Statistik Asas
| LEI | 529900OK432R4C6NQQ73 |
| CIK | 1383414 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to PennantPark Investment Corporation
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
| August 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2025 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) |
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| August 11, 2025 |
PennantPark Investment Corporation Announces Financial Results for the Quarter Ended June 30, 2025 EXHIBIT 99.1 PennantPark Investment Corporation Announces Financial Results for the Quarter Ended June 30, 2025 MIAMI, Aug. 11, 2025 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (NYSE: PNNT) announced today its financial results for the third quarter ended June 30, 2025. HIGHLIGHTS Quarter ended June 30, 2025 (unaudited) ($ in millions, except per share amounts) Assets and Liabilities: In |
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| August 11, 2025 |
•]` UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q •]` UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 814-00736 PENNAN |
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| July 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 14, 2025 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) (C |
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| July 14, 2025 |
PennantPark Investment Corporation Announces Monthly Distributions of $0.08 per Share EXHIBIT 99.1 PennantPark Investment Corporation Announces Monthly Distributions of $0.08 per Share MIAMI, July 14, 2025 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NYSE: PNNT) declares its monthly distribution for August 2025 of $0.08 per share, payable on September 2, 2025 to stockholders of record as of August 15, 2025 and declares its monthly distribution for Septembe |
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| July 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 3, 2025 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) (Co |
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| July 3, 2025 |
PennantPark Investment Corporation Schedules Earnings Release of Third Fiscal Quarter 2025 Results EXHIBIT 99.1 PennantPark Investment Corporation Schedules Earnings Release of Third Fiscal Quarter 2025 Results MIAMI, July 03, 2025 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NYSE: PNNT) announced that it will report results for the third fiscal quarter ended June 30, 2025 on Monday, August 11, 2025 after the close of the financial markets. The Company will also host a |
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| July 2, 2025 |
PennantPark Investment Corporation Announces Monthly Distribution of $0.08 per Share EXHIBIT 99.1 PennantPark Investment Corporation Announces Monthly Distribution of $0.08 per Share MIAMI, July 02, 2025 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NYSE: PNNT) declares its monthly distribution for July 2025 of $0.08 per share, payable on August 1, 2025 to stockholders of record as of July 15, 2025. The distribution is expected to be paid from taxable net |
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| July 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 2, 2025 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) (Co |
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| June 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2025 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) (Co |
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| June 3, 2025 |
PennantPark Investment Corporation Announces Monthly Distribution of $0.08 per Share EXHIBIT 99.1 PennantPark Investment Corporation Announces Monthly Distribution of $0.08 per Share MIAMI, June 03, 2025 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NYSE: PNNT) declares its monthly distribution for June 2025 of $0.08 per share, payable on July 1, 2025 to stockholders of record as of June 16, 2025. The distribution is expected to be paid from taxable net in |
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| June 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2025 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) (Co |
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| May 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2025 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) (Co |
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| May 12, 2025 |
•]` UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q •]` UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 814-00736 PENNA |
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| May 12, 2025 |
PennantPark Investment Corporation Announces Financial Results for the Quarter Ended March 31, 2025 EXHIBIT 99.1 PennantPark Investment Corporation Announces Financial Results for the Quarter Ended March 31, 2025 MIAMI, May 12, 2025 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (NYSE: PNNT) announced today its financial results for the second quarter ended March 31, 2025. HIGHLIGHTS Quarter ended March 31, 2025 (unaudited) ($ in millions, except per share amounts) Assets and Liabilities: |
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| May 2, 2025 |
Exhibit 99.3 JF Holdings Corp. Consolidated Financial Statements Years Ended December 31, 2024 and 2023 JF Holdings Corp. Contents Independent Auditor’s Report 3-4 Consolidated Financial Statements Consolidated Balance Sheets 6 Consolidated Statements of Operations 7 Consolidated Statements of Changes in Stockholder’s Deficit 8 Consolidated Statements of Cash Flows 9 Notes to Consolidated Financia |
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| May 2, 2025 |
Exhibit 99.2 JF Holdings Corp. Consolidated Financial Statements Years Ended December 31, 2023 and 2022 JF Holdings Corp. Contents Independent Auditor’s Report 3-4 Consolidated Financial Statements Consolidated Balance Sheets 6 Consolidated Statements of Operations 7 Consolidated Statements of Changes in Stockholder’s (Deficit) Equity 8 Consolidated Statements of Cash Flows 9 Notes to Consolidated |
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| May 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE N |
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| May 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2025 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) (Com |
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| May 2, 2025 |
PennantPark Investment Corporation Announces Monthly Distribution of $0.08 per Share EXHIBIT 99.1 PennantPark Investment Corporation Announces Monthly Distribution of $0.08 per Share MIAMI, May 02, 2025 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the “Company”) (NYSE: PNNT) declares its monthly distribution for May 2025 of $0.08 per share, payable on June 2, 2025 to stockholders of record as of May 15, 2025. The distribution is expected to be paid from taxable net inves |
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| April 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2025 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland (State or Other Jurisdiction of Incorporation) 814-00736 (Commission |
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| April 3, 2025 |
PennantPark Investment Corporation Schedules Earnings Release of Second Fiscal Quarter 2025 Results EXHIBIT 99.1 PennantPark Investment Corporation Schedules Earnings Release of Second Fiscal Quarter 2025 Results MIAMI, April 03, 2025 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NYSE: PNNT) announced that it will report results for the second fiscal quarter ended March 31, 2025 on Monday, May 12, 2025 after the close of the financial markets. The Company will also host |
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| April 3, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2025 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) (C |
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| April 2, 2025 |
PennantPark Investment Corporation Announces Monthly Distribution of $0.08 per Share EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 PennantPark Investment Corporation Announces Monthly Distribution of $0.08 per Share MIAMI, April 02, 2025 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NYSE: PNNT) declares its monthly distribution for April 2025 of $0.08 per share, payable on May 1, 2025 to stockholders of record as of April 15, 2025. The distribution is ex |
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| April 2, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 2, 2025 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) (C |
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| March 4, 2025 |
PennantPark Investment Corporation Announces Monthly Distribution of $0.08 per Share EXHIBIT 99.1 PennantPark Investment Corporation Announces Monthly Distribution of $0.08 per Share MIAMI, March 04, 2025 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NYSE: PNNT) declares its monthly distribution for March 2025 of $0.08 per share, payable on April 1, 2025 to stockholders of record as of March 14, 2025. The distribution is expected to be paid from taxable ne |
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| March 4, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2025 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) (C |
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| February 10, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2025 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation |
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| February 10, 2025 |
EXHIBIT 99.1 PennantPark Investment Corporation Announces Financial Results for the Quarter Ended December 31, 2024 MIAMI, Feb. 10, 2025 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (NYSE: PNNT) announced today its financial results for the first quarter ended December 31, 2024. HIGHLIGHTS Quarter ended December 31, 2024 (unaudited) ($ in millions, except per share amounts) Assets and Lia |
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| February 10, 2025 |
•]` UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q •]` UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED DECEMBER 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 814-00736 PE |
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| February 10, 2025 |
Exhibit 10.1 NOTICE OF COMMITMENT INCREASE REQUEST Truist Bank, as Administrative Agent 3333 Peachtree Road, 7th Floor Atlanta, Georgia 30326 Attention: Hays Wood Telecopy Number: (404) 836-5879 February 7, 2025 Ladies and Gentlemen: This Commitment Increase Request (this “Commitment Increase Request”) is delivered pursuant to Section 2.08(e) of the Second Amended and Restated Senior Secured Revol |
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| February 6, 2025 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) of The Securities Exchange Act of 1934 February 4, 2025 Date of Report (Date of earliest event reported) PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or other jurisdiction of incorporation) |
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| February 5, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2025 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) |
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| February 5, 2025 |
