Statistik Asas
CIK | 1559109 |
SEC Filings
SEC Filings (Chronological Order)
November 6, 2024 |
SC 13G 1 nflt110624.htm STRATEGIC PLANNING GROUP, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 ETFIS SER TR I (Name of Issuer) EXCHANGE TRADED PRODUCT (Title of Class of Securities) 26923G707 (CUSIP Number) September 30, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to des |
|
April 14, 2023 |
Securities distributed by VP Distributors, LLC One Financial Plaza, Hartford, CT 06103 | 800.248.7971 | Virtus.com April 14, 2023 U.S. Securities and Exchange Commission Judiciary Plaza 100 F Street, NE Washington, D.C. 20549 Attention: Ken Ellington, Division of Investment Management Re: Annual Reports of Virtus Strategy Trust (811-22167) and ETFis Series Trust I (811-22819)(each, a “Registrant” and collectively, the “Registrants” and the ser |
|
March 30, 2023 |
Schedule of Investments - Virtus WMC International Dividend ETF NPORT-EX 2 672404VIRTUSETF022823.htm Schedule of Investments - Virtus WMC International Dividend ETF January 31, 2023 (unaudited) Security Description Shares Value COMMON STOCKS - 98.5% Australia - 11.8% BHP Group Ltd. 9,982 $ 347,922 Fortescue Metals Group Ltd. 3,169 49,747 Glencore PLC 10,728 71,579 Rio Tinto Ltd. 740 66,148 Rio Tinto PLC 3,856 300,396 Woodside Energy Group Ltd. 2,878 73,660 Tot |
|
March 30, 2023 |
Schedule of Investments - Virtus InfraCap U.S. Preferred Stock ETF Schedule of Investments - Virtus InfraCap U.S. Preferred Stock ETF January 31, 2023 (unaudited) Security Description Shares Value PREFERRED STOCKS - 128.6% Communication Services - 4.1% Liberty Broadband Corp., Series A, 7.00%(1) 48,912 $ 1,156,769 Qwest Corp., 6.50%(1) 68,411 1,409,266 Qwest Corp., 6.75% 38,758 812,755 Telephone and Data Systems, Inc., Series UU, 6.63%(1) 237,331 4,592,355 Teleph |
|
March 30, 2023 |
Schedule of Investments - Virtus Real Asset Income ETF Schedule of Investments - Virtus Real Asset Income ETF January 31, 2023 (unaudited) Security Description Shares Value COMMON STOCKS - 97. |
|
March 30, 2023 |
Schedule of Investments - InfraCap MLP ETF Schedule of Investments - InfraCap MLP ETF January 31, 2023 (unaudited) Security Description Shares Value COMMON STOCKS - 127. |
|
March 30, 2023 |
Schedule of Investments - Virtus Newfleet Multi-Sector Bond ETF Schedule of Investments - Virtus Newfleet Multi-Sector Bond ETF January 31, 2023 (unaudited) Security Description Principal Value CORPORATE BONDS – 36. |
|
March 30, 2023 |
Schedule of Investments - Virtus Private Credit Strategy ETF Schedule of Investments - Virtus Private Credit Strategy ETF January 31, 2023 (unaudited) Security Description Shares Value COMMON STOCKS - 58. |
|
March 30, 2023 |
Schedule of Investments - InfraCap REIT Preferred ETF Schedule of Investments - InfraCap REIT Preferred ETF January 31, 2023 (unaudited) Security Description Shares Value PREFERRED STOCKS - 99. |
|
March 30, 2023 |
Schedule of Investments - Virtus LifeSci Biotech Products ETF Schedule of Investments - Virtus LifeSci Biotech Products ETF January 31, 2023 (unaudited) Security Description Shares Value COMMON STOCKS - 98. |
|
March 30, 2023 |
Schedule of Investments - Virtus LifeSci Biotech Clinical Trials ETF NPORT-EX 2 665628VIRTUSETF022823.htm Schedule of Investments - Virtus LifeSci Biotech Clinical Trials ETF January 31, 2023 (unaudited) Security Description Shares Value COMMON STOCKS - 97.7% Health Care - 97.0% 4D Molecular Therapeutics, Inc.* 4,899 $ 103,124 AbCellera Biologics, Inc. (Canada)* 11,821 124,475 Adicet Bio, Inc.* 11,254 102,974 Affimed NV (Germany)* 101,477 130,905 Agenus, Inc.* 44,5 |
|
December 27, 2022 |
Schedule of Investments - Virtus Reaves Utilities ETF October 31, 2022 (unaudited) Security Description Shares Value COMMON STOCKS - 99. |
|
September 29, 2022 |
Schedule of Investments - InfraCap MLP ETF July 31, 2022 (unaudited) Security Description Shares Value COMMON STOCKS - 131. |
|
September 29, 2022 |
Schedule of Investments - Virtus InfraCap U.S. Preferred Stock ETF Schedule of Investments - Virtus InfraCap U.S. Preferred Stock ETF July 31, 2022 (unaudited) Security Description Shares Value PREFERRED STOCKS - 128.7% Communication Services - 3.1% Liberty Broadband Corp., Series A, 7.00%(1) 54,360 $ 1,418,796 Qwest Corp., 6.50%(1) 15,764 387,479 Telephone and Data Systems, Inc., Series UU, 6.63%(1) 114,184 2,735,848 Telephone and Data Systems, Inc., Series VV, |
|
September 29, 2022 |
Schedule of Investments - Virtus Newfleet Multi-Sector Bond ETF July 31, 2022 (unaudited) Security Description Principal Value CORPORATE BONDS – 31. |
|
September 26, 2022 |
Schedule of Investments - Virtus Private Credit Strategy ETF July 31, 2022 (unaudited) Security Description Shares Value COMMON STOCKS - 57. |
|
September 26, 2022 |
Schedule of Investments - Virtus Real Asset Income ETF July 31, 2022 (unaudited) Security Description Shares Value COMMON STOCKS - 98. |
|
September 26, 2022 |
Schedule of Investments - Virtus LifeSci Biotech Clinical Trials ETF Schedule of Investments - Virtus LifeSci Biotech Clinical Trials ETF July 31, 2022 (unaudited) Security Description Shares Value COMMON STOCKS - 98. |
|
September 26, 2022 |
Schedule of Investments - Virtus WMC International Dividend ETF July 31, 2022 (unaudited) Security Description Shares Value COMMON STOCKS - 98. |
|
September 26, 2022 |
Schedule of Investments - InfraCap REIT Preferred ETF Schedule of Investments - InfraCap REIT Preferred ETF July 31, 2022 (unaudited) Security Description Shares Value PREFERRED STOCKS - 98. |
|
September 26, 2022 |
Schedule of Investments - Virtus LifeSci Biotech Products ETF July 31, 2022 (unaudited) Security Description Shares Value COMMON STOCKS - 98. |
|
June 24, 2022 |
Schedule of Investments - Virtus Reaves Utilities ETF April 30, 2022 (unaudited) Security Description Shares Value COMMON STOCKS - 97. |
|
March 25, 2022 |
Schedule of Investments - InfraCap REIT Preferred ETF January 31, 2022 (unaudited) Security Description Shares Value PREFERRED STOCKS - 99. |
|
March 25, 2022 |
Schedule of Investments - Virtus Private Credit Strategy ETF January 31, 2022 (unaudited) Security Description Shares Value COMMON STOCKS - 60. |
|
March 25, 2022 |
Schedule of Investments - Virtus LifeSci Biotech Clinical Trials ETF January 31, 2022 (unaudited) Security Description Shares Value COMMON STOCKS - 98. |
|
March 25, 2022 |
