Statistik Asas
| LEI | 549300ZLBKR8VSU25153 |
| CIK | 1781335 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Otis Worldwide Corporation
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
| September 4, 2025 |
OTIS WORLDWIDE CORPORATION $500,000,000 5.131% NOTES DUE 2035 UNDERWRITING AGREEMENT Exhibit 1.1 OTIS WORLDWIDE CORPORATION $500,000,000 5.131% NOTES DUE 2035 UNDERWRITING AGREEMENT September 2, 2025 BofA Securities, Inc. Citigroup Global Markets Inc. Goldman Sachs & Co. LLC c/o BofA Securities, Inc. One Bryant Park New York, New York 10036 Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 Goldman Sachs & Co. LLC 200 West Street New York, New York 10282 A |
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| September 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2025 (September 2, 2025) OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of i |
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| September 4, 2025 |
Exhibit 4.2 EXECUTION VERSION SUPPLEMENTAL INDENTURE NO. 5 SUPPLEMENTAL INDENTURE No. 5, dated as of September 4, 2025 (the “Supplemental Indenture”), between OTIS WORLDWIDE CORPORATION, a corporation duly organized and existing under the laws of the State of Delaware (the “Company”), and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as trustee (the “Trustee”). RECITALS: WHEREAS, the Company an |
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| September 4, 2025 |
Otis Worldwide Corporation $500,000,000 5.131% Notes due 2035 TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(2) Registration No. 333-270834 Prospectus Supplement (To Prospectus dated March 24, 2023) Otis Worldwide Corporation $500,000,000 5.131% Notes due 2035 Otis Worldwide Corporation (“Otis” or the “Issuer”) is offering one series of fixed rate notes. The 5.131% Notes due 2035 (the “Notes”) will bear interest at the rate of 5.131% per annum and mature |
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| September 4, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form 424(b)(2) (Form Type) Otis Worldwide Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities The prospectus supplement to which this Exhibit is attached is a final prospectus for the related offering. |
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| September 2, 2025 |
SUBJECT TO COMPLETION PRELIMINARY PROSPECTUS SUPPLEMENT, DATED SEPTEMBER 2, 2025 TABLE OF CONTENTS This preliminary prospectus supplement relates to an effective registration statement under the Securities Act of 1933, as amended, but is not complete and may be changed. |
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| September 2, 2025 |
Final Term Sheet Otis Worldwide Corporation $500,000,000 5.131% Notes due 2035 Filed Pursuant to Rule 433 Registration Statement No. 333-270834 Final Term Sheet Otis Worldwide Corporation $500,000,000 5.131% Notes due 2035 Issuer: Otis Worldwide Corporation Offering Format: SEC Registered Title of Securities: 5.131% Notes due 2035 (the “Notes”) Trade Date: September 2, 2025 Settlement Date*: September 4, 2025 (T+2) Expected Ratings (Moody’s / S&P)**: Baa1 / BBB Principal Amo |
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| August 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2025 (August 24, 2025) OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incor |
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| August 8, 2025 |
Exhibit 10.01 EXECUTION VERSION REVOLVING CREDIT AGREEMENT dated as of August 8, 2025, among OTIS WORLDWIDE CORPORATION, the SUBSIDIARY BORROWERS party hereto, the LENDERS party hereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A., BOFA SECURITIES, INC., CITIBANK, N.A., HSBC SECURITIES (USA) INC. and SUMITOMO MITSUI BANKING CORPORATION, as Joint Lead Arrangers an |
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| August 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2025 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commissi |
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| July 24, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39221 OTIS |
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| July 24, 2025 |
Letter re: unaudited interim financial information.* Exhibit 15 July 24, 2025 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We are aware that our report dated July 24, 2025 on our review of interim financial information of Otis Worldwide Corporation, which appears in this Quarterly Report on Form 10-Q, is incorporated by reference in the Registration Statements on Form S-3 (Nos. 333-270830 and 333-270834) |
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| July 24, 2025 |
Offer Letter between Otis Worldwide Corporation and Jo Exhibit 10.1 Joseph Armas April 2025 Dear Joseph: I am pleased to offer you the position of President, Otis U.S. & Canada of Otis Worldwide Corporation (“Otis”), effective May 1, 2025, reporting to me. In connection with this appointment, your total rewards package will include: •Membership in Otis’ Executive Leadership Group (ELG), comprised of our most senior leaders. •A base salary of USD $650, |
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| July 23, 2025 |
Exhibit 99 OTIS REPORTS SECOND QUARTER 2025 RESULTS Otis delivers mid-single digit organic Service sales growth and continued Service operating profit margin expansion and reconfirms 2025 EPS outlook Second quarter 2025 •Service net sales up 6% with organic sales up 4%… Service operating profit margin up 20 bps •GAAP EPS down 3% and adjusted EPS down 1% •Maintenance portfolio units up 4% •Moderniz |
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| July 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2025 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commissio |
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| May 27, 2025 |
Exhibit 1.01 OTIS WORLDWIDE CORPORATION Conflict Minerals Report For the Year Ended December 31, 2024 1. Introduction Otis Worldwide Corporation (“Otis”) has prepared this Conflict Minerals Report (the “Report”) for the calendar year ended December 31, 2024, as required by Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). Terms used and not defined in this Report have the meanings |
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| May 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT OTIS WORLDWIDE CORPORATION (Exact name of the registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification No.) One Carrier Place Farmington, Connecticut 06032 ( |
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| May 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2025 (May 15, 2025) OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporati |
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| April 24, 2025 |
Letter re: unaudited interim financial information.* Exhibit 15 April 24, 2025 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We are aware that our report dated April 24, 2025 on our review of interim financial information of Otis Worldwide Corporation, which appears in this Quarterly Report on Form 10-Q, is incorporated by reference in the Registration Statements on Form S-3 (Nos. 333-270830 and 333-270834 |
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| April 24, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39221 OTI |
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| April 24, 2025 |
Exhibit 10.2 Otis Worldwide Corporation 2020 Long-Term Incentive Plan Restricted Stock Unit Award Schedule of Terms (February 4, 2025) This Schedule of Terms describes the material features of the Participant’s Restricted Stock Unit Award (the “RSU Award” or the “Award”) granted under the Otis Worldwide Corporation 2020 Long-Term Incentive Plan, as Amended and Restated as of January 1, 2024 (the “ |
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| April 24, 2025 |
Exhibit 10.1 Otis Worldwide Corporation 2020 Long-Term Incentive Plan Performance Share Unit Award Schedule of Terms (February 4, 2025) This Schedule of Terms describes the material features of the Participant’s Performance Share Unit Award (the “PSU Award” or the “Award”) granted under the Otis Worldwide Corporation 2020 Long-Term Incentive Plan, as Amended and Restated as of January 1, 2024 (the |
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| April 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Def |
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| April 23, 2025 |
Exhibit 99 OTIS REPORTS FIRST QUARTER 2025 RESULTS Otis delivers mid-single digit organic Service sales growth and strong Service operating profit margin expansion •Service net sales up 1% with organic sales up 4% •GAAP operating profit margin down 350 bps, adjusted operating profit margin up 40 bps •GAAP EPS down 29% and adjusted EPS up 5% •Maintenance portfolio units up 4% •Modernization orders up 12%, backlog up 13%, up 14% at constant currency •GAAP cash flow from operations of $190 million; adjusted free cash flow of $186 million •Share repurchases of approximately $250 million FARMINGTON, Conn. |
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| April 23, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2025 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commissi |
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| April 4, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ D |
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| March 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 19, 2025 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commissi |
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| March 24, 2025 |
Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF OTIS WORLDWIDE CORPORATION Incorporated under the Laws of the State of Delaware These Amended and Restated Bylaws (the “Bylaws”) of Otis Worldwide Corporation, a Delaware corporation, are effective as of March 19, 2025. ARTICLE I STOCKHOLDERS SECTION 1.1. Annual Meeting. The annual meeting of the stockholders of Otis Worldwide Corporation (the “Corporatio |
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| February 4, 2025 |
Insider trading policies and procedures. Corporate Policy Manual Exhibit 19 Section 30 Insider Trading A.Purpose B.Persons subject to the Policy C.Transactions subject to the Policy D.Individual Responsibility E.Administration of the Policy F.Statement of Policy G.Definition of Material Nonpublic Information H.Transactions by Family Members and Others I.Transactions by Entities that You Influence or Control J.Transactions under Company P |
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| February 4, 2025 |