PennantPark Investment Corporation Announces Monthly Distribution of $0.08 per Share EXHIBIT 99.1 PennantPark Investment Corporation Announces Monthly Distribution of $0.08 per Share MIAMI, Feb. 05, 2025 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NYSE: PNNT) declares its monthly distribution for February 2025 of $0.08 per share, payable on March 3, 2025 to stockholders of record as of February 18, 2025. The distribution is expected to be paid from taxab |
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| January 16, 2025 |
Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 16, 2025 (Date of earliest event reported) PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00736 (Commissio |
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| January 8, 2025 |
PennantPark Investment Corporation Schedules Earnings Release of First Fiscal Quarter 2025 Results EXHIBIT 99.1 PennantPark Investment Corporation Schedules Earnings Release of First Fiscal Quarter 2025 Results MIAMI, Jan. 08, 2025 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NYSE: PNNT) announced that it will report results for the first fiscal quarter ended December 31, 2024 on Monday, February 10, 2025 after the close of the financial markets. The Company will also |
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| January 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 8, 2025 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) |
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| January 3, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 3, 2025 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) |
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| January 3, 2025 |
PennantPark Investment Corporation Announces Monthly Distribution of $0.08 per Share EXHIBIT 99.1 PennantPark Investment Corporation Announces Monthly Distribution of $0.08 per Share MIAMI, Jan. 03, 2025 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NYSE: PNNT) declares its monthly distribution for January 2025 of $0.08 per share, payable on February 3, 2025 to stockholders of record as of January 15, 2025. The distribution is expected to be paid from taxa |
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| December 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————————— SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 ————————————————— Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e |
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| December 3, 2024 |
PennantPark Investment Corporation Announces Monthly Distribution of $0.08 per Share EXHIBIT 99.1 PennantPark Investment Corporation Announces Monthly Distribution of $0.08 per Share MIAMI, Dec. 03, 2024 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NYSE: PNNT) declares its monthly distribution for December 2024 of $0.08 per share, payable on January 2, 2025 to stockholders of record as of December 16, 2024. The distribution is expected to be paid from tax |
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| December 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 3, 2024 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) |
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| November 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2024 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 814-00736 PENNANTPARK I |
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| November 26, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 25, 2024 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdict |
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| November 26, 2024 |
EXHIBIT 99.1 PennantPark Investment Corporation Announces Financial Results for the Fourth Quarter and Fiscal Year Ended September 30, 2024 and Upsize of Joint Venture (Amended) Explanatory Note: PennantPark Investment Corporation (the “Company”) is updating the press release issued by the Company on November 25, 2024 to correct certain information contained therein. The updated release reads: MIA |
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| November 26, 2024 |
Subsidiaries of the Registrant EXHIBIT 21.1 Subsidiaries of the Registrant Name of entity and place of jurisdiction Voting Securities Owned Percentage PNNT Alabama Holdings Inc. (Delaware) 100 % (1) PNNT Investment Holdings, LLC (Delaware) 100 % (1) PNNT Investment Holdings II, LLC (Delaware) 100 % (1) RAM Energy Holdings LLC (Delaware) 100 % (2) MSpark, LLC (Alabama) 51 % (2) PennantPark Senior Loan Fund, LLC 61 % (2) AKW Hold |
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| November 26, 2024 |
Report of RSM US LLP on Senior Securities Table. EXHIBIT 99.2 Report of Independent Registered Public Accounting Firm Board of Directors and Stockholders PennantPark Investment Corporation and Subsidiaries Our audits of the consolidated financial statements and internal control over financial reporting referred to in our reports dated November 25, 2024, (appearing in the accompanying Form 10-K) also included an audit of the senior securities tab |
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| November 26, 2024 |
EXHIBIT 99.4 PennantPark Senior Loan Fund, LLC Consolidated Financial Statements and Independent Auditor’s Report September 30, 2023 and 2022 Contents Independent Auditor’s Report 1 Financial Statements: Consolidated Statements of Assets, Liabilities and Members’ Equity as of September 30, 2023 and 2022 2 Consolidated Statements of Operations for the years ended September 30, 2023 and 2022 3 Conso |
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| November 26, 2024 |
Exhibit 99.3 PennantPark Senior Loan Fund, LLC Consolidated Financial Statements and Independent Auditor’s Report September 30, 2024 and 2023 Contents Independent Auditor’s Report 1 Financial Statements: Consolidated Statements of Assets, Liabilities and Members’ Equity as of September 30, 2024 and 2023 3 Consolidated Statements of Operations for the years ended September 30, 2024 and 2023 4 Conso |
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| November 25, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 25, 2024 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation |
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| November 25, 2024 |
EXHIBIT 99.1 PennantPark Investment Corporation Announces Financial Results for the Fourth Quarter and Fiscal Year Ended September 30, 2024 and Upsize of Joint Venture MIAMI, Nov. 25, 2024 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (NYSE: PNNT) (the "Company") announced today financial results for the fourth quarter and fiscal year ended September 30, 2024. HIGHLIGHTS Year ended Septemb |
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| November 4, 2024 |
PennantPark Investment Corporation Announces Monthly Distribution of $0.08 per Share EXHIBIT 99.1 PennantPark Investment Corporation Announces Monthly Distribution of $0.08 per Share MIAMI, Nov. 04, 2024 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NYSE: PNNT) declares its monthly distribution for November 2024 of $0.08 per share, payable on December 2, 2024 to stockholders of record as of November 15, 2024. The distribution is expected to be paid from ta |
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| November 4, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2024 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) |
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| October 22, 2024 |
Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 22, 2024 (Date of earliest event reported) PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00736 (Commissio |
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| October 3, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 3, 2024 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) |
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| October 3, 2024 |
PennantPark Investment Corporation Schedules Earnings Release of Fourth Fiscal Quarter 2024 Results EXHIBIT 99.1 PennantPark Investment Corporation Schedules Earnings Release of Fourth Fiscal Quarter 2024 Results MIAMI, Oct. 03, 2024 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NYSE: PNNT) announced that it will report results for the fourth fiscal quarter ended September 30, 2024 on Monday, November 25, 2024 after the close of the financial markets. The Company will al |
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| October 2, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2024 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) |
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| October 2, 2024 |
PennantPark Investment Corporation Announces Monthly Distribution of $0.08 per Share EXHIBIT 99.1 PennantPark Investment Corporation Announces Monthly Distribution of $0.08 per Share MIAMI, Oct. 02, 2024 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NYSE: PNNT) declares its monthly distribution for October 2024 of $0.08 per share, payable on November 1, 2024 to stockholders of record as of October 16, 2024. The distribution is expected to be paid from taxa |
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| September 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 28, 2024 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or other jurisdiction of incorporation) |
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| September 4, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2024 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation |
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| September 4, 2024 |
Exhibit 10.1 EXECUTION VERSION SECOND AMENDMENT TO AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF PENNANTPARK SENIOR LOAN FUND, LLC This Second Amendment, made and entered into as of August 28, 2024 (the “Amendment Date”), by the parties signatory hereto (this “Amendment”), amends that certain Amended and Restated Limited Liability Company Agreement of PennantPark Senior Loan Fund, LL |
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| September 4, 2024 |
PennantPark Investment Corporation Announces Monthly Distribution of $0.08 per Share EXHIBIT 99.1 PennantPark Investment Corporation Announces Monthly Distribution of $0.08 per Share MIAMI, Sept. 04, 2024 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NYSE: PNNT) declares its monthly distribution for September 2024 of $0.08 per share, payable on October 1, 2024 to stockholders of record as of September 16, 2024. The distribution is expected to be paid from |
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| August 7, 2024 |
PennantPark Investment Corporation Announces Financial Results for the Quarter Ended June 30, 2024 EXHIBIT 99.1 PennantPark Investment Corporation Announces Financial Results for the Quarter Ended June 30, 2024 MIAMI, Aug. 07, 2024 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (NYSE: PNNT) announced today its financial results for the third quarter ended June 30, 2024. HIGHLIGHTS Quarter ended June 30, 2024 (unaudited) ($ in millions, except per share amounts) Assets and Liabilities: In |
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| August 7, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2024 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) ( |
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| August 7, 2024 |
