC 20006 T +1 202 778 9000 F +1 202 778 9100 klgates.com April 8, 2025 Neuberger Berman High Yield Strategies Fund Inc. 1290 Avenue of the Americas New York, NY 10104 Ladies and Gentlemen: We have acted as counsel to Neuberger Berman High Yield Strategies Fund Inc., a Maryland corporation (the “Fund”), in connection with the issuance an |
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| April 9, 2025 |
As filed with the Securities and Exchange Commission on April 8, 2025 As filed with the Securities and Exchange Commission on April 8, 2025 1933 Act File No. |
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| April 8, 2025 |
Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-282910 BASE PROSPECTUS $174,574,055 Neuberger Berman High Yield Strategies Fund Inc. Shares of Common Stock Subscription Rights to Acquire Shares of Common Stock Neuberger Berman High Yield Strategies Fund Inc. (the “Fund”) may issue, from time to time, in one or more offerings, shares of common stock, each with a par value of $0.0001 |
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| April 7, 2025 |
K&L GATES LLP 1601 K STREET, N.W. WASHINGTON, DC 20006-1600 T 202.778.9000 F 202.778.9100 klgates.com April 7, 2025 FILED VIA EDGAR Mses. Karen Rossotto and Christina DiAngelo Fettig Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Neuberger Berman High Yield Strategies Fund Inc. (the “Fund”) File Nos. 333-282910; 811-22396 Dear Ms |
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| March 10, 2025 |
EXHIBIT (l)(ii) K&L GATES LLP 1601 K STREET, N.W. WASHINGTON, DC 20006 T +1 202 778 9000 F +1 202 778 9100 klgates.com March 7, 2025 Neuberger Berman High Yield Strategies Fund Inc. 1290 Avenue of the Americas New York, NY 10104 Ladies and Gentlemen: We have acted as counsel to Neuberger Berman High Yield Strategies Fund Inc., a Maryland corporation (the “Fund”), in connection with the issuance an |
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| March 10, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EXHIBIT (n)(i) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm under the captions “Financial Highlights" and “Independent Registered Public Accounting Firm” in the Prospectus and “Independent Registered Public Accounting Firm" and “Financial Statements" in the Statement of Additional Information, each dated April 7, 2022, as amended on April 19, 2022, and as further amended on April 28, 2023, on February 21, 2024, and on March 7, 2025 and each of which are part of the Registration Statement (Form N-2, File No. |
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| March 10, 2025 |
As filed with the Securities and Exchange Commission on March 7, 2025 As filed with the Securities and Exchange Commission on March 7, 2025 1933 Act File No. |
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| March 10, 2025 |
Report of Independent Registered Public Accounting Firm on Supplemental Information EXHIBIT (n)(ii) Report of Independent Registered Public Accounting Firm on Supplemental Information To the Shareholders and the Board of Directors of Neuberger Berman High Yield Strategies Fund Inc. |
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| March 7, 2025 |
Neuberger Berman High Yield Strategies Fund Inc. Up to $109,000,000 of Shares of Common Stock PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(2) (To Prospectus dated as of April 7, 2022, as amended on April 19, 2022, and as further amended on April 28, 2023, on February 21, 2024, and on March 7, 2025) Registration Statement No. |
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| March 7, 2025 |
BASE PROSPECTUS Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-257996 $150,000,000 Neuberger Berman High Yield Strategies Fund Inc. Shares of Common Stock Subscription Rights to Acquire Shares of Common Stock Neuberger Berman High Yield Strategies Fund Inc. (the “Fund”) may issue, from time to time, in one or more offerings, shares of common stock, each with a par value of $0.0001 |
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| September 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| February 23, 2024 |
Neuberger Berman High Yield Strategies Fund Inc. Up to $109,000,000 of Shares of Common Stock PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(2) (To Prospectus dated as of April 7, 2022, as amended on April 19, 2022, and as further amended on April 28, 2023, and on February 21, 2024) Registration Statement No. |
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| February 23, 2024 |
EXHIBIT (l)(ii) K&L GATES LLP 1601 K STREET, N.W. WASHINGTON, DC 20006 T +1 202 778 9000 F +1 202 778 9100 klgates.com February 23, 2024 Neuberger Berman High Yield Strategies Fund Inc. 1290 Avenue of the Americas New York, NY 10104 Ladies and Gentlemen: We have acted as counsel to Neuberger Berman High Yield Strategies Fund Inc., a Maryland corporation (the “Fund”), in connection with the issuanc |
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| February 23, 2024 |
As filed with the Securities and Exchange Commission on February 23, 2024 As filed with the Securities and Exchange Commission on February 23, 2024 1933 Act File No. |
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| February 22, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EXHIBIT (n) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm under the captions “Financial Highlights" and “Independent Registered Public Accounting Firm” in the Prospectus and “Independent Registered Public Accounting Firm" and “Financial Statements" in the Statement of Additional Information, each dated April 7, 2022, as amended on April 19, 2022, and as further amended on April 28, 2023, and on February 21, 2024, and each of which are part of the Registration Statement (Form N-2, File No. |
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| February 22, 2024 |
EXHIBIT (h)(ii) Execution Version SUB-PLACEMENT AGENT AGREEMENT Neuberger Berman BD LLC 1290 Avenue of the Americas, New York, New York 10104 May 8, 2023 UBS Securities LLC 1285 Avenue of the Americas New York, New York 10019 RE: At-the-Market Offerings by Neuberger Berman High Yield Strategies Fund Inc. |
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| February 22, 2024 |
EXHIBIT (t)(ii) POWER OF ATTORNEY NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. |
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| February 22, 2024 |
As filed with the Securities and Exchange Commission on February 21, 2024 As filed with the Securities and Exchange Commission on February 21, 2024 1933 Act File No. |
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| February 22, 2024 |
NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. ARTICLES OF AMENDMENT EXHIBIT (a)(vi) NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. ARTICLES OF AMENDMENT Neuberger Berman High Yield Strategies Fund Inc., a Maryland corporation (the“ Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland that: 1. The charter of the Corporation (the “Charter”) is hereby amended by these Articles of Amendment, which amend the Articles Supplem |
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| February 22, 2024 |
FIRST AMENDMENT TO MARGIN LOAN AND SECURITY AGREEMENT EXHIBIT (k)(v) Execution Version FIRST AMENDMENT TO MARGIN LOAN AND SECURITY AGREEMENT This First Amendment to Margin Loan and Security Agreement (this “Amendment”) is executed effective as of September 18, 2023, by and between Neuberger Berman High Yield Strategies Fund Inc. |
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| February 22, 2024 |
EXHIBIT (h)(i) Execution Version DISTRIBUTION AGREEMENT This DISTRIBUTION AGREEMENT (the “Agreement”) is made as of May 8, 2023 by and between Neuberger Berman High Yield Strategies Fund Inc. |
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| February 22, 2024 |
