Statistik Asas
| LEI | 549300TYVWPHZ1HNWL70 |
| CIK | 1678130 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
| August 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for use of the Commission Only (as permit |
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| May 21, 2025 |
DISTRIBUTION AGREEMENT This DISTRIBUTION AGREEMENT (this “Agreement”) made as of May 20, 2025 by and between the RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. |
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| May 21, 2025 |
CONSENT OF COUNSEL We hereby consent to the use of our name and to the references to our Firm under the caption “Legal Matters” in the Prospectus and the caption “Legal Counsel” in the Statement of Additional Information included in Post-Effective Amendment No. |
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| May 21, 2025 |
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. Up to 10,000,000 Shares of Common Stock Filed Pursuant to Rule 424(b)(5) File No. 333-282688 Prospectus Supplement (To Prospectus dated April 9, 2025) RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. Up to 10,000,000 Shares of Common Stock RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (the “Fund”) has entered into a distribution agreement, dated May 20, 2025 (the “Distribution Agreement”), with ALPS Distributors, Inc. (th |
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| May 21, 2025 |
As filed with the Securities and Exchange Commission on May 20, 2025 As filed with the Securities and Exchange Commission on May 20, 2025 1933 Act File No. |
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| May 21, 2025 |
SUB-PLACEMENT AGENT AGREEMENT ALPS Distributors, Inc. 1290 Broadway, Suite 1000 Denver, CO 80203 SUB-PLACEMENT AGENT AGREEMENT ALPS Distributors, Inc. 1290 Broadway, Suite 1000 Denver, CO 80203 May 20, 2025 UBS Securities LLC 1285 Avenue of the Americas New York, New York 10019 RE: At-the-Market Offerings by RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. Ladies and Gentlemen: From time to time ALPS Distributors, Inc. (the “Distributor”, “we” or “us”) will act as manager of registered |
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| April 14, 2025 |
BASE PROSPECTUS $300,000,000 RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. |
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| April 7, 2025 |
Faegre Drinker Biddle & Reath LLP 320 South Canal Street, Suite 3300 Chicago, IL 60606 (312) 569-1000 (Phone) (312) 569-3000 (Facsimile) www. |
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| March 21, 2025 |
Faegre Drinker Biddle & Reath LLP 320 South Canal Street, Suite 3300 Chicago, IL 60606 (312) 569-1000 (Phone) (312) 569-3000 (Facsimile) www. |
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| February 20, 2025 |
Faegre Drinker Biddle & Reath LLP 320 South Canal Street, Suite 3300 Chicago, IL 60606 (312) 569-1000 (Phone) (312) 569-3000 (Facsimile) www. |
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| January 31, 2025 |
Faegre Drinker Biddle & Reath LLP 320 S. Canal Street, Suite 3300 Chicago, IL 60606 (312) 569-1000 (Phone) (312) 569-3000 (Facsimile) www.faegredrinker.com January 31, 2025 VIA EDGAR TRANSMISSION U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Lauren Hamilton Re: RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (the “Fund”) (File Nos. 333-282688; |
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| November 29, 2024 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 30-0948700 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 3 |
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| November 26, 2024 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 30-0948700 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 3 |
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| October 31, 2024 |
As filed with the Securities and Exchange Commission on October 31, 2024 As filed with the Securities and Exchange Commission on October 31, 2024 1933 Act File No. |
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| October 31, 2024 |
EXECUTION VERSION Subscription Agent and Information Agent Agreement Between RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. |
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| October 31, 2024 |
+ RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. Subscription Agent: Computershare Trust Company, N.A. Information Agent: Georgeson LLC Banks, brokers and shareholders call toll-free: (866) 357 - 5086 SUBSCRIPTION RIGHTS CERTIFICATE VOID IF NOT RECEIVED BY THE SUBSCRIPTION AGENT BEFORE 5:00 P.M. EASTERN TIME ON THE EXPIRATION DATE: November 25, 2024 (unless extended) RIVERNORTH/ DOUBLELINE |
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| October 31, 2024 |
RiverNorth/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC. ARTICLES SUPPLEMENTARY RiverNorth/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC. ARTICLES SUPPLEMENTARY RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (the “Corporation”), a Maryland corporation, hereby certifies to the State Department of Assessments and Taxation of Maryland (the “SDAT”) that: RECITALS FIRST: The Corporation is authorized under Article IV of the charter of the Corporation, as amended (the “Charter |
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| October 31, 2024 |
Prospectus Supplement Filed Pursuant to Rule 424(b)(2) (to Prospectus dated November 10, 2021) File No. |
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| October 31, 2024 |
October 31, 2024 RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. 360 South Rosemary Avenue Suite 1420 West Palm Beach, Florida 33401 Re: Registration Statement on Form N-2 (File No. 333-260203) Ladies and Gentlemen: We have acted as special “Maryland law” counsel to RiverNorth/DoubleLine Strategic Opportunity Fund, Inc., a Maryland corporation (the “Fund”), and a closed-end investment compa |
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| October 31, 2024 |
CONSENT OF COUNSEL We hereby consent to the use of our name and to the references to our Firm under the caption “Legal Matters” in the Prospectus and the caption “Legal Counsel” in the Statement of Additional Information included in Post-Effective Amendment No. |
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| October 31, 2024 |