Exhibit 10.5 SIXTH AMENDMENT TO SECOND AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT This SIXTH AMENDMENT TO SECOND AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT, dated as of June 25, 2024 (this “Amendment”), to the Existing Credit Agreement (capitalized terms used herein and not otherwise defined shall have the meanings given to such terms in Article 1) is among |
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| August 7, 2024 |
Exhibit 10.2 AMENDED AND RESTATED ADMINISTRATION AGREEMENT AGREEMENT (this “Agreement”) made as of May 20, 2024 by and between PennantPark Investment Corporation, a Maryland corporation (hereinafter referred to as the “Corporation”), and PennantPark Investment Administration, LLC, a Delaware limited liability company, (hereinafter referred to as the “Administrator”). W I T N E S S E T H: WHEREAS, |
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| August 7, 2024 |
EXHIBIT 3.2 PENNANTPARK INVESTMENT CORPORATION ARTICLES OF AMENDMENT PennantPark Investment Corporation, a Maryland corporation (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: The charter of the Corporation (the “Charter”) is hereby amended by deleting therefrom the first two sentences of Section 5.1 of Article V and inserting in l |
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| August 7, 2024 |
•]` UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q •]` UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 814-00736 PENNAN |
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| August 7, 2024 |
Exhibit 10.1 FOURTH AMENDED AND RESTATED INVESTMENT ADVISORY MANAGEMENT AGREEMENT BETWEEN PENNANTPARK INVESTMENT CORPORATION AND PENNANTPARK INVESTMENT ADVISERS, LLC FOURTH AMENDED AND RESTATED AGREEMENT (this “Agreement”) made this 20th day of May 2024, by and between PENNANTPARK INVESTMENT CORPORATION., a Maryland corporation (the “Corporation”), and PENNANTPARK INVESTMENT ADVISERS, LLC, a Delaw |
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| August 2, 2024 |
PennantPark Investment Corporation Announces Monthly Distribution of $0.08 per Share EXHIBIT 99.1 PennantPark Investment Corporation Announces Monthly Distribution of $0.08 per Share MIAMI, Aug. 02, 2024 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NYSE: PNNT) declares its monthly distribution for August 2024 of $0.08 per share, payable on September 3, 2024 to stockholders of record as of August 16, 2024. The distribution is expected to be paid from taxab |
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| August 2, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2024 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) ( |
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| July 12, 2024 |
Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 12, 2024 (Date of earliest event reported) PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or other jurisdiction of incorporation) (C |
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| July 3, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 3, 2024 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) (Co |
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| July 3, 2024 |
PennantPark Investment Corporation Schedules Earnings Release of Third Fiscal Quarter 2024 Results EXHIBIT 99.1 PennantPark Investment Corporation Schedules Earnings Release of Third Fiscal Quarter 2024 Results MIAMI, July 03, 2024 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NYSE: PNNT) announced that it will report results for the third fiscal quarter ended June 30, 2024 on Wednesday, August 7, 2024 after the close of the financial markets. The Company will also host |
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| July 2, 2024 |
PennantPark Investment Corporation Announces Monthly Distribution of $0.08 per Share EXHIBIT 99.1 PennantPark Investment Corporation Announces Monthly Distribution of $0.08 per Share MIAMI, July 02, 2024 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NYSE: PNNT) declares its monthly distribution for July 2024 of $0.08 per share, payable on August 1, 2024 to stockholders of record as of July 15, 2024. The distribution is expected to be paid from taxable net |
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| July 2, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 2, 2024 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) (Co |
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| June 4, 2024 |
Exhibit 1.1 PENNANTPARK INVESTMENT CORPORATION (a Maryland corporation) Common Stock, Par Value $0.001 Per Share EQUITY DISTRIBUTION AGREEMENT Dated: June 4, 2024 PENNANTPARK INVESTMENT CORPORATION (a Maryland corporation) Common Stock, Par Value $0.001 Per Share EQUITY DISTRIBUTION AGREEMENT Truist Securities, Inc. 3333 Peachtree Road, NE Atlanta, Georgia 30326 Ladies and Gentlemen: PennantPark I |
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| June 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2024 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or other jurisdiction of incorporation) (Co |
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| June 4, 2024 |
Filed Pursuant to Rule 424(b)(2) File No. 333-263564 Prospectus Supplement To the Prospectus dated April 28, 2022 Up to $100 million Common Stock PennantPark Investment Corporation (“we”, “our”, or “us”) has entered into separate equity distribution agreements, each dated June 4, 2024, with Truist Securities, Inc. and Keefe, Bruyette & Woods, Inc., each, a sales agent, relating to the shares of ou |
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| June 4, 2024 |
Exhibit 1.2 PENNANTPARK INVESTMENT CORPORATION (a Maryland corporation) Common Stock, Par Value $0.001 Per Share EQUITY DISTRIBUTION AGREEMENT Dated: June 4, 2024 PENNANTPARK INVESTMENT CORPORATION (a Maryland corporation) Common Stock, Par Value $0.001 Per Share EQUITY DISTRIBUTION AGREEMENT Keefe, Bruyette & Woods, Inc. 787 Seventh Avenue, 5th Floor New York, New York 10019 Ladies and Gentlemen: |
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| May 8, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2024 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) (Com |
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| May 8, 2024 |
•]` UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q •]` UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 814-00736 PENNA |
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| May 8, 2024 |
EXHIBIT 99.1 PennantPark Investment Corporation Announces 14.3% Increase of Its Monthly Distribution to $0.08 per share and Financial Results for the Quarter Ended March 31, 2024 MIAMI, May 08, 2024 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (NYSE: PNNT) announced today its financial results for the second quarter ended March 31, 2024. HIGHLIGHTS Quarter ended March 31, 2024 (unaudited) |
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| May 2, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2024 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) (Com |
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| May 2, 2024 |
PennantPark Investment Corporation Announces Monthly Distribution of $0.07 per Share EXHIBIT 99.1 PennantPark Investment Corporation Announces Monthly Distribution of $0.07 per Share MIAMI, May 02, 2024 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NYSE: PNNT) declares its monthly distribution for May 2024 of $0.07 per share, payable on June 3, 2024 to stockholders of record as of May 15, 2024. The distribution is expected to be paid from taxable net inves |
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| April 3, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2024 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) (C |
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| April 3, 2024 |
PennantPark Investment Corporation Schedules Earnings Release of Second Fiscal Quarter 2024 Results EXHIBIT 99.1 PennantPark Investment Corporation Schedules Earnings Release of Second Fiscal Quarter 2024 Results MIAMI, April 03, 2024 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NYSE: PNNT) announced that it will report results for the second fiscal quarter ended March 31, 2024 on Wednesday, May 8, 2024 after the close of the financial markets. The Company will also hos |
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| April 2, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 2, 2024 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) (C |
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| April 2, 2024 |
PennantPark Investment Corporation Announces Monthly Distribution of $0.07 per Share EXHIBIT 99.1 PennantPark Investment Corporation Announces Monthly Distribution of $0.07 per Share MIAMI, April 02, 2024 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NYSE: PNNT) declares its monthly distribution for April 2024 of $0.07 per share, payable on May 1, 2024 to stockholders of record as of April 15, 2024. The distribution is expected to be paid from taxable net |
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| March 4, 2024 |
PennantPark Investment Corporation Announces Monthly Distribution of $0.07 per Share EXHIBIT 99.1 PennantPark Investment Corporation Announces Monthly Distribution of $0.07 per Share MIAMI, March 04, 2024 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NYSE: PNNT) declares its monthly distribution for March 2024 of $0.07 per share, payable on April 1, 2024 to stockholders of record as of March 18, 2024. The distribution is expected to be paid from taxable ne |
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| March 4, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2024 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) (C |
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| February 13, 2024 |
PNNT / PennantPark Investment Corporation / ARES MANAGEMENT LLC - SC 13G/A Passive Investment SC 13G/A 1 tm245821d3sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2) PennantPark Investment Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 708062104 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropr |
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| February 13, 2024 |
Joint Filing Agreement, dated as of February 13, 2024, by and among the Reporting Persons. EX-99.1 2 tm245821d3ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement on Schedule 13G jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but |
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| February 9, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) of The Securities Exchange Act of 1934 February 6, 2024 Date of Report (Date of earliest event reported) PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or other jurisdiction of incorporation) |
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| February 7, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2024 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) |
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| February 7, 2024 |
EXHIBIT 99.1 PennantPark Investment Corporation Announces Financial Results for the Quarter Ended December 31, 2023 MIAMI, Feb. 07, 2024 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (NYSE: PNNT) announced today its financial results for the first quarter ended December 31, 2023. HIGHLIGHTS Quarter ended December 31, 2023 (unaudited) ($ in millions, except per share amounts) Assets and Lia |
