OGCP / Empire State Realty OP, L.P. - Limited Partnership - Pemfailan SEC, Laporan Tahunan, Penyata Proksi

Empire State Realty OP, L.P. - Limited Partnership
US ˙ ARCA

Statistik Asas
CIK 1553079
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Empire State Realty OP, L.P. - Limited Partnership
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
August 6, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2025 ☐ TRANSITION REPORT PURSUANT TO S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36106 EMPIRE STATE REALTY OP,

August 6, 2025 EX-10.1

First Amendment to Credit Agreement, dated May 28, 2025, among Empire State Realty OP, L.P., as borrower, Empire State Realty Trust, Inc., Bank of America, N.A., as administrative agent and the lenders and letter of credit issuers party thereto.

Exhibit 10.1 Execution Copy FIRST AMENDMENT TO CREDIT AGREEMENT FIRST AMENDMENT TO CREDIT AGREEMENT, dated as of May 28, 2025 (this “Amendment”), to the Existing Credit Agreement (as defined below), is among Empire State Realty OP, L.P. (the “Borrower”), the Lenders party hereto, and Bank of America, N.A., as administrative agent under the Existing Credit Agreement described below (in such capacit

July 23, 2025 EX-99.2

Page 2

Second Quarter 2025 Table of Content Page Summary Supplemental Definitions 3 Company Profile 5 Condensed Consolidated Balance Sheets 6 Condensed Consolidated Statements of Operations 7 FFO, Modified FFO, Core FFO, FAD and EBITDA 8 Highlights 9 Selected Property Data Property Summary Net Operating Income 10 Same Store Net Operating Income 11 Leasing Activity 12 Commercial Property Detail 14 Portfol

July 23, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2025 EMPIRE STATE REALTY

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2025 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Comm

July 23, 2025 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES SECOND QUARTER 2025 RESULTS – Net Income Per Fully Diluted Share of $0.04 – – Core FFO Per Fully Diluted Share of $0.22 – – Signed 232,108 Rentable Square Feet of Leases – – $0.7B of Liquidity, No Floating Rate Deb

EMPIRE STATE REALTY TRUST ANNOUNCES SECOND QUARTER 2025 RESULTS – Net Income Per Fully Diluted Share of $0.

July 14, 2025 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES GEORGE L. W. MALKIN HAS JOINED ITS BOARD OF DIRECTORS

EMPIRE STATE REALTY TRUST ANNOUNCES GEORGE L. W. MALKIN HAS JOINED ITS BOARD OF DIRECTORS New York, New York, July 14, 2025 - Empire State Realty Trust, Inc. (NYSE: ESRT) (the “Company”), today announced that George L. W. Malkin has joined its Board of Directors, effective July 13, 2025. Mr. Malkin is President of Malkin Holdings. His career spans over a decade in operational and financial roles.

July 14, 2025 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 14, 2025 (July 13, 2025) EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Inco

May 7, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36106 EMPIRE STATE REALTY OP,

April 29, 2025 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES FIRST QUARTER 2025 RESULTS – Net Income Per Fully Diluted Share of $0.05 – – Core FFO Per Fully Diluted Share of $0.19 – – Signed 231,000 Rentable Square Feet of Leases – – $0.8B of Liquidity, No Floating Rate Debt

Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES FIRST QUARTER 2025 RESULTS – Net Income Per Fully Diluted Share of $0.05 – – Core FFO Per Fully Diluted Share of $0.19 – – Signed 231,000 Rentable Square Feet of Leases – – $0.8B of Liquidity, No Floating Rate Debt Exposure – – 2025 Outlook Unchanged – New York, New York, April 29, 2025 – Empire State Realty Trust, Inc. (NYSE: ESRT) is a NYC-focused

April 29, 2025 EX-99.2

Page 2

Exhibit 99.2 First Quarter 2025 Table of Contents Page Summary Supplemental Definitions 4 Company Profile 5 Condensed Consolidated Balance Sheets 6 Condensed Consolidated Statements of Operations 7 Highlights 8 Selected Property Data Property Summary Net Operating Income 9 Same Store Net Operating Income (“NOI”), Initial Cash Rent Contributing to Cash NOI 10 Leasing Activity 11 Commercial Property

April 29, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2025 EMPIRE STATE REALT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2025 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Com

April 3, 2025 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2025 (March 31, 2025) EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Inc

February 28, 2025 EX-21.1

Subsidiaries of Registrant

Exhibit 21.1 List of subsidiaries of Empire State Realty Trust, Inc. Empire State Realty OP, L.P. ESRT 10 BK St., L.L.C. ESRT 10 Union Square, L.L.C. ESRT 100-104 North 6th Street, L.L.C. ESRT 103-107 Main St., L.L.C. ESRT 111-115 North 6th Street, L.L.C. ESRT 112 West 34th Street GP, L.L.C. ESRT 112 West 34th Street, L.P. ESRT 124-128 North 6th Street, L.L.C. ESRT 130-136 North 6th Street, L.L.C.

February 28, 2025 EX-19.1

Insider Trading Policy of Empire State Realty OP, L.P.

Exhibit 19.1 Empire State Realty Trust, Inc. Empire State Realty OP, L.P. Insider Trading Policy Guidelines with Respect to Certain Transactions in Company Securities This Policy provides guidelines to employees, officers, and directors of Empire State Realty Trust, Inc., Empire State Realty OP, L.P. and their respective subsidiary(ies) (collectively, the “Company”) with respect to transactions in

February 28, 2025 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTI

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36106 EMPIRE STATE REALTY OP, L.P.

February 19, 2025 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES FOURTH QUARTER AND FULL YEAR 2024 RESULTS – Net Income Per Fully Diluted Share of $0.07 in 4Q and $0.28 in 2024 – – Core FFO Per Fully Diluted Share of $0.24 in 4Q and $0.95 in 2024 – – Signed 1.325M Rentable Squar

Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES FOURTH QUARTER AND FULL YEAR 2024 RESULTS – Net Income Per Fully Diluted Share of $0.07 in 4Q and $0.28 in 2024 – – Core FFO Per Fully Diluted Share of $0.24 in 4Q and $0.95 in 2024 – – Signed 1.325M Rentable Square Feet of Leases in 2024 and 379K in 4Q – – $0.9B of Liquidity, No Floating Rate Debt Exposure – – Provides 2025 Outlook – New York, New

February 19, 2025 EX-99.2

Page 2

Exhibit 99.2 Fourth Quarter 2024 Table of Contents Page Summary Supplemental Definitions 3 Company Profile 5 Condensed Consolidated Balance Sheets 6 Condensed Consolidated Statements of Operations 7 Highlights 8 Selected Property Data Property Summary Net Operating Income 9 Same Store Net Operating Income ("NOI"), Initial Cash Rent Contributing to Cash NOI 10 Leasing Activity 11 Commercial Propert

February 19, 2025 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2025 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (

December 12, 2024 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2024 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (

December 12, 2024 EX-10.2

Employment Agreement

Exhibit 10.2 EMPLOYMENT AGREEMENT    This EMPLOYMENT AGREEMENT (this “Agreement”) dated as of December 11, 2024 (the “Effective Date”), is entered into by and between Empire State Realty Trust, Inc., a Maryland corporation (the “Company”) and Christina Chiu (“Executive”). W I T N E S S E T H: WHEREAS, the Company and Executive desire to enter into this Agreement in order for Executive to continue

December 12, 2024 EX-10.1

First Amendment to Third Amended and Restated Employment Agreement

Exhibit 10.1 FIRST AMENDMENT TO THIRD AMENDED AND RESTATED EMPLOYMENT AGREEMENT This FIRST AMENDMENT TO THIRD AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Amendment”) dated as of December 11, 2024, is entered into by and between Empire State Realty Trust, Inc., a Maryland corporation (the “Company”) and Anthony E. Malkin (“Executive”). WHEREAS, the Company and Executive previously entered into

November 8, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2024 ☐ TRANSITION REPORT PURSUANT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36106 EMPIRE STATE REALTY

October 21, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2024 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (C

October 21, 2024 EX-99.2

Page 2

Exhibit 99.2 Third Quarter 2024 Table of Contents Page Summary Supplemental Definitions 3 Company Profile 5 Condensed Consolidated Balance Sheets 6 Condensed Consolidated Statements of Operations 7 Highlights 8 Selected Property Data Property Summary Net Operating Income 9 Same Store Net Operating Income ("NOI"), Initial Cash Rent Contributing to Cash NOI 10 Leasing Activity 11 Commercial Property

October 21, 2024 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES THIRD QUARTER 2024 RESULTS – Net Income Per Fully Diluted Share of $0.08 – – Core FFO Per Fully Diluted Share of $0.26 – – Signed 304,000 Rentable Square Feet of Leases – – Closed on $143 Million of Previously Anno

Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES THIRD QUARTER 2024 RESULTS – Net Income Per Fully Diluted Share of $0.08 – – Core FFO Per Fully Diluted Share of $0.26 – – Signed 304,000 Rentable Square Feet of Leases – – Closed on $143 Million of Previously Announced $195 Million Retail Acquisition in Williamsburg, Brooklyn – – Announces Agreement to Acquire Additional Retail Asset on North 6th S

October 8, 2024 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No.1) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPOR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No.1) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36106 EMPIRE ST

October 8, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36106 EMPIRE STATE REALTY OP,

October 8, 2024 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2024 ☐ TRANSITION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36106 EMP

September 23, 2024 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 23, 2024 (September 17, 2024) EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdicti

September 23, 2024 EX-10.1

Third Amended and Restated Employment Agreement

Exhibit 10.1 THIRD AMENDED AND RESTATED EMPLOYMENT AGREEMENT This THIRD AMENDED AND RESTATED EMPLOYMENT AGREEMENT (as amended hereby, this “Agreement”) dated as of September 20, 2024, is entered into by and between Empire State Realty Trust, Inc., a Maryland corporation (the “Company”) and Anthony E. Malkin (“Executive”). W I T N E S S E T H: WHEREAS, in October 2013, Malkin Holdings LLC (the “Sup

August 19, 2024 EX-99.1

EMPIRE STATE REALTY TRUST RECEIVES EXPECTED NOTICE FROM NYSE RELATED TO DELAYED FILING OF QUARTERLY REPORT ON FORM 10-Q

EMPIRE STATE REALTY TRUST RECEIVES EXPECTED NOTICE FROM NYSE RELATED TO DELAYED FILING OF QUARTERLY REPORT ON FORM 10-Q New York, New York, August 19, 2024 - Empire State Realty Trust, Inc.

August 19, 2024 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 19, 2024 (August 15, 2024) EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of

August 12, 2024 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-CEN ¨ Form N-CSR For Period Ended: June 30, 2024 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q For the Transition Period

July 24, 2024 EX-99.2

Page 2

Exhibit 99.2 Second Quarter 2024 Table of Contents Page Summary Supplemental Definitions 3 Company Profile 5 Condensed Consolidated Balance Sheets 6 Condensed Consolidated Statements of Operations 7 Highlights 8 Selected Property Data Property Summary Net Operating Income 9 Same Store Net Operating Income ("NOI"), Initial Cash Rent Contributing to Cash NOI 10 Leasing Activity 11 Commercial Propert

July 24, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2024 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Comm

July 24, 2024 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES SECOND QUARTER 2024 RESULTS – Net Income Per Fully Diluted Share of $0.10 – – Core FFO Per Fully Diluted Share of $0.24 – – Signed 272,000 Rentable Square Feet of Leases – – Announces Agreements to Acquire North 6t

Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES SECOND QUARTER 2024 RESULTS – Net Income Per Fully Diluted Share of $0.10 – – Core FFO Per Fully Diluted Share of $0.24 – – Signed 272,000 Rentable Square Feet of Leases – – Announces Agreements to Acquire North 6th Street Williamsburg, Brooklyn Retail – – 10th Quarter of Positive Leased Absorption – – 12th Quarter of Positive Leasing Spreads – – Ov

May 7, 2024 EX-10.2

Third Amendment to Credit Agreement, dated March 13, 2024, among Empire State Realty OP, L.P., as borrower, Empire State Realty Trust, Inc., the subsidiary guarantors party thereto, Wells Fargo National Association, as administrative agent and the lenders party thereto.