NOTICE OF GUARANTEED DELIVERY For Common Stock and New Series C Preferred Stock of RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. |
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| October 17, 2024 |
Faegre Drinker Biddle & Reath LLP 320 South Canal Street, Suite 3300 Chicago, IL 60606 (312) 569-1000 (Phone) (312) 569-3000 (Facsimile) www. |
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| August 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for use of the Commission Only (as permit |
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| August 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for use of the Commission Only (as permit |
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| April 3, 2023 |
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. Statement of Investments September 30, 2022 (Unaudited) Shares/Description Value CLOSED-END FUNDS (10.93%) 139,941 Apollo Tactical Income Fund, Inc. $ 1,648,505 153,742 Barings Global Short Duration High Yield Fund 1,878,727 356,322 BlackRock 2022 Global Income Opportunity Trust 15,037 1,000 BlackRock Corporate High Yield Fund, Inc. 8,550 86,4 |
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| February 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) RiverNorth/DoubleLine Strategic Opportunity Fund Inc (Name of Issuer) 4.75% Series B Cumulative Preferred Stock (Liquidation Preference $25.00 per share) (Title of Class of Securities) 76882G404 (CUSIP Number) December 30, 2022 (Date of Event Which Require |
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| January 27, 2023 |
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. Statement of Investments September 30, 2022 (Unaudited) Shares/Description Value CLOSED-END FUNDS (10.93%) 139,941 Apollo Tactical Income Fund, Inc. $ 1,648,505 153,742 Barings Global Short Duration High Yield Fund 1,878,727 356,322 BlackRock 2022 Global Income Opportunity Trust 15,037 1,000 BlackRock Corporate High Yield Fund, Inc. 8,550 86,4 |
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| November 29, 2022 |
NPORT-EX 2 fp0080945-1nportex.htm RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. Statement of Investments September 30, 2022 (Unaudited) Shares/Description Value CLOSED-END FUNDS (10.93%) 139,941 Apollo Tactical Income Fund, Inc. $ 1,648,505 153,742 Barings Global Short Duration High Yield Fund 1,878,727 356,322 BlackRock 2022 Global Income Opportunity Trust 15,037 1,000 BlackRock Corporat |
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| August 26, 2022 |
Faegre Drinker Biddle & Reath LLP 320 South Canal Street Suite 3300 Chicago, IL 60606 (312) 569-1000 (Phone) (312) 569-3000 (Facsimile) www. |
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| August 25, 2022 |
Form of Notice of Guaranteed Delivery for Rights Offering.* NOTICE OF GUARANTEED DELIVERY For Common Stock of RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. |
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| August 25, 2022 |
Franklin Rule 12d1-4 Funds of Funds Investment Agreement dated January 20, 2022.* RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENT THIS AGREEMENT, dated as of January 20, 2022, is among each entity listed on Schedule A (as amended from time to time), severally and not jointly, an ?Acquiring Fund?), and each Acquired Fund listed on Schedule A (as amended from time to time), severally and not jointly (each, an ?Acquired Fund? and together with the AcquiringFunds, the ?Funds?). |
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| August 25, 2022 | ||
| August 25, 2022 |
As filed with the Securities and Exchange Commission on August 25, 2022 As filed with the Securities and Exchange Commission on August 25, 2022 1933 Act File No. |
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| August 25, 2022 |
BlackRock Closed-End Fund Rule 12d1-4 Fund of Funds Investment Agreement dated January 19, 2022.* BLACKROCK CLOSED-END RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENT THIS FUND OF FUNDS INVESTMENT AGREEMENT (the ?Agreement?), dated as of January 19, 2022 (the ?Effective Date?), is made by and between each registered investment company listed on Schedule A hereto, on behalf of its portfolio series, as applicable (each, an ?Acquiring Fund?) and each BlackRock closed-end registered investment company listed on Schedule B hereto (each, an ?Acquired Fund?), each severally and not jointly. |
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| August 25, 2022 |
Subscription Agent Agreement.* Subscription Agent Agreement Between RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. |
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| August 25, 2022 |
Nuveen Closed-End Funds Rule 12d1-4 Investment Agreement dated January 19, 2022.* EXECUTION VERSION Nuveen Closed-End Funds RULE 12d1-4 INVESTMENT AGREEMENT THIS RULE 12d1-4 INVESTMENT AGREEMENT (the ?Agreement?), dated as of January 19, 2022 (the ?Effective Date?), is made by and between each registered investment company (each, a ?Registrant?), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an ?Acquiring Fund? or ?Acquired Fund? pursuant to the applicable schedule), each severally and not jointly. |
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| August 25, 2022 |
Voya Fund of Funds Investment Agreement dated January 19, 2022.* FUND OF FUNDS INVESTMENT AGREEMENT This FUND OF FUNDS INVESTMENT AGREEMENT (the ?Agreement?), dated as of January 19, 2022, is between each fund listed on Exhibit A (each an ?Acquiring Fund?), and each fund listed on Exhibit B (each an ?Acquired Fund? and, together with the Acquiring Funds, the ?Funds?). |
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| August 25, 2022 |
Georgeson LLC 1290 Avenue of the Americas, 9th Floor New York, NY 10104 www.georgeson.com August 18, 2022 RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. 360 South Rosemary Avenue, Suite 1420 West Palm Beach, FL 33401 Re: Information Agent This Letter of Agreement, including the Appendix attached hereto (collectively, this ?Agreement?), sets forth the terms and conditions of the engagement |
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| August 18, 2022 |
Prospectus Supplement (to Prospectus dated November 10, 2021) RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. |