Schedule of Investments - Virtus InfraCap U.S. Preferred Stock ETF January 31, 2022 (unaudited) Security Description Shares Value PREFERRED STOCKS - 130.0% Communication Services - 2.7% Liberty Broadband Corp., Series A, 7.00%(1) 50,072 $ 1,449,584 Qwest Corp., 6.50%(1) 14,516 365,948 Telephone and Data Systems, Inc., Series UU, 6.63%(1) 49,642 1,291,685 Telephone and Data Systems, Inc., Series VV |
|
March 25, 2022 |
Schedule of Investments - Virtus Newfleet Multi-Sector Bond ETF Schedule of Investments - Virtus Newfleet Multi-Sector Bond ETF January 31, 2022 (unaudited) Security Description Principal Value CORPORATE BONDS – 39. |
|
March 25, 2022 |
Schedule of Investments - Virtus LifeSci Biotech Products ETF January 31, 2022 (unaudited) Security Description Shares Value COMMON STOCKS - 97. |
|
March 25, 2022 |
Schedule of Investments - Virtus Real Asset Income ETF January 31, 2022 (unaudited) Security Description Shares Value COMMON STOCKS - 98. |
|
March 25, 2022 |
Schedule of Investments - InfraCap MLP ETF January 31, 2022 (unaudited) Security Description Shares Value COMMON STOCKS - 130. |
|
March 25, 2022 |
Schedule of Investments - Virtus WMC International Dividend ETF Schedule of Investments - Virtus WMC International Dividend ETF January 31, 2022 (unaudited) Security Description Shares Value COMMON STOCKS - 99. |
|
December 23, 2021 |
Schedule of Investments - Virtus Reaves Utilities ETF Schedule of Investments - Virtus Reaves Utilities ETF October 31, 2021 (unaudited) Security Description Shares Value COMMON STOCKS - 100. |
|
September 28, 2021 |
Schedule of Investments - InfraCap MLP ETF Schedule of Investments - InfraCap MLP ETF July 31, 2021 (unaudited) Security Description Shares Value COMMON STOCKS - 124. |
|
September 28, 2021 |
Schedule of Investments - Virtus Newfleet Multi-Sector Bond ETF July 31, 2021 (unaudited) Security Description Principal Value CORPORATE BONDS – 40. |
|
September 28, 2021 |
Schedule of Investments - Virtus Private Credit Strategy ETF July 31, 2021 (unaudited) Security Description Shares Value COMMON STOCKS - 58. |
|
September 28, 2021 |
Schedule of Investments - Virtus Real Asset Income ETF July 31, 2021 (unaudited) Security Description Shares Value COMMON STOCKS - 99. |
|
September 28, 2021 |
Schedule of Investments - InfraCap REIT Preferred ETF Schedule of Investments - InfraCap REIT Preferred ETF July 31, 2021 (unaudited) Security Description Shares Value PREFERRED STOCKS - 98. |
|
September 28, 2021 |
NPORT-EX 2 665628VirtLSciBioClnTri.htm Schedule of Investments - Virtus LifeSci Biotech Clinical Trials ETF July 31, 2021 (unaudited) Security Description Shares Value COMMON STOCKS - 98.7% Health Care - 98.1% 4D Molecular Therapeutics, Inc.* 7,642 $ 190,057 89bio, Inc.* 11,442 179,182 AbCellera Biologics, Inc. (Canada)* 9,111 138,214 AC Immune SA (Switzerland)*(1) 30,187 219,761 Adaptimmune Thera |
|
September 28, 2021 |
Schedule of Investments - Virtus InfraCap U.S. Preferred Stock ETF July 31, 2021 (unaudited) Security Description Shares Value PREFERRED STOCKS - 129.3% Communication Services - 0.8% Liberty Broadband Corp., Series A, 7.00%(1) 41,160 $ 1,162,358 Qwest Corp., 6.50%(1) 11,924 302,393 Telephone and Data Systems, Inc., 5.88%(1) 38,572 992,843 Telephone and Data Systems, Inc., Series UU, 6.63%(1) 40,81 |
|
September 28, 2021 |
Schedule of Investments - Virtus LifeSci Biotech Products ETF Schedule of Investments - Virtus LifeSci Biotech Products ETF July 31, 2021 (unaudited) Security Description Shares Value COMMON STOCKS - 98. |
|
September 28, 2021 |
Schedule of Investments - Virtus WMC International Dividend ETF Schedule of Investments - Virtus WMC International Dividend ETF July 31, 2021 (unaudited) Security Description Shares Value COMMON STOCKS - 99. |
|
June 25, 2021 |
Schedule of Investments - Virtus Reaves Utilities ETF Schedule of Investments - Virtus Reaves Utilities ETF April 30, 2021 (unaudited) Security Description Shares Value COMMON STOCKS - 97. |
|
June 21, 2021 |
Securities distributed by VP Distributors, LLC One Financial Plaza, Hartford, CT 06103 | 800.248.7971 | Virtus.com June 21, 2021 Securities and Exchange Commission Judiciary Plaza 100 F Street, NE Washington, D.C. 20549 Attention: Ken Ellington, Division of Investment Management Re: Virtus Funds Shareholder Reports Dear Mr. Ellington: Thank you for the comments of the staff of the U.S. Securities and Exchange Commission (the ?Staff?) conveyed |
|
March 30, 2021 |
Schedule of Investments - InfraCap REIT Preferred ETF Schedule of Investments - InfraCap REIT Preferred ETF January 31, 2021 (unaudited) Security Description Shares Value PREFERRED STOCKS - 96. |
|
March 30, 2021 |
Schedule of Investments - Virtus InfraCap U.S. Preferred Stock ETF Schedule of Investments - Virtus InfraCap U.S. Preferred Stock ETF January 31, 2021 (unaudited) Security Description Shares Value PREFERRED STOCKS - 130.3% Communication Services - 0.8% Liberty Broadband Corp., Series A, 7.00%(1) 23,774 $ 674,231 Qwest Corp., 6.50%(1) 8,832 226,717 Qwest Corp., 6.75% 1,046 27,269 Telephone and Data Systems, Inc., 5.88%(1) 41,732 1,044,552 Total Communication Servi |
|
March 30, 2021 |
Schedule of Investments - InfraCap MLP ETF Schedule of Investments - InfraCap MLP ETF January 31, 2021 (unaudited) Security Description Shares Value COMMON STOCKS - 127. |
|
March 30, 2021 |
Schedule of Investments - Virtus LifeSci Biotech Products ETF January 31, 2021 (unaudited) Security Description Shares Value COMMON STOCKS - 98. |
|
March 30, 2021 |
Schedule of Investments - Virtus LifeSci Biotech Clinical Trials ETF January 31, 2021 (unaudited) Security Description Shares Value COMMON STOCKS - 98. |
|
March 30, 2021 |
Schedule of Investments - Virtus Newfleet Multi-Sector Bond ETF Schedule of Investments - Virtus Newfleet Multi-Sector Bond ETF January 31, 2021 (unaudited) Security Description Principal Value CORPORATE BONDS – 38. |
|
March 30, 2021 |
Schedule of Investments - Virtus Real Asset Income ETF January 31, 2021 (unaudited) Security Description Shares Value COMMON STOCKS - 97. |
|
March 30, 2021 |
Schedule of Investments - Virtus Private Credit Strategy ETF January 31, 2021 (unaudited) Security Description Shares Value COMMON STOCKS - 58. |
|
March 30, 2021 |
Schedule of Investments - Virtus WMC International Dividend ETF Schedule of Investments - Virtus WMC International Dividend ETF January 31, 2021 (unaudited) Security Description Shares Value COMMON STOCKS - 99. |
|
December 28, 2020 |
Schedule of Investments - Virtus Reaves Utilities ETF Schedule of Investments - Virtus Reaves Utilities ETF October 31, 2020 (unaudited) Security Description Shares Value COMMON STOCKS - 97. |
|
September 29, 2020 |