BASE PROSPECTUS Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-257996 $150,000,000 Neuberger Berman High Yield Strategies Fund Inc. Shares of Common Stock Subscription Rights to Acquire Shares of Common Stock Neuberger Berman High Yield Strategies Fund Inc. (the “Fund”) may issue, from time to time, in one or more offerings, shares of common stock, each with a par value of $0.0001 |
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| February 22, 2024 |
EXHIBIT (a)(vii) NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. ARTICLES SUPPLEMENTARY CREATING AND FIXING THE RIGHTS OF MANDATORY REDEEMABLE PREFERRED SHARES SERIES D TABLE OF CONTENTS Page DESIGNATION 1 DEFINITIONS 1 SECTION 1 NUMBER OF AUTHORIZED SHARES 9 SECTION 2 DIVIDENDS 9 (a) Ranking 9 (b) Cumulative Cash Dividends 9 (c) Dividends Cumulative from Date of Original Issue 10 (d) Dividend Pa |
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| February 22, 2024 |
EXHIBIT (k)(iv) Execution Version MARGIN LOAN AND SECURITY AGREEMENT dated as of September 18, 2023 by and between NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. |
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| October 6, 2023 |
EX-99.2 3 banajfa.txt JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (in |
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| October 6, 2023 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY EX-99.1 2 bacpoa.htm BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby make, constitute, and appoint each of Szabina Biro, Hannah Chae, Andres Ortiz Custodio, Kamil Dziedzic, Krishnan Harihanran, Kelvin Kwok, Frank Lui, James Todd, Michelle Wong, and Monica Yako as an attorney-in-fact for the Corporation actin |
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| October 6, 2023 |
NHS / Neuberger Berman High Yield Strategies Fund / BANK OF AMERICA CORP /DE/ Passive Investment SC 13G 1 doc1.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. N/A)* Neuberger Berman High Yield Strategies Fund Inc. (Name of Issuer) Mandatory Redeemable Preferred Series D (Title of Class of Securities) 64128C205 (CUSIP Number) September 30, 2023 (Date of Event Which Requires Filing of this Statemen |
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| September 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. (Name of Issuer) Mandatory Redeemable Preferred Shares Series C (TITLE OF CLASS OF SECURITIES) 64128C 4*4 (CUSIP Number) MetLife Investment Management, LLC One MetLife Way Whippany, New Jersey 07981 (Name, |
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| August 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| May 24, 2023 |
As filed with the Securities and Exchange Commission on May 23, 2023 As filed with the Securities and Exchange Commission on May 23, 2023 1933 Act File No. |
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| May 24, 2023 |
EXHIBIT (d)(iv) NOTICE OF GUARANTEED DELIVERY For Shares of Common Stock of Neuberger Berman High Yield Strategies Fund Inc. |
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| May 24, 2023 |
EXHIBIT (k)(v) May 17, 2023 Neuberger Berman High Yield Strategies Fund Inc. 1290 Avenue of the Americas New York NY 10104 Attn: Brian Kerrane RE: Neuberger Berman High Yield Strategies Fund Inc. – Rights Offering Transaction Dear Mr. Kerrane: This letter will serve as the agreement (the “Agreement”) between AST Fund Solutions, LLC (“AST Fund Solutions”) and Neuberger Berman High Yield Strategies |
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| May 24, 2023 |
EXHIBIT (l)(ii) K&L GATES LLP 1601 K STREET, N.W. WASHINGTON, DC 20006 T +1 202 778 9000 F +1 202 778 9100 klgates.com May 23, 2023 Neuberger Berman High Yield Strategies Fund Inc. 1290 Avenue of the Americas New York, NY 10104 Ladies and Gentlemen: We have acted as counsel to Neuberger Berman High Yield Strategies Fund Inc., a Maryland corporation (the “Fund”), in connection with (a) the issuance |
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| May 24, 2023 |
EXHIBIT (k)(iv) SUBSCRIPTION AGENT AGREEMENT This SUBSCRIPTION AGENT AGREEMENT (this “Agreement”) is entered into as of May 23, 2023, by and between American Stock Transfer & Trust Company, LLC (the “Subscription Agent”) and Neuberger Berman High Yield Strategies Fund Inc. |
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| May 24, 2023 |
EXHIBIT (d)(iii) RIGHTS CERTIFICATE #: NUMBER OF RIGHTS: THE TERMS AND CONDITIONS OF THE RIGHTS OFFERING ARE SET FORTH IN THE FUND'S PROSPECTUS SUPPLEMENT DATED MAY 23, 2023 (THE "PROSPECTUS") AND ARE INCORPORATED HEREIN BY REFERENCE. |
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| May 24, 2023 |
EXHIBIT (h)(i) NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. 6,482,227 Shares of Common Stock Issuable Upon Exercise of Transferable Rights to Subscribe for Such Shares DEALER MANAGER AGREEMENT New York, New York May 23, 2023 UBS Securities LLC 1285 Avenue of the Americas New York, New York 10019 Ladies and Gentlemen: Each of Neuberger Berman High Yield Strategies Fund Inc., a Maryland corporat |
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| May 23, 2023 |
Table of Contents PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(2) (To Prospectus dated as of April 7, 2022, as amended on April 19, 2022, and as further amended on April 28, 2023) Registration Statement No. |
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| May 8, 2023 |
As filed with the Securities and Exchange Commission on May 8, 2023 1933 Act File No. |
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| May 8, 2023 |
Form of Sub-Placement Agent Agreement. (Filed herewith). EXHIBIT (h)(iii) Form of SUB-PLACEMENT AGENT AGREEMENT Neuberger Berman BD LLC 1290 Avenue of the Americas, New York, New York 10104 May , 2023 UBS Securities LLC 1285 Avenue of the Americas New York, New York 10019 RE: At-the-Market Offerings by Neuberger Berman High Yield Strategies Fund Inc. |
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| May 8, 2023 |
Form of Distribution Agreement. (Filed herewith). EXHIBIT (h)(ii) Form of DISTRIBUTION AGREEMENT This DISTRIBUTION AGREEMENT (the “Agreement”) is made as of [], 2023 by and between Neuberger Berman High Yield Strategies Fund Inc. |
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| May 8, 2023 |
Opinion and Consent of K&L Gates LLP (Filed herewith). EXHIBIT (l)(ii) K&L GATES LLP 1601 K STREET, N.W. WASHINGTON, DC 20006 T +1 202 778 9000 F +1 202 778 9100 klgates.com May 8, 2023 Neuberger Berman High Yield Strategies Fund Inc. 1290 Avenue of the Americas New York, NY 10104 Ladies and Gentlemen: We have acted as counsel to Neuberger Berman High Yield Strategies Fund Inc., a Maryland corporation (the “Fund”), in connection with the issuance and |
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| May 8, 2023 |
Neuberger Berman High Yield Strategies Fund Inc. Up to $109,000,000 of Shares of Common Stock PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(2) (To Prospectus dated as of April 7, 2022, as amended on April 19, 2022, and as further amended on April 28, 2023) Registration Statement No. |
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| May 1, 2023 |
As filed with the Securities and Exchange Commission on April 28, 2023 As filed with the Securities and Exchange Commission on April 28, 2023 1933 Act File No. |
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| May 1, 2023 |
Consent of Independent Registered Public Accounting Firm. (Filed herewith). EXHIBIT (n) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm under the captions “Financial Highlights" and “Independent Registered Public Accounting Firm” in the Prospectus and “Independent Registered Public Accounting Firm" and “Financial Statements" in the Statement of Additional Information, each dated April 7, 2022, as amended on April 19, 2022, and as further amended on April 28, 2023, and each of which are part of the Registration Statement (Form N-2, File No. |
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| May 1, 2023 |
