Statistik Asas
| LEI | 549300WU72ZN21PNWQ56 |
| CIK | 1261166 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Neuberger Berman Real Estate Securities Income Fund Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
| August 25, 2025 |
nb-proxy UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a |
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| January 24, 2025 |
EXHIBIT (l)(ii) K&L GATES LLP 1601 K STREET, N.W. WASHINGTON, DC 20006 T +1 202 778 9000 F +1 202 778 9100 klgates.com January 23, 2025 Neuberger Berman Real Estate Securities Income Fund Inc. 1290 Avenue of the Americas New York, NY 10104 Ladies and Gentlemen: We have acted as counsel to Neuberger Berman Real Estate Securities Income Fund Inc., a Maryland corporation (the “Fund”), in connection w |
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| January 24, 2025 |
As filed with the Securities and Exchange Commission on January 23, 2025 As filed with the Securities and Exchange Commission on January 23, 2025 1933 Act File No. |
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| January 24, 2025 |
(cover continued on next page) PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(2) (To Prospectus dated as of March 14, 2023, as amended on January 23, 2025) Registration Statement No. |
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| January 24, 2025 |
EXHIBIT (d)(iii) DELIVERY OPTIONS FOR SUBSCRIPTION RIGHTS CERTIFICATE Delivery other than in the manner or to the addresses listed below will not constitute valid delivery. |
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| January 24, 2025 |
EXHIBIT (k)(xi) January 15, 2025 Neuberger Berman Real Estate Securities Income Fund 1290 Avenue of the Americas New York NY 10104 Attn: Melissa Herr RE: Neuberger Berman Real Estate Securities Income Fund – Rights Offer Dear Ms. |
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| January 24, 2025 |
EXHIBIT (d)(iv) NOTICE OF GUARANTEED DELIVERY For Shares of Common Stock of Neuberger Berman Real Estate Securities Income Fund Inc. |
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| January 24, 2025 |
EXHIBIT (h) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. 15,840,458 Shares of Common Stock Issuable Upon Exercise of Transferable Rights to Subscribe for Such Shares DEALER MANAGER AGREEMENT New York, New York January 23, 2025 UBS Securities LLC 11 Madison Avenue New York, New York 10010 Ladies and Gentlemen: Each of Neuberger Berman Real Estate Securities Income Fund Inc., a Maryland |
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| January 24, 2025 |
EXHIBIT (k)(x) SUBSCRIPTION AGENT AGREEMENT This SUBSCRIPTION AGENT AGREEMENT (this “Agreement”) is entered into as of January 22, 2025, by and between Equiniti Trust Company, LLC (the “Subscription Agent”) and Neuberger Berman Real Estate Securities Income Fund Inc. |
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| January 23, 2025 |
Report of Independent Registered Public Accounting Firm on Supplemental Information EXHIBIT (n)(ii) Report of Independent Registered Public Accounting Firm on Supplemental Information To the Shareholders and the Board of Directors of Neuberger Berman Real Estate Securities Income Fund Inc. |
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| January 23, 2025 |
EXHIBIT (t)(ii) POWER OF ATTORNEY NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. |
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| January 23, 2025 |
AMENDMENT TO NEUBERGER BERMAN TRANSFER AGENT AGREEMENT EX-99.(K)(II) 3 exh99-kii.htm AMENDMENT TO TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT EXHIBIT (k)(ii) AMENDMENT TO NEUBERGER BERMAN TRANSFER AGENT AGREEMENT This Amendment to the Transfer Agent Agreement referred to below is made effective as of September 9, 2024 by and between each of the Neuberger Berman funds listed on Exhibit A to the Transfer Agent Agreement (as amended from time to tim |
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| January 23, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EXHIBIT (n)(i) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm under the captions "Financial Highlights", “Independent Registered Public Accounting Firm” and “Senior Securities” in the Prospectus and "Independent Registered Public Accounting Firm" and "Financial Statements" in the Statement of Additional Information, each dated March 14, 2023, as amended on January 23, 2025, and each of which are part of the Registration Statement (Form N-2, File No. |
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| January 23, 2025 |
As filed with the Securities and Exchange Commission on January 23, 2025 As filed with the Securities and Exchange Commission on January 23, 2025 1933 Act File No. |
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| January 23, 2025 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-269347 BASE PROSPECTUS $150,000,000 Neuberger Berman Real Estate Securities Income Fund Inc. Shares of Common Stock Subscription Rights to Acquire Shares of Common Stock Neuberger Berman Real Estate Securities Income Fund Inc. (the “Fund”) is a closed-end, diversified management investment company registered under the Investment Compa |
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| September 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| August 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 13, 2023 |
K&L GATES LLP 1601 K STREET, N.W. WASHINGTON, DC 20006-1600 T 202.778.9000 F 202.778.9100 klgates.com March 13, 2023 FILED VIA EDGAR Ms. Karen Rossotto Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Neuberger Berman Real Estate Securities Income Fund Inc. (the “Fund”) File Nos. 333-269347; 811-21421 Dear Ms. Rossotto: On behalf o |
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| August 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| October 7, 2021 |
Neuberger Berman Investment Advisers LLC 1290 Avenue of the Americas New York, NY 10104 Tel. |
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| August 24, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] |
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| March 25, 2021 |
Schedule of Investments Real Estate Securities Income Fund Inc.^ (Unaudited) January 31, 2021 NUMBER OF SHARES VALUE Common Stocks 71.6% Apartments 8.5% 105,407 American Campus Communities, Inc. $ 4,338,552 (a) 83,258 Equity Residential 5,132,023 (a) 10,580 Essex Property Trust, Inc. 2,535,074 (a) 43,705 Mid-America Apartment Communities, Inc. 5,801,839 (a) 17,807,488 Commercial Financing 5.1% 202 |
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| October 21, 2020 |
DEFA14A 1 defa14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminar |
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| September 25, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| September 25, 2020 |
Schedule of Investments Real Estate Securities Income Fund Inc.^ (Unaudited) July 31, 2020 NUMBER OF SHARES VALUE Common Stocks 70.3% Apartments 4.7% 106,600 American Campus Communities, Inc. $ 3,799,224 (a) 44,200 Mid-America Apartment Communities, Inc. 5,268,198 (a) 9,067,422 Commercial Financing 4.7% 204,300 Blackstone Mortgage Trust, Inc. Class A 4,917,501 (a) 283,200 Starwood Property Trust, |
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| March 30, 2020 |
Schedule of Investments Real Estate Securities Income Fund Inc.^ (Unaudited) January 31, 2020 NUMBER OF SHARES VALUE Common Stocks 86.9% Apartments 6.3% 144,300 American Campus Communities, Inc. $ 6,619,041 (a) 78,100 Mid-America Apartment Communities, Inc. 10,716,101 (a) 17,335,142 Commercial Financing 8.9% 276,500 Blackstone Mortgage Trust, Inc. Class A 10,562,300 (a) 541,400 Starwood Property T |
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| September 26, 2019 |
NRO / Neuberger Berman Real Estate Securities Income Fund, Inc. NPORT-EX - - Schedule of Investments Real Estate Securities Income Fund Inc.^ (Unaudited) July 31, 2019 NUMBER OF SHARES VALUE† Common Stocks 87.3% Apartments 6.2% 151,900 American Campus Communities, Inc. $ 7,101,325 (a) 78,100 Mid-America Apartment Communities, Inc. 9,203,304 (a) 16,304,629 Commercial Financing 8.5% 276,500 Blackstone Mortgage Trust, Inc. Class A 9,821,280 (a) 541,400 Starwood Property Trust |
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| September 4, 2019 |
NBW / Neuberger Berman California Intermediate Municipal Fund, Inc. DEF 14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 27, 2019 |
CERTIFICATIONS I, Joseph V. Amato, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman Real Estate Securities Income Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
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| March 27, 2019 |