Schedule of Investments - InfraCap REIT Preferred ETF Schedule of Investments - InfraCap REIT Preferred ETF July 31, 2020 (unaudited) Security Description Shares Value PREFERRED STOCKS - 98. |
|
September 29, 2020 |
Schedule of Investments - InfraCap MLP ETF July 31, 2020 (unaudited) Security Description Shares Value COMMON STOCKS - 129. |
|
September 29, 2020 |
Schedule of Investments - Virtus InfraCap U.S. Preferred Stock ETF Schedule of Investments - Virtus InfraCap U.S. Preferred Stock ETF July 31, 2020 (unaudited) Security Description Shares Value PREFERRED STOCKS - 126.9%(1) Communication Services - 2.7% GCI Liberty, Inc., Series A, 7.00% 12,657 $ 341,613 Qwest Corp., 6.13% 21,833 520,935 Qwest Corp., 6.50% 5,861 143,595 Qwest Corp., 6.63% 3,125 77,531 Qwest Corp., 6.75% 8,996 228,588 Telephone and Data Systems, In |
|
September 29, 2020 |
Schedule of Investments - Virtus LifeSci Biotech Clinical Trials ETF July 31, 2020 (unaudited) Security Description Shares Value COMMON STOCKS - 99. |
|
September 29, 2020 |
Schedule of Investments - Virtus Real Asset Income ETF Schedule of Investments - Virtus Real Asset Income ETF July 31, 2020 (unaudited) Security Description Shares Value COMMON STOCKS - 97. |
|
September 29, 2020 |
Schedule of Investments - Virtus Private Credit Strategy ETF Schedule of Investments - Virtus Private Credit Strategy ETF July 31, 2020 (unaudited) Security Description Shares Value COMMON STOCKS - 61. |
|
September 29, 2020 |
Schedule of Investments - Virtus WMC International Dividend ETF Schedule of Investments - Virtus WMC International Dividend ETF (Formerly Virtus WMC Global Factor Opportunities ETF) July 31, 2020 (unaudited) Security Description Shares Value COMMON STOCKS - 99. |
|
September 29, 2020 |
Schedule of Investments - Virtus LifeSci Biotech Products ETF Schedule of Investments - Virtus LifeSci Biotech Products ETF July 31, 2020 (unaudited) Security Description Shares Value COMMON STOCKS - 98. |
|
September 29, 2020 |
Schedule of Investments - Virtus Newfleet Multi-Sector Bond ETF July 31, 2020 (unaudited) Security Description Principal Value CORPORATE BONDS – 41. |
|
August 17, 2020 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 Telephone 215. |
|
July 15, 2020 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 Telephone 215. |
|
July 9, 2020 |
- NOTIFICATION TO VOLUNTARILY WITHDRAW A CLASS OF SECURITIES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-36676 Issuer: ETFis Series Trust I Exchange: NYSE Arca, Inc. (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) |
|
July 9, 2020 |
- REGISTRATION OR LISTING OF A CLASS OF SECURITIES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETFis Series Trust I (Exact name of registrant as specified in its Trust Instrument) Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) 1540 Broadway, |
|
July 1, 2020 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street Suite 2600 Philadelphia, PA 19103 Telephone 215. |
|
June 24, 2020 |
Schedule of Investments - Virtus Reaves Utilities ETF Schedule of Investments - Virtus Reaves Utilities ETF April 30, 2020 (unaudited) Security Description Shares Value COMMON STOCKS - 95. |
|
May 19, 2020 |
Stradley Ronon Stevens & Young, LLP Suite 2600 2005 Market Street Philadelphia, PA 19103-7018 Telephone 215. |
|
March 27, 2020 |
Schedule of Investments - Virtus LifeSci Biotech Products ETF Schedule of Investments - Virtus LifeSci Biotech Products ETF January 31, 2020 (unaudited) Security Description Shares Value COMMON STOCKS - 98. |
|
March 27, 2020 |
Schedule of Investments - Virtus InfraCap U.S. Preferred Stock ETF Schedule of Investments - Virtus InfraCap U.S. Preferred Stock ETF (continued) January 31, 2020 (unaudited) Security Description Shares Value PREFERRED STOCKS - 117.6%(1) Communication Services - 5.2% GCI Liberty, Inc., Series A, 7.00% 24,533 $ 668,524 Qwest Corp., 6.13% 90,575 2,267,092 Qwest Corp., 6.50% 55,631 1,432,498 Qwest Corp., 6.75% 6,488 170,116 Telephone & Data Systems, Inc., 5.88% 44,9 |
|
March 27, 2020 |
Schedule of Investments - InfraCap REIT Preferred ETF Schedule of Investments - InfraCap REIT Preferred ETF January 31, 2020 (unaudited) Security Description Shares Value PREFERRED STOCKS - 96. |
|
March 27, 2020 |
Schedule of Investments - Virtus Private Credit Strategy ETF Schedule of Investments - Virtus Private Credit Strategy ETF January 31, 2020 (unaudited) Security Description Shares Value COMMON STOCKS - 62. |
|
March 27, 2020 |
Schedule of Investments - Virtus LifeSci Biotech Clinical Trials ETF Schedule of Investments - Virtus LifeSci Biotech Clinical Trials ETF January 31, 2020 (unaudited) Security Description Shares Value COMMON STOCKS - 99. |
|
March 27, 2020 |
Schedule of Investments - Virtus Newfleet Multi-Sector Bond ETF Schedule of Investments - Virtus Newfleet Multi-Sector Bond ETF January 31, 2020 (unaudited) Security Description Principal Value CORPORATE BONDS – 33. |
|
March 27, 2020 |
Schedule of Investments - Virtus WMC Global Factor Opportunities ETF Schedule of Investments - Virtus WMC Global Factor Opportunities ETF January 31, 2020 (unaudited) Security Description Shares Value COMMON STOCKS - 99. |
|
March 27, 2020 |
Schedule of Investments - InfraCap MLP ETF Schedule of Investments - InfraCap MLP ETF January 31, 2020 (unaudited) Security Description Shares Value COMMON STOCKS - 132. |
|
March 27, 2020 |
Schedule of Investments - Virtus Real Asset Income ETF Schedule of Investments - Virtus Real Asset Income ETF January 31, 2020 (unaudited) Security Description Shares Value COMMON STOCKS - 98. |
|
January 31, 2020 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on February 11, 2020, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d2-2(a)(3) That on |
|
December 24, 2019 |
Schedule of Investments - Virtus Reaves Utilities ETF Schedule of Investments - Virtus Reaves Utilities ETF October 31, 2019 (unaudited) Security Description Shares Value COMMON STOCKS - 95. |
|
September 26, 2019 |
Etfis Series Trust I NPORT-EX - - NPORT-EX 1 VirtusETFTrust.htm Schedule of Investments - InfraCap REIT Preferred ETF July 31, 2019 (unaudited) Security Description Shares Value PREFERRED STOCKS-98.8% Financials-29.2% AGNC Investment Corp., Series C, 7.00% 16,693 $ 431,013 Annaly Capital Management, Inc., Series F, 6.95% 36,982 951,177 Annaly Capital Management, Inc., Series G, 6.50% 21,828 544,390 Apollo Global Management LLC, Se |
|
June 25, 2019 |