Exhibit 24 OTIS WORLDWIDE CORPORATION Power of Attorney The undersigned, as a member of the Board of Directors, or as an officer of OTIS WORLDWIDE CORPORATION, a Delaware corporation (the “Corporation”), or as a member of a committee of said Board, or in all of said capacities, hereby constitutes and appoints CRISTINA MÉNDEZ, NORA E. |
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| February 4, 2025 |
Exhibit 10.46 Otis Worldwide Corporation 2020 Long-Term Incentive Plan Restricted Stock Unit Award (Off-Cycle) Schedule of Terms (February 6, 2024) This Schedule of Terms describes the material features of the Participant’s Restricted Stock Unit Award (the “RSU Award” or the “Award”) granted under the Otis Worldwide Corporation 2020 Long-Term Incentive Plan, as Amended and Restated as of January 1 |
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| February 4, 2025 |
Subsidiaries of the Registrant.* Exhibit 21 OTIS WORLDWIDE CORPORATION Subsidiary and Affiliate Listing December 31, 2024 Entity Name Place of Incorporation 9G Elevator Pte. |
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| February 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-39221 OTIS WORLDWIDE CORPORATIO |
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| February 4, 2025 |
Exhibit 22 List of Guarantor Subsidiaries Highland Holdings S.à r.l. (“Highland”) is a wholly-owned, indirect consolidated subsidiary of Otis Worldwide Corporation (“OWC”) and, as of December 31, 2024, the issuer of certain registered debt securities which are guaranteed by OWC. As of December 31, 2024, the registered debt securities were as follows: Registered Debt Securities Guaranteed by OWC an |
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| February 4, 2025 |
Exhibit 4.9 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of the date of the Annual Report on Form 10-K of which this exhibit is a part, Otis Worldwide Corporation (the “Company,” “Otis,” “we,” “us,” and “our”) has four classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “ |
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| January 29, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2025 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commis |
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| January 29, 2025 |
Exhibit 99 OTIS REPORTS FOURTH QUARTER AND FULL YEAR 2024 RESULTS Otis delivers solid fourth quarter and full year results; announces 2025 outlook with sustained earnings growth driven by continued Service momentum Fourth quarter 2024 •Net sales up 1. |
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| November 19, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2024 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commi |
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| November 19, 2024 |
Exhibit 5.3 2, rue Jean Bertholet L - 1233 Luxembourg T +352 26 12 29 1 F +352 26 68 43 31 Highland Holdings S.à r.l. 6, rue Jean Monnet L-2180 Luxembourg Grand Duchy of Luxembourg (the “Addressee”) Luxembourg, 19 November 2024 Ladies and Gentlemen, Highland Holdings S.à r.l. –€850,000,000 2.875% Notes due 2027 issue We have acted as special legal counsel in Luxembourg to Highland Holdings S.à r.l |
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| November 19, 2024 |
8-A12B 1 ny20038264x98a12b.htm FORM 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OTIS WORLDWIDE CORPORATION (Exact name of Registrant as specified in its charter) Delaware 83-3789412 (State or other jurisdiction of incorporation or o |
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| November 19, 2024 |
Exhibit 4.2 EXECUTION VERSION SUPPLEMENTAL INDENTURE NO. 4 SUPPLEMENTAL INDENTURE No. 4, dated as of November 19, 2024 (the “Supplemental Indenture”), between OTIS WORLDWIDE CORPORATION, a corporation duly organized and existing under the laws of the State of Delaware (the “Company”), and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as trustee (the “Trustee”). RECITALS: WHEREAS, the Company an |
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| November 19, 2024 |
Exhibit 4.5 EXECUTION VERSION SUPPLEMENTAL INDENTURE NO. 2 SUPPLEMENTAL INDENTURE No. 2, dated as of November 19, 2024 (the “Supplemental Indenture”), among HIGHLAND HOLDINGS S.À R.L., a private limited liability company (société à responsabilité limitée) incorporated and existing under the laws of Grand Duchy of Luxembourg (“Luxembourg”), having its registered office at 6, rue Jean Monnet, L-2180 |
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| November 15, 2024 |
TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(2) Registration No. 333-270834 333-270834-01 Prospectus Supplement (To Prospectus dated March 24, 2023) Highland Holdings S.à r.l. €850,000,000 2.875% Notes due 2027 Fully and Unconditionally Guaranteed by Otis Worldwide Corporation Highland Holdings S.à r.l. (“Highland” or the “Issuer”), a private limited liability company (société à responsabilit |
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| November 15, 2024 |
Table 1: Newly Registered and Carry Forward Securities Calculation of Filing Fee Tables S-3 Otis Worldwide Corp Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to be Paid 1 Debt 2. |
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| November 14, 2024 |
Exhibit 1.2 Execution Version HIGHLAND HOLDINGS S.À R.L. OTIS WORLDWIDE CORPORATION €850,000,000 2.875% NOTES DUE 2027 UNDERWRITING AGREEMENT November 13, 2024 HSBC Continental Europe J.P. Morgan Securities plc Morgan Stanley & Co. International plc SMBC Bank International plc BofA Securities Europe SA Citigroup Global Markets Limited Goldman Sachs & Co. LLC Banco Santander, S.A. Barclays Bank PLC |
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| November 14, 2024 |
Table 1: Newly Registered and Carry Forward Securities Calculation of Filing Fee Tables S-3 Otis Worldwide Corp Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to be Paid 1 Debt 5. |
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| November 14, 2024 |
OTIS WORLDWIDE CORPORATION $600,000,000 5.125% NOTES DUE 2031 UNDERWRITING AGREEMENT Exhibit 1.1 OTIS WORLDWIDE CORPORATION $600,000,000 5.125% NOTES DUE 2031 UNDERWRITING AGREEMENT November 12, 2024 HSBC Securities (USA) Inc. J.P. Morgan Securities LLC Morgan Stanley & Co. LLC SMBC Nikko Securities America, Inc. c/o HSBC Securities (USA) Inc. 66 Hudson Boulevard New York, New York 10001 J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 Morgan Stanley & Co. LL |
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| November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2024 (November 12, 2024) OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of i |
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| November 14, 2024 |
Otis Worldwide Corporation $600,000,000 5.125% Notes due 2031 TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(2) Registration No. 333-270834 Prospectus Supplement (To Prospectus dated March 24, 2023) Otis Worldwide Corporation $600,000,000 5.125% Notes due 2031 Otis Worldwide Corporation (“Otis” or the “Issuer”) is offering one series of fixed rate notes. The 5.125% Notes due 2031 (the “Notes”) will bear interest at the rate of 5.125% per annum and mature |
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| November 13, 2024 |
SUBJECT TO COMPLETION PRELIMINARY PROSPECTUS SUPPLEMENT, DATED NOVEMBER 13, 2024 TABLE OF CONTENTS This preliminary prospectus supplement relates to an effective registration statement under the Securities Act of 1933, as amended, but is not complete and may be changed. |
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| November 13, 2024 |
Final Term Sheet November 13, 2024 Highland Holdings S.à r.l. €850,000,000 2.875% Notes due 2027 Filed Pursuant to Rule 433 Registration Statement No. 333-270834 Final Term Sheet November 13, 2024 Highland Holdings S.à r.l. €850,000,000 2.875% Notes due 2027 Issuer: Highland Holdings S.à r.l. Guarantor: Otis Worldwide Corporation Title of Securities: 2.875% Notes due 2027 (the “Notes”) Offering Format: SEC Registered Trade Date: November 13, 2024 Settlement Date*: November 19, 2024 (T+4) Rati |
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| November 12, 2024 |
Filed Pursuant to Rule 433 Registration Statement No. 333-270834 Final Term Sheet November 12, 2024 Otis Worldwide Corporation $600,000,000 5.125% Notes due 2031 Issuer: Otis Worldwide Corporation Offering Format: SEC Registered Title of Securities: 5.125% Notes due 2031 (the “Notes”) Trade Date: November 12, 2024 Settlement Date*: November 19, 2024 (T+5) Expected Ratings (Moody’s / S&P)**: Baa1 / |
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| November 12, 2024 |
SUBJECT TO COMPLETION PRELIMINARY PROSPECTUS SUPPLEMENT, DATED NOVEMBER 12, 2024 TABLE OF CONTENTS This preliminary prospectus supplement relates to an effective registration statement under the Securities Act of 1933, as amended, but is not complete and may be changed. |
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| October 31, 2024 |
Letter re: unaudited interim financial information.* Exhibit 15 October 31, 2024 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We are aware that our report dated October 31, 2024 on our review of interim financial information of Otis Worldwide Corporation, which appears in this Quarterly Report on Form 10-Q, is incorporated by reference in the Registration Statements on Form S-3 (Nos. 333-270830 and 333-27 |
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| October 31, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39221 |
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| October 30, 2024 |
Exhibit 99 OTIS REPORTS THIRD QUARTER 2024 RESULTS Otis delivers continued strong Service performance with high single digit Service sales growth •GAAP EPS up 47. |
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| October 30, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2024 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commis |
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| October 10, 2024 |
SC 13G 1 OTISWORLDWIDECORPORATION.htm FILING OTIS WORLDWIDE CORPORATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* OTIS WORLDWIDE CORPORATION (Name of Issuer) Common Stock ($0.01 par value) (Title of Class of Securities) 68902V107 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Fil |
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| September 20, 2024 |
Exhibit 10.1 AMENDED AND RESTATED EMPLOYMENT CONTRACT Between Otis International Sàrl Rue Bovy-Lysberg 2 1204 Genève hereafter referred to as Otis International and Méndez Cristina hereafter referred to as Executive Born on: **** GENERAL REMARKS TITLE: Executive Vice President, Chief Financial Officer of Otis Worldwide Corporation (“Otis”) GRADE: ELG ACTIVITY RATIO: Full time (100%) CONTRACT PERIO |