BASE PROSPECTUS Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-257996 $150,000,000 Neuberger Berman High Yield Strategies Fund Inc. Shares of Common Stock Subscription Rights to Acquire Shares of Common Stock Neuberger Berman High Yield Strategies Fund Inc. (the “Fund”) may issue, from time to time, in one or more offerings, shares of common stock, each with a par value of $0.0001 |
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| March 22, 2023 |
NPORT-EX 2 NPORT9W46223043840123.htm Schedule of Investments High Yield Strategies Fund Inc.^ (Unaudited) January 31, 2023 Principal Amount Value Asset-Backed Securities 8.2% $1,500,000 AGL Core CLO 4 Ltd., Ser. 2020-4A, Class A1R, (3M USD LIBOR + 1.07%), 5.88%, due 4/20/2033 $ 1,479,000(a)(b) 500,000 Ares LIV CLO Ltd., Ser. 2019-54A, Class E, (3M USD LIBOR + 7.34%), 12.13%, due 10/15/2032 |
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| September 23, 2022 |
Schedule of Investments High Yield Strategies Fund Inc.^ (Unaudited) July 31, 2022 Principal Amount Value Asset-Backed Securities 7.2% $ 500,000 AIG CLO Ltd., Ser. 2019-2A, Class ER, (3M USD LIBOR + 6.40%), 9.18%, due 10/25/2033 $ 447,275(a)(b)(c) 1,000,000 AIMCO CLO 10 Ltd., Ser. 2019-10A, Class ER, (3M USD LIBOR + 5.95%), 8.71%, due 7/22/2032 876,989(a)(b)(c) 1,250,000 Ares LIII CLO |
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| August 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 19, 2022 |
Opinion and Consent of K&L Gates LLP as to the legality of the rights and shares. (Filed herewith.) K&L GATES LLP 1601 K STREET, N.W. WASHINGTON, DC 20006 T +1 202 778 9000 F +1 202 778 9100 klgates.com April 19, 2022 Neuberger Berman High Yield Strategies Fund Inc. 1290 Avenue of the Americas New York, NY 10104 Ladies and Gentlemen: We have acted as counsel to Neuberger Berman High Yield Strategies Fund Inc., a Maryland corporation (the ?Fund?), in connection with the filing of the Post-Effecti |
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| April 19, 2022 |
As filed with the Securities and Exchange Commission on April 19, 2022 As filed with the Securities and Exchange Commission on April 19, 2022 1933 Act File No. |
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| April 19, 2022 |
VOID IF NOT RECEIVED BY THE SUBSCRIPTION AGENT BEFORE 5:00 P.M. NEW YORK TIME ON THE EXPIRATION DATE: MAY 17, 2022 (UNLESS EXTENDED) NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. SUBSCRIPTION RIGHTS FOR SHARES OF COMMON STOCK (Complete appropriate section on reverse side of this form) Maximum Primary Subscription Shares Available: 4,889,520 Number of Rights Issued: 14,668,560 The registered hol |
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| April 19, 2022 |
Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333-257996 PROSPECTUS SUPPLEMENT (To Prospectus dated April 7, 2022, as amended April 19, 2022) Neuberger Berman High Yield Strategies Fund Inc. 4,889,520 Shares of Common Stock Issuable Upon the Exercise of Transferable Subscription Rights to Acquire Common Stock Neuberger Berman High Yield Strategies Fund Inc. (the ?Fund?) is issuing tr |
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| April 19, 2022 |
NOTICE OF GUARANTEED DELIVERY For Shares of Common Stock of NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. |
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| April 19, 2022 |
Georgeson LLC 1290 Avenue of the Americas, 9th Floor New York, NY 10104 www.georgeson.com April 7, 2022 Neuberger Berman High Yield Strategies Fund Inc. 1290 Avenue of the Americas New York, NY 10104-0101 Re: Information Agent This Letter of Agreement, including the Appendix attached hereto (collectively, this ?Agreement?), sets forth the terms and conditions of the engagement of Georgeson LLC (?G |
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| April 19, 2022 |
Subscription Agent Agreement Between Neuberger Berman High Yield Strategies Fund Inc. |
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| April 19, 2022 |
NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. 4,889,520 Shares of Common Stock Issuable Upon Exercise of Transferable Rights to Subscribe for Such Shares DEALER MANAGER AGREEMENT New York, New York April 19, 2022 UBS Securities LLC 1285 Avenue of the Americas New York, New York 10019 Ladies and Gentlemen: Each of Neuberger Berman High Yield Strategies Fund Inc., a Maryland corporation (the ?Fun |
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| April 19, 2022 |
POWER OF ATTORNEY NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC., a Maryland corporation (the ?Fund?), and each of its undersigned officers and directors hereby nominate, constitute and appoint Joseph V. Amato, Corey A. Issing, Brian Kerrane, John M. McGovern, Gariel Nahoum, Arthur C. Delibert, Lori L. Schneider, Jennifer R. Gonzalez, Franklin H. Na, Marguerite W. Laurent and Ndenisarya M. Brega |
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| March 30, 2022 |
Schedule of Investments High Yield Strategies Fund Inc.^ (Unaudited) January 31, 2022 PRINCIPAL AMOUNT VALUE Loan Assignments(a) 3.8% Automotive 0.4% $ 666,934 Tenneco, Inc., Term Loan B, (1M USD LIBOR + 3.00%), 3.11%, due 10/1/2025 $ 658,704 Containers & Glass Products 0.3% 546,405 BWAY Holding Company, Term Loan B, (1M USD LIBOR + 3.25%), 3.35%, due 4/3/2024 540,854 Diversified Insurance 0.4% 65 |
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| October 7, 2021 |
Neuberger Berman Investment Advisers LLC 1290 Avenue of the Americas New York, NY 10104 Tel. |
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| September 22, 2021 |
Schedule of Investments High Yield Strategies Fund Inc.^ (Unaudited) July 31, 2021 PRINCIPAL AMOUNT VALUE Loan Assignments(a) 5.6% Chemicals & Plastics 0.5% Solenis Holdings LLC $ 497,529 First Lien Term Loan, (3M USD LIBOR + 4.00%), 4.14%, due 6/26/2025 $ 496,425 390,000 Second Lien Term Loan, (3M USD LIBOR + 8.50%), 8.64%, due 6/26/2026 388,830 885,255 Containers & Glass Products 0.3% 549,266 BW |
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| August 24, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] |
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| March 25, 2021 |
Schedule of Investments High Yield Strategies Fund Inc.^ (Unaudited) January 31, 2021 PRINCIPAL AMOUNT VALUE Loan Assignments(a) 6.1% Chemicals & Plastics 0.5% Solenis Holdings LLC $ 500,109 First Lien Term Loan, (3M USD LIBOR + 4.00%), 4.23%, due 6/26/2025 $ 498,279 390,000 Second Lien Term Loan, (3M USD LIBOR + 8.50%), 8.73%, due 6/26/2026 389,349 887,628 Containers & Glass Products 0.3% 552,127 |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Neuberger Berman High Yield Strategies Fund Inc (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 64128C106 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box |
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| December 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 64128C106 (CUSIP Number) December 15, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to |
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| December 15, 2020 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of Class of Securi |
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| December 15, 2020 |
Press Release issued by the Fund dated December 14, 2020. (Filed herewith). EX-99.(A)(5)(III) 2 exh-a5iii.htm Neuberger Berman Investment Advisers LLC 1290 Avenue of the Americas New York, NY 10104 Tel. 212.476.9000 NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND ANNOUNCES FINAL RESULTS OF ITS TENDER OFFER AND REDUCTION IN LEVERAGE NEW YORK, December 14, 2020 — Neuberger Berman High Yield Strategies Fund Inc. (NYSE American: NHS) (the “Fund”) announced today the final results |
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| December 11, 2020 |