Etfis Series Trust I NPORT-EX - - NPORT-EX 1 ETFisSeriesTrustInport.htm Schedule of Investments - Virtus Reaves Utilities ETF (Formerly Reaves Utilities ETF) April 30, 2019 (Unaudited) Security Description Shares Value Common Stocks - 98.8% Utilities - 98.8% American Water Works Co., Inc. 4,505 $ 487,396 Atmos Energy Corp. 3,928 401,992 Clearway Energy, Inc. Class C 21,999 349,124 CMS Energy Corp. 12,807 711,429 Consolidated Ediso |
|
April 22, 2019 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on May 3, 2019, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d2-2(a)(3) That on April |
|
March 29, 2019 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, William J. Smalley, certify that: 1. I have reviewed this report on Form N-Q of ETFis Series Trust I; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of |
|
March 29, 2019 |
Etfis Series Trust I QUARTERLY REPORT (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22819 ETFis Series Trust I (Exact name of registrant as specified in charter) 1540 Broadway, 16th Floor New York, NY 10036 (Address of principal executive offices) (Zip code) ETFis Series Trust I |
|
February 28, 2019 |
Etfis Series Trust I FORM 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETFis Series Trust I (Exact name of registrant as specified in its Trust Instrument) Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) 1540 Broadway, |
|
February 22, 2019 |
CORRESP 1 filename1.htm Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103-7018 Telephone 215.564.8000 Fax 215.564.8120 www.stradley.com [email protected] 215.564.8528 February 22, 2019 Via EDGAR Transmission Ms. Kim Browning Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ETFis Seri |
|
February 4, 2019 |
Etfis Series Trust I FORM 8-A12B 8-A12B 1 e37098a12b.htm FORM 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETFis Series Trust I (Exact name of registrant as specified in its Trust Instrument) Delaware See Below (State of incorporation or organization) (I.R.S. Employer |
|
January 18, 2019 |
CORRESP 1 filename1.htm Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 Telephone 215.564.8000 Fax 215.564.8120 www.stradley.com [email protected] 215.564.8528 January 18, 2019 Via EDGAR Transmission Ms. Ashley Vroman-Lee Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ETFis Serie |
|
December 28, 2018 |
Etfis Series Trust I QUARTERLY REPORT (Quarterly Schedule of Portfolio Holdings) N-Q 1 e3276nq.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22819 ETFis Series Trust I (Exact name of registrant as specified in charter) 1540 Broadway, 16th Floor New York, NY 10036 (Address of principal executive offic |
|
December 28, 2018 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 e3276ex99cert.htm CERTIFICATION Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, William J. Smalley, certify that: 1. I have reviewed this report on Form N-Q of ETFis Series Trust I; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact neces |
|
November 6, 2018 |
November 6, 2018 Via EDGAR Transmission Filing Desk U.S. Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549 Re: ETFis Series Trust I (the “Registrant”) File Nos. 333-187668 and 811-22819 Dear Sir or Madam: Pursuant to Rule 477 under the Securities Act of 1933, the Registrant respectfully requests withdrawal of Post-Effective Amendment No. 146 (Accession No. 0000891092-18 |
|
November 5, 2018 |
Stradley Ronon Stevens & Young, LLP Suite 2600 2005 Market Street Philadelphia, PA 19103-7018 Telephone 215. |
|
October 17, 2018 |
DSE / Duff & Phelps Select Energy MLP Fund Inc. CORRESP CORRESP 1 filename1.htm 100 Pearl Street, Hartford, CT 06103 800.248.7971 VIRTUS.COM October 11, 2018 Securities and Exchange Commission Judiciary Plaza 100 F Street, NE Washington, D.C. 20549 Attention: Ken Ellington, Division of Investment Management Re: Virtus Funds Shareholder Reports Dear Mr. Ellington: Thank you for your telephonic comments on September 11, 2018, regarding the shareholder re |
|
October 4, 2018 |
Stradley Ronon Stevens & Young, LLP Suite 2600 2005 Market Street Philadelphia, PA 19103-7018 Telephone 215. |
|
September 21, 2018 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, William J. Smalley, certify that: 1. I have reviewed this report on Form N-Q of ETFis Series Trust I; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of |
|
September 21, 2018 |
Etfis Series Trust I FORM N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 e2235nq.htm FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22819 ETFis Series Trust I (Exact name of registrant as specified in charter) 1540 Broadway, 16th Floor New York, NY 10036 (Address of principal executive offices) (Zip |
|
June 27, 2018 |
Etfis Series Trust I QUARTERLY REPORT (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22819 ETFis Series Trust I (Exact name of registrant as specified in charter) 1540 Broadway, 16th Floor New York, NY 10036 (Address of principal executive offices) (Zip code) ETFis Series Trust I |
|
June 27, 2018 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 e79199ex99cert.htm CERTIFICATION Exhibit 99.Cert Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, William J. Smalley, certify that: 1. I have reviewed this report on Form N-Q of ETFis Series Trust I; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact nece |
|
May 11, 2018 |
Etfis Series Trust I FORM 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETFis Series Trust I (Exact name of registrant as specified in its Trust Instrument) Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) 1540 Broadway, |
|
April 2, 2018 |
Etfis Series Trust I FORM N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 e78291nq.htm FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22819 ETFis Series Trust I (Exact name of registrant as specified in charter) 1540 Broadway, 16th Floor New York, New York 10036 (Address of principal executive office |
|
April 2, 2018 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, William J. Smalley, certify that: 1. I have reviewed this report on Form N-Q of ETFis Series Trust I; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of |
|
February 28, 2018 |
Stradley Ronon Stevens & Young, LLP Suite 2600 2005 Market Street Philadelphia, PA 19103-7018 Telephone 215. |
|
February 27, 2018 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103-7018 Telephone 215. |
|
February 22, 2018 |
CORRESP 1 filename1.htm Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103-7018 Telephone 215.564.8000 Fax 215.564.8120 www.stradley.com [email protected] 215.564.8528 February 22, 2018 Via EDGAR Transmission Ms. Anu Dubey Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ETFis Series |
|
December 29, 2017 |