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| August 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for use of the Commission Only (as permit |
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| May 31, 2022 |
See Notes to Schedule of Investments RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC. SCHEDULE OF INVESTMENTS March 31, 2022 (Unaudited) Shares/Description Value CLOSED-END FUNDS (15.56%) 132,899 Apollo Tactical Income Fund, Inc. $ 1,908,430 153,742 Barings Global Short Duration High Yield Fund 2,383,001 356,322 BlackRock 2022 Global Income Opportunity Trust 15,037 86,404 BrandywineGLOBAL - Global Income Opportunities Fund, Inc |
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| February 14, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 3)* RiverNorth DoubleLine Strategic Opportunity Fund Inc. (Name of Issuer) Common (Title of Class of Securities) 76882G107 (CUSIP Number) December 31, 2021 ( |
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| January 31, 2022 |
SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC. (Name of Issuer) 4.375% Series A Cumulative Preferred Stock (Liquidation Preference $25.00 per share) (Title of Class of Securities) 76882G206 (CUSIP Number) December 31, 2021 (Date of Event |
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| December 29, 2021 |
Distribution Agreement between Registrant and ALPS Distributors, Inc.* DISTRIBUTION AGREEMENT This DISTRIBUTION AGREEMENT (this "Agreement") made as of December 29, 2021 by and between the RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. |
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| December 29, 2021 |
As filed with the Securities and Exchange Commission on December 29, 2021 As filed with the Securities and Exchange Commission on December 29, 2021 1933 Act File No. |
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| December 29, 2021 |
Adoption Agreement incorporating the Agency Agreement between Registrant and DST Systems, Inc.* ADOPTION AGREEMENT This Adoption Agreement, dated as of November 17, 2021 (this ?Adoption Agreement?), by and among DST SYSTEMS, INC. |
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| December 29, 2021 |
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. Up to 10,000,000 Shares of Common Stock Filed Pursuant to Rule 424(b)(5) File No. 333-260203 Prospectus Supplement (To Prospectus dated November 10, 2021) RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. Up to 10,000,000 Shares of Common Stock RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (the ?Fund?) has entered into a distribution agreement, dated December 29, 2021 (the ?Distribution Agreement?), with ALPS Distributors, |
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| December 29, 2021 |
Sub-Placement Agent Agreement between ALPS Distributors, Inc. and UBS Securities LLC* SUB-PLACEMENT AGENT AGREEMENT ALPS Distributors, Inc. 1290 Broadway, Suite 1000 Denver, CO 80203 December 29, 2021 UBS Securities LLC 1285 Avenue of the Americas New York, New York 10019 RE: At-the-Market Offerings by RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. Ladies and Gentlemen: From time to time ALPS Distributors, Inc. (the "Distributor", "we" or "us") will act as manager of regist |
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| November 29, 2021 |
RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC. SCHEDULE OF INVESTMENTS September 30, 2021 (Unaudited) Shares/Description Value CLOSED-END FUNDS (12.23%)(a) 141,265 Barings Global Short Duration High Yield Fund $ 2,415,632 237,967 BlackRock 2022 Global Income Opportunity Trust 1,242,188 84,748 Blackstone Strategic Credit Fund 1,173,760 86,404 BrandywineGLOBAL - Global Income Opportunities F |
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| November 18, 2021 |
APPENDIX B RiverNorth/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC. ARTICLES SUPPLEMENTARY CUMULATIVE PERPETUAL PREFERRED SHARES, 4.75% SERIES B PERPETUAL Preferred Shares These Articles Supplementary, or ?Articles Supplementary,? establish a Series of Perpetual Preferred Shares of RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (the ?Corporation?). These Articles Supplementary constitute an |
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| November 18, 2021 |
November 18, 2021 RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. 433 W. Van Buren Street 1150-E Chicago, Illinois 60607 Faegre Drinker Biddle & Reath LLP One Logan Square, Ste. 2000 Philadelphia, PA 19103 Re: Registration Statement on Form N-2: 1933 Act File No.: 333-260203 1940 Act File No.: 811-23166 Ladies and Gentlemen: We have served as Maryland counsel to RiverNorth/DoubleLine Strate |
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| November 18, 2021 |
ADOPTION AGREEMENT This Adoption Agreement, dated as of November 17, 2021 (this ?Adoption Agreement?), by and among DST SYSTEMS, INC. |
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| November 18, 2021 |
Form of Master Selected Dealers Agreement for the 4.75% Series B Cumulative Preferred Stock* UBS SECURITIES LLC MASTER SELECTED DEALERS AGREEMENT REGISTERED SEC OFFERINGS AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES) December 4, 2019 2 This Master Selected Dealers Agreement (this ?Master SDA?), dated as of December 4, 2019, is by and between UBS Securities LLC (including its successors and assigns) (?we,? ?our,? ?us? or the ?Manager?) and the party named on the signature page hereof (a ?Dealer,? ?you? or ?your?). |
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| November 18, 2021 |
Form of Master Agreement Among Underwriters for the 4.75% Series B Cumulative Preferred Stock.* UBS SECURITIES LLC MASTER AGREEMENT AMONG UNDERWRITERS REGISTERED SEC OFFERINGS (INCLUDING MULTIPLE SYNDICATE OFFERINGS) AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES) December 2, 2020 2 This Master Agreement Among Underwriters (this ?Master AAU?), dated as of December 2, 2020, is by and between UBS Securities LLC (?we?) and the party named on the signature page hereto (an ?Underwriter,? as defined in Section 1. |
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| November 18, 2021 |
As filed with the Securities and Exchange Commission on November 18, 2021 As filed with the Securities and Exchange Commission on November 18, 2021 1933 Act File No. |