Press Release issued by the Fund dated December 11, 2020. EX-99.(A)(5)(II) 2 exh-a5ii.htm Neuberger Berman Investment Advisers LLC 1290 Avenue of the Americas New York, NY 10104 Tel. 212.476.9000 NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND ANNOUNCES PRELIMINARY RESULTS OF ITS TENDER OFFER NEW YORK, December 11, 2020 — Neuberger Berman High Yield Strategies Fund Inc. (NYSE American: NHS) (the “Fund”) announced today the preliminary results of its tender o |
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| December 11, 2020 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of Class of Securi |
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| November 16, 2020 |
K&L GATES LLP 1601 K STREET, N.W. WASHINGTON, DC 20006-1600 T 202.778.9000 F 202.778.9100 klgates.com October 23, 2020 VIA Email Ms. Karen Rossotto Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Responses to U.S. Securities and Exchange Commission Staff Comments on the Proxy Statements on Schedule 14A for Neuberger Berman High Yield S |
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| November 10, 2020 |
Press Release issued by the Fund dated November 10, 2020. Neuberger Berman Investment Advisers LLC 1290 Avenue of the Americas New York, NY 10104 Tel. |
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| November 10, 2020 |
Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees. Offer by Neuberger Berman High Yield Strategies Fund Inc. to Purchase for Cash Up to 25% of its Outstanding Shares of Common Stock November 10, 2020 To Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees: We are enclosing herewith the material listed below relating to the offer of Neuberger Berman High Yield Strategies Fund Inc., a Maryland corporation (the ?Fund?), to purchase |
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| November 10, 2020 |
Instructions for Withdrawal of Previously Tendered Shares of Common Stock of Neuberger Berman High Yield Strategies Fund Inc. |
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| November 10, 2020 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of Class of Securi |
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| November 10, 2020 |
Offer to Purchase dated November 10, 2020. Offer by Neuberger Berman High Yield Strategies Fund Inc. to Purchase for Cash Up to 25% of its Outstanding Shares of Common Stock THE FUND?S OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON DECEMBER 10, 2020, UNLESS THE OFFER IS EXTENDED. THE FUND?S OFFER (AS DEFINED HEREIN) IS NOT CONDITIONED UPON THE FUND OBTAINING FINANCING OR UPON ANY MINIMUM NUMBER OF SHARES OF CO |
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| November 10, 2020 |
EX-99.(A)(1)(II) 3 ex-99a1ii.htm LETTER OF TRANSMITTAL To Tender Shares of Common Stock of Neuberger Berman High Yield Strategies Fund Inc. Pursuant to the Offer to Purchase dated November 10, 2020 THE OFFER PERIOD AND WITHDRAWAL RIGHTS EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON DECEMBER 10, 2020 , UNLESS THE OFFER IS EXTENDED. The Information Agent for the Offer is: AST Fund Solutions, LLC 55 Ch |
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| November 10, 2020 |
Letter to Clients for use by Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees. Offer by Neuberger Berman High Yield Strategies Fund Inc. to Purchase for Cash Up to 25% of its Outstanding Shares of Common Stock November 10, 2020 To Our Clients: Enclosed for your consideration is the Offer to Purchase dated November 10, 2020 in connection with the offer by Neuberger Berman High Yield Strategies Fund Inc., a Maryland corporation (the ?Fund?), to purchase for cash up to 25% of i |
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| October 27, 2020 |
MetLife Investment Management, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 27, 2020 |
Joint Filing Agreement Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation |
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| October 22, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] |
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| October 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] |
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| October 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 12)* Neuberger Berman High Yield Strategies Fund Inc. (Name of Issuer) Common Shares, $0.0001 par value (Title of Class of Securities) 64128C106 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Mich |
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| October 20, 2020 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act of 1934 NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of Class of Securi |
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| October 20, 2020 |
Press release issued by the Fund dated October 19, 2020. EXHIBIT 99.1 Neuberger Berman Investment Advisers LLC 1290 Avenue of the Americas New York, NY 10104 Tel. 212.476.9000 NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND ANNOUNCES PLAN FOR TENDER OFFER NEW YORK, October 19, 2020 —Neuberger Berman High Yield Strategies Fund Inc. (NYSE American: NHS) (the “Fund”) announced today that (subject to certain conditions) it will conduct a tender offer for up to |
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| October 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] |
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| October 2, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] |
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| October 1, 2020 |
- NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. DFAN14A 1 p20-1785dfan14a.htm NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant þ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Prox |
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| October 1, 2020 |
- NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant þ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Under Rule 14a-12 Neuberger Berman High Yield Strategies Fund Inc. |
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| September 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| September 25, 2020 |
Schedule of Investments High Yield Strategies Fund Inc.^ (Unaudited) July 31, 2020 PRINCIPAL AMOUNT VALUE Loan Assignments(a) 5.5% Building & Development 0.2% $ 553,588 NCI Building Systems, Inc., Term Loan, (1M USD LIBOR + 3.75%), 3.93%, due 4/12/2025 $ 541,481 Chemicals & Plastics 0.4% Solenis Holdings LLC 505,699 First Lien Term Loan, (3M USD LIBOR + 4.00%), 4.36%, due 6/26/2025 491,070 390,000 |
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| September 8, 2020 |
- NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant þ Check the appropriate box: þ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Under Rule 14a-12 Neuberger Berman High Yield Strategies Fund Inc. |
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| September 4, 2020 |
K&L GATES LLP 1601 K STREET, N.W. WASHINGTON, DC 20006-1600 T 202.778.9000 F 202.778.9100 klgates.com September 4, 2020 VIA EDGAR Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Neuberger Berman High Yield Strategies Fund Inc. Preliminary Proxy Statement on Schedule 14A; File No. 811-22396 Ladies and Gentlemen: We are writing on beha |
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| September 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| May 22, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 11)* Neuberger Berman High Yield Strategies Fund Inc. (Name of Issuer) Common Shares, $0.0001 par value (Title of Class of Securities) 64128C106 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Mich |
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| May 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 10)* Neuberger Berman High Yield Strategies Fund Inc. (Name of Issuer) Common Shares, $0.0001 par value (Title of Class of Securities) 64128C106 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Mich |
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| April 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 9)* Neuberger Berman High Yield Strategies Fund Inc. (Name of Issuer) Common Shares, $0.0001 par value (Title of Class of Securities) 64128C106 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Micha |