Etfis Series Trust I - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22819 ETFis Series Trust I (Exact name of registrant as specified in charter) 1540 Broadway, 16th Floor New York, NY 10036 (Address of principal executive offices) (Zip code) ETFis Series Trust I |
|
December 29, 2017 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Exhibit 99.1 Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, William J. Smalley, certify that: 1. I have reviewed this report on Form N-Q of ETFis Series Trust I; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of th |
|
December 29, 2017 |
Stradley Ronon Stevens & Young, LLP Suite 2600 2005 Market Street Philadelphia, PA 19103-7018 Telephone 215. |
|
November 20, 2017 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103-7018 Telephone 215. |
|
November 15, 2017 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103-7018 Telephone 215. |
|
October 31, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETFis Series Trust I (Exact name of registrant as specified in its Trust Instrument) Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) 1540 Broadway, |
|
October 27, 2017 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103-7018 Telephone 215. |
|
October 23, 2017 |
Stradley Ronon Stevens & Young, LLP Suite 2600 2005 Market Street Philadelphia, PA 19103-7018 Telephone 215. |
|
October 10, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETFis Series Trust I (Exact name of registrant as specified in its Trust Instrument) Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) 1540 Broadway, |
|
September 27, 2017 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Exhibit 99.1 Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, William J. Smalley, certify that: 1. I have reviewed this report on Form N-Q of ETFis Series Trust I; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of th |
|
September 27, 2017 |
Etfis Series Trust I - QUARTERLY REPORT N-Q 1 e75745nq.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22819 ETFis Series Trust I (Exact name of registrant as specified in charter) 1540 Broadway, 16th Floor New York, NY 10036 (Address of principal executive offi |
|
August 31, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETFis Series Trust I (Exact name of registrant as specified in its Trust Instrument) Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) 1540 Broadway, |
|
August 31, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 0001559109 Issuer: ETFis Series Trust I Exchange: The NASDAQ Stock Market LLC (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/o |
|
August 28, 2017 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103-7018 Telephone 215. |
|
August 16, 2017 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103-7018 Telephone 215. |
|
August 10, 2017 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103-7018 Telephone 215. |
|
July 12, 2017 |
Stradley Ronon Stevens & Young, LLP Suite 2600 2005 Market Street Philadelphia, PA 19103-7018 Telephone 215. |
|
June 29, 2017 |
Etfis Series Trust I - FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22819 ETFis Series Trust I (Exact name of registrant as specified in charter) 1540 Broadway, 16th Floor New York, New York 10036 (Address of principal executive offices) (Zip code) ETFis Series T |
|
June 29, 2017 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, William J. Smalley, certify that: 1. I have reviewed this report on Form N-Q of ETFis Series Trust I; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of |
|
June 20, 2017 |
As filed with the Securities and Exchange Commission on June 20, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
June 19, 2017 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103-7018 Telephone 215. |
|
June 7, 2017 |
Law Offices Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 (215) 564-8600 Michael D. |
|
June 7, 2017 |
PRE 14A 1 e74496pre14a.htm PRELIMINARY PROXY STATEMENT As filed with the Securities and Exchange Commission on June 7, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Prel |
|
May 22, 2017 |
Stradley Ronon Stevens & Young, LLP Suite 2600 2005 Market Street Philadelphia, PA 19103-7018 Telephone 215. |
|
April 7, 2017 |
Stradley Ronon Stevens & Young, LLP Suite 2600 2005 Market Street Philadelphia, PA 19103-7018 Telephone 215. |
|
March 31, 2017 |
Etfis Series Trust I - FORM N-Q N-Q 1 e73443nq.htm FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22819 ETFis Series Trust I (Exact name of registrant as specified in charter) 1540 Broadway, 16th Floor New York, New York 10036 (Address of principal executive office |
|
March 31, 2017 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, William J. Smalley, certify that: 1. I have reviewed this report on Form N-Q of ETFis Series Trust I; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of |
|
February 21, 2017 |
February 21, 2017 Via EDGAR Transmission U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: ETFis Series Trust I (the ?Registrant?) File Nos. 333-187668 and 811-22819 Ladies and Gentlemen: Pursuant to Rule 477 under the Securities Act of 1933, the Registrant hereby respectfully requests the withdrawal of the following Post-Effective Amendments to the Registrant?s R |
|
February 3, 2017 |
Stradley Ronon Stevens & Young, LLP Suite 2600 2005 Market Street Philadelphia, PA 19103-7018 Telephone 215. |
|
January 27, 2017 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103-7018 Telephone 215. |
|
January 12, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETFis Series Trust I (Exact name of registrant as specified in its Trust Instrument) Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) 1540 Broadway, |
|
December 29, 2016 |
Etfis Series Trust I - QUARTERLY REPORT N-Q 1 e72292nq.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22819 ETFis Series Trust I (Exact name of registrant as specified in charter) 1540 Broadway, 16th Floor New York, NY 10036 (Address of principal executive offi |
|
December 29, 2016 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 e72292ex99cert.htm CERTIFICATIONS Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, William J. Smalley, certify that: 1. I have reviewed this report on Form N-Q of ETFis Series Trust I; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact nec |
|
December 21, 2016 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103-7018 Telephone 215. |
|
November 22, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETFis Series Trust I (Exact name of registrant as specified in its Trust Instrument) Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) 1540 Broadway, |