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| November 18, 2021 |
Faegre Drinker Biddle & Reath LLP 191 N. Wacker Drive, Ste. 3700 Chicago, IL 60606-1698 (312) 569-1100 (Phone) (312) 569-3107 (Facsimile) www.faegredrinker.com November 18, 2021 RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. 433 W. Van Buren Street, 1150-E Chicago, IL 60607 Re: RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. Ladies and Gentlemen: We have acted as counsel for RiverNo |
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| November 18, 2021 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 30-0948700 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 4 |
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| November 18, 2021 |
Underwriting Agreement for the 4.75% Series B Cumulative Preferred Stock.* RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. 2,400,000 Shares of 4.75% Series B Cumulative Preferred Stock UNDERWRITING AGREEMENT Dated: November 15, 2021 Table of Contents Page SECTION 1. Representations and Warranties 2 SECTION 2. Sale and Delivery to Underwriters; Closing 19 SECTION 3. Covenants of the Fund and the Advisers 20 SECTION 4. Payment of Expenses 23 SECTION 5. Conditions of |
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| November 18, 2021 |
4.2 Code of Ethics This Code of Ethics (the ?Code?) is a joint Code for RiverNorth Capital Management, LLC (the ?Adviser?) and RiverNorth Funds (the ?RiverNorth Funds?). It reflects the requirements of Section 204A of the Investment Advisers Act of 1940, Rule 204A-1 under that Act, and Rule 17j-1 under the Investment Company Act of 1940. The Adviser and the RiverNorth Funds are often referred to c |
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| November 18, 2021 |
November 18, 2021 RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. 433 W. Van Buren Street 1150-E Chicago, Illinois 60607 Re: Registration Statement on Form N-2 (File No. 333-260203) Ladies and Gentlemen: We have acted as special ?Maryland law? counsel to RiverNorth/DoubleLine Strategic Opportunity Fund, Inc., a Maryland corporation (the ?Fund?), and a closed-end investment company registere |
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| November 18, 2021 |
RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC. ARTICLES SUPPLEMENTARY RiverNorth/DoubleLine Strategic Opportunity Fund, Inc., a Maryland corporation (the ?Corporation?), hereby certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: Under a power contained in Article IV of the charter of the Corporation (the ?Charter?) and Sections 2-105 and 2-208 of the Mary |
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| November 17, 2021 |
PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424 (To Prospectus dated November 10, 2021) Registration Statement No. |
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| November 15, 2021 |
The information in this preliminary prospectus supplement is not complete and may be changed. |
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| November 15, 2021 |
Filed Pursuant to Rule 433 Issuer Free Writing Prospectus dated November 15, 2021 Relating to Preliminary Prospectus Supplement dated November 15, 2021 and Prospectus dated November 10, 2021 Registration No. |
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| November 8, 2021 |
Faegre Drinker Biddle & Reath LLP 191 N. Wacker Drive, Suite 3700 Chicago, IL 60606-1698 (312) 569-1000 (Phone) (312) 569-3000 (Facsimile) www.faegredrinker.com November 8, 2021 VIA EDGAR TRANSMISSION U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Daniel Greenspan and Lauren Hamilton Re: RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (the ?Fund |
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| November 3, 2021 |
Faegre Drinker Biddle & Reath LLP 191 N. Wacker Drive, Suite 3700 Chicago, IL 60606-1698 (312) 569-1000 (Phone) (312) 569-3000 (Facsimile) www.faegredrinker.com November 3, 2021 VIA EDGAR TRANSMISSION U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Daniel Greenspan and Lauren Hamilton Re: RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (the ?Fund |
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| September 3, 2021 |
As filed with the Securities and Exchange Commission on September 3, 2021 As filed with the Securities and Exchange Commission on September 3, 2021 1933 Act File No. |
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| September 3, 2021 |
Subscription Agent Agreement Between RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. |
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| September 3, 2021 |
Georgeson LLC 1290 Avenue of the Americas, 9th Floor New York, NY 10104 www.georgeson.com July 28, 2021 RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. 325 North LaSalle Street, Suite 645 Chicago, IL 60654 Re: Information Agent This Letter of Agreement, including the Appendix attached hereto (collectively, this ?Agreement?), sets forth the terms and conditions of the engagement of Georgeson |
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| September 3, 2021 | ||
| September 3, 2021 |
NOTICE OF GUARANTEED DELIVERY For Common Stock of RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. |
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| August 27, 2021 |
Prospectus Supplement (to Prospectus dated December 4, 2020) RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. |
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| July 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for use of the Commission Only (as permit |
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| June 24, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement. [ ] Confidential, for use of the Commission Only (as permit |
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| June 1, 2021 |
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. SCHEDULE OF INVESTMENTS March 31, 2021 (Unaudited) Shares/Description Value CLOSED-END FUNDS - 13.69%(a) 45,939 Angel Oak Dynamic Financial Strategies Income Term Trust $ 865,950 33,144 Ares Dynamic Credit Allocation Fund, Inc. 498,154 239,919 Barings Global Short Duration High Yield Fund 3,857,898 122,816 Blackstone Strategic Credit Fund 1,63 |
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| April 8, 2021 |