As filed with the Securities and Exchange Commission on March 27, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 28, 2018 |
CERTIFICATIONS I, Joseph V. Amato, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman Real Estate Securities Income Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
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| September 28, 2018 |
N-Q 1 n-q.htm As filed with the Securities and Exchange Commission on September 28, 2018 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21421 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Exact Name of Registrant as Specified in |
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| August 14, 2018 |
NBW / Neuberger Berman California Intermediate Municipal Fund, Inc. DEF 14A DEF 14A 1 def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted |
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| June 1, 2018 |
NRO / Neuberger Berman Real Estate Securities Income Fund, Inc. CORRESP Neuberger Berman Investment Advisers LLC 1290 Avenue of the Americas New York, NY 10104 Tel. |
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| March 28, 2018 |
CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman Real Estate Securities Income Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| March 28, 2018 |
As filed with the Securities and Exchange Commission on March 28, 2018 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 14, 2018 |
SC 13G/A 1 nbre13ga021218.htm SCHEDULE 13GA SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (AMENDMENT NO. 5 )* NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Issuer) Series A Mandatory Redeemable Preferred Stock (Title of Class of Securities) 64190A2#9 (CUSIP Number) December 31, 2017 (Date of Event Which Requires |
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| October 3, 2017 |
Neuberger Berman Real Estate Securities Income Fund O-C SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of |
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| October 3, 2017 |
Neuberger Berman Investment Advisers LLC 1290 Avenue of the Americas New York, NY 10104 Tel: (212) 476-9000 Contact: Neuberger Berman Investor Information (877) 461-1899 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND ANNOUNCES RESULTS OF SECOND MEASUREMENT PERIOD UNDER ITS TENDER OFFER PROGRAM NEW YORK, NY, October 3, 2017— Neuberger Berman Real Estate Securities Income Fund Inc. |
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| September 29, 2017 |
Neuberger Berman Real Estate Securities Income Fund Inc - As filed with the Securities and Exchange Commission on September 29, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 29, 2017 |
CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman Real Estate Securities Income Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| August 14, 2017 |
Neuberger Berman California Intermediate Municipal Fund 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| August 10, 2017 |
SC 13G/A 1 nbseries043017a1.htm 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Neuberger Berman Real Estate Securities Income Fund Inc. (Name of Issuer) Mandatory Redeemable Preferred Shares, Series A (Title of Class of Securities) N/A (CUSIP Number) April 30, 2017 (Date of Event Which Requir |
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| June 30, 2017 |
Neuberger Berman Real Estate Securities Income Fund O-C SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of |
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| June 30, 2017 |
Neuberger Berman Investment Advisers LLC 1290 Avenue of the Americas New York, NY 10104 Tel: (212) 476-9000 Contact: Neuberger Berman Investor Information (877) 461-1899 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND ANNOUNCES SECOND MEASUREMENT PERIOD UNDER ITS TENDER OFFER PROGRAM NEW YORK, NY, June 29, 2017 ? Neuberger Berman Real Estate Securities Income Fund Inc. |
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| March 28, 2017 |
CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman Real Estate Securities Income Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| March 28, 2017 |
Neuberger Berman Real Estate Securities Income Fund Inc - As filed with the Securities and Exchange Commission on March 28, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 14, 2017 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (AMENDMENT NO. 4 )* NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Issuer) Series A Mandatory Redeemable Preferred Stock (Title of Class of Securities) 64190A2#9 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropr |
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| January 13, 2017 |
NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND ANNOUNCES FINAL RESULTS OF ITS TENDER OFFER Neuberger Berman Investment Advisers LLC 1290 Avenue of the Americas New York, NY 10104 Tel: (212) 476-9000 Contact: Neuberger Berman Investor Information (877) 461-1899 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND ANNOUNCES FINAL RESULTS OF ITS TENDER OFFER NEW YORK, NY, January 13, 2017 — Neuberger Berman Real Estate Securities Income Fund Inc. |
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| January 13, 2017 |
Neuberger Berman Real Estate Securities Income Fund O-I/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of |
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| January 10, 2017 |
Neuberger Berman Investment Advisers LLC 1290 Avenue of the Americas New York, NY 10104 Tel: (212) 476-9000 Contact: Neuberger Berman Investor Information (877) 461-1899 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND ANNOUNCES PRELIMINARY RESULTS OF ITS TENDER OFFER NEW YORK, NY, January 10, 2017 — Neuberger Berman Real Estate Securities Income Fund Inc. |
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| January 10, 2017 |
Neuberger Berman Real Estate Securities Income Fund O-I/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of |
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| January 3, 2017 |
Neuberger Berman Real Estate Securities Income Fund O-C SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of |
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| January 3, 2017 |
Neuberger Berman Investment Advisers LLC 1290 Avenue of the Americas New York, NY 10104 Tel: (212) 476-9000 Contact: Neuberger Berman Investor Information (877) 461-1899 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND ANNOUNCES INITIAL MEASUREMENT PERIOD UNDER ITS TENDER OFFER PROGRAM NEW YORK, NY, January 3, 2017 ? Neuberger Berman Real Estate Securities Income Fund Inc. |
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| December 9, 2016 |
Offer by Neuberger Berman Real Estate Securities Income Fund Inc. to Purchase for Cash Up to 15% of its Outstanding Shares of Common Stock December 9, 2016 To Our Clients: Enclosed for your consideration is the Offer to Purchase dated December 9, 2016 in connection with the offer by Neuberger Berman Real Estate Securities Income Fund Inc., a Maryland corporation (the ?Fund?), to purchase for cash |
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| December 9, 2016 |
NOTICE OF GUARANTEED DELIVERY To Tender Shares of Common Stock of Neuberger Berman Real Estate Securities Income Fund Inc. |
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| December 9, 2016 |
EX-99.(A)(1)(VI) 7 exh-a1vi.htm Instructions for Withdrawal of Previously Tendered Shares of Common Stock of Neuberger Berman Real Estate Securities Income Fund Inc. If you tendered to Neuberger Berman Real Estate Securities Income Fund Inc., a Maryland corporation (the “Fund”), in connection with the offer by the Fund to purchase for cash up to 15% of its outstanding shares of common stock, par v |
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| December 9, 2016 |
Offer by Neuberger Berman Real Estate Securities Income Fund Inc. to Purchase for Cash Up to 15% of its Outstanding Shares of Common Stock THE FUND?S OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 12:00 MIDNIGHT, NEW YORK CITY TIME, ON JANUARY 10, 2017 (ONE MINUTE AFTER 11:59 P.M., NEW YORK CITY TIME, ON JANUARY 9, 2017), UNLESS THE OFFER IS EXTENDED. THE FUND?S OFFER (AS DEFINED HEREIN) IS NOT CONDIT |
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| December 9, 2016 |
Offer by Neuberger Berman Real Estate Securities Income Fund Inc. to Purchase for Cash Up to 15% of its Outstanding Shares of Common Stock December 9, 2016 To Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees: We are enclosing herewith the material listed below relating to the offer of Neuberger Berman Real Estate Securities Income Fund Inc., a Maryland corporation (the ?Fund? |
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| December 9, 2016 |
NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND ANNOUNCES COMMENCEMENT OF TENDER OFFER EX-99.(A)(5) 8 exh-a5.htm Neuberger Berman Investment Advisers LLC 605 Third Avenue New York, NY 10158-3698 Tel: (212) 476-9000 Contact: Neuberger Berman Investor Information (877) 461-1899 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND ANNOUNCES COMMENCEMENT OF TENDER OFFER NEW YORK, NY, December 9, 2016 — Neuberger Berman Real Estate Securities Income Fund Inc. (NYSE MKT: NRO) (the “Fund”) |
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| December 9, 2016 |
EX-99.(A)(1)(II) 3 exh-a1ii.htm LETTER OF TRANSMITTAL To Tender Shares of Common Stock of Neuberger Berman Real Estate Securities Income Fund Inc. Pursuant to the Offer to Purchase dated December 9, 2016 THE OFFER PERIOD AND WITHDRAWAL RIGHTS EXPIRE AT 12:00 MIDNIGHT, NEW YORK CITY TIME, ON JANUARY 10, 2017 (ONE MINUTE AFTER 11:59 P.M., NEW YORK CITY TIME, ON JANUARY 9, 2017), UNLESS THE OFFER IS |
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| December 9, 2016 |
Neuberger Berman Real Estate Securities Income Fund O-I SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of |
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| October 24, 2016 |
EX-99.1 2 pressrelease.htm Neuberger Berman Investment Advisers LLC 605 Third Avenue New York, NY 10158-3698 Tel: (212) 476-9000 Contact: Neuberger Berman Investor Information (877) 461-1899 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND ANNOUNCES DATES OF PREVIOUSLY ANNOUNCED TENDER OFFER NEW YORK, NY, October 24, 2016 — Neuberger Berman Real Estate Securities Income Fund Inc. (NYSE MKT: NRO |
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| October 24, 2016 |
Neuberger Berman Real Estate Securities Income Fund O-C SC TO-C 1 sctoc.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 |
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| October 3, 2016 |
Neuberger Berman Investment Advisers LLC 605 Third Avenue New York, NY 10158-3698 Tel: (212) 476-9000 Contact: Neuberger Berman Investor Information (877) 461-1899 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND ANNOUNCES RESULTS OF TENDER OFFER MEASUREMENT PERIOD NEW YORK, NY, October 3, 2016, Neuberger Berman Real Estate Securities Income Fund Inc. |
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| October 3, 2016 |
Neuberger Berman Real Estate Securities Income Fund O-C SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of |
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| September 28, 2016 |
CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman Real Estate Securities Income Fund Inc. (?Registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| September 28, 2016 |
Neuberger Berman Real Estate Securities Income Fund (Quarterly Schedule of Portfolio Holdings) As filed with the Securities and Exchange Commission on September 28, 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 19, 2016 |
Neuberger Berman Real Estate Securities Income Fund 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| August 19, 2016 |
Neuberger Berman Real Estate Securities Income Fund 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| July 26, 2016 |
Neuberger Berman Investment Advisers LLC 605 Third Avenue New York, NY 10158-3698 Tel 212. |
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| July 26, 2016 |
Neuberger Berman Real Estate Securities Income Fund O-C SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of |
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| July 8, 2016 |
Neuberger Berman Investment Advisers LLC 605 Third Avenue New York, NY 10158-3698 July 8, 2016 Christina DiAngelo Fettig Securities and Exchange Commission 100 F Street NE Washington, D. |
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| March 29, 2016 |
CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman Real Estate Securities Income Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| March 29, 2016 |
Neuberger Berman Real Estate Securities Income Fund (Quarterly Schedule of Portfolio Holdings) N-Q 1 n-q.htm As filed with the Securities and Exchange Commission on March 29, 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21421 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Exact Name of Registrant as Specified in Char |
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| February 16, 2016 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Issuer) Series A Mandatory Redeemable Preferred Stock (Title of Class of Securities) 64190A2#9 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropria |
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| February 16, 2016 |
EX-99.1 2 sunlifenbre13gaexh021216.htm EXHIBIT TO SUN LIFE/NEUBERGER BERMAN RE SECURITIES INCOME FUND SCHEDULE 13G/A Exhibit 99.1 Sun Life Assurance Company of Canada Sun Life and Health Insurance Company (U.S.) |
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| December 30, 2015 |
POWER OF ATTORNEY For Executing Forms 3, 4 and 5 POWER OF ATTORNEY For Executing Forms 3, 4 and 5 Know all by these presents, that the undersigned hereby constitutes and appoints each of Robert Conti, Andrew Allard, Claudia A. |
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| December 24, 2015 |
POWER OF ATTORNEY For Executing Forms 3, 4 and 5 POWER OF ATTORNEY For Executing Forms 3, 4 and 5 Know all by these presents, that the undersigned hereby constitutes and appoints each of Robert Conti, Andrew Allard, Claudia A. |
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| December 24, 2015 |
POWER OF ATTORNEY For Executing Forms 3, 4 and 5 POWER OF ATTORNEY For Executing Forms 3, 4 and 5 Know all by these presents, that the undersigned hereby constitutes and appoints each of Robert Conti, Andrew Allard, Claudia A. |
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| September 25, 2015 |
Neuberger Berman Real Estate Securities Income Fund (Quarterly Schedule of Portfolio Holdings) As filed with the Securities and Exchange Commission on September 25, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 25, 2015 |
CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman Real Estate Securities Income Fund Inc. (?Registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| September 18, 2015 |
POWER OF ATTORNEY For Executing Forms 3, 4 and 5 POWER OF ATTORNEY For Executing Forms 3, 4 and 5 Know all by these presents, that the undersigned hereby constitutes and appoints each of Robert Conti, Andrew Allard, Claudia A. |
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| September 18, 2015 |
POWER OF ATTORNEY For Executing Forms 3, 4 and 5 POWER OF ATTORNEY For Executing Forms 3, 4 and 5 Know all by these presents, that the undersigned hereby constitutes and appoints each of Robert Conti, Andrew Allard, Claudia A. |
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| July 31, 2015 |
Neuberger Berman California Intermediate Municipal Fund 14A DEF 14A 1 def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted |
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| April 1, 2015 |
Neuberger Berman Real Estate Securities Income Fund (Quarterly Schedule of Portfolio Holdings) As filed with the Securities and Exchange Commission on March 31, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 1, 2015 |
CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman Real Estate Securities Income Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| February 12, 2015 |
EX-99.1 2 slnbreexh021115.htm LEGAL ENTITIES EXHIBIT Exhibit 99.1 Sun Life Assurance Company of Canada Sun Life and Health Insurance Company (U.S.) |
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| February 12, 2015 |
SC 13G/A 1 slnbre13ga021115.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Issuer) Series A Mandatory Redeemable Preferred Stock (Title of Class of Securities) 64190A2#9 (CUSIP Number) December 31, 2014 (Date of Event |
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| September 26, 2014 |
Neuberger Berman Real Estate Securities Income Fund Inc N-Q 1 nq.htm As filed with the Securities and Exchange Commission on September 26, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-21421 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Exact Name of the Registrant as Specifie |
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| September 26, 2014 |
CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman Real Estate Securities Income Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| August 27, 2014 |
NBW / Neuberger Berman California Intermediate Municipal Fund, Inc. DEF 14A - - DEF 14A 1 def-14a.htm SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Soliciting Material Under Rule 14a-12 [ ] Confide |