|
November 21, 2016 |
ETFis Series Trust I 1540 Broadway, New York, New York 10036 ETF Distributors LLC 1540 Broadway, New York, New York 10036 November 21, 2016 Filed via EDGAR (CIK #0001559109) Ms. |
|
November 21, 2016 |
Stradley Ronon Stevens & Young, LLP Suite 2600 2005 Market Street Philadelphia, PA 19103-7018 Telephone 215. |
|
October 17, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 0001559109 Issuer: ETFis Series Trust I Exchange: The NASDAQ Stock Market LLC (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/o |
|
October 17, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETFis Series Trust I (Exact name of registrant as specified in its Trust Instrument) Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) 1540 Broadway, |
|
October 11, 2016 |
October 11, 2016 FILED VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Request for Withdrawal of Registration Statement of Active Alts Long/Short U.S. Equity Fund, a series of ETFis Series Trust I (File Nos. 333-187668 and 811-22819) (?Registrant?) Ladies and Gentlemen: Pursuant to Rule 477 under the Securities Act of 1933, as amended, Registrant her |
|
October 11, 2016 |
October 11, 2016 FILED VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Request for Withdrawal of Registration Statement of ActiveAlts Contrarian ETF, a series of ETFis Series Trust I (File Nos. 333-187668 and 811-22819) (?Registrant?) Ladies and Gentlemen: Pursuant to Rule 477 under the Securities Act of 1933, as amended, Registrant hereby respectful |
|
October 11, 2016 |
October 11, 2016 FILED VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Request for Withdrawal of Registration Statement of The Credit Strategist High Yield Opportunities Fund, a series of ETFis Series Trust I (File Nos. 333-187668 and 811-22819) (?Registrant?) Ladies and Gentlemen: Pursuant to Rule 477 under the Securities Act of 1933, as amended, Re |
|
September 27, 2016 |
I, William Smalley, certify that: Exhibit 99.1 CERTIFICATIONS I, William Smalley, certify that: 1. I have reviewed this report on Form N-Q of ETFis Series Trust I; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
|
September 27, 2016 |
Etfis Series Trust I - QUARTERLY REPORT N-Q 1 e71119nq.htm QUARTERLY REPORT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22819 ETFis Series Trust I (Exact name of registrant as specified in charter) 1540 Broadway, Suite 1610 New York, NY 10036 (Address of principle executive offices) (Zip code |
|
August 16, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-a FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETFis Series Trust I - (Exact name of registrant as specified in its charter) Delaware - See below - (Jurisdiction of Incorporation or Organization) (I.R.S. Employer Identification No.) 1540 Broadw |
|
August 16, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-a FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETFis Series Trust I - (Exact name of registrant as specified in its charter) Delaware - See below - (Jurisdiction of Incorporation or Organization) (I.R.S. Employer Identification No.) 1540 Broadw |
|
July 8, 2016 |
ETFis Series trust I 1540 Broadway 16th Floor New York, New York 10036 ETFis Series trust I 1540 Broadway 16th Floor New York, New York 10036 VIA EDGAR July 8, 2016 Securities and Exchange Commission Filing Desk 100 F Street, N. |
|
June 27, 2016 |
I, William J. Smalley, certify that: Exhibit 99.1 CERTIFICATIONS I, William J. Smalley, certify that: 1. I have reviewed this report on Form N-Q of ETFis Series Trust I; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
|
June 27, 2016 |
Etfis Series Trust I - FORM N-Q SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22819 ETFis Series Trust I (Exact name of registrant as specified in charter) 1540 Broadway, Suite 1610 New York, NY 10036 (Address of principle executive offices) (Zip code) Registrant's telephone number, inc |
|
March 28, 2016 |
I, William J. Smalley, certify that: Exhibit 99.1 CERTIFICATIONS I, William J. Smalley, certify that: e: e44757ex99-1.htm 1. I have reviewed this report on Form N-Q of ETFis Series Trust I; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
|
March 28, 2016 |
Etfis Series Trust I - FORM N-Q SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22819 ETFis Series Trust I (Exact name of registrant as specified in charter) 1540 Broadway, Suite 1610 New York, NY 10036 (Address of principle executive offices) (Zip code) Registrant's telephone number, in |
|
March 3, 2016 |
March 3, 2016 FILED VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Anu Dubey Re: Request for Withdrawal of Post-Effective Amendment No. 84 to Registration Statement of InfraCap REIT Preferred ETF, a series of ETFis Series Trust I (File Nos. 333-187668 and 811-22819; CIK 0001559109) (?Registrant?) Ms. Dubey: Pursuant to Rule 477 under the Secu |
|
February 23, 2016 |
STATEMENT OF ADDITIONAL INFORMATION February 23, 2015 FILED VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ETFis Series Trust I, File Nos. 333-187668 and 811-22819 Ladies and Gentlemen: We are submitting this correspondence on behalf of our client, the ETFis Series Trust I (the “Trust”). Ms. Anu Dubey of the staff (the “Staff”) of the Securities and Exchange Commission (the “Commissio |
|
February 12, 2016 |
AW 1 e68302aw.htm WITHDRAWAL OF AMENDMENT February 12, 2016 FILED VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Request for Withdrawal of Registration Statement of Active Alts Long/Short U.S. Equity Fund, a series of ETFis Series Trust I (File Nos. 333-187668 and 811-22819) (“Registrant”) Ladies and Gentlemen: Pursuant to Rule 477 under the Securit |
|
February 9, 2016 |
RW WD 1 e68230rwwd.htm WITHDRAWAL OF A REGISTRATION WITHDRAWAL February 9, 2016 VIA EDGAR Ms. Anu Dubey Securities and Exchange Commission 100 F Street N.E. Division of Investment Management Washington, D.C. 20549 RE: ETFis Series Trust (the “Registrant”) (CIK: 0001559109) (Accession No. 0000891092-16-012105), (File Nos. 333-187668 and 811-22819) Ms. Dubey: We are filing this as notice that the fi |
|
February 9, 2016 |
February 9, 2016 FILED VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Request for Withdrawal of Registration Statement of Virtus Newfleet Short Duration Income ETF, a series of ETFis Series Trust I (File Nos. 333-187668 and 811-22819) (“Registrant”) Ladies and Gentlemen: Pursuant to Rule 477 under the Securities Act of 1933, as amended, Registrant h |
|
February 8, 2016 |