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| February 7, 2024 |
•]` UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q •]` UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED DECEMBER 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 814-00736 PE |
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| February 2, 2024 |
PennantPark Investment Corporation Announces Monthly Distribution of $0.07 per Share EXHIBIT 99.1 PennantPark Investment Corporation Announces Monthly Distribution of $0.07 per Share MIAMI, Feb. 02, 2024 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NYSE: PNNT) declares its monthly distribution for February 2024 of $0.07 per share, payable on March 1, 2024 to stockholders of record as of February 15, 2024. The distribution is expected to be paid from taxab |
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| February 2, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2024 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) |
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| January 4, 2024 |
PennantPark Investment Corporation Schedules Earnings Release of First Fiscal Quarter 2024 Results EXHIBIT 99.1 PennantPark Investment Corporation Schedules Earnings Release of First Fiscal Quarter 2024 Results MIAMI, Jan. 04, 2024 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NYSE: PNNT) announced that it will report results for the first fiscal quarter ended December 31, 2023 on Wednesday, February 7, 2024 after the close of the financial markets. The Company will als |
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| January 4, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 4, 2024 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) |
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| January 3, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 3, 2024 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) |
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| January 3, 2024 |
PennantPark Investment Corporation Announces Monthly Distribution of $0.07 per Share EXHIBIT 99.1 PennantPark Investment Corporation Announces Monthly Distribution of $0.07 per Share MIAMI, Jan. 03, 2024 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NYSE: PNNT) declares its monthly distribution for January 2024 of $0.07 per share, payable on February 1, 2024 to stockholders of record as of January 16, 2024. The distribution is expected to be paid from taxa |
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| December 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————————— SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 ————————————————— Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e |
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| December 8, 2023 |
EXHIBIT 99.4 PennantPark Senior Loan Fund, LLC Consolidated Financial Statements and Independent Auditor’s Report September 30, 2022 and 2021 Contents Independent Auditor’s Report 1 Financial Statements: Consolidated Statements of Assets, Liabilities and Members’ Equity as of September 30, 2022 and 2021 2 Consolidated Statements of Operations for the year ended September 30, 2022 and 2021 3 Consol |
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| December 8, 2023 |
EXHIBIT 99.3 PennantPark Senior Loan Fund, LLC Consolidated Financial Statements and Independent Auditor’s Report September 30, 2023 and 2022 Contents Independent Auditor’s Report 1 Financial Statements: Consolidated Statements of Assets, Liabilities and Members’ Equity as of September 30, 2023 and 2022 2 Consolidated Statements of Operations for the years ended September 30, 2023 and 2022 3 Conso |
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| December 8, 2023 |
Privacy Policy of the Registrant. Exhibit 99.1 PENNANTPARK INVESTMENT CORPORATION PENNANTPARK FLOATING RATE CAPITAL LTD. PRIVACY POLICY To PennantPark Investment Corporation and PennantPark Floating Rate Capital Ltd. Investors: We take precautions to maintain the privacy of personal information concerning our investors. These precautions include the adoption of certain procedures designed to maintain and secure your nonpublic pers |
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| December 8, 2023 |
EXHIBIT 97.1 PENNANTPARK INVESTMENT CORPORATION PENNANTPARK FLOATING RATE CAPITAL LTD. CLAWBACK POLICY The Board of Directors (the “Board”) of each of PennantPark Investment Corporation, a Maryland corporation (“PNNT”), and PennantPark Floating Rate Capital Ltd., a Maryland corporation (“PFLT”, and collectively with PNNT, the “Company”), believes that it is in the best interests of the Company and |
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| December 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2023 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 814-00736 PENNANTPARK I |
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| December 8, 2023 |
Exhibit 14.1 JOINT CODE OF ETHICS FOR PENNANTPARK INVESTMENT CORPORATION PENNANTPARK FLOATING RATE CAPITAL LTD. PENNANTPARK INVESTMENT ADVISERS, LLC Section I Statement of General Fiduciary Principles This Joint Code of Ethics (the “Code”) has been adopted by each of PennantPark Investment Corporation, PennantPark Floating Rate Capital, Ltd. (each individually, the “Corporation”), and PennantPark |
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| December 8, 2023 |
Report of RSM US LLP on Senior Securities Table. EXHIBIT 99.2 Report of Independent Registered Public Accounting Firm Board of Directors and Stockholders PennantPark Investment Corporation and its Subsidiaries Our audits of the consolidated financial statements and internal control over financial reporting referred to in our reports dated December 7, 2023, (appearing in the accompanying Form 10-K) also included an audit of the senior securities |
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| December 8, 2023 |
Subsidiaries of the Registrant. EXHIBIT 21.1 Subsidiaries of the Registrant Name of entity and place of jurisdiction Voting Securities Owned Percentage PNNT Alabama Holdings Inc. (Delaware) 100 % (1) PNNT Investment Holdings, LLC (Delaware) 100 % RAM Energy Holdings LLC (Delaware) 100 % (2) MSpark, LLC (Alabama) 51 % (2) PennantPark Senior Loan Fund, LLC 61 % (2) AKW Holdings Limited (Isle of Man) 82 % (2) (1) This entity is not |
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| December 4, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2023 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) |
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| December 4, 2023 |
PennantPark Investment Corporation Announces Monthly Distribution of $0.07 per Share EXHIBIT 99.1 PennantPark Investment Corporation Announces Monthly Distribution of $0.07 per Share MIAMI, Dec. 04, 2023 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NYSE: PNNT) declares its monthly distribution for December 2023 of $0.07 per share, payable on January 2, 2024 to stockholders of record as of December 18, 2023. The distribution is expected to be paid from tax |
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| November 15, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2023 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland (State or Other Jurisdiction of Incorporation) 814-00736 (Commissi |
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| November 15, 2023 |
EXHIBIT 99.1 PennantPark Investment Corporation Announces Financial Results for the Fourth Quarter and Fiscal Year Ended September 30, 2023 Miami, Florida — (GLOBE NEWSWIRE – November 15, 2023) — PennantPark Investment Corporation (NYSE: PNNT) announced today financial results for the fourth quarter and fiscal year ended September 30, 2023. HIGHLIGHTS Year ended September 30, 2023 - Unaudited ($ i |
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| November 15, 2023 |
EXHIBIT 99.2 PENNANTPARK INVESTMENT CORPORATION AND SUBSIDIARIES CONSOLIDATED SCHEDULE OF INVESTMENTS SEPTEMBER 30, 2023 (In thousands, except share data) (Unaudited) Issuer Name Maturity / Expiration Industry Current Coupon Basis Point Spread Above Index (4) Par / Shares Cost Fair Value (3) Investments in Non-Controlled, Non-Affiliated Portfolio Companies—145.6% of Net Assets (1), (2) First Lien |
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| November 2, 2023 |
PennantPark Investment Corporation Announces Monthly Distribution of $0.07 per Share EXHIBIT 99.1 PennantPark Investment Corporation Announces Monthly Distribution of $0.07 per Share MIAMI, Nov. 02, 2023 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NYSE: PNNT) declares its monthly distribution for November 2023 of $0.07 per share, payable on December 1, 2023 to stockholders of record as of November 16, 2023. The distribution is expected to be paid from ta |
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| November 2, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2023 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) |
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| October 13, 2023 |
PennantPark Investment Corporation Schedules Earnings Release of Fourth Fiscal Quarter 2023 Results EXHIBIT 99.1 PennantPark Investment Corporation Schedules Earnings Release of Fourth Fiscal Quarter 2023 Results MIAMI, Oct. 13, 2023 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NYSE: PNNT) announced that it will report results for the fourth fiscal quarter ended September 30, 2023 on Wednesday, November 15, 2023 after the close of the financial markets. The Company will |
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| October 13, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2023 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) |
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| October 3, 2023 |
PennantPark Investment Corporation Announces Monthly Distribution of $0.07 per Share EXHIBIT 99.1 PennantPark Investment Corporation Announces Monthly Distribution of $0.07 per Share MIAMI, Oct. 03, 2023 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NYSE: PNNT) declares its monthly distribution for October 2023 of $0.07 per share, payable on November 1, 2023 to stockholders of record as of October 17, 2023. The distribution is expected to be paid from taxa |
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| October 3, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 3, 2023 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) |
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| August 9, 2023 |
EXHIBIT 99.1 PennantPark Investment Corporation Announces 5.0% Increase of Its Quarterly Distribution to $0.21 per Share and Financial Results for the Quarter Ended June 30, 2023 MIAMI, Aug. 09, 2023 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (NYSE: PNNT) announced today its financial results for the third quarter ended June 30, 2023. HIGHLIGHTS Quarter ended June 30, 2023 (unaudited) ( |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2023 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) ( |
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| August 9, 2023 |