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. Up to 10,000,000 Shares of Common Stock Filed Pursuant to Rule 424(b)(5) File No. 333-230320 Prospectus Supplement (To Prospectus dated December 4, 2020) RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. Up to 10,000,000 Shares of Common Stock RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (the ?Fund?) has entered into a distribution agreement, dated April 7, 2021 (the ?Distribution Agreement?), with ALPS Distributors, Inc. |
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| April 8, 2021 |
As filed with the Securities and Exchange Commission on April 7, 2021 Securities Act File No. |
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| April 8, 2021 |
SUB-PLACEMENT AGENT AGREEMENT ALPS Distributors, Inc. 1290 Broadway, Suite 1000 Denver, CO 80203 April 7, 2021 UBS Securities LLC 1285 Avenue of the Americas New York, New York 10019 RE: At-the-Market Offerings by RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. Ladies and Gentlemen: From time to time ALPS Distributors, Inc. (the "Distributor", "we" or "us") will act as manager of registered |
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| April 8, 2021 |
DISTRIBUTION AGREEMENT This DISTRIBUTION AGREEMENT (this "Agreement") made as of April 7, 2021 by and between the RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. |
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| February 16, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 2)* RiverNorth DoubleLine Strategic Opportunity Fund Inc. (Name of Issuer) Common (Title of Class of Securities) 76882G107 (CUSIP Number) December 31, 2020 ( |
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| February 8, 2021 |
SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC. (Name of Issuer) 4.375% Series A Cumulative Preferred Stock (Title of Class of Securities) 76882G206 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Chec |
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| December 4, 2020 |
As filed with the Securities and Exchange Commission on December 3, 2020 Securities Act File No. |
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| December 4, 2020 |
CONFIDENTIAL Amendment No. 1 to Administration, Bookkeeping and Pricing Services Agreement This amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement as of November 11, 2020: Term Means “Existing Agreement” The Administration, Bookkeeping and Pricing Services Agreement between ALPS and the Trust dated December 2, 2019 “ALPS” ALPS Fund Services, Inc |
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| December 3, 2020 |
Faegre Drinker Biddle & Reath LLP 191 N. Wacker Drive, Suite 3700 Chicago, IL 60606-1698 (312) 569-1000 (Phone) (312) 569-3000 (Facsimile) www.faegredrinker.com December 3, 2020 VIA EDGAR TRANSMISSION U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Christopher Bellacicco Re: RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (the “Fund” or the “Regi |
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| November 27, 2020 |
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. SCHEDULE OF INVESTMENTS September 30, 2020 (Unaudited) Shares/Description Value CLOSED-END FUNDS - 11.46%(a) 79,732 Ares Dynamic Credit Allocation Fund, Inc. $ 1,011,002 19,606 BlackRock Floating Rate Income Trust 220,175 105,755 BrandywineGLOBAL - Global Income Opportunities Fund, Inc. 1,217,240 172,921 Eaton Vance, Ltd. Duration Income Fund |
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| November 23, 2020 |
Faegre Drinker Biddle & Reath LLP 191 N. Wacker Drive, Suite 3700 Chicago, IL 60606-1698 (312) 569-1000 (Phone) (312) 569-3000 (Facsimile) www.faegredrinker.com November 23, 2020 VIA EDGAR TRANSMISSION U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Christopher Bellacicco Re: RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (the “Fund” or the “Reg |
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| November 23, 2020 |
As filed with the Securities and Exchange Commission on November 23, 2020 As filed with the Securities and Exchange Commission on November 23, 2020 Securities Act File No. |
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| November 23, 2020 |
Faegre Drinker Biddle & Reath LLP 191 N. Wacker Drive, Ste. 3700 Chicago, IL 60606 Telephone: (312) 569-1000 Fax: (312) 569-3000 www.faegredrinker.com November 23, 2020 VIA EDGAR TRANSMISSION Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (the “Fund”) 1933 Act File No. 333-230320 1940 Act File No. 811-23166 Ladi |
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| November 23, 2020 |
ADOPTION AGREEMENT This Adoption Agreement, dated as of the 23rd of October, 2020 (this “Adoption Agreement”), by and among DST Systems, Inc. |
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| November 23, 2020 |
EX-99.25.N 3 fp0059613ex9925n.htm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of our report dated August 28, 2020, relating to the financial statements and financial highlights of RiverNorth/DoubleLine Strategic Opportunity Fund, Inc., for the year ended June 30, 2020, and to the references |
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| October 20, 2020 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 30-0948700 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 3 |
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| October 19, 2020 |
RiverNorth/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC. ARTICLES SUPPLEMENTARY ESTABLISHING AND FIXING THE RIGHTS AND PREFERENCES OF PERPETUAL Preferred shares DATED AS OF OCTOBER 19, 2020 RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (the “Corporation”), a Maryland corporation, hereby certifies to the State Department of Assessments and Taxation of Maryland that: RECITALS FIRST: The Corpo |
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| October 19, 2020 |
Form of Master Agreement Among Underwriters for the 4.375% Series A Cumulative Preferred Stock.* UBS SECURITIES LLC MASTER AGREEMENT AMONG UNDERWRITERS REGISTERED SEC OFFERINGS (INCLUDING MULTIPLE SYNDICATE OFFERINGS) AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES) December 4, 2019 This Master Agreement Among Underwriters (this “Master AAU”), dated as of December 4, 2019, is by and between UBS Securities LLC (“we”) and the party named on the signature page hereto (an “Underwriter,” as defined in Section 1. |