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| March 30, 2020 |
Beginning balance, as of 11/1/2019 Schedule of Investments High Yield Strategies Fund Inc.^ (Unaudited) January 31, 2020 PRINCIPAL AMOUNT VALUE Loan Assignments(a) 8.6% Building & Development 0.4% $ 984,679 Forterra Finance, LLC, Term Loan B, (1M USD LIBOR + 3.00%), 4.65%, due 10/25/2023 $ 962,031 Cable & Satellite Television 0.4% 1,015,231 Altice France S.A., Term Loan B13, (1M USD LIBOR + 4.00%), 5.68%, due 8/14/2026 1,013,332 Ch |
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| March 20, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 8)* NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. (Name of Issuer) Common Shares, $0.0001 par value (Title of Class of Securities) 64128C106 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Micha |
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| March 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 7)* Neuberger Berman High Yield Strategies Fund Inc. (Name of Issuer) Common Shares, $0.0001 par value (Title of Class of Securities) 64128C106 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Micha |
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| February 3, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 6)1 NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. (Name of Issuer) Common Shares, $0.0001 par value (Title of Class of Securities) 64128C106 (CUSIP Numb |
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| September 30, 2019 |
NHS / Neuberger Berman High Yield Strategies Fund DEFA14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| September 27, 2019 |
NHS / Neuberger Berman High Yield Strategies Fund DEFA14A - - DEFA14A 1 defa14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitte |
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| September 26, 2019 |
NHS / Neuberger Berman High Yield Strategies Fund NPORT-EX - - Schedule of Investments High Yield Strategies Fund Inc.^ (Unaudited) July 31, 2019 PRINCIPAL AMOUNT VALUE† Loan Assignments(a) 12.0% Building & Development 0.1% $ 160,250 Forterra Finance, LLC, Term Loan B, (1 month USD LIBOR + 3.00%), due 10/25/2023 $ 148,792 (b)(c) Business Equipment & Services 0.1% 375,000 Prime Security Services Borrower, LLC, First Lien Term Loan, (1 month USD LIBOR + 2.75%), |
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| September 23, 2019 |
NHS / Neuberger Berman High Yield Strategies Fund DEFA14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| September 23, 2019 |
DFAN14A 1 p19-1963dfan14a.htm NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant þ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Prox |
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| September 18, 2019 |
NHS / Neuberger Berman High Yield Strategies Fund DEFA14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| September 18, 2019 |
NHS / Neuberger Berman High Yield Strategies Fund DEFA14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| September 16, 2019 |
DFAN14A 1 p19-1939dfan14a.htm NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant þ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Prox |
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| September 13, 2019 |
NHS / Neuberger Berman High Yield Strategies Fund DEFA14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| September 4, 2019 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant þ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement þ Definitive Additional Materials o Soliciting Material Under Rule 14a-12 Neuberger Berman High Yield Strategies Fund Inc. |
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| August 28, 2019 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Under Rule 14a-12 Neuberger Berman High Yield Strategies Fund Inc. |
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| August 28, 2019 |
NHS / Neuberger Berman High Yield Strategies Fund DEFA14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| August 28, 2019 |
NHS / Neuberger Berman High Yield Strategies Fund DEFC14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| August 28, 2019 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant þ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement ¨ Definitive Additional Materials þ Soliciting Material Under Rule 14a-12 Neuberger Berman High Yield Strategies Fund Inc. |
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| August 28, 2019 |
NHS / Neuberger Berman High Yield Strategies Fund CORRESP - - K&L GATES LLP 1601 K STREET, N.W. WASHINGTON, DC 20006-1600 T 202.778.9000 F 202.778.9100 klgates.com August 27, 2019 VIA EDGAR Mr. Jay Williamson Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Responses to U.S. Securities and Exchange Commission Staff Comments on the Preliminary Proxy Statement on Schedule 14A for Neuberger Berman Hi |
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| August 15, 2019 |
PRRN14A 1 p19-1747prrn14a.htm NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: þ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| August 12, 2019 |
NHS / Neuberger Berman High Yield Strategies Fund PREC14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| August 12, 2019 |
NHS / Neuberger Berman High Yield Strategies Fund PREC14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| May 23, 2019 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Under Rule 14a-12 Neuberger Berman High Yield Strategies Fund Inc. |
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| April 12, 2019 |
Neuberger Berman High Yield Strategies Fund Inc.: SC 13D/A- Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 5) Neuberger Berman High Yield Strategies Fund Inc. (Name of Issuer) Common Shares, $0.0001 par value (Title of Class of Securities) 64128C106 (CUSIP Number) Saba Capital |
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| April 11, 2019 |
Saba Capital Management, L.P. - Schedule 13 D/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4) NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. (Name of Issuer) Common Shares, $0.0001 par value (Title of Class of Securities) 64128C106 (CUSIP Number) Saba Capital Managemen |
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| April 2, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3) Neuberger Berman High Yield Strategies Fund Inc. (Name of Issuer) Common Shares, $0.0001 par value (Title of Class of Securities) 64128C106 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michae |
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| March 27, 2019 |
NHS / Neuberger Berman High Yield Strategies Fund (Quarterly Schedule of Portfolio Holdings) N-Q 1 nq.htm As filed with the Securities and Exchange Commission on March 27, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22396 NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. (Exact Name of Registrant as Specified in Charter) c/o |
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| March 27, 2019 |
CERTIFICATIONS I, Joseph V. Amato, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman High Yield Strategies Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| March 18, 2019 |
Saba Capital Management, L.P. - Schedule 13D/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2) NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. (Name of Issuer) Common Shares, $0.0001 par value (Title of Class of Securities) 64128C106 (CUSIP Number) Saba Capital Management |
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| March 8, 2019 |
Saba Capital Management, L.P. - Schedule 13 D/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1) NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. (Name of Issuer) Common Shares, $0.0001 par value (Title of Class of Securities) 64128C106 (CUSIP Number) Saba Capital Managemen |
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| March 1, 2019 |