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| March 31, 2014 |
By: /s/ Robert Conti Robert Conti Chief Executive Officer and President EX-99.CERT 2 certs.htm CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman Real Estate Securities Income Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which suc |
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| March 31, 2014 |
Quarterly Schedule of Portfolio Holdings - As filed with the Securities and Exchange Commission on March 31, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 10, 2014 |
Exhibit 99.1 Sun Life Assurance Company of Canada Sun Life and Health Insurance Company (U.S.) |
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| February 10, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Issuer) Series A Mandatory Redeemable Preferred Stock (Title of Class of Securities) 64190A2#9 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of this Statement) Check |
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| January 29, 2014 |
Exhibit 99.1 1. Sun Life Assurance Company of Canada 2. Sun Life Insurance and Annuity Company of New York |
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| January 29, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Issuer) Series A Mandatory Redeemable Preferred Stock (Title of Class of Securities) 64190A2#9 (CUSIP Number) December 31, 2012 (Date of Event which Requires Filing of this Statement) Check the appropriate b |
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| December 4, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Neuberger Berman Real Estate Securities Income Fund Inc. (Name of Issuer) Mandatory Redeemable Preferred Shares, Series A (Title of Class of Securities) N/A (CUSIP Number) August 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| September 30, 2013 |
Quarterly Schedule of Portfolio Holdings - As filed with the Securities and Exchange Commission on September 27, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 30, 2013 |
CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman Real Estate Securities Income Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| July 29, 2013 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| July 29, 2013 |
EVERY STOCKHOLDER’S VOTE IS IMPORTANT! VOTE THIS PROXY CARD TODAY! EVERY STOCKHOLDER’S VOTE IS IMPORTANT! VOTE THIS PROXY CARD TODAY! Your Proxy Vote is important! 3 EASY WAYS TO VOTE YOUR PROXY: 1. |
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| March 29, 2013 |
CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman Real Estate Securities Income Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| March 29, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q 1 n-q.htm As filed with the Securities and Exchange Commission on March 29, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-21421 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Exact Name of the Registrant as Specified i |
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| September 28, 2012 |
EXHIBIT 99-CERT CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman Real Estate Securities Income Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such state |
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| September 28, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q 1 nq.htm As filed with the Securities and Exchange Commission on September 28, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-21421 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Exact Name of the Registrant as Specifie |
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| June 29, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule |
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| June 15, 2012 |
Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 212-476-8800 June 15, 2012 Christina DiAngelo Securities and Exchange Commission 100 F Street NE Washington, D. |
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| March 28, 2012 |
Quarterly Schedule of Portfolio Holdings - As filed with the Securities and Exchange Commission on March 28, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 28, 2012 |
EXHIBIT 99-CERT CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman Real Estate Securities Income Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such state |
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| February 10, 2012 |
SC 13G/A 1 v301952sc13ga.htm AMENDMENT TO SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. 1 )* Neuberger Berman Real Estate Securities Income Fund Inc. (Name of Issuer) Auction Preferred Shares, |
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| February 3, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) Neuberger Berman Real Estate Securities Income Fund Inc (NRO) (Name of Issuer) Auction Market Preferred Shares (Title of Class of Securities) 64190A202 64190A301 64190A400 64190A509 64190A608 64190A707 64190A806 64190A889 (CUSIP Number) December 31, 201 |
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| December 5, 2011 |
Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 EX-99 2 pressrelease.htm EXHIBIT (A)(5)(III) Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND ANNOUNCES FINAL RESULTS OF TENDER OFFER NEW YORK, NY December 5, 2011 — Neuberger Berman Real Estate Securities Income Fund Inc. (NYSEAm |
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| December 5, 2011 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 (Amendment No. 2) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 P |
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| November 30, 2011 |
Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND ANNOUNCES PRELIMINARY RESULTS OF ITS TENDER OFFER NEW YORK, NY, November 30, 2011 ? Neuberger Berman Real Estate Securities Income Fund Inc. (NYSEAmex: NRO) (the ?Fund?) announced t |
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| November 30, 2011 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 (Amendment No. 1) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 P |
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| October 31, 2011 |
Offer by Neuberger Berman Real Estate Securities Income Fund Inc. to Purchase for Cash Up To 5% of Its Outstanding Shares of Common Stock October 31, 2011 To Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees: We have been appointed to act as Depositary in connection with the offer by Neuberger Berman Real Estate Securities Income Fund Inc., a Maryland corporation (the ?Fund?), |
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| October 31, 2011 |
Offer by Neuberger Berman Real Estate Securities Income Fund Inc. to Purchase for Cash Up To 5% of Its Outstanding Shares of Common Stock October 31, 2011 To Our Clients: Enclosed for your consideration is the Offer to Purchase dated October 31, 2011 in connection with the offer by Neuberger Berman Real Estate Securities Income Fund Inc., a Maryland corporation (the “Fund”), to purchase for cash u |
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| October 31, 2011 |
Offer by Neuberger Berman Real Estate Securities Income Fund Inc. to Purchase for Cash Up To 5% of Its Outstanding Shares of Common Stock THE FUND’S OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON TUESDAY, NOVEMBER 29, 2011, UNLESS THE OFFER IS EXTENDED. THE FUND’S OFFER (AS DEFINED HEREIN) IS NOT CONDITIONED UPON THE FUND OBTAINING FINANCING OR UPON |
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| October 31, 2011 |
NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. COMMENCES TENDER OFFER EX-99 8 pressrelease.htm EXHIBIT (A)(5) Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.90 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. COMMENCES TENDER OFFER NEW YORK, NY, October 31, 2011… Neuberger Berman Real Estate Securities Income Fund Inc. (NYSEAmex: NRO) (the “Fund |
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| October 31, 2011 |
NOTICE OF GUARANTEED DELIVERY To Tender Shares of Common Stock of Neuberger Berman Real Estate Securities Income Fund Inc. |
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| October 31, 2011 |
LETTER OF TRANSMITTAL To Tender Shares of Common Stock of Neuberger Berman Real Estate Securities Income Fund Inc. |
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| October 31, 2011 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of |
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| October 31, 2011 |
Instructions for Withdrawal of Previously Tendered Shares of Common Stock of Neuberger Berman Real Estate Securities Income Fund Inc. |
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| October 14, 2011 |
Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. ANNOUNCES SIZE AND DATES OF TENDER OFFER NEW YORK, NY, October 14, 2011 — Neuberger Berman Real Estate Securities Income Fund Inc. (NYSEAmex: NRO) (the “Fund”) announced that i |
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| October 14, 2011 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of |
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| October 6, 2011 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of |
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| October 6, 2011 |
Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE RESULTS OF MEASUREMENT PERIODS UNDER TENDER OFFER PROGRAMS NEW YORK, NY, October 5, 2011, Neuberger Berman California Intermediate Municipal Fund Inc. (NYSEAmex: NBW), Neuberger Berman High |
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| September 28, 2011 |
EXHIBIT 99-CERT CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman Real Estate Securities Income Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such state |
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| September 28, 2011 |
As filed with the Securities and Exchange Commission on September 28, 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 10, 2011 |
SC 13G 1 nroarps13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Neuberger Berman Real Estate Securities Income Fund Inc (NRO) (Name of Issuer) Auction Market Preferred Shares (Title of Class of Securities) 64190A202 64190A301 64190A400 64190A509 64190A608 64190A707 64190A806 64190A889 (CUSIP Number) May 31, 2011 |
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| June 8, 2011 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 31, 2011 |
Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE TENDER OFFER PROGRAM MEASUREMENT PERIODS NEW YORK, NY, May 31, 2010 ? Neuberger Berman California Intermediate Municipal Fund Inc. (NYSE Amex: NBW), Neuberger Berman High Yield Strategies Fu |
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| May 31, 2011 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of |
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| April 12, 2011 |
SC 13D/A 1 bofaschedule13d-a1.htm SCHEDULE 13D AMENDMENT NO. 1 Schedule 13D CUSIP No. 64190A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 1) Under the Securities Exchange Act of 1934 Neuberger Berman Real Estate Securities Income Fund, Inc. (Name of Issuer) AUCTION RATE PREFERRED (Title of Class of Securities) 64190A (CUSIP Number) David Lavan, Esq. O’Melve |
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| April 12, 2011 |
Schedule 13D CUSIP No. 64190A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 1) Under the Securities Exchange Act of 1934 Neuberger Berman Real Estate Securities Income Fund, Inc. (Name of Issuer) AUCTION RATE PREFERRED (Title of Class of Securities) 64190A (CUSIP Number) David Lavan, Esq. O?Melveny & Myers LLP 1625 Eye Street, NW Washington, DC 20006 (202) 3 |
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| April 12, 2011 |
SC 13D/A 1 bofaschedule13d-a1.htm SCHEDULE 13D AMENDMENT NO. 1 Schedule 13D CUSIP No. 64190A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 1) Under the Securities Exchange Act of 1934 Neuberger Berman Real Estate Securities Income Fund, Inc. (Name of Issuer) AUCTION RATE PREFERRED (Title of Class of Securities) 64190A (CUSIP Number) David Lavan, Esq. O’Melve |
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| April 7, 2011 |
Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND ANNOUNCES RESULTS OF TENDER OFFER FOR AUCTION MARKET PREFERRED SHARES NEW YORK, NY April 6, 2011 — Neuberger Berman Real Estate Securities Income Fund Inc. (NYSEAmex: NRO) (the “Fun |
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| April 7, 2011 |
SECURITIES AND EXCHANGE COMMISSION SC TO-I/A 1 sctoi.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act of 1934 (Amendment No. 2) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer)) PREFERRED S |
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| April 1, 2011 |
As filed with the Securities and Exchange Commission on April 1, 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 1, 2011 |
EXHIBIT 99-CERT CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman Real Estate Securities Income Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such state |
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| March 28, 2011 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act of 1934 (Amendment No. 1) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer)) PREFERRED STOCK, PAR VALUE $0.000 |
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| March 28, 2011 |
Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. ANNOUNCES EXTENSION OF TENDER OFFER FOR AUCTION MARKET PREFERRED SHARES NEW YORK, NY, March 28, 2011?Neuberger Berman Real Estate Securities Income Fund Inc. (NYSEAmex: NRO) (t |
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| March 1, 2011 |
Offer by Neuberger Berman Real Estate Securities Income Fund Inc. To Purchase for Cash Up to 100% of Its Outstanding Shares of Preferred Stock (Designated Auction Market Preferred Shares – All Series) THE FUND’S OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON MARCH 28, 2011, UNLESS THE OFFER IS EXTENDED. THE FUND’S OFFER (AS DEFINED HEREIN) IS NOT CONDITIONED UPON ANY |
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| March 1, 2011 |
EXECUTION VERSION CREDIT AGREEMENT dated as of September 4, 2008 among NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. |
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| March 1, 2011 |
AMENDMENT NO. 1 AND CONSENT NO. 1 TO CREDIT AGREEMENT EXECUTION VERSION AMENDMENT NO. 1 AND CONSENT NO. 1 TO CREDIT AGREEMENT Amendment No. 1 and Consent No. 1, dated as of April 30, 2009 (this ?Amendment?), to the Credit Agreement, dated as of September 4, 2008 (as amended, restated, supplemented or otherwise modified from time to time, the ?Credit Agreement?), among Neuberger Berman Real Estate Securities Income Fund Inc., a Maryland corporation (t |
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| March 1, 2011 |
Instructions for Withdrawal of Previously Tendered Shares of Preferred Stock of Neuberger Berman Real Estate Securities Income Fund Inc. |
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| March 1, 2011 |
Offer by Neuberger Berman Real Estate Securities Income Fund Inc. to Purchase for Cash Up To 100% of Its Outstanding Shares of Preferred Stock (Designated Auction Market Preferred Shares – All Series) March 1, 2011 To Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees: We have been appointed to act as Depositary in connection with the offer by Neuberger Berman Real Estate Secur |
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| March 1, 2011 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act of 1934 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer)) PREFERRED STOCK, PAR VALUE $0.0001 PER SHARE (Title |
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| March 1, 2011 |
Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. COMMENCES TENDER OFFER FOR AUCTION MARKET PREFERRED SHARES NEW YORK, NY, March 1, 2011… Neuberger Berman Real Estate Securities Income Fund Inc. (NYSEAmex: NRO) (the “Fund”) an |
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| March 1, 2011 |
LETTER OF TRANSMITTAL To Tender Shares of Preferred Stock (Designated Auction Market Preferred Shares ? All Series) of Neuberger Berman Real Estate Securities Income Fund Inc. |
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| March 1, 2011 |
Offer by Neuberger Berman Real Estate Securities Income Fund Inc. to Purchase for Cash Up To 100% of Its Outstanding Shares of Preferred Stock (Designated Auction Market Preferred Shares – All Series) March 1, 2011 To Our Clients: Enclosed for your consideration is the Offer to Purchase dated March 1, 2011 in connection with the offer by Neuberger Berman Real Estate Securities Income Fund Inc., a |
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| February 3, 2011 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of |
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| February 3, 2011 |
Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. ANNOUNCES INTENTION TO CONDUCT TENDER OFFER FOR AUCTION MARKET PREFERRED SHARES NEW YORK, NY, February 3, 2011 — Neuberger Berman Real Estate Securities Income Fund Inc. (NYSEA |
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| January 27, 2011 |
SC 13G 1 v209260sc13g.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. )* Neuberger Berman Real Estate Securities Income Fund Inc. (Name of Issuer) Auction Preferred Shares, $0.0001 par value per share (Ti |
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| January 25, 2011 |
Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND ANNOUNCES FINAL RESULTS OF TENDER OFFER NEW YORK, NY January 25, 2011 ? Neuberger Berman Real Estate Securities Income Fund Inc. (NYSEAmex: NRO) (the ?Fund?) announced the final res |
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| January 25, 2011 |
SC TO-I/A 1 sctoi-a.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 (Amendment No. 2) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer)) COMMON ST |
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| January 20, 2011 |
Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND ANNOUNCES PRELIMINARY RESULTS OF ITS TENDER OFFER NEW YORK, NY, January 20, 2011 ? Neuberger Berman Real Estate Securities Income Fund Inc. (NYSEAmex: NRO) (the ?Fund?) announced th |
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| January 20, 2011 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 (Amendment No. 1) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 P |
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| January 11, 2011 |
SC 13D 1 dsc13d.htm SCHEDULE 13D CUSIP No. 64190A SCHEDULE 13D Page 1 of 30 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Neuberger Berman Real Estate Securities Income Fund, Inc. (Name of issuer) AUCTION RATE PREFERRED (Title of class of securities) 64190A (CUSIP number) David Lavan, Esq. O’Melveny & Myers LLP 1625 Eye Street, NW |
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| January 11, 2011 |
EXHIBIT 99.1 Joint Filing Agreement The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13D and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accurac |
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| January 11, 2011 |
EX-99.2 3 dex992.htm EXHIBIT 99.2 EXHIBIT 99.2 LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the “Corporation”), does hereby irrevocably make, constitute, and appoint each of Michael Didovic and Geoff Rusnak as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation’s name, place and stead, for the Corporation’s use and benefit, to |
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| December 20, 2010 |
NOTICE OF GUARANTEED DELIVERY To Tender Shares of Common Stock of Neuberger Berman Real Estate Securities Income Fund Inc. |
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| December 20, 2010 |
Offer by Neuberger Berman Real Estate Securities Income Fund Inc. to Purchase for Cash Up To 5% of Its Outstanding Shares of Common Stock December 20, 2010 To Our Clients: Enclosed for your consideration is the Offer to Purchase dated December 20, 2010 in connection with the offer by Neuberger Berman Real Estate Securities Income Fund Inc., a Maryland corporation (the “Fund”), to purchase for cash |
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| December 20, 2010 |
Offer by Neuberger Berman Real Estate Securities Income Fund Inc. to Purchase for Cash Up To 5% of Its Outstanding Shares of Common Stock December 20, 2010 To Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees: We have been appointed to act as Depositary in connection with the offer by Neuberger Berman Real Estate Securities Income Fund Inc., a Maryland corporation (the “Fund”) |
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| December 20, 2010 |
Instructions for Withdrawal of Previously Tendered Shares of Common Stock of Neuberger Berman Real Estate Securities Income Fund Inc. |
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| December 20, 2010 |
Offer by Neuberger Berman Real Estate Securities Income Fund Inc. to Purchase for Cash Up To 5% of Its Outstanding Shares of Common Stock THE FUND’S OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON WEDNESDAY, JANUARY 19, 2011, UNLESS THE OFFER IS EXTENDED. THE FUND’S OFFER (AS DEFINED HEREIN) IS NOT CONDITIONED UPON THE FUND OBTAINING FINANCING OR UPON |
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| December 20, 2010 |
LETTER OF TRANSMITTAL To Tender Shares of Common Stock of Neuberger Berman Real Estate Securities Income Fund Inc. |
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| December 20, 2010 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of |
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| December 20, 2010 |
Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 EX-99 8 pressrelease.htm EXHIBIT (A)(5) Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. COMMENCES TENDER OFFER NEW YORK, NY, December 20, 2010… Neuberger Berman Real Estate Securities Income Fund Inc. (NYSEAmex: NRO) (the “F |
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| November 19, 2010 |
Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. ANNOUNCES SIZE AND DATES OF TENDER OFFER NEW YORK, NY, November 19, 2010 — Neuberger Berman Real Estate Securities Income Fund Inc. (NYSEAmex: NRO) (the “Fund”) announced that |
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| November 19, 2010 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of |
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| November 12, 2010 |
Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE RESULTS OF MEASUREMENT PERIODS UNDER TENDER OFFER PROGRAMS NEW YORK, November 12, 2010 — Today Neuberger Berman California Intermediate Municipal Fund Inc. (NYSEAmex: NBW), Neuberger Berman |
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| November 12, 2010 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of |
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| September 29, 2010 |
N-Q 1 n-q.htm As filed with the Securities and Exchange Commission on September 29, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-21421 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Exact Name of the Registrant as Specifi |
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| September 29, 2010 |
EXHIBIT 99-CERT CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman Real Estate Securities Income Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such state |
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| August 18, 2010 |
Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE TENDER OFFER PROGRAM MEASUREMENT PERIODS NEW YORK, NY, August 18, 2010 – Neuberger Berman California Intermediate Municipal Fund Inc. |
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| August 18, 2010 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of |
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| July 15, 2010 |
SC TO-I/A 1 sctoia.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 (Amendment No. 2) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer)) COMMON STO |
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| July 15, 2010 |
Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND ANNOUNCES FINAL RESULTS OF TENDER OFFER NEW YORK, NY July 14, 2010 ? Neuberger Berman Real Estate Securities Income Fund Inc. (NYSE Amex: NRO) (the ?Fund?) announced the final resul |
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| July 12, 2010 |
Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND ANNOUNCES PRELIMINARY RESULTS OF ITS TENDER OFFER NEW YORK, NY July 12, 2010 — Neuberger Berman Real Estate Securities Income Fund Inc. (NYSEAmex: NRO) (the “Fund”) announced the pr |
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| July 12, 2010 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 (Amendment No. 1) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 P |
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| June 11, 2010 |
LETTER OF TRANSMITTAL To Tender Shares of Common Stock of Neuberger Berman Real Estate Securities Income Fund Inc. |
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| June 11, 2010 |
Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. COMMENCES TENDER OFFER NEW YORK, NY, June 11, 2010? Neuberger Berman Real Estate Securities Income Fund Inc. (NYSE Amex: NRO) (the ?Fund?) announced today the commencement of i |
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| June 11, 2010 |
Offer by Neuberger Berman Real Estate Securities Income Fund Inc. to Purchase for Cash Up To 5% of Its Outstanding Shares of Common Stock THE FUND?S OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON FRIDAY, JULY 9, 2010, UNLESS THE OFFER IS EXTENDED. THE FUND?S OFFER (AS DEFINED HEREIN) IS NOT CONDITIONED UPON THE FUND OBTAINING FINANCING OR UPON ANY MI |
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| June 11, 2010 |
Offer by Neuberger Berman Real Estate Securities Income Fund Inc. to Purchase for Cash Up To 5% of Its Outstanding Shares of Common Stock June 11, 2010 To Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees: We have been appointed to act as Depositary in connection with the offer by Neuberger Berman Real Estate Securities Income Fund Inc., a Maryland corporation (the ?Fund?), to |