•]` UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q •]` UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 814-00736 PENNAN |
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| July 26, 2023 |
EXHIBIT 99.1 PennantPark Investment Corporation’s Unconsolidated Joint Venture, PennantPark Senior Loan Fund, LLC Completes $300 Million CLO Marking Continued Growth in PennantPark’s Middle Market CLO Platform with Seven CLOs Under Management MIAMI, July 26, 2023 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the “Company”) (NYSE: PNNT) today announced that PennantPark Senior Loan Fund, LL |
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| July 26, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2023 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) (C |
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| July 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 6, 2023 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) (Co |
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| July 6, 2023 |
PennantPark Investment Corporation Schedules Earnings Release of Third Fiscal Quarter 2023 Results EXHIBIT 99.1 PennantPark Investment Corporation Schedules Earnings Release of Third Fiscal Quarter 2023 Results MIAMI, July 06, 2023 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NYSE: PNNT) announced that it will report results for the third fiscal quarter ended June 30, 2023 on Wednesday, August 9, 2023 after the close of the financial markets. The Company will also host |
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| May 11, 2023 |
•]` UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q •]` UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 814-00736 PENNA |
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| May 10, 2023 |
EXHIBIT 99.2 PENNANTPARK INVESTMENT CORPORATION AND SUBSIDIARIES CONSOLIDATED SCHEDULE OF INVESTMENT (Unaudited) March 31, 2023 (In thousands, except share data) Issuer Name Maturity / Expiration Industry Current Coupon Basis Point Spread Above Index (4) Par / Shares Cost Fair Value (3) Investments in Non-Controlled, Non-Affiliated Portfolio Companies—177.4% of Net Assets (1), (2) First Lien Secur |
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| May 10, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2023 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland (State or Other Jurisdiction of Incorporation) 814-00736 (Commission Fi |
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| May 10, 2023 |
EXHIBIT 99.1 PennantPark Investment Corporation Announces 8.1% Increase of Its Quarterly Distribution to $0.20 per Share and Financial Results for the Quarter Ended March 31, 2023 Miami, FL — (GLOBE NEWSWIRE May 10, 2023) — PennantPark Investment Corporation (NYSE: PNNT) announced today its financial results for the second quarter ended March 31, 2023. HIGHLIGHTS Quarter ended March 31, 2023 (unau |
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| April 5, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 5, 2023 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) (C |
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| April 5, 2023 |
PennantPark Investment Corporation Schedules Earnings Release of Second Fiscal Quarter 2023 Results EXHIBIT 99.1 PennantPark Investment Corporation Schedules Earnings Release of Second Fiscal Quarter 2023 Results MIAMI, April 05, 2023 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NYSE: PNNT) announced that it will report results for the second fiscal quarter ended March 31, 2023 on Wednesday, May 10, 2023 after the close of the financial markets. The Company will also ho |
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| March 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2023 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00736 (Commission |
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| February 10, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) of The Securities Exchange Act of 1934 February 7, 2023 Date of Report (Date of earliest event reported) PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or other jurisdiction of incorporation) |
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| February 9, 2023 |
Joint Filing Agreement, dated as of February 9, 2023, by and among the Reporting Persons. EX-99.1 2 tm235739d4ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement on Schedule 13G jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but |
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| February 9, 2023 |
PNNT / PennantPark Investment Corp. / ARES MANAGEMENT LLC - SC 13G/A Passive Investment SC 13G/A 1 tm235739d4sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) PennantPark Investment Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 708062104 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropr |
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| February 8, 2023 |
•]` UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q •]` UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED DECEMBER 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 814-00736 PE |
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| February 8, 2023 |
EXHIBIT 99.1 PennantPark Investment Corporation Announces 12.1% Increase of Its Quarterly Distribution to $0.185 per Share and Financial Results for the Quarter Ended December 31, 2022 MIAMI, February 8, 2023 (GLOBE NEWSWIRE) — PennantPark Investment Corporation (NYSE: PNNT) announced today financial results for the first quarter ended December 31, 2022. HIGHLIGHTS Quarter ended December 31, 2022 |
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| February 8, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2023 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland (State or Other Jurisdiction of Incorporation) 814-00736 (Commissio |
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| January 5, 2023 |
PennantPark Investment Corporation Schedules Earnings Release of First Fiscal Quarter 2023 Results EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 PennantPark Investment Corporation Schedules Earnings Release of First Fiscal Quarter 2023 Results MIAMI, Jan. 05, 2023 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NYSE: PNNT) announced that it will report results for the first fiscal quarter ended December 31, 2022 on Wednesday, February 8, 2023 after the close of the fina |
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| January 5, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 5, 2023 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) |
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| December 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No.1) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No.1) (Mark One) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2022 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 814- |
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| December 23, 2022 |
RAM ENERGY HOLDINGS LLC AND SUBSIDIARIES Consolidated Financial Statements As of and for the Year Ended September 30, 2022 RAM ENERGY HOLDINGS LLC AND SUBSIDIARIES Consolidated Financial Statements As of and for the Year Ended September 30, 2022 RAM Energy Holdings LLC and Subsidiaries Contents Page Independent Auditor’s Report 3-4 Consolidated Financial Statements Consolidated Balance Sheet as of |
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| December 8, 2022 |
DEF 14A 1 pnnt-2023-def14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————————— SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 ————————————————— Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commis |
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| November 21, 2022 |
` UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER |
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| November 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No.1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 3, 2022 PennantPark Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of I |
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| November 17, 2022 |
Subsidiaries of the Registrant. EXHIBIT 21.1 Subsidiaries of the Registrant Name of entity and place of jurisdiction Voting Securities Owned Percentage PennantPark Investment Funding I, LLC (Delaware) 100 % PennantPark SBIC GP II, LLC (Delaware) 100 % PennantPark SBIC II LP (Delaware) 100 % (1) PNNT Alabama Holdings Inc. (Delaware) 100 % (2) PNNT CI (GALLS) Prime Investment Holdings, LLC (Delaware) 100 % PNNT Investment Holdings |
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| November 17, 2022 |
Report of RSM US LLP on Senior Securities Table. EXHIBIT 99.4 Report of Independent Registered Public Accounting Firm Board of Directors and Stockholders PennantPark Investment Corporation and its Subsidiaries Our audits of the consolidated financial statements and internal control over financial reporting referred to in our reports dated November 17, 2022, (appearing in the accompanying Form 10-K) also included an audit of the senior securities |
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| November 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 814-00736 PENNANTPARK I |
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| November 17, 2022 |
Privacy Policy of the Registrant Exhibit 99.1 PENNANTPARK INVESTMENT CORPORATION PENNANTPARK FLOATING RATE CAPITAL LTD. PRIVACY POLICY To PennantPark Investment Corporation and PennantPark Floating Rate Capital Ltd. Investors: We take precautions to maintain the privacy of personal information concerning our investors. These precautions include the adoption of certain procedures designed to maintain and secure your nonpublic pers |
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| November 17, 2022 |
Exhibit 99.2 RAM ENERGY HOLDINGS LLC AND SUBSIDIARIES Consolidated Financial Statements As of and for the Year Ended September 30, 2021 RAM ENERGY HOLDINGS LLC AND SUBSIDIARIES Consolidated Financial Statements As of and for the Year Ended September 30, 2021 RAM Energy Holdings LLC and Subsidiaries Contents Page Independent Auditor?s Report 3-4 Consolidated Financial Statements Consolidated Balanc |
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| November 17, 2022 |
EXHIBIT 99.2 Exhibit 99.3 RAM ENERGY HOLDINGS LLC AND SUBSIDIARIES Consolidated Financial Statements As of and for the Year Ended September 30, 2020 RAM ENERGY HOLDINGS LLC AND SUBSIDIARIES Consolidated Financial Statements As of and for the Year Ended September 30, 2020 RAM Energy Holdings LLC and Subsidiaries Contents Page Independent Auditor?s Report 3 Consolidated Financial Statements Consolid |
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| November 17, 2022 |
Joint Code of Ethics of the Registrant. Exhibit 14.1 JOINT CODE OF ETHICS FOR PENNANTPARK INVESTMENT CORPORATION PENNANTPARK FLOATING RATE CAPITAL LTD. PENNANTPARK INVESTMENT ADVISERS, LLC Section I Statement of General Fiduciary Principles This Joint Code of Ethics (the ?Code?) has been adopted by each of PennantPark Investment Corporation, PennantPark Floating Rate Capital, Ltd. (each individually, the ?Corporation?), and PennantPark |
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| November 16, 2022 |