Saba Capital Management, L.P. - Schedule 13D - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No.)* NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND (Name of Issuer) Common Shares, $0.0001 par value (Title of Class of Securities) 64128C106 (CUSIP Number) Saba Capital Management, L.P. 405 |
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| February 11, 2019 |
Saba Capital Management, L.P.: Form SC 13G/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Neuberger Berman High Yield Strategies Fund (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 64128C106 (CUSIP Number) February 6, 2019 (Date of Even |
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| January 23, 2019 |
Saba Capital Management, L.P.: Schedule 13G/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.1)* Neuberger Berman High Yield Strategies Fund (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 64128C106 (CUSIP Number) January 18, 2019 (Date of Even |
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| October 19, 2018 |
Saba Capital Management, L.P. - Schedule 13G - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 64128C106 (CUSIP Number) October 12, 2018 (Date of Event wh |
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| September 28, 2018 |
EX-99.CERT 2 certs.htm CERTIFICATIONS I, Joseph V. Amato, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman High Yield Strategies Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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| September 28, 2018 |
NHS / Neuberger Berman High Yield Strategies Fund N-Q (Quarterly Schedule of Portfolio Holdings) As filed with the Securities and Exchange Commission on September 28, 2018 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 14, 2018 |
NBW / Neuberger Berman California Intermediate Municipal Fund, Inc. DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| June 1, 2018 |
NHS / Neuberger Berman High Yield Strategies Fund CORRESP Neuberger Berman Investment Advisers LLC 1290 Avenue of the Americas New York, NY 10104 Tel. |
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| March 28, 2018 |
CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman High Yield Strategies Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
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| March 28, 2018 |
NHS / Neuberger Berman High Yield Strategies Fund N-Q (Quarterly Schedule of Portfolio Holdings) As filed with the Securities and Exchange Commission on March 28, 2018 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 29, 2017 |
Neuberger Berman High Yield Strategies Fund Inc. - As filed with the Securities and Exchange Commission on September 29, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 29, 2017 |
CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman High Yield Strategies Fund Inc. (?Registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
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| August 14, 2017 |
Neuberger Berman California Intermediate Municipal Fund 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 31, 2017 |
Neuberger Berman High Yield Strategies Fund Inc. - As filed with the Securities and Exchange Commission on March 31, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 31, 2017 |
CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman High Yield Strategies Fund Inc. (?Registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
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| February 13, 2017 |
Saba Capital Management, L.P.: Form SC 13G/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Neuberger Berman High Yield Strategies Fund (Name of Issuer) Common Stock (Title of Class of Securities) 64128C106 (CUSIP Number) December 30, 2016 (Date of Event which Requires F |
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| September 28, 2016 |
Neuberger Berman High Yield Strategies Fund (Quarterly Schedule of Portfolio Holdings) As filed with the Securities and Exchange Commission on September 28, 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 28, 2016 |
CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman High Yield Strategies Fund Inc. (?Registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
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| August 19, 2016 |
Neuberger Berman High Yield Strategies Fund 14A DEF 14A 1 proxy.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted |
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| August 19, 2016 |
Neuberger Berman High Yield Strategies Fund 14A DEF 14A 1 proxy.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted |
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| July 8, 2016 |
Neuberger Berman Investment Advisers LLC 605 Third Avenue New York, NY 10158-3698 July 8, 2016 Christina DiAngelo Fettig Securities and Exchange Commission 100 F Street NE Washington, D. |
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| March 29, 2016 |
Neuberger Berman High Yield Strategies Fund (Quarterly Schedule of Portfolio Holdings) N-Q 1 n-q.htm As filed with the Securities and Exchange Commission on March 29, 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22396 NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. (Exact Name of Registrant as Specified in Charter) c/o |
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| March 29, 2016 |
CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman High Yield Strategies Fund Inc. (?Registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
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| February 11, 2016 |
SC 13G/A 1 sc13ganhs.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Neuberger Berman High Yield Strategies Fund (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 64128C106 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of t |
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| January 8, 2016 |
POWER OF ATTORNEY For Executing Forms 3, 4 and 5 POWER OF ATTORNEY For Executing Forms 3, 4 and 5 Know all by these presents, that the undersigned hereby constitutes and appoints each of Robert Conti, Andrew Allard, Claudia A. |
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| December 30, 2015 |
POWER OF ATTORNEY For Executing Forms 3, 4 and 5 POWER OF ATTORNEY For Executing Forms 3, 4 and 5 Know all by these presents, that the undersigned hereby constitutes and appoints each of Robert Conti, Andrew Allard, Claudia A. |
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| December 30, 2015 |
POWER OF ATTORNEY For Executing Forms 3, 4 and 5 POWER OF ATTORNEY For Executing Forms 3, 4 and 5 Know all by these presents, that the undersigned hereby constitutes and appoints each of Robert Conti, Andrew Allard, Claudia A. |
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| December 24, 2015 |
POWER OF ATTORNEY For Executing Forms 3, 4 and 5 POWER OF ATTORNEY For Executing Forms 3, 4 and 5 Know all by these presents, that the undersigned hereby constitutes and appoints each of Robert Conti, Andrew Allard, Claudia A. |
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| December 24, 2015 |
POWER OF ATTORNEY For Executing Forms 3, 4 and 5 POWER OF ATTORNEY For Executing Forms 3, 4 and 5 Know all by these presents, that the undersigned hereby constitutes and appoints each of Robert Conti, Andrew Allard, Claudia A. |
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| September 25, 2015 |
EX-99.CERT 2 cert.htm CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman High Yield Strategies Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stateme |
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| September 25, 2015 |
Neuberger Berman High Yield Strategies Fund (Quarterly Schedule of Portfolio Holdings) As filed with the Securities and Exchange Commission on September 25, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 18, 2015 |