Exhibit 10.2 THIRD AMENDMENT TO CREDIT AGREEMENT THIRD AMENDMENT TO CREDIT AGREEMENT, dated as of March 13, 2024 (this “Amendment”), to that certain Credit Agreement referenced below, is among Empire State Realty Trust, Inc., a Maryland corporation (the “Parent”), Empire State Realty OP, L.P. (the “Borrower”), the Subsidiary Guarantors party hereto, the Lenders party hereto, Wells Fargo Bank, Nati

May 7, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36106 EMPIRE STATE REALTY OP,

May 7, 2024 EX-10.1

Second Amended and Restated Credit Agreement, dated March 8, 2024, among Empire State Realty OP, L.P., as borrower, Empire State Realty Trust, Inc., Bank of America, N.A., as administrative agent and the lenders and letter of credit issuers party thereto.

Exhibit 10.1 Execution Copy Published Deal CUSIP Number: 29210DAN6 Published Revolver Facility CUSIP Number: 29210DAP1 Published Term Loan CUSIP Number: 29210DAQ9 SECOND AMENDED AND RESTATED CREDIT AGREEMENT Dated as of March 8, 2024, among EMPIRE STATE REALTY OP, L.P., as Borrower, EMPIRE STATE REALTY TRUST, INC., BANK OF AMERICA, N.A., as Administrative Agent, and The Lenders and L/C Issuers Par

April 24, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2024 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Com

April 24, 2024 EX-99.2

Forward-looking Statements

Exhibit 99.2 First Quarter 2024 Table of Contents Page Summary Supplemental Definitions 2 Company Profile 5 Condensed Consolidated Balance Sheets 6 Condensed Consolidated Statements of Operations 7 Highlights 8 Selected Property Data Property Summary Net Operating Income 9 Same Store Net Operating Income ("NOI"), Initial Cash Rent Contributing to Cash NOI 10 Leasing Activity 11 Commercial Property

April 24, 2024 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES FIRST QUARTER 2024 RESULTS – Net Income Per Fully Diluted Share of $0.03 – – Core FFO Per Fully Diluted Share of $0.21 – – Signed 248,000 Rentable Square Feet of Leases – – Closed New Credit Facility, over $800M of

Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES FIRST QUARTER 2024 RESULTS – Net Income Per Fully Diluted Share of $0.03 – – Core FFO Per Fully Diluted Share of $0.21 – – Signed 248,000 Rentable Square Feet of Leases – – Closed New Credit Facility, over $800M of Liquidity, No Floating Rate Debt Exposure – – Reaffirms 2024 Outlook – New York, New York, April 24, 2024 – Empire State Realty Trust, I

April 11, 2024 EX-10.1

Note Purchase Agreement, dated April 10, 2024, among Empire State Realty OP, L.P., Empire State Realty Trust, Inc. and the purchasers named therein.

Exhibit 10.1 EXECUTION COPY EMPIRE STATE REALTY OP, L.P. EMPIRE STATE REALTY TRUST, INC. $155,000,000 7.20% Series I Green Guaranteed Senior Notes due June 17, 2029 $45,000,000 7.32% Series J Green Guaranteed Senior Notes due June 17, 2031 $25,000,000 7.41% Series K Green Guaranteed Senior Notes due June 17, 2034 NOTE PURCHASE AGREEMENT Dated April 10, 2024 TABLE OF CONTENTS Page SECTION 1. AUTHOR

April 11, 2024 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES PRIVATE PLACEMENT OF $225 MILLION of Green SENIOR UNSECURED NOTES

Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES PRIVATE PLACEMENT OF $225 MILLION of Green SENIOR UNSECURED NOTES New York, New York, April 10, 2024 - Empire State Realty Trust, Inc. (NYSE: ESRT) (the “Company”), today announced that it and its operating partnership, Empire State Realty OP, L.P. (the “Operating Partnership”), entered into a note purchase agreement to issue $225 million aggregate

April 11, 2024 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 11, 2024 (April 10, 2024) EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of In

April 4, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2024 (April 4, 2024) EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Inco

March 13, 2024 EX-10.1

Second Amended and Restated Credit Agreement, dated March 8, 2024, among Empire State Realty OP, L.P., as borrower, Empire State Realty Trust, Inc., Bank of America, N.A., as administrative agent and the lenders and letter of credit issuers party thereto.

Execution Copy Published Deal CUSIP Number: 29210DAN6 Published Revolver Facility CUSIP Number: 29210DAP1 Published Term Loan CUSIP Number: 29210DAQ9 SECOND AMENDED AND RESTATED CREDIT AGREEMENT Dated as of March 8, 2024, among EMPIRE STATE REALTY OP, L.

March 13, 2024 EX-10.2

Third Amendment to Credit Agreement, dated March 13, 2024, among Empire State Realty OP, L.P., as borrower, Empire State Realty Trust, Inc., the subsidiary guarantors party thereto, Wells Fargo National Association, as administrative agent and the lenders party thereto.

THIRD AMENDMENT TO CREDIT AGREEMENT THIRD AMENDMENT TO CREDIT AGREEMENT, dated as of March 13, 2024 (this “Amendment”), to that certain Credit Agreement referenced below, is among Empire State Realty Trust, Inc.

March 13, 2024 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2024 (March 8, 2024) EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Inc

February 28, 2024 EX-10.20

Change in Control Severance Agreement between Empire State Realty Trust, Inc. and Stephen V. Horn, dated February 20, 2024

Exhibit 10.20 CHANGE IN CONTROL SEVERANCE AGREEMENT This CHANGE IN CONTROL SEVERANCE AGREEMENT (this “Agreement”) is made and entered into as of this 20th day of February 2024, by and between Empire State Realty Trust, Inc., a Maryland corporation (the “Company”), and Stephen V. Horn (the “Executive”). W I T N E S S E T H: WHEREAS, the Company considers the establishment and maintenance of a sound

February 28, 2024 EX-10.19

Indemnification Agreement among Empire State Realty Trust, Inc. and Stephen V. Horn, dated February 20, 2024

Exhibit 10.19 INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT ("Agreement") is made and entered into as of the 2nd day of December, 2020, by and among EMPIRE STATE REALTY TRUST, INC., a Maryland corporation (the "Company"), EMPIRE STATE REALTY OP, L.P., a Delaware limited partnership (the "Partnership" and together with the Company, the "Indemnitors"), and Steve Horn (the "Indemnitee"). W

February 28, 2024 EX-97.1

Compensation Clawback Policy of Empire State Realty OP, L.P.

Exhibit 97.1 Empire State Realty Trust, Inc. Empire State Realty OP, L.P. Compensation Clawback Policy The Board of Directors (the “Board”) of Empire State Realty Trust, Inc. (together with Empire State Realty OP, L.P. and its other subsidiaries, the “Company”) believes that it is appropriate for the Company to adopt this Compensation Clawback Policy (the “Policy”) to be applied to the Section 16

February 28, 2024 EX-21.1

Subsidiaries of Registrant

Exhibit 21.1 List of subsidiaries of Empire State Realty Trust, Inc. Empire State Realty OP, L.P. ESRT 10 BK St., L.L.C. ESRT 10 Union Square, L.L.C. ESRT 103-107 Main St., L.L.C. ESRT 112 West 34th Street GP, L.L.C. ESRT 112 West 34th Street, L.P. ESRT 1333 Broadway, L.L.C. ESRT 1333 Broadway LL TRS, L.L.C. ESRT 1350 Broadway, L.L.C. ESRT 1359 Broadway, L.L.C. ESRT 1400 Broadway GP, L.L.C. ESRT 1

February 28, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTI

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36106 EMPIRE STATE REALTY OP, L.P.

February 20, 2024 EX-99.1

Empire State Realty Trust Appoints Christina Chiu as President Stephen V. Horn as Chief Financial Officer & Chief Accounting Officer Chiu previously served as Executive Vice President, Chief Operating Officer & Chief Financial Officer; Horn previousl

Empire State Realty Trust Appoints Christina Chiu as President Stephen V. Horn as Chief Financial Officer & Chief Accounting Officer Chiu previously served as Executive Vice President, Chief Operating Officer & Chief Financial Officer; Horn previously served as Senior Vice President, Chief Accounting Officer New York (Feb. 20, 2024) – Empire State Realty Trust, Inc. (NYSE: ESRT) announced today th

February 20, 2024 8-K

Regulation FD Disclosure, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2024 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (

February 20, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2024 EMPIRE STATE RE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2024 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (

February 20, 2024 EX-99.2

Page 2

EX-99.2 Exhibit 99.2 Fourth Quarter 2023 Page Table of Contents Summary Supplemental Definitions 3 Company Profile 5 Condensed Consolidated Balance Sheets 6 Condensed Consolidated Statements of Operations 7 Highlights 8 Selected Property Data Property Summary Net Operating Income 9 Same Store Net Operating Income (“NOI”), Initial Cash Rent Contributing to Cash NOI 10 Leasing Activity 11 Commercial

February 20, 2024 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES FOURTH QUARTER AND FULL YEAR 2023 RESULTS – Net Income Per Fully Diluted Share of $0.06 in Fourth Quarter and $0.30 in 2023 – – Core FFO Per Fully Diluted Share of $0.25 in Fourth Quarter and $0.93 in 2023 – – Sign

EX-99.1 Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES FOURTH QUARTER AND FULL YEAR 2023 RESULTS – Net Income Per Fully Diluted Share of $0.06 in Fourth Quarter and $0.30 in 2023 – – Core FFO Per Fully Diluted Share of $0.25 in Fourth Quarter and $0.93 in 2023 – – Signed 951,000 Rentable Square Feet of Leases in 2023 – – $1.2 Billion of Liquidity, No Floating Rate Debt Exposure – – Provides 2024

November 8, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36106 EMPIRE STATE REALTY

October 25, 2023 EX-99.2

Page 2

Exhibit 99.2 Third Quarter 2023 Page Table of Contents Summary Supplemental Definitions 3 Company Profile 5 Condensed Consolidated Balance Sheets 6 Condensed Consolidated Statements of Operations 7 Highlights 8 Selected Property Data Property Summary Net Operating Income 9 Same Store Net Operating Income (“NOI”), Initial Cash Rent Contributing to Cash NOI 10 Leasing Activity 11 Commercial Property

October 25, 2023 8-K

Regulation FD Disclosure, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2023 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (C

October 25, 2023 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES THIRD QUARTER 2023 RESULTS – Net Income Per Fully Diluted Share of $0.07 – – Core FFO Per Fully Diluted Share of $0.25 – – $1.2 Billion of Liquidity, No Floating Rate Debt Exposure, No Debt Maturity Until Nov 2024

Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES THIRD QUARTER 2023 RESULTS – Net Income Per Fully Diluted Share of $0.07 – – Core FFO Per Fully Diluted Share of $0.25 – – $1.2 Billion of Liquidity, No Floating Rate Debt Exposure, No Debt Maturity Until Nov 2024 – – 2023 Guidance Raised – New York, New York, October 25, 2023 – Empire State Realty Trust, Inc. (NYSE: ESRT) is a NYC-focused REIT that

August 4, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36106 EMPIRE STATE REALTY OP,

July 31, 2023 S-3ASR

As filed with the Securities and Exchange Commission on July 31, 2023

TABLE OF CONTENTS As filed with the Securities and Exchange Commission on July 31, 2023 Registration Statement No.

July 31, 2023 EX-4.11

Form of Subordinated Debt Security of Empire State Realty OP, L.P. (included in Exhibit 4.11 as filed)

Exhibit 4.11 EMPIRE STATE REALTY TRUST OP, L.P., AS COMPANY EMPIRE STATE REALTY TRUST, INC., AS PARENT AND [ ] Trustee Indenture Dated as of [ ] Subordinated Debt Securities TABLE OF CONTENTS Page RECITALS OF THE COMPANY 1 Article One DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION Section 1.01. Definitions 1 Section 1.02. Compliance Certificates and Opinions 10 Section 1.03. Form of Docum

July 31, 2023 EX-FILING FEES

Calculation of Filing Fee Tables

Exhibit 107 CALCULATION OF FILING FEE TABLE Form S-3 (Form Type) Empire State Realty Trust, Inc.