EXHIBIT 99.2 EXHIBIT 99.2 EXHIBIT 99.2 PENNANTPARK INVESTMENT CORPORATION AND SUBSIDIARIES CONSOLIDATED SCHEDULE OF INVESTMENTS SEPTEMBER 30, 2022 (In thousands, except share data) Issuer Name Maturity / Expiration Industry Current Coupon Basis Point Spread Above Index (4) Par / Shares Cost Fair Value (3) Investments in Non-Controlled, Non-Affiliated Portfolio Companies?159.2% of Net Assets (1), ( |
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| November 16, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2022 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland (State or Other Jurisdiction of Incorporation) 814-00736 (Commissi |
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| November 16, 2022 |
EXHIBIT 99.1 PennantPark Investment Corporation Announces 10.0% Increase of its Quarterly Distribution to $0.165 per share and Financial Results for the Fourth Quarter and Fiscal Year Ended September 30, 2022 Miami, Florida ? (GLOBE NEWSWIRE ? November 16, 2022) ? PennantPark Investment Corporation (NYSE: PNNT) announced today financial results for the fourth quarter and fiscal year ended Septembe |
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| October 21, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): October 21, 2022 PennantPark Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) (Co |
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| October 21, 2022 |
PennantPark Investment Corporation Schedules Earnings Release of Fourth Fiscal Quarter 2022 Results EXHIBIT 99.1 PennantPark Investment Corporation Schedules Earnings Release of Fourth Fiscal Quarter 2022 Results MIAMI, Oct. 21, 2022 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NYSE: PNNT) announced that it will report results for the fourth fiscal quarter ended September 30, 2022 on Wednesday, November 16, 2022 after the close of the financial markets. The Company will |
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| August 3, 2022 |
Form of Credit Agreement (Exhibit A to Fifth Amendment) Conformed through Fifth Amendment, dated as of July 29, 2022 Exhibit 10.3 SECOND AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of June 25, 2014 and as amended by the First Omnibus Amendment to Second Amended and Restated Senior Secured Revolving Credit Agreement and Second Amended and Restated Guarantee and Security Amendment dated as of May 25, 2017, by the Second Amendm |
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| August 3, 2022 |
EXHIBIT 99.1 PennantPark Investment Corporation Announces an Increase of Its Quarterly Distribution to $0.15 per Share and Its Financial Results for the Quarter Ended June 30, 2022 MIAMI, Aug. 03, 2022 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (NYSE: PNNT) announced today financial results for the third fiscal quarter ended June 30, 2022. HIGHLIGHTS Quarter ended June 30, 2022 ($ in mi |
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| August 3, 2022 |
` UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ` UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 814-00736 PENNANTP |
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| August 3, 2022 |
Exhibit 10.2 FIFTH AMENDMENT TO SECOND AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT This FIFTH AMENDMENT TO SECOND AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT, dated as of July 29, 2022 (this ?Amendment?), is entered into among PENNANTPARK INVESTMENT CORPORATION, a Maryland corporation (the ?Borrower?), the LENDERS party hereto, the ISSUING BANKS party hereto, |
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| August 3, 2022 |
8-K 1 f8k080322.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 3, 2022 PennantPark Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 814-00736 20-8250744 (State or Other Jurisdi |
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| August 3, 2022 |
Exhibit 10.1 AMENDED AND RESTATED ADMINISTRATION AGREEMENT AGREEMENT (this ?Agreement?) made as of July 1, 2022 by and between PennantPark Investment Corporation, a Maryland corporation (hereinafter referred to as the ?Corporation?), and PennantPark Investment Administration, LLC, a Delaware limited liability company, (hereinafter referred to as the ?Administrator?). W I T N E S S E T H: WHEREAS, |
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| July 7, 2022 |
PennantPark Investment Corporation Schedules Earnings Release of Third Fiscal Quarter 2022 Results EXHIBIT 99.1 PennantPark Investment Corporation Schedules Earnings Release of Third Fiscal Quarter 2022 Results MIAMI, July 06, 2022 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NYSE: PNNT) announced that it will report results for the third fiscal quarter ended June 30, 2022 on Wednesday, August 3, 2022 after the close of the financial markets. The Company will also host |
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| July 7, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): July 6, 2022 PennantPark Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) (Commis |
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| June 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2022 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) (Co |
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| May 6, 2022 |
PennantPark Investment Corporation Appoints Senior Partner of PennantPark to Its Board of Directors Exhibit 99.1 PennantPark Investment Corporation Appoints Senior Partner of PennantPark to Its Board of Directors MIAMI, May 6, 2022 ? PennantPark Investment Corporation (the ?Company?) (NYSE: PNNT) announced today the appointment of Mr. Jos? A. Briones, Jr. to the Company?s Board of Directors, effective May 3, 2022. Mr. Briones is a Senior Partner at PennantPark Investment Advisers, LLC (?PennantP |
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| May 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 3, 2022 (Date of earliest event reported) PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00736 (Commission Fil |
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| May 6, 2022 |
Joint Code of Ethics of PennantPark Investment Corporation Exhibit 14.1 JOINT CODE OF ETHICS FOR PENNANTPARK INVESTMENT CORPORATION PENNANTPARK FLOATING RATE CAPITAL LTD. PENNANTPARK INVESTMENT ADVISERS, LLC Section I Statement of General Fiduciary Principles This Joint Code of Ethics (the ?Code?) has been adopted by each of PennantPark Investment Corporation, PennantPark Floating Rate Capital, Ltd. (each individually, the ?Corporation?), and PennantPark |
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| May 5, 2022 |
` UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ` UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 814-00736 PENNANT |
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| May 5, 2022 |
Joint Code of Ethics of the Registrant Exhibit 14.1 JOINT CODE OF ETHICS FOR PENNANTPARK INVESTMENT CORPORATION PENNANTPARK FLOATING RATE CAPITAL LTD. PENNANTPARK INVESTMENT ADVISERS, LLC Section I Statement of General Fiduciary Principles This Joint Code of Ethics (the ?Code?) has been adopted by each of PennantPark Investment Corporation, PennantPark Floating Rate Capital, Ltd. (each individually, the ?Corporation?), and PennantPark |
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| May 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 4, 2022 PennantPark Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) (Commiss |
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| May 4, 2022 |
EXHIBIT 99.1 PennantPark Investment Corporation Announces an Increase of Its Quarterly Distribution to $0.145 per Share and Its Financial Results for the Quarter Ended March 31, 2022 MIAMI, May 04, 2022 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (NYSE: PNNT) announced today financial results for the second fiscal quarter ended March 31, 2022. HIGHLIGHTS Quarter ended March 31, 2022 ($ i |
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| April 20, 2022 |
One International Place, 40th Floor 100 Oliver Street Boston, MA 02110-2605 +1 617 728 7100 Main +1 617 426 6567 Fax www. |
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| April 14, 2022 |
Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement on Schedule 13G jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complet |
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| April 14, 2022 |
PNNT / PennantPark Investment Corp. / ARES MANAGEMENT LLC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) PennantPark Investment Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 708062104 (CUSIP Number) April 8, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| April 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-33418 PENNANTPARK INVESTMENT CORPORATION The Nasdaq Stock Market LLC (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or regi |
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| April 4, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): April 4, 2022 PennantPark Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) (Commi |
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| April 4, 2022 |
PennantPark Investment Corporation Schedules Earnings Release of Second Fiscal Quarter 2022 Results EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 PennantPark Investment Corporation Schedules Earnings Release of Second Fiscal Quarter 2022 Results NEW YORK, April 04, 2022 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NASDAQ: PNNT) announced that it will report results for the second fiscal quarter ended March 31, 2022 on Wednesday, May 4, 2022 after the close of the fina |
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| March 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PENNANTPARK INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Maryland 20-8250744 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif |
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| March 30, 2022 |
Exhibit 99.6 PT Network Intermediate Holdings, LLC Consolidated Financial Reports December 31, 2021, 2020 and 2019 Contents Independent Auditors? Report 1-2 Financial Statements of PT Network Intermediate Holdings, LLC Consolidated Balance Sheets as of December 31, 2021 and 2020 3 Consolidated Statements of Operations for the Years Ended December 31, 2021, 2020 and 2019 4 Consolidated Statements o |
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| March 30, 2022 |
EXHIBIT 99.1 PennantPark Investment Corporation Announces Transfer of Common Stock listing to the New York Stock Exchange MIAMI, March 30, 2022 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the ?Company?) (NASDAQ: PNNT) today announced that it is transferring the listing of its common stock to the New York Stock Exchange (NYSE) from The NASDAQ Global Select Market. The Company?s common st |
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| March 30, 2022 |
Consent of Dixon Hughes Goodman LLP. EXHIBIT 99.8 Consent of Independent Auditor We hereby consent to the incorporation by reference in the Registration Statement on Form N-2 of PennantPark Investment Corporation of our report dated March 30, 2022 relating to the consolidated financial statements of PT Network Intermediate Holdings, LLC as of December 31, 2021 and 2020, and for each of the three years in the period ended December 31, |