February 8, 2016 FILED VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Request for Withdrawal of Registration Statement of Virtus Newfleet Short Duration Income ETF, a series of ETFis Series Trust I (File Nos. 333-187668 and 811-22819) (“Registrant”) Ladies and Gentlemen: Pursuant to Rule 477 under the Securities Act of 1933, as amended, Registrant h |
|
December 22, 2015 |
I, William J. Smalley, certify that: Exhibit 99.1 CERTIFICATIONS I, William J. Smalley, certify that: 1. I have reviewed this report on Form N-Q of ETFis Series Trust I; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
|
December 22, 2015 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22819 ETFis Series Trust I (Exact name of registrant as specified in charter) 1540 Broadway, Suite 1610 New York, NY 10036 (Address of principal executive offices) (Zip code) Registrant's telephone number, inc |
|
December 8, 2015 |
ETFis Series trust I 1540 Broadway New York, New York 10036 ETFis Series trust I 1540 Broadway New York, New York 10036 VIA EDGAR December 8, 2015 Securities and Exchange Commission Filing Desk 100 F Street, N. |
|
December 8, 2015 |
ETFis Series trust I 1540 Broadway New York, New York 10036 ETFis Series trust I 1540 Broadway New York, New York 10036 VIA EDGAR December 8, 2015 Securities and Exchange Commission Filing Desk 100 F Street, N. |
|
December 3, 2015 |
VIA EDGAR December 2, 2015 Securities and Exchange Commission Filing Desk 100 F Street, N. |
|
September 24, 2015 |
Exhibit 99.1 CERTIFICATIONS I, William J. Smalley, certify that: 1. I have reviewed this report on Form N-Q of ETFis Series Trust I; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
|
September 24, 2015 |
Etfis Series Trust I - FORM N-Q N-Q 1 e65982nq.htm FORM N-Q SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22819 ETFis Series Trust I (Exact name of registrant as specified in charter) 1540 Broadway, Suite 1610, New York, NY 10036 (Address of principal executive offices) (Zip code) ETFis |
|
September 22, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-a FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETFis Series Trust I - (Exact name of registrant as specified in its charter) Delaware See below - - (Jurisdiction of Incorporation or Organization) (I.R.S. Employer Identification No.) 1540 Broadw |
|
August 10, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to Form 8-a FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETFis Series Trust I - (Exact name of registrant as specified in its charter) Delaware See below - - (Jurisdiction of Incorporation or Organization) (I.R.S. Employer Identificati |
|
May 19, 2015 |
As filed with the Securities and Exchange Commission on May 19, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
May 8, 2015 |
8-A12B 1 e641408a12b.htm FORM 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-a FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETFis Series Trust I - (Exact name of registrant as specified in its charter) Delaware See below - - (Jurisdiction of Incorporation or Organization) (I.R.S. Emp |
|
May 8, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-a FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETFis Series Trust I - (Exact name of registrant as specified in its charter) Delaware See below - - (Jurisdiction of Incorporation or Organization) (I.R.S. Employer Identification No.) 6 East 39th |
|
April 8, 2015 |
As filed with the Securities and Exchange Commission on April 8, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
March 20, 2015 |
Exhibit 99.1 CERTIFICATION I, William J. Smalley, certify that: 1. I have reviewed this report on Form N-Q of ETFis Series Trust I; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to t |
|
March 20, 2015 |
Etfis Series Trust I - FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22819 ETFis Series Trust I (Exact name of Registrant as specified in charter) 6 East 39th Street, Suite 1003, New York, NY 10016 (Address of principal executive offices) (Zip code) William Smalle |
|
February 25, 2015 |
Etfis Series Trust I PRE 14A - - PRELIMINARY PROXY STATEMENT As filed with the Securities and Exchange Commission on February 25, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
February 23, 2015 |
Etfis Series Trust I 8-A12B - - FORM 8-A 8-A12B 1 e629168a12b.htm FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-a FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PUSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETFis Series Trust I - (Exact name of registrant as specified in its charter) Delaware See Item 1, below - - (Jurisdiction of Incorporation or Organization) (I.R.S. |
|
February 9, 2015 |
Etfis Series Trust I 8-A12B - - FORM 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-a FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PUSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETFis Series Trust I - (Exact name of registrant as specified in its charter) Delaware See Item 1, below - - (Jurisdiction of Incorporation or Organization) (I.R.S. Employer Identification No.) 6 Ea |
|
December 9, 2014 |
Etfis Series Trust I 8-A12B - - FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-a FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETFis Series Trust I - (Exact name of registrant as specified in its charter) Delaware See Item 1, below - - (Jurisdiction of Incorporation or Organization) (I.R.S. Employer Identification No.) 6 E |
|
October 7, 2014 |
Etfis Series Trust I CORRESP - - CORRESP 1 filename1.htm October 7, 2014 FILED VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ETFis Series Trust I, File Nos. 333-187668 and 811-22819 Ladies and Gentlemen: Ms. Mary Cole of the staff (the “Staff”) of the Securities and Exchange Commission (the “Commission”) provided oral comments, on September 15, 2014, regarding the above-referenced |
|
October 2, 2014 |
Etfis Series Trust I 8-A12B - - FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-a FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PUSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETFis Series Trust I - (Exact name of registrant as specified in its charter) Delaware See Item 1, below - - (Jurisdiction of Incorporation or Organization) (I.R.S. Employer Identification No.) 6 Ea |
|
September 22, 2014 |
Etfis Series Trust I CORRESP - - VIA EDGAR September 22, 2014 Securities and Exchange Commission Filing Desk 100 F Street, N. |
|
December 24, 2013 |
ADMINISTRATIVE SERVICES AGREEMENT ADMINISTRATIVE SERVICES AGREEMENT This ADMINISTRATIVE SERVICES AGREEMENT is made and entered into as of this day of August, 2013 by and between ETFIS SERIES TRUST I, a Delaware statutory trust (“Trust”) and ETF ISSUER SOLUTIONS INC. |