July 31, 2023 EX-4.9

Form of Senior Debt Security of Empire State Realty OP, L.P. (included in Exhibit 4.9 as filed)

Exhibit 4.9 EMPIRE STATE REALTY TRUST OP, L.P., AS COMPANY EMPIRE STATE REALTY TRUST, INC., AS PARENT AND [ ] Trustee Indenture Dated as of [ ] Senior Debt Securities TABLE OF CONTENTS Page RECITALS OF THE COMPANY 1 ARTICLE One DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION Section 1.01. Definitions 1 Section 1.02. Compliance Certificates and Opinions 10 Section 1.03. Form of Documents De

July 26, 2023 EX-99.2

Page 2

EX-99.2 Exhibit 99.2 Second Quarter 2023 Table of Contents Page Summary Company Profile 3 Highlights 4 Selected Property Data Property Summary Net Operating Income 5 Same Store Net Operating Income (“NOI”), Initial Cash Rent Contributing to Cash NOI 6 Leasing Activity 7 Commercial Property Detail 9 Portfolio Expirations and Vacates Summary 10 Tenant Lease Expirations 11 Largest Tenants and Portfol

July 26, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2023 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Comm

July 26, 2023 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES SECOND QUARTER 2023 RESULTS – Net Income Per Fully Diluted Share of $0.14 – – Core FFO Per Fully Diluted Share of $0.26 – – $1.2 Billion of Liquidity, No Floating Rate Debt Exposure, No Debt Maturity Until Nov 2024

Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES SECOND QUARTER 2023 RESULTS – Net Income Per Fully Diluted Share of $0.14 – – Core FFO Per Fully Diluted Share of $0.26 – – $1.2 Billion of Liquidity, No Floating Rate Debt Exposure, No Debt Maturity Until Nov 2024 – – 2023 Guidance Raised – New York, New York, July 26, 2023 – Empire State Realty Trust, Inc. (NYSE: ESRT) is a NYC-focused REIT that o

July 12, 2023 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 10, 2023 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Comm

July 12, 2023 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES CHRISTINA VAN TASSELL AND HANNAH YANG HAVE JOINED ITS BOARD OF DIRECTORS

EMPIRE STATE REALTY TRUST ANNOUNCES CHRISTINA VAN TASSELL AND HANNAH YANG HAVE JOINED ITS BOARD OF DIRECTORS New York, New York, July 12, 2023 - Empire State Realty Trust, Inc.

May 23, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2023 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Commi

May 23, 2023 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES FLAGSTAR ASSUMPTION OF LEASE AT 1400 BROADWAY

EX-99.1 Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES FLAGSTAR ASSUMPTION OF LEASE AT 1400 BROADWAY New York, New York, May 23, 2023 — Empire State Realty Trust, Inc. (NYSE: ESRT) announced today that Flagstar Bank, N.A. (“Flagstar”) has assumed the entire 313,109 square foot lease at 1400 Broadway, formerly leased by Signature Bank, under the same terms through 2039 with the exception of an ap

May 4, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36106 EMPIRE STATE REALTY OP,

April 26, 2023 EX-99.2

Page 2

EX-99.2 Exhibit 99.2 First Quarter 2023 Table of Contents Page Summary Company Profile 3 Highlights 4 Selected Property Data Property Summary Net Operating Income 5 Same Store Net Operating Income (“NOI”), Initial Cash Rent Contributing to Cash NOI 6 Leasing Activity 7 Commercial Property Detail 9 Portfolio Expirations and Vacates Summary 10 Tenant Lease Expirations 11 Largest Tenants and Portfoli

April 26, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2023 EMPIRE STATE REALT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2023 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Com

April 26, 2023 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES FIRST QUARTER 2023 RESULTS – Net Income Per Fully Diluted Share of $0.04 – – Core FFO Per Fully Diluted Share of $0.16 – – $1.1 Billion of Liquidity, No Floating Rate Debt Exposure, No Debt Maturity Until Nov 2024

EX-99.1 Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES FIRST QUARTER 2023 RESULTS – Net Income Per Fully Diluted Share of $0.04 – – Core FFO Per Fully Diluted Share of $0.16 – – $1.1 Billion of Liquidity, No Floating Rate Debt Exposure, No Debt Maturity Until Nov 2024 – New York, New York, April 26, 2023 – Empire State Realty Trust, Inc. (NYSE: ESRT) is a NYC-focused REIT that owns and manages a

February 28, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTI

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36106 EMPIRE STATE REALTY OP, L.P.

February 28, 2023 EX-21.1

Subsidiaries of Registrant

Exhibit 21.1 List of subsidiaries of Empire State Realty Trust, Inc. Empire State Realty OP, L.P. ESRT 10 BK St., L.L.C. ESRT 10 Union Square, L.L.C. ESRT 103-107 Main St., L.L.C. ESRT 112 West 34th Street GP, L.L.C. ESRT 112 West 34th Street, L.P. ESRT 1333 Broadway, L.L.C. ESRT 1350 Broadway, L.L.C. ESRT 1359 Broadway, L.L.C. ESRT 1400 Broadway GP, L.L.C. ESRT 1400 Broadway, L.P. ESRT 1542 Third

February 15, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2023 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (

February 15, 2023 EX-99.2

Page 2

Exhibit 99.2 EMPIRE STATE REALTY TRUST Supplemental Operating and Financial Data December 31, 2022 Fourth Quarter 2022 Table of Contents Page Summary Company Profile 3 Highlights 4 Selected Property Data Property Summary Net Operating Income 5 Same Store Net Operating Income (“NOI”), Initial Cash Rent Contributing to Cash NOI 6 Leasing Activity 7 Property Detail 9 Portfolio Expirations and Vacates

February 15, 2023 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES FOURTH QUARTER AND FULL YEAR 2022 RESULTS – Net Income Per Fully Diluted Share of $0.08 In Fourth Quarter and $0.22 in 2022 – – Core FFO Per Fully Diluted Share of $0.22 in Fourth Quarter and $0.90 in 2022 – – Comp

Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES FOURTH QUARTER AND FULL YEAR 2022 RESULTS – Net Income Per Fully Diluted Share of $0.08 In Fourth Quarter and $0.22 in 2022 – – Core FFO Per Fully Diluted Share of $0.22 in Fourth Quarter and $0.90 in 2022 – – Completed Multifamily Acquisition and Non-Core Suburban Asset Dispositions – – Leased Approximately 1.1 Million Square Feet in 2022 – – $1.1

January 11, 2023 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 9, 2023 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Co

January 11, 2023 EX-99.1

EMPIRE STATE REALTY ANNOUNCES DIRECTOR LESLIE D. BIDDLE TO STEP DOWN

EMPIRE STATE REALTY ANNOUNCES DIRECTOR LESLIE D. BIDDLE TO STEP DOWN New York, New York, January 11, 2023 - Empire State Realty Trust, Inc. (NYSE: ESRT) (the “Company”), is a REIT that owns and manages office, retail and multifamily assets in Manhattan and the greater New York metropolitan area. ESRT owns the Empire State Building, the World’s Most Famous Building, and Tripadvisor’s 2022 Travelers

December 21, 2022 EX-99.1

EMPIRE STATE REALTY TRUST PROVIDES BUSINESS UPDATE - Acquires Manhattan Multifamily Asset for $115 Million – - Closed on Sale of Non-Core Office Asset for $42 Million – - Update on Observatory, Balance Sheet Recycling, and Share Repurchases -

EMPIRE STATE REALTY TRUST PROVIDES BUSINESS UPDATE - Acquires Manhattan Multifamily Asset for $115 Million ? - Closed on Sale of Non-Core Office Asset for $42 Million ? - Update on Observatory, Balance Sheet Recycling, and Share Repurchases - New York, New York, December 21, 2022 ? Empire State Realty Trust, Inc.

December 21, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2022 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (

December 14, 2022 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2022 (December 9, 2022) EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction

December 14, 2022 EX-99.1

Empire State Realty Trust Appoints Christina Chiu as Executive Vice President, Chief Operating Officer & Chief Financial Officer Chiu Previously Served as Executive Vice President, Chief Financial Officer

Empire State Realty Trust Appoints Christina Chiu as Executive Vice President, Chief Operating Officer & Chief Financial Officer Chiu Previously Served as Executive Vice President, Chief Financial Officer New York (Dec.

November 3, 2022 EX-10.62

Second Amendment, dated as of August 29, 2022, to that certain Credit Agreement, dated as of March 19, 2020, among Empire State Realty Trust, Inc., Empire State Realty OP, L.P., the subsidiary guarantors party thereto, the lenders party thereto, and Wells Fargo Bank, National Association, as administrative agent.

Execution Copy EXHIBIT 10.62 SECOND AMENDMENT TO CREDIT AGREEMENT SECOND AMENDMENT TO CREDIT AGREEMENT, dated as of August 29, 2022 (this ?Amendment?), to that certain Credit Agreement referenced below, is among Empire State Realty Trust, Inc., a Maryland corporation (the ?Parent?), Empire State Realty OP, L.P. (the ?Borrower?), the Subsidiary Guarantors party hereto, the Lenders party hereto, Wel

November 3, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2022 ☐ TRANSITION REPORT PURSUANT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36106 EMPIRE STATE REALTY

November 3, 2022 EX-10.63

Third Amendment, dated as of August 29, 2022, to that certain Amended and Restated Credit Agreement, dated August 29, 2017, among Empire State Realty Trust, Inc., Empire State Realty OP, L.P. , the subsidiary guarantors party thereto, the lenders party thereto, and Bank of America, N.A. , as administrative agent.

Execution Copy EXHIBIT 10.63 THIRD AMENDMENT TO CREDIT AGREEMENT THIRD AMENDMENT TO CREDIT AGREEMENT, dated as of August 29, 2022 (this ?Amendment?), to that certain Amended and Restated Credit Agreement referenced below, is among Empire State Realty Trust, Inc., a Maryland corporation (the ?Parent?), Empire State Realty OP, L.P. (the ?Borrower?), the Subsidiary Guarantors party hereto, the Lender

October 26, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2022 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (C

October 26, 2022 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES THIRD QUARTER 2022 RESULTS – Net Income of $0.03 Per Fully Diluted Share – – Core FFO of $0.21 Per Fully Diluted Share – – $1.2 Billion of Liquidity, No Outstanding Debt Maturities Until November 2024 – – Updates 2

Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES THIRD QUARTER 2022 RESULTS ? Net Income of $0.03 Per Fully Diluted Share ? ? Core FFO of $0.21 Per Fully Diluted Share ? ? $1.2 Billion of Liquidity, No Outstanding Debt Maturities Until November 2024 ? ? Updates 2022 Guidance ? New York, New York, October 26, 2022 ? Empire State Realty Trust, Inc. (NYSE: ESRT) (the ?Company?) is a REIT that owns an

October 26, 2022 EX-99.2

Third Quarter 2022 Table of Contents Page Summary Company Profile 4 Highlights 5 Selected Property Data Property Summary Net Operating Income 6 Same Store Net Operating Income (“NOI”), Initial Cash Rent Contributing to Cash NOI 7 Leasing Activity 8 P

Exhibit 99.2 Third Quarter 2022 Table of Contents Page Summary Company Profile 4 Highlights 5 Selected Property Data Property Summary Net Operating Income 6 Same Store Net Operating Income (?NOI?), Initial Cash Rent Contributing to Cash NOI 7 Leasing Activity 8 Property Detail 10 Portfolio Expirations and Vacates Summary 11 Tenant Lease Expirations 12 Largest Tenants and Portfolio Tenant Diversifi

August 4, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2022 ☐ TRANSITION REPORT PURSUANT TO S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36106 EMPIRE STATE REALTY OP,

July 27, 2022 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES SECOND QUARTER 2022 RESULTS – Net Income of $0.18 Per Fully Diluted Share – – Core FFO of $0.29 Per Fully Diluted Share – – $1.2 Billion of Liquidity, No Outstanding Debt Maturities Until November 2024 – – 2022 Gui

Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES SECOND QUARTER 2022 RESULTS ? Net Income of $0.18 Per Fully Diluted Share ? ? Core FFO of $0.29 Per Fully Diluted Share ? ? $1.2 Billion of Liquidity, No Outstanding Debt Maturities Until November 2024 ? ? 2022 Guidance Updated ? New York, New York, July 27, 2022 ? Empire State Realty Trust, Inc. (NYSE: ESRT) (the ?Company?) is a REIT that owns and

July 27, 2022 EX-99.2

Page 2

Exhibit 99.2 Second Quarter 2022 Table of Contents Page Summary Company Profile 3 Highlights 4 Selected Property Data Property Summary Net Operating Income 5 Same Store Net Operating Income (?NOI?), Initial Cash Rent Contributing to Cash NOI 6 Leasing Activity 7 Property Detail 9 Portfolio Expirations and Vacates Summary 10 Tenant Lease Expirations 11 Largest Tenants and Portfolio Tenant Diversifi

July 27, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2022 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Comm

May 5, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2022 ☐ TRANSITION REPORT PURSUANT TO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36106 EMPIRE STATE REALTY OP,

April 27, 2022 EX-99.2

Page 2

Exhibit 99.2 First Quarter 2022 Table of Contents Page Summary Company Profile 3 Highlights 4 Selected Property Data Property Summary Net Operating Income 5 Net Operating Income, Initial Free Rent Burn-Off and Signed Leases Not Commenced 6 Leasing Activity 7 Property Detail 9 Portfolio Expirations and Vacates Summary 10 Tenant Lease Expirations 11 Largest Tenants and Portfolio Tenant Diversificati

April 27, 2022 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES FIRST QUARTER 2022 RESULTS AND PROVIDES 2022 GUIDANCE - Net Income of ($0.07) Per Fully Diluted Share - - First Quarter Core FFO of $0.18 Per Fully Diluted Share - - Provides 2022 Core FFO Guidance of $0.73 to $0.7

Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES FIRST QUARTER 2022 RESULTS AND PROVIDES 2022 GUIDANCE - Net Income of ($0.07) Per Fully Diluted Share - - First Quarter Core FFO of $0.18 Per Fully Diluted Share - - Provides 2022 Core FFO Guidance of $0.73 to $0.78 Per Fully Diluted Share - - $1.3 Billion of Liquidity, No Outstanding Debt Maturity Until November 2024 - New York, New York, April 27,

April 27, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2022 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Com

March 31, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2022 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Com

February 25, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTI

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36106 EMPIRE STATE REALTY OP, L.P.

February 25, 2022 EX-21.1

Subsidiaries of Registrant

Exhibit 21.1 LIST OF SUBSIDIARIES OF EMPIRE STATE REALTY TRUST, INC. List of subsidiaries of Empire State Realty Trust, Inc.* Empire State Realty OP, L.P. ESRT 10 BK St., L.L.C. ESRT 10 Union Square, L.L.C. ESRT 103-107 Main St., L.L.C. ESRT 112 West 34th Street GP, L.L.C. ESRT 112 West 34th Street, L.P. ESRT 1333 Broadway, L.L.C. ESRT 1350 Broadway, L.L.C. ESRT 1359 Broadway, L.L.C. ESRT 1400 Bro

February 16, 2022 EX-99.2

Page 2

Exhibit 99.2 Fourth Quarter 2021 Table of Contents Page Summary Company Profile 3 Highlights 4 Selected Property Data Property Summary Net Operating Income 5 Net Operating Income, Initial Free Rent Burn-Off and Signed Leases Not Commenced 6 Leasing Activity 7 Property Detail 9 Portfolio Expirations and Vacates Summary 10 Tenant Lease Expirations 11 Largest Tenants and Portfolio Tenant Diversificat

February 16, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2022 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (

February 16, 2022 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES FOURTH QUARTER 2021 RESULTS - Earnings of ($0.02) Per Fully Diluted Share - - Core FFO of $0.18 Per Fully Diluted Share – - Completed Recapitalization of Two Multifamily Assets - - $1.3 Billion of Liquidity, No Out

Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES FOURTH QUARTER 2021 RESULTS - Earnings of ($0.02) Per Fully Diluted Share - - Core FFO of $0.18 Per Fully Diluted Share ? - Completed Recapitalization of Two Multifamily Assets - - $1.3 Billion of Liquidity, No Outstanding Debt Maturity Until November 2024 - New York, New York, February 16, 2022 - Empire State Realty Trust, Inc. (NYSE: ESRT) (the ?C

January 5, 2022 EX-1.1

Press Release announcing

EX-1.1 2 esrtjanuary2022businessupd.htm EX-1.1 EMPIRE STATE REALTY TRUST PROVIDES BUSINESS UPDATE - Closed on Two Multifamily Assets for $307 Million - - Leased 375K Square Feet in Fourth Quarter and 1 Million Square Feet in 2021 - - Repurchased $37.9 Million of Shares in Fourth Quarter and $191.6 Million Since March 2020 - New York, January 5, 2022 - Empire State Realty Trust, Inc. (NYSE: ESRT) (

January 5, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 5, 2022 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Co

November 5, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2021 ☐ TRANSITION REPORT PURSUANT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36106 EMPIRE STATE REALTY

October 27, 2021 EX-99.2

Location or Sub-Market

EX-99.2 3 d192573dex992.htm EX-99.2 Exhibit 99.2 Third Quarter 2021 Table of Contents Page Summary Company Profile 1 Financial Highlights 2 Selected Property Data Property Summary Net Operating Income 3 Net Operating Income, Initial Free Rent Burn-Off and Signed Leases Not Commenced 4 Leasing Activity 5 Property Detail 7 Portfolio Expirations and Vacates Summary 8 Tenant Lease Expirations 9 Larges

October 27, 2021 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES THIRD QUARTER 2021 RESULTS - Earnings of ($0.04) Per Fully Diluted Share - - Core FFO of $0.20 Per Fully Diluted Share - - Observatory Recovery and Continued Expense Discipline - - $1.4 Billion of Liquidity, No Out

EX-99.1 2 d192573dex991.htm EX-99.1 Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES THIRD QUARTER 2021 RESULTS - Earnings of ($0.04) Per Fully Diluted Share - - Core FFO of $0.20 Per Fully Diluted Share - - Observatory Recovery and Continued Expense Discipline - - $1.4 Billion of Liquidity, No Outstanding Debt Maturity Through 2024 - New York, New York, October 27, 2021 - Empire State Realty Trus

October 27, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2021 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (C

October 8, 2021 EX-10.1

Second Amended and Restated Employment Agreement

SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT This SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT (as amended hereby, this ?Agreement?) dated as of October 6, 2021, is entered into by and between Empire State Realty Trust, Inc.

October 8, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 6, 2021 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Co

August 5, 2021 EX-10.2

Form of LTIP Agreement (Executive Officer, Performance Based)

Exhibit 10.2 PERFORMANCE-BASED VESTING LTIP UNIT VESTING AGREEMENT UNDER THE EMPIRE STATE REALTY TRUST, INC. EMPIRE STATE REALTY OP, L.P. 2019 EQUITY INCENTIVE PLAN Grantee: No. of LTIP Units: Grant Date: Pursuant to the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan (the ?Plan?) and the Amended and Restated Agreement of Limited Partnership, dated as of Oct

August 5, 2021 EX-10.4

Form of LTIP Agreement (Director, Time-Based)

Exhibit 10.4 LTIP UNIT VESTING AGREEMENT FOR NON-EMPLOYEE DIRECTORS UNDER THE EMPIRE STATE REALTY TRUST, INC. EMPIRE STATE REALTY OP, L.P. 2019 EQUITY INCENTIVE PLAN Grantee: No. of LTIP Units: Grant Date: Pursuant to the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan (the ?Plan?) and the Amended and Restated Agreement of Limited Partnership, dated as of Oc

August 5, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2021 ☐ TRANSITION REPORT PURSUANT TO S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36106 EMPIRE STATE REALTY OP,

August 5, 2021 EX-10.3

Form of LTIP Agreement (Executive Officer or Director, Immediate Vest)

EX-10.3 4 exh10-3formofneoordirector.htm EX-10.3 Exhibit 10.3 LTIP UNIT VESTING AGREEMENT [FOR NON-EMPLOYEE DIRECTORS] [FOR EMPLOYEES] UNDER THE EMPIRE STATE REALTY TRUST, INC. EMPIRE STATE REALTY OP, L.P. 2019 EQUITY INCENTIVE PLAN Grantee: No. of LTIP Units: Grant Date: Pursuant to the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan (the “Plan”) and the Am

August 5, 2021 EX-10.1

Form of LTIP Agreement (Executive Officer, Time Based)

Exhibit 10.1 TIME-BASED VESTING LTIP UNIT VESTING AGREEMENT UNDER THE EMPIRE STATE REALTY TRUST, INC. EMPIRE STATE REALTY OP, L.P. 2019 EQUITY INCENTIVE PLAN Grantee: No. of LTIP Units: Grant Date: Pursuant to the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan (the ?Plan?) and the Amended and Restated Agreement of Limited Partnership, dated as of October 1,

July 28, 2021 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES SECOND QUARTER 2021 RESULTS - Earnings of $0.01 Per Fully Diluted Share - - Core FFO of $0.18 Per Fully Diluted Share - - Observatory Recovery and Continued Discipline Power Results - - $1.4 Billion of Liquidity, N

EX-99.1 2 d209230dex991.htm EX-99.1 Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES SECOND QUARTER 2021 RESULTS - Earnings of $0.01 Per Fully Diluted Share - - Core FFO of $0.18 Per Fully Diluted Share - - Observatory Recovery and Continued Discipline Power Results - - $1.4 Billion of Liquidity, No Outstanding Debt Maturity Through 2024 - New York, New York, July 28, 2021 - Empire State Realty Tr

July 28, 2021 EX-99.2

Page 2

EX-99.2 3 d209230dex992.htm EX-99.2 Exhibit 99.2 Second Quarter 2021 Table of Contents Page Summary Company Profile 3 Financial Highlights 4 Selected Property Data Property Summary Net Operating Income 5 Net Operating Income, Initial Free Rent Burn-Off and Signed Leases Not Commenced 6 Leasing Activity 7 Property Detail 9 Portfolio Expirations and Vacates Summary 10 Tenant Lease Expirations 11 Lar

July 28, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2021 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Comm

May 7, 2021 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36106 EMPIRE STATE REALTY OP,

April 28, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2021 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Com

April 28, 2021 EX-99.2

Page 2

EX-99.2 3 d84644dex992.htm EX-99.2 Exhibit 99.2 First Quarter 2021 Table of Contents Page Summary Company Profile 3 Financial Highlights 4 Selected Property Data Property Summary Net Operating Income 5 Net Operating Income, Initial Free Rent Burn-Off and Signed Leases Not Commenced 6 Leasing Activity 7 Property Detail 9 Portfolio Expirations and Vacates Summary 10 Tenant Lease Expirations 11 Large

April 28, 2021 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES FIRST QUARTER 2021 RESULTS - Earnings Per Share of ($0.02) Per Fully Diluted Share - - Core FFO of $0.15 Per Fully Diluted Share - - $1.4 Billion of Liquidity, No Outstanding Debt Maturity Through 2024 - - Indoor E

EX-99.1 2 d84644dex991.htm EX-99.1 Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES FIRST QUARTER 2021 RESULTS - Earnings Per Share of ($0.02) Per Fully Diluted Share - - Core FFO of $0.15 Per Fully Diluted Share - - $1.4 Billion of Liquidity, No Outstanding Debt Maturity Through 2024 - - Indoor Environmental Quality and Energy Efficiency Differentiate Portfolio - New York, New York, April 28, 202

April 1, 2021 EX-10.1

Second Amendment to Credit Agreement, dated March 31, 2021, among Empire State Realty OP, L.P., as borrower, Empire State Realty Trust, Inc., the subsidiary guarantor parties thereto, Bank of America, N.A., as administrative agent, and the lenders and letter of credit issuers party thereto.