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| September 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2024 (September 18, 2024) OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of |
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| September 20, 2024 |
Letter of Assignment for Cristina Méndez, effective December 1, 2024. Exhibit 10.2 Internal Correspondence August 13, 2024 PERSONAL & CONFIDENTIAL Dear Cristina Mendez: Congratulations on your International Assignment! We hope this global opportunity will be both a professionally and personally rewarding experience. This Letter of Assignment (“LOA” or “Agreement”), including Appendices, describes the general terms and conditions applicable to your Assignment, as sum |
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| July 25, 2024 |
Exhibit 10.1 Otis Worldwide Corporation 2020 Long-Term Incentive Plan (As Amended and Restated as of January 1, 2024) Supplemental Performance Share Unit Award Schedule of Terms (July 2024) This Schedule of Terms describes the material features of the Participant’s Performance Share Unit Award (the “PSU Award” or the “Award”) granted under the Otis Worldwide Corporation 2020 Long-Term Incentive Pl |
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| July 25, 2024 |
Exhibit 10.2 Otis Worldwide Corporation 2020 Long-Term Incentive Plan (As Amended and Restated as of January 1, 2024) Supplemental Restricted Stock Unit Award Schedule of Terms (July 2024) This Schedule of Terms describes the material features of the Participant’s Restricted Stock Unit Award (the “RSU Award” or the “Award”) granted under the Otis Worldwide Corporation 2020 Long-Term Incentive Plan |
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| July 25, 2024 |
Letter re: unaudited interim financial information.* Exhibit 15 July 25, 2024 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We are aware that our report dated July 25, 2024 on our review of interim financial information of Otis Worldwide Corporation, which appears in this Quarterly Report on Form 10-Q, is incorporated by reference in the Registration Statements on Form S-3 (Nos. 333-270830 and 333-270834) |
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| July 25, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39221 OTIS |
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| July 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2024 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commissio |
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| July 24, 2024 |
Exhibit 99 OTIS REPORTS SECOND QUARTER 2024 RESULTS Otis delivers continued strong Service performance leading to mid-teens EPS growth •GAAP EPS up 13. |
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| July 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 19, 2024 (July 15, 2024) OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorpora |
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| July 19, 2024 |
Exhibit 10.1 Otis Worldwide Corporation One Carrier Place Farmington, CT 06032 Cristina Méndez July 17, 2024 Dear Cristina: I am pleased to offer you the position of Executive Vice President & Chief Financial Officer of Otis Worldwide Corporation (“Otis”), effective August 23, 2024, reporting to me. This position is based in Farmington, Connecticut. In connection with this appointment, your total |
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| July 19, 2024 |
Exhibit 99.1 For Immediate Release Media Contact: Katy Padgett +1-860-674-3047 [email protected] Investor Relations Contact: Michael Rednor +1-860-676-6011 [email protected] Otis Appoints Cristina Méndez Executive Vice President & Chief Financial Officer She succeeds Anurag Maheshwari to lead financial activities at Otis FARMINGTON, Conn., July 19, 2024 - Otis Worldwide Corporatio |
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| May 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT OTIS WORLDWIDE CORPORATION (Exact name of the registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification No.) One Carrier Place Farmington, Connecticut 06032 ( |
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| May 30, 2024 |
Otis' 2023 Conflict Minerals Report Exhibit 1.01 OTIS WORLDWIDE CORPORATION Conflict Minerals Report For the Year Ended December 31, 2023 1. Introduction Otis Worldwide Corporation (“Otis”) has prepared this Conflict Minerals Report (the “Report”) for the calendar year ended December 31, 2023, as required by Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). Terms used and not defined in this Report have the meanings |
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| May 20, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2024 (May 16, 2024) OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporati |
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| May 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ D |
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| April 25, 2024 |
Exhibit 10.1 Otis Worldwide Corporation 2020 Long-Term Incentive Plan (As Amended and Restated as of January 1, 2024) SECTION 1: Purpose; Definitions The purpose of this Plan is to enable the Corporation to implement a compensation program that correlates compensation opportunities with shareowner value, focuses management on long-term, sustainable performance, and provides the Corporation with a |
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| April 25, 2024 |
Exhibit 10.5 Otis Worldwide Corporation 2020 Long-Term Incentive Plan Stock Appreciation Right Award Schedule of Terms (February 6, 2024) This Schedule of Terms describes the material features of the Participant’s Stock Appreciation Right Award (the “SAR Award” or the “Award”) granted under the Otis Worldwide Corporation 2020 Long-Term Incentive Plan, as Amended and Restated as of January 1, 2024 |
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| April 25, 2024 |
Exhibit 10.3 Otis Worldwide Corporation 2020 Long-Term Incentive Plan Performance Share Unit Award Schedule of Terms (February 6, 2024) This Schedule of Terms describes the material features of the Participant’s Performance Share Unit Award (the “PSU Award” or the “Award”) granted under the Otis Worldwide Corporation 2020 Long-Term Incentive Plan, as Amended and Restated as of January 1, 2024 (the |
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| April 25, 2024 |
Letter re: unaudited interim financial information.* Exhibit 15 April 25, 2024 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We are aware that our report dated April 25, 2024 on our review of interim financial information of Otis Worldwide Corporation, which appears in this Quarterly Report on Form 10-Q, is incorporated by reference in the Registration Statements on Form S-3 (Nos. 333-270830 and 333-270834 |
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| April 25, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39221 OTI |
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| April 25, 2024 |
Exhibit 10.2 OTIS WORLDWIDE CORPORATION SHORT-TERM INCENTIVE PLAN (AS AMENDED AND RESTATED AS OF JANUARY 1, 2024) 1.Purpose The purpose of the Otis Worldwide Corporation Short-Term Incentive Plan (the “Plan”) is to reinforce corporate, organizational and other goals; to promote the achievement of those goals; to ensure a strong linkage of pay to performance; and to attract, retain and motivate eli |
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| April 25, 2024 |
Exhibit 10.4 Otis Worldwide Corporation 2020 Long-Term Incentive Plan Restricted Stock Unit Award Schedule of Terms (February 6, 2024) This Schedule of Terms describes the material features of the Participant’s Restricted Stock Unit Award (the “RSU Award” or the “Award”) granted under the Otis Worldwide Corporation 2020 Long-Term Incentive Plan, as Amended and Restated as of January 1, 2024 (the “ |
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| April 24, 2024 |
Exhibit 99 OTIS REPORTS FIRST QUARTER 2024 RESULTS Otis continues to deliver mid-single digit organic Service growth and strong margin expansion •1Q Net sales up 2. |
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| April 24, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2024 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commissi |
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| April 5, 2024 |
WeareOtis Wearetheworld’sleadingcompanyforelevator andescalatormanufacturing,installationandservice. |
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| April 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ |
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| April 5, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 2, 2024 |
Extension of Letter of Assignment for Stephane de Montlivault, effective October 1, 2023.* Exhibit 10.23 Internal Correspondence 1 October 2023 PERSONAL & CONFIDENTIAL Dear Stephane: We are pleased to confirm the details of your Local Plus Assignment Extension. We hope this international experience continues to be both professionally and personally rewarding. This Letter of Assignment (“LOA”) extension letter details the terms and general conditions applicable to your Assignment Extensi |
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| February 2, 2024 |
Exhibit 10.38 EMPLOYMENT CONTRACT （FOREIGN NATIONAL OR HONG KONG, MACAO OR TAIWAN RESIDENT） 劳动合同 (外籍员工或港澳台员工适用) This Contract (“Contract”) is entered into by and between: 本合同 (“合同”)由以下双方签订： Otis Elevator Management (Shanghai) Co.,Ltd. (the“Company”), a company with its registered address at 402,Building 5, No. 3000, Longdong Avenue, China (Shanghai) Pilot Free Trade Zone, the current legal represe |
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| February 2, 2024 |
Exhibit 22 List of Guarantor Subsidiaries Highland Holdings S.à r.l. (“Highland”) is a wholly-owned, indirect consolidated subsidiary of Otis Worldwide Corporation (“OWC”) and, as of December 31, 2023, the issuer of certain registered debt securities which are guaranteed by OWC. As of December 31, 2023, the registered debt securities were as follows: Registered Debt Securities Guaranteed by OWC an |
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| February 2, 2024 |
Letter of Assignment for Sally Loh, effective January 1, 2024.* Exhibit 10.39 Internal Correspondence 1 November 2023 PERSONAL & CONFIDENTIAL Dear Sally: Congratulations on the extension of your International Assignment! We hope this global opportunity will continue to be both a professionally and personally rewarding experience. This Letter of Assignment (“LOA” or “Agreement”), including Appendices, describes the general terms and conditions applicable to you |