|
December 24, 2013 |
FUND ADMINISTRATION AND ACCOUNTING AGREEMENT FUND ADMINISTRATION AND ACCOUNTING AGREEMENT AGREEMENT made as of , by and between each entity listed on Exhibit A hereto (each a “Fund”, collectively the “Funds”), and The Bank of New York Mellon, a New York banking organization (“BNY”). |
|
December 24, 2013 |
ETFis SERIES TRUST I MANNA ETFS MANAGEMENT, LLC SUB-ADVISOR AGREEMENT ETFis SERIES TRUST I and MANNA ETFS MANAGEMENT, LLC SUB-ADVISOR AGREEMENT AGREEMENT, dated this 27th day of August 2013, by and between the ETFis Series Trust I (the “Trust”), on behalf of the Mana Core Equity Enhanced Dividend Income Fund (the “Fund’), and Manna ETFs Management, LLC (the “Sub-Advisor”). |
|
December 24, 2013 |
CUSTODY AGREEMENT AGREEMENT, dated as of , 200 between , a Delaware statutory trust, having its principal office and place of business at (the “Trust”) and The Bank of New York Mellon, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”). |
|
December 24, 2013 |
ADVISORY AGREEMENT ADVISORY AGREEMENT made as of this day of by and between ETFIS SERIES TRUST I (the “Trust”), a Delaware statutory trust registered as an investment company under the Investment Company Act of 1940, as amended (the “1940 Act”), and Etfis Capital LLC, a Delaware limited liability company with its principal place of business at 317 Madison Avenue, Suite 920, New York, NY 10017 (the “Adviser”). |
|
December 24, 2013 |
TRANSFER AGENCY AND SERVICE AGREEMENT TRANSFER AGENCY AND SERVICE AGREEMENT AGREEMENT made as of the day of , 2013, by and between each Trust (hereinafter the “Trust”) listed on Appendix I hereto and each Series of the Trust listed on Appendix I hereto (as such Appendix be amended from time to time), and THE BANK OF NEW YORK MELLON, a New York banking company having its principal office and place of business at One Wall Street, New York, New York 10286 (the “Bank”). |
|
December 24, 2013 |
Attorneys at Law 1001 W. Fourth Street Winston-Salem, NC 27101 December 24, 2013 ETFis Series Trust I 317 Madison Avenue, Suite 920 New York, NY 10017 Ladies and Gentlemen: We have served as counsel for ETFis Series Trust I, a Delaware statutory trust (the “Trust”), which has filed for registration as an investment company under the Investment Company Act of 1940, as amended (File No. 811-22819) w |
|
December 24, 2013 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the reference to our firm in the Pre-Effective Amendment to the Registration Statement on Form N-1A of Manna Core Equity Enhanced Dividend Income Fund (“the Fund”), a series of shares of beneficial interest of the ETFis Series Trust I, and to the use of our opinion dated December 24, 2013 on the statement of assets and liabilities as of December 20, 2013 of the Fund. |
|
December 24, 2013 |
DISTRIBUTION AND SERVICE PLAN ETFis Series Trust I DISTRIBUTION AND SERVICE PLAN ETFis Series Trust I 1. The Trust. ETFis Series Trust I (the “Trust”) is an open-end investment company, registered under the Investment Company Act of 1940 (the “1940 Act”), and organized as a series trust. 2. The Plan. The Trust desires to adopt a plan of distribution pursuant to Rule 12b-1 under the 1940 Act with respect to the shares of beneficial interest (“Share |
|
December 24, 2013 |
INITIAL SHARE PURCHASE AGREEMENT This Agreement is made as of the day of , 2013 between Manna ETFs Management, LLC (the “Purchaser”), a [state and form of organization], and ETFis Series Trust I, a Delaware statutory trust (the “Trust”). |
|
December 24, 2013 |
ETF ACTIVELY MANAGED TRUST Certificate of Amendment to Certificate of Trust Pursuant to Title 12, Section 3810(b) of the Delaware Statutory Trust Act, the undersigned Trust executed the following Certificate of Amendment: 1. |
|
December 24, 2013 |
Securities Act Registration No. 333-187668 Investment Company Act Reg. No. 818-22819 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933T Pre-Effective Amendment No. 1 [X] Post-Effective Amendment No. [ ] and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940T Amendment No. 1 [X] (Check appropriate box or boxes |
|
December 24, 2013 |
DRAFT DISTRIBUTION AGREEMENT This Distribution Agreement (“Agreement”) is made this day of , 2013, by and between ETFis Series Trust I, a Delaware statutory trust (“Trust”) having its principal place of business at 317 Madison Avenue, Suite 920, New York, NY 10017, and ETF Distributors LLC, a Delaware limited liability company (“Distributor”) having its principal place of business at 317 Madison Avenue, Suite 920, New York, NY 10017. |
|
December 24, 2013 |
DRAFT ETFIS SERIES TRUST I AUTHORIZED PARTICIPANT AGREEMENT This Authorized Participant Agreement (the “Agreement”) is entered into by and between ETF Distributors LLC (the “Distributor”) and ETFis Series Trust I (the “Participant”) and is subject to acceptance by Bank of New York Mellon (the “Transfer Agent”) as transfer agent for ETFis Series Trust I (the “Trust”). |
|
December 24, 2013 |
ETF ISSUER SOLUTIONS INC. ETFIS CAPITAL LLC ETF DISTRIBUTORS LLC CODE OF ETHICS September 15, 2013 (Amended) INTRODUCTION This Code of Ethics (the "Code") has been adopted by each of the entities listed in Appendix A (each, a "Company" and collectively, the "Companies"). This Code pertains to the Companies' distribution services to registered management investment companies or series thereof, as w |
|
April 2, 2013 |
BYLAWS OF ETF ACTIVELY MANAGED TRUST September 20, 2012 ARTICLE I DECLARATION OF TRUST AND PRINCIPAL OFFICE 1. |
|
April 2, 2013 |
STATE of DELAWARE CERTIFICATE of TRUST This Certificate of Trust is filed in accordance with the provisions of the Delaware Statutory Trust Act (Title 12 of the Delaware Code, Section 3801 et seq. |
|
April 2, 2013 |
N-1A 1 fp0006905n1a.htm Securities Act Registration No. 333- Investment Company Act Reg. No. 811-22819 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X] Pre-Effective Amendment [ ] Post-Effective Amendment No. [ ] and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 [X] Amendment No. [ ] (Check appropri |
|
April 2, 2013 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection with such notific |
|
April 2, 2013 |
ETF ACTIVELY MANAGED TRUST Agreement and Declaration of Trust Dated as of September 20, 2012 TABLE OF CONTENTS ARTICLE I NAME AND DEFINITIONS 1 1. |
|
April 2, 2013 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the reference to our firm in the Registration Statement on Form N-1A of the ETF Actively Managed Trust. |