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| October 19, 2020 |
Underwriting Agreement for the 4.375% Series A Cumulative Preferred Stock.* RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. 2,200,000 Shares of 4.375% Series A Cumulative Preferred Stock UNDERWRITING AGREEMENT Dated: October 16, 2020 Table of Contents Page SECTION 1. Representations and Warranties 2 SECTION 2. Sale and Delivery to Underwriters; Closing 18 SECTION 3. Covenants of the Fund and the Advisers 19 SECTION 4. Payment of Expenses 23 SECTION 5. Conditions of |
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| October 19, 2020 |
PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424 (To Prospectus dated October 17, 2019) Registration Statement No. |
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| October 19, 2020 |
Consent of Independent Registered Public Accounting Firm.* CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of our report dated August 28, 2020, relating to the financial statements and financial highlights of RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. |
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| October 19, 2020 |
As filed with the Securities and Exchange Commission on October 19, 2020 1933 Act File No. |
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| October 19, 2020 |
Form of Master Selected Dealers Agreement for the 4.375% Series A Cumulative Preferred Stock.* UBS SECURITIES LLC MASTER SELECTED DEALERS AGREEMENT REGISTERED SEC OFFERINGS AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES) December 4, 2019 2 This Master Selected Dealers Agreement (this “Master SDA”), dated as of December 4, 2019, is by and between UBS Securities LLC (including its successors and assigns) (“we,” “our,” “us” or the “Manager”) and the party named on the signature page hereof (a “Dealer,” “you” or “your”). |
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| October 19, 2020 |
October 19, 2020 RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. 325 North LaSalle Street Suite 645 Chicago, Illinois 60654 Re: Registration Statement on Form N-2 (File No. 333-230320) Ladies and Gentlemen: We have acted as special “Maryland law” counsel to RiverNorth/DoubleLine Strategic Opportunity Fund, Inc., a Maryland corporation (the “Fund”), and a closed-end investment company regist |
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| October 16, 2020 |
Filed Pursuant to Rule 433 Issuer Free Writing Prospectus dated October 16, 2020 Relating to Preliminary Prospectus Supplement dated October 13, 2020 and Prospectus dated October 17, 2019 Registration No. |
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| October 13, 2020 |
The information in this preliminary prospectus supplement is not complete and may be changed. |
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| September 24, 2020 |
As filed with the Securities and Exchange Commission on September 24, 2020 Securities Act File No. |
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| September 11, 2020 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the registrant [X] Filed by a party other than the registrant [ ] Check the appropriate box: [ ] Preliminary proxy statement. [ ] Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)). [X] De |
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| September 3, 2020 |
MEMORANDUM Date: January 8, 2020 To: DoubleLine Clients From: Youse Guia, DoubleLine Chief Compliance Officer Re: Amended Code of Ethics Pursuant to Rule 17j-1 under the Investment Company Act of 1940 (the “’40 Act”) and the Investment Advisers Act Rule 204A-1, the DoubleLine Funds and the Advisers have adopted a Code of Ethics (the “Code”) to establish policies and procedures to prevent conflicts of interest and implement controls to regulate personal trading. |
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| September 3, 2020 | ||
| September 3, 2020 |
Master Custodian Agreement This Agreement is made as of March 3, 2014 by and between each management investment company identified on Appendix A hereto (each such investment company and each management investment company made subject to this Agreement in accordance with Section 20. |
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| September 3, 2020 |
As filed with the Securities and Exchange Commission on September 3, 2020 1933 Act File No. |
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| September 3, 2020 |
Compliance Policies and Procedures Manual Section 6 - Code of Ethics This Code of Ethics (the “Code”) is a joint Code for RiverNorth Capital Management, LLC (the “Adviser”), RiverNorth Funds (the “RiverNorth Funds”) and any subsequent funds advised by the Adviser. |
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| September 3, 2020 |
FIRST AMENDMENT THIS FIRST AMENDMENT dated as of December 13, 2019 (this “Amendment”) amends the Credit Agreement dated as of December 16, 2016 (the “Credit Agreement”) between RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. |
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| September 3, 2020 |
NOTICE OF GUARANTEED DELIVERY For Common Stock of RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. |
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| September 3, 2020 |
Certain identified information has been excluded from this exhibit because it is both (1) not material and (2) would likely cause competitive harm to the Registrant if publicly disclosed. |
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| September 3, 2020 |
December 6, 2019 State Street Bank and Trust Company 801 Pennsylvania Avenue Kansas City, Missouri 64105 Attention: Vice President - Mutual Funds Re: RiverNorth DoubleLine Strategic Opportunity Fund, Inc. |
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| September 3, 2020 |
ADOPTION AGREEMENT This Adoption Agreement, dated as of December 2, 2019 (this "Adoption Agreement"), by and among DST SYSTEMS, INC. |
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| September 3, 2020 |
Georgeson LLC 1290 Avenue of the Americas, 9th Floor New York, NY 10104 www.georgeson.com August 18, 2020 RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. 325 North LaSalle Street, Suite 645 Chicago, IL 60654 Re: Information Agent This Letter of Agreement, including the Appendix attached hereto (collectively, this “Agreement”), sets forth the terms and conditions of the engagement of Georges |