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| February 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-39221 OTIS WORLDWIDE CORPORATIO |
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| February 2, 2024 |
Service Agreement between Otis Mobility, S.A. and Enrique Minarro Viseras, dated October 26, 2023.* Exhibit 10.37 THE PARTIES I.On the one part, OTIS MOBILITY, S.A., a company, with registered office at calle Golfo de Salónica 73, 28033 Madrid, and tax identification number (NIF) A-28011153. It is registered with the Commercial Registry of Madrid, at tomo 251, Folio 70, Hoja 6896. This party is represented by Ms. Lorea Garcia Jauregui, with Spanish XXXXXX number XXXXXXXX, who is authorised to en |
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| February 2, 2024 |
Subsidiaries of the Registrant.* Exhibit 21 OTIS WORLDWIDE CORPORATION Subsidiary and Affiliate Listing December 31, 2023 Entity Name Place of Incorporation 9G Elevator Pte. |
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| February 2, 2024 |
Erroneously Awarded Compensation Recovery Policy.* Exhibit 97 OTIS WORLDWIDE CORPORATION ERRONEOUSLY AWARDED COMPENSATION RECOVERY POLICY 1. |
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| February 2, 2024 |
Exhibit 4.7 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of the date of the Annual Report on Form 10-K of which this exhibit is a part, Otis Worldwide Corporation (the “Company,” “Otis,” “we,” “us,” and “our”) has three classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the |
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| February 2, 2024 |
Exhibit 10.36 Otis Worldwide Corporation One Carrier Place Farmington, CT 06032 August 22, 2023 Dear Tracy: I am pleased to offer you the position of President, Otis Americas reporting to me. We will tentatively plan for your employment to begin on October 1, 2023. Tracy, we believe you will be an outstanding addition to Otis. As such, we have developed an attractive total rewards package for you: |
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| February 2, 2024 |
Exhibit 24 OTIS WORLDWIDE CORPORATION Power of Attorney The undersigned, as a member of the Board of Directors, or as an officer of OTIS WORLDWIDE CORPORATION, a Delaware corporation (the “Corporation”), or as a member of a committee of said Board, or in all of said capacities, hereby constitutes and appoints ANURAG MAHESHWARI, NORA E. |
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| January 31, 2024 |
Exhibit 99 OTIS REPORTS FOURTH QUARTER AND FULL YEAR 2023 RESULTS Delivers strong fourth quarter and full year results; announces 2024 outlook with solid sales and earnings growth with continued Service momentum •4Q Net sales up 5. |
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| January 31, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2024 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commis |
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| January 10, 2024 |
OTIS / Otis Worldwide Corporation / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0001-otisworldwidecorp.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)* Name of issuer: Otis Worldwide Corp Title of Class of Securities: Common Stock CUSIP Number: 68902V107 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designa |
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| November 13, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on November 24, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| October 26, 2023 |
Letter re: unaudited interim financial information.* Exhibit 15 October 26, 2023 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We are aware that our report dated October 26, 2023 on our review of interim financial information of Otis Worldwide Corporation, which appears in this Quarterly Report on Form 10-Q, is incorporated by reference in the Registration Statements on Form S-3 (Nos. 333-270830 and 333-27 |
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| October 26, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39221 |
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| October 25, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2023 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commis |
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| October 25, 2023 |
Exhibit 99 OTIS REPORTS THIRD QUARTER 2023 RESULTS Delivers organic sales and margin growth. |
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| October 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2023 (October 19, 2023) OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of inc |
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| October 24, 2023 |
Exhibit 99 For Immediate Release Media Contact: Investor Relations Contact: Katy Padgett Michael Rednor +1 860-674-3047 +1 860-676-6011 Kathleen. |
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| August 16, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2023 (August 14, 2023) OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incor |
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| August 16, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form 424(b)(2) (Form Type) Otis Worldwide Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities The prospectus supplement to which this Exhibit is attached is a final prospectus for the related offering. |
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| August 16, 2023 |
Exhibit 4.1 EXECUTION VERSION SUPPLEMENTAL INDENTURE NO. 3 SUPPLEMENTAL INDENTURE No. 3, dated as of August 16, 2023 (the “Supplemental Indenture”), between OTIS WORLDWIDE CORPORATION, a corporation duly organized and existing under the laws of the State of Delaware (the “Company”), and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as trustee (the “Trustee”). RECITALS: WHEREAS, the Company and |
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| August 16, 2023 |
$750,000,000 5.250% Notes due 2028 TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(2) Registration No. 333-270834 Prospectus Supplement (To Prospectus dated March 24, 2023) $750,000,000 5.250% Notes due 2028 Otis Worldwide Corporation (“Otis” or the “Issuer”) is offering one series of fixed rate notes. The 5.250% Notes due 2028 (the “Notes”) will bear interest at the rate of 5.250% per annum and mature on August 16, 2028. Interes |
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| August 16, 2023 |
OTIS WORLDWIDE CORPORATION $750,000,000 5.250% NOTES DUE 2028 UNDERWRITING AGREEMENT Exhibit 1.1 EXECUTION VERSION OTIS WORLDWIDE CORPORATION $750,000,000 5.250% NOTES DUE 2028 UNDERWRITING AGREEMENT August 14, 2023 BofA Securities, Inc. Citigroup Global Markets Inc. Goldman Sachs & Co. LLC c/o BofA Securities, Inc. One Bryant Park New York, New York 10036 Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 Goldman Sachs & Co. LLC 200 West Street New York, |
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| August 14, 2023 |
SUBJECT TO COMPLETION PRELIMINARY PROSPECTUS SUPPLEMENT, DATED AUGUST 14, 2023 TABLE OF CONTENTS This preliminary prospectus supplement relates to an effective registration statement under the Securities Act of 1933, as amended, but is not complete and may be changed. |
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| August 14, 2023 |
Final Term Sheet Filed Pursuant to Rule 433 Registration Statement No. 333-270834 August 14, 2023 Otis Worldwide Corporation $750,000,000 5.250% Notes due 2028 Issuer: Otis Worldwide Corporation Offering Format: SEC Registered Title of Securities: 5.250% Notes due 2028 (the “Notes”) Trade Date: August 14, 2023 Settlement Date: August 16, 2023 (T+2) Expected Ratings (Moody’s / S&P)*: Baa1 / BBB Pri |
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| July 27, 2023 |
Letter re: unaudited interim financial information.* Exhibit 15 July 27, 2023 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We are aware that our report dated July 27, 2023 on our review of interim financial information of Otis Worldwide Corporation, which appears in this Quarterly Report on Form 10-Q, is incorporated by reference in the Registration Statements on Form S-3 (Nos. 333-270830 and 333-270834) |
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| July 27, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39221 OTIS |
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| July 26, 2023 |
Exhibit 99 OTIS REPORTS SECOND QUARTER 2023 RESULTS Delivers high-single digit organic sales growth in both segments and mid-single digit adjusted EPS growth •2Q Net sales up 6. |
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| July 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2023 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commissio |
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| May 22, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2023 (May 18, 2023) OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporati |
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| May 16, 2023 |
Otis' 2022 Conflict Minerals Report Exhibit 1.01 OTIS WORLDWIDE CORPORATION Conflict Minerals Report For the Year Ended December 31, 2022 1. Introduction Otis Worldwide Corporation (“Otis”) has prepared this Conflict Minerals Report (the “Report”) for the calendar year ended December 31, 2022, as required by Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). Terms used and not defined in this Report have the meanings |
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| May 16, 2023 |
SD 1 formsdcm2023.htm SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT OTIS WORLDWIDE CORPORATION (Exact name of the registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification No.) One Carrier Place Farmin |
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| April 27, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39221 OTI |
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| April 27, 2023 |
Letter re: unaudited interim financial information.* Exhibit 15 April 27, 2023 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We are aware that our report dated April 27, 2023 on our review of interim financial information of Otis Worldwide Corporation, which appears in this Quarterly Report on Form 10-Q, is incorporated by reference in the Registration Statements on Form S-3 (Nos. 333-270830 and 333-270834 |
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| April 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2023 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commissi |
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| April 26, 2023 |
Exhibit 99 OTIS REPORTS FIRST QUARTER 2023 RESULTS Delivers solid first quarter results driven by mid-single digit organic Service growth and strong New Equipment orders performance •1Q Net sales down 2. |