EX-10.1 2 d284786dex101.htm EX-10.1 Exhibit 10.1 EXECUTION COPY SECOND AMENDMENT TO CREDIT AGREEMENT SECOND AMENDMENT TO CREDIT AGREEMENT, dated as of March 31, 2021 (this “Amendment”), to that certain Amended and Restated Credit Agreement referenced below, is among Empire State Realty Trust, Inc., a Maryland corporation (the “Parent”), Empire State Realty OP, L.P. (the “Borrower”), the Subsidiary

April 1, 2021 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2021 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Com

February 26, 2021 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36106 EMPIRE STATE REALTY OP, L.P.

February 26, 2021 EX-21.1

Subsidiaries of Registrant

EX-21.1 2 exhibit211listofsubsidiari.htm EX-21.1 Exhibit 21.1 LIST OF SUBSIDIARIES OF EMPIRE STATE REALTY TRUST, INC. List of subsidiaries of Empire State Realty Trust, Inc.* Empire State Realty OP, L.P. ESRT 10 BK St., L.L.C. ESRT 10 Union Square, L.L.C. ESRT 103-107 Main St., L.L.C. ESRT 112 West 34th Street GP, L.L.C. ESRT 112 West 34th Street, L.P. ESRT 1333 Broadway, L.L.C. ESRT 1350 Broadway

February 17, 2021 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES FOURTH QUARTER 2020 RESULTS - Earnings Per Share of ($0.00) Per Fully Diluted Share - - Core FFO of $0.17 Per Fully Diluted Share - - $1.6 Billion of Liquidity, No Outstanding Debt Maturity Through 2024 - - Indoor

EX-99.1 Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES FOURTH QUARTER 2020 RESULTS - Earnings Per Share of ($0.00) Per Fully Diluted Share - - Core FFO of $0.17 Per Fully Diluted Share - - $1.6 Billion of Liquidity, No Outstanding Debt Maturity Through 2024 - - Indoor Environmental Quality and Energy Efficiency Differentiate Portfolio - New York, New York, February 17, 2021 - Empire State Realty

February 17, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 17, 2021 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (

February 17, 2021 EX-99.2

Page 2

EX-99.2 3 d138651dex992.htm EX-99.2 Exhibit 99.2 Fourth Quarter 2020 Table of Contents Page Summary Company Profile 3 Financial Highlights 4 Selected Property Data Property Summary Net Operating Income 5 Net Operating Income and Initial Free Rent Burn-Off 6 Leasing Activity 7 Property Detail 9 Portfolio Expirations and Vacates Summary 10 Tenant Lease Expirations 11 Largest Tenants and Portfolio Te

December 2, 2020 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES GRANT H. HILL TO JOIN BOARD OF DIRECTORS

EMPIRE STATE REALTY TRUST ANNOUNCES GRANT H. HILL TO JOIN BOARD OF DIRECTORS New York, New York, December 2, 2020 - Empire State Realty Trust, Inc. (NYSE: ESRT) (the “Company”) today announced that Grant H. Hill has joined its Board of Directors, effective November 30. Grant H. Hill’s appointment to the Company’s Board of Directors fills a newly created vacancy on the Board following the Board’s d

December 2, 2020 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2020 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (

November 5, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36106 EMPIRE STATE REALTY

October 28, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2020 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (C

October 28, 2020 EX-99.2

Page 2

EX-99.2 3 d66804dex992.htm EX-99.2 Exhibit 99.2 EMPIRE STATE REALTY TRUST Supplement Operating and Financial Data September 30,2020 Third Quarter 2020 Table of Contents Page Summary Company Profile 3 Financial Highlights 4 Selected Property Data Property Summary Net Operating Income 5 Net Operating Income and Initial Free Rent Burn-Off 6 Leasing Activity 7 Portfolio Expirations and Vacates Summary

October 28, 2020 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES THIRD QUARTER 2020 RESULTS - Net loss of $0.05 Per Fully Diluted Share - - Core FFO of $0.12 Per Fully Diluted Share - - $1.5 Billion of Liquidity - - No Debt Maturity Through 2024 - - Collections Consistent, Cost

EX-99.1 2 d66804dex991.htm EX-99.1 Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES THIRD QUARTER 2020 RESULTS - Net loss of $0.05 Per Fully Diluted Share - - Core FFO of $0.12 Per Fully Diluted Share - - $1.5 Billion of Liquidity - - No Debt Maturity Through 2024 - - Collections Consistent, Cost Reduction Targets Achieved - - Indoor Environmental Quality and Energy Efficiency Differentiate Portfo

August 27, 2020 EX-99.1

EMPIRE STATE REALTY TRUST, INC. ANNOUNCES DIVIDEND SUSPENSION FOR THE THIRD AND FOURTH QUARTERS OF 2020 AND PROVIDES BUSINESS UPDATE

EX-99.1 2 finalpressrelease82720.htm EX-99.1 EMPIRE STATE REALTY TRUST, INC. ANNOUNCES DIVIDEND SUSPENSION FOR THE THIRD AND FOURTH QUARTERS OF 2020 AND PROVIDES BUSINESS UPDATE New York, New York, August 27, 2020 — Empire State Realty Trust, Inc. (NYSE: ESRT) (the “Company” or “ESRT”), a leading real estate investment trust with office and retail properties in Manhattan and the greater New York m

August 27, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2020 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Co

August 10, 2020 EX-10.6

First Amended and Restated Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan As Amended and Restated as of July 13, 2020 incorporated by reference to Exhibit 10.6 to Empire State Realty Trust, Inc. Form 10-Q filed with the SEC on August 10, 2020.

EXHIBIT 10.6 FIRST AMENDED AND RESTATED EMPIRE STATE REALTY TRUST, INC. EMPIRE STATE REALTY OP, L.P. 2019 EQUITY INCENTIVE PLAN (As Amended and Restated as of July 13, 2020) 1. Purpose. The purpose of the Plan is to assist the Company and the Partnership in attracting, retaining, motivating, and rewarding certain key employees, officers, directors, and consultants of the Company, the Partnership a

August 10, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36106 EMPIRE STATE REALTY OP,

July 31, 2020 S-3ASR

- S-3ASR

S-3ASR 1 d948070ds3asr.htm S-3ASR Table of Contents As filed with the Securities and Exchange Commission on July 31, 2020 Registration Statement No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 EMPIRE STATE REALTY TRUST, INC. EMPIRE STATE REALTY OP, L.P. (Exact name of registrant as specified in its ch

July 29, 2020 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES SECOND QUARTER 2020 RESULTS - Net loss of $0.07 Per Fully Diluted Share - - Core FFO of $0.14 Per Fully Diluted Share - - $0.9 Billion in Cash On Hand - - Collections Improved - - Observatory Reopened - - Meaningfu

EX-99.1 2 d39482dex991.htm EX-99.1 Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES SECOND QUARTER 2020 RESULTS - Net loss of $0.07 Per Fully Diluted Share - - Core FFO of $0.14 Per Fully Diluted Share - - $0.9 Billion in Cash On Hand - - Collections Improved - - Observatory Reopened - - Meaningful Cost Reduction Measures - New York, New York, July 29, 2020—Empire State Realty Trust, Inc. (NYSE: E

July 29, 2020 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2020 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Comm

July 29, 2020 EX-99.2

Page 2

EX-99.2 Exhibit 99.2 Second Quarter 2020 Table of Contents Page Summary Company Profile 3 Financial Highlights 4 Selected Property Data Property Summary Net Operating Income 5 Net Operating Income and Initial Free Rent Burn-Off 6 Leasing Activity 7 Portfolio Expirations and Vacates Summary 9 Property Detail 10 Tenant Lease Expirations 11 Largest Tenants and Portfolio Tenant Diversification by Indu

June 16, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2020 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Comm

May 6, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36106 EMPIRE STATE REALTY OP,

May 6, 2020 EX-10.4

Indemnification Agreement among Empire State Realty Trust, Inc. and Christina Chiu, dated April 20, 2020 incorporated by reference to Exhibit 10.4 to the Registrant's Form 10-Q filed with the SEC on May 6, 2020.

EX-10.4 2 exhibit104.htm EXHIBIT 10.4 Exhibit 10.4 INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT ("Agreement") is made and entered into as of the 20th day of April 2020, by and among EMPIRE STATE REALTY TRUST, INC., a Maryland corporation (the "Company"), EMPIRE STATE REALTY OP, L.P., a Delaware limited partnership (the "Partnership" and together with the Company, the "Indemnitors"), an

May 6, 2020 EX-10.5

Change in Control Severance Agreement between Empire State Realty Trust, Inc. and Christina Chiu, dated April 13, 2020 incorporated by reference to Exhibit 10.5 to the Registrant's Form 10-Q filed with the SEC on May 6, 2020.

EX-10.5 3 exhibit105.htm EXHIBIT 10.5 Exhibit 10.5 CHANGE IN CONTROL SEVERANCE AGREEMENT This CHANGE IN CONTROL SEVERANCE AGREEMENT (this “Agreement”) is made and entered into as of this thirteenth day of April, 2020, by and between Empire State Realty Trust, Inc., a Maryland corporation (the “Company”), and Christina Chiu (the “Executive”). W I T N E S S E T H: WHEREAS, the Company considers the

April 23, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2020 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Com

April 23, 2020 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES APPOINTMENT OF CHRISTINA CHIU AS EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER

EX-99.1 Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES APPOINTMENT OF CHRISTINA CHIU AS EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER New York, New York, April 23, 2020—Empire State Realty Trust, Inc. (NYSE:ESRT) (the “Company”), a real estate investment trust with office and retail properties in Manhattan and the greater New York metropolitan area, today announced the appointment of Chri

April 23, 2020 EX-99.1

Three Months Ended Year Ended Reconciliation of Net Income to NOI and Cash NOI March 31, 2020 December 31, 2019 September 30, 2019 June 30, 2019 March 31, 2019 December 31, 2018 September 30, 2018 June 30, 2018 Dec 31, 2017 Net Income $ 8,288 $ 28,72

EX-99.1 Exhibit 99.1 Three Months Ended Year Ended Reconciliation of Net Income to NOI and Cash NOI March 31, 2020 December 31, 2019 September 30, 2019 June 30, 2019 March 31, 2019 December 31, 2018 September 30, 2018 June 30, 2018 Dec 31, 2017 Net Income $ 8,288 $ 28,720 $ 26,784 $ 18,930 $ 9,856 $ 39,781 $ 29,230 $ 30,184 $ 118,253 Add: General and administrative expenses 15,951 16,618 14,421 15

April 23, 2020 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2020 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Com

April 22, 2020 EX-99.2

First Quarter 2020 Table of Contents Page Summary Company Profile 3 Financial Highlights 4 Selected Property Data Property Summary Net Operating Income 5 Net Operating Income and Initial Free Rent Burn-Off 6 Leasing Activity 7 Portfolio Expirations a

EX-99.2 3 d174247dex992.htm EX-99.2 Exhibit 99.2 First Quarter 2020 Table of Contents Page Summary Company Profile 3 Financial Highlights 4 Selected Property Data Property Summary Net Operating Income 5 Net Operating Income and Initial Free Rent Burn-Off 6 Leasing Activity 7 Portfolio Expirations and Vacates Summary 9 Property Detail 10 Tenant Lease Expirations 11 Largest Tenants and Portfolio Ten

April 22, 2020 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES FIRST QUARTER 2020 RESULTS - Earnings of $0.02 Per Fully Diluted Share - - Core FFO of $0.18 Per Fully Diluted Share - - Strong and Flexible Balance Sheet with Over $1 Billion in Cash –

EX-99.1 2 d174247dex991.htm EX-99.1 Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES FIRST QUARTER 2020 RESULTS - Earnings of $0.02 Per Fully Diluted Share - - Core FFO of $0.18 Per Fully Diluted Share - - Strong and Flexible Balance Sheet with Over $1 Billion in Cash – New York, New York, April 22, 2020—Empire State Realty Trust, Inc. (NYSE: ESRT) (the “Company”), a real estate investment trust w

April 22, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2020 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Com

March 23, 2020 EX-10.3

First Amendment to Credit Agreement, dated March 19, 2020, among Empire State Realty OP, L.P., as borrower, Empire State Realty Trust, Inc., the subsidiary guarantor parties thereto, Bank of America, N.A., as administrative agent, and Bank of America, Wells Fargo Bank, National Association and Capital One, National Association as the letter of credit issuers party thereto, and the lenders party thereto.