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| March 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): March 30, 2022 PennantPark Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) (Comm |
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| March 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No.1) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No.1) (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 814- |
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| March 2, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): March 2, 2022 PennantPark Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) (Commi |
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| March 2, 2022 |
EXHIBIT 99.1 PennantPark Investment Corporation Unconsolidated Joint Venture, PennantPark Senior Loan Fund, LLC Completes $304 Million CLO PennantPark Expands its Middle Market Business with Fourth CLO MIAMI, March 02, 2022 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the ?Company?) (NASDAQ: PNNT) today announced that PennantPark Senior Loan Fund, LLC (?PSLF?), through PSLF?s wholly-owne |
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| February 14, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) of The Securities Exchange Act of 1934 February 8, 2022 Date of Report (Date of earliest event reported) PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or other jurisdiction of incorporation) |
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| February 9, 2022 |
EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 PennantPark Investment Corporation Announces an Increase of Its Quarterly Distribution to $0.14 per Share, Its Financial Results for the Quarter Ended December 31, 2021 and Initiates a Stock Repurchase Program MIAMI, Feb. 09, 2022 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (NASDAQ: PNNT) announced today financial results for the first fisc |
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| February 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): February 9, 2022 PennantPark Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) (Co |
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| February 9, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): February 9, 2022 PennantPark Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) (Co |
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| February 9, 2022 |
` UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ` UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED DECEMBER 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 814-00736 PENN |
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| February 9, 2022 |
PennantPark Investment Corporation Announces $25 Million Stock Repurchase Program EXHIBIT 99.1 PennantPark Investment Corporation Announces $25 Million Stock Repurchase Program MIAMI, Feb. 09, 2022 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NASDAQ: PNNT) announced today that its Board of Directors has authorized a program for the purpose of repurchasing up to $25.0 million worth of its common stock at prices below the Company?s net asset value per sh |
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| January 6, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): January 6, 2022 PennantPark Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) (Com |
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| January 6, 2022 |
PennantPark Investment Corporation Schedules Earnings Release of First Fiscal Quarter 2022 Results EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 PennantPark Investment Corporation Schedules Earnings Release of First Fiscal Quarter 2022 Results NEW YORK, Jan. 06, 2022 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NASDAQ: PNNT) announced that it will report results for the first fiscal quarter ended December 31, 2021 on Wednesday, February 9, 2022 after the close of the |
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| December 9, 2021 |
SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Material ? Soliciting Material Pursuant to Rule 14a-12 PennantPark Investment Corporation (Name of Registrant as Specified in Its Charter) (Name of Person(s) Filing Proxy Statement if other than the Registrant) Payment of Filing Fee (Check the appropriate box): ? No fee required. |
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| December 2, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): December 2, 2021 PennantPark Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) (Co |
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| December 2, 2021 |
PennantPark Investment Corporation Announces Quarterly Distribution of $0.12 per Share EXHIBIT 99.1 PennantPark Investment Corporation Announces Quarterly Distribution of $0.12 per Share NEW YORK, Dec. 02, 2021 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NASDAQ: PNNT) declares its first fiscal quarter 2022 distribution of $0.12 per share, payable on January 3, 2022 to stockholders of record as of December 20, 2021. The distribution is expected to be paid f |
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| November 17, 2021 |
Subsidiaries of the Registrant. EXHIBIT 21.1 Subsidiaries of the Registrant Name of entity and place of jurisdiction Voting Securities Owned Percentage PennantPark Investment Funding I, LLC (Delaware) 100 % PennantPark SBIC GP II, LLC (Delaware) 100 % PennantPark SBIC II LP (Delaware) 100 % (1) PNNT Alabama Holdings Inc. (Delaware) 100 % (2) PNNT CI (GALLS) Prime Investment Holdings, LLC (Delaware) 100 % PNNT Investment Holdings |
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| November 17, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 17, 2021 PennantPark Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) (C |
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| November 17, 2021 |
Report of RSM US LLP on Senior Securities Table. EXHIBIT 99.5 Report of Independent Registered Public Accounting Firm Board of Directors and Stockholders PennantPark Investment Corporation and its Subsidiaries Our audits of the consolidated financial statements and internal control over financial reporting referred to in our reports dated November 17, 2021, (appearing in the accompanying Form 10-K) also included an audit of the senior securities |
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| November 17, 2021 |
Exhibit 99.3 RAM ENERGY HOLDINGS LLC AND SUBSIDIARIES Consolidated Financial Statements As of and for the Year Ended September 30, 2020 RAM ENERGY HOLDINGS LLC AND SUBSIDIARIES Consolidated Financial Statements As of and for the Year Ended September 30, 2020 RAM Energy Holdings LLC and Subsidiaries Contents Page Independent Auditor?s Report 3 Consolidated Financial Statements Consolidated Balance |
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| November 17, 2021 |
Exhibit 99.4 RAM ENERGY HOLDINGS LLC AND SUBSIDIARIES Consolidated Financial Statements As of and for the Year Ended September 30, 2019 RAM ENERGY HOLDINGS LLC AND SUBSIDIARIES Consolidated Financial Statements As of and for the Year Ended September 30, 2019 RAM Energy Holdings LLC and Subsidiaries Contents Page Independent Auditor?s Report 3 Consolidated Financial Statements 4 Consolidated Balanc |
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| November 17, 2021 |
Joint Code of Ethics of the Registrant. EXHIBIT 14.1 JOINT CODE OF ETHICS FOR PENNANTPARK INVESTMENT CORPORATION PENNANTPARK FLOATING RATE CAPITAL LTD. PENNANTPARK INVESTMENT ADVISERS, LLC Section Iof General Fiduciary Principles This Joint Code of Ethics (the ?Code?) has been adopted by each of PennantPark Investment Corporation, PennantPark Floating Rate Capital, Ltd. (each individually, the ?Corporation?), and PennantPark Investment |
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| November 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 814-00736 PENNANTPARK I |
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| November 17, 2021 |
Exhibit 99.2 RAM ENERGY HOLDINGS LLC AND SUBSIDIARIES Consolidated Financial Statements As of and for the Year Ended September 30, 2021 RAM ENERGY HOLDINGS LLC AND SUBSIDIARIES Consolidated Financial Statements As of and for the Year Ended September 30, 2021 RAM Energy Holdings LLC and Subsidiaries Contents Page Independent Auditor?s Report 3-4 Consolidated Financial Statements Consolidated Balanc |
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| November 17, 2021 |
EXHIBIT 99.1 PennantPark Investment Corporation Announces Financial Results for the Fourth Quarter and Fiscal Year Ended September 30, 2021 NEW YORK, Nov. 17, 2021 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (NASDAQ: PNNT) announced today financial results for the fourth quarter and fiscal year ended September 30, 2021. HIGHLIGHTS Quarter ended September 30, 2021 ($ in millions, except p |
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| October 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2021 (October 14, 2021) PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or other jurisdictio |
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| October 21, 2021 |
Exhibit 4.1 FIFTH SUPPLEMENTAL INDENTURE between PENNANTPARK INVESTMENT CORPORATION and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Trustee Dated as of October 21, 2021 FIFTH SUPPLEMENTAL INDENTURE THIS FIFTH SUPPLEMENTAL INDENTURE (this ?Fifth Supplemental Indenture?), dated as of October 21, 2021, is between PennantPark Investment Corporation, a Maryland corporation (the ?Company?), and Ame |
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| October 19, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 14, 2021 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) |
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| October 19, 2021 |
Exhibit 1.1 EXECUTION VERSION PENNANTPARK INVESTMENT CORPORATION (a Maryland corporation) $165,000,000 4.00% Notes due 2026 UNDERWRITING AGREEMENT Dated: October 14, 2021 PENNANTPARK INVESTMENT CORPORATION (a Maryland corporation) $165,000,000 4.00% Notes due 2026 UNDERWRITING AGREEMENT Raymond James & Associates, Inc. 880 Carillon Parkway St. Petersburg, Florida 33716 Keefe, Bruyette & Woods, Inc |
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| October 15, 2021 |
Table of Contents Filed Pursuant to Rule 424(b)(2) File No. 333-230014 Prospectus Supplement To the Prospectus dated January 30, 2020 $165,000,000 4.00% Notes due 2026 PennantPark Investment Corporation is offering for sale $165.0 million in aggregate principal amount of 4.00% notes due 2026, which we refer to as the Notes. The Notes will mature on November 1, 2026. We will pay interest on the Not |
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| October 14, 2021 |
EXHIBIT 99.1 PennantPark Investment Corporation Prices Public Offering of $165 Million 4.00% Unsecured Notes Due 2026 NEW YORK, Oct. 14, 2021 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the ?Company?) (NASDAQ: PNNT) announced that it has priced an underwritten public offering of $165 million in aggregate principal amount of its 4.00% unsecured notes due 2026 (the ?Notes?). The Notes wil |
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| October 14, 2021 |