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| April 6, 2023 |
Notice of Annual Meeting of Stockholders and Proxy Statement 2023WeareOtis Wearetheworld’sleadingcompanyforelevator andescalatormanufacturing,installationandservice. |
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| April 6, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Def |
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| March 24, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Otis Worldwide Corporation (Exact Name of Registrant as Specified in its Charter) Highland Holdings S. |
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| March 24, 2023 |
As filed with the Securities and Exchange Commission on March 24, 2023 S-3ASR 1 ny20008193x1s3asr.htm S-3ASR TABLE OF CONTENTS As filed with the Securities and Exchange Commission on March 24, 2023 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Otis Worldwide Corporation (Exact name of Registrant as specified in its charter) Delaware 83-3789412 (State o |
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| March 24, 2023 |
Exhibit 25.2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) || THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its charter) (J |
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| March 24, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Otis Worldwide Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to be Paid Fees Previously Paid Carry Forward Securities Carry Forward Securities Equity Common Stock, par value $0. |
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| March 24, 2023 |
As filed with the Securities and Exchange Commission on March 24, 2023 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on March 24, 2023 Registration No. |
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| March 24, 2023 |
Exhibit 3.4 AMENDED AND RESTATED ARTICLES AS OF 28 FEBRUARY 2023 PART I. CORPORATE FORM AND NAME, REGISTERED OFFICE, CORPORATE PURPOSE AND TERM OF EXISTENCE Capitalized terms not otherwise defined herein shall have the meaning indicated in Article 22 (Definitions). Article 1. Corporate form and name These are the articles of association for a private limited-liability company (société à responsabi |
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| March 24, 2023 |
Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) || THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its charter) (J |
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| March 10, 2023 |
Exhibit 10.01 EXECUTION VERSION REVOLVING CREDIT AGREEMENT dated as of March 10, 2023, among OTIS WORLDWIDE CORPORATION, the SUBSIDIARY BORROWERS party hereto, the LENDERS party hereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A., BOFA SECURITIES, INC., CITIBANK, N.A., HSBC SECURITIES (USA) INC. and SUMITOMO MITSUI BANKING CORPORATION, as Joint Lead Arrangers an |
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| March 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2023 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commissi |
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| February 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2023 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commi |
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| February 9, 2023 |
OTIS / Otis Worldwide Corp / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01601-otisworldwidecorp.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: Otis Worldwide Corp. Title of Class of Securities: Common Stock CUSIP Number: 68902V107 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to desig |
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| February 3, 2023 |
Exhibit 10.29 Internal Correspondence December 6, 2022 PERSONAL & CONFIDENTIAL Dear Perry: We are pleased to confirm the extension of your International Assignment for an additional year, under the same terms & conditions that are outlined in your Letter of Assignment dated January 1, 2021. Home Country: United States Home Company: Otis Elevator International, Inc. Host Country: China Host Company |
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| February 3, 2023 |
Exhibit 10.30 EMPLOYMENT CONTRACT FOREIGN NATIONAL OR HONG KONG, MACAO OR TAIWAN RESIDENT） 劳动合同 (外籍员工或港澳台员工适用) This Contract (“Contract”) is entered into by and between: 本合同 (“合同”)由以下双方签订： Otis Elevator Management (Shanghai) Co., Ltd. (the “Company”), a company with its registered address at Room 402, Building 5, No. 3000, Longdong Avenue, China (Shanghai) Pilot Free Trade Zone, the current legal |
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| February 3, 2023 |
Exhibit 22 List of Guarantor Subsidiaries Highland Holdings S.à r.l. (“Highland”) is a wholly-owned, indirect consolidated subsidiary of Otis Worldwide Corporation (“OWC”) and, as of December 31, 2022, the issuer of certain registered debt securities which are guaranteed by OWC. As of December 31, 2022, the registered debt securities were as follows: Registered Debt Securities Guaranteed by OWC an |
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| February 3, 2023 |
Exhibit 24 OTIS WORLDWIDE CORPORATION Power of Attorney The undersigned, as a member of the Board of Directors, or as an officer of OTIS WORLDWIDE CORPORATION, a Delaware corporation (the “Corporation”), or as a member of a committee of said Board, or in all of said capacities, hereby constitutes and appoints ANURAG MAHESHWARI, NORA E. |
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| February 3, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-39221 OTIS WO |
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| February 3, 2023 |
OTIS / Otis Worldwide Corp / BlackRock Inc. Passive Investment us68902v1070020323.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 2) Otis Worldwide Corp - (Name of Issuer) Common Stock - (Title of Class of Securities) 68902V107 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| February 3, 2023 |
Subsidiaries of the Registrant.* Exhibit 21 OTIS WORLDWIDE CORPORATION Subsidiary and Affiliate Listing December 31, 2022 Entity Name Place of Incorporation 9G Elevator Pte. |
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| February 1, 2023 |
Exhibit 99 OTIS REPORTS FOURTH QUARTER AND FULL YEAR 2022 RESULTS Delivers MSD fourth quarter organic growth and strong Service operating profit margin expansion; announces 2023 outlook supported by solid New Equipment backlog and 4. |
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| February 1, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2023 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commis |
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| October 27, 2022 |
Letter re: unaudited interim financial information.* Exhibit 15 October 27, 2022 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We are aware that our report dated October 27, 2022 on our review of interim financial information of Otis Worldwide Corporation, which appears in this Quarterly Report on Form 10-Q, is incorporated by reference in the Registration Statements on Form S-3 (Nos. 333-237550 and 333-24 |
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| October 27, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39221 |
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| October 26, 2022 |
EX-99 2 a2022-09x308xkerexhibit99.htm EX-99 Exhibit 99 OTIS REPORTS THIRD QUARTER 2022 RESULTS Delivers solid third quarter results driven by mid-single digit organic Service growth •3Q Net sales down 7.6% and organic sales up 0.8%. GAAP EPS ~flat and adjusted EPS up 5.3% •3Q New Equipment orders down 0.8%, up 7.4% excluding China; NE backlog ~flat, adjusted backlog up 12% at constant currency •3Q |
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| October 26, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2022 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commis |
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| October 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2022 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commis |
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| October 24, 2022 |
Nelda Connors Appointed to Otis Worldwide Board of Directors Exhibit 99.1 Nelda Connors Appointed to Otis Worldwide Board of Directors FARMINGTON, Conn., Oct. 24, 2022 ? Otis Worldwide (NYSE: OTIS), the world?s leading company for elevator and escalator manufacturing, installation and service, has appointed Nelda Connors to its Board of Directors, effective October 28, 2022. ?We are pleased to welcome Nelda to the Otis Worldwide Board of Directors,? said Ju |
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| July 28, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39221 OTIS |
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| July 28, 2022 |
Exhibit 10.2 Courtesy Translation. In case of discrepancy, the Spanish version shall prevail. CARTA DE RESOLUCION DEL CONTRATO SUSCRITO ENTRE LA ZARDOYA OTIS, S.A. Y EL PRESIDENTE TERMINATION LETTER OF THE SERVICES AGREEMENT BETWEEN ZARDOYA OTIS, S.A. AND THE CHAIRMAN Don Bernardo Calleja Calle Golfo de Sal?nica, 73 28033 Madrid Mr. Bernardo Calleja Calle Golfo de Sal?nica, 73 28033 Madrid 27 de m |
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| July 28, 2022 |
Letter re: unaudited interim financial information.* Exhibit 15 July 28, 2022 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We are aware that our report dated July 28, 2022 on our review of interim financial information of Otis Worldwide Corporation, which appears in this Quarterly Report on Form 10-Q, is incorporated by reference in the Registration Statements on Form S-3 (Nos. 333-237550 and 333-240269) |
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| July 27, 2022 |
Exhibit 99 OTIS REPORTS SECOND QUARTER 2022 RESULTS Delivers solid second quarter results with high teens New Equipment order growth, mid-single digit organic Service sales growth and low teens adjusted EPS growth ?2Q Net sales down 5. |
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| July 27, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2022 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commissio |
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| July 19, 2022 |
CORRESP 1 filename1.htm Otis Worldwide Corporation One Carrier Place Farmington, CT 06032 July 19, 2022 VIA EDGAR (Correspondence) U.S. Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C.20549 Attn: Claire Erlanger and Eiko Yaoita Pyles Re: Otis Worldwide Corporation Form 10-K for the Fiscal Year Ended December 31, 2021 Fil |
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| July 1, 2022 |
Otis Worldwide Corporation One Carrier Place Farmington, CT 06032 July 1, 2022 VIA EDGAR (Correspondence) U. |