EX-10.3 Exhibit 10.3 FIRST AMENDMENT TO CREDIT AGREEMENT FIRST AMENDMENT TO CREDIT AGREMENT, dated as of March 19, 2020 (this “Amendment”), to that certain Amended and Restated Credit Agreement referenced below, is among Empire State Realty Trust, Inc., a Maryland corporation (the “Parent”), Empire State Realty OP, L.P. (the “Borrower”), the Subsidiary Guarantors party hereto, the Lenders party he

March 23, 2020 EX-10.2

Credit Agreement, dated March 19, 2020, among Empire State Realty OP, L.P., as borrower, Empire State Realty Trust, Inc., Wells Fargo Bank, National Association, as administrative agent, Wells Fargo Securities, LLC as sole bookrunner, Wells Fargo Securities, LLC, Capital One, National Association, U.S. Bank National Association and SunTrust Robinson Humphrey, Inc. as Joint Lead Arrangers, Capital One, National Association, as syndication agent, U.S. Bank National Association and Truist Bank, as documentation agents, and the lenders party thereto.

EX-10.2 Exhibit 10.2 Published CUSIP Number: 29210DAL0 CREDIT AGREEMENT Dated as of March 19, 2020 among EMPIRE STATE REALTY OP, L.P., as Borrower, EMPIRE STATE REALTY TRUST, INC., WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent, and The Lenders Party Hereto, CAPITAL ONE, NATIONAL ASSOCIATION, as Syndication Agent, U.S. BANK NATIONAL ASSOCIATION and TRUIST BANK, as Documentation Ag

March 23, 2020 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES FINANCINGS

EX-99.1 5 d882953dex991.htm EX-99.1 Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES FINANCINGS New York, New York, March 23, 2020 — Empire State Realty Trust, Inc. (NYSE: ESRT) (the “Company”), a leading real estate investment trust with office and retail properties in Manhattan and the greater New York metropolitan area, today announced the completion of financings that added $300 million in net

March 23, 2020 EX-10.1

Note Purchase Agreement, dated March 17, 2020, among Empire State Realty OP, L.P., Empire State Realty Trust, Inc. and the purchasers named therein.

EX-10.1 2 d882953dex101.htm EX-10.1 Exhibit 10.1 EMPIRE STATE REALTY OP, L.P. EMPIRE STATE REALTY TRUST, INC. $100,000,000 3.61% Series G Senior Notes due March 17, 2032 $75,000,000 3.73% Series H Senior Notes due March 17, 2035 NOTE PURCHASE AGREEMENT Dated March 17, 2020 TABLE OF CONTENTS Page SECTION 1. AUTHORIZATION OF NOTES 1 SECTION 2. SALE AND PURCHASE OF NOTES 1 SECTION 3. CLOSING 2 SECTIO

March 23, 2020 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2020 (March 17, 2020) EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of In

March 17, 2020 EX-99.1

EMPIRE STATE BUILDING OBSERVATORY IS CLOSED AT THIS TIME DUE TO COVID-19

EX-99.1 Exhibit 99.1 EMPIRE STATE BUILDING OBSERVATORY IS CLOSED AT THIS TIME DUE TO COVID-19 New York, New York, March 17, 2020 — Empire State Realty Trust, Inc. (NYSE: ESRT) (the “Company”), a leading real estate investment trust with office and retail properties in Manhattan and the greater New York metropolitan area, today announced that the Empire State Building Observatory is closed at this

March 17, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2020 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Com

February 28, 2020 EX-3.1

Certificate of Limited Partnership of Empire State Realty OP, L.P.

EX-3.1 2 exhibit31esrop12-31x19.htm EXHIBIT 3.1 Exhibit 3.1 STATE OF DELAWARE CERTIFICATE OF LIMITED PARTNERSHIP OF EMPIRE REALTY TRUST, L.P. The Undersigned, desiring to form a limited partnership pursuant to the Delaware Revised Uniform Limited Partnership Act, 6 Delaware Code, Chapter 17, does hereby certify as follows: First: The name of the limited partnership is Empire Realty Trust, L.P. Sec

February 28, 2020 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36106 EMPIRE STATE REALTY OP, L.P.

February 28, 2020 EX-21.1

Subsidiaries of Registrant

Exhibit 21.1 LIST OF SUBSIDIARIES OF EMPIRE STATE REALTY TRUST, INC. List of subsidiaries of Empire State Realty Trust, Inc.* Empire State Realty OP, L.P. ESRT 10 BK St., L.L.C. ESRT 10 Union Square, L.L.C. ESRT 103-107 Main St., L.L.C. ESRT 112 West 34th Street GP, L.L.C. ESRT 112 West 34th Street, L.P. ESRT 1333 Broadway, L.L.C. ESRT 1350 Broadway, L.L.C. ESRT 1359 Broadway, L.L.C. ESRT 1400 Bro

February 28, 2020 EX-4.1

Description of Securities of Empire State Realty OP, L.P. Registered under Section 12 of the Securities Exchange Act of 1934, as Amended

EX-4.1 3 exhibit41descriptionof.htm EXHIBIT 4.1 Exhibit 4.1 Description of Securities of Empire State Realty OP, L.P. Registered under Section 12 of the Securities Exchange Act of 1934, as Amended The following description of the material terms of the common units representing limited partnership interests in Empire State Realty OP, L.P. (the “operating partnership,” “we,” “us,” and “our”) does no

February 19, 2020 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES FOURTH QUARTER 2019 RESULTS - Earnings of $0.09 Per Fully Diluted Share - - Core FFO of $0.25 Per Fully Diluted Share - - Leased 345,606 Square Feet of Office and Retail Space – - Observatory Revenue Increased 9.2%

EX-99.1 Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES FOURTH QUARTER 2019 RESULTS - Earnings of $0.09 Per Fully Diluted Share - - Core FFO of $0.25 Per Fully Diluted Share - - Leased 345,606 Square Feet of Office and Retail Space – - Observatory Revenue Increased 9.2% to $37.7 Million – New York, New York, February 19, 2020 - Empire State Realty Trust, Inc. (NYSE: ESRT) (the “Company”), a real

February 19, 2020 EX-99.2

Page 2

EX-99.2 3 d852513dex992.htm EX-99.2 Exhibit 99.2 Fourth Quarter 2019 Table of Contents Page Summary Company Profile 3 Financial Highlights 4 Selected Property Data Property Summary Net Operating Income 5 Net Operating Income and Initial Free Rent Burn-Off 6 Leasing Activity 7 Portfolio Expirations and Vacates Summary 9 Property Detail 10 Tenant Lease Expirations 11 Largest Tenants and Portfolio Te

February 19, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2020 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (

December 12, 2019 8-K

Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2019 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (C

December 12, 2019 EX-10.1

Amendment No. 2 to the First Amended and Restated Agreement of Limited Partnership of Empire State Realty OP, L.P., dated December 6, 2019.

EX-10.1 Exhibit 10.1 AMENDMENT NO. 2 TO FIRST AMENDED AND RESTATED AGREEMENT OF LIMITED PARTNERSHIP OF EMPIRE STATE REALTY OP, L.P. December 6, 2019 THIS AMENDMENT NO. 2 (this “Amendment”) to the FIRST AMENDED AND RESTATED AGREEMENT OF LIMITED PARTNERSHIP of EMPIRE STATE REALTY OP, L.P. is made and entered into as of December 6, 2019. W I T N E S S E T H: WHEREAS, Empire State Realty OP, L.P. (the

November 25, 2019 SC TO-I/A

ESBA / Empire State Realty Op, L.P. SC TO-I/A - - AMENDMENT NO. 4 TO SCHEDULE TO

SC TO-I/A 1 d839805dsctoia.htm AMENDMENT NO. 4 TO SCHEDULE TO SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 4) Empire State Realty OP, L.P. (Name of Subject Company (Issuer) and Filing Person (Offeror)) Series ES operating partnership units 292102100 Series 60 ope

November 25, 2019 EX-99.(A)(5)(E)

Press release of Empire State Realty Trust, Inc., dated November 25, 2019.

EX-99.(A)(5)(E) 2 d839805dex99a5e.htm EX-99.(A)(5)(E) Exhibit (a)(5)(E) EMPIRE STATE REALTY TRUST COMPLETES EXCHANGE OF SERIES 2019 PREFERRED UNITS New York, New York, November 25, 2019 - Empire State Realty Trust, Inc. (NYSE: ESRT) (the “Company”), a leading real estate investment trust with office and retail properties in Manhattan and the greater New York metropolitan area, today announced the

November 8, 2019 SC TO-I/A

ESBA / Empire State Realty Op, L.P. SC TO-I/A - - AMENDMENT NO. 3 TO SCHEDULE TO

Amendment No. 3 to Schedule TO SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 3) Empire State Realty OP, L.P. (Name of Subject Company (Issuer) and Filing Person (Offeror)) Series ES operating partnership units 292102100 Series 60 operating partnership units 292102

November 8, 2019 EX-99.(A)(5)(D)

Letter to holders of OP Units, dated November 8, 2019.

EX-99.(A)(5)(D) 2 d826075dex99a5d.htm EX-99.(A)(5)(D) Exhibit (a)(5)(D) November 8, 2019 Dear Unitholder in Empire State Realty OP, L.P. (OP): We write to remind you that our offering of Private Perpetual Preferred Units expires November 22. We have received tenders to exchange common OP units in excess of the required minimum and will conclude this offering on this date. If you are interested and

October 31, 2019 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36106 EMPIRE STATE REALTY

October 23, 2019 EX-99.2

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EX-99.2 3 d813623dex992.htm EX-99.2 Exhibit 99.2 Third Quarter 2019 Table of Contents Page Summary Company Profile 3 Financial Highlights 4 Selected Property Data Property Summary Net Operating Income 5 Net Operating Income and Initial Free Rent Burn-Off 6 Leasing Activity 7 Portfolio Expirations and Vacates Summary 9 Property Detail 10 Tenant Lease Expirations 11 Largest Tenants and Portfolio Ten

October 23, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2019 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (C

October 23, 2019 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES THIRD QUARTER 2019 RESULTS - Earnings of $0.09 Per Fully Diluted Share - - Core FFO of $0.24 Per Fully Diluted Share - - Leased 388,686 Square Feet of Office and Retail Space –

EX-99.1 2 d813623dex991.htm EX-99.1 Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES THIRD QUARTER 2019 RESULTS - Earnings of $0.09 Per Fully Diluted Share - - Core FFO of $0.24 Per Fully Diluted Share - - Leased 388,686 Square Feet of Office and Retail Space – New York, New York, October 23, 2019 - Empire State Realty Trust, Inc. (NYSE: ESRT) (the “Company”), a real estate investment trust with o

September 30, 2019 SC TO-I/A

ESBA / Empire State Realty Op, L.P. SC TO-I/A - - AMENDMENT NO. 2 TO SCHEDULE TO

SC TO-I/A 1 d802484dsctoia.htm AMENDMENT NO. 2 TO SCHEDULE TO SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 2) Empire State Realty OP, L.P. (Name of Subject Company (Issuer) and Filing Person (Offeror)) Series ES operating partnership units 292102100 Series 60 ope

September 30, 2019 EX-99.(A)(5)(C)

Letter to holders of OP Units, dated September 30, 2019.

EX-99.(A)(5)(C) 2 d802484dex99a5c.htm EX-99.(A)(5)(C) Exhibit (a)(5)(C) September 30, 2019 Dear Unitholder in Empire State Realty OP, L.P.: Due to substantial continued interest and requests from Unitholders for more time to complete the papers to exchange their units, we will extend our September 4, 2019 offering of Private Perpetual Preferred Units to 5:00 P.M., New York City time on November 22

September 12, 2019 SC TO-I/A

ESBA / Empire State Realty Op, L.P. SC TO-I/A - - AMENDMENT NO. 1 TO SCHEDULE TO

SC TO-I/A 1 d793562dsctoia.htm AMENDMENT NO. 1 TO SCHEDULE TO SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1) Empire State Realty OP, L.P. (Name of Subject Company (Issuer) and Filing Person (Offeror)) Series ES operating partnership units 292102100 Series 60 ope

September 12, 2019 EX-99.(A)(5)(B)

Letter to holders of OP Units, dated September 12, 2019.