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| June 11, 2010 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of |
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| June 11, 2010 |
Offer by Neuberger Berman Real Estate Securities Income Fund Inc. to Purchase for Cash Up To 5% of Its Outstanding Shares of Common Stock June 11, 2010 To Our Clients: Enclosed for your consideration is the Offer to Purchase dated June 11, 2010 in connection with the offer by Neuberger Berman Real Estate Securities Income Fund Inc., a Maryland corporation (the “Fund”), to purchase for cash up to 5 |
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| June 11, 2010 |
Instructions for Withdrawal of Previously Tendered Shares of Common Stock of Neuberger Berman Real Estate Securities Income Fund Inc. |
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| June 11, 2010 |
NOTICE OF GUARANTEED DELIVERY To Tender Shares of Common Stock of Neuberger Berman Real Estate Securities Income Fund Inc. |
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| May 25, 2010 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of |
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| May 25, 2010 |
Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. ANNOUNCES SIZE AND DATES OF TENDER OFFER NEW YORK, May 25, 2010, Neuberger Berman Real Estate Securities Income Fund Inc. (NYSEAmex: NRO) (the “Fund”) announced that it will co |
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| May 18, 2010 |
Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 EX-99.1 2 exhibit99-1.htm Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 FOUR NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE RESULTS OF MEASUREMENT PERIODS UNDER TENDER OFFER PROGRAMS NEW YORK, NY, May 18, 2010, Neuberger Berman California Intermediate Municipal Fund Inc. (NYSEAmex: |
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| May 18, 2010 |
SC TO-C 1 sctoc.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 |
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| April 29, 2010 |
DEF 14A 1 nb-def14a.htm SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (as permit |
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| March 31, 2010 |
N-Q 1 nq.htm As filed with the Securities and Exchange Commission on March 31, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-21421 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Exact Name of the Registrant as Specified in |
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| March 31, 2010 |
EXHIBIT 99-CERT CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman Real Estate Securities Income Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such state |
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| February 18, 2010 |
FOUR NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE TENDER OFFER PROGRAM MEASUREMENT PERIODS Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 FOUR NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE TENDER OFFER PROGRAM MEASUREMENT PERIODS NEW YORK, NY, February 18, 2010 – Neuberger Berman California Intermediate Municipal Fund Inc. (NYSEAmex: NBW), Neuberger Berman Intermediate Mu |
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| February 18, 2010 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of C |
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| February 5, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Neuberger Berman Real Estate Securities Income Fund (Name of Issuer) Auction Preferred Stock (Title of Class of Securities) 64190A202 64190A301 64190A400 64190A509 64190A608 64190A707 64190A806 64190A889 (CUSIP Number) December 31, 2009 (Date of Event Wh |
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| October 23, 2009 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 (Amendment No. 3) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 P |
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| October 23, 2009 |
NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE FINAL RESULTS OF TENDER OFFERS Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE FINAL RESULTS OF TENDER OFFERS NEW YORK, NY October 23, 2009 ? Neuberger Berman California Intermediate Municipal Fund Inc. (NYSE Amex: NBW), Neuberger Berman Income Opportunity Fund Inc. (N |
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| October 19, 2009 |
NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE PRELIMINARY RESULTS OF TENDER OFFERS Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE PRELIMINARY RESULTS OF TENDER OFFERS NEW YORK, NY October 19, 2009 ? Neuberger Berman California Intermediate Municipal Fund Inc. (NYSEAmex: NBW), Neuberger Berman Income Opportunity Fund In |
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| October 19, 2009 |
SC TO-I/A 1 nbres-sctoia.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 (Amendment No. 2) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer)) COMM |
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| September 29, 2009 |
EXHIBIT 99-CERT CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman Real Estate Securities Income Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such state |
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| September 29, 2009 |
N-Q 1 nbresif-nqform.htm As filed with the Securities and Exchange Commission on September 29, 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-21421 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Exact Name of the Registrant |
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| September 21, 2009 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 (Amendment No. 1) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 P |
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| September 21, 2009 |
Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN CALIFORNIA INTERMEDIATE MUNICIPAL FUND INC., NEUBERGER BERMAN INCOME OPPORTUNITY FUND INC. AND NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. COMMENCE TENDER OFFERS NEW YORK, NY, September 18, 2009?Neuberge |
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| September 18, 2009 |
Instructions for Withdrawal of Previously Tendered Shares of Common Stock of Neuberger Berman California Intermediate Municipal Fund Inc. |
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| September 18, 2009 |
SC TO-I 1 sctoi.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 |
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| September 18, 2009 |
Offer by Each of Neuberger Berman California Intermediate Municipal Fund Inc. Neuberger Berman Income Opportunity Fund Inc. and Neuberger Berman Real Estate Securities Income Fund Inc. (each, a ?Fund?) Pursuant to the Offer to Purchase Dated September 18, 2009 September 18, 2009 To Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees: We have been appointed to act as Depositary i |
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| September 18, 2009 |
Offer by Each of Neuberger Berman California Intermediate Municipal Fund Inc. Neuberger Berman Income Opportunity Fund Inc. and Neuberger Berman Real Estate Securities Income Fund Inc. (each, a ?Fund?) to Purchase for Cash an Offer Amount of Common Stock as Described Herein EACH FUND?S OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON FRIDAY, OCTOBER 16 |
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| September 18, 2009 |
Offer by Each of Neuberger Berman California Intermediate Municipal Fund Inc. Neuberger Berman Income Opportunity Fund Inc. and Neuberger Berman Real Estate Securities Income Fund Inc. (each, a ?Fund?) Pursuant to the Offer to Purchase Dated September 18, 2009 September 18, 2009 To Our Clients: Enclosed for your consideration are the Offer to Purchase dated September 18, 2009 and a related letter |
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| September 18, 2009 |
LETTER OF TRANSMITTAL To Tender Shares of Common Stock of Neuberger Berman Real Estate Securities Income Fund Inc. |
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| September 18, 2009 |
NOTICE OF GUARANTEED DELIVERY To Tender Shares of Common Stock of Neuberger Berman California Intermediate Municipal Fund Inc. |
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| September 1, 2009 |
Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE RESULTS OF INITIAL MEASUREMENT PERIODS UNDER TENDER OFFER PROGRAMS NEW YORK, NY, September 1, 2009, Neuberger Berman California Intermediate Municipal Fund Inc. (NYSEAmex: NBW), Neuberger Be |
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| September 1, 2009 |
SC TO-C 1 resic-sctoc.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $ |
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| June 10, 2009 |
SC 13G/A 1 neubergerbermanrealestate.htm NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC 13GA1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* Neuberger Berman Real Estate Securities Income Fund, Inc. (Name of Issuer) Auction Rate Preferred (Title of Class of Securities) 64190A202 (See Item 2(e)) (CUSIP Num |
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| June 5, 2009 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 (Amendment No. 3) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 P |
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| June 5, 2009 |
NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE FINAL RESULTS OF TENDER OFFERS Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE FINAL RESULTS OF TENDER OFFERS NEW YORK, June 5, 2009 ? Neuberger Berman California Intermediate Municipal Fund Inc. (AMEX: NBW), Neuberger Berman Dividend Advantage Fund Inc. (AMEX: NDD), N |
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| June 1, 2009 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 (Amendment No. 2) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 P |
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| June 1, 2009 |
NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE PRELIMINARY RESULTS OF TENDER OFFERS Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE PRELIMINARY RESULTS OF TENDER OFFERS NEW YORK, June 1, 2009 ? Neuberger Berman California Intermediate Municipal Fund Inc. (AMEX: NBW), Neuberger Berman Dividend Advantage Fund Inc. (AMEX: N |
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| May 15, 2009 |
Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. AND NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC. ANNOUNCE INITIAL MEASUREMENT PERIODS UNDER THEIR TENDER OFFER PROGRAMS NEW YORK, NY, May 15, 2009 – Today, Neuberger Berma |
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| May 15, 2009 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of |
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| May 6, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A DEFA14A 1 defa14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rul |
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| May 4, 2009 |
LETTER OF TRANSMITTAL To Tender Shares of Common Stock of Neuberger Berman Real Estate Securities Income Fund Inc. |
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| May 4, 2009 |
Offer by Neuberger Berman Real Estate Securities Income Fund Inc. to Purchase for Cash Up To 10% of Its Outstanding Shares of Common Stock May 1, 2009 To Our Clients: Enclosed for your consideration are the Offer to Purchase dated May 1, 2009 and a related Letter of Transmittal (which together constitute the "Offer") in connection with the offer by Neuberger Berman Real Estate Securities Income Fu |
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| May 4, 2009 |
Offer by Neuberger Berman Real Estate Securities Income Fund Inc. to Purchase for Cash Up To 10% of Its Outstanding Shares of Common Stock (the "Common Shares") THE OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 12:00 MIDNIGHT, NEW YORK CITY TIME, ON FRIDAY, MAY 29, 2009, UNLESS THE OFFER IS EXTENDED. THE OFFER (AS DEFINED HEREIN) IS NOT CONDITIONED UPON NEUBERGER BERMAN REAL ESTATE |
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| May 4, 2009 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 (Amendment No. 1) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 P |
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| May 4, 2009 |
NOTICE OF GUARANTEED DELIVERY To Tender Shares of Common Stock of Neuberger Berman Real Estate Securities Income Fund Inc. |
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| May 1, 2009 |
Instructions for Withdrawal of Previously Tendered Shares of Common Stock of Neuberger Berman Real Estate Securities Income Fund Inc. |
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| May 1, 2009 |
Offer by Neuberger Berman Real Estate Securities Income Fund Inc. to Purchase for Cash Up To 10% of Its Outstanding Shares of Common Stock May 1, 2009 To Our Clients: Enclosed for your consideration are the Offer to Purchase dated May 1, 2009 and a related Letter of Transmittal (which together constitute the "Offer") in connection with the offer by Neuberger Berman Real Estate Securities Income Fu |
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| May 1, 2009 |
Offer by Neuberger Berman Real Estate Securities Income Fund Inc. to Purchase for Cash Up To 10% of Its Outstanding Shares of Common Stock (the "Common Shares") THE OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 12:00 MIDNIGHT, NEW YORK CITY TIME, ON FRIDAY, MAY 29, 2009, UNLESS THE OFFER IS EXTENDED. THE OFFER (AS DEFINED HEREIN) IS NOT CONDITIONED UPON NEUBERGER BERMAN REAL ESTATE |
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| May 1, 2009 |
LETTER OF TRANSMITTAL To Tender Shares of Common Stock of Neuberger Berman Real Estate Securities Income Fund Inc. |
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| May 1, 2009 |
Offer by Neuberger Berman Real Estate Securities Income Fund Inc. to Purchase for Cash Up To 10% of Its Outstanding Shares of Common Stock May 1, 2009 To Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees: We have been appointed by Neuberger Berman Real Estate Securities Income Fund Inc. (the "Fund"), a Maryland corporation, to act as Depositary in connection with its offer to |
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| May 1, 2009 |
SC TO-I 1 sc-toi.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.000 |
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| May 1, 2009 |
NOTICE OF GUARANTEED DELIVERY To Tender Shares of Common Stock of Neuberger Berman Real Estate Securities Income Fund Inc. |
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| April 17, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| April 16, 2009 |
SC TO-C 1 scto-c.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.000 |
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| April 16, 2009 |
NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE COMMENCEMENT DATES OF TENDER OFFERS Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE COMMENCEMENT DATES OF TENDER OFFERS NEW YORK, April 16, 2009 ? Neuberger Berman California Intermediate Municipal Fund Inc. (AMEX: NBW), Neuberger Berman Dividend Advantage Fund Inc. (AMEX: |
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| April 6, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A DEFA14A 1 defa14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rul |
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| April 3, 2009 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
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| April 3, 2009 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of |
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| April 3, 2009 |
Neuberger Berman Real Estate Securities Income Fund Inc. 605 Third Avenue New York, NY 10158 Neuberger Berman Real Estate Securities Income Fund Inc. 605 Third Avenue New York, NY 10158 April 4, 2009 Dear Valued Stockholder: As you are likely aware, the difficult financial markets experienced during much of the past year have impacted your investment in Neuberger Berman Real Estate Securities Income Fund Inc. (the ?Fund?). In the face of the challenges presented by the broader financial m |
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| April 1, 2009 |
As filed with the Securities and Exchange Commission on April 1, 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 1, 2009 |
EXHIBIT 99-CERT CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman Real Estate Securities Income Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such state |
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| March 24, 2009 |
1875 K Street, N.W. Washington, DC 20006-1238 Tel: 202 303 1000 Fax: 202 303 2000 March 24, 2009 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Neuberger Berman Real Estate Securities Income Fund Inc. (File No. 811-21421) (the “Fund”) Ladies and Gentlemen: On behalf of the Fund, pursuant to Rule 14a-6(a) under the Securities Exchange Act of 1934, as amen |
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| March 24, 2009 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
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| March 10, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Neuberger Berman Real Estate Securities Income Fund (Name of Issuer) Auction Preferred Stock (Title of Class of Securities) 64190A202 64190A301 64190A400 64190A509 64190A608 64190A707 64190A806 64190A889 (CUSIP Number(s)) February 28, 2009 (Date of Event |