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| June 27, 2022 |
Exhibit 10.1 Otis Worldwide Corporation One Carrier Place Farmington, CT 06032 Anurag Maheshwari Singapore June 23, 2022 Dear Anurag: I am pleased to offer you the position of Executive Vice President & Chief Financial Officer of Otis Worldwide Corporation, effective August 12, 2022, reporting to me. You can be based in Connecticut, Florida or another mutually acceptable location. In connection wi |
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| June 27, 2022 |
Exhibit 99.1 For Immediate Release Media Contact: Katy Padgett +1-860-674-3047 [email protected] Investor Relations Contact: Michael Rednor +1-860-676-6011 [email protected] Otis Appoints Anurag Maheshwari Executive Vice President & Chief Financial Officer He succeeds Rahul Ghai to lead financial activities at Otis FARMINGTON, Conn., June 27, 2022 - Otis Worldwide Corporation (NYS |
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| June 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 22, 2022 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commissi |
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| June 16, 2022 |
CORRESP 1 filename1.htm Otis Worldwide Corporation One Carrier Place Farmington, CT 06032 June 16, 2022 VIA EDGAR (Correspondence) U.S. Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C.20549 Attn: Claire Erlanger and Eiko Yaoita Pyles Re: Otis Worldwide Corp Form 10-K for the Fiscal Year Ended December 31, 2021 Filed Febr |
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| May 23, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2022 (May 19, 2022) OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporati |
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| May 19, 2022 |
Otis' 2021 Conflict Minerals Report Exhibit 1.01 OTIS WORLDWIDE CORPORATION Conflict Minerals Report For the Year Ended December 31, 2021 1. Introduction Otis Worldwide Corporation (?Otis?) has prepared this Conflict Minerals Report (the ?Report?) for the calendar year ended December 31, 2021, as required by Rule 13p-1 under the Securities Exchange Act of 1934 (the ?Rule?). Terms used and not defined in this Report have the meanings |
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| May 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT OTIS WORLDWIDE CORPORATION (Exact name of the registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification No.) One Carrier Place Farmington, Connecticut 06032 ( |
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| April 27, 2022 |
Letter re: unaudited interim financial information.* Exhibit 15 April 27, 2022 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We are aware that our report dated April 27, 2022 on our review of interim financial information of Otis Worldwide Corporation, which appears in this Quarterly Report on Form 10-Q, is incorporated by reference in the Registration Statements on Form S-3 (Nos. 333-237550 and 333-240269 |
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| April 27, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39221 OTI |
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| April 27, 2022 |
Second Amendment dated as of April 20, 2022, to Revolving Credit Agreement, dated February 10, 2020 Exhibit 10.1 EXECUTION VERSION SECOND AMENDMENT dated as of April 20, 2022 (this ?Agreement?), to the Revolving Credit Agreement dated as of February 10, 2020 (as heretofore amended, the ?Existing Revolving Credit Agreement?), among OTIS WORLDWIDE CORPORATION, a Delaware corporation (the ?Company?), the SUBSIDIARY BORROWERS party thereto, the LENDERS party thereto and JPMORGAN CHASE BANK, N.A., as |
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| April 25, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2022 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commissi |
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| April 25, 2022 |
Exhibit 99 OTIS REPORTS FIRST QUARTER 2022 RESULTS Delivers strong first quarter results including mid-single digit organic Service sales growth and high-single digit adjusted EPS growth ?1Q Net sales up 0. |
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| April 8, 2022 | ||
| April 8, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ? Filed by the Registrant ? Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| April 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ? Filed by the Registrant ? Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| February 10, 2022 |
OTIS / Otis Worldwide Corp / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Otis Worldwide Corp. Title of Class of Securities: Common Stock CUSIP Number: 68902V107 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| February 4, 2022 |
Exhibit 10.18 OTIS WORLDWIDE CORPORATION SAVINGS RESTORATION PLAN Amendment #2 The Otis Worldwide Corporation Savings Restoration Savings Plan, Amended and Restated as of March 11, 2020 (the ?Plan?) is hereby amended as follows: 1.Effective March 11, 2020, Article II(z) is hereby amended as follows: (z) ?Qualified Saving Plan means the United Technologies Corporation Employee Savings Plan until th |
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| February 4, 2022 |
Exhibit 24 OTIS WORLDWIDE CORPORATION Power of Attorney The undersigned, as a member of the Board of Directors, or as an officer of OTIS WORLDWIDE CORPORATION, a Delaware corporation (the ?Corporation?), or as a member of a committee of said Board, or in all of said capacities, hereby constitutes and appoints RAHUL GHAI, NORA E. |
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| February 4, 2022 |
Exhibit 10.34 EMPLOYMENT CONTRACT Between Otis International S?rl hereafter referred to as Otis International and Bernardo Calleja Fernandez hereafter referred to as Employee GENERAL REMARKS TITLE: President, Otis EMEA GRADE: Executive Leadership Group (ELG) of Otis Worldwide Corporation ACTIVITY RATIO: Full time (100%) CONTRACT PERIOD: Open-ended START DATE: November 15, 2021 TRANSPORT MODE: Comp |
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| February 4, 2022 |
Exhibit 10.32 BEEINDIGING IN ONDERLING AKKOORD EN DADINGSOVEREENKOMST TERMINATION BY MUTUAL CONSENT AND SETTLEMENT AGREEMENT TUSSEN: BETWEEN: Otis Elevator Worldwide BV, met maatschappelijke zetel te Stationsstraat 34, 1702 Dilbeek, ingeschreven in de Kruispuntbank der Ondernemingen onder het nummer 0652.780.207 die zichzelf hernoemde Otis Elevator SPRL; Vertegenwoordigd door de heer Christophe Gr |
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| February 4, 2022 |
Subsidiaries of the Registrant.* Exhibit 21 OTIS WORLDWIDE CORPORATION Subsidiary and Affiliate Listing December 31, 2021 Entity Name Place of Incorporation 9G Elevator Pte. |
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| February 4, 2022 |
Exhibit 10.20 OTIS WORLDWIDE CORPORATION LTIP PERFORMANCE SHARE UNIT DEFERRAL PLAN Amendment #1 The Otis Worldwide Corporation LTIP Performance Share Unit Deferral Plan (the ?Plan?) is hereby amended as follows: 1.Effective January 1, 2020, Article II(x) is hereby amended as follows: ?(x) Qualified Saving Plan means the United Technologies Corporation Employee Savings Plan until the Spin-off date |
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| February 4, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-39221 OTIS WO |
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| February 4, 2022 |
Exhibit 10.19 OTIS WORLDWIDE CORPORATION COMPANY AUTOMATIC CONTRIBUTION EXCESS PLAN Amendment #1 The Otis Worldwide Corporation Company Automatic Contribution Excess Plan, as of January 1, 2020 (the ?Plan?) is hereby amended, effective as of the dates indicated below, as follows: 1.Effective January 1, 2022, Article II(k) is hereby amended as follows: ?(k) Election Form means the form or process p |
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| February 4, 2022 |
Exhibit 10.24 Internal Correspondence 1 October 2021 PERSONAL & CONFIDENTIAL Dear Stephane: We are pleased to confirm the details of your Local Plus Assignment Extension. We hope this international experience continues to be both professionally and personally rewarding. This Letter of Assignment (?LOA?) extension letter details the terms and general conditions applicable to your Assignment Extensi |
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| February 4, 2022 |
Exhibit 4.6 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of the date of the Annual Report on Form 10-K of which this exhibit is a part, Otis Worldwide Corporation (the ?Company,? ?Otis,? ?we,? ?us,? and ?our?) has four classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ? |
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| February 4, 2022 |
Exhibit 10.27 COMPENSATION AND BENEFITS FOR NON-EMPLOYEE DIRECTORS Annual Cash Retainer and Deferred Stock Unit Award: Non-employee members of the Board of Directors receive annual compensation comprised of a cash retainer and deferred stock units (?DSUs?) pursuant to the Board of Directors Deferred Stock Unit Plan (the ?Plan?), as amended. The compensation arrangements for non-employee Directors |
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| February 4, 2022 |
Exhibit 10.17 OTIS WORLDWIDE CORPORATION DEFERRED COMPENSATION PLAN Amendment #1 The Otis Worldwide Corporation Deferred Compensation Plan, as of January 1, 2020 (the ?Plan?) is hereby amended as follows: 1.Effective January 1, 2021, Article II(b) is hereby amended as follows: ?(b) Benefit Restoration Contribution means a contribution by the Corporation to the Participant?s Plan Account to recogni |
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| January 31, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2022 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commis |
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| January 31, 2022 |
Exhibit 99 OTIS REPORTS FOURTH QUARTER AND FULL YEAR 2021 RESULTS Delivers strong fourth quarter and full year results with organic sales and EPS growth; announces 2022 outlook ?4Q Net sales up 2. |
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| December 8, 2021 |
President and CEO Judy Marks Elected as Chair of Otis Worldwide Corporation EX-99 2 brhc10031627ex99.htm EXHIBIT 99 Exhibit 99 President and CEO Judy Marks Elected as Chair of Otis Worldwide Corporation - Current Executive Chair Chris Kearney to Remain on Board; John Walker to Continue as Lead Independent Director FARMINGTON, Conn., December 8, 2021 - Otis Worldwide Corp. (NYSE: OTIS), the world’s leading company for elevator and escalator manufacturing, installation and |