Exhibit (a)(5)(B) Exhibit (a)(5)(B) September 12, 2019 Dear Unitholder in Empire State Realty OP, L.

September 4, 2019 EX-99.(A)(1)(F)

Form of Document Package Guide.

Exhibit (a)(1)(F) Exhibit (a)(1)(F) September 4, 2019 DOCUMENT PACKAGE GUIDE Dear Unitholder in Empire State Realty OP, L.

September 4, 2019 EX-99.(A)(1)(B)(II)

Letter of Transmittal for holders of Series 60 OP Units, dated September 4, 2019.

Exhibit (a)(1)(B)(ii) Exhibit (a)(1)(B)(ii) LETTER OF TRANSMITTAL FOR USE BY REGISTERED HOLDERS OF SERIES 60 OPERATING PARTNERSHIP UNITS To tender your OP Units: (1) Indicate the number of Series 60 OP Units you wish to tender in the box below.

September 4, 2019 EX-99.(A)(1)(B)(III)

Letter of Transmittal for holders of Series 250 OP Units, dated September 4, 2019.

Exhibit (a)(1)(B)(iii) Exhibit (a)(1)(B)(iii) LETTER OF TRANSMITTAL FOR USE BY REGISTERED HOLDERS OF SERIES 250 OPERATING PARTNERSHIP UNITS To tender your OP Units: (1) Indicate the number of Series 250 OP Units you wish to tender in the box below.

September 4, 2019 EX-99.(A)(1)(D)

Form of Letter to Clients for use by Brokers, Dealers and Other Nominees.

Exhibit (a)(1)(D) Exhibit (a)(1)(D) EMPIRE STATE REALTY OP, L.P. OFFER TO EXCHANGE SERIES 2019 PRIVATE PERPETUAL PREFERRED OPERATING PARTNERSHIP UNITS FOR SERIES ES OPERATING PARTNERSHIP UNITS SERIES 60 OPERATING PARTNERSHIP UNITS SERIES 250 OPERATING PARTNERSHIP UNITS AND SERIES PR OPERATING PARTNERSHIP UNITS THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 12:00 MIDNIGHT, NEW YORK CITY TIME, ON OC

September 4, 2019 EX-99.(A)(1)(B)(I)

Letter of Transmittal for holders of Series ES OP Units, dated September 4, 2019.

Exhibit (a)(1)(B)(i) Exhibit (a)(1)(B)(i) LETTER OF TRANSMITTAL FOR USE BY REGISTERED HOLDERS OF SERIES ES OPERATING PARTNERSHIP UNITS To tender your OP Units: (1) Indicate the number of Series ES OP Units you wish to tender in the box below.

September 4, 2019 EX-99.(A)(1)(E)

Form of Cover Letter to Beneficial Holders of OP Units.

Exhibit (a)(1)(E) Exhibit (a)(1)(E) September 4, 2019 Dear Unitholder in Empire State Realty OP, L.

September 4, 2019 EX-99.(A)(1)(C)

Form of Letter to Brokers, Dealers and Other Nominees.

Exhibit (a)(1)(C) Exhibit (a)(1)(C) EMPIRE STATE REALTY OP, L.P. OFFER TO EXCHANGE SERIES 2019 PRIVATE PERPETUAL PREFERRED OPERATING PARTNERSHIP UNITS FOR SERIES ES OPERATING PARTNERSHIP UNITS SERIES 60 OPERATING PARTNERSHIP UNITS SERIES 250 OPERATING PARTNERSHIP UNITS AND SERIES PR OPERATING PARTNERSHIP UNITS THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 12:00 MIDNIGHT, NEW YORK CITY TIME, ON OC

September 4, 2019 EX-99.(A)(5)(A)

Press release of Empire State Realty Trust, Inc., dated September 4, 2019.

Exhibit (a)(5)(A) Exhibit (a)(5)(A) EMPIRE STATE REALTY TRUST LAUNCHES SERIES 2019 PRIVATE PERPETUAL PREFERRED STOCK EXCHANGE OFFER OPERATING PARTNERSHIP UNITHOLDERS OFFERED GREATER THAN 66% INCREASE IN DISTRIBUTIONS, IN TAX-DEFERRED SECURITY New York, New York, September 4, 2019 – Empire State Realty Trust, Inc.

September 4, 2019 EX-99.(A)(1)(A)

Offer to Exchange, dated September 4, 2019.

Exhibit (a)(1)(A) Table of Contents Exhibit (a)(1)(A) EMPIRE STATE REALTY OP, L.P. OFFER TO EXCHANGE SERIES 2019 PRIVATE PERPETUAL PREFERRED OPERATING PARTNERSHIP UNITS FOR SERIES ES OPERATING PARTNERSHIP UNITS SERIES 60 OPERATING PARTNERSHIP UNITS SERIES 250 OPERATING PARTNERSHIP UNITS AND SERIES PR OPERATING PARTNERSHIP UNITS CUSIP No. Series 2019 Preferred Units Offered Series ES OP Units (NYSE

September 4, 2019 SC TO-I

ESBA / Empire State Realty Op, L.P. SC TO-I - - SCHEDULE TO

Schedule TO SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Empire State Realty OP, L.P. (Name of Subject Company (Issuer) and Filing Person (Offeror)) Series ES operating partnership units 292102100 Series 60 operating partnership units 292102209 Series 250 operating partnership

September 4, 2019 EX-99.(A)(1)(B)(IV)

Letter of Transmittal for holders of Series PR OP Units, dated September 4, 2019.

Exhibit (a)(1)(B)(iv) Exhibit (a)(1)(B)(iv) LETTER OF TRANSMITTAL FOR USE BY REGISTERED HOLDERS OF SERIES PR OPERATING PARTNERSHIP UNITS To tender your OP Units: (1) Indicate the number of Series PR OP Units you wish to tender in the box below.

August 1, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2019 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporation) (Com

July 31, 2019 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36106 EMPIRE STATE REALTY OP,

July 24, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2019 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporati

July 24, 2019 EX-99.2

Page 2

EX-99.2 3 d782618dex992.htm EXHIBIT 99.2 Exhibit 99.2 Second Quarter 2019 Table of Contents Page Summary Company Profile 3 Financial Highlights 4 Selected Property Data Property Summary Net Operating Income 5 Net Operating Income and Initial Free Rent Burn-Off 6 Leasing Activity 7 Portfolio Expirations and Vacates Summary 9 Property Detail 10 Tenant Lease Expirations 11 Largest Tenants and Portfol

July 24, 2019 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES SECOND QUARTER 2019 RESULTS - Earnings of $0.06 Per Fully Diluted Share - - Core FFO of $0.22 Per Fully Diluted Share - - Leased 261,052 Square Feet of Office and Retail Space -

Exhibit 99.1 Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES SECOND QUARTER 2019 RESULTS - Earnings of $0.06 Per Fully Diluted Share - - Core FFO of $0.22 Per Fully Diluted Share - - Leased 261,052 Square Feet of Office and Retail Space - New York, New York, July 24, 2019—Empire State Realty Trust, Inc. (NYSE: ESRT) (the “Company”), a real estate investment trust with office and retail properties

May 21, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2019 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporatio

May 21, 2019 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES CFO TRANSITION PLAN

EX-99.1 2 d755238dex991.htm EXHIBIT 99.1 Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES CFO TRANSITION PLAN New York, New York, May 21, 2019 — Empire State Realty Trust, Inc. (NYSE: ESRT) (the “Company”), a leading real estate investment trust with office and retail properties in Manhattan and the greater New York metropolitan area, today announced that David A. Karp will be stepping down from h

May 2, 2019 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2019 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36106 EMPIRE STATE REALTY OP,

April 24, 2019 EX-99.2

First Quarter 2019 Table of Contents Page Summary Company Profile 3 Financial Highlights 4 Selected Property Data Property Summary Net Operating Income 5 Net Operating Income and Initial Free Rent Burn-Off 6 Leasing Activity 7 Portfolio Expirations a

EX-99.2 3 d738530dex992.htm EXHIBIT 99.2 Exhibit 99.2 First Quarter 2019 Table of Contents Page Summary Company Profile 3 Financial Highlights 4 Selected Property Data Property Summary Net Operating Income 5 Net Operating Income and Initial Free Rent Burn-Off 6 Leasing Activity 7 Portfolio Expirations and Vacates Summary 9 Property Detail 10 Tenant Lease Expirations 11 Largest Tenants and Portfoli

April 24, 2019 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES FIRST QUARTER 2019 RESULTS - Earnings of $0.03 Per Fully Diluted Share - - Core FFO of $0.19 Per Fully Diluted Share - - Leased 308,051 Square Feet of Office and Retail Space -

EX-99.1 2 d738530dex991.htm EXHIBIT 99.1 Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES FIRST QUARTER 2019 RESULTS - Earnings of $0.03 Per Fully Diluted Share - - Core FFO of $0.19 Per Fully Diluted Share - - Leased 308,051 Square Feet of Office and Retail Space - New York, New York, April 24, 2019—Empire State Realty Trust, Inc. (NYSE: ESRT) (the “Company”), a real estate investment trust with

April 24, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2019 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporat

February 28, 2019 10-K

ESBA / Empire State Realty Op, L.P. 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36106 EMPIRE STATE REALTY OP, L.P.

February 28, 2019 EX-21.1

Subsidiaries of Registrant

LIST OF SUBSIDIARIES OF EMPIRE STATE REALTY TRUST, INC. List of subsidiaries of Empire State Realty Trust, Inc.* Empire State Realty OP, L.P. ESRT 10 BK St., L.L.C. ESRT 10 Union Square, L.L.C. ESRT 103-107 Main St., L.L.C. ESRT 112 West 34th Street GP, L.L.C. ESRT 112 West 34th Street, L.P. ESRT 1333 Broadway, L.L.C. ESRT 1350 Broadway, L.L.C. ESRT 1359 Broadway, L.L.C. ESRT 1400 Broadway GP, L.L

February 20, 2019 EX-99.2

Page 2

Exhibit 99.2 Fourth Quarter 2018 Table of Contents Page Summary Company Profile 3 Financial Highlights 4 Selected Property Data Property Summary Net Operating Income 5 Net Operating Income and Initial Free Rent Burn-Off 6 Leasing Activity 7 Portfolio Expirations and Vacates Summary 9 Property Detail 10 Tenant Lease Expirations 11 Largest Tenants and Portfolio Tenant Diversification by Industry 14

February 20, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2019 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorpo

February 20, 2019 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES FOURTH QUARTER 2018 RESULTS - Earnings of $0.13 Per Fully Diluted Share - - Core FFO of $0.29 Per Fully Diluted Share - - Leased 246,760 Square Feet of Office and Retail Space -

EX-99.1 Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES FOURTH QUARTER 2018 RESULTS - Earnings of $0.13 Per Fully Diluted Share - - Core FFO of $0.29 Per Fully Diluted Share - - Leased 246,760 Square Feet of Office and Retail Space - New York, New York, February 20, 2019 - Empire State Realty Trust, Inc. (NYSE: ESRT) (the “Company”), a real estate investment trust with office and retail propertie

November 6, 2018 EX-10.45

First Amendment, dated as of October 5, 2018, to the Amended and Restated Employment Agreement between Empire State Realty Trust, Inc. and Anthony E. Malkin, dated April 5, 2016.