POWER OF ATTORNEY For Executing Forms 3, 4 and 5 POWER OF ATTORNEY For Executing Forms 3, 4 and 5 Know all by these presents, that the undersigned hereby constitutes and appoints each of Robert Conti, Andrew Allard, Claudia A. |
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| September 18, 2015 |
POWER OF ATTORNEY For Executing Forms 3, 4 and 5 POWER OF ATTORNEY For Executing Forms 3, 4 and 5 Know all by these presents, that the undersigned hereby constitutes and appoints each of Robert Conti, Andrew Allard, Claudia A. |
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| August 28, 2015 |
POWER OF ATTORNEY For Executing Forms 3, 4 and 5 POWER OF ATTORNEY For Executing Forms 3, 4 and 5 Know all by these presents, that the undersigned hereby constitutes and appoints each of Robert Conti, Maxine Gerson, Claudia A. |
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| July 31, 2015 |
Neuberger Berman California Intermediate Municipal Fund 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 1, 2015 |
Neuberger Berman High Yield Strategies Fund (Quarterly Schedule of Portfolio Holdings) As filed with the Securities and Exchange Commission on March 31, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 1, 2015 |
CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman High Yield Strategies Fund Inc. ("Registrant"); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
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| February 17, 2015 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Neuberger Berman High Yield Strategies Fund Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 64128C106 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate |
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| September 26, 2014 |
CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman High Yield Strategies Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
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| September 26, 2014 |
Neuberger Berman High Yield Strategies Fund Inc. As filed with the Securities and Exchange Commission on September 26, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 2, 2014 |
SC 13G 1 p14-1863sc13g.htm SABA CAPITAL MANAGEMENT, L.P. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Neuberger Berman High Yield Strategies Fund Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 64128C106 (CUSIP Number) August 22, 2014 (Date of Event Which Requires Filing of Th |
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| August 27, 2014 |
NBW / Neuberger Berman California Intermediate Municipal Fund, Inc. DEF 14A - - SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 31, 2014 |
Quarterly Schedule of Portfolio Holdings - As filed with the Securities and Exchange Commission on March 31, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 31, 2014 |
By: /s/ Robert Conti Robert Conti Chief Executive Officer and President EX-99.CERT 2 cert.htm CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman High Yield Strategies Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stateme |
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| September 30, 2013 |
Quarterly Schedule of Portfolio Holdings - As filed with the Securities and Exchange Commission on September 27, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 30, 2013 |
EX-99.CERT 2 certs.htm CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman High Yield Strategies Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statem |
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| July 29, 2013 |
EVERY STOCKHOLDER’S VOTE IS IMPORTANT! VOTE THIS PROXY CARD TODAY! EVERY STOCKHOLDER’S VOTE IS IMPORTANT! VOTE THIS PROXY CARD TODAY! Your Proxy Vote is important! 3 EASY WAYS TO VOTE YOUR PROXY: 1. |
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| July 29, 2013 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 29, 2013 |
CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman High Yield Strategies Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
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| March 29, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q 1 nq.htm As filed with the Securities and Exchange Commission on March 29, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-22396 NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. (Exact Name of the Registrant as Specified in Charter |
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| September 28, 2012 |
EXHIBIT 99-CERT CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman High Yield Strategies Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we |
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| September 28, 2012 |
Quarterly Schedule of Portfolio Holdings - As filed with the Securities and Exchange Commission on September 28, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 29, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule |
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| June 15, 2012 |
Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 212-476-8800 June 15, 2012 Christina DiAngelo Securities and Exchange Commission 100 F Street NE Washington, D. |
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| April 20, 2012 |
Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND ANNOUNCES TENDER OFFER PROGRAM MEASUREMENT PERIOD NEW YORK, NY, April 20, 2012 –Neuberger Berman High Yield Strategies Fund Inc. (NYSE Amex: NHS), (the “Fund”) has announced its next measur |
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| April 20, 2012 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of Class of Securi |
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| March 28, 2012 |
EXHIBIT 99-CERT CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman High Yield Strategies Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we |
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| March 28, 2012 |
Quarterly Schedule of Portfolio Holdings - As filed with the Securities and Exchange Commission on March 28, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 28, 2011 |
As filed with the Securities and Exchange Commission on September 28, 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 28, 2011 |
EXHIBIT 99-CERT CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman High Yield Strategies Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we |
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| June 8, 2011 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 31, 2011 |
Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE TENDER OFFER PROGRAM MEASUREMENT PERIODS NEW YORK, NY, May 31, 2010 – Neuberger Berman California Intermediate Municipal Fund Inc. (NYSE Amex: NBW), Neuberger Berman High Yield Strategies Fu |
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| May 31, 2011 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of Class of Securi |
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| May 11, 2011 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Kevin Handwerker (General Counsel) and Maxine L. |
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| April 1, 2011 |
EX-99.CERT 2 ex-cert99.htm EXHIBIT 99-CERT CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman High Yield Strategies Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances und |
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| April 1, 2011 |
As filed with the Securities and Exchange Commission on April 1, 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 29, 2010 |
EXHIBIT 99-CERT CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman High Yield Strategies Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we |
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| November 29, 2010 |
As filed with the Securities and Exchange Commission on November 29, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 18, 2010 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of Class of Securi |
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| August 18, 2010 |
Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE TENDER OFFER PROGRAM MEASUREMENT PERIODS NEW YORK, NY, August 18, 2010 – Neuberger Berman California Intermediate Municipal Fund Inc. |
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| August 6, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. (Exact name of registrant as specified in its charter) Maryland 32-0073608 (State of incorporation or organization) (I.R.S. Employer Identification |
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| May 7, 2010 |
As filed with the Securities and Exchange Commission on May 7, 2010 1933 Act Registration No. |
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| May 7, 2010 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm under the captions “Financial Highlights”, “Information on NHS’s and NOX’s Independent Registered Public Accounting Firm”, “Service Providers”, “Reports of NHS’s and NOX’s Audit Committees” and “Fees Billed by the Independent Registered Public Accounting Firm” in the combined Proxy Statement/Prospectus, “Representations and Warranties” in the Form of Agreement and Plan of Reorganization and “Independent Registered Public Accounting Firm” and “Financial Statements” in the Statement of Additional Information of Neuberger Berman High Yield Strategies Fund Inc. |
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| May 7, 2010 |
FORM OF ASSIGNMENT, AMENDMENT AND ASSUMPTION AGREEMENT This ASSIGNMENT, AMENDMENT AND ASSUMPTION AGREEMENT (the “Assignment Agreement”) is entered into as of , 2010, among Neuberger Berman High Yield Strategies Fund (formerly Lehman Brothers First Trust Income Opportunity Fund), a statutory trust organized and existing under the laws of Delaware (“Assignor”) and Neuberger Berman High Yield Strategies Fund Inc. |
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| May 7, 2010 |
FORM OF SUB-ADVISORY AGREEMENT NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. EX-99.6 ADVSER CONTR 4 nhssubadv.htm FORM OF SUB-ADVISORY AGREEMENT NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. This Sub-Advisory Agreement (“Agreement”) is made as of , 2010, between Neuberger Berman Management LLC, a Delaware limited liability company (“Manager”) and Neuberger Berman Fixed Income LLC, a Delaware limited liability company (“Adviser”). WITNESSETH: WHEREAS, Neuberger Berman Hi |
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| May 7, 2010 |
STOCK TRANSFER AGENCY AGREEMENT EX-99.13 OTH CONTRCT 8 transferagreement.htm STOCK TRANSFER AGENCY AGREEMENT AGREEMENT, made as of April 9, 2007, by and between LEHMAN BROTHERS FIRST TRUST INCOME OPPORTUNITY FUND INC., a statutory trust formed and existing under the laws of the State of Delaware (hereinafter referred to as the “Customer”), and THE BANK OF NEW YORK, a New York trust company (hereinafter referred to as the “Bank”) |
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| May 7, 2010 |
Custodian Agreement This Agreement is made as of March 22, 2007 between Lehman Brothers First Trust Income Opportunity Fund, a statutory trust organized and existing under the laws of Delaware and registered with the Securities and Exchange Commission as a diversified, closed-end management investment company (the “Fund”), and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”). |
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| May 7, 2010 |
May 7, 2010 Neuberger Berman High Yield Strategies Fund Inc. 605 Third Avenue, 2nd Floor New York, NY 10158 Ladies and Gentlemen: We have acted as counsel to Neuberger Berman High Yield Strategies Fund Inc., a Maryland corporation (the “Corporation”), in connection with the filing with the Securities and Exchange Commission (the “SEC”) of the Corporation’s registration statement on Form N-14 (the |
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| May 7, 2010 |
FORM OF AMENDMENT, ASSIGNMENT AND ASSUMPTION AGREEMENT FORM OF AMENDMENT, ASSIGNMENT AND ASSUMPTION AGREEMENT THIS AMENDMENT, ASSIGNMENT AND ASSUMPTION AGREEMENT (this “Agreement”), dated as of , 2010, is entered into between Neuberger Berman High Yield Strategies Fund, a Delaware statutory trust (“NHS”), Neuberger Berman High Yield Strategies Fund Inc. |
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| May 7, 2010 |
NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. A Maryland Corporation March 18, 2010 NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. A Maryland Corporation BYLAWS March 18, 2010 TABLE OF CONTENTS Page ARTICLE I 1 NAME OF CORPORATION, LOCATION OF OFFICES AND SEAL 1 Section 1. Name 1 Section 2. Principal Offices 1 Section 3. Seal 1 ARTICLE II 1 STOCKHOLDERS 1 Section 1. Annual Meetings 1 Section 2. Special Meetings 1 Section 3. Notice of Meetings 2 Section 4. Quorum and Adjournment |
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| May 7, 2010 |
FORM OF MANAGEMENT AGREEMENT NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. FORM OF MANAGEMENT AGREEMENT NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. This Agreement is made as of , 2010, between Neuberger Berman High Yield Strategies Fund Inc., a Maryland corporation (“Fund”), and Neuberger Berman Management LLC, a Delaware limited liability company (“Manager”). WITNESSETH: WHEREAS, Fund is registered under the Investment Company Act of 1940, as amended (“1940 Act”), |
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| May 7, 2010 |
FORM OF ADMINISTRATION AGREEMENT NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. FORM OF ADMINISTRATION AGREEMENT NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. This Agreement is made as of , 2010, between Neuberger Berman High Yield Strategies Fund Inc., a Maryland corporation (“Fund”), and Neuberger Berman Management LLC, a Delaware limited liability company (“Administrator”). WHEREAS, the Fund is registered under the Investment Company Act of 1940, as amended (“1940 Act”) |
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| May 7, 2010 |
May 7, 2010 Jennifer R. Gonzalez D 202.778.9286 F 202.778.9100 [email protected] VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Neuberger Berman High Yield Strategies Fund Inc. Registration Statement on Form N-14 Re: Pre-Effective Amendment No. 1 Dear Sir or Madam: On behalf of Neuberger Berman High Yield Strategies Fund Inc. (the “Acqui |
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| March 19, 2010 |
As filed with the Securities and Exchange Commission on March 19, 2010 1933 Act Registration No. |
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| March 19, 2010 |
SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection with such notifica |
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| March 19, 2010 |
EX-99.16 PWR OF ATTY 3 poa.htm POWER OF ATTORNEY CAUTION TO THE PRINCIPAL: Your Power of Attorney is an important document. As the “principal,” you give the person whom you choose (your “agent”) authority to spend your money and sell or dispose of your property during your lifetime without telling you. You do not lose your authority to act even though you have given your agent similar authority. W |
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| March 19, 2010 |
ARTICLES OF INCORPORATION OF NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. FIRST: Incorporation: The undersigned, Arthur C. Delibert, whose address is 1601 K Street, N.W., Washington, D.C. 20006-1600, being at least eighteen years of age, does hereby form a corporation under the general laws of the State of Maryland. SECOND: Name of Corporation: The name of the corporation is Neuberger Berman H |
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| March 19, 2010 |
March 19, 2010 Jennifer R. Gonzalez D 202.778.9286 F 202.778.9100 [email protected] VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Neuberger Berman High Yield Strategies Fund Inc. Registration Statement on Form N-14 Dear Sir or Madam: On behalf of Neuberger Berman High Yield Strategies Fund Inc. (the “Acquiring Fund”), transmitted herewi |