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| December 8, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 8, 2021 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commis |
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| November 17, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2021 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commi |
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| November 12, 2021 |
Exhibit 4.1 EXECUTION VERSION HIGHLAND HOLDINGS S.? R.L., as the Company OTIS WORLDWIDE CORPORATION, as the Guarantor AND THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as the Trustee Indenture Dated as of November 12, 2021 HIGHLAND HOLDINGS S.? R.L. Reconciliation and tie between Trust Indenture Act of 1939, as amended, and Indenture, dated as of November 12, 2021 Trust Indenture Act Section In |
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| November 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OTIS WORLDWIDE CORPORATION (Exact name of Registrant as specified in its charter) Delaware 83-3789412 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identificatio |
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| November 12, 2021 |
Financial Statements and Exhibits, Other Events, 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2021 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commi |
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| November 12, 2021 |
Exhibit 4.2 SUPPLEMENTAL INDENTURE No. 1 SUPPLEMENTAL INDENTURE No. 1, dated as of November 12, 2021 (the ?Supplemental Indenture?), among HIGHLAND HOLDINGS S.? R.L., a private limited liability company (soci?t? ? responsabilit? limit?e) incorporated and existing under the laws of Grand Duchy of Luxembourg (?Luxembourg?), having its registered office at 6, rue Jean Monnet, L-2180 Luxembourg, and r |
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| November 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2021 (November 4, 2021) OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of inc |
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| November 5, 2021 |
CALCULATION OF REGISTRATION FEE TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(2) Registration No. 333-240269 CALCULATION OF REGISTRATION FEE Title of each class of securities to be registered ? ? Amount to be registered(1) ? ? Maximum offering price per unit ? ? Maximum aggregate offering price ? ? Amount of registration fee 0.000% Notes due 2023 ? ? $?577,600,000 ? ? 100.234% ? ? $?578,951,584 ? ? $?53,668.81 Guarantee of Not |
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| November 5, 2021 |
Exhibit 1.1 EXECUTION VERSION HIGHLAND HOLDINGS S.? R.L. OTIS WORLDWIDE CORPORATION ?500,000,000 0.000% NOTES DUE 2023 ?600,000,000 0.318% NOTES DUE 2026 ?500,000,000 0.934% NOTES DUE 2031 UNDERWRITING AGREEMENT November 4, 2021 Morgan Stanley & Co. International plc HSBC Continental Europe J.P. Morgan AG Citigroup Global Markets Limited Goldman Sachs & Co. LLC SMBC Nikko Capital Markets Limited B |
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| November 5, 2021 |
Final Term Sheet Filed Pursuant to Rule 433 Registration No. 333-240269 November 4, 2021 Highland Holdings S.? r.l. ?500,000,000 0.000% Notes due 2023 ?600,000,000 0.318% Notes due 2026 ?500,000,000 0.934% Notes due 2031 Issuer: Highland Holdings S.? r.l. Guarantor: Otis Worldwide Corporation Title of Securities: 0.000% Notes due 2023 (the ?2023 Notes?) 0.318% Notes due 2026 (the ?2026 Notes?) 0.9 |
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| October 29, 2021 |
SUBJECT TO COMPLETION PRELIMINARY PROSPECTUS SUPPLEMENT, DATED OCTOBER 29, 2021 TABLE OF CONTENTS This preliminary prospectus supplement relates to an effective registration statement under the Securities Act of 1933, as amended, but is not complete and may be changed. |
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| October 27, 2021 |
Subsidiary Issuer of Guaranteed Debt Securities Exhibit 22.1 Subsidiary Issuer of Guaranteed Debt Securities The following subsidiary of Otis Worldwide Corporation may issue debt securities guaranteed by Otis Worldwide Corporation under an indenture, a form of which is attached hereto as Exhibit 4.2, among Highland Holdings S.? r.l., as issuer, Otis Worldwide Corporation, as guarantor and The Bank of New York Mellon Trust Company, N.A., as trus |
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| October 27, 2021 |
Exhibit 3.4 Highland Holdings S.a r.l. Societe a responsabilite limite 6, rue Jean Monnet, L-2180 Luxembourg R.C.S. Luxembourg: B237108 STATUTS COORDONNES AU 08 octobre 2021 PART I. CORPORATE FORM AND NAME, REGISTERED OFFICE, CORPORATE PURPOSE AND TERM OF EXISTENCE Capitalized terms not otherwise defined herein shall have the meaning indicated in Article 22 (Definitions). Article 1. Corporate form |
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| October 27, 2021 |
PART I. CORPORATE FORM AND NAME, REGISTERED OFFICE, CORPORATE PURPOSE AND TERM OF EXISTENCE Exhibit 3.3 Registre de Commerce et des Soci?t?s Num?ro RCS : B237108 R?f?rence de d?p?t : L190178673 D?pos? le 29/08/2019 Highland Holdings S.a r.l. Soci?t? ? responsabilit? limit?e Si?ge social: 46A, Avenue J.F. Kennedy, L-1855 Luxembourg Grand-Duch? de Luxembourg CONSTITUTION d?une soci?t? ? responsabilit? limit?e du 16 ao?t 2019 ? Num?ro 2813/19 In the year two thousand and nineteen on the six |
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| October 27, 2021 |
As filed with the Securities and Exchange Commission on October 26, 2021 POSASR 1 ny20001079x1posasr.htm POSASR TABLE OF CONTENTS As filed with the Securities and Exchange Commission on October 26, 2021 Registration No. 333-240269 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Otis Worldwide Corporation (Exact name of Registrant as specified i |
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| October 27, 2021 |
EX-25.2 10 ny20001079x1ex25-2.htm EXHIBIT 25.2 Exhibit 25.2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) || THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact |
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| October 27, 2021 |
EX-15.1 7 ny20001079x1ex15-1.htm EXHIBIT 15.1 Exhibit 15.1 October 26, 2021 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We are aware that our reports dated April 28, 2021, July 28, 2021 and October 26, 2021 on our reviews of interim financial information of Otis Worldwide Corporation, which are included in the Company’s Quarterly Reports on Form 10-Q f |
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| October 27, 2021 |
Exhibit 4.2 HIGHLAND HOLDINGS S.? R.L., as the Company OTIS WORLDWIDE CORPORATION, as the Guarantor AND THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as the Trustee Form of Indenture Dated as of [ ], 2021 HIGHLAND HOLDINGS S.? R.L. Reconciliation and tie between Trust Indenture Act of 1939, as amended, and Indenture, dated as of [ ] Trust Indenture Act Section Indenture Section ?310 (a)(1) 609 |
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| October 26, 2021 |
Letter re: unaudited interim financial information.* Exhibit 15 October 26, 2021 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We are aware that our report dated October 26, 2021 on our review of interim financial information of Otis Worldwide Corporation, which appears in this Quarterly Report on Form 10-Q, is incorporated by reference in the Registration Statements on Form S-3 (Nos. 333-237550 and 333-24 |
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| October 26, 2021 |
EX-10.5 3 exhibit1052021-09x3010xq.htm EX-10.5 Exhibit 10.5 Otis Worldwide Corporation One Carrier Place Farmington, CT 06032 Abbe L. Luersman Wassenaar, Netherlands March 27, 2021 Dear Abbe: I am pleased to offer you the position of Executive Vice President & Chief People Officer reporting to me. We will tentatively plan for your employment to begin in July 2021. Abbe, we believe you will be an o |
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| October 26, 2021 |
Suspension of Rights Agreement to the Revolving Credit Agreement.* Exhibit 10.4 EXECUTION VERSION SUSPENSION OF RIGHTS AGREEMENT To: JPMorgan Chase Bank, N.A., as Administrative Agent From: Otis Worldwide Corporation Otis Intercompany Lending Designated Activity Company Date: August 20, 2021 Ladies and Gentlemen: Reference is made to the Revolving Credit Agreement dated as of February 10, 2020, as heretofore amended (the ?Credit Agreement?), among Otis Worldwide |
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| October 26, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39221 |
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| October 25, 2021 |
Exhibit 99 OTIS REPORTS THIRD QUARTER 2021 RESULTS Delivers strong third quarter results with sales growth and margin expansion in both segments; improves 2021 outlook ?3Q Net sales up 10. |
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| October 25, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2021 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commis |
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| September 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 23, 2021 (September 22, 2021) OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of |
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| September 23, 2021 |
Otis Announces Cash Tender Offer for Remaining 49.99% Interest in Zardoya Otis Exhibit 99.1 Otis Announces Cash Tender Offer for Remaining 49.99% Interest in Zardoya Otis ? Otis intends to acquire the remaining interest in Zardoya Otis, a premier elevator business in Spain and Portugal and take Zardoya Otis private ? Transaction expected to be financed with euro-denominated debt and close in the 2nd quarter of 2022 ? Expects up to mid-single digit percentage accretion to adj |
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| September 23, 2021 |
Exhibit 10.1 EXECUTION VERSION OPAL SPANISH HOLDINGS, S.A.U. AS BIDDER AND MORGAN STANLEY BANK AG AS CNMV GUARANTEE PROVIDER MORGAN STANLEY SENIOR FUNDING, INC. AS ADMINISTRATIVE AGENT CNMV GUARANTEES ISSUANCE AGREEMENT TABLE OF CONTENTS CLAUSE PAGE 1. DEFINITIONS AND INTERPRETATION 2 2. PURPOSE 5 3. COMMITMENT 5 4. CONDITIONS OF UTILISATION 5 5. CNMV GUARANTEES 7 6. PREPAYMENT AND CANCELLATION 12 |
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| September 23, 2021 |
Exhibit 10.3 EXECUTION VERSION BRIDGE LOAN CREDIT AGREEMENT dated as of September 22, 2021, among OPAL SPANISH HOLDINGS, S.A.U., as the Borrower, OTIS WORLDWIDE CORPORATION, as Guarantor, the LENDERS party hereto and MORGAN STANLEY SENIOR FUNDING, INC., as Administrative Agent MORGAN STANLEY BANK AG, as Sole Lead Arranger and Sole Bookrunner TABLE OF CONTENTS Page ARTICLE I Definitions SECTION 1.0 |