EX-10.45 2 exhibit1045firstamendmentt.htm EXHIBIT 10.45 Exhibit 10.45 FIRST AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT This FIRST AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Amendment”) dated as of October 5, 2018, is entered into by and between Empire State Realty Trust, Inc., a Maryland corporation (the “Company”) and Anthony E. Malkin (the “Executive”). WHEREAS, th

November 6, 2018 10-Q

ESBA / Empire State Realty Op, L.P. 10-Q (Quarterly Report)

10-Q 1 esrop9-30x1810xq.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2018 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numb

October 31, 2018 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 d625882d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2018 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jur

October 31, 2018 EX-99.2

Page 2

EX-99.2 3 d625882dex992.htm EX-99.2 Exhibit 99.2 Third Quarter 2018 Table of Contents Page Summary Company Profile 3 Financial Highlights 4 Selected Property Data Property Summary Net Operating Income 5 Net Operating Income and Initial Free Rent Burn-Off 6 Leasing Activity 7 Portfolio Expirations and Vacates Summary 9 Property Detail 10 Tenant Lease Expirations 11 Largest Tenants and Portfolio Ten

October 31, 2018 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES THIRD QUARTER 2018 RESULTS - Earnings of $0.10 Per Fully Diluted Share - - Core FFO of $0.25 Per Fully Diluted Share - - Leased 354,099 Square Feet of Office and Retail Space -

EX-99.1 Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES THIRD QUARTER 2018 RESULTS - Earnings of $0.10 Per Fully Diluted Share - - Core FFO of $0.25 Per Fully Diluted Share - - Leased 354,099 Square Feet of Office and Retail Space - New York, New York, October 31, 2018 - Empire State Realty Trust, Inc. (NYSE: ESRT) (the “Company”), a real estate investment trust with office and retail properties

August 3, 2018 10-Q

ESBA / Empire State Realty Op, L.P. 10-Q (Quarterly Report)

10-Q 1 esrop6-30x1810xq.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2018 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0

July 25, 2018 EX-99.2

Second Quarter 2018

EX-99.2 Exhibit 99.2 Second Quarter 2018 Table of Contents Page Summary Company Profile 3 Financial Highlights 4 Selected Property Data Property Summary Net Operating Income 5 Net Operating Income and Initial Free Rent Burn-Off 6 Leasing Activity 7 Portfolio Expirations and Vacates Summary 9 Property Detail 10 Tenant Lease Expirations 11 Largest Tenants and Portfolio Tenant Diversification by Indu

July 25, 2018 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES SECOND QUARTER 2018 RESULTS - Earnings of $0.10 Per Fully Diluted Share - - Core FFO of $0.24 Per Fully Diluted Share - - Leased 143,417 Square Feet of Office and Retail Space -

EX-99.1 2 d582780dex991.htm EX-99.1 Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES SECOND QUARTER 2018 RESULTS - Earnings of $0.10 Per Fully Diluted Share - - Core FFO of $0.24 Per Fully Diluted Share - - Leased 143,417 Square Feet of Office and Retail Space - New York, New York, July 25, 2018 - Empire State Realty Trust, Inc. (NYSE: ESRT) (the “Company”), a real estate investment trust with off

July 25, 2018 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2018 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporati

May 3, 2018 10-Q

ESBA / Empire State Realty Op, L.P. 10-Q (Quarterly Report)

10-Q 1 esrop3-31x1810xq.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2018 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number:

April 25, 2018 EX-99.2

Page 2

EX-99.2 3 d560361dex992.htm EX-99.2 Exhibit 99.2 First Quarter 2018 Table of Contents Page Summary Company Profile 3 Financial Highlights 4 Selected Property Data Property Summary Net Operating Income 5 Net Operating Income and Initial Free Rent Burn-Off 6 Leasing Activity 7 Portfolio Expirations and Vacates Summary 9 Property Detail 10 Tenant Lease Expirations 11 Largest Tenants and Portfolio Ten

April 25, 2018 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 d560361d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2018 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Juris

April 25, 2018 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES FIRST QUARTER 2018 RESULTS - Earnings of $0.06 Per Fully Diluted Share - - Core FFO of $0.20 Per Fully Diluted Share - - Leased 259,530 Square Feet of Office and Retail Space -

EX-99.1 Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES FIRST QUARTER 2018 RESULTS - Earnings of $0.06 Per Fully Diluted Share - - Core FFO of $0.20 Per Fully Diluted Share - - Leased 259,530 Square Feet of Office and Retail Space - New York, New York, April 25, 2018—Empire State Realty Trust, Inc. (NYSE: ESRT) (the “Company”), a real estate investment trust with office and retail properties in M

February 28, 2018 EX-21.1

Subsidiaries of Registrant

LIST OF SUBSIDIARIES OF EMPIRE STATE REALTY TRUST, INC. List of subsidiaries of Empire State Realty Trust, Inc.* Empire State Realty OP, L.P. ESRT 10 BK St., L.L.C. ESRT 10 Union Square, L.L.C. ESRT 103-107 Main St., L.L.C. ESRT 112 West 34th Street GP, L.L.C. ESRT 112 West 34th Street, L.P. ESRT 1333 Broadway, L.L.C. ESRT 1350 Broadway, L.L.C. ESRT 1359 Broadway, L.L.C. ESRT 1400 Broadway GP, L.L

February 28, 2018 10-K

ESBA / Empire State Realty Op, L.P. 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36106 EMPIRE STATE REALTY OP, L.P.

February 28, 2018 EX-10.22

Form of Empire State Realty Trust, Inc. Independent Director Indemnification Agreement.

EX-10.22 2 exhibit1022formofesrtindep.htm EXHIBIT 10.22 Exhibit 10.22 INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (“Agreement”) is made and entered into as of the day of 20, by and among EMPIRE STATE REALTY TRUST, INC., a Maryland corporation (the “Company”), EMPIRE STATE REALTY OP, L.P., a Delaware limited partnership (the “Partnership” and together with the Company, the “Indemnitors

February 21, 2018 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 d516225d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2018 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Ju

February 21, 2018 EX-99.2

Page 2

EX-99.2 3 d516225dex992.htm EX-99.2 Exhibit 99.2 Fourth Quarter 2017 Table of Contents Page Summary Company Profile 3 Financial Highlights 4 Selected Property Data Property Summary Net Operating Income 5 Net Operating Income and Initial Free Rent Burn-Off 6 Leasing Activity 7 Property Detail 9 Tenant Lease Expirations 10 Largest Tenants and Portfolio Tenant Diversification by Industry 13 Capital E

February 21, 2018 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES FOURTH QUARTER 2017 RESULTS - Earnings of $0.11 Per Fully Diluted Share - - Core FFO of $0.25 Per Fully Diluted Share - - Leased 274,988 Square Feet of Office and Retail Space -

EX-99.1 Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES FOURTH QUARTER 2017 RESULTS - Earnings of $0.11 Per Fully Diluted Share - - Core FFO of $0.25 Per Fully Diluted Share - - Leased 274,988 Square Feet of Office and Retail Space - New York, New York, February 21, 2018 - Empire State Realty Trust, Inc. (NYSE: ESRT) (the ?Company?), a real estate investment trust with office and retail propertie

December 14, 2017 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES PRIVATE PLACEMENT OF $450 MILLION IN UNSECURED NOTES

EX-99.1 3 d507107dex991.htm EX-99.1 Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES PRIVATE PLACEMENT OF $450 MILLION IN UNSECURED NOTES New York, New York, December 14, 2017 — Empire State Realty Trust, Inc. (NYSE: ESRT) (the “Company”), a leading real estate investment trust with office and retail properties in Manhattan and the greater New York metropolitan area, today announced that its opera

December 14, 2017 EX-10.1

Note Purchase Agreement, dated December 13, 2017, among Empire State Realty OP, L.P., Empire State Realty Trust, Inc. and the purchasers named therein.

EX-10.1 Exhibit 10.1 EXECUTION VERSION EMPIRE STATE REALTY OP, L.P. EMPIRE STATE REALTY TRUST, INC. $115,000,000 4.08% Series D Senior Notes due January 22, 2028 $160,000,000 4.26% Series E Senior Notes due March 22, 2030 $175,000,000 4.44% Series F Senior Notes due March 22, 2033 NOTE PURCHASE AGREEMENT Dated December 13, 2017 TABLE OF CONTENTS Page SECTION 1. Authorization of Notes 1 SECTION 2.

December 14, 2017 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 d507107d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2017 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Ju

November 6, 2017 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2017 o TRANSITION REPORT PURSUANT

10-Q 1 esrop9-30x1710xq.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2017 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numb

October 31, 2017 EX-99.1

EMPIRE STATE REALTY TRUST ANNOUNCES THIRD QUARTER 2017 RESULTS - Earnings of $0.12 Per Fully Diluted Share - - Core FFO of $0.26 Per Fully Diluted Share - - Leased 487,854 Square Feet of Office Space -

EX-99.1 2 d482618dex991.htm EX-99.1 Exhibit 99.1 EMPIRE STATE REALTY TRUST ANNOUNCES THIRD QUARTER 2017 RESULTS - Earnings of $0.12 Per Fully Diluted Share - - Core FFO of $0.26 Per Fully Diluted Share - - Leased 487,854 Square Feet of Office Space - New York, New York, October 31, 2017—Empire State Realty Trust, Inc. (NYSE: ESRT) (the “Company”), a real estate investment trust with office and ret

October 31, 2017 EX-99.2

Page 2

EX-99.2 3 d482618dex992.htm EX-99.2 Exhibit 99.2 Third Quarter 2017 Table of Contents Page Summary Company Profile 3 Financial Highlights 4 Selected Property Data Property Summary and Initial Free Rent Burn-Off 5 Property Detail 10 Tenant Lease Expirations 11 Largest Tenants and Portfolio Tenant Diversification by Industry 14 Capital Expenditures and Redevelopment Program 15 Observatory Summary 16

October 31, 2017 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 d482618d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2017 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jur

September 5, 2017 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 d452258d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 29, 2017 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Juri

September 5, 2017 EX-10.1

Amended and Restated Credit Agreement, dated August 29, 2017, among the Company, the Operating Partnership, as borrower, Bank of America, N.A., as administrative agent, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Wells Fargo Securities, LLC as Joint Lead Arrangers and Joint Bookrunners, Wells Fargo, National Association and Capital One, National Association, as co-syndication agents, and the lenders party thereto

EX-10.1 Exhibit 10.1 EXECUTION COPY Published CUSIP Number: 29210DAH9 AMENDED AND RESTATED CREDIT AGREEMENT Dated as of August 29, 2017 Among EMPIRE STATE REALTY OP, L.P., as Borrower, EMPIRE STATE REALTY TRUST, INC., BANK OF AMERICA, N.A., as Administrative Agent, and The Lenders and L/C Issuers Party Hereto, WELLS FARGO BANK, NATIONAL ASSOCIATION and CAPITAL ONE, NATIONAL ASSOCIATION, as Co-Synd

August 3, 2017 EX-12.2

Years Ended December 31,

EX-12.2 Exhibit 12.2 Ratio of Earnings to Fixed Charges (Unaudited) The Company The Predecessor Six Months Ended June 30, 2017 Years Ended December 31, October 7, through December 31, 2013 January 1, through October 6, 2013 Year Ended December 31, 2012 Empire State Realty Trust, Inc. 2016 2015 2014 Earnings: Income (loss ) from continuing operations $ 52,592 $ 113,396 $ 83,877 $ 74,865 $ 192,306 $

August 3, 2017 EX-12.1

Years Ended December 31,

EX-12.1 Exhibit 12.1 Ratio of Earnings to Fixed Charges (Unaudited) The Company The Predecessor Six Months Ended June 30, 2017 Years Ended December 31, October 7, through December 31, 2013 January 1, through October 6, 2013 Year Ended December 31, 2012 Empire State Realty OP, L.P. 2016 2015 2014 Earnings: Income (loss) from continuing operations $ 52,592 $ 113,396 $ 83,877 $ 74,865

August 3, 2017 S-3ASR

Empire State Realty Trust FORM S-3ASR

Form S-3ASR Table of Contents As filed with the Securities and Exchange Commission on August 3, 2017 Registration Statement No.

August 3, 2017 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2017 o TRANSITION REPORT PURSUANT TO S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2017 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36106 EMPIRE STATE REALTY OP,

July 26, 2017 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2017 EMPIRE STATE REALTY TRUST, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-36105 37-1645259 (State or other Jurisdiction of Incorporati

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