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| September 3, 2020 |
AGENCY AGREEMENT THIS AGREEMENT made the 24th day of October, 2018, by and between RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC. |
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| September 3, 2020 |
Subscription Agent Agreement Between RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. |
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| August 26, 2020 |
Prospectus Supplement (to Prospectus dated October 17, 2019) RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. |
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| May 29, 2020 |
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. SCHEDULE OF INVESTMENTS March 31, 2020 (Unaudited) Shares/Description Value CLOSED-END FUNDS - 17.36%(a) 79,732 Ares Dynamic Credit Allocation Fund, Inc. $ 860,308 67,208 BlackRock Floating Rate Income Trust 659,310 66,589 BlackRock Multi-Sector Income Trust 803,729 221,760 BrandywineGLOBAL - Global Income Opportunities Fund, Inc. 2,337,351 17 |
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| February 14, 2020 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 1)* RiverNorth DoubleLine Strategic Opportunity Fund Inc. (Name of Issuer) Common (Title of Class of Securities) 76882G107 (CUSIP Number) December 31, 2019 ( |
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| November 29, 2019 |
OPP / RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. NPORT-EX - - OPP SOI 9/30/19 RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. Schedule of Investments September 30, 2019 (Unaudited) Shares/Description Value CLOSED-END FUNDS - 19.66%(a) 186,122 BlackRock Corporate High Yield Fund, Inc. $ 2,000,812 172,077 BlackRock Credit Allocation Income Trust 2,343,689 65,805 BlackRock Floating Rate Income Strategies Fund, Inc. 807,427 331,929 BrandywineGLOBAL Global Income Opportun |
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| November 22, 2019 |
RSF / RiverNorth Marketplace Lending Corporation DEF 14A - - U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the registrant [X] Filed by a party other than the registrant [ ] Check the appropriate box: [ ] Preliminary proxy statement. [ ] Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)). [X] Definitive proxy st |
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| November 14, 2019 | ||
| November 14, 2019 | ||
| November 14, 2019 |
OPP / RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. POS EX - - 1933 Act File No. 333-230320 1940 Act File No. 811-23166 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 (Check appropriate box or boxes) [X] REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [ ] Pre-Effective Amendment No. [X] Post-Effective Amendment No. 1 and [X] REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 [X] Amendment No. 9 RiverNorth/DoubleLi |
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| November 14, 2019 |
Subscription Agent Agreement Between RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. |
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| November 14, 2019 |
Georgeson LLC 1290 Avenue of the Americas, 9th Floor New York, NY 10104 www.georgeson.com November 6, 2019 RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. 325 North LaSalle Street, Suite 645 Chicago, IL 60654 Re: Information Agent This Letter of Agreement, including the Appendix attached hereto (collectively, this “Agreement”), sets forth the terms and conditions of the engagement of George |
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| October 15, 2019 |
OPP / RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. CORRESP - - RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. 325 North LaSalle Street, Suite 645 Chicago, Illinois 60654 October 15, 2019 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (Registration Nos. 333-230320 and 811-23166) Ladies and Gentlemen: The undersigned, RiverNorth/DoubleLine Strategic Opportunity Fund |
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| October 11, 2019 |
OPP / RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. CORRESP - - October 11, 2019 Via EDGAR Correspondence Filing Jay Williamson, Esq. Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (the “Fund”) File Nos. 333-230320, 811-23166 Dear Mr. Williamson: We received the following comment provided by telephone conference on October 9, 2019 regardin |
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| September 23, 2019 |
OPP / RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. CORRESP - - September 23, 2019 Via EDGAR Correspondence Filing Jay Williamson, Esq. Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (the “Fund”) File Nos. 333-230320, 811-23166 Dear Mr. Williamson: We received comments provided by telephone conference on April 16, 2019 regarding the Regist |
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| May 30, 2019 |
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. Schedule of Investments March 31, 2019 (Unaudited) Shares/Description Value CLOSED-END FUNDS - 22.57%(a) 218,339 BlackRock Corporate High Yield Fund, Inc. $ 2,240,158 374,096 BlackRock Credit Allocation Income Trust 4,642,531 81,769 BlackRock Floating Rate Income Strategies Fund, Inc. 998, |
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| April 18, 2019 |
OPP / RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0101 Washington, D. |
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| February 14, 2019 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. )* RiverNorth DoubleLine Strategic Opportunity Fund Inc. (Name of Issuer) Common (Title of Class of Securities) 76882G107 (CUSIP Number) December 31, 2018 (D |
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| November 29, 2018 |
I, Patrick W. Galley, certify that: EX-99.CERT 2 certs.htm OFFICER CERTIFICATION Exhibit 99.CERT CERTIFICATION I, Patrick W. Galley, certify that: 1. I have reviewed this report on Form N-Q of RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circ |
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| November 29, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-23166 RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (Exact name of registrant as specified in charter) 325 North LaSalle Street, Suite 645, Chicago, Illinois 60654 (Address of principal |