PennantPark Investment Corporation 4.00% Notes due 2026 PRICING TERM SHEET October 14, 2021 Filed Pursuant to Rule 433 Issuer Free Writing Prospectus dated October 14, 2021 Relating to Preliminary Prospectus Supplement dated October 14, 2021 and Prospectus dated January 30, 2020 Registration No. |
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| October 14, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): October 14, 2021 PennantPark Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) (Co |
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| October 14, 2021 |
Subject to Completion, dated October 14, 2021 Table of Contents Filed Pursuant to Rule 424(b)(2) File No. 333-230014 The information in this preliminary prospectus supplement is not complete and may be changed. A registration statement relating to these securities has been filed with and declared effective by the Securities and Exchange Commission. This preliminary prospectus supplement is not an offer to sell these securities and is not soli |
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| October 4, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): October 4, 2021 PennantPark Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) (Com |
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| October 4, 2021 |
PennantPark Investment Corporation Schedules Earnings Release of Fourth Fiscal Quarter 2021 Results EXHIBIT 99.1 PennantPark Investment Corporation Schedules Earnings Release of Fourth Fiscal Quarter 2021 Results NEW YORK, Oct. 04, 2021 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NASDAQ: PNNT) announced that it will report results for the fourth fiscal quarter ended September 30, 2021 on Wednesday, November 17, 2021 after the close of the financial markets. The Company |
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| September 2, 2021 |
PennantPark Investment Corporation Announces Quarterly Distribution of $0.12 per Share EXHIBIT 99.1 PennantPark Investment Corporation Announces Quarterly Distribution of $0.12 per Share NEW YORK, Sept. 02, 2021 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NASDAQ: PNNT) declares its fourth fiscal quarter 2021 distribution of $0.12 per share, payable on October 1, 2021 to stockholders of record as of September 17, 2021. The distribution is expected to be pai |
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| September 2, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): September 2, 2021 PennantPark Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) (C |
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| August 4, 2021 |
PennantPark Investment Corporation Announces Financial Results for the Quarter Ended June 30, 2021 EXHIBIT 99.1 PennantPark Investment Corporation Announces Financial Results for the Quarter Ended June 30, 2021 NEW YORK, Aug. 04, 2021 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (NASDAQ: PNNT) announced today financial results for the third fiscal quarter ended June 30, 2021. HIGHLIGHTS Quarter ended June 30, 2021 ($ in millions, except per share amounts) Assets and Liabilities: Invest |
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| August 4, 2021 |
` UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ` UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 814-00736 PENNANTP |
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| August 4, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 4, 2021 PennantPark Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) (Comm |
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| July 1, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): July 1, 2021 PennantPark Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) (Commis |
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| July 1, 2021 |
PennantPark Investment Corporation Schedules Earnings Release of Third Fiscal Quarter 2021 Results EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 PennantPark Investment Corporation Schedules Earnings Release of Third Fiscal Quarter 2021 Results NEW YORK, July 01, 2021 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NASDAQ: PNNT) announced that it will report results for the third fiscal quarter ended June 30, 2021 on Wednesday, August 4, 2021 after the close of the finan |
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| June 21, 2021 |
PennantPark Investment Corporation Appoints Richard Cheung as New Chief Financial Officer Exhibit 99.1 PennantPark Investment Corporation Appoints Richard Cheung as New Chief Financial Officer NEW YORK, NY ? (GLOBE NEWSWIRE ? June 21, 2021) ? PennantPark Investment Corporation (NASDAQ: PNNT) (?we,? ?our,? ?PNNT? or the ?Company?) announced today that it has appointed Richard Cheung as its Chief Financial Officer and Treasurer, effective June 21, 2021. Mr. Cheung most recently served as |
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| June 21, 2021 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 21, 2021 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) (C |
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| June 2, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): June 2, 2021 PennantPark Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) (Commis |
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| June 2, 2021 |
PennantPark Investment Corporation Announces Quarterly Distribution of $0.12 per Share EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 PennantPark Investment Corporation Announces Quarterly Distribution of $0.12 per Share NEW YORK, June 02, 2021 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NASDAQ: PNNT) declares its third fiscal quarter 2021 distribution of $0.12 per share, payable on July 1, 2021 to stockholders of record as of June 17, 2021. The distribut |
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| May 5, 2021 |
` UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 814-00736 PENNANT |
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| May 5, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 5, 2021 PennantPark Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) (Commiss |
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| May 5, 2021 |
PennantPark Investment Corporation Announces Financial Results for the Quarter Ended March 31, 2021 EXHIBIT 99.1 PennantPark Investment Corporation Announces Financial Results for the Quarter Ended March 31, 2021 NEW YORK, May 05, 2021 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (NASDAQ: PNNT) announced today financial results for the second fiscal quarter ended March 31, 2021. HIGHLIGHTS Quarter ended March 31, 2021 ($ in millions, except per share amounts) Assets and Liabilities: Inv |
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| April 22, 2021 |
Exhibit 4.1 FOURTH SUPPLEMENTAL INDENTURE between PENNANTPARK INVESTMENT CORPORATION and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Trustee Dated as of April 21, 2021 FOURTH SUPPLEMENTAL INDENTURE THIS FOURTH SUPPLEMENTAL INDENTURE (this ?Fourth Supplemental Indenture?), dated as of April 21, 2021, is between PennantPark Investment Corporation, a Maryland corporation (the ?Company?), and Ame |
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| April 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2021 PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or other jurisdiction of incorporation) ( |
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| April 20, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 14, 2021 (Date of earliest event reported) PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) ( |
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| April 20, 2021 |
Exhibit 1.1 EXECUTION VERSION PENNANTPARK INVESTMENT CORPORATION (a Maryland corporation) $150,000,000 4.500% Notes due 2026 UNDERWRITING AGREEMENT Dated: April 14, 2021 PENNANTPARK INVESTMENT CORPORATION (a Maryland corporation) $150,000,000 4.500% Notes due 2026 UNDERWRITING AGREEMENT Raymond James & Associates, Inc. 880 Carillon Parkway St. Petersburg, Florida 33716 Keefe, Bruyette & Woods, Inc |
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| April 15, 2021 |
EXHIBIT 99.1 PennantPark Investment Corporation Prices Public Offering of $150 Million 4.50% Unsecured Notes Due 2026 NEW YORK, NY, April 14, 2021 ? PennantPark Investment Corporation (the ?Company?) (NASDAQ: PNNT) announced that it has priced an underwritten public offering of $150 million in aggregate principal amount of its 4.50% unsecured notes due 2026 (the ?Notes?). The Notes will mature on |
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| April 15, 2021 |
PennantPark Investment Corporation 4.50% Notes due 2026 PRICING TERM SHEET April 14, 2021 Filed Pursuant to Rule 433 Issuer Free Writing Prospectus dated April 14, 2021 Relating to Preliminary Prospectus Supplement dated April 14, 2021 and Prospectus dated January 30, 2020 Registration No. |
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| April 15, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 14, 2021 (Date of earliest event reported) PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) ( |
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| April 15, 2021 |
Table of Contents Filed Pursuant to Rule 424(b)(2) File No. 333-230014 Prospectus Supplement To the Prospectus dated January 30, 2020 $150,000,000 4.50% Notes due 2026 PennantPark Investment Corporation is offering for sale $150,000,000 in aggregate principal amount of 4.50% notes due 2026, which we refer to as the Notes. The Notes will mature on May 1, 2026. We will pay interest on the Notes semi |
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| April 14, 2021 |
Subject to Completion, dated April 14, 2021 Table of Contents Filed Pursuant to Rule 424(b)(2) File No. 333-230014 The information in this preliminary prospectus supplement is not complete and may be changed. A registration statement relating to these securities has been filed with and declared effective by the Securities and Exchange Commission. This preliminary prospectus supplement is not an offer to sell these securities and is not soli |
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| April 13, 2021 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 13, 2021 (Date of earliest event reported) PennantPark Investment Corporation (Exact name of registrant as specified in its charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) ( |
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| April 8, 2021 |
PennantPark Investment Corporation Schedules Earnings Release of Second Fiscal Quarter 2021 Results EXHIBIT 99.1 PennantPark Investment Corporation Schedules Earnings Release of Second Fiscal Quarter 2021 Results NEW YORK, April 08, 2021 (GLOBE NEWSWIRE) - PennantPark Investment Corporation (the "Company") (NASDAQ: PNNT) announced that it will report results for the second fiscal quarter ended March 31, 2021 on Wednesday, May 5, 2021 after the close of the financial markets. The Company will als |
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| April 8, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): April 8, 2021 PennantPark Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 814-00736 20-8250744 (State or Other Jurisdiction of Incorporation) (Commi |
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| March 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 814 |