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| September 23, 2021 |
Exhibit 10.2 EXECUTION VERSION OTIS WORLDWIDE CORPORATION AS GUARANTOR AND MORGAN STANLEY SENIOR FUNDING, INC. AS ADMINISTRATIVE AGENT COMPANY GUARANTEE AGREEMENT TABLE OF CONTENTS CLAUSE PAGE 1. DEFINITIONS AND INTERPRETATION 2 2. COMPANY GUARANTEE 2 3. EFFECTIVENESS 4 4. LEGAL OPINION 4 5. CHANGES TO THE PARTIES 4 6. APPLICABLE PROVISIONS 4 7. COMMUNICATIONS 4 8. SURVIVAL 5 - i - COMPANY GUARANT |
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| July 28, 2021 |
EX-10.3 3 exhibit1032021-06x3010xq.htm EX-10.3 Exhibit 10.3 OTIS WORLDWIDE CORPORATION EXECUTIVE ANNUAL BONUS PLAN AMENDMENT NO. 1 The Otis Worldwide Corporation Executive Annual Bonus Plan (the “Plan”) is hereby amended, effective April 27, 2021 as follows: 1.The Plan is renamed as the “Otis Worldwide Corporation Short-Term Incentive Plan.” 2.The reference to “annual bonus” in the first sentence |
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| July 28, 2021 |
Letter re: unaudited interim financial information.* EX-15 5 exhibit152021-06x3010xq.htm EX-15 Exhibit 15 July 28, 2021 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We are aware that our report dated July 28, 2021 on our review of interim financial information of Otis Worldwide Corporation, which appears in this Quarterly Report on Form 10-Q, is incorporated by reference in the Registration Statements on |
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| July 28, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39221 OTIS |
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| July 28, 2021 |
Exhibit 10.4 OTIS WORLDWIDE CORPORATION BOARD OF DIRECTORS DEFERRED STOCK UNIT PLAN (Amended and Restated effective as of February 4, 2021) Exhibit 10.4 OTIS WORLDWIDE CORPORATION BOARD OF DIRECTORS DEFERRED STOCK UNIT PLAN Table of Contents Page Article I INTRODUCTION AND PURPOSE................................................................................ 1 1.01 Purpose of Plan................ |
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| July 28, 2021 |
EX-10.2 2 exhibit1022021-06x3010xq.htm EX-10.2 Exhibit 10.2 LETTER OF AMENDMENT OF THE CONTRACT SIGNED BETWEEN THE COMPANY AND THE CHAIRMAN Mr Bernardo Calleja Calle Golfo de Salónica, 73 28033 Madrid May 19, 2021 Dear Sr. Calleja: We are writing to you in relation to the contract signed between yourself and Zardoya Otis, S.A. (the “Company”) on January 26, 2021, subsequently amended in the terms |
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| July 26, 2021 |
EX-99 2 a2021-06x308xkerexhibit99.htm EX-99 Exhibit 99 OTIS REPORTS SECOND QUARTER 2021 RESULTS Delivers strong second quarter results with sales growth and margin expansion in both segments and double-digit New Equipment orders growth; improves 2021 outlook •2Q Net sales up 22.2%; organic sales up 15.4% •2Q GAAP EPS up 46.2%; adjusted EPS up 41.1% •2Q New Equipment orders up 23.9%; backlog up 10% |
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| July 26, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2021 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commissio |
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| May 19, 2021 |
Otis' 2020 Conflict Minerals Report Exhibit 1.01 Otis Worldwide Corporation Conflict Minerals Report For the Year Ended December 31, 2020 1. Introduction Otis Worldwide Corporation (?Otis?) has prepared this Conflict Minerals Report (the ?Report?) for the calendar year ended December 31, 2020, as required by Rule 13p-1 under the Securities Exchange Act of 1934 (the ?Rule?). Terms used and not defined in this Report have the meanings |
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| May 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification No.) One Carrier Place Farmington, Connecticut 06032 (Addr |
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| April 29, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2021 (April 27, 2021) OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorpo |
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| April 28, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39221 OTI |
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| April 28, 2021 |
EX-10.1 2 exhibit1012021-03x3110xq.htm EX-10.1 Exhibit 10.1 OTIS WORLDWIDE CORPORATION SAVINGS RESTORATION PLAN Amended and Restated of March 11, 2020 Amendment #1 The Otis Worldwide Corporation Savings Restoration Savings Plan, Amended and Restated as of March 11, 2020 (the “Plan”) is hereby amended, effective as the date of execution below, as follows: 1.Section 5.1 is amended by renumbering the |
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| April 28, 2021 |
EX-10.7 8 exhibit1072021-03x3110xq.htm EX-10.7 Exhibit 10.7 Otis Worldwide Corporation 2020 Long-Term Incentive Plan Performance Share Unit Award Schedule of Terms (February 5, 2021) This Schedule of Terms describes the material features of the Participant’s Performance Share Unit Award (the “PSU Award” or the “Award”) granted under the Otis Worldwide Corporation 2020 Long-Term Incentive Plan (the |
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| April 28, 2021 |
EX-10.5 6 exhibit1052021-03x3110xq.htm EX-10.5 Exhibit 10.5 Otis Worldwide Corporation 2020 Long-Term Incentive Plan Restricted Stock Unit Award Schedule of Terms (February 5, 2021) This Schedule of Terms describes the material features of the Participant’s Restricted Stock Unit Award (the “RSU Award” or the “Award”) granted under the Otis Worldwide Corporation 2020 Long-Term Incentive Plan (the “ |
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| April 28, 2021 |
EX-10.8 9 exhibit1082021-03x3110xq.htm EX-10.8 Exhibit 10.8 20xx Executive Award Statement NAME 20xx Long-Term Incentive (LTI) Award This statement shows your 20xx LTI award issued under the Otis Worldwide Corporation 2020 Long-Term Incentive Plan (LTIP). This award is subject to the Schedule of Terms and the terms and conditions of the LTIP. Award Value Grant Date Grant Price Grant Type % of Tota |
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| April 28, 2021 |
EX-10.2 3 exhibit1022021-03x3110xq.htm EX-10.2 Exhibit 10.2 ARBEIDSOVEREENKOMST EMPLOYMENT CONTRACT Tussen: Otis Elevator Worldwide SRL, met maatschappelijke zetel te Stationsstraat 34 1702 Dilbeek, ingeschreven in de Kruispuntbank der Ondernemingen onder het nummer 0652.780.207; Vertegenwoordigd door Laurie Havanec in haar hoedanigheid van EVP Chief People Officer van Otis Worldwide Corporation; |
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| April 28, 2021 |
Letter re: unaudited interim financial information.* Exhibit 15 April 28, 2021 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We are aware that our report dated April 28, 2021 on our review of interim financial information of Otis Worldwide Corporation, which appears in this Quarterly Report on Form 10-Q, is incorporated by reference in the Registration Statements on Form S-3 (No. 333-237550 and No. 333-240 |
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| April 28, 2021 |
EX-10.4 5 exhibit1042021-03x3110xq.htm EX-10.4 Exhibit 10.4 Approved by Audit Committee and BoD on February 23rd, 2021 AMENDMENT AGREEMENT TO THE SERVICE AGREEMENT DATED JANUARY 26TH, 2021 Madrid, February 23, 2021 THE PARTIES I.On the one part, ZARDOYA OTIS, S.A., a company with registered office at calle Golfo de Salónica 73, 28033 Madrid, and tax identification number (NIF) A-28011153. It is re |
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| April 28, 2021 |
EX-10.3 4 exhibit1032021-03x3110xq.htm EX-10.3 Exhibit 10.3 Madrid, January 26th, 2021 THE PARTIES I.On the one part, ZARDOYA OTIS, S.A., a company with registered office at calle Golfo de Salónica 73, 28033 Madrid, and tax identification number (NIF) A-28011153. It is registered with the Commercial Registry of Madrid, at tomo 251, Folio 70, Hoja 6896. This party is represented by Ms. Lorea García |
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| April 28, 2021 |
Exhibit 10.6 Otis Worldwide Corporation 2020 Long-Term Incentive Plan Stock Appreciation Right Award Schedule of Terms (February 5, 2021) This Schedule of Terms describes the material features of the Participant?s Stock Appreciation Right Award (the ?SAR Award? or the ?Award?) granted under the Otis Worldwide Corporation 2020 Long-Term Incentive Plan (the ?LTIP?), subject to this Schedule of Terms |
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| April 26, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2021 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commissi |
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| April 26, 2021 |
Exhibit 99 OTIS REPORTS FIRST QUARTER 2021 RESULTS Delivers strong first quarter results with sales growth and margin expansion in both segments and double digit New Equipment orders growth; improves 2021 outlook ?Net sales up 14. |
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| March 12, 2021 |
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| March 12, 2021 |
- DEFINITIVE ADDITIONAL PROXY SOLICITING MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ? Filed by the Registrant ? Filed by a Party other than the Registrant CHECK THE APPROPRIATE BOX: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| March 12, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ? Filed by the Registrant ? Filed by a Party other than the Registrant CHECK THE APPROPRIATE BOX: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14 |
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| March 11, 2021 |
EX-4.1 3 nt10020973x4ex4-1.htm EXHIBIT 4.1 Exhibit 4.1 EXECUTION VERSION SUPPLEMENTAL INDENTURE NO. 2 SUPPLEMENTAL INDENTURE No. 2, dated as of March 11, 2021 (the “Supplemental Indenture”), between OTIS WORLDWIDE CORPORATION, a corporation duly organized and existing under the laws of the State of Delaware (the “Company”), and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as trustee (the “Trus |
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| March 11, 2021 |
OTIS WORLDWIDE CORPORATION ¥21,500,000,000 0.370% NOTES DUE 2026 UNDERWRITING AGREEMENT EX-1.1 2 nt10020973x4ex1-1.htm EXHIBIT 1.1 Exhibit 1.1 OTIS WORLDWIDE CORPORATION ¥21,500,000,000 0.370% NOTES DUE 2026 UNDERWRITING AGREEMENT March 5, 2021 J.P. Morgan Securities plc 25 Bank Street Canary Wharf London E14 5JP United Kingdom Morgan Stanley & Co. International plc 25 Cabot Square Canary Wharf London E14 4QA United Kingdom SMBC Nikko Securities America, Inc. 277 Park Avenue, Fifth F |
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| March 11, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2021 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commissi |