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| August 20, 2018 |
OPP / RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. DEFINITIVE PROXY STATEMENT 1940 Act File No. 811-23166 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the registrant ☒ Filed by a party other than the registrant ☐ Check the appropriate box: ☐ Preliminary proxy statement. ☐ Confidential, for use of the Commission only (as permitted by Rule |
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| May 30, 2018 |
I, Patrick W. Galley, certify that: EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS Exhibit 99.CERT CERTIFICATION I, Patrick W. Galley, certify that: 1. I have reviewed this report on Form N-Q of RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the cir |
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| May 30, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-23166 RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (Exact name of registrant as specified in charter) 325 North LaSalle Street, Suite 645, Chicago, Illinois 60654 (Address of principal |
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| November 29, 2017 |
Rivernorth/doubleline Strategic Opportunity Fund, Inc. - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-23166 RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (Exact name of registrant as specified in charter) 325 North LaSalle Street, Suite 645, Chicago, Illinois 60654 (Address of principal |
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| November 29, 2017 |
I, Patrick W. Galley, certify that: EX-99.CERT 2 certs.htm OFFICER CERTIFICATION Exhibit 99.CERT CERTIFICATION I, Patrick W. Galley, certify that: 1. I have reviewed this report on Form N-Q of RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circ |
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| August 29, 2017 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. |
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| May 30, 2017 |
Rivernorth/doubleline Strategic Opportunity Fund, Inc. - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-23166 RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (Exact name of registrant as specified in charter) 325 North LaSalle Street, Suite 645, Chicago, Illinois 60654 (Address of principal |
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| May 30, 2017 |
I, Patrick W. Galley, certify that: EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS CERTIFICATION I, Patrick W. Galley, certify that: 1. I have reviewed this report on Form N-Q of RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under |
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| November 29, 2016 |
I, Patrick W. Galley, certify that: EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS Exhibit 99.CERT CERTIFICATION I, Patrick W. Galley, certify that: 1. I have reviewed this report on Form N-Q of RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the cir |
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| November 29, 2016 |
RiverNorth QUARTERLY NOTICE OF PORTFOLIO HOLDINGS (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-23166 RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (Exact name of registrant as specified in charter) 325 North LaSalle Street, Suite 645, Chicago, Illinois 60654 (Address of principal |
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| September 28, 2016 |
From: Walter Draney < [email protected]> Subject: Fwd: RIverNorth/DoubleLine Strategic Opportunity Fund, Inc. (File Nos. 333-212400; 811-23166) Date: September 27, 2016 at 10:41:27 AM CDT To: "Minore, Dominic" < [email protected]> Cc: Esmond Kim < [email protected]> Dominic - pursuant to our conversation, the Fund will disclose any additional underwriter compensation in the form of structuri |
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| September 23, 2016 |
Wells Fargo Securities, LLC 375 Park Avenue New York, New York 10152 VIA EDGAR September 23, 2016 Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| September 23, 2016 |
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. 325 North LaSalle Street, Suite 645 Chicago, Illinois 60654 September 23, 2016 Dominic Minore, Esq. Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (Registration Nos. 333-212400 and 811-23166) Dear Mr. Minore: The undersign |
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| September 23, 2016 |
September 23 , 2016 Via EDGAR Correspondence Filing Dominic Minore, Esq. Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (the ?Fund?) File Nos. 333-212400, 811-23166 Dear Mr. Minore: In advance of filing Pre-effective Amendment No. 5 to the Registration Statement on Form N-2 fo |
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| September 7, 2016 |
Chapman and Cutler LLP 111 West Monroe Street Chicago, Illinois 60603 September 7, 2016 Securities and Exchange Commission 100 Fifth Street, N. |
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| August 25, 2016 |
August 25, 2016 Via EDGAR Correspondence Filing Dominic Minore, Esq. Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (the ?Fund?) File Nos. 333-212400, 811-23166 Dear Mr. Minore: We have received your comments regarding the Registration Statement for the above captioned Fund vi |
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| August 25, 2016 |
August 25, 2016 Via EDGAR Correspondence Filing Dominic Minore, Esq. Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (the ?Fund?) File Nos. 333-212400, 811-23166 Dear Mr. Minore: We have received your comments regarding the Registration Statement for the above captioned Fund vi |
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| August 15, 2016 |
August 15, 2016 Via EDGAR Correspondence Filing Dominic Minore, Esq. Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (the ?Fund?) File Nos. 333-212400, 811-23166 Dear Mr. Minore: We have received your comments regarding the Registration Statement for the above captioned Fund in |
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| July 1, 2016 |
Securities and Exchange Commission Washington, D.C. 20549 Form N?8A Notification of Registration Filed Pursuant to Section 8(a ) of the Investment Company Act of 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection with such notifi